CHAPTER 1. ACCOUNTANTS

Cross References

Cross references. Office of Professional Regulation generally, see 3 V.S.A. ch. 5, subch. 3.

Procedure for the adoption of administrative rules, see 3 V.S.A. ch. 25.

Review of regulatory laws, see chapter 57 of this title.

Subchapter 1. General Provisions

History

Amendments--1981 (Adj. Sess.). 1981, No. 161 (Adj. Sess.), § 2, rewrote the subchapter heading.

§§ 1-12. Repealed. 1975, No. 89, § 15.

History

Former §§ 1-12. Former § 1, relating to creation of Public Accounting Registration Commission, was derived from 1953, No. 228 , § 1.

Former § 2, relating to compensation and expenses, was derived from 1953, No. 228 , § 10, and amended by 1963, No. 193 , § 1.

Former § 3, relating to disposition of moneys, was derived from 1953, No. 228 , § 9, and amended by 1975, No. 118 , § 72.

Former § 4, relating to records of the Commission, was derived from 1953, No. 228 , § 2.

Former § 5, relating to annual examinations, was derived from 1953, No. 228 , § 3.

Former § 6, relating to qualifications for examination and licensing, and applications for reexamination, was derived from 1953, No. 228 , § 4, and amended by 1967, No. 191 ; No. 184 (Adj. Sess.), § 10.

Former § 7, relating to exemptions from examinations or supervised study requirements, was derived from 1953, No. 228 , § 6.

Former § 8, relating to recording and display of licenses, was derived from 1953, No. 228 , § 5, and amended by 1963, No. 37 , § 8; 1967, No. 278 (Adj. Sess.), § 12.

Former § 9, relating to grounds for revocation of licenses, was derived from 1953, No. 228 , § 7.

Former § 10, relating to prohibitions, was derived from 1953, No. 228 , § 8.

Former § 11, relating to penalties, was derived from 1953, No. 228 , § 8.

Former § 12, relating to renewal of licenses, was derived from 1969, No. 241 (Adj. Sess.), § 1.

§ 13. Definitions.

As used in this chapter:

    1. "Attest services" means providing the following services: (1) (A) "Attest services" means providing the following services:
      1. any audit or other engagement to be performed in accordance with the Statements on Auditing Standards (SAS);
      2. any review of a financial statement or compilation of a financial statement to be performed in accordance with the Statement on Standards for Accounting and Review Services (SSARS);
      3. any examination of prospective financial information to be performed in accordance with the Statements on Standards for Attestation Engagements (SSAE);
      4. any engagement to be performed in accordance with the auditing standards of the Public Company Accounting Oversight Board (PCAOB); or
      5. any examination, review, or agreed upon procedures engagement to be performed in accordance with the SSAE, other than an examination described in subdivision (iii) of this subdivision (1)(A).
    2. The statements on standards specified in this section shall be adopted by reference by the Board pursuant to rulemaking, and shall be those developed for general application by the American Institute of Certified Public Accountants.
  1. "Board" means the Board of Public Accountancy.
  2. "Compilation" means providing a service to be performed in accordance with Statements on Standards for Accounting and Review Services (SSARS) that is presented in the form of financial statements or information that represents management or owners without expressing any type of assurance on the statements.
  3. [Repealed.]
  4. "Firm" means a sole proprietorship, a corporation, a partnership, association, or any other entity that practices public accountancy.
  5. [Repealed.]
  6. "Good character" means fiscal integrity, and a lack of any history of acts involving dishonesty, false statements, or fraud.
  7. "Home office" means the location specified by the client as the address to which a service described in subsection 74c(c) of this title is directed.
  8. "Peer review" means a systemwide study, appraisal, or review of one or more aspects of the professional work of a person or firm in the practice of public accounting that performs attest services by a person or persons who are licensed under this chapter and who are not affiliated with the person or firm being reviewed.
  9. "Practice of public accounting" means the performance or the offering to perform by a person or firm holding itself out to the public as being licensed, registered, or otherwise authorized under this chapter, for a client or potential client, of one or more kinds of services involving the use of accounting or auditing skills, including the issuance of reports on financial statements, or of one or more kinds of management advisory, financial advisory, or consulting services, or the preparation of tax returns or the furnishing of advice on tax matters.
  10. "Principal place of business" means the office location designated by the licensee for the purposes of substantial equivalency and reciprocity.
  11. "Public accountant" means a certified public accountant or a registered public accountant until July 1, 2003, after which the title of registered public accountant will still exist for those licensed as registered public accountants or having received conditional credit toward licensure as a registered public accountant by that date, but will no longer be a title granted by the Board.
  12. "Report" when used with reference to any attest or compilation service, means an opinion, report, or other form of language that states or implies assurance as to the reliability of the attested information or compiled financial statements and that also includes or is accompanied by any statement or implication that the person or firm issuing it has special knowledge or competence in accounting or auditing.
    1. A statement or implication of special knowledge or competence may arise from use by the issuer of the report of names or titles indicating that the person or firm is an accountant or auditor, or from the language of the report itself.
    2. The term "report" includes any form of language that disclaims an opinion when the form of language is conventionally understood to imply any positive assurance as to the reliability of the attested information or compiled financial statements referred to or special competence on the part of the person or firm issuing the language; and it includes any other form of language that is conventionally understood to imply such assurance or such special knowledge or competence.
  13. "Sole proprietorship," when used for the specific purpose of describing the fee category applicable to a firm under this chapter, means a firm that employs only one certified public accountant.
  14. "State" includes the states of the United States, the District of Columbia, Puerto Rico, Guam, the U.S. Virgin Islands, and other jurisdictions recognized by the National Association of State Boards of Accountancy (NASBA).

    Added 1975, No. 89 , § 7; amended 1981, No. 161 (Adj. Sess.), § 2; 1991, No. 167 (Adj. Sess.), § 1; 2001, No. 129 (Adj. Sess.), § 4; eff. June 13, 2002; 2007, No. 29 , § 4; 2009, No. 35 , § 4; 2017, No. 48 , § 8; 2019, No. 30 , § 9.

History

Amendments--2019. Repealed subdivs. (4) and (6); added subdiv. (14): and redesignated former subdiv. (14) as subdiv. (15).

Amendments--2017. Introductory paragraph: Substituted "As used in" for "For the purposes of".

Subdiv. (1)(A): Deleted "financial statement" preceding "services".

Subdiv. (1)(A)(v): Added.

Subdiv. (13): Substituted "any attest or compilation service" for "financial statements" following "reference to" and "the attested information or compiled" for "any" preceding "financial statements".

Subdiv. (13)(B): Substituted "that" for "which" following "language" and inserted "attested information or compiled" preceding "financial statements".

Amendments--2009. Inserted "auditing" before "standards" and substituted "of" for "or" after "standards" in subdiv. (1)(A)(iv); added subdiv. (3) and redesignated former subdiv. (3) as subdiv. (4); redesignated former subdiv. (4) as subdiv. (5); added subdiv. (6); redesignated former subdiv. (5) as subdiv. (7); added subdiv. (8); redesignated subdiv. (6) as subdiv. (9); redesignated former subdiv. (7) as subdiv. (10); substituted "licensed, registered, or otherwise authorized" for "licensed or registered" and made a minor punctuation change in subdiv. (10); added subdiv. (11); and redesignated former subdivs. (8), (9) and (10) as subdivs. (12), (13) and (14).

Amendments--2007. Subdiv. (a)(1)(iv): Added.

Subdiv. (a)(5): Substituted "false statements, or fraud" for "and moral turpitude" following "dishonesty".

Subdiv. (a)(10): Deleted "and" following "Guam" and inserted "and other jurisdictions recognized by the National Association of State Boards of Accountancy (NASBA)" following "U.S. Virgin Islands".

Amendments--2001 (Adj. Sess.). Section amended generally.

Amendments--1991 (Adj. Sess.). Added new subdiv. (4); redesignated former subdivs. (4) and (5) as subdivs. (5) and (6), respectively; redesignated former subdiv. (6) as subdiv. (7) and rewrote that subdiv.; redesignated former subdiv. (7) as subdiv. (8); redesignated former subdiv. (8) as subdiv. (9) and rewrote that subdiv.; added a new subdiv. (10); and redesignated former subdiv. (10) as subdiv. (11).

Amendments--1981 (Adj. Sess.). Section amended generally.

§ 14. Prohibitions.

  1. No person or firm shall issue a report on financial statements of, or provide attest services for, any other person, firm, organization, or governmental unit unless the person or firm is licensed or registered under this chapter. This prohibition does not apply to:
    1. an individual with practice privileges set forth under section 74c of this title or a firm exempt from registration under section 74 of this title;
    2. an officer, partner, or employee of any firm or organization affixing their signature to any statement or report in reference to the financial affairs of that firm or organization with any wording designating the position, title, or office that they hold therein;
    3. any act of a public official or employee in the performance of his or her duties as such;
    4. the performance by any persons of other services involving the use of accounting skills, including the preparation of tax returns, management advisory services, and the preparation of financial statements without the issuance of reports thereon.
  2. No individual person may use the title "certified public accountant," "CPA," "registered public accountant," "RPA," or "auditor" or any other title tending to indicate that he or she is a public accountant, unless he or she is licensed as a public accountant under this chapter or is an individual with practice privileges set forth under section 74c of this title.
  3. No firm may use the title "certified public accountant," "CPA," "registered public accountant," "RPA," "auditor" or any other title tending to indicate that it is composed of public accountants unless the firm is registered under this chapter, or is exempt from registration under section 74 of this title.
  4. No person may use the title "chartered accountant," "enrolled accountant," "licensed accountant," "certified accountant," "registered accountant," "accredited accountant," or any other title likely to be confused with "certified public accountant" or "registered public accountant," or the abbreviations "CA," "EA," "RA," "LA," or "AA," or similar abbreviations likely to be confused with "CPA" or "RPA." However, a person licensed under this chapter and individuals with practice privileges set forth under section 74c of this title may use the title "auditor." The title "enrolled agent" or "EA" may be used only by an individual so designated by the Internal Revenue Service.
  5. No person or firm holding a license under this chapter shall use a professional or firm name or designation that is misleading about the legal form of the firm, or about the persons who are partners, officers, members, managers or shareholders of the firm, or about any other matter; provided, however, that the names of one or more partners, members, managers, or shareholders may be included in the name of a firm or its successor.
  6. However, a sole proprietorship or partnership lawfully using a title or designation in conjunction with those names or designation on July 1, 1981, may continue to do so if that person or partnership otherwise complies with the provisions of this chapter.
  7. The prohibition contained in subsection (a) of this section is applicable to issuance, by a person or firm not holding a valid license or registration, of a report using any form of language conventionally used by public accountants with respect to an audit, review, compilation of financial statements, or other attest services.
  8. No person or firm shall hold themselves out as public accountants while engaged in the practice of public accounting unless they:
    1. hold a valid license or registration issued under this chapter;
    2. qualify for practice privileges set forth under section 74c of this title; or
    3. are exempt from registration under section 74 of this title.

      Added 1975, No. 89 , § 8; amended 1981, No. 161 (Adj. Sess.), § 2; 1991, No. 167 (Adj. Sess.) § 2; 1997, No. 40 , § 9; 1999, No. 52 , § 4; 2001, No. 129 (Adj. Sess.), § 5; eff. June 13, 2002; 2007, No. 29 , § 5; 2009, No. 35 , § 5.

History

Amendments--2009. Subsec. (a): Amended generally.

Subsec. (b): Added "or is an individual with practice privileges set forth under section 74c of this title" following "chapter".

Subsec. (c): Added "or is exempt from registration under section 74 of this title" following "chapter".

Subsec. (d): Inserted "and individuals with practice privileges set forth under section 74c of this title" following "chapter".

Subsec. (h): Amended generally.

Amendments--2007. Subsec. (g): Deleted "or" following "review" and inserted "or other attest services" following "statements".

Amendments--2001 (Adj. Sess.). Subsec. (a): Inserted "or provide attest services for" following "financial statements of" in the first sentence.

Subsec. (e): Rewrote the subsec.

Amendments--1999 Subsec. (d): Added the third sentence.

Amendments--1997. Subsec. (e): Inserted "or limited liability company" following "corporation" in two places.

Amendments--1991 (Adj. Sess.). Subsec. (a): Amended generally.

Subsec. (c): Substituted "firm" for "partnership or corporation" following "no" at the beginning of the subsec., "it" for "partnership or corporation" preceding "is composed", and "the firm is" for "all persons performing public accounting for it in this state are licensed or" following "unless".

Subsec. (f): Substituted "that person or partnership" for "he or it" preceding "otherwise".

Subsec. (g): Added.

Subsec. (h): Added.

Amendments--1981 (Adj. Sess.). Section amended generally.

§ 15. Exemptions.

Nothing in this chapter shall prohibit:

  1. A federal, State, or municipal officer or employee from performing the lawful functions and duties of any office or service required.
  2. An officer, employee, partner, or principal of any organization from:
    1. signing a statement or report in reference to the affairs of that organization, with wording designating the title held in the organization; or
    2. describing himself or herself by title.
  3. A person from offering or rendering to the public bookkeeping and tax services, including devising and installing systems, recording and presenting financial information or data, preparing financial statements, schedules, reports, and exhibits, and similar services.
  4. An individual person from using a title previously held as a public accountant licensed or certified in this or any other state, provided that the person's license or certificate was not revoked or suspended, and provided further that the person is not currently engaged in the practice of public accounting and does not use the title for the purpose of practicing public accounting.
  5. Other licensed or certified professionals from carrying on in the usual manner any of the functions of their professions.
  6. A firm, which does not hold a valid registration under section 74 of this title and which does not have an office in this State, from providing its professional services and from practicing public accounting in this State as long as the firm complies with the requirements of subsection 74(b) of this title.

    Added 1975, No. 89 , § 9; amended 1981, No. 161 (Adj. Sess.), § 2; 1991, No. 167 (Adj. Sess.), § 3; 2001, No. 129 (Adj. Sess.), § 6; eff. June 13, 2002; 2007, No. 29 , § 6; 2009, No. 35 , § 6.

History

Amendments--2009. Section amended generally.

Amendments--2007. Section amended generally.

Amendments--2001 (Adj. Sess.). Subdiv. (b)(3): Deleted.

Subsec. (c): Deleted "of him" at the end of the subsec.

Subdiv. (d)(1): Substituted "held" for "he holds".

Subdiv. (d)(2): Inserted "or herself" following "himself".

Subsec. (f): Deleted "which he" preceding "previously held".

Subsec. (g): Added.

Amendments--1991 (Adj. Sess.). Subsec. (a): Substituted "firm" for "partnership or corporation" preceding "composed" in the first sentence, and inserted "or her" preceding "own name" in the second sentence.

Subsec. (b): Deleted "certified public accountant or a licensed" preceding "public accountant" in the introductory paragraph.

Amendments--1981 (Adj. Sess.). Section amended generally.

§ 16. Repealed. 1981, No. 161 (Adj. Sess.), § 2.

History

Former § 16. Former § 16, relating to injunctions against unlawful acts, was derived from 1975, No. 89 , § 10 and was repealed by omission by 1981, No. 161 (Adj. Sess.), § 2. The subject matter is now covered by § 54(b)(9) of this chapter.

§ 17. Penalty.

Any person who violates any provision of section 14 of this chapter shall be subject to the penalties set forth in 3 V.S.A. § 127 .

Added 1975, No. 89 , § 11; amended 1981, No. 161 (Adj. Sess.), § 2; 2007, No. 29 , § 7; 2019, No. 30 , § 9.

History

Amendments--2019. Substituted "chapter" for "title" and "3 V.S.A. § 127" for "3 V.S.A. § 127(c)".

Amendments--2007. Substituted "subject to the penalties set forth in subsection 127(c) of Title 3" for "fined not more than $1,000.00, or imprisoned for not more than 30 days, or both, for each violation".

Amendments--1981 (Adj. Sess.). Substituted "$1,000.00" for "$500.00" and "30 days" for "one year" in the first sentence and deleted the former second sentence.

§ 18. Repealed. 1981, No. 161 (Adj. Sess.), § 2.

History

Former § 18. Former § 18, relating to evidence sufficient to justify an injunction, was derived from 1975, No. 89 , § 12 and was repealed by omission by 1981, No. 161 (Adj. Sess.), § 2.

Subchapter 2. Board of Public Accountancy

History

Revision note. Inserted "Public" preceding "Accountancy" in the subchapter heading for purposes of conformity with the text of the subchapter.

Amendments--1981 (Adj. Sess.). 1981, No. 161 (Adj. Sess.), § 2 deleted "State" preceding "Board of Accountancy" in the subchapter heading.

Cross References

Cross references. Per diem compensation of Board members, see 32 V.S.A. § 1010.

§ 51. Creation of Board.

  1. The Board of Public Accountancy is created, consisting of five members, who shall be residents of this State.
  2. At least one member of the Board shall be a member of the public who has no pecuniary interest in accounting other than as a consumer or possible consumer of its services. The member shall have no pecuniary interest personally or through a spouse, parent, child, brother, or sister.
  3. At least three members of the Board shall be licensed certified public accountants.
  4. Board members shall be appointed for five-year terms by the Governor in accordance with 3 V.S.A. § 129b .

    Amended 1975, No. 89 , § 1; 1981, No. 161 (Adj. Sess.), § 2; 1991, No. 167 (Adj. Sess.), § 4; 2001, No. 129 (Adj. Sess.), § 7; eff. June 13, 2002; 2007, No. 29 , § 8.

History

Source. V.S. 1947, § 6970. 1947, No. 202 , § 7074. 1937, No. 194 , § 1. P.S. § 7628. 1931, No. 132 , § 1. 1923, No. 7 , § 41. P.L. § 6185. 1917, No. 254 , § 6053. 1915, No. 1 , § 225. 1912, No. 257 , § 2.

Amendments--2007. Subsec. (b): Substituted "At least one" for "One" preceding "member".

Subsec. (d): Deleted former subsec. (d) and redesignated former subsec. (e) as present subsec. (d).

Amendments--2001 (Adj. Sess.). Subsec. (b): Substituted "pecuniary" for "financial" preceding "interest" in the first sentence; substituted "The member" for "He or she" preceding "shall have", and "pecuniary" for "financial" preceding "interest" in the second sentence.

Subsec. (c): Substituted "three members" for "two members".

Subsec. (d): Added the second sentence.

Subsec. (e): Deleted former subsec. (e); redesignated former subsec. (f) as present subsec. (e); substituted "five-year terms" for "three-year terms", added "in accordance with section 129b of Title 3" and deleted "with the advice and consent of the senate" following "the governor" in the former first sentence; and deleted the former second and third sentences.

Subsecs. (g)-(i): Deleted.

Amendments--1991 (Adj. Sess.). Inserted "or she" preceding "shall" in the second sentence of subsec. (b), inserted "at least" preceding "two" in subsec. (c), substituted "at least one member" for "two members" preceding "of the board" and "accountant" for "accountants" following "public" in subsec. (d), added a new subsec. (e), redesignated former subsec. (e) as subsec. (f) and deleted the last sentence of that subsec., and redesignated former subsecs. (f)-(h) as subsecs. (g)-(i), respectively.

Amendments--1981 (Adj. Sess.). Section amended generally.

Amendments--1975. Section amended generally.

§ 52. Functioning of Board.

  1. Annually, the Board shall meet to elect a chair and a secretary.
  2. Meetings may be called by the Chair and shall be called upon the request of any other two members.
  3. Meetings shall be warned and conducted in accordance with 1 V.S.A. chapter 5.
  4. A majority of the members of the Board shall constitute a quorum.
  5. All business may be transacted by a majority vote of the members present and voting, unless otherwise provided by statute.

    Amended 1975, No. 89 , § 2; 1981, No. 161 (Adj. Sess.), § 2.

History

Source. 1953, No. 109 , § 1. V.S. 1947, § 6971. 1947, No. 202 , § 7075. 1937, No. 194 , § 1. P.L. § 7628. 1931, No. 132 , § 1. 1923, No. 7 , § 41. G.L. § 6185. 1917, No. 254 , § 6053. 1915, No. 1 , § 225. 1912, No. 257 , § 2.

Amendments--1981 (Adj. Sess.). Section amended generally.

Amendments--1975. Section amended generally.

§ 53. Repealed. 1981, No. 161 (Adj. Sess.), § 2.

History

Former § 53. Former § 53, relating to compensation of Board members, was derived from 1953, No. 109 , § 1; V.S. 1947, § 6971; 1947, No. 202 , § 7075; 1937, No. 194 , § 1; P.L. § 7628; 1931, No. 132 , § 1; 1923, No. 7 , § 41; G.L. § 6185; 1917, No. 254 , § 6053; 1915, No. 1 , § 225; 1912, No. 257 , § 2; amended by 1975, No. 89 , § 3; and was repealed by omission by 1981, No. 161 (Adj. Sess.), § 2.

§ 54. General powers and duties of the Board.

  1. The Board shall adopt rules concerning:
    1. a definition of the practice of public accountancy, interpreting section 13 of this title as appropriate;
    2. qualifications for obtaining licensure, interpreting the relevant statutes as appropriate;
    3. forms approved by the Secretary of State, which are to be used by the Board; and
    4. explanations of appeal and other significant rights given to applicants and the public.
  2. The Board may:
    1. conduct examinations and pass upon the qualifications of applicants for licensing;
    2. adopt rules of professional conduct for establishing and maintaining high standards of competence and integrity in the profession of public accounting;
    3. adopt rules establishing reasonable continuing education requirements, not to exceed 40 hours per year, and establish or approve continuing education programs to assist a licensee in meeting these requirements;
    4. investigate suspected violations of section 14 of this title and suspected unprofessional conduct;
    5. conduct hearings;
    6. issue subpoenas and administer oaths in connection with any authorized investigation or hearing;
    7. take or cause depositions to be taken as needed in any investigation or hearing before it;
    8. receive legal assistance from the Secretary of State's office and from the Attorney General;
    9. seek and obtain injunctions to restrain violations of section 14 of this title or unprofessional conduct;
    10. cooperate with licensing and regulatory authorities in other jurisdictions to investigate suspected violations of section 14 of this title and suspected unprofessional conduct; and
    11. adopt rules regarding peer reviews that may be required to be performed under this chapter.
  3. [Repealed.]

    Amended 1975, No. 89 , § 4; 1981, No. 161 (Adj. Sess.), § 2; 1985, No. 257 (Adj. Sess.), § 2; 1991, No. 167 (Adj. Sess.), § 5; 1997, No. 145 (Adj. Sess.), § 31; 2001, No. 129 (Adj. Sess.), § 8; eff. June 13, 2002; 2007, No. 29 , § 9; 2019, No. 178 (Adj. Sess.), § 5, eff. Oct. 1, 2020.

History

Source. 1953, No. 109 , § 1. V.S. 1947, § 6971. 1947, No. 202 , § 7075. 1937, No. 194 , § 1. P.L. § 7628. 1931, No. 132 , § 1. 1923, No. 7 , § 41. G.L. § 6185. 1917, No. 254 , § 6053. 1915, No. 1 , § 225. 1912, No. 257 , § 2.

Editor's note. 1997, No. 145 (Adj. Sess.), § 31 purported to repeal "26 V.S.A. § 54 (budget for public accountancy board)." Since the descriptive language limits the repealer to subsec. (d) of this section, this section is set out as amended by the deletion of subsec. (d).

Amendments--2019 (Adj. Sess.) Subsec. (c): Repealed.

Amendments--2007. Added new subdiv. (b)(10) and redesignated former subdiv. (b)(10) as present subdiv. (b)(11).

Amendments--2001 (Adj. Sess.). Subdiv. (a)(2): Substituted "the relevant statutes" for "section 71 of this title".

Subdiv. (b)(2): Deleted "consistent with the recommendations of the National Association of State Boards of Public Accountancy" following "professional conduct".

Subdiv. (b)(10): Substituted "peer reviews" for "report reviews".

Subsec. (c): Deleted former subsec. (c) and redesignated former subsec. (d) as present subsec. (c).

Amendments--1997 (Adj. Sess.). Subsec. (d): Deleted the subsec.

Amendments--1991 (Adj. Sess.). Subsec. (a): Substituted "section 13" for "subdivision 13(6)" following "interpreting" in subdiv. (1).

Subsec. (b): Deleted "and" following "general" in subdiv. (8), inserted "of this title" following "section 14" and added "and" following "conduct" in subdiv. (9), and added subdiv. (10).

Subsec. (c): Substituted "firms" for "partnerships, corporations and offices" following "registered".

Amendments--1985 (Adj. Sess.). Subdiv. (a)(5): Repealed.

Amendments--1981 (Adj. Sess.). Section amended generally.

Amendments--1975. Section amended generally.

Cross References

Cross references. Enforcement of subpoenas issued by administrative agencies generally, see 3 V.S.A. § 809a.

Modification of subpoenas or discovery orders issued by administrative agencies, see 3 V.S.A. § 809b.

§ 55. Repealed. 1981, No. 161 (Adj. Sess.), § 2.

History

Former § 55. Former § 55, relating to the Board's annual report to the Secretary of State, was derived from V.S. 1947, § 6972; 1937, No. 194 , § 2; P.L. § 7629; G.L. § 6189; 1912, No. 257 , § 5; amended by 1975, No. 89 , § 5; and was repealed by omission by 1981, No. 161 (Adj. Sess.), § 2.

§ 56. Fees.

Applicants and persons regulated under this chapter shall pay the following fees:

  1. Application for license                                      $  100.00      (2) Biennial renewal of license                                  $  220.00      (3) Firm registration                                            $  200.00      (4) [Repealed.]      (5) Firm biennial renewal of registration                        $  400.00      (6) Sole proprietor firm biennial renewal of registration        $  200.00

    Amended 1975, No. 89 , § 6; 1981, No. 161 (Adj. Sess.), § 2; 1989, No. 250 (Adj. Sess.), § 6; 1991, No. 167 (Adj. Sess.), § 6; 1997, No. 59 , § 47, eff. June 30, 1997; 1999, No. 49 , § 169; 2001, No. 143 (Adj. Sess.), § 19; eff. June 21, 2002; 2009, No. 35 , § 7; 2011, No. 33 , § 2; 2019, No. 70 , § 14; 2019, No. 178 (Adj. Sess.), § 5, eff. Oct. 1, 2020.

History

Source. V.S. 1947, § 6973. P.L. § 7630. 1933, No. 157 , § 7242. G.L. § 6191. 1915, No. 1 , § 226. 1912, No. 257 , § 4.

Revision note. Subsec. (c), which provided for an appropriation of $1,500.00 from the general fund for fiscal year 1976, was omitted as a transitional provision.

Amendments--2019 (Adj. Sess.) Subdiv. (4): Repealed.

Amendments--2019. Subdiv. (1): Substituted "$100.00" for "$75.00".

Subdiv. (2): Substituted "$220.00" for "$120.00".

Subdiv. (3): Deleted "and biennial renewal of registration" and substituted "$200.00" for "$120.00".

Subdivs. (5) and (6): Added.

Amendments--2011. Subdiv. (2): Substituted "$120.00" for "$100.00".

Subdiv. (3): Substituted "$120.00" for "$35.00".

Amendments--2009. Added "and biennial renewal of registration" after "registration" in subdiv. (3); and substituted "foreign" for "nonresident" in subdiv. (4).

Amendments--2001 (Adj. Sess.) Subdiv. (2): Substituted "$100.00" for "on or after July 1, 1999 $90.00".

Subdiv. (3): Substituted "$35.00" for "$15.00".

Subdiv. (4): Substituted "$50.00" for "$5.00".

Amendments--1999 Subdiv. (1): Substituted "$75.00" for "$55.00".

Subdiv. (2): Substituted "$90.00" for "$165.00".

Amendments--1997 Section amended generally.

Amendments--1991 (Adj. Sess.). Inserted "through July 31, 1993" following "license" in subdiv. (3), added new subdiv. (4), redesignated former subdiv. (4) as subdiv. (5) and substituted "firm" for "office" preceding "registration" in that subdiv., and redesignated former subdiv. (5) as subdiv. (6) and substituted "firm" for "accountant" following "nonresident" in that subdiv.

Amendments--1989 (Adj. Sess.). Section amended generally.

Amendments--1981 (Adj. Sess.). Section amended generally.

Amendments--1975. Section amended generally.

Cross References

Cross references. Exemption of persons 80 years of age and over from payment of license renewal fees, see 32 V.S.A. § 1111.

§§ 57-62. Repealed. 1975, No. 89, § 15.

History

Former §§ 57-62. Former § 57, relating to definition of certified public accountant, was derived from 1953, No. 109 , § 4; V.S. 1947, § 6978; 1937, No. 194 , § 3; P.L. § 7635; 1931, No. 132 , § 2; G.L. § 6184; 1912, No. 257 , § 1. The subject matter is now covered by § 13 of this chapter.

Former § 58, relating to examinations, was derived from V.S. 1947 § 6974; P.L. § 7631; 1921, No. 183 , § 1; G.L. § 6186; 1912, No. 257 , § 3. The subject matter is now covered by § 71a of this chapter.

Former § 59, relating to fees and issuance of certificates, was derived from 1953, No. 109 , § 2; V.S. 1947, § 6975; P.L. § 7632; G.L. § 6187; 1915, No. 1 , § 226; 1912, No. 257 , § 4. The subject matter is now covered by § 56 of this chapter.

Former § 60, relating to issuance of certificate without examination, was derived from 1953, No. 109 , § 3; V.S. 1947, § 6976; P.L. § 7633; 1921, No. 183 , § 2; G.L. § 6188; 1912, No. 257 , § 6. The subject matter is now covered by § 72b of this chapter.

Former § 61, relating to revocation of certificates, was derived from V.S. 1947, § 6977; P.L. § 7634; G.L. § 6190; 1912, No. 257 , § 7. The subject matter is now covered by § 78 of this chapter.

Former § 62, relating to penalties, was derived from 1953, No. 228 , § 11; V.S. 1947, § 6979; P.L. § 7636; G.L. § 6192; 1912, No. 257 , § 8.

Subchapter 3. Licenses

§ 71. Repealed. 1997, No. 145 (Adj. Sess.), § 31.

History

Former § 71. Former § 71, providing for licensing of certified public accountants, was added by 1975, No. 89 , § 13, and amended by 1981, No. 161 (Adj. Sess.), § 2; 1991, No.167 (Adj. Sess.), § 7. The subject matter is now covered by § 71a of this chapter.

§ 71a. License by examination.

  1. A license as a "certified public accountant" shall be granted by the Board to any person:
    1. who is of good character;
    2. who completes:
      1. [Repealed.]
      2. 150 or more semester hours of college credit at a college or university recognized by the Board, including a baccalaureate degree and a minimum of 42 semester hours of accounting, auditing, and related subjects as the Board determines to be appropriate, and one year of experience in public accounting, meeting the requirements prescribed by Board rule or other experience or employment that the Board in its discretion considers substantially equivalent; and
    3. who has passed the examination required under subsection (b) of this section.
  2. The Board shall administer an examination using a nationally recognized uniform certified public accountants' examination and advisory grading service.
  3. An applicant who has not yet completed a baccalaureate degree may sit for the exam upon the completion of 120 semester hours at an institution recognized by the Board, including a minimum of 30 semester hours of accounting, auditing, and related subjects as the Board determines to be appropriate.

    Added 1997, No. 145 (Adj. Sess.), § 7; amended 2001, No. 129 (Adj. Sess.), § 9; eff. June 13, 2002; 2007, No. 29 , § 10; 2007, No. 163 (Adj. Sess.), § 6; 2009, No. 35 , § 8; 2009, No. 35 , § 41(b), eff. July 1, 2014.

History

2019. Redesignated former subdiv. (a)(2)(A)(i) as subdiv. (a)(2)(A) and former subdiv. (a)(2)(A)(ii) as subdiv. (a)(2)(B) to conform to V.S.A. style.

Amendments--2009. No. 35, § 8 redesignated former subdiv. (a)(2)(A)(ii) as subdiv. (a)(2)(A)(i); redesignated former subdiv. (a)(2)(A)(iii) as subdiv. (a)(2)(A)(ii); inserted "a baccalaureate degree and" after "including" in subdiv. (a)(2)(A)(ii); redesignated former subdiv. (a)(2)(B) as subdiv. (a)(3); deleted the second sentence of subsec. (b); and rewrote subsec. (c).

No. 35, § 41(b) provided for the repeal of subdiv. (a)(2)(A)(i) on July 1, 2014.

Amendments--2007 (Adj. Sess.) Subdiv. (a)(2)(A): Added new subdiv. (ii) and redesignated former subdiv. (ii) as subdiv. (iii).

Subsec. (b): Substituted "The board shall administer an examination using" for "Examinations shall be held by the board, and the board shall use" in the first sentence and added the second sentence.

Subsec. (c): Added.

Amendments--2007. Section amended generally.

Amendments--2001 (Adj. Sess.). Subsec. (a): Deleted former subdiv. (2)(D) and redesignated former subdiv. (3) as present subdiv. (2)(D).

ANNOTATIONS

1. Good moral character.

Commission has authority to determine whether or not an applicant for examination is of good moral character. 1952-54 Op. Atty. Gen. 372, 375.

Conviction for crime of embezzlement more than twenty years ago does not necessarily require present conclusion that person is not now of good moral character. 1952-54 Op. Atty. Gen. 375.

Crime of forgery may be said to involve moral turpitude. 1952-54 Op. Atty. Gen. 372.

§ 71b. Repealed. 2007, No. 29, § 77.

History

Former § 71b. Former § 71b, relating to licenses for registered public accountants, was derived from 1997, No. 145 (Adj. Sess.), § 8 and amended by 1999, No. 52 , § 5 and 2001, No. 129 (Adj. Sess.), § 10.

§ 72. Repealed. 1997, No. 145 (Adj. Sess.), § 31.

History

Former § 72. Former § 72, relating to licensure of registered public accountants, was derived from 1975, No. 89 , § 13, and amended by 1981, No. 161 (Adj. Sess.), § 2; 1991, No. 167 (Adj. Sess.), § 8.

§ 72a. General licensing provisions.

  1. If a licensee has a principal place of business for the practice of public accounting, the license shall be prominently displayed at that place.
  2. Licensing standards adopted and used by the Board, and its procedures, shall be fair and reasonable and shall be designed and implemented to measure and reasonably ensure an applicant's qualifications to practice public accounting. They shall not be designed or implemented for the purpose of limiting the number of licensees.
  3. [Repealed.]

    Added 1981, No. 161 (Adj. Sess.), § 2; amended 1991, No. 167 (Adj. Sess.), § 9; 1997, No. 40 , § 15; 2001, No. 129 (Adj. Sess.), § 11; eff. June 13, 2002; 2007, No. 29 , § 11; 2009, No. 35 , § 41(a).

History

Amendments--2009. Subsec. (c): Repealed.

Amendments--2007. Section amended generally.

Amendments--2001 (Adj. Sess.). Subdiv. (c)(1): Inserted "education, examination and experience" preceding "requirements".

Subdiv. (c)(2): Deleted "after having passed an examination upon which the applicant's certificate was based" preceding "within the ten years".

Subsec. (e): Substituted "the applicant" for "he".

Subsec. (f): Deleted.

Amendments--1997. Subsec. (c): Amended generally.

Amendments--1991 (Adj. Sess.). Subsec. (e): Substituted "60" for "120" preceding "days" and "education" for "experience" preceding "requirement" in the first and second sentences and inserted "or she" following "until he" in the first sentence.

§ 72b. Licensure by endorsement.

Without requiring an examination, the Board shall issue an appropriate license to a public accountant who is licensed or certified under the laws of another state:

  1. with education, examination, and experience requirements that the Board considers to be substantially equal to those of this State; or
    1. upon a showing that the applicant has had five years of experience in the practice of public accountancy or meets equivalent requirements prescribed by the Board by rule within the 10 years immediately preceding the application; and (2) (A) upon a showing that the applicant has had five years of experience in the practice of public accountancy or meets equivalent requirements prescribed by the Board by rule within the 10 years immediately preceding the application; and
    2. has fulfilled the requirements of continuing education or continuing professional competence programs that would have been applicable under subsection 75(b) of this title.

      Added 2007, No. 29 , § 12.

§ 73. Corporations practicing public accounting.

A corporation, limited liability company, partnership, or other business organization engaged in the practice of public accounting may be disciplined by the Board for the unprofessional conduct of its officers, directors, managers, members, partners, shareholders, and employees. Disciplinary action against a corporation, limited liability company, partnership, or other business organization may include recommending to the Secretary of State that involuntary dissolution proceedings be begun.

Added 1975, No. 89 , § 13; amended 1981, No. 161 (Adj. Sess.), § 2; 1997, No. 40 , § 10; 1999, No. 133 (Adj. Sess.), § 3.

History

Amendments--1999 (Adj. Sess.). Substituted "corporation limited liability company, partnership, or other business organization" for "corporation or, limited liability company" in the first and second sentence, and deleted "shall incorporate as a professional corporation, or organize as a professional limited liability company and" following "public accounting" and inserted "partners, shareholders" preceding "and employees" in the first sentence.

Amendments--1997. Inserted "and limited liability companies" following "corporations" in the section heading, "or limited liability company" preceding "engaged in", "or organize as a professional limited liability company" following "professional corporation" and "managers, members" preceding "and employees" in the first sentence and "or limited liability company" preceding "may include" in the second sentence.

Amendments--1981 (Adj. Sess.). Section amended generally.

§ 74. Firms; registration and ownership.

  1. A firm shall be required to obtain registration pursuant to this section if the firm:
    1. has an office established or maintained in this State for the practice of public accounting;
    2. has an office established or maintained in this State that uses the title "CPA" or "CPA firm"; or
    3. does not have an office in this State but performs services described in subdivision 13(1)(A)(i), (iii), or (iv) of this chapter for a client with a home office in this State.
  2. A firm that does not have an office in this State may perform those services set forth in subdivision 13(1)(A)(ii), 13(1)(A)(v), or 13(3) of this chapter for a client with a home office in this State, may otherwise practice public accounting as authorized under this chapter, and may use the title "CPA" or "CPA firm" without a registration issued only if the firm:
    1. meets the qualifications set forth in subsections (c) and (d) of this section;
    2. meets the requirements of subsection 75(c) of this chapter, as applicable; and
    3. performs services through an individual with practice privileges set forth under section 74c of this chapter.
  3. An applicant for initial registration or renewal under this section shall be required to show that, notwithstanding any other provision of law, a simple majority of the ownership of the firm, in terms of equity, creditor and voting rights of all partners, officers, members, shareholders, or managers, belongs to holders of a certificate who are licensed in some state, and such partners, officers, members, shareholders, or managers, whose principal place of business is in this State, and who perform professional services in this State, hold a valid license issued under this chapter. Although firms may include nonlicensee owners, the firm and its ownership must comply with the rules adopted by the Board.
  4. Any CPA or RPA firm as defined in this chapter may include nonlicensee owners, provided that:
    1. The firm designates a licensee of this State or, in the case of a firm that is required to have a registration pursuant to subsection (a) of this section, a licensee who meets the requirements set forth in section 74c of this chapter who is responsible for the proper registration of the firm, and identifies that individual to the Board.
    2. All nonlicensee owners are active individual participants in the CPA or RPA firm or affiliated entities.
    3. The firm complies with other requirements as the Board may impose by rule.
  5. Any individual licensee who is responsible for supervising attest services and signs or authorizes someone to sign the accountant's report on behalf of the firm shall meet the experience and competency requirements set out in the professional standards for such services.
  6. Any individual exercising practice privileges pursuant to section 74c of this chapter, and who is responsible for supervising attest services and signs or authorizes someone to sign the accountant's report on behalf of the firm, shall meet the experience and competency requirements set forth in the professional standards for those services.
  7. Each office in this State shall be under the supervision of a public accountant who is licensed in this State.

    Added 1975, No. 89 , § 13; amended 1981, No. 161 (Adj. Sess.), § 2; 1991, No. 167 (Adj. Sess.), § 10; 1997, No. 59 , § 48, eff. June 30, 1997; 1999, No. 133 (Adj. Sess.), § 4; 2001, No. 129 (Adj. Sess.), § 12; eff. June 13, 2002; 2007, No. 29 , § 13; 2009, No. 35 , § 9; 2017, No. 48 , § 9; 2019, No. 178 (Adj. Sess.), § 5, eff. Oct. 1, 2020.

History

Amendments--2019 (Adj. Sess.) Substituted "of this chapter" for "of this title" throughout the section and in subdiv. (b)(1), substituted "subsection 75(c) of this chapter, as applicable" for "section 75c of this title".

Amendments--2017. Subsec. (b): Inserted ", 13(1)(A)(v)," preceding "or" and "13" preceding "(3)" and substituted "chapter" for "title" following "of this".

Subsecs. (e), (f): Deleted "on financial statements" following "report".

Amendments--2009. Section amended generally.

Amendments--2007. Subsec. (d): Deleted "or compilation" preceding "services".

Subsec. (e): Deleted.

Amendments--2001 (Adj. Sess.). Subsec. (a): Deleted "direct" preceding "supervision", "resident manager who shall be a" preceding "public accountant", "and shall be either a principal, shareholder or a staff employee" following "in this state" in the second sentence, and deleted the third sentence.

Subsec. (b): Substituted "equity" for "financial interest", inserted "creditor" preceding "and voting rights", and substituted "nonlicensee" for "non-licensee".

Amendments--1999 (Adj. Sess.). Designated the existing provisions of the section as subsec. (a), deleted "triennially with the board until July 1, 1999 and" following "be registered" and "thereafter" from the end first sentence of that subsec., and added subsecs. (b)-(e).

Amendments--1997 Rewrote the first sentence.

Amendments--1991 (Adj. Sess.). Substituted "firms" for "offices" preceding "registration" in section heading, rewrote the first sentence, and in the second sentence deleted "licensed" preceding "public accountant" and inserted "licensed" thereafter.

Amendments--1981 (Adj. Sess.). Section amended generally.

§ 74a. Repealed. 2019, No. 30, § 9.

History

Former § 74a, relating to foreign registration, was derived from 1981, No. 161 (Adj. Sess.), § 2 and amended by 1991, No. 167 (Adj. Sess.), § 11; 2001, No. 129 (Adj. Sess.), § 13; 2007, No. 29 , § 14; and 2009, No. 35 , § 10.

§ 74b. Repealed. 2001, No. 129 (Adj. Sess.), § 14.

History

Former § 74b. Former § 74b, relating to registration of nonresident firms providing public accounting services, was derived from 1991, No. 167 (Adj. Sess.), § 12.

§ 74c. Substantial equivalency.

  1. An individual whose principal place of business is not in this State shall be presumed to have qualifications substantially equivalent to this State's requirements and shall have the privileges of licensure of this State, without the need to obtain a license under section 72b of this title, if the individual:
    1. holds a valid license as a certified public accountant from a state the Board determines has licensure requirements substantially equivalent to the requirements of the AICPA/NASBA Uniform Accountancy Act; or
    2. holds a valid license as a certified public accountant from any state, and the individual obtains verification from the NASBA National Qualification Appraisal Service that the individual's qualifications are substantially equivalent to the licensure requirements of the AICPA/NASBA Uniform Accountancy Act. An individual who passed the uniform CPA examination and holds a valid license issued by any state prior to January 1, 2012 shall be exempt from the education requirements of subdivision 5(c)(2) of the Uniform Accountancy Act for purposes of this section.
  2. An individual licensee of another state exercising the privileges afforded under this section and the firm that employs that licensee, as a condition of the exercise of this privilege, shall consent to the following:
    1. personal and subject matter jurisdiction and the disciplinary authority of the Board;
    2. compliance with this chapter and the Board's administrative rules and any other laws governing the practice of the profession in this State under the jurisdiction of the Board;
    3. cease offering or rendering professional services in this State individually and on behalf of a firm in the event the license issued by the state of the licensee's principal place of business is no longer valid or is otherwise conditioned or restricted;
    4. the appointment of the state board or licensing authority, which issued its license, as the agent upon whom process may be served in any action or proceeding by the Board against the licensee; and
    5. perform only those services within the scope of practice authorized by the state of the licensee's principal place of business.
  3. An individual practicing pursuant to this section and who performs services in this State, or an individual practicing pursuant to this section and who performs services for an entity with its home office in this State, may only provide the following services through a firm registered under section 74 of this title:
    1. a financial statement audit or other engagement to be performed in accordance with the Statements on Auditing Standards;
    2. an examination of prospective financial information to be performed in accordance with the Statements on Standards for Attestation Engagements;
    3. an engagement to be performed in accordance with PCAOB Auditing Standards.
  4. An individual who qualifies for practice privileges under this section and who performs services for which a firm registration is required shall not be required to obtain a license from this State.
  5. A licensee of this State offering or rendering services or using its title in another jurisdiction shall be subject to disciplinary action in this State for acts of unprofessional conduct committed in another jurisdiction that would otherwise subject the licensee to discipline in this State. The Board has the authority to investigate complaints made by persons of another state.
  6. Notwithstanding any provision of law to the contrary, an individual who performs professional services pursuant to this section shall not be assessed a fee or be required to provide notice to the Board.

    Added 2009, No. 35 , § 11.

§ 75. Renewal.

  1. Public accountant licenses and firm registrations under this chapter shall be renewed every two years on payment of the required fee.
  2. As a condition of renewal of a license as a public accountant, the Board may require that the licensee establish that he or she has satisfied continuing education requirements established by Board rule.
  3. The Board may by rule require, on either a uniform or a random basis, as a condition to renewal of firm registrations under section 74 of this title, that applicants undergo peer reviews conducted no more frequently than once every three years in such manner and producing such satisfactory result as the Board may specify, provided, however, that any such requirement:
    1. shall be adopted reasonably in advance of the time when it is first required to be met; and
    2. shall include a reasonable provision for compliance by an applicant's showing that the applicant has undergone a satisfactory peer review performed for other purposes that was substantially equivalent to peer reviews generally required pursuant to this section, and completion of such review was within the three years immediately preceding the renewal period.
  4. Information submitted for peer reviews is exempt from public disclosure under 1 V.S.A. § 317(c)(3) and (6).
  5. If a licensee fails to renew within 10 years of the license lapsing, the licensee must file a new application for licensure and satisfy the initial licensure requirements of the Board in order to obtain a license.

    Added 1975, No. 89 , § 13; amended 1981, No. 161 (Adj. Sess.), § 2; 1991, No. 167 (Adj. Sess.), § 13; 1997, No. 59 , § 49, eff. June 30, 1997; 1999, No. 133 (Adj. Sess.), § 5; 2001, No. 129 (Adj. Sess.), § 15; eff. June 13, 2002.

History

Revision note. In subsec. (d), substituted "317(c)(3) and (6)" for "317(b)(3) and (6)" pursuant to the renumbering scheme of 1 V.S.A. 317.

Amendments--2001 (Adj. Sess.). Subsec. (a): Deleted "every three years prior to July 1, 1999 and" following "shall be renewed" and "thereafter" following "every two years".

Subsec. (e): Rewrote the subsec.

Amendments--1999 (Adj. Sess.). Subsec. (c): Substituted "peer reviews" for "report reviews" and deleted "prior to July 1, 1999 and every two years thereafter" following "three years" in the introductory paragraph, and substituted "peer review" for "quality review", "peer reviews" for "report reviews", and "three years" for "two years" in subdiv (2).

Subsec. (d): Substituted "peer reviews" for "report reviews".

Amendments--1997 Subsec. (a): Deleted "notwithstanding the provisions of 3 V.S.A. § 123(a)(12)" preceding "public" at the beginning of the sentence and substituted "three years prior to July 1, 1999 and every two years" for "two years prior to July 31, 1993 and every three years" preceding "thereafter".

Subsec. (b): Inserted "or she" preceding "has satisfied".

Subsec. (c): Inserted "prior to July 1, 1999 and every two years thereafter" following "once every three years" in the introductory paragraph and substituted "two years" for "three years" in subdiv. (2).

Amendments--1991 (Adj. Sess.). Rewrote subsec. (a), added new subsecs. (c) and (d), and redesignated former subsec. (c) as subsec. (e).

Amendments--1981 (Adj. Sess.). Section amended generally.

§ 75a. Agent for process.

An application under this chapter for a license or registration by a person who is not a resident of this State shall constitute the appointment of the Secretary of State as an agent for service of process in any action or proceeding arising out of any transaction, activity, or operation in this State by the applicant concerning the practice of public accounting.

Added 1981, No. 161 (Adj. Sess.), § 2.

Subchapter 4. Discipline

§ 76. Unprofessional conduct.

Unprofessional conduct means:

  1. The conduct prohibited by this section, by 3 V.S.A. § 129a , or by other statutes relating to public accounting, whether or not that conduct is by a licensee, an applicant, or a person who later becomes an applicant;
  2. Disciplinary action by another state or country or federal agency of a license or certificate to practice public accountancy;
  3. Failing to make available, upon request of a person using public accounting services, copies of documents in the possession or under the control of the accountant, when those documents have been prepared for and paid for by the user of services;
  4. Failing to return client-supplied information and documents, in whatever form contained, upon request of the client;
  5. Any of the following except when reasonably undertaken in an emergency situation in order to protect life, health, or property:
    1. practicing or offering to practice beyond the scope permitted by law; or
    2. accepting and performing public accounting responsibilities that the licensee knows or has reason to know that he or she is not competent to perform;
    3. performing public accounting services that have not been authorized by the consumer or the consumer's legal representative;
  6. Dishonesty, fraud, or negligence in the practice of public accountancy, including making misleading, deceptive, or untrue representations in the practice of public accountancy;
  7. The making of any false or misleading statement in support of an application filed by another;
  8. Failure of a licensee to provide any explanation requested by the Board regarding evidence submitted by the licensee in support of an application for licensure filed by another, or regarding evidence submitted by the licensee in support of an application for licensure filed by another, or regarding a failure or refusal to submit such evidence; and failure by a licensee to furnish for inspection, upon request by the Board, or its representative, documentation relating to any evidence submitted by the licensee in support of such an application; or
  9. Failing to report changes to the Board as required by statute and the Board's rules.

    Added 1975, No. 89 , § 13; amended 1981, No. 161 (Adj. Sess.), § 2; 1991, No. 167 (Adj. Sess.), § 14; 1997, No. 145 (Adj. Sess.), § 32; 2001, No. 129 (Adj. Sess.), § 16; eff. June 13, 2002.

History

Amendments--2001 (Adj. Sess.). Section amended generally.

Amendments--1997 (Adj. Sess.). Subsec. (a): Inserted "by section 129a of Title 3".

Subsec. (b): Amended generally, substituting "means" for "shall include" in the introductory clause and deleting several subdivs. listing examples of unprofessional conduct.

Amendments--1991 (Adj. Sess.). Subdiv. (b)(7): Inserted "except for working papers as defined under section 81 of this title" preceding "in the possession" and substituted "paid for" for "purchased" preceding "by the user".

Amendments--1981 (Adj. Sess.). Section amended generally.

§ 77. Repealed. 1981, No. 161 (Adj. Sess.), § 2.

History

Former § 77. Former § 77, relating to the revocation or suspension of partnership or corporation registrations or permits, was derived from 1975, No. 89 , § 13 and was repealed by omission by 1981, No. 161 (Adj. Sess.), § 2.

§ 78. Repealed. 2019, No. 178 (Adj. Sess.), § 5, eff. October 1, 2020.

History

Former § 78. Former § 78, relating to disciplinary matters, was derived from 1975, No. 89 , § 13 and amended by 1981, No. 161 (Adj. Sess.), § 2, and 2001, No. 129 (Adj. Sess.), § 17.

§ 79. Repealed. 1989, No. 250 (Adj. Sess.), § 92.

History

Former § 79. Former § 79, relating to accessibility and confidentiality of disciplinary records, was derived from 1975, No. 89 , § 13 and amended by 1981, No. 161 (Adj. Sess.), § 2.

§ 80. Repealed. 1983, No. 230 (Adj. Sess.), § 17(1).

History

Former § 80. Former § 80, relating to issuance and enforcement of subpoenas, was derived from 1981, No. 161 (Adj. Sess.), § 2. The subject matter is now covered by 3 V.S.A. § 809a.

Subchapter 5. Property; Testimonial Privilege

§ 81. Ownership of accountant's working papers.

  1. All statements, records, schedules, working papers, and memoranda made by a public accountant incident to or in the course of professional services to clients, except reports submitted by a public accountant to a client, are the property of the accountant. However, an express agreement between the accountant and the client to the contrary shall take precedence over this subsection.
  2. No statement, record, schedule, working paper, or memorandum shall be sold, transferred, or bequeathed, without the consent of the client or his or her personal representative or assignee, to anyone other than one or more surviving partners or new partners of the accountant or to his or her corporation or any combined or merged partnership or successor in interest to the partnership.
  3. Original copies of client documents in the possession of the licensee are the property of the client, and must be returned to the client upon request.
  4. An accountant or accountancy firm shall have in place a plan for responsible disposition of client records in case of unexpected incapacity or firm dissolution.

    Added 1981, No. 161 (Adj. Sess.), § 2; amended 1991, No. 167 (Adj. Sess.), § 15; 2001, No. 129 (Adj. Sess.), § 18, eff. June 13, 2002; 2019, No. 30 , § 9.

History

Amendments--2019. Subsec. (d): Added.

Amendments--2001 (Adj. Sess.). Subsec. (c): Added.

Amendments--1991 (Adj. Sess.). Subsec. (a): Deleted "certified public accountant or" following "submitted by a" in the first sentence.

§ 82. Confidential communications.

  1. No firm or any of its employees or other public accountants engaged by the firm, shall disclose any confidential information obtained in the course of a professional engagement except with the consent of the client or former client or as disclosure may be required by law, legal process, or the standards of the profession.
  2. This section does not limit the authority of this State or of the United States to subpoena and use information in connection with any investigation, or proceedings.  This section does not prohibit a public accountant whose professional competence has been challenged in a court or before an administrative agency from disclosing confidential information as a part of a defense.
  3. Nothing in this chapter prohibits a firm or any of its employees, from disclosing any data to other public accountants, peer review teams, or partnerships or corporations of public accountants engaged in conducting peer reviews under the auspices of a recognized professional association, or any of their employees, in connection with peer reviews of the accountant's accounting and auditing practice.
  4. Nothing contained in this chapter prohibits a firm or any of its employees, from disclosing any data in confidence to any representative of a recognized professional association or to the Board in connection with a professional ethics investigation or in the course of a peer review.

    Added 1981, No. 161 (Adj. Sess.), § 2; amended 1991, No. 167 (Adj. Sess.), § 16; 2001, No. 129 (Adj. Sess.), § 19, eff. June 13, 2002; 2007, No. 29 , § 15.

History

Amendments--2007. Subsec. (c): Substituted "peer" for "report" preceding "review" and "reviews" throughout.

Amendments--2001 (Adj. Sess.). Subsec. (d): Added "or in the course of a peer review" at the end of the subsec.

Amendments--1991 (Adj. Sess.). Substituted "firm or any of its" for "public accountant, a partnership or corporation of public accountants or any of their" preceding "employees" in subsecs. (a), (c), and (d), and substituted "report" for "peer" preceding "review" in subsec. (c) and preceding "reviews" in two places in that subsec.

ANNOTATIONS

1. Construction.

Assuming that requested information was confidential, and thus within the ambit of this section, a request for documents via subpoena is a "legal process" within the plain meaning of the statute. Watson v. Dimke, 178 Vt. 504, 872 A.2d 337 (mem.) (March 3, 2005).

The plain language of this section does not support the contention that the existence of a procedure for challenging subpoenas imposes a heightened duty on accountants to resist non-governmental subpoenas. Watson v. Dimke, 178 Vt. 504, 872 A.2d 337 (mem.) (March 3, 2005).

Accountants are not required to determine the validity of subpoenas prior to compliance. Watson v. Dimke, 178 Vt. 504, 872 A.2d 337 (mem.) (March 3, 2005).

CHAPTER 3. ARCHITECTS

Cross References

Cross references. Office of Professional Regulation generally, see 3 V.S.A. ch. 5, subch. 3.

Procedure for the adoption of administrative rules, see 3 V.S.A. ch. 25.

Review of regulatory laws, see chapter 57 of this title.

ANNOTATIONS

Analysis

1. Purpose.

The underlying policy of this chapter is one of protecting the citizens of the State from untrained, unqualified, and unauthorized practitioners. Markus & Nocka v. Julian Goodrich Architects, Inc., 127 Vt. 404, 250 A.2d 739 (1969).

2. Generally.

Architectural firm that sought to recover fee for consultation services with regard to construction of hospital within the State, was seeking recovery for services performed within the State and within the ambit of this chapter. Markus & Nocka v. Julian Goodrich Architects, Inc., 127 Vt. 404, 250 A.2d 739 (1969).

Legislature intended to require registration of architects as a prerequisite, in all cases, to architectural practice. Markus & Nocka v. Julian Goodrich Architects, Inc., 127 Vt. 404, 250 A.2d 739 (1969).

History

Law review commentaries

Law review. For note relating to statutes of limitations for architects, see 9 Vt. L. Rev. 101 (1984).

Subchapter 1. General Provisions

§ 121. Definitions.

As used in this chapter:

  1. "Architect" means a person who is licensed to practice architecture under this chapter.
  2. "Board" means the "Vermont Board of Architecture."
  3. "Disciplinary action" includes any action taken against a licensee by the Board or on appeal from the Board, when that action suspends, revokes, limits, or conditions a license in any way, and includes reprimands and dismissals.
  4. "Plans" or "working drawings" mean any drawings or graphic representations or any combination of drawings or graphic representations, or reproductions thereof, prepared for the purpose of illustrating proposed or intended designs for the construction, enlargement, or alteration of any building or project.
  5. The "practice of architecture" means providing professional services such as consultation, investigation, evaluation, planning, designing (including structural design), or responsible supervision of construction in connection with any building or structure that has as its principal purpose human occupancy or habitation.
  6. "Responsible control" means that amount of control over and detailed knowledge of the content of technical submissions during their preparation as is ordinarily exercised by licensed architects applying the required professional standard of care.
  7. "Supervision" means work prepared under the regular, personal review of a licensed architect's control and as to which the architect has detailed professional knowledge.
  8. "Technical submissions" means designs, drawings, specifications, studies, and other technical reports prepared in the course of executing a portion of a construction project.

    Amended 1985, No. 248 (Adj. Sess.), § 1; 1999, No. 52 , § 5a; 1999, No. 133 (Adj. Sess.), § 6.

History

Source. 1951, No. 165 , § 1.

Amendments--1999 (Adj. Sess.). Added new subdiv. (6) and redesignated former subdivs. (6) and (7) as subdivs. (7) and (8).

Amendments--1999 Subdiv. (7): Added.

Amendments--1985 (Adj. Sess.). Section amended generally.

ANNOTATIONS

1. Consultation.

This section, which specifically mentions consultation as one of the activities proscribed for one not registered, does not mean that any kind of consultation between architects of different states can be contractually valid only with registration, but it does mean that when the nonresident architect presumes to consult, advise, and service, in some direct measure, a Vermont client relative to Vermont construction, he is putting himself within the scope of the Vermont architectural registration law and services rendered need not be repetitive to be prohibited where architect does not register. Markus & Nocka v. Julian Goodrich Architects, Inc., 127 Vt. 404, 250 A.2d 739 (1969).

§ 122. Prohibitions; penalties.

  1. No person shall:
    1. practice or attempt to practice architecture or hold himself or herself out as being able to do so in this State without first having obtained the license required by this chapter;
    2. use in connection with the person's name any letters, words, title, or insignia indicating or implying that the person is an architect unless the person is licensed in accordance with this chapter;
    3. practice or attempt to practice architecture during license revocation or suspension;
    4. stamp or seal any documents with their architect's seal if their license to practice architecture has expired or is revoked; or
    5. violate any of the provisions of this chapter.
  2. A person who violates any of the provisions of subsection (a) of this section shall be subject to the penalties provided in 3 V.S.A. § 127(c) .
  3. Injunctive relief will be available on application of the Office of Attorney General or an attorney assigned by the Office of Professional Regulation, pursuant to a complaint filed in the Superior Court of Washington County to restrain violations of this chapter.

    Amended 1985, No. 248 (Adj. Sess.), § 1; 2005, No. 27 , § 15; 2007, No. 29 , § 16.

History

Source. 1951, No. 165 , § 16.

Amendments--2007. Subsec. (b): Substituted "subject to the penalties in subsection 127(c) of Title 3" for "guilty of a misdemeanor and shall be fined not more than $5,000.00".

Amendments--2005. Subsec. (c): Inserted "or an attorney assigned by the office of professional regulation" following "office of attorney general" and "of Washington County" following "superior court".

Amendments--1985 (Adj. Sess.). Section amended generally.

ANNOTATIONS

Analysis

1. Public use.

Nothing in this section, either directly or by necessary implication, prohibits preparation by any person or corporation of plans for personal use nor would it be unlawful to use plans or drawings prepared by an unregistered person, the test being whether services are offered to the public. 1958-60 Op. Atty. Gen. 169.

2. Contracts in violation of registration.

Architectural contracts entered into in violation of registration statutes are illegal, and the provisions for payment of commissions under them are unenforceable. Markus & Nocka v. Julian Goodrich Architects, Inc., 127 Vt. 404, 250 A.2d 739 (1969).

Architectural firm, which had no members registered as architects within State, hired to perform consultation service on construction of hospital within State, could not enforce its contract for consultation services and could not recover for such services. Markus & Nocka v. Julian Goodrich Architects, Inc., 127 Vt. 404, 250 A.2d 739 (1969).

Plaintiff's presentation of himself to the public as one who does the work of an architect constituted holding himself out as an architect, was part of the activity sought to be regulated by registration, and was forbidden to those unlicensed persons not falling within the permitted exceptions, within which plaintiff did not fall; therefore plaintiff's oral contract with defendants to provide architectural services was unenforceable and defendants, not plaintiff, should have been granted a directed verdict in plaintiff's suit to recover for the services, notwithstanding that plaintiff did not label himself, his plans, or his business with the title "architect" or "registered architect." Rodgers v. Kelley, 128 Vt. 146, 259 A.2d 784 (1969).

3. Civil action.

Failure of architect to obtain license could not be grounds for a suit for return of the architect's fee; the licensing statute itself does not authorize recovery of fees and, moreover, recovery of payments is not necessary to effectuate the policy of the licensing statutes. Howard v. Usiak, 172 Vt. 227, 775 A.2d 909 (2001).

§ 123. Repealed. 1973, No. 118, § 25, eff. Oct. 1, 1973.

History

Former § 123. Former § 123, relating to prosecution, was derived from 1951, No. 165 , § 17.

§ 124. Construction; exemptions.

  1. This chapter shall not be construed to affect or prevent:
    1. the practice of engineering by a professional engineer licensed under the laws of this State;
    2. the preparation of working drawings, details, and shop drawings by persons other than architects for use in connection with the execution of their work;
    3. employees of those lawfully practicing as architects under the provisions of this chapter from acting under the instruction, control, or supervision of their employers;
    4. supervision by builders or superintendents employed by such builders, of the construction or structural alteration of buildings or structures;
    5. design and construction, and the provision of services related thereto, of the following if the structure is:
      1. a detached single, two-family, three-family, or four-family dwelling, or a shed, storage building, or garage incidental to that dwelling;
      2. a farm building, including barns, silos, sheds, or housing for farm equipment and machinery, livestock, poultry, or storage; or
      3. a pre-engineered building, or a building, plans for which have been stamped or sealed by a licensed professional in the appropriate field.
  2. The provisions of this section shall not be construed to permit any person not licensed as provided in this chapter to use the title architect, or any title, sign, card, or device to indicate that such person is an architect.
  3. This chapter shall not be construed to limit or restrict in any manner the right of a practitioner of another profession or occupation from carrying on in the usual manner any of the functions incidental to that profession or occupation.

    Amended 1985, No. 248 (Adj. Sess.), § 1.

History

Source. 1951, No. 165 , § 14.

Amendments--1985 (Adj. Sess.). Section amended generally.

Subchapter 2. Vermont Board of Architects

History

Amendments--1985 (Adj. Sess.). 1985, No. 248 (Adj. Sess.), § 1, deleted "State" preceding "Board of" and "Registration for" thereafter in the subchapter heading.

Cross References

Cross references. Per diem compensation of Board members, see 32 V.S.A. § 1010.

§ 161. Creation of Board; appointment of members; term of office; oath of office.

  1. A board of architects is created whose official title shall be "Vermont Board of Architects."
  2. The Board shall consist of seven members appointed by the Governor as follows: five architects and two public members. All members shall be Vermont residents.  The architect members shall have been in active practice in Vermont for not less than three years and shall be in active practice during their incumbency.  The public members shall be persons who have no financial interest personally or through a spouse, parent, child, brother, or sister in the activities regulated under this chapter, other than as consumers or possible consumers of its services.
  3. Board members shall be appointed by the Governor pursuant to 3 V.S.A. §§ 129b and 2004.
  4. Each member shall file with the Director of the Office of Professional Regulation the constitutional oath of office.
  5. Vacancies may be filled in the same manner that initial appointments are made.
  6. No member may be appointed to more than two consecutive terms.
  7. [Repealed.]

    Amended 1959, No. 160 , § 1; 1985, No. 248 (Adj. Sess.), § 1; 1989, No. 250 (Adj. Sess.), § 4(d); 2005, No. 27 , § 16.

History

Source. 1951, No. 165 , § 2.

Revision note. At the beginning of subsec. (b), omitted "within thirty days after the approval of this act" as obsolete.

Amendments--2005. Rewrote subsec. (c) and repealed subsec. (g).

Amendments--1989 (Adj. Sess.). Subsec. (d): Substituted "director of the office of professional regulation" for "secretary of state".

Amendments--1985 (Adj. Sess.). Section amended generally.

Amendments--1959. Subsec. (b): Added the second sentence.

§ 162. Meetings of Board; quorum.

  1. A majority of the members of the Board shall be a quorum for transacting business and all action shall be taken upon a majority vote of the members present and voting.
  2. The provisions of 3 V.S.A. chapter 25 (the Vermont Administrative Procedure Act) relating to contested cases shall apply to proceedings under this chapter.
  3. Fees for the service of process and attendance before the Board shall be the same as the fees paid sheriffs and witnesses in Superior Court.

    Amended 1985, No. 248 (Adj. Sess.), § 1; 2005, No. 27 , § 17.

History

Source. 1951, No. 165 , § 3.

Amendments--2005. Deleted former subsecs. (a), (b), and (d) and redesignated former subsecs. (c), (e), and (f) as present (a), (b), and (c).

Amendments--1985 (Adj. Sess.). Section amended generally.

§ 163. Repealed. 1985, No. 248 (Adj. Sess.), § 1.

History

Former § 163. Former § 163, relating to election and bond of Chair, Vice Chair, and Secretary of the Board, was derived from 1951, No. 165 , §§ 3, 5, and amended by 1959, No. 160 , § 2.

§ 164. Powers and duties of Board generally.

  1. The Board shall:
    1. adopt rules, according to the provisions of 3 V.S.A. chapter 25, the Administrative Procedure Act, that are necessary for the performance of its duties;
    2. provide general information to applicants for licensure as architects;
    3. explain appeal procedures to licensees and applicants and complaint procedures to the public;
    4. adopt rules that define the activities that must be completed by an applicant in order to fulfill the experience requirements established by this chapter.  Such activities shall be designed to ensure that all applicants acquire experience in critical areas of architecture but shall not be used to limit or unduly delay admission to practice;
    5. inform applicants of their right to register a complaint with the Board and the Office of Professional Regulation if they are unable to obtain the supervision necessary to fulfill the experience requirements of this chapter or the rules adopted under this chapter.  The Board shall monitor the availability of supervised activities to determine that the experience requirements do not become a barrier to entry into the profession;
    6. if applications for licensure by examination are pending, offer examinations at least once each year and pass upon the qualifications of applicants;
    7. use the administrative and legal services provided by the Office of Professional Regulation under 3 V.S.A. chapter 5.
  2. The Board may conduct hearings as provided in 3 V.S.A. chapter 5.

    Amended 1983, No. 230 (Adj. Sess.), § 17(2); 1985, No. 248 (Adj. Sess.), § 1; 1989, No. 250 (Adj. Sess.), § 4(d); 2005, No. 148 (Adj. Sess.), § 5.

History

Source. 1951, No. 165 , § 4.

Amendments--2005 (Adj. Sess.). Rewrote subsec. (b), and deleted subsecs. (c) through (f).

Amendments--1989 (Adj. Sess.). Subsec. (a): Substituted "office of professional regulation" for "office of the secretary of state" in the first sentence of subdiv. (5) and in subdiv. (7).

Subsec. (c): Substituted "director of the office of professional regulation" for "secretary of state" in the first sentence, and "director's" for "secretary's" in the second sentence preceding "comments".

Amendments--1985 (Adj. Sess.). Section amended generally.

Amendments--1983 (Adj. Sess.). Subsec. (c): Repealed.

Cross References

Cross references. Enforcement of subpoenas issued by administrative agencies generally, see 3 V.S.A. § 809a.

Modification of subpoenas or discovery orders issued by administrative agencies, see 3 V.S.A. § 809b.

§ 165. Repealed. 1997, No. 145 (Adj. Sess.), § 31.

History

Former § 165. Former § 165, authorizing per diems and expenses for Board members, was derived from 1951, No. 165 , § 2 and amended by 1964, No. 18 (Sp. Sess.), § 1 and 1985, No. 248 (Adj. Sess.), § 1.

§§ 166-170. Repealed. 1985, No. 248 (Adj. Sess.), § 1.

History

Former §§ 166-170. Former § 166, relating to removal of members of Board of Registration, was derived from 1951, No. 165 , § 2.

Former § 167, relating to the trust fund of the Board, was derived from 1951, No. 165 , § 5, and amended by 1959, No. 160 , § 3; 1975, No. 118 , § 73.

Former § 168, relating to records of the Board, was derived from 1951, No. 165 , § 6.

Former § 169, relating to annual reports, was derived from 1951, No. 165 , § 7.

Former § 170, relating to Attorney General as legal adviser to Board, was derived from 1951, No. 165 , § 17.

Subchapter 3. Licensure

History

Amendments--1985 (Adj. Sess.). 1985, No. 248 (Adj. Sess.), § 1, substituted "Licensure" for "Registration" in the subchapter heading.

§ 201. Qualifications.

  1. To qualify for licensure as an architect in this State, an applicant shall have attained the age of majority and shall have graduated from an approved four-year high school course or must have equivalent training.  Additionally, an applicant shall have had:
    1. Satisfactory training in a school or college of architecture approved by the Board, with graduation therefrom as evidenced by a diploma setting forth a satisfactory degree in an accredited architectural program, and three years of practical architectural experience under the supervision of a practicing architect or architects who have been licensed for more than three years; or
    2. A total of nine years of diversified practical architectural experience under the supervision of a practicing architect or architects who have been licensed for more than three years. Credits from an accredited postsecondary educational institution may be substituted for up to four years of the experience requirement; or
    3. Training equivalent to that required herein.
  2. An applicant shall pass written examinations under a syllabus selected or prepared by the Board, in such technical and professional subjects as may be prescribed by the Board. Examinations may be taken before the applicant completes the experience requirements established by this chapter, provided that the applicant has completed all but the final year of required practical experience.  Notification of the results of such examinations shall be mailed to each candidate within 30 days of the date the results are received by the Board.  A candidate failing to pass the examinations may apply for re-examination and may sit for any regularly scheduled examination as many times as the candidate chooses to do so. If an applicant does not pass the entire examination, the applicant shall not be required to retake any section of an examination that the applicant previously passed.
  3. Upon application for licensure, the applicant shall file a report to the Board certifying the practical experience requirements completed.  The supervisor shall certify that to the best of the supervisor's knowledge, the report is correct.
  4. The Board may conduct a personal interview of an applicant.  A personal interview shall be for the limited purposes of assisting the applicant to obtain licensure and to verify the applicant's educational qualifications and that the applicant completed the practical architectural experience requirements for licensure.  A personal interview shall not serve directly or indirectly as an oral examination of the applicant's substantive knowledge of architecture.  An interview conducted under this section shall be taped and, at the request of the applicant, shall be transcribed.  An applicant who is denied licensure shall be informed in writing of his or her right to have the interview transcribed free of charge.  At least one of the public members of the Board shall be present at any personal interview.
  5. When the Board intends to deny an application for licensure, the Director of the Office of Professional Regulation shall send the applicant written notice of preliminary decision by certified mail, return receipt requested.  The notice shall include a specific statement of the reasons for the action. Within 30 days of the date that an applicant receives such notice, the applicant may file a petition with the Board for review of its preliminary action.  In cases where denial is based upon failure to pass the examination, the applicant may request and shall receive, within 30 days from the date of receipt of the request, further and more specific information on the content of questions which were answered incorrectly, and as to what the correct answers should have been.  Such information shall be provided in the manner prescribed by the testing service.  At the hearing to review the preliminary decision, which, if the applicant chooses, may not take place until the Board has responded to inquiries about the questions and answers, the burden shall be on the applicant to show that licensure should be granted.  After the hearing, the Board shall affirm or reverse the preliminary denial.  The applicant may appeal a final denial by the Board to the appeals panel.
  6. The Board may establish by rule intern development program training requirements for the purpose of providing a structured transition between formal education and architectural licensure. Completion of the program shall be a condition of eligibility for licensure under this chapter.

    Amended 1959, No. 160 , § 4; 1969, No. 121 , eff. April 22, 1969; 1971, No. 184 (Adj. Sess.), § 11, eff. March 29, 1972; 1985, No. 248 (Adj. Sess.), § 1; 1989, No. 250 (Adj. Sess.), § 4(d); 1997, No. 145 (Adj. Sess.), § 10.

History

Source. 1951, No. 165 , § 8.

Amendments--1997 (Adj. Sess.) Subsec. (f): Added.

Amendments--1989 (Adj. Sess.). Subsec. (e): Substituted "director of the office of professional regulation" for "secretary of state" in the first sentence.

Amendments--1985 (Adj. Sess.). Section amended generally.

Amendments--1971 (Adj. Sess.). Subsec. (a): Substituted "have attained the age of majority" for "be at least twenty-five years of age" following "applicant shall" in the first sentence of the introductory paragraph.

Amendments--1969. Subsec. (a): Rewrote the former first and second sentences as the first sentence of the introductory paragraph.

Amendments--1959. Subsec. (b): Reenacted without change.

ANNOTATIONS

Analysis

1. Examinations.

Board must prepare only syllabus of examinations and may, if it sees fit, procure preparation of actual examinations by others. 1954-56 Op. Atty. Gen. 312.

Board, assuming its funds are adequate, could procure giving and correcting under its supervision of examinations required by its syllabus by some competent third party. 1954-56 Op. Atty. Gen. 312.

2. Notification of examination results.

Language of subsec. (b) of this section prescribing time period for notification of results of examination is directory, rather than mandatory, in nature, since it provides no suggestion of a remedy for exceeding the time limit. In re Mullestein, 148 Vt. 170, 531 A.2d 890 (1987).

Board's notification of examination results after the time period prescribed in subsec. (b) of this section was valid and lawful. In re Mullestein, 148 Vt. 170, 531 A.2d 890 (1987).

Cited. State v. Brooks, 162 Vt. 26, 643 A.2d 226 (1993).

§ 202. Repealed. 1959, No. 160, § 5.

History

Former § 202. Former § 202, relating to veterans, was derived from 1951, No. 165 , § 18.

§ 203. Corporations; limited liability companies.

  1. The right to practice architecture is a personal right based on the qualities of the individual and evidenced by a nontransferable license.
  2. A corporation, limited liability company, partnership, association, or individual proprietorship may furnish architectural services provided a member or employee thereof is a licensed architect and is in responsible charge of such services, and provided all plans and specifications are signed and stamped with the personal seal of the licensed architect in responsible charge.
  3. A corporation, limited liability company, partnership, association, or individual proprietorship with which the architect may practice shall be jointly and severally liable with the architect for work performed.

    Amended 1985, No. 248 (Adj. Sess.), § 1; 1997, No. 40 , § 11.

History

Source. 1951, No. 165 , § 13.

Amendments--1997. Added "limited liability companies" following "corporations" in the section heading and inserted "limited liability company" following "corporation" in the beginning of subsecs. (b) and (c).

Amendments--1985 (Adj. Sess.). Section amended generally.

§ 204. Licenses generally.

The Board shall upon payment of the fees prescribed in this chapter, license any applicant who, in the opinion of the Board, has satisfactorily met all the requirements of this chapter. Certificates of licensure shall bear a serial number and the full name of the licensee, and shall bear the signatures of the Chair, the Secretary of the Board, and the seal of the Board.

Amended 1985, No. 248 (Adj. Sess.), § 1.

History

Source. 1951, No. 165 , § 11.

Revision note. In the section heading, substituted "Licenses" for "Certificates" for purposes of conformity with the text of the section.

Amendments--1985 (Adj. Sess.). Section amended generally.

§ 205. Licensure without examination.

The Board may, upon payment of the required fee, license without examination an applicant who presents evidence that he or she:

  1. is licensed in another state in which the requirements for licensure are essentially equivalent to those required by this chapter; or
  2. holds the certificate of the National Council of Architectural Registration Boards.

    Amended 1966, No. 48 (Sp. Sess.); 1985, No. 248 (Adj. Sess.), § 1.

History

Source. 1951, No. 165 , § 10.

Amendments--1985 (Adj. Sess.). Section amended generally.

Amendments--1966. Substituted "may" for "will" preceding "be granted".

§ 205a. License renewal.

  1. Licenses shall be renewed every two years upon application and payment of the required fee. Failure to comply with the provisions of this section shall result in suspension of all privileges granted by the license beginning on the expiration date of the license. A license that has lapsed shall be reinstated upon payment of the biennial renewal fee and the late renewal penalty.
  2. The Board may adopt rules necessary for the protection of the public to assure the Board that an applicant whose license has lapsed for more than three years is professionally qualified before reinstatement may occur. Conditions imposed under this subsection shall be in addition to the requirements of subsection (a) of this section.
  3. In addition to the provisions of subsection (a) of this section, an applicant for renewal shall have satisfactorily completed continuing education as required by the Board. For purposes of this subsection, the Board may require, by rule, not more than 24 hours of approved continuing education as a condition of renewal.

    Added 1997, No. 145 (Adj. Sess.), § 11; amended 2005, No. 27 , § 18.

History

Amendments--2005. In subsec. (a), second sentence, substituted "reinstated" for "renewed" and in subsec. (b), added "before reinstatement may occur" at the end of the first sentence.

§ 206. Display of license.

A license shall be displayed in a conspicuous place in the licensee's principal place of business or employment.

Amended 1985, No. 248 (Adj. Sess.), § 1.

History

Source. 1951, No. 165 , § 9.

Revision note. In the section heading, substituted "license" for "certificate" for purposes of conformity with the text of the section, as amended.

Amendments--1985 (Adj. Sess.). Section amended generally.

§ 207. Repealed. 1985, No. 248 (Adj. Sess.), § 1.

History

Former § 207. Former § 207, relating to prohibition against using title of architect without certification, was derived from 1951, No. 165 , § 9. The subject matter is now covered by § 122 of this chapter.

§ 208. Seal.

Each licensee shall obtain a seal of such design as the Board shall authorize and direct. Plans and specifications prepared by, or under the direct supervision of, a licensed architect shall be stamped with the licensee's seal.

Amended 1985, No. 248 (Adj. Sess.), § 1.

History

Source. 1951, No. 165 , § 12.

Amendments--1985 (Adj. Sess.). Section amended generally.

Cross References

Cross references. Use of seals by corporations, partnerships, associations, or proprietorships, see § 203 of this chapter.

§ 209. Fees.

Applicants and persons regulated under this chapter shall pay the following fees:

  1. Application for license                                        $ 60.00      (2) Initial license issuance                                       $ 20.00      (3) Biennial renewal                                               $155.00

    Amended 1967, No. 105 , eff. April 14, 1967; 1985, No. 248 (Adj. Sess.), § 1; 1989, No. 250 (Adj. Sess.), § 8; 1999, No. 49 , § 170; 2001, No. 143 (Adj. Sess.), § 20, eff. June 21, 2002; 2005, No. 202 (Adj. Sess.), § 10.

History

Source. 1951, No. 165 , § 5.

Amendments--2005 (Adj. Sess.). Made capitalization changes throughout, and substituted "$155.00" for "$120.00" in subdiv. (3).

Amendments--2001 (Adj. Sess.) Subdiv. (1): Substituted "$60.00" for "$40.00".

Subdiv. (3): Substituted "$120.00" for "$110.00".

Amendments--1999 Subdiv. (3): Substituted "$110.00" for "$55.00".

Amendments--1989 (Adj. Sess.). Section amended generally.

Amendments--1967. Section amended generally.

Cross References

Cross references. Exemption of persons 80 years of age and over from payment of license renewal fees, see 32 V.S.A. § 1111.

§ 210. Unprofessional conduct.

Unprofessional conduct means the following conduct and the conduct set forth in 3 V.S.A. § 129a :

  1. assisting the application for licensure of a person known by the licensee to be unqualified in respect to education, training, or experience;
  2. accepting compensation for services from more than one party on a project unless the circumstances are fully disclosed and agreed to by all interested parties;
  3. failing to disclose fully in writing to a client or employer the nature of any business association or direct or indirect financial interest substantial enough to influence the licensee's judgment in the performance of professional services;
  4. soliciting or accepting compensation from material or equipment suppliers in return for specifying or endorsing their products;
  5. rendering decisions favoring either party to a contract when acting as interpreter of building contract documents and judge of contract performance;
  6. failing to disclose compensation for making public statements on architectural questions;
  7. offering or making any payment or gift to an elected or appointed government official with the intent to influence the official's judgment in connection with a prospective or existing project in which the licensee is interested;
  8. offering or making any gifts of other than nominal value, including reasonable entertainment and hospitality, with the intent to influence the judgment of an existing or prospective client in connection with a project in which the licensee is interested;
  9. practicing or offering to practice beyond the scope permitted by law;
  10. knowingly designing a project in violation of applicable state and local building laws and regulations;
  11. accepting and performing responsibilities that the licensee knows or has reason to know that he or she is not competent to perform or undertaking to perform professional services in specific technical areas in which the licensee is not qualified by education, training, and experience;
  12. failing to practice with reasonable care and competence and to apply the technical knowledge and skill ordinarily applied by licensees practicing in the same locality;
  13. making any willful material misrepresentation with respect to the qualifications of or experience of an applicant or otherwise in the practice of the profession, whether by commission or omission;
  14. agreeing with any other person, as defined in 1 V.S.A. § 128 , or subscribing to any code of ethics or organizational bylaws, when the intent or primary effect of that agreement, code, or bylaw is to restrict or limit the flow of information concerning alleged or suspected unprofessional conduct to the Board;
  15. failing to report to the Board knowledge of a violation of these rules by another licensee;
  16. failing to report to the public official charged with enforcement of applicable state or municipal building laws and regulations any decision taken by the licensee's employer or client, against the licensee's advice, which violates applicable state or municipal building laws and regulations and which will, in the licensee's judgment, materially affect adversely safety to the public or the finished project;
  17. acting, while serving as a Board member, in any way to contravene willfully the provisions of this chapter and thereby artificially restricting the entry of qualified persons into the profession;
  18. using the licensee's seal on drawings prepared by others not in the licensee's direct employ, or using the seal of another;
  19. inaccurately representing to a prospective or existing client or employer the licensee's qualifications and scope of responsibility for work for which the licensee claims credit;
  20. signing or sealing technical submissions unless they were prepared by or under the responsible control of the licensee; except that (A) the licensee may sign or seal those portions of the technical submissions that were prepared by or under the responsible control of persons who are licensed under this chapter if the licensee has reviewed and adopted in whole or in part such portions and has either coordinated their preparation or integrated them into his or her work, and (B) the licensee may sign or seal those portions of the technical submissions that are not required by this section to be prepared by or under the responsible control of a licensee if the licensee has reviewed and adopted in whole or in part such submissions and integrated them into his or her work. Reviewing, or reviewing and correcting, technical submissions after they have been prepared by others does not constitute the exercise of responsible control because the reviewer has neither control over nor detailed knowledge of the content of such submissions throughout their preparation. Any licensee signing and sealing technical submissions not prepared by that licensee but prepared under the licensee's responsible control by persons not regularly employed in the office where the licensee is resident shall maintain and make available to the Board upon request, for at least five years following such signing and sealing, adequate and complete records demonstrating the nature and extent of the licensee's control over and detailed knowledge of such technical submissions throughout their preparation;
  21. in each office maintained for preparation of drawings, specifications, reports, or other professional work, failing to have a licensee with direct knowledge and supervisory control of such work resident and regularly employed in that office.

    Amended 1985, No. 248 (Adj. Sess.), § 1; 1997, No. 145 (Adj. Sess.), § 33; 1999, No. 52 , § 5b.

History

Source. 1951, No. 165 , § 15.

Amendments--1999 Section amended generally.

Amendments--1997 (Adj. Sess.). Deleted former subsec. (a), listing unprofessional conduct by licensees or applicants; in the introductory clause, substituted "means" for "includes" and "conduct" for "actions by a licensee" and added "and the conduct set forth in section 129a of Title 3"; deleted former subdivs. (1) and (2), relating to reports and records and to gross negligence; and made designation changes.

Amendments--1985 (Adj. Sess.). Section amended generally.

§ 211. Repealed. 2005, No. 148 (Adj. Sess.), § 54.

History

Former § 211. Former § 211, relating to discipline of architect licensees, was derived from 1985, No. 248 (Adj. Sess.), § 1 and amended by 1989, No. 250 (Adj. Sess.), §§ 4(d), 7.

§ 212. Repealed. 1989, No. 250 (Adj. Sess.), § 92.

History

Former § 212. Former § 212, relating to accessibility and confidentiality of information, was derived from 1985, No. 248 (Adj. Sess.), § 1.

CHAPTER 5. BARBERS

Sec.

§§ 261-270. Repealed. 1997, No. 40, § 17.

History

Former §§ 261-270. Former § 261, relating to the State Board of Barber Licensing and Examination, was derived from V.S. 1947, § 7024; 1947, No. 202 , § 7126; 1937, No. 195 , § 1, and amended by 1971, No. 184 (Adj. Sess.), § 12.

Former § 262, relating to the compensation of Board members and their clerical assistance and staff, was derived from 1953, No. 70 , § 8; 1951, No. 164 , V.S. 1947, § 7031; 1937, No. 195 , § 8, and amended by 1963, No. 193 , § 4; 1975, No. 118 , § 74.

Former § 263, relating to rules and regulations of the Board, was derived from V.S. 1947, § 7025; 1947, No. 202 , § 7127; 1937, No. 195 , § 2, and amended by 1959, No. 329 (Adj. Sess.), § 27.

Former § 264, relating to licenses generally, was derived from V.S. 1947, § 7027; 1947, No. 202 , § 7129; 1941, No. 173 , § 1; 1937, No. 195 , § 4, and amended by 1973, No. 163 (Adj. Sess.), § 1.

Former § 265, relating to the qualifications for license, was derived from V.S. 1947, § 7028; 1947, No. 202 , § 7130; 1941, No. 173 , § 2; 1937, No. 195 , § 5, and amended by 1973, No. 163 (Adj. Sess.), § 2.

Former § 266, relating to examinations, license fees, and renewals, was derived from 1955, No. 82 ; V.S. 1947, § 7030; 1937, No. 195 , § 7, and amended by 1973, No. 163 (Adj. Sess.), § 3; 1989, No. 250 (Adj. Sess.), § 9; 1991, No. 167 (Adj. Sess.), § 17; 1995, No. 47 , § 22.

Former § 267, relating to registration of employees and apprentices, was derived from V.S. 1947, § 7029; 1937, No. 195 , § 6, and amended by 1989, No. 250 (Adj. Sess.), § 10; 1991, No. 167 (Adj. Sess.), § 18.

Former § 268, relating to penalties for violations of the Board rules and regulations, was derived from V.S. 1947, § 7032; 1937, No. 195 , § 9.

Former § 269, relating to those excepted from the provisions of this chapter, was derived from V.S. 1947, § 7026; 1941, No. 172 ; 1937, No. 195 , § 3.

Former § 270, relating to regulations and licensing of barber schools, was derived from 1967, No. 24 , and amended by 1973, No. 163 (Adj. Sess.), § 4.

The subject matter of former §§ 261-270 is now covered by chapter 6 of this title.

CHAPTER 6. BARBERS AND COSMETOLOGISTS

History

Amendments--2017 (Adj. Sess.). 2017, No. 144 (Adj. Sess.), § 12 added the subchapter 1-3 designations.

Cross References

Cross references. Exemption of person 80 years of age and over from payment of license renewal fees, see 32 V.S.A. § 1111.

Fees for advisor professions, see 3 V.S.A. § 125(b).

Office of Professional Regulation generally, see 3 V.S.A. ch. 5, subch. 3.

Procedure for adoption of administrative rules, see 3 V.S.A. ch. 25.

Review of regulatory laws, see chapter 57 of this title.

Technical training, see 16 V.S.A. ch. 37.

Unprofessional conduct for professions attached to the Office of Professional Regulation, see 3 V.S.A. § 129a.

Subchapter 1. General Provisions

§ 271. Definitions.

As used in this chapter:

  1. "Barbering" means engaging in the continuing performance, for compensation, of any of the following activities: cutting, shampooing, or styling hair; shaving the face, shaving around the vicinity of the ears and neckline, or trimming facial hair; facials, skin care, or scalp massages, and bleaching, coloring, straightening, or permanent-waving hair, or similar work by any means, with hands or mechanical or electrical apparatus or appliances. Barbering also includes esthetics.
  2. "Cosmetology" means engaging in the continuing performance, for compensation, of any of the following activities:
    1. Work on the hair of any person, including dressing, curling, waving, cleansing, cutting, bleaching, coloring, or similar work by any means, with hands or mechanical or electrical apparatus or appliances.
    2. Esthetics.
    3. Manicuring.
  3. "Director" means the Director of the Office of Professional Regulation.
  4. "Esthetics" means massaging, cleansing, stimulating, manipulating, beautifying, or otherwise working on the scalp, face, or neck by using cosmetic preparations, antiseptics, tonics, lotions, or creams. "Esthetics" does not include the sale or application of cosmetics to customers in retail stores or customers' homes.
  5. "Manicuring" or "nail technician practice" means the nonmedical treatment of a person's fingernails or toenails or the skin in the vicinity of the nails and includes the use of cosmetic preparations or appliances.
  6. "School of barbering or cosmetology" means a facility or facilities regularly used to train or instruct persons in the practice of barbering or cosmetology.
  7. "Shop" means a facility or facilities regularly used to offer or provide barbering or cosmetology.

    Added 1997, No. 40 , § 16; amended 2005, No. 27 , § 19; 2017, No. 144 (Adj. Sess.), § 12, eff. Jan. 1, 2019.

History

Amendments--2017 (Adj. Sess.) Section amended generally.

Amendments--2005. Subdiv. (7): Inserted "or 'nail technician practice"'.

§ 272. Prohibitions; offenses.

  1. A person shall not practice or attempt to practice barbering or cosmetology or use in connection with the person's name any letters, words, title, or insignia indicating or implying that the person is a barber or cosmetologist unless the person is licensed in accordance with this chapter.
  2. A person who owns or controls a shop or school of barbering or cosmetology shall not permit the practice of barbering or cosmetology unless the shop or school is registered in accordance with this chapter.
  3. A person who violates a provision of this section shall be subject to the penalties provided in 3 V.S.A. § 127 .

    Added 1997, No. 40 , § 16; amended 2017, No. 144 (Adj. Sess.), § 12, eff. Jan. 1, 2019.

History

Amendments--2017 (Adj. Sess.) Section heading: Added "; offenses" following "Prohibitions".

Subsec. (a): Substituted "A person shall not" for "No person shall" at the beginning.

Subsec. (b): Substituted "A person" for "No person" at the beginning and inserted "not" following "shall".

Subsec. (c): Added.

§ 273. Exemptions.

The provisions of this chapter regulating barbers and cosmetologists shall not:

  1. affect or prevent the practice of barbering or cosmetology by a student at a school recognized by the Director;
  2. limit or restrict in any manner the right of a practitioner of another licensed profession or occupation from carrying on in the usual manner any of the functions incidental to that profession or occupation;
  3. prohibit a licensee from providing barbering or cosmetology services outside a licensed shop so long as those services are limited to only:
    1. patients or residents within a hospital, nursing home, community care home, or any similar facility;
    2. persons who are homebound, disabled, or in a hospice or similar program, or to deceased persons in a funeral home;
    3. persons as part of a special event, provided the sanitation standards expected of licensees in licensed shops are followed;
  4. affect or prevent individuals from serving as make-up artists or hairdressers in the theatrical and performing arts industries;
  5. affect or prevent the practice of barbering or cosmetology outside a registered shop or school by licensees in accordance with rules adopted by the Director;
  6. affect or prevent the practice of barbering or cosmetology within the confines of a State correctional facility by a person incarcerated therein, who has completed training acceptable to the Commissioner of Corrections; or
  7. affect or prevent the practice of natural hair braiding or styling, provided such practice does not involve cutting; the application of chemicals, dyes, or heat; or other changes to the structure of hair.

    Added 1997, No. 40 , § 16; amended 2005, No. 27 , § 20; 2007, No. 163 (Adj. Sess.), § 6a; 2017, No. 144 (Adj. Sess.), § 12, eff. Jan. 1, 2019.

History

Amendments--2017 (Adj. Sess.) Subdiv. (1): Substituted "Director" for "board".

Subdiv. (3)(B): Inserted "or" preceding "in a hospice".

Subdiv. (3)(C): Deleted "occasion" following "special" and substituted ", provided" for "so long as those services are limited to hair styling and makeup and" preceding "the sanitation".

Subdiv. (5): Substituted "Director" for "board".

Subdivs. (6) and (7): Added.

Amendments--2007 (Adj. Sess.) Subdiv. (3)(C): Added.

Amendments--2005. Rewrote subdiv. (3) and deleted subdiv. (6).

§ 274. Repealed. 2017, No. 144 (Adj. Sess.), § 12, eff. Jan. 1, 2019.

History

Former § 274, relating to penalties, was derived from 1997, No. 40 , § 16 and amended by 2007, No. 29 , § 17.

Subchapter 2. Administration

§ 275. Repealed. 2017, No. 144 (Adj. Sess.), § 12, eff. Jan. 1, 2019.

History

Former § 275, relating to creation of Board, was derived from 1997, No. 40 , § 16 and amended by 2005, No. 27 , § 21.

§ 276. General powers and duties of the Director.

  1. The Director shall:
    1. adopt rules that:
      1. prescribe sanitary and safety standards for shops, schools, and other facilities used for the practice of barbering and cosmetology;
      2. prescribe safe and sanitary practices for the performance of activities related to the practice of barbering and cosmetology;
      3. establish standards for apprenticeships, courses, and examinations to be completed by an applicant for licensure under this chapter;
      4. establish qualifications for licensure under this chapter as:
        1. a barber, provided mandated formal training shall be 750 hours;
        2. a cosmetologist, provided mandated formal training shall be 1,000 hours;
        3. an esthetician, provided mandated formal training shall be 500 hours; and
        4. a nail technician, provided mandated formal training shall be 200 hours; and
        1. establish criteria for apprenticeships that would enable a person seeking licensure under this chapter to train under an appropriately qualified Vermont licensee in order to attain licensure without mandated formal training; and (E) (i) establish criteria for apprenticeships that would enable a person seeking licensure under this chapter to train under an appropriately qualified Vermont licensee in order to attain licensure without mandated formal training; and
        2. limit the duration of a required apprenticeship to not more than 150 percent of the duration of the corresponding formal training.
    2. Provide general information to applicants for licensure or registration under this chapter.
    3. Explain appeal procedures to licensees and applicants and complaint procedures to the public.
    4. Offer examinations at least once a year, if applications for examination are pending, and pass on the qualifications of the applicants.
    1. The Director may inspect shops and schools and other places used for the practice of barbering and cosmetology. (b) (1)  The Director may inspect shops and schools and other places used for the practice of barbering and cosmetology.
    2. A fee shall not be charged for initial inspections under this subsection; however, if the Director determines that it is necessary to inspect the same premises in the same ownership more than once in any two-year period, the Director shall charge a reinspection fee.
    3. The Director may waive all or a part of the reinspection fee in accordance with criteria established by rule.

      Added 1997, No. 40 , § 16; amended 2017, No. 144 (Adj. Sess.), § 12, eff. Jan. 1, 2019.

History

Amendments--2017 (Adj. Sess.) Substituted "Director" for "board" throughout the section and added subdivs. (a)(1)(D) and (E) and the subdiv. (b)(1)-(3) designations.

§ 276a. Advisor appointees.

    1. The Secretary of State shall appoint one barber, one cosmetologist, one esthetician, and one nail technician for five-year staggered terms to serve at the Secretary's pleasure as advisors in matters relating to barbering and cosmetology. At least one of the initial appointments shall be for less than a five-year term. (a) (1)  The Secretary of State shall appoint one barber, one cosmetologist, one esthetician, and one nail technician for five-year staggered terms to serve at the Secretary's pleasure as advisors in matters relating to barbering and cosmetology. At least one of the initial appointments shall be for less than a five-year term.
    2. An appointee shall have not less than three years' experience as a barber or cosmetologist immediately preceding appointment; shall be licensed as a barber or cosmetologist in Vermont; and shall be actively engaged in the practice of barbering or cosmetology in this State during incumbency.
  1. The Director shall seek the advice of the advisor appointees in carrying out the provisions of this chapter.

    Added 2017, No. 144 (Adj. Sess.), § 12, eff. Jan. 1, 2019.

Subchapter 3. Licenses

§§ 277-280. Repealed. 2017, No. 144 (Adj. Sess.), § 12, eff. Jan. 1, 2019.

History

Former §§ 277-280. Former § 277, relating to the barber qualifications, was derived from 1997, No. 40 , § 16 and amended by 1999, No. 133 (Adj. Sess.), § 7; 2001, No. 151 (Adj. Sess.), § 5; and 2005, No. 27 , § 22.

Former § 278, relating to the cosmetologist qualifications, was derived from 1997, No. 40 , § 16 and amended by 2001, No. 151 (Adj. Sess.), § 6; 2005, No. 27 , § 23; and 2007, No. 163 (Adj. Sess.), § 7.

Former § 279, relating to the esthetician qualifications, was derived from 1997, No. 40 , § 16 and amended by 2001, No. 151 (Adj. Sess.), § 7; and 2005, No. 27 , § 24.

Former § 280, relating to the nail technician qualifications, was derived from 1997, No. 40 , § 16 and amended by 2001, No. 151 (Adj. Sess.), § 8; and 2005, No. 27 , § 25.

§ 280a. Eligibility for licensure.

An applicant for licensure as a barber, cosmetologist, esthetician, or nail technician shall meet the qualifications for licensure established by the Director under the provisions of subchapter 2 of this chapter.

Added 2017, No. 144 (Adj. Sess.), § 12, eff. Jan. 1, 2019.

§ 281. Postsecondary school of barbering and cosmetology; certificate of approval.

  1. A school of barbering or cosmetology shall not be granted a certificate of approval unless the school:
    1. Is a postsecondary school operating a program of professional education.
    2. Employs and maintains a sufficient number of competent instructors and has apparatus and equipment sufficient for the proper and full teaching of all subjects of its curriculum.
    3. Maintains a daily record of the attendance of each student and regular class and instruction hours, establishes grades, and holds examinations before issuing diplomas.
    4. Requires a school term of training consistent with formal training requirements established by rule, which shall include practical demonstrations and theoretical studies in sanitation, sterilization, the use of antiseptics, and the use of appliances, devices, treatments, and preparations relevant to the field of licensure.
  2. Regional vocational centers may offer courses of instruction in barbering or cosmetology without a certificate of approval from the Director, and State correctional facilities may offer courses of instruction in barbering without a certificate of approval from the Director; however, hours for licensing shall only be given for courses that meet the Director's standards for courses offered in postsecondary schools of barbering or cosmetology certified by the Director.
  3. A school of barbering or cosmetology shall not require, as a condition of training for licensure, that a person enter into a covenant not to compete with the training organization or an affiliate.

    Added 1997, No. 40 , § 16; amended 1999, No. 133 (Adj. Sess.), § 8; 2013, No. 138 (Adj. Sess.), § 4; 2017, No. 144 (Adj. Sess.), § 12, eff. Jan. 1, 2019.

History

Amendments--2017 (Adj. Sess.) Subsec. (a): Substituted "A" for "No" preceding "school of" and inserted "not" preceding "be granted".

Subdiv. (a)(4): Amended generally.

Subsec. (b): Substituted "Director" for "Board" in three places and "Director's" for "Board's" preceding "standards for", and substituted "hours" for "credits" preceding "for licensing" and "shall" for "will" preceding "only be given".

Amendments--2013 (Adj. Sess.). In the section heading, inserted "Postsecondary" at the beginning and substituted "certificate of approval" for "registration" at the end, substituted "a certificate of approval" for "registration" following "shall be granted" in subsec. (a), added subdiv. (a)(1) and redesignated the remaining subdivs. accordingly, and in subsec. (b), substituted "a certificate of approval from" for "certification by" twice and inserted "postsecondary" preceding "schools" and "certified by the Board" at the end.

Amendments--1999 (Adj. Sess.). Subsec. (b): Inserted "and state correctional facilities may offer courses of instruction in barbering without certification by the board" following "by the board".

§ 282. Shop; license.

  1. A shop shall not be granted a license unless the shop complies with the rules of the Director and has a designated licensee responsible for overall cleanliness, sanitation, and safety of the shop.
  2. The practices of barbering and cosmetology shall be permitted only in shops licensed by the Director, except as provided in sections 273 and 281 of this chapter and the rules of the Director.

    Added 1997, No. 40 , § 16; amended 2005, No. 27 , § 26; 2017, No. 144 (Adj. Sess.), § 12, eff. Jan. 1, 2019.

History

Amendments--2017 (Adj. Sess.) Subsec. (a): Substituted "A shop shall not" for "No shop shall" and "Director" for "board".

Subsec. (b): Substituted "Director" for "board" twice and "chapter" for "title" following "281 of this".

Amendments--2005. Substituted "license" for "registration" in the section heading and in subsec. (a); substituted "cleanliness, sanitation, and safety" for cleaniness and sanitation" in subsec. (a); and substituted "licensed" for "registered" and "sections 273 and 281 of this title and the rules of the board" for "section 281 of this title" in subsec. (b).

§ 283. Examination.

  1. An applicant who is otherwise eligible for licensure and has paid the required fees shall be examined.
    1. The examination for a license shall include both practical demonstrations and written or oral tests in the area of practices for which a license is applied and other related studies or subjects as the Director may determine necessary. (b) (1)  The examination for a license shall include both practical demonstrations and written or oral tests in the area of practices for which a license is applied and other related studies or subjects as the Director may determine necessary.
    2. The examination shall not be confined to any specific system or method and shall be consistent with a prescribed curriculum as provided by this chapter.
  2. The Director may limit by rule the number of times a person may take an examination.

    Added 1997, No. 40 , § 16; amended 2017, No. 144 (Adj. Sess.), § 12, eff. Jan. 1, 2019.

History

Amendments--2017 (Adj. Sess.) Added the subdiv. (b)(1) and (2) designations and substituted "Director" for "board" once in subdiv. (b)(1) and once in subsec. (c).

§ 284. Issuance of license.

  1. The Director shall issue a license to an applicant who has passed the examination as determined by the Director, has paid the required fee, and has completed all the requirements for the particular license.
  2. The Director shall issue a license to the person who owns or controls a shop or school of barbering or cosmetology who has paid the required fee and is in compliance with the rules of the Director and the provisions of this chapter.
  3. The license shall be conspicuously displayed for the customer in the licensee's principal office, place of business, or place of employment.

    Added 1997, No. 40 , § 16; amended 2005, No. 27 , § 27; 2017, No. 144 (Adj. Sess.), § 12, eff. Jan. 1, 2019.

History

Amendments--2017 (Adj. Sess.) Substituted "Director" for "board" twice in subsecs. (a) and (b) and inserted "has" preceding "completed" in subsec. (a) and "place of" preceding "employment" in subsec. (c).

Amendments--2005. Deleted "or registration" following "license" in the section heading and in subsec. (c), and substituted "license" for "registration" in subsec. (b).

§ 285. Licenses from other jurisdictions.

Without requiring an examination, the Director shall issue an appropriate license to a person who is licensed or certified in good standing under the laws of another jurisdiction with requirements:

  1. substantially equal to those of this State; or
  2. materially less rigorous than those of this State, if the person has had 1,500 documented hours of practice in not less than one year.

    Added 1997, No. 40 , § 16; amended 2017, No. 144 (Adj. Sess.), § 12, eff. Jan. 1, 2019.

History

Amendments--2017 (Adj. Sess.) In the introductory language, substituted "Director" for "board", added "in good standing" following "licensed or certified", and deleted "that the board considers to be" at the end of the paragraph; added the subdiv. (1) designation; and added subdiv. (2).

§§ 286-289. Repealed. 2017, No. 144 (Adj. Sess.), § 12, eff. Jan. 1, 2019.

History

Former §§ 286-289. Former § 286, relating to renewal and reinstatement of license, was derived from 1997, No. 40 , § 16 and amended by 2005, No. 27 , § 28.

Former § 287, relating to fees, was derived from 1997, No. 40 , § 16 and amended by 1999, No. 155 (Adj. Sess.), § 3; 2001, No. 143 (Adj. Sess.), § 21; 2005, No. 27 , § 29; 2005, No. 72 , § 8; 2009, No. 47 , § 8; and 2013, No. 72 , § 1.

Former § 288, relating to unprofessional conduct, was derived from 1997, No. 40 , § 16 and amended by 2005, No. 27 , § 30; and 2011, No. 66 , § 4.

Former § 289, relating to licensure by endorsement, was derived from 2003 No. 60, § 5a and amended by 2005, No. 27 , § 31; and 2007, No. 163 (Adj. Sess.), § 8.

Annotations From Former § 286

1. Expired certificate.

Board may use its sound discretion as to the methods or means that it requires to show fitness of applicant for reinstatement of his license where such license expired more than three years prior to date of application for the renewal. (Decided under prior law.), 1944-46 Op. Atty. Gen. 251.

2. Fees.

Statute does not provide for apportionment of renewal license fees. (Decided under prior law.), 1946-48 Op. Atty. Gen. 297.

Manager's license may be restored without payment of renewal fee upon satisfactory proof of his qualifications to resume his occupation as manager, provided he is licensed operator. (Decided under prior law.), 1938-40 Op. Atty. Gen. 403.

CHAPTER 7. PODIATRY

History

Amendments--1969. 1969, No. 93 , § 10, rewrote the chapter heading.

Cross References

Cross references. Procedure for adoption of administrative rules, see 3 V.S.A. ch. 25.

Review of regulatory laws, see chapter 57 of this title.

Subchapter 1. General Provisions

§ 321. Definitions.

In this chapter, unless the context requires another meaning:

  1. "Board" means the State Board of Medical Practice established by chapter 23 of this title.
  2. "Disciplinary action" means any action taken against a licensee or an applicant by the Board, or on appeal from that action, when that action suspends, revokes, limits, or conditions licensure in any way, or when it includes reprimands or an administrative penalty.
  3. "Practice of podiatry," by a podiatric physician, means any medical, mechanical, surgical, electrical, manipulation, strapping, or bandaging treatment of the ailments pertaining to the human foot and lower leg distal to the myotendinous junction of the triceps surae. If spinal or general anesthesia is required, it shall be administered by a health care professional regulated under this title who is authorized to administer anesthesia within the scope of his or her practice. In the case of amputations other than toe amputations and in the case of surgical treatment at or above the ankle, the surgical treatment shall be performed only in a general hospital licensed under 18 V.S.A. chapter 43 or a certified ambulatory surgical center as defined in 18 V.S.A. § 9432 . For purposes of this section, "ankle" means the joint between the tibia and fibula proximally and the talus distally.

    Amended 1969, No. 93 , § 6; 1985, No. 256 (Adj. Sess.), § 1, eff. June 30, 1986; 1989, No. 250 (Adj. Sess.), § 4(a); 1999, No. 107 (Adj. Sess.), § 1; 2011, No. 61 , § 1, eff. June 2, 2011.

History

Source. V.S. 1947, § 6884. 1947, No. 135 , § 1. 1935, No. 184 , § 1. P.L. § 7559. G.L. § 6140. 1917, No. 191 , §§ 2, 11.

Amendments--2011. Subdiv. (1): Inserted "state" preceding "board" and "established by chapter 23 of this title" following "practice".

Subdiv. (2): Inserted "taken" preceding "against"; deleted ", the appellate officer," following "board"; substituted "from that action" for "therefrom" following "appeal" and "or when it" for "and" preceding "includes" and inserted "or an administrative penalty" following "reprimands".

Amendments--1999 (Adj. Sess.). Subdiv. (3): Amended generally.

Amendments--1989 (Adj. Sess.). Subdiv. (2): Substituted "appellate officer" for "appeals panel" following "board, the".

Amendments--1985 (Adj. Sess.). Section amended generally.

Amendments--1969. Substituted "podiatry" for "chiropody" following "practice of" in the first sentence.

ANNOTATIONS

1. Fluoroscopic equipment.

Incidental use of fluoroscopic equipment in connection with fitting of shoes is not necessarily in violation of this section. 1950-52 Op. Atty. Gen. 142.

§ 322. Repealed. 2011, No. 61, § 9, eff. June 2, 2011.

History

Former § 322. Former § 322, relating to podiatrist as member of Board of Medical Practice, was derived from 1969, No. 93 , § 7 and amended by 1985, No. 256 (Adj. Sess.), § 2 and 1993, No. 108 (Adj. Sess.), § 19.

§ 323. Repealed. 1985, No. 256 (Adj. Sess.), § 14, eff. June 30, 1986.

History

Former § 323. Former § 323, relating to disposition of fees received by Board, was derived from V.S. 1947, § 6885; P.L. § 7561; G.L. § 6149; 1917, No. 191 , § 3.

§ 324. Prohibitions; penalties.

  1. No person shall practice or attempt to practice podiatry or hold himself or herself out as being able to do so in this State without first having obtained a license under this chapter.
  2. No person shall use in connection with the person's name, letters, words, or insignia indicating or implying that the person is a podiatrist unless the person is licensed under this chapter.
  3. A person who violates a provision of this section shall be imprisoned not more than two years or fined not more than $10,000.00.

    Amended 1985, No. 256 (Adj. Sess.), § 3, eff. June 30, 1986; 2011, No. 61 , § 1, eff. June 2, 2011.

History

Source. V.S. 1947, § 6896. P.L. § 7572. G.L. § 6150. 1917, No. 191 , §§ 9, 13.

Amendments--2011. Subsec. (c): Substituted "section" for "chapter" preceding "shall"; inserted "imprisoned not more than two years or" preceding "fined"; and substituted "$10,000.00" for "$100.00 for the first offense and not more than $500.00 for each subsequent offense" following "than".

Amendments--1985 (Adj. Sess.). Section amended generally.

§ 325. Repealed. 1985, No. 256 (Adj. Sess.), § 14, eff. June 30, 1986.

History

Former § 325. Former § 325, relating to exceptions to application of chapter, was derived from V.S. 1947, § 6895; P.L. § 7571; G.L. § 6148; 1917, No. 191 , § 12 and amended by 1969, No. 93 , § 8.

§ 325a. Construction.

This chapter shall not be construed to limit or restrict in any manner the right of a practitioner of another occupation that is regulated by this State from carrying on in the usual manner any of the functions of his or her profession.

Added 1985, No. 256 (Adj. Sess.), § 4, eff. June 30, 1986.

Subchapter 2. Licensure

History

Amendments--1985 (Adj. Sess.). 1985, No. 256 (Adj. Sess.), § 13, eff. June 30, 1986, substituted "Licensure" for "Registration" in the subchapter heading.

§§ 361-369. Repealed. 1985, No. 256 (Adj. Sess.), § 14, eff. June 30, 1986.

History

Former §§ 361-369. Former § 361, relating to requirement of registration, was derived from V.S. 1947, § 6886; P.L. § 7562; 1933, No. 157 , § 7174; G.L. § 6141; 1917, No. 191 , § 1 and amended by 1969, No. 93 , § 9. The subject matter is now covered by § 324 of this chapter.

Former § 362, relating to applications for registration, was derived from V.S. 1947, § 6887; P.L. § 7563; 1919, No. 171 ; G.L. § 6142; 1917, No. 191 , §§ 3, 5. The subject matter is now covered by § 370 of this chapter.

Former § 363, relating to minimum qualifications for applicants, was derived from 1951, No. 160 ; V.S. 1947, § 6888; 1947, No. 135 , § 2; 1935, No. 184 , § 2; P.L. § 7564; 1919, No. 171 ; G.L. § 6142; 1917, No. 191 , § 3, 5 and amended by 1969, No. 93 , § 1; and 1971, No. 184 (Adj. Sess.), § 13. The subject matter is now covered by § 371 of this chapter.

Former § 364, relating to examinations, was derived from V.S. 1947, § 6890; P.L. § 7566; G.L. § 6144; 1917, No. 191 , § 6 and amended by 1969, No. 93 , § 2. The subject matter is now covered by § 371 of this chapter.

Former § 365, relating to reexamination, was derived from V.S. 1947, § 6893; P.L. § 7569; G.L. § 6146; 1917, No. 191 , § 5 and amended by 1969, No. 93 , § 3.

Former § 366, relating to revocation of or refusal to issue registration certificate, was derived from V.S. 1947, § 6891; P.L. § 7567; G.L. § 6145; 1917, No. 191 , §§ 7, 8. The subject matter is now covered by § 375 of this chapter.

Former § 367, relating to reissuance of registration certificate or reregistration after revocation, was derived from V.S. 1947, § 6892; P.L. § 7568; G.L. § 6145; 1917, No. 191 , §§ 7, 8. The subject matter is now covered by § 376 of this chapter.

Former § 368, relating to recording of registration certificate, was derived from V.S. 1947, § 6894; P.L. § 7570; G.L. § 6147; 1917, No. 191 , § 10 and amended by 1963, No. 37 , § 9; and 1969, No. 93 , § 4.

Former § 369, relating to registration of nonresident practitioners without examination, was derived from V.S. 1947, § 6889; P.L. § 7565; G.L. § 6143; 1917, No. 191 , § 4 and amended by No. 93, § 5. The subject matter is now covered by § 372 of this chapter.

§ 370. Application.

Application for licensure shall be upon forms furnished by the Board and shall be accompanied by payment of the specified fee.

Added 1985, No. 256 (Adj. Sess.), § 5, eff. June 30, 1986.

§ 371. Eligibility.

To be eligible for licensure as a podiatrist, an applicant must:

  1. be entitled to licensure without examination under section 372 of this title; or
  2. have attained the age of majority; and
  3. have received a diploma or certificate of graduation from an accredited school of podiatric medicine approved by the Board; and
  4. successfully complete all required steps of the examinations given by the National Board of Podiatric Medical Examiners, as set forth by the Board by rule; and
  5. Subdivision (5) effective 60 days after the adoption of the maintenance of licensure rule for podiatrists.  if the applicant has not engaged in practice as a podiatrist within the last three years, comply with the requirements for updating knowledge and skills as defined by Board rules.

    Added 1985, No. 256 (Adj. Sess.), § 6, eff. June 30, 1986; amended 2011, No. 61 , § 1, eff. June 2, 2011; 2019, No. 126 (Adj. Sess.), § 3.

History

Amendments--2019 (Adj. Sess.). Subdiv. (4): Inserted "all required steps of" following "successfully complete"; substituted "National Board of Podiatric Medical Examiners" for "National Board of Podiatry Examiners"; and inserted ", as set forth by the Board by rule" at the end.

Amendments--2011. Subdiv. (5): Added.

Effective date of amendment. 2011, No. 61 , § 12(1) provides that subdiv. (5) shall take effect 60 days after the adoption of the maintenance of licensure rule for podiatrists.

Adoption of rules. 2011, No. 61 , § 10, as amended by 2019, No. 126 (Adj. Sess.), § 7, provides: "The state board of medical practice may adopt maintenance of licensure rules for podiatrists, physicians, and physician assistants."

§ 372. Licensure without examination. Section 372 effective until April 1, 2021; see also section 372 effective April 1, 2021 set out below.

A person who is licensed under the laws of another jurisdiction and who desires licensure as a podiatrist without examination shall apply to the Board in writing on a form furnished by it and pay the specified fee. The Board shall license such persons if it deems that they have met requirements in the other jurisdiction that are substantially equal to those of this State. The Board may make such rules as are reasonable and necessary for the protection of the public to assure that applicants under this section are professionally qualified.

Added 1985, No. 256 (Adj. Sess.), § 7, eff. June 30, 1986.

§ 372. Licensure without examination. Section 372 effective April 1, 2021; see also section 372 effective until April 1, 2021 set out above.

  1. A person who is licensed under the laws of another jurisdiction and who desires licensure as a podiatrist without examination shall apply to the Board in writing on a form furnished by it and pay the specified fee. The Board shall license that person if it deems that person has met requirements in the other jurisdiction that are substantially equal to those of this State. The Board may adopt such rules as are reasonable and necessary for the protection of the public to ensure that applicants under this section are professionally qualified.
    1. The Board shall have an endorsement process for podiatrist licensure that requires not more than three years of practice in good standing in another jurisdiction within the United States, regardless of whether that jurisdiction has licensing requirements substantially equal to those of this State, so long as the applicant meets one of the following postgraduate training requirements: (b) (1)  The Board shall have an endorsement process for podiatrist licensure that requires not more than three years of practice in good standing in another jurisdiction within the United States, regardless of whether that jurisdiction has licensing requirements substantially equal to those of this State, so long as the applicant meets one of the following postgraduate training requirements:
      1. A graduate of a U.S. or Canadian podiatric school accredited by a body that is acceptable to the Board shall have successfully completed at least two years of postgraduate training in a U.S. or Canadian program accredited by an organization that is acceptable to the Board; or
      2. A graduate of a Board-approved podiatric school outside the United States or Canada shall have successfully completed at least three years of postgraduate training in a U.S. or Canadian program accredited by an organization that is acceptable to the Board.
    2. If the Board determines that three years of demonstrated practice in another specific jurisdiction is not adequately protective of the public, it shall provide its rationale to the Commissioner, who may propose any necessary statutory or rule amendments in order to implement more restrictive requirements for endorsement for that jurisdiction.
    3. The Board may issue to an endorsement applicant a waiver of the practice requirement if there is a showing that the waiver follows State policy and the public is adequately protected.

      Added 1985, No. 256 (Adj. Sess.), § 7, eff. June 30, 1986; amended 2019, No. 152 (Adj. Sess.), § 16, eff. April 1, 2021.

History

Amendments--2019 (Adj. Sess.). Subsec. (a): Designated existing provisions as subsec. (a), in the second sentence, substituted "that person" for "such persons" and "person has" for "they have", and in the last sentence, substituted "adopt" for "make" and "ensure" for "assure".

Subsec. (b): Added.

§ 373. Renewal of licensure.

  1. A person licensed by the Board to practice podiatry shall apply biennially for the renewal of his or her license. At least one month prior to the date on which renewal is required, the Board shall send to each licensee a license renewal application form and notice of the date on which the existing license will expire. On or before the renewal date, the licensee shall file an application for license renewal and pay the required fee; however, any podiatrist while on extended active duty as a member of the U.S. Armed Forces, a reserve component of the U.S. Armed Forces, the National Guard, or the State Guard who is licensed as a podiatrist at the time of an activation or deployment shall receive an extension of licensure up to 90 days following the podiatrist's return from activation or deployment, provided the podiatrist notifies the Board of his or her activation or deployment prior to the expiration of the current license and certifies that the circumstances of the activation or deployment impede good faith efforts to make timely application for renewal of the license. The Board shall register the applicant and issue the renewal license. Within one month following the date by which renewal is required, the Board shall pay the license renewal fees into the Board of Medical Practice Regulatory Fee Fund.
  2. Subsection (b) effective until 60 days after the adoption of the maintenance of licensure rule for podiatrists.  A license that has lapsed for up to 364 days may be reinstated on payment of a renewal fee and a late renewal penalty. A license that has lapsed for one year or longer may be reinstated upon payment of the reinstatement fee and completion of the reinstatement application as set forth by the Board by rule. The applicant shall not be required to pay renewal fees during periods when the license was lapsed. However, if such license remains lapsed for a period of three years or longer, the Board may, after notice and an opportunity for hearing, require reexamination or other conditions of renewal.

    (b) Subsection (b) effective 60 days after the adoption of the maintenance of licensure rule for podiatrists. A license that has lapsed for up to 364 days may be reinstated on payment of a renewal fee and a late renewal penalty. A license that has lapsed for one year or longer may be reinstated upon payment of the reinstatement fee and completion of the reinstatement application as set forth by the Board by rule. The applicant shall not be required to pay renewal fees during periods when the license was lapsed. However, if such license remains lapsed for a period of three years or longer, the Board may require the licensee to update his or her knowledge and skills as defined by Board rules.

  3. Notwithstanding the provision of subsection (a) of this section, the Board may, after notice and an opportunity for hearing, require reexamination as a condition of renewal if the Board finds that the licensee has failed to maintain competence in the knowledge and skills of a podiatrist.
  4. All applicants shall demonstrate that the requirements for licensure are met.

    Added 1985, No. 256 (Adj. Sess.), § 8, eff. June 30, 1986; amended 2011, No. 61 , § 1, eff. June 2, 2011; 2019, No. 126 (Adj. Sess.), §§ 4, 5.

History

Amendments--2019 (Adj. Sess.). Subsec. (a): Substituted "as a member of the U.S. Armed Forces, a reserve component of the U.S. Armed Forces, the National Guard, or the State Guard" for "in the uniformed services of the United States or as a member of the National Guard, State Guard, or reserve component" in the third sentence and substituted "Board of Medical Practice Regulatory Fee" for "Medical Practice Board Special" in the last sentence.

Subsec. (b): Act No. 126, § 4 inserted "for up to 364 days" following "A license that has lapsed" in the first sentence; added the second sentence; and in the last sentence, inserted "or longer" following "three years" and substituted "or other conditions" for "as a condition" following "reexamination".

Subsec. (b): Act No. 126, § 5 substituted "require the licensee to update his or her knowledge and skills as defined by Board rules" for "after notice and an opportunity for hearing, require reexamination or other conditions of renewal" in the last sentence.

Amendments--2011. Subsec. (a): Rewrote the subsec.

Subsec. (b): Deleted ", after notice and an opportunity for hearing," following "may" in the third sentence and substituted "the licensee to update his or her knowledge and skills as defined by board rules" for "reexamination as a condition of renewal" following "require".

Subsec. (d): Added.

Effective date of amendment. 2011, No. 61 , § 12(1) provides that subsec. (b) shall take effect 60 days after the adoption of the maintenance of licensure rule for podiatrists.

Effective date of prospective amendment to subsection (b). 2019, No. 126 (Adj. Sess.), § 8(c) provides: "Sec. 5 (26 V.S.A. § 373(b)) shall take effect 60 days after the Board's adoption of a maintenance of licensure rule for podiatrists in accordance with 2011 Acts and Resolves No. 61, Sec. 10."

Adoption of rules. 2011, No. 61 , § 10, as amended by 2019, No. 126 (Adj. Sess.), § 7, provides: "The state board of medical practice may adopt maintenance of licensure rules for podiatrists, physicians, and physician assistants."

§ 374. Fees; licenses.

Applicants and persons regulated under this chapter shall pay the following fees:

  1. Application for licensure, $650.00; the Board shall use at least $25.00 of this fee to support the cost of maintaining the Vermont Practitioner Recovery Network, which, for the protection of the public, monitors and evaluates, coordinates services for, and promotes rehabilitation of licensees who have or potentially have an impaired ability to practice medicine with reasonable skill and safety.
  2. Biennial renewal, $525.00; the Board shall use at least $25.00 of this fee to support the cost of maintaining the Vermont Practitioner Recovery Network, which, for the protection of the public, monitors and evaluates, coordinates services for, and promotes rehabilitation of licensees who have or potentially have an impaired ability to practice medicine with reasonable skill and safety.

    Added 1985, No. 256 (Adj. Sess.), § 9, eff. June 30, 1986; amended 1989, No. 250 (Adj. Sess.), § 11; 1993, No. 108 (Adj. Sess.), § 20; 1999, No. 49 , § 208; 2003, No. 163 (Adj. Sess.), § 3; 2003, No. 163 (Adj. Sess.), § 3a, eff. July 1, 2006; 2007, No. 76 , § 17; 2011, No. 61 , § 1, eff. June 2, 2011; 2015, No. 57 , § 12; 2017, No. 39 , § 1.

History

Amendments--2017. Section amended generally.

Amendments--2015. Subdiv. (1): Substituted "$650.00" for "$625.00".

Subdiv. (2): Substituted "$525.00" for "$500.00".

Amendments--2011. Subdiv. (1): Deleted "$565.00, in fiscal year 2009 $600.00, and in fiscal year 2010 and thereafter" following "licensure"; substituted "cost" for "costs", "maintaining the" for "the creation and maintenance of a" preceding "Vermont" and "monitors" for "will monitor" preceding "recovering".

Subdiv. (2): Deleted "$450.00 and in fiscal year 2009 and thereafter" following "renewal"; substituted "cost" for "costs" following "the", "maintaining the" for "the creation and maintenance of a" preceding "Vermont" and "monitors" for "will monitor" preceding "recovering".

Amendments--2007. Subdiv. (1): Substituted "$565.00, in fiscal year 2009 $600.00, and in fiscal year 2010 and thereafter $625.00" for "$500.00" following "licensure".

Subdiv. (2): Added "and in fiscal year 2009 and thereafter $500.00" following "$450.00".

Amendments--2003 (Adj. Sess.). Subdiv. (1): Act No. 163, § 3, substituted "$450.00" for "$400.00" following "licensure".

Subdiv. (2): Act No. 163, § 3, substituted "$400.00" for "$350.00" following "renewal".

Subdiv. (1): Act No. 163, § 3a, substituted "$500.00" for "$450.00" following "licensure".

Subdiv. (2): Act No. 163, § 3a, substituted "$450.00" for "$400.00" following "renewal".

Amendments--1999 Section amended generally.

Amendments--1993 (Adj. Sess.). Subdiv. (1): Substituted "$150.00" for "$125.00".

Subdiv. (2): Substituted "$40.00" for "$25.00".

Subdiv. (3): Substituted "$200.00" for "$125.00".

Amendments--1989 (Adj. Sess.). Section amended generally.

Cross References

Cross references. Exemption of persons 80 years of age and over from payment of license renewal fees, see 32 V.S.A. § 1111.

§ 375. Unprofessional conduct.

  1. [Repealed.]
  2. The following conduct and the conduct described in section 1354 of this title by a licensed podiatrist constitutes unprofessional conduct. When that conduct is by an applicant or person who later becomes an applicant, it may constitute grounds for denial of licensure:
    1. fraud or misrepresentation in applying for or procuring a podiatry license or in connection with applying for or procuring a periodic renewal of a podiatry license;
    2. occupational advertising that is intended or has a tendency to deceive the public;
    3. exercising undue influence on or taking improper advantage of a person using the individual's services, or promoting the sale of professional goods or services in a manner that exploits a person for the financial gain of the practitioner or of a third party;
    4. failing to comply with provisions of federal or State statutes or rules governing the profession;
    5. conviction of a crime related to the profession;
    6. conduct that evidences unfitness to practice the profession.
  3. Unprofessional conduct includes the following actions by a licensee:
    1. making or filing false professional reports or records, impeding or obstructing the proper making or filing of professional reports or records, or failing to file the proper professional report or record;
    2. practicing the profession when mentally or physically unfit to do so;
    3. failure to practice competently by reason of any cause on a single occasion or on multiple occasions constitutes unprofessional conduct. Failure to practice competently includes as determined by the Board:
      1. performance of unsafe or unacceptable patient care; and
      2. failure to conform to the essential standards of acceptable and prevailing practice;
    4. practicing or offering to practice beyond the scope permitted by law;
    5. accepting and performing responsibilities that the individual knows or has reason to know that he or she is not competent to perform;
    6. making any material misrepresentation in the practice of the profession, whether by commission or omission;
    7. administering, dispensing, or prescribing any controlled substance other than as authorized by law;
    8. habitual or excessive use or abuse of drugs, alcohol, or other substances that impair the podiatrist's ability to practice.
  4. A person aggrieved by a determination of the Board may, within 30 days of the order, appeal that order to the Vermont Supreme Court on the basis of the record created before the Board.

    Added 1985, No. 256 (Adj. Sess.), § 10, eff. June 30, 1986; amended 1989, No. 250 (Adj. Sess.), § 12; 2003, No. 34 , § 12, eff. May 23, 2003; 2011, No. 61 , § 1, eff. June 2, 2011.

History

Amendments--2011. Subsec. (a): Repealed.

Subsec. (b): Inserted "and the conduct described in section 1354 of this title" following "conduct".

Subdiv. (b)(1): Substituted "fraud" for "fraudulent procuring" and "misrepresentation in applying for or procuring a podiatry license or in connection with applying for or procuring a periodic renewal of a podiatry license" for "use of a license" following "or".

Subdiv. (c)(3): Rewrote the subdiv. and added subdiv. designations (A) and (B).

Subdiv. (c)(8): Added.

Amendments--2003. Subsec. (d): Substituted "within 30 days of the order, appeal that order to the Vermont supreme court on the basis of the record created before the board" for "appeal in the manner provided under 3 V.S.A. § 130".

Amendments--1989 (Adj. Sess.). Subsec. (d): Substituted " § 130" for " § 114a" at the end of the first sentence and deleted the second sentence.

§ 376. Disposition of complaints.

  1. Complaints and allegations of unprofessional conduct shall be processed in accordance with the rules of procedure of the Board of Medical Practice.
  2. Any person, firm, corporation, or public officer may submit a written complaint to the Board charging any podiatrist practicing in the State with unprofessional conduct, specifying the grounds. The Board shall initiate an investigation of a podiatrist when a complaint is received or may act without having received a complaint.
  3. After giving an opportunity for a hearing, the Board shall take disciplinary action described in subsection 1361(b) of this title against a podiatrist or applicant found guilty of unprofessional conduct.
  4. The Board may approve a negotiated agreement between the parties when it is in the best interest of the public health, safety, or welfare to do so. Such an agreement may include any of the following conditions or restrictions, which may be in addition to, or in lieu of, suspension:
    1. a requirement that the individual submit to care or counseling;
    2. a restriction that the individual practice only under supervision of a named person or a person with specified credentials;
    3. a requirement that the individual participate in continuing education in order to overcome specified practical deficiencies;
    4. a requirement that the scope of practice permitted be restricted to a specified extent;
    5. an administrative penalty not to exceed $1,000.00 for each act that constitutes an unprofessional conduct violation. Any money received from the imposition of an administrative penalty imposed under this subdivision shall be deposited into the Board of Medical Practice Regulatory Fee Fund for the purpose of providing education and training for Board members and the professions regulated by the Board. The Commissioner shall detail in the annual report receipts and expenses from money received under this subsection.
  5. Upon application, the Board may modify the terms of an order under this section and, if licensure has been revoked or suspended, order reinstatement on terms and conditions it deems proper.

    Added 1985, No. 256 (Adj. Sess.), § 11, eff. June 30, 1986; amended 2011, No. 61 , § 1, eff. June 2, 2011.

History

Amendments--2011. Subsec. (b): Rewrote the first sentence and in the present second sentence, substituted "shall" for "may" preceding "initiate", "an investigation of" for "disciplinary action in any complaint against" following "initiate" and "when a complaint is received or" for "and" following "podiatrist".

Subsec. (c): Inserted "giving an opportunity for a" preceding "hearing"; deleted "and upon a finding of unprofessional conduct" following "meaning" and substituted "shall take disciplinary action described in subsection 1361(b) of this title against a podiatrist or applicant found guilty of unprofessional conduct" for "may suspend or revoke a license, refuse to issue or renew a license, issue a warning, or limit or condition a license" following "board".

Subsec. (d): Delete ", without limitations," following "include".

Subdiv. (d)(5): Added.

Cross References

Cross references. Board of Medical Practice, see chapter 23, subchapter 2 of this title.

§ 377. Exemption.

The provisions of this chapter shall not apply to a podiatrist who is duly licensed and in good standing in another state, territory, or jurisdiction of the United States or in Canada if the podiatrist is employed as or formally designated as the team podiatrist by an athletic team visiting Vermont for a specific sporting event and the podiatrist limits his or her practice in this State to the treatment of the members, coaches, and staff of the sports team employing or designating the podiatrist.

Added 2015, No. 94 (Adj. Sess.), § 1, eff. May 10, 2016.

History

Former § 377. Former § 377, relating to accessibility and confidentiality of information, was derived from 1985, No. 256 (Adj. Sess.), § 12 and amended by 1989, No. 250 (Adj. Sess.), § 4(d).

§ 378. Limited temporary licenses.

  1. Notwithstanding section 371 of this title, the Board may grant an applicant a limited temporary license to practice podiatry for a period of up to 54 weeks if the applicant:
    1. furnishes the Board with satisfactory proof that he or she has attained the age of majority;
    2. has received a diploma or certificate of graduation from an accredited school of podiatric medicine approved by the Board;
    3. has been appointed as an intern, resident, fellow, or medical officer in a licensed hospital or in a clinic that is affiliated with a licensed hospital, or in a hospital or an institution maintained by the State, or in a clinic or an outpatient clinic affiliated with or maintained by the State; and
    4. pays the fee set forth in subdivision 1401a(a)(3) of this title.
  2. A limited temporary license may be renewed upon payment of the fee set forth in subdivision 1401a(a)(3) of this title for the period of the applicant's postgraduate training, internship, or fellowship program.
  3. A limited temporary license shall entitle the applicant to practice podiatry only in the hospital or other institution designated on his or her certificate of limited temporary license and in clinics operated by or affiliated with that designated hospital or institution and only if the applicant is under the direct supervision and control of a licensed podiatrist. The licensed podiatrist shall be legally responsible and liable for all negligent or wrongful acts or omissions of the limited temporary licensee and shall file with the Board the name and address both of himself or herself and of the limited temporary licensee and the name of the hospital or other institution.
  4. A limited temporary license shall be revoked upon the death or legal incompetency of the supervising licensed podiatrist or, upon 10 days' written notice, by withdrawal of his or her filing by the supervising licensed podiatrist. A limited temporary licensee shall at all times exercise the same standard of care and skill as a licensed podiatrist. Termination of appointment as intern, resident, fellow, or medical officer of a designated hospital or institution shall operate as a revocation of a limited temporary license.

    Added 2007, No. 163 (Adj. Sess.), § 8a.

CHAPTER 9. CHIROPRACTIC

Subchapter 1. General Provisions

§§ 421-423. Repealed. 1991, No. 236 (Adj. Sess.), § 6.

History

Former §§ 421-423. Former § 421, relating to provisions of law applicable to practitioners, was derived from V.S. 1947, § 6768; P.L. 7493; 1919, No. 172 , § 9.

Former § 422, relating to penalties for illegal practice, was derived from V.S. 1947, § 6769; P.L. 7494; 1919, No. 172 , § 10.

Former § 423, relating to practice after revocation of certificate, was derived from V.S. 1947, § 6770; 1935, No. 183 , § 3.

For present provisions relating to chiropractic, see chapter 10 of this title.

Subchapter 2. State Board of Chiropractic Examination and Registration

§§ 461-464. Repealed. 1991, No. 236 (Adj. Sess.), § 6.

History

Former §§ 461-464. Former § 461, relating to qualifications of members and term of office, was derived from V.S. 1947, § 6757; P.L. 7484; 1933, No. 157 , § 7096; 1919, No. 172 , §§ 1, 2.

Former § 462, relating to meetings of Board, was derived from V.S. 1947, § 6760; P.L. 7487; 1919, No. 172 , § 3.

Former § 463, relating to officers of Board, was derived from V.S. 1947, § 6758; P.L. 7485; 1919, No. 172 , § 3.

Former § 464, relating to duties of Treasurer, was derived from V.S. 1947, § 6759; P.L. 7486; 1933, No. 157 , § 7098; 1919, No. 172 , § 8.

For present provisions relating to chiropractic, see chapter 10 of this title.

Subchapter 3. Licenses

§§ 501-510. Repealed. 1991, No. 236 (Adj. Sess.), § 6.

History

Former §§ 501-510. Former § 501, relating to examination for license, qualifications and fees, was derived from 1957, No. 169 , § 4; V.S. 1947, § 6761; 1943, No. 142 , § 1; P.L. § 7488; 1919, No. 172 , § 3; and amended by 1967, No. 179 ; 1969, No. 44 , § 2; 1971, No. 184 (Adj. Sess.), § 14; and 1989, No. 250 (Adj. Sess.), § 13.

Former § 502, relating to subjects of examination and minimum grades, was derived from V.S. 1947, § 6765; P.L. § 7490; 1919, No. 172 , § 4; and amended by 1959, No. 148 .

Former § 503, relating to re-examination, was derived from V.S. 1947, § 6764; P.L. § 7489; 1919, No. 172 , § 3.

Former § 504, relating to nonresident practitioners, was derived from V.S. 1947, § 6766; 1947, No. 202 , § 6870; P.L. § 7491; 1933, No. 157 , § 7103; 1919, No. 172 , § 5; and amended by 1969 No. 144, § 3 and 1989, No. 250 (Adj. Sess.), § 14.

Former § 505, relating to disciplinary proceedings, was derived from V.S. 1947, § 6762; 1935, No. 182 , § 1; and amended by 1969 No. 144, § 4.

Former § 506, relating to unprofessional conduct was derived from V.S. 1947, § 6763; 1935, No. 183 , § 2; and formerly repealed by 1969, No. 44 , § 5.

Former § 507, relating to reinstatement after suspension of license, was derived from 1957, No. 169 , § 3; and formerly repealed by 1969, No. 44 , § 5.

Former § 508, relating to recording license, was derived from V.S. 1947, § 6767; P.L. § 7492; 1933, No. 157 , § 1704; 1919, No. 172 , § 7; and amended by 1963, No. 37 , § 10; 1967, No. 278 (Adj. Sess.), § 13; and 1989, No. 250 (Adj. Sess.), § 15.

Former § 509, relating to renewal fees, was derived from 1957, No. 169 , § 1; and amended by 1989, No. 250 (Adj. Sess.), § 16 and 1991, No. 167 (Adj. Sess.), § 19.

Former § 510, relating to disposition of fees, was derived from 1957, No. 169 , § 2; and amended by 1969, No. 44 , § 6 and 1989, No. 250 (Adj. Sess.), § 17.

For present provisions relating to chiropractic, see chapter 10 of this title.

CHAPTER 10. CHIROPRACTIC

Cross References

Cross references. Office of Professional Regulation generally, see 3 V.S.A. ch. 5, subch. 3.

Procedure for adoption of administrative rules, see 3 V.S.A. ch. 25.

Review of regulatory laws, see chapter 57 of this title.

Subchapter 1. General Provisions

§ 521. Definitions.

As used in this chapter:

  1. "Adjunctive therapies" means to treat the human body by manual, mechanical, electrical, or natural methods, or by the use of physical means which include light, heat, water, or exercise in preparation for a chiropractic adjustment or manipulation.
  2. "Board" means the Board of Chiropractic created under section 527 of this title.
  3. "The practice of chiropractic" means the diagnosis of human ailments and diseases related to subluxations, joint dysfunctions, and neuromuscular and skeletal disorders for the purpose of their detection, correction, or referral in order to restore and maintain health, including pain relief, without providing drugs or performing surgery; the use of physical and clinical examinations, conventional radiologic procedures and interpretation, as well as the use of diagnostic imaging read and interpreted by a person so licensed and clinical laboratory procedures to determine the propriety of a regimen of chiropractic care; adjunctive therapies approved by the Board, by rule, to be used in conjunction with chiropractic treatment; and treatment by adjustment or manipulation of the spine or other joints and connected neuromusculoskeletal tissues and bodily articulations.
  4. "Chiropractor" or "chiropractic physician" means a person licensed under this chapter.
  5. "Disciplinary action" includes any action taken by the Board against a person licensed under this chapter or an applicant premised on a finding that the person has engaged in unprofessional conduct. The term includes all sanctions of any kind, including refusing to give an examination, refusing to grant or renew a license, suspending or revoking a license, placing limitations or restrictions upon a license, and issuing reprimands and warnings.

    Added 1991, No. 236 (Adj. Sess.), § 1; amended 2009, No. 25 , § 9; 2013, No. 27 , § 2.

History

Revision note. Redesignated subdivs. (3) and (4) as subdivs. (4) and (5) respectively to correct an error.

Amendments--2013. Subdiv. (3): Inserted "and" preceding "neuromuscular".

Amendments--2009. Subdiv. (3): Inserted "including pain relief" after "maintain health".

§ 522. Prohibitions.

  1. A person shall not practice chiropractic or hold himself or herself out as being able to do so in this State unless he or she is licensed under this chapter.
  2. A person shall not use in connection with the person's name any letters, words, or insignia indicating that the person is a chiropractor, chiropractic physician, or doctor of chiropractic unless the person is licensed under this chapter.
  3. A person shall not work as a chiropractic intern unless he or she is registered as required by this chapter.
  4. A person who violates the provisions of this section shall be subject to the penalties provided in 3 V.S.A. § 127(c) .

    Added 1991, No. 236 (Adj. Sess.), § 1; amended 2007, No. 29 , § 18.

History

Amendments--2007. Subsec. (d): Substituted "subject to the penalties provided in subsection 127(c) of Title 3" for "imprisoned not more than one year or fined not more than $5,000.00 nor less than $500.00 or both".

§ 523. Exemptions.

The provisions of this chapter shall not apply to the following persons acting within the scope of their respective professional practices:

  1. A person licensed to practice medicine and surgery under chapter 23 of this title.
  2. A person licensed to practice osteopathic medicine under chapter 33 of this title.
  3. A physician assistant licensed or registered under chapter 31 of this title.
  4. A nurse licensed under chapter 28 of this title.
  5. A physical therapist licensed under chapter 38 of this title.
  6. A commissioned officer of the U.S. Armed Forces or Public Health Service when acting within the scope of his or her official duties.
  7. A nonresident licensed chiropractor who comes into the State to treat or to consult on a particular case in this State, to perform research, or to participate in or instruct regular or continuing education courses, provided he or she does not otherwise practice in this State.

    Added 1991, No. 236 (Adj. Sess.), § 1.

History

2013. In subdiv. (3), substituted "physician assistant" for "physician's assistant" and "licensed" for "certified" in accordance with 2013, No. 34 , § 30a.

§ 524. Reporting of contagious and infectious diseases; death certificates.

Chiropractors shall be subject to the provisions of the law relating to contagious and infectious diseases and to the granting of certificates of deaths.

Added 1991, No. 236 (Adj. Sess.), § 1.

Cross References

Cross references. Communicable diseases, see 18 V.S.A. ch. 21.

Issuance of death certificates, see 18 V.S.A. § 5202.

Submittal of clinical specimens to State laboratory, see 18 V.S.A. § 501a.

§ 525. Competency requirements of licensees.

No person licensed by the Board shall apply ionizing radiation to human beings for diagnostic or therapeutic purposes without first having satisfied the Board of his or her competency to do so. The Board shall consult with the Board of Radiologic Technology concerning suitable performance standards to be adopted by rule. The Board shall, by rule, provide for periodic recertification of competency. A person subject to the provisions of this section shall be subject to the fees established under section 535 of this title.

Added 1999, No. 52 , § 6.

Subchapter 2. Administration

Cross References

Cross references. Attachment of Board to Office of Professional Regulation, see 3 V.S.A. § 122.

Per diem compensation of Board members, see 32 V.S.A. § 1010.

§ 527. Composition of the Board; qualification of members; term of office.

  1. A Board of Chiropractic is created. The Board shall consist of five members. Board members shall be appointed by the Governor pursuant to 3 V.S.A. §§ 129b and 2004.
  2. Three members of the Board shall be chiropractors licensed and in good standing in this State who are graduates of an accredited school of chiropractic and who reside and have resided and actively practiced chiropractic in this State during the two years immediately preceding their appointments. Two members shall be members of the public. A public member shall not be a member of any health-related licensing Board or profession or have a financial interest personally or through a spouse, parent, or sibling in the activities regulated under this chapter, other than as consumers or possible consumers of chiropractic services.

    Added 1991, No. 236 (Adj. Sess.), § 1; amended 2005, No. 27 , § 32.

History

Amendments--2005. Subsec. (a): Deleted "appointed by the governor" at the end of the second sentence and added the third sentence.

Subsecs. (c) and (d): Repealed.

§ 528. Board procedures.

  1. Annually the Board shall elect from among its members a chair, vice chair, and secretary, each to serve for one year. No person shall serve as Chair or Vice Chair for more than three consecutive years.
  2. , (c)  [Repealed.]

    (d) A majority of the members of the Board constitutes a quorum for transacting business and all action shall be taken upon a majority vote of the members present and voting.

    Added 1991, No. 236 (Adj. Sess.), § 1; amended 2011, No. 116 (Adj. Sess.), § 8.

History

Amendments--2011 (Adj. Sess.). Subsec. (a): Substituted "chair, vice chair, and secretary" for "chair and a vice chair".

Subsecs. (b) and (c): Repealed.

§ 529. Powers; duties.

  1. In addition to its other powers and duties, the Board shall:
    1. Provide general information to applicants.
    2. Explain appeal procedures to licensees and applicants and complaint procedures to the public.
    3. Conduct a competency evaluation where radiographic services are performed by licensees required to demonstrate competency under section 525 of this title to ensure that optimum radiologic technology practices are used to minimize patient and occupational radiation dose. The evaluation fee required under section 535 of this title shall not be assessed more than once in any two-year period against any licensee evaluated under this subdivision. The Director of the Office of Professional Regulation may contract with the Department of Health or others to perform evaluations under this subsection.
  2. The Board may adopt rules necessary for the performance of its duties, including:
    1. procedures for mandatory reporting of unsafe radiologic conditions or practices;
    2. procedures for continued competency evaluation;
    3. procedures for radiation safety;
    4. procedures for competency standards for license applications and renewals;
    5. rules relating to medical recordkeeping standards and release of medical records;
    6. rules establishing requirements for licensing chiropractors with five years' licensed experience in another jurisdiction of the United States or Canada.

      Added 1991, No. 236 (Adj. Sess.), § 1; amended 1999, No. 52 , § 7; 1999, No. 133 (Adj. Sess.), § 9; 2009, No. 103 (Adj. Sess.), § 7.

History

Amendments--2009 (Adj. Sess.) Subsec. (b): Made a minor change in punctuation in subdiv. (5) and added subdiv. (6).

Amendments--1999 (Adj. Sess.). Subdiv. (b)(5): Added.

Amendments--1999 Subsec. (a): Added subdiv. (3)

Subsec. (b): Added "including" following "duties" and added subdivs. (1)-(4).

Subchapter 3. Licensure Requirements

§ 531. License by examination.

To be eligible for licensure under this section, an applicant shall satisfy all of the following requirements:

  1. Have attained the age of majority.
  2. Present proof of having graduated from a four-year school of chiropractic, accredited by a chiropractic accrediting body recognized by the U.S. Department of Education and approved by the Board, or submit to the Board proof of equivalent education as provided in rules for foreign-trained persons.
  3. Pass the examinations required by section 532 of this title, which shall be administered in the manner and places designated by the Board.

    Added 1991, No. 236 (Adj. Sess.), § 1; amended 1993, No. 108 (Adj. Sess.), § 1; 1999, No. 52 , § 8; 2003, No. 60 , § 5.

History

Amendments--2003. Subdiv. (2): Substituted "and approved by the board" for "which requires not less than 4,400 hours as a resident student" following "Education".

Amendments--1999 Subdiv. (2): Added "or submit to the board proof of equivalent education as provided in rules for foreign-trained persons" following "resident student".

Amendments--1993 (Adj. Sess.). Subdiv. (2): Substituted "a chiropractic" for "an" preceding "accrediting".

§ 532. Examinations.

  1. The Board, or an examination service selected by the Board, shall examine applicants for licensure. The examinations may include the following subjects: anatomy, physiology, physiotherapy, diagnosis, hygiene, orthopedics, histology, pathology, neurology, chemistry, bacteriology, x-ray interpretation, x-ray technic and radiation protection, and principles of chiropractic. The Board may use a standardized national examination.
  2. In addition to the examination required by subsection (a) of this section, an applicant shall demonstrate proficiency in vertebral palpation, and spinal adjustment and may also be required to demonstrate proficiency in the practical application of orthopedics, neurology, x-ray interpretation and principles of ionizing radiation, laboratory diagnosis, and clinical diagnosis as they relate to the practice of chiropractic.
  3. Licensing standards and procedures shall be fair and reasonable and shall be designed and implemented to measure and reasonably ensure that all applicants are granted licensure if they demonstrate that they possess the minimum qualifications that are consistent with protecting the public health, safety, and welfare.

    Added 1991, No. 236 (Adj. Sess.), § 1; amended 2011, No. 116 (Adj. Sess.), § 9.

History

Amendments--2011 (Adj. Sess.). Subsec. (a): Added ", or an examination service selected by the board," in the first sentence.

§ 533. License by endorsement.

  1. The Board may grant a license without written examination to an applicant who is licensed and is in good standing to practice chiropractic in another jurisdiction of the United States or Canada with standards and qualifications required for licensure of chiropractors that are deemed by the Board to be substantially equivalent to those required by this chapter.
  2. The Board may require an applicant under this section to take an examination on the Vermont laws and rules governing the practice of chiropractic.
  3. An applicant who is not in good standing may be eligible for licensure under this section if the applicant can demonstrate to the satisfaction of the Board that the applicant has passed the Special Purpose Examination for Chiropractors and is otherwise qualified for licensure under this section. The Board may place limitations or conditions on licenses issued under this subsection.

    Added 1991, No. 236 (Adj. Sess.), § 1; amended 2001, No. 151 (Adj. Sess.), § 9, eff. June 27, 2002; 2009, No. 103 (Adj. Sess.), § 8.

History

Amendments--2009 (Adj. Sess.) Subsec. (a): Amended generally.

Amendments--2001 (Adj. Sess.) Rewrote the section.

§ 534. License renewal.

  1. Licenses shall be renewed every two years upon application and payment of the required fee. Failure to comply with the provisions of this section shall result in suspension of all privileges granted by the license beginning on the expiration date of the license. A license that has lapsed shall be renewed upon payment of the biennial renewal fee and the late renewal penalty.
  2. The Board may adopt rules necessary for the protection of the public to assure the Board that an applicant whose license has lapsed for more than three years is professionally qualified before the license is renewed. Conditions imposed under this subsection shall be in addition to the requirements of subsection (a) of this section.
  3. In addition to the provisions of subsection (a) of this section, an applicant for renewal shall have satisfactorily completed continuing education as required by the Board. For purposes of this subsection, the Board may require, by rule, not more than 24 hours of approved continuing education as a condition of renewal.

    Added 1991, No. 236 (Adj. Sess.), § 1; amended 1993, No. 190 (Adj. Sess.), § 4; 2005, No. 27 , § 33; 2011, No. 116 (Adj. Sess.), § 10.

History

Amendments--2011 (Adj. Sess.). Deleted "and reinstatement" from the end of the section heading; and substituted "renewed" for "reinstated" in subsecs. (a) and (b).

Amendments--2005. Inserted "and reinstatement" in the section heading, substituted "reinstated" for "renewed" in the third sentence in subsec. (a), and added "before the license is reinstated" at the end of the first sentence in subsec. (b).

Amendments--1993 (Adj. Sess.). Subsec. (c): Added.

§ 535. Fees.

Applicants and persons regulated under this chapter shall pay the following fees:

  1. Chiropractors       (A) Application                                                 $  200.00       (B) Biennial renewal                                            $  265.00       (C) Initial competency endorsement under section 525 of this title                                           $   70.00       (D) Biennial renewal of competency endorsement under section 525 of this title                                     $   70.00       (E) Evaluation                                                  $  125.00      (2) Registration of intern                                       $   50.00

    Added 1991, No. 236 (Adj. Sess.), § 1; amended 1993, No. 108 (Adj. Sess.), § 17; 1999, No. 49 , § 171; 2001, No. 143 (Adj. Sess.), § 22, eff. June 21, 2002; 2005, No. 202 (Adj. Sess.), § 11; 2013, No. 191 (Adj. Sess.), § 12.

History

Amendments--2013 (Adj. Sess.). Subdiv. (1)(B): Substituted "$265.00" for "$365.00".

Amendments--2005 (Adj. Sess.). Subdiv. (1)(B): Substituted "$365.00" for "$265.00".

Amendments--2001 (Adj. Sess.) Subdiv. (1)(A): substituted "$200.00" for "$150.00".

Subdiv. (1)(B): substituted "$265.00" for "$215.00".

Amendments--1999 Subdiv. (1): Substituted "$150.00" for "$50.00" in subdiv. (A), deleted former subdiv. (B), redesignated former subdiv. (C) as present subdiv. (B) and substituted "$215.00" for "$195.00" in that subdiv., and added subdivs. (C)-(E).

Amendments--1993 (Adj. Sess.). Subdiv. (2): Added.

Cross References

Cross references. Exemption of persons 80 years of age and over from payment of license renewal fees, see 32 V.S.A. § 1111.

§ 536. Registration of chiropractic interns.

A student enrolled in a chiropractic college approved by the Board, who has completed three years of the curriculum, may work as a chiropractic intern provided he or she is registered with the Board. A registered intern shall work under the direct supervision of a licensed chiropractor. An intern may perform activities delegated to him or her by the supervising chiropractor, including the activities described in subdivision 521(3) of this title, provided that a licensed chiropractor observes all such activities. The supervising chiropractor shall be legally liable for such activities performed by the intern.

Added 1991, No. 236 (Adj. Sess.), § 1.

History

Revision note. The reference to "subdivision (2) of section 521 of this title" was corrected to "subdivision 521(3) of this title".

Subchapter 4. Unprofessional Conduct and Discipline

§ 541. Disciplinary proceedings; unprofessional conduct.

Unprofessional conduct means the following conduct and the conduct set forth in 3 V.S.A. § 129a :

  1. Advertising or making a representation relating to chiropractic that is intended or has a tendency to deceive the public, including advertising by a licensee that does not clearly state that the services advertised are being offered by a "chiropractor" or "chiropractic physician."
  2. Misrepresentation or concealment of a material fact to obtain, renew, or reinstate a license or registration under this chapter.
  3. Suspension or revocation of a license to practice chiropractic in another jurisdiction on one or more of the grounds specified in this section.
  4. Willful disregard of a subpoena or notice of the Board.
  5. Failure to keep written chiropractic records justifying a course of treatment for a patient, including patient histories, examination results, and test results.
  6. Performing professional services that have not been authorized by the patient or his or her legal representative.
  7. Performing any procedure or prescribing any therapy that, by the prevailing standards of chiropractic practice, would constitute experimentation on a human subject without first obtaining full, informed, and written consent.
  8. Practicing chiropractic with a chiropractor who is not legally practicing within the State, or aiding or abetting that person in the practice of chiropractic.
  9. Agreeing with any other person or organization, or subscribing to any code of ethics or organizational bylaws, when the intent or primary effect of that agreement, code, or bylaw is to restrict or limit the flow of information concerning alleged or suspected unprofessional conduct to the Board.
  10. Conduct that evidences unfitness to practice chiropractic.
  11. Addiction to narcotics, habitual drunkenness, or rendering professional services to a patient if the chiropractor is intoxicated or under the influence of drugs.
  12. Sexual harassment of a patient.
  13. Engaging in a sexual act as defined in 13 V.S.A. § 3251 with a patient.
  14. [Repealed.]
  15. Failing to inform a patient verbally and to obtain signed written consent from a patient before proceeding from advertised chiropractic services for which no payment is required to chiropractic services for which payment is required.

    Added 1991, No. 236 (Adj. Sess.), § 1; amended 1997, No. 145 (Adj. Sess.), § 34; 1999, No. 52 , § 9; 1999, No. 133 (Adj. Sess.), § 10; 2011, No. 116 (Adj. Sess.), § 11.

History

Amendments--2011 (Adj. Sess.). Section amended generally.

Amendments--1999 (Adj. Sess.). Subdiv. (b)(15): Added.

Amendments--1999 Subdiv. (b)(14): Added.

Amendments--1997 (Adj. Sess.). Subsec. (b): Added "the following conduct and the conduct set forth in section 129a of Title 3" to the introductory clause; rewrote subdiv. (4); and deleted six subdivs. listing types of unprofessional conduct and renumbered the remainder.

Cross References

Cross references. Appeal to Office of Professional Regulation from decision of Board, see 3 V.S.A. § 130a.

CHAPTER 11. COSMETICIANS AND HAIRDRESSERS

Cross References

Cross references. Barbers and cosmetologists, see chapter 6 of this title.

Subchapter 1. General Provisions

ANNOTATIONS

1. State agencies .

Provisions of this chapter relating to practice of cosmetology and requiring licenses of operators do not apply to acts of various State agencies pursuant to their statutory duties. 1950-52 Op. Atty. Gen. 308.

§§ 561-566. Repealed. 1993, No. 198 (Adj. Sess.), § 2(b).

History

Former §§ 561-566. Former § 561, relating to definitions, was derived from V.S. 1947, § 6996; 1937, No. 193 , § 1, and amended by 1969, No. 171 (Adj. Sess.), § 3; 1985, No. 154 (Adj. Sess.), § 1.

Former § 562, relating to school of cosmetology, was derived from V.S. 1947, § 6998; 1947, No. 202 , § 7102; 1937, No. 193 § 2.

Former § 563, relating to students, was derived from 1957, No. 259 , § 1; V.S. 1947, §§ 7001, 7002; 1947, No. 137 , §§ 3, 4.

Former § 564, relating to prohibitions, was derived from V.S. 1947, §§ 7015, 7021; 1937, No. 193 , §§ 16, 22.

Former § 565, relating to penalties, was derived from V.S. 1947, § 7022; 1937, No. 193 , § 23.

Former § 566, relating to exemptions, was derived from V.S. 1947, § 7018; 1937, No. 193 , § 19, and amended by 1985, No. 154 (Adj. Sess.), § 2.

The subject matter of former §§ 561-566 is now covered by chapter 6 of this title.

Annotations From Former § 561

1. Electrically heated treatments.

Giving of electrically heated treatments wherein entire body is heated and massaged is not included in definition of cosmetology. 1938-40 Op. Atty. Gen. 396.

2. Wigs.

Wig making is not the practice of cosmetology, and needs no license. 1966-68 Op. Atty. Gen. 198.

Wig styling, cleansing, or setting, when it is not done on the customer's head, does not require a cosmetology license. 1966-68 Op. Atty. Gen. 198.

The cutting, singeing, dressing, curling, waving, cleaning, bleaching, or coloring of a wig while on a customer's head requires a cosmetology license. 1966-68 Op. Atty. Gen. 198.

3. Male patrons.

There are no State statutes or duly enacted regulations prohibiting a licensed cosmetologist from cutting men's hair or practicing any act of cosmetology on a male, and under this section's definition of "cosmetology" such acts are permitted. 1970-72 Op. Atty. Gen. 85.

Annotations From Former § 562

1. Application.

This chapter does not apply to beauty shops operated within limits of Fort Ethan Allen. 1942-44 Op. Atty. Gen. 257.

It is unlawful for demonstrator giving free facials to public (provided such facials come within definition of cosmetology in section 561 of this title) to operate under any circumstances except in duly registered beauty shop or school of cosmetology. 1936-38 Op. Atty. Gen. 461.

2. Manager.

Manager should be in actual charge and responsible for operation of shop and physically present during usual hours of operation. 1938-40 Op. Atty. Gen. 381.

Annotations From Former § 564

1. Teacher.

A physician who is qualified to teach the science of dermatology is not required to be licensed by the Board as he is not an instructor in cosmetology, if he lectures on the medical subject of dermatology. 1962-64 Op. Atty. Gen. 344.

Any physician who is to teach subject of anatomy as part of course in cosmetology must be licensed by Board. 1944-46 Op. Atty. Gen. 250.

2. Demonstrator.

Demonstrator operating in drug stores and beauty shops giving free facials to public (provided such facials come within definition of cosmetology in section 561 of this title) must first obtain license or certificate of registration or be one who comes under exceptions by reason of his having been authorized under laws of State to practice medicine, surgery, dentistry, nursing, embalming, registered nursing, chiropody, osteopathy, or chiropractic. 1936-38 Op. Atty. Gen. 461.

Annotations From Former § 566

1. Barbers.

Under the phrase "all services to males" in this section, barbers may perform hair coloring on males without being subject to the penalties for practicing cosmetology. 1964-66 Op. Atty. Gen. 206.

2. Domestic administration.

"Domestic administration" means doing acts that come within meaning of "practice of cosmetology" in and around household or home, and which acts appertain and are part of ordinary affairs of household. 1936-38 Op. Atty. Gen. 461.

3. Charitable institution.

Cosmetologist employed by charitable institution who practiced cosmetology therein without charge to inmates was not within exception granted by this section. 1936-38 Op. Atty. Gen. 460.

4. Private home.

Woman who uses her bedroom for purpose of waving and paper curling hair for compensation, who holds herself out to public as doing this work, who does it regularly for those who come for such service, and who makes telephone appointments, is not within exception granted by this section. 1936-38 Op. Atty. Gen. 458.

Subchapter 2. State Board of Cosmetology

§§ 601-611. Repealed. 1993, No. 198 (Adj. Sess.), § 2(b).

History

Former §§ 601-611. Former § 601, relating to the creation of the State Board of Cosmetology, was derived from 1953, No. 70 , § 1; 1951,No. 163, § 2; V.S. 1947, § 7003; 1947, No. 202 , § 7105; 1939, No. 205 , § 1; 1937, No. 193 , § 3.

Former § 602, relating to the qualification of Board members, was derived from 1953, No. 70 , § 1; 1951, No. 163 , § 2; V.S. 1947, § 7003; 1947, No. 202 , § 7105; 1939, No. 205 , § 1; 1937, No. 193 , § 3, and amended by 1971, No. 184 (Adj. Sess.), § 15.

Former § 603, relating to compensation, was derived from 1953, No. 70 , § 1; 1951, No. 163 , § 2; V.S. 1947, § 7003; 1947, No. 202 , § 7105; 1939, No. 205 , § 1; 1937, No. 193 , § 3, and amended by 1963, No. 193 , § 3 and 1963, No. 193 , § 7.

Former § 604, relating to the officers of the Board, was derived from V.S. 1947, § 7004; 1937, No. 193 , § 4.

Former § 605, relating to the duties of Treasurer, was derived from V.S. 1947, § 7005; 1947, No. 202 , § 7107; 1939, No. 118 , § 75.

Former § 606, relating to appointment of an inspector, was derived from V.S. 1947, § 7006; 1937, No. 193 , § 6, amended by 1959, No. 329 (Adj. Sess.), § 27 and previously repealed by 1981, No. 108 , § 331(d).

Former § 607, relating to rules and regulations, was derived from V.S. 1947, §§ 7006, 7015; 1937, No. 193 , §§ 6, 16, and amended by 1959, No. 329 (Adj. Sess.), § 27.

Former § 608, relating to meetings for examination, was derived from V.S. 1947, § 7006; 1937, No. 193 , § 6, and amended by 1969, No. 187 (Adj. Sess.), § 1.

Former § 609, relating to quorum, was derived from V.S. 1947, § 7006; 1937, No. 193 , § 6.

Former § 610, relating to records of Board, was derived from V.S. 1947, § 7007; 1937, No. 193 , § 7.

Former § 611, relating to appeal from action of Board, was derived from V.S. 1947, § 7022; 1937, No. 193 , § 23.

The subject matter of former §§ 601-605 is now covered by chapter 6 of this title.

Annotations From Former 607

1. Barbering.

Since cosmetology includes cutting hair, Board may not prohibit barbering in beauty shop under regulation prohibiting use of room "for any other purpose than cosmetology.", 1944-46 Op. Atty. Gen. 249.

2. Vending machines .

Board of Cosmetology is not empowered to restrict persons who hold licenses to practice cosmetology from dispensing Cola-Cola by vending machines on licensed premises. 1948-50 Op. Atty. Gen. 223.

Subchapter 3. Certificates of Registration or Licenses

§§ 651-660. Repealed. 1993, No. 198 (Adj. Sess.), § 2(b).

History

Former §§ 651-660. Former § 651, relating applications for certificates, derived from 1951, No. 163 , § 1; V.S. 1947, § 6997; 1947, No. 202 , § 7101; 1937, No. 193 , § 2.

Former § 652, relating to conditions for issuance of certificate, was derived from V.S. 1947, §§ 6999, 7000; 1947, No. 202 , § 7103; 1945, No. 166 , § 1; 1937, No. 193 , § 2, and amended by 1987, No. 180 (Adj. Sess.), § 1 and 1989, No. 250 (Adj. Sess.), § 4(d).

Former § 653, relating to application for license to practice, was derived from V.S. 1947, § 7008; 1945, No. 166 , § 2; 1937, No. 193 , § 8, and amended by 1981, No. 77 .

Former § 654, relating to qualifications for being licensed, derived from 1951, No. 163 , §§ 3, 4; V.S. 1947, § 7009; 1947, No. 137 , §§ 1, 2; 1945, No. 166 , § 3; 1937, No. 193 , § 9, and amended by 1967, No. 183 , § 1; 1969, No. 171 (Adj. Sess.), § 1; 1985, No. 154 (Adj. Sess.), § 3 and 1989, No. 250 (Adj. Sess.), § 18.

Former § 655, relating to conduction of the examination, was derived from V.S. 1947, §§ 7010, 7011, 7016; 1937, No. 193 , §§ 10, 11, 17, and amended by 1989, No. 250 (Adj. Sess.), § 19.

Former § 656, relating to issuance of the license or certificate after examination, was derived from V.S. 1947, § 7012; 1937, No. 193 , § 12.

Former § 657, relating to issuance of license without examination, was derived from 1957, No. 259 , § 2; 1951, No. 163 , § 5; V.S. 1947, § 7013; 1937, No. 193 , § 13, and amended by 1967, No. 183 , § 2.

Former § 658, relating to expiration of license, was derived from V.S. 1947, § 7019; 1947, No. 202 , § 7121; 1939, No. 205 , § 3; 1937, No. 193 , § 20, and previously repealed by 1989, No. 250 (Adj. Sess.), § 92.

Former § 659, relating to issuance of temporary licenses, was derived from 1957, No. 259 , § 3; V.S. 1947, § 7017; 1947, No. 202 , § 7119; 1945, No. 166 , § 4; 1937, No. 193 , § 18, and amended by 1989, No. 250 (Adj. Sess.), § 21.

Former § 660, relating to refusal, revocation, or suspension of certificates and licenses, was derived from 1951, No. 163 , § 6; V.S. 1947, § 7014; 1937, No. 183 , § 15.

Annotations From Former § 651

1. Fees.

Statute does not provide for apportionment of annual license fees. 1946-48 Op. Atty. Gen. 297.

Annotations From Former § 654

1. Person.

Board cannot grant license to any company or corporation. 1940-42 Op. Atty. Gen. 373.

2. Credit on exam.

Cosmetology Board's rule that anyone required to pass an examination as a condition to licensure shall not receive credit for previous experience as a licensed hairdresser toward a manager's license, is necessary to carry this section's two years experience requirement into effect. 1970-72 Op. Atty. Gen. 102.

Applicant for a manager's license, who was required to pass an operator's examination, could be denied, by Cosmetology Board, credit for experience gained prior to the exam. 1970-72 Op. Atty. Gen. 102.

Annotations From Former § 655

1. Applicant for manager's license.

Applicant for manager's license is not required to submit to an examination. 1938-40 Op. Atty. Gen. 384.

Annotations From Former § 659

1. Second temporary license.

Lapse of time in granting second temporary license after first one is not mandatory, but Board may in its discretion require period of time to elapse in individual cases. 1956-58 Op. Atty. Gen. 200.

§ 661. Redesignated. 1993, No. 198 (Adj. Sess.), § 2(a).

History

Former § 661. Former § 661, relating to fees, was derived from 1951, No. 163 , § 7; V.S. 1947, § 7020; 1945, No. 166 , § 5; 1939, No. 205 , § 4; 1937, No. 193 , § 21; amended by 1967, No. 183 , § 3; 1969, No. 171 (Adj. Sess.), § 2; 1989, No. 250 (Adj. Sess.), § 22; and was redesignated as § 679 of this title by 1993, No. 198 (Adj. Sess.), § 2(a). See chapter 12 of this title for the subsequent repeal of this section.

Annotations From Former § 661

1. Expired certificate.

Board may use its sound discretion as to the methods or means that it requires to show fitness of applicant for reinstatement of his license where such license expired more than three years prior to date of application for the renewal. 1944-46 Op. Atty. Gen. 251.

2. Fees.

Statute does not provide for apportionment of renewal license fees. 1946-48 Op. Atty. Gen. 297.

Manager's license may be restored without payment of renewal fee upon satisfactory proof of his qualifications to resume his occupation as manager, provided he is licensed operator. 1938-40 Op. Atty. Gen. 403.

CHAPTER 12. COSMETOLOGISTS

Cross References

Cross references. Barbers and cosmetologists, see chapter 6 of this title.

Subchapter 1. General Provisions

§§ 662-664. Repealed. 1997, No. 40, § 17.

History

Former §§ 662-664. Former §§ 662-664, relating to the general provisions for cosmetologists, was derived from 1993, No. 198 (Adj. Sess.), § 1.

The subject matter of former §§ 662-664 is now covered by chapter 6 of this title.

Subchapter 2. Board of Cosmetology

§§ 665-667. Repealed. 1997, No. 40, § 17.

History

Former §§ 665-667. Former §§ 665-667, relating to the Board of Cosmetology, was derived from 1993, No. 198 (Adj. Sess.), § 1.

The subject matter of former §§ 665-667 is now covered by chapter 6 of this title.

Subchapter 3. Licenses

§§ 668-681. Repealed. 1997, No. 40, § 17.

History

Former §§ 668-681. Former §§ 668-681, relating to cosmetology licenses, was derived from 1993, No. 198 (Adj. Sess.), § 1.

Prior to repeal, § 679 was amended by 1967, No. 183 , § 3; 1969, No. 171 (Adj. Sess.), § 2; 1989, No. 250 (Adj. Sess.), § 22; and 1993, No. 198 (Adj. Sess.), § 2(a).

The subject matter of former §§ 668-681 is now covered by chapter 6 of this title.

Effective date of repeal. 1997, No. 40 § 17 provided that the repeal of sections 668-672 and 674-681 of this title shall take effect on July 1, 1997 and that the repeal of section 673 of this title shall take effect on Oct. 1, 1997.

CHAPTER 12. DENTISTS, DENTAL THERAPISTS, DENTAL HYGIENISTS, AND DENTAL ASSISTANTS

History

Former chapter 12. Former chapter 12, consisting of §§ 662 through 681, related to cosmetologists, and was derived from 1993, No. 198 (Adj. Sess.), § 1 and repealed by 1997, No. 40 , § 17.

The subject matter of former §§ 662-681 is now covered by chapter 6 of this title.

Amendments--2015 (Adj. Sess.). 2015, Act No. 161 (Adj. Sess.), § 2, eff. June 2, 2016, inserted "Dental Therapists" in the chapter heading.

Cross References

Cross references. Office of Professional Regulation generally, see 3 V.S.A. ch. 5, subch. 3.

Procedure for adoption of administrative rules, see 3 V.S.A. ch. 25.

Review of regulatory laws, see chapter 57 of this title.

Subchapter 1. General Provisions

§ 561. Definitions.

As used in this chapter:

  1. "Board" means the Board of Dental Examiners.
  2. "Director" means the Director of the Office of Professional Regulation.
  3. "Practicing dentistry" means an activity in which a person:
    1. undertakes by any means or method to diagnose or profess to diagnose or to treat or profess to treat or to prescribe for or profess to prescribe for any lesions, diseases, disorders, for deficiencies of the human oral cavity, teeth, gingiva, maxilla, or mandible or adjacent associated structures;
    2. extracts human teeth or corrects malpositions of the teeth or jaws;
    3. furnishes, supplies, constructs, reproduces, or repairs prosthetic dentures, bridges, appliances, or other structures to be used or worn as substitutes for natural teeth or adjusts those structures, except on the written prescription of a duly licensed dentist and by the use of impressions or casts made by a duly licensed and practicing dentist;
    4. administers general dental anesthetics;
    5. administers local dental anesthetics, except dental hygienists as authorized by Board rule; or
    6. engages in any of the practices included in the curricula of recognized dental colleges.
  4. "Dental therapist" means an individual licensed to practice as a dental therapist under this chapter.
  5. "Dental hygienist" means an individual licensed to practice as a dental hygienist under this chapter.
  6. "Dental assistant" means an individual registered to practice as a dental assistant under this chapter.
  7. "Direct supervision" means supervision by a licensed dentist who is readily available at the dental facility for consultation or intervention.
  8. "General supervision" means:
    1. the direct or indirect oversight of a dental therapist by a dentist, which need not be on-site; or
    2. the oversight of a dental hygienist by a dentist as prescribed by Board rule in accordance with sections 582 and 624 of this chapter.

      Added 2011, No. 116 (Adj. Sess.), § 13; amended 2015, No. 161 (Adj. Sess.), § 2, eff. June 2, 2016.

History

Amendments--2015 (Adj. Sess.). Added new subdiv. (4); redesignated former subdivs. (4) through (6) as present subdivs. (5) through (7); inserted "to practice as a dental hygienist" following "licensed" in subdiv. (5) and "to practice as a dental assistant" following "registered" in subdiv. (6); and added subdiv. (8).

§ 562. Prohibitions.

  1. No person may use in connection with a name any words, including "Doctor of Dental Surgery" or "Doctor of Dental Medicine," or any letters, signs, or figures, including the letters "D.D.S." or "D.M.D.," that imply that a person is a licensed dentist when not authorized under this chapter.
  2. No person may practice as a dentist, dental therapist, or dental hygienist unless currently licensed to do so under the provisions of this chapter.
  3. No person may practice as a dental assistant unless currently registered under the provisions of this chapter.
  4. A person who violates this section shall be subject to the penalties provided in 3 V.S.A. § 127 .

    Added 2011, No. 116 (Adj. Sess.), § 13; amended 2015, No. 161 (Adj. Sess.), § 2, eff. June 2, 2016.

History

Amendments--2015 (Adj. Sess.). Subsec. (b): Inserted ", dental therapist," following "dentist".

§ 563. Exemptions.

The provisions of this chapter shall not apply to the following:

  1. the rights and privileges of physicians licensed under the laws of this State.
  2. an unlicensed person from performing merely mechanical work upon inert matter in a dental office or laboratory.
  3. a dental student currently enrolled in a dental school or college accredited by the Commission on Dental Accreditation of the American Dental Association who:
    1. provides dental treatment under the supervision of a licensed dentist at a State hospital or under licensed instructors within a dental school, college, or dental department of a university recognized by the Board;
    2. serves as an intern in any hospital approved by the Board; or
    3. participates in a supervised externship program authorized by a dental school recognized by the Board in order to provide dental treatment under the direct supervision of a dentist licensed under the provisions of this chapter.
  4. upon prior application and approval by the Board, a student of a dental school or college accredited by the Commission on Dental Accreditation of the American Dental Association who provides dental treatment for purposes of clinical study under the direct supervision and instruction and in the office of a licensed dentist.
  5. a dentist licensed in another state from consulting with a dentist licensed under the provisions of this chapter.

    Added 2011, No. 116 (Adj. Sess.), § 13.

§ 564. Ownership and operation of a dental office or business.

  1. A dental practice may be owned and operated by the following individuals or entities, either alone or in a combination thereof:
    1. a dentist licensed under the provisions of this chapter;
    2. a health department or clinic of this State or of a local government agency;
    3. a federally qualified health center or community health center designated by the U.S. Department of Health and Human Services to provide dental services;
    4. a 501(c)(3) nonprofit or charitable dental organization;
    5. a hospital licensed under the laws of this State;
    6. an institution or program accredited by the Commission on Dental Accreditation of the American Dental Association to provide education and training.
  2. The surviving spouse, the executor, or the administrator of the estate of a licensed dentist or the spouse of an incapacitated licensed dentist may employ a dentist licensed under the provisions of this chapter to terminate the practice of the deceased or incapacitated dentist within a reasonable length of time.

    Added 2011, No. 116 (Adj. Sess.), § 13.

§ 565. Display of license or registration.

Every dentist, dental therapist, dental hygienist, and dental assistant shall display a copy of his or her current license or registration at each place of practice and in such a manner so as to be easily seen and read.

Added 2011, No. 116 (Adj. Sess.), § 13; amended 2015, No. 161 (Adj. Sess.), § 2, eff. June 2, 2016.

History

Amendments--2015 (Adj. Sess.). Inserted "dental therapist," following "dentist,".

§ 566. Nondental anesthesia.

  1. A dentist may administer nondental anesthesia if he or she meets the following requirements:
    1. the administration of anesthesia occurs only in a hospital where the dentist is credentialed to perform nondental anesthesiology;
    2. the dentist holds an academic appointment in anesthesiology at an accredited medical school;
    3. the dentist has successfully completed a full anesthesiology residency in a program approved by the Accreditation Council for Graduate Medical Education;
    4. the dentist has a diploma from the National Board of Anesthesiology; and
    5. the dentist practicing nondental anesthesia is held to the same standard of care as a physician administering anesthesia under the same or similar circumstances.
  2. The Board shall refer a complaint or disciplinary proceeding about a dentist arising from his or her administration of nondental anesthesiology to the Board of Medical Practice, which shall have jurisdiction to investigate and sanction and limit or revoke the dentist's license to the same extent that it may for physicians licensed under chapter 23 of this title.

    Added 2011, No. 116 (Adj. Sess.), § 13.

Subchapter 2. Board of Dental Examiners

Cross References

Cross references. Attachment of Board to Office of Professional Regulation, see 3 V.S.A. § 122.

Per diem compensation of Board members, see 32 V.S.A. § 1010.

§ 581. Creation; qualifications.

  1. The State Board of Dental Examiners is created and shall consist of six licensed dentists in good standing who have practiced in this State for a period of five years or more and are in active practice; two licensed dental hygienists who have practiced in this State for a period of at least three years immediately preceding the appointment and are in active practice; one registered dental assistant who has practiced in this State for a period of at least three years immediately preceding the appointment and is in active practice; and two members of the public who are not associated with the practice of dentistry.
  2. Board members shall be appointed by the Governor pursuant to 3 V.S.A. §§ 129b and 2004.
  3. A member of the Board shall not be an officer or serve on a committee of his or her respective state or local professional dental, dental therapy, dental hygiene, or dental assisting organization.

    Added 2011, No. 116 (Adj. Sess.), § 13; amended 2015, No. 156 (Adj. Sess.), § 16; 2015, No. 161 (Adj. Sess.), § 2, eff. June 2, 2016.

History

2016 The text of subsec. (c) of this section is based on the harmonization of two amendments. During the 2015 Adjourned Session, subsec. (c) of this section was amended twice, by Act Nos. 156 and 161, resulting in two versions of subsec. (c). In order to reflect all of the changes enacted by the General Assembly during the 2015 Adjourned Session, the text of Act Nos. 156 and 161 was merged to arrive at a single version of this subsec. The changes that each of the amendments made are described in amendment notes set out below.

Amendments--2015 (Adj. Sess.). Subsec. (c): Act No. 156 substituted "A member" for "No member", "Board shall not" for "board may", and deleted "nor shall any member of the board be on the faculty of a school of dentistry, dental hygiene, or dental assisting" following "organization".

Act No. 161 substituted "A member" for "No member", "Board shall not" for "board may", inserted "dental therapy" preceding "dental hygiene", and deleted "nor shall any member of the board be on the faculty of a school of dentistry, dental hygiene, or dental assisting" following "organization".

§ 582. Authority of the Board.

In addition to any other provisions of law, the Board shall have the authority to:

  1. provide general information to applicants;
  2. explain complaint and appeal procedures to applicants, licensees, registrants, and the public;
  3. adopt rules pursuant to the Vermont Administrative Procedure Act:
    1. as necessary to carry out the provisions of this chapter;
    2. relating to qualifications of applicants, examinations, and granting and renewal of licenses and registrations;
    3. relating to the granting or renewal of a license to those who do not meet active practice requirements;
    4. setting standards for the continuing education of persons licensed or registered under this chapter;
    5. establishing requirements for licensing dental hygienists with five years of regulated practice experience;
    6. setting educational standards and standards of practice for the administration of anesthetics in the dental office;
    7. for the administration of local anesthetics by dental hygienists, including minimum education requirements and procedures for administration of local anesthetics;
    8. setting guidelines for general supervision of dental hygienists, to be known as "public-health hygienists," who may perform tasks in the settings set forth in section 624 of this chapter; and
    9. prescribing minimum educational, training, experience, and supervision requirements and professional standards necessary for practice pursuant to this chapter as a dental assistant; and
  4. undertake any other actions or procedures specified in, required by, or appropriate to carry out the provisions of this chapter.

    Added 2011, No. 116 (Adj. Sess.), § 13; amended 2019, No. 30 , § 10.

History

Amendments--2019. Subdiv. (3): Deleted "as set forth in 3 V.S.A. chapter 25" at the end of the introductory language, and in subdiv. (H), substituted "to be known as 'public-health hygienists,' who may" for "with no less than three years of experience by dentists with no less than three years of experience to," and substituted "the settings set forth in section 624 of this chapter" for "public or private schools or institutions".

§ 583. Meetings.

The Board shall meet at least annually on the call of the Chair or two members.

Added 2011, No. 116 (Adj. Sess.), § 13.

§ 584. Unprofessional conduct.

The Board may refuse to give an examination or issue a license to practice dentistry, to practice as a dental therapist, or to practice dental hygiene or to register an applicant to be a dental assistant and may suspend or revoke any such license or registration or otherwise discipline an applicant, licensee, or registrant for unprofessional conduct. Unprofessional conduct means the following conduct and the conduct set forth in 3 V.S.A. § 129a by an applicant or person licensed or registered under this chapter:

  1. abandonment of a patient;
  2. rendering professional services to a patient if the dentist, dental therapist, dental hygienist, or dental assistant is intoxicated or under the influence of drugs;
  3. promotion of the sale of drugs, devices, appliances, goods, or services provided for a patient in a manner to exploit the patient for financial gain or selling, prescribing, giving away, or administering drugs for other than legal and legitimate therapeutic purposes;
  4. division of or agreeing to divide with any person for bringing or referring a patient the fees received for providing professional services to the patient;
  5. willful misrepresentation in treatments;
  6. practicing a profession regulated under this chapter with a dentist, dental therapist, dental hygienist, or dental assistant who is not legally practicing within the State or aiding or abetting such practice;
  7. gross and deceptive overcharging for professional services on single or multiple occasions, including filing of false statements for collection of fees for which services are not rendered;
  8. permitting one's name, license, or registration to be used by a person, group, or corporation when not actually in charge of or responsible for the treatment given;
  9. practicing dentistry or maintaining a dental office in a manner so as to endanger the health or safety of the public; or
  10. holding out to the public as being specially qualified or announcing specialization in any branch of dentistry by using terms such as "specialist in" or "practice limited to" unless:
    1. the American Dental Association has formally recognized the specialty and an appropriate certifying board for the specialty;
    2. the dentist has met the educational requirements and standards set forth by the Commission on Dental Accreditation for the specialty; or
    3. the dentist is a diplomate of the specialty certifying board recognized by the American Dental Association.

      Added 2011, No. 116 (Adj. Sess.), § 13; amended 2015, No. 161 (Adj. Sess.), § 2, eff. June 2, 2016.

History

Amendments--2015 (Adj. Sess.). Introductory language: Inserted ", to practice as a dental therapist, or to practice" following "practice dentistry," in the first sentence.

Subdivs. (2) and (6): Inserted "dental therapist," following "dentist,".

Subchapter 3. Dentists

§ 601. License by examination.

To be eligible for licensure as a dentist, an applicant shall:

  1. have attained the age of majority;
  2. be a graduate of:
    1. a dental college accredited by the Commission on Dental Accreditation of the American Dental Association; or
    2. a program of foreign dental training and a postgraduate program accredited by the Commission on Dental Accreditation of the American Dental Association that is acceptable to the Board; and
  3. meet the certificate, examination, and training requirements established by the Board by rule.

    Added 2011, No. 116 (Adj. Sess.), § 13; amended 2017, No. 144 (Adj. Sess.), § 14.

History

Amendments--2017 (Adj. Sess.). Subdiv. (2): Added the subdiv. (A) designation and added subdiv. (B).

§ 602. License by endorsement.

  1. The Board may grant a license to practice dentistry to an applicant who is a graduate of a dental college accredited by the Commission on Dental Accreditation of the American Dental Association and who:
    1. is currently licensed in good standing to practice dentistry in any jurisdiction of the United States or Canada that has licensing requirements deemed by the Board to be substantially equivalent to those of this State;
    2. has successfully completed an approved emergency office procedures course;
    3. has successfully completed the dentist jurisprudence examination; and
    4. has met active practice requirements and any other requirements established by the Board by rule.
  2. The Board may grant a license to an applicant who is a graduate of a dental college accredited by the Commission on Dental Accreditation of the American Dental Association and who is licensed and in good standing to practice dentistry in a jurisdiction of the United States or Canada that has licensing requirements deemed by the Board to be not substantially equivalent to those of this State if:
    1. the Board has determined that the applicant's practice experience or education overcomes any lesser licensing requirement of the other jurisdiction in which the applicant is licensed; and
    2. the applicant:
      1. has been in full-time licensed practice of at least 1,200 hours per year for a minimum of five years preceding the application;
      2. is in good standing in all jurisdictions in which licensed;
      3. has successfully completed an approved emergency office procedures course;
      4. has successfully completed the dentist jurisprudence examination; and
      5. has met active practice requirements and any other requirements established by the Board by rule.

        Added 2011, No. 116 (Adj. Sess.), § 13.

Subchapter 3A. Dental Therapists

§ 611. License by examination.

  1. Qualifications for examination.  To be eligible for examination for licensure as a dental therapist, an applicant shall:
    1. have attained the age of majority;
    2. be a Vermont-licensed dental hygienist;
    3. be a graduate of a dental therapist educational program administered by an institution accredited by the Commission on Dental Accreditation to train dental therapists;
    4. have successfully completed an emergency office procedure course approved by the Board; and
    5. pay the application fee set forth in section 662 of this chapter and an examination fee established by the Board by rule.
  2. Completion of examination.
      1. An applicant for licensure meeting the qualifications for examination set forth in subsection (a) of this section shall pass a comprehensive, competency-based clinical examination approved by the Board and administered independently of an institution providing dental therapist education. (1) (A) An applicant for licensure meeting the qualifications for examination set forth in subsection (a) of this section shall pass a comprehensive, competency-based clinical examination approved by the Board and administered independently of an institution providing dental therapist education.
      2. An applicant shall also pass an examination testing the applicant's knowledge of the Vermont statutes and rules relating to the practice of dentistry approved by the Board.
    1. An applicant who has failed the clinical examination twice is ineligible to retake the clinical examination until further education and training are obtained as established by the Board by rule.
  3. The Board may grant a license to an applicant who has met the requirements of this section.
  4. A person licensed as a dental therapist under this section shall not be required to maintain his or her dental hygienist license.

    Added 2015, No. 161 (Adj. Sess.), § 2, eff. June 2, 2016.

§ 612. License by endorsement.

  1. The Board may grant a license as a dental therapist to an applicant who:
    1. is currently licensed in good standing to practice as a dental therapist in any jurisdiction of the United States or Canada that has licensing requirements deemed by the Board to be at least substantially equivalent to those of this State;
    2. has passed an examination testing the applicant's knowledge of the Vermont statutes and rules relating to the practice of dentistry approved by the Board;
    3. has successfully completed an emergency office procedure course approved by the Board;
    4. has met active practice requirements and any other requirements established by the Board by rule; and
    5. pays the application fee set forth in section 662 of this chapter.
  2. [Repealed.]

    Added 2015, No. 161 (Adj. Sess.), § 2, eff. June 2, 2016; amended 2017, No. 48 , § 10.

History

Amendments--2017. Subsec. (b): Repealed.

§ 613. Practice; scope of practice.

  1. A person who provides oral health care services, including prevention, evaluation, and assessment; education; palliative therapy; and restoration under the general supervision of a dentist within the parameters of a collaborative agreement as provided under section 614 of this subchapter shall be regarded as practicing as a dental therapist within the meaning of this chapter.
  2. A dental therapist may perform the following oral health care services:
    1. Oral health instruction and disease prevention education, including nutritional counseling and dietary analysis.
    2. Periodontal charting, including a periodontal screening examination.
    3. Exposing radiographs.
    4. Oral evaluation and assessment of dental disease.
    5. Dental prophylaxis.
    6. Mechanical polishing.
    7. Applying topical preventive or prophylactic agents, including fluoride varnishes, antimicrobial agents, and pit and fissure sealants.
    8. Pulp vitality testing.
    9. Applying desensitizing medication or resin.
    10. Fabricating athletic mouthguards.
    11. Suture removal.
    12. Changing periodontal dressings.
    13. Brush biopsies.
    14. Administering local anesthetic.
    15. Placement of temporary restorations.
    16. Interim therapeutic restorations.
    17. Placement of temporary and preformed crowns.
    18. Emergency palliative treatment of dental pain in accordance with the other requirements of this subsection.
    19. Formulating an individualized treatment plan, including services within the dental therapist's scope of practice and referral for services outside the dental therapist's scope of practice.
    20. Minor repair of defective prosthetic devices.
    21. Recementing permanent crowns.
    22. Placement and removal of space maintainers.
    23. Prescribing, dispensing, and administering analgesics, anti-inflammatories, and antibiotics, except Schedule II, III, or IV controlled substances.
    24. Administering nitrous oxide.
    25. Fabricating soft occlusal guards, but not for treatment of temporomandibular joint disorders.
    26. Tissue conditioning and soft reline.
    27. Tooth reimplantation and stabilization.
    28. Extractions of primary teeth.
    29. Nonsurgical extractions of periodontally diseased permanent teeth with tooth mobility of +3. A dental therapist shall not extract a tooth if it is unerupted, impacted, fractured, or needs to be sectioned for removal.
    30. Cavity preparation.
    31. Restoring primary and permanent teeth, not including permanent tooth crowns, bridges, veneers, or denture fabrication.
    32. Preparation and placement of preformed crowns for primary teeth.
    33. Pulpotomies on primary teeth.
    34. Indirect and direct pulp capping on primary and permanent teeth.

      Added 2015, No. 161 (Adj. Sess.), § 2, eff. June 2, 2016.

§ 614. Collaborative agreement.

  1. Before a dental therapist may enter into his or her first collaborative agreement, he or she shall:
    1. complete 1,000 hours of direct patient care using dental therapy procedures under the direct supervision of a dentist; and
    2. receive a certificate of completion signed by that supervising dentist that verifies the dental therapist completed the hours described in subdivision (1) of this subsection.
  2. In order to practice as a dental therapist, a dental therapist shall enter into a written collaborative agreement with a dentist. The agreement shall include:
    1. practice settings where services may be provided and the populations to be served;
    2. any limitations on the services that may be provided by the dental therapist, including the level of supervision required by the supervising dentist;
    3. age- and procedure-specific practice protocols, including case selection criteria, assessment guidelines, and imaging frequency;
    4. a procedure for creating and maintaining dental records for the patients that are treated by the dental therapist;
    5. a plan to manage medical emergencies in each practice setting where the dental therapist provides care;
    6. a quality assurance plan for monitoring care provided by the dental therapist, including patient care review, referral follow-up, and a quality assurance chart review;
    7. protocols for prescribing, administering, and dispensing medications, including the specific conditions and circumstances under which these medications may be prescribed, dispensed, and administered;
    8. criteria relating to the provision of care to patients with specific medical conditions or complex medication histories, including requirements for consultation prior to the initiation of care;
    9. criteria for the supervision of dental assistants and dental hygienists; and
    10. a plan for the provision of clinical resources and referrals in situations that are beyond the capabilities of the dental therapist.
    1. The supervising dentist shall be professionally responsible and legally liable for all services authorized and performed by the dental therapist pursuant to the collaborative agreement. (c) (1)  The supervising dentist shall be professionally responsible and legally liable for all services authorized and performed by the dental therapist pursuant to the collaborative agreement.
    2. A supervising dentist shall be licensed and practicing in Vermont.
    3. A supervising dentist is limited to entering into a collaborative agreement with no more than two dental therapists at any one time.
    1. A collaborative agreement shall be signed and maintained by the supervising dentist and the dental therapist. (d) (1)  A collaborative agreement shall be signed and maintained by the supervising dentist and the dental therapist.
    2. A collaborative agreement shall be reviewed, updated, and submitted to the Board on an annual basis and as soon as a change is made to the agreement.
  3. Nothing in this chapter shall be construed to require a dentist to enter into a collaborative agreement with a dental therapist.

    Added 2015, No. 161 (Adj. Sess.), § 2, eff. June 2, 2016.

§ 615. Application of other laws.

  1. A dental therapist authorized to practice under this chapter shall not be in violation of section 562 of this chapter as it relates to the unauthorized practice of dentistry if the practice is authorized under this chapter and under the collaborative agreement.
  2. A dentist who permits a dental therapist to perform a dental service other than those authorized under this chapter or any dental therapist who performs an unauthorized service shall be in violation of section 584 of this chapter.

    Added 2015, No. 161 (Adj. Sess.), § 2, eff. June 2, 2016.

§ 616. Use of dental hygienists and dental assistants.

  1. A dental therapist may supervise dental assistants and dental hygienists directly to the extent permitted in the collaborative agreement.
  2. At any one practice setting, a dental therapist may have under his or her direct supervision no more than a total of two assistants or hygienists or a combination thereof.

    Added 2015, No. 161 (Adj. Sess.), § 2, eff. June 2, 2016.

§ 617. Referrals.

  1. The supervising dentist shall refer patients to another dentist or specialist to provide any necessary services needed by a patient that are beyond the scope of practice of the dental therapist and which the supervising dentist is unable to provide.
  2. A dental therapist, in accordance with the collaborative agreement, shall refer patients to another qualified dental or health care professional to receive any needed services that exceed the scope of practice of the dental therapist.

    Added 2015, No. 161 (Adj. Sess.), § 2, eff. June 2, 2016.

Subchapter 4. Dental Hygienists

§ 621. License by examination.

To be eligible for licensure as a dental hygienist, an applicant shall:

  1. have attained the age of majority;
  2. be a graduate of a program of dental hygiene accredited by the Commission on Dental Accreditation of the American Dental Association;
  3. present to the Board a certificate of the National Board of Dental Examiners;
  4. have completed an approved emergency office procedure course;
  5. have passed the American Board of Dental Examiners (ADEX) examination or other examination approved by the Board; and
  6. have passed the dental hygienist jurisprudence examination.

    Added 2011, No. 116 (Adj. Sess.), § 13.

§ 622. Licensure by endorsement.

The Board may grant a license to practice dental hygiene to an applicant who is a graduate of a program of dental hygiene accredited by the Commission on Dental Accreditation of the American Dental Association and who:

  1. is currently licensed in good standing to practice dental hygiene in any jurisdiction of the United States or Canada that has licensing requirements deemed by the board to be substantially equivalent to those of this State;
  2. has successfully completed an approved emergency office procedures course;
  3. has successfully completed the dental hygienist jurisprudence examination; and
  4. has met active practice and any other requirements established by the Board by rule.

    Added 2011, No. 116 (Adj. Sess.), § 13.

§ 623. Licensure by endorsement based on training and experience.

The Board may grant a license to an applicant who has met the training and experience requirements established by the Board by rule under its authority provided in this chapter.

Added 2011, No. 116 (Adj. Sess.), § 13.

§ 624. Practice.

  1. A dental hygienist may perform duties for which the dental hygienist has been qualified by successful completion of the normal curriculum offered by programs of dental hygiene accredited by the American Dental Association or in continuing education courses approved by the Board. A dental hygienist may perform tasks in the office of any licensed dentist consistent with rules adopted by the Board.
  2. A public-health hygienist, who shall be a dental hygienist with no fewer than three years of experience, may perform tasks in out-of-office settings, including residences, schools, nursing home and long-term care facilities, clinics, hospitals, medical facilities, community health centers licensed or approved by the Department of Health, Head Start programs, and any other facilities or programs deemed appropriate by the Department of Health in a manner consistent with guidelines adopted by the Board by rule.
    1. A dental hygienist, when authorized by the Board by rule, may administer local anesthetics under the direct supervision and by the prescription of a licensed dentist. (c) (1)  A dental hygienist, when authorized by the Board by rule, may administer local anesthetics under the direct supervision and by the prescription of a licensed dentist.
    2. The license of a dental hygienist authorized by Board rule to administer local anesthetics shall have a special endorsement to that effect.

      Added 2011, No. 116 (Adj. Sess.), § 13; amended 2013, No. 27 , § 3; 2019, No. 30 , § 10.

History

Amendments--2019. Subsec. (a): Deleted "the" following "dentist consistent with" in the second sentence.

Subsec. (b): Amended generally.

Amendments--2013. Subdiv. (c)(1): Deleted "for dental hygiene purposes" following "administer".

Subchapter 5. Dental Assistants

§ 641. Registration.

  1. No person shall practice as a dental assistant in this State unless registered for that purpose by the Board.
  2. On a form prepared and provided by the Board, each applicant shall state, under oath, that the dental assistant shall practice only under the supervision of a dentist.
  3. The supervising dentist shall be responsible for the professional acts of dental assistants under his or her supervision.

    Added 2011, No. 116 (Adj. Sess.), § 13.

§ 642. Practice.

  1. Except as provided in subsection (b) of this section, a dental assistant may perform duties in the office of any licensed dentist consistent with rules adopted by the Board and in public or private schools or institutions under the supervision of a licensed dentist or other dentist approved for the purpose by the Board. The performance of any intraoral tasks shall be under the direct supervision of a dentist.
  2. The following tasks may not be assigned to a dental assistant:
    1. Diagnosis, treatment planning, and prescribing, including for drugs and medicaments or authorization for restorative, prosthodontic, or orthodontic appliances; or
    2. Surgical procedures on hard or soft tissues within the oral cavity or any other intraoral procedure that contributes to or results in an irremediable alteration of the oral anatomy.

      Added 2011, No. 116 (Adj. Sess.), § 13.

Subchapter 6. Renewals, Continuing Education, and Fees

§ 661. Renewal of license.

  1. Licenses and registrations shall be renewed every two years on a schedule determined by the Office of Professional Regulation.
  2. No continuing education reporting is required at the first biennial license renewal date following licensure.
  3. The Board may waive continuing education requirements for licensees who are on active duty in the U.S. Armed Forces.
  4. Dentists.
    1. To renew a license, a dentist shall meet active practice requirements established by the Board by rule and document completion of no fewer than 30 hours of Board-approved continuing professional education, which shall include an emergency office procedures course during the two-year licensing period preceding renewal.
    2. Any dentist who has not been in active practice for a period of five years or more shall be required to meet the renewal requirements established by the Board by rule.
  5. Dental therapists.  To renew a license, a dental therapist shall meet active practice requirements established by the Board by rule and document completion of no fewer than 20 hours of Board-approved continuing professional education, which shall include an emergency office procedures course during the two-year licensing period preceding renewal.
  6. Dental hygienists.  To renew a license, a dental hygienist shall meet active practice requirements established by the Board by rule and document completion of no fewer than 18 hours of Board-approved continuing professional education, which shall include an emergency office procedures course during the two-year licensing period preceding renewal.
  7. Dental assistants.  To renew a registration, a dental assistant shall meet the requirements established by the Board by rule.

    Added 2011, No. 116 (Adj. Sess.), § 13; amended 2015, No. 161 (Adj. Sess.), § 2, eff. June 2, 2016.

History

Amendments--2015 (Adj. Sess.). Substituted "U.S. Armed Forces" for "armed forces of the United States" in subsec. (c), added new subsec. (e), and redesignated former subsecs. (e) and (f) as present subsecs. (f) and (g).

§ 662. Fees.

  1. Applicants and persons regulated under this chapter shall pay the following fees:
    1. Application
      1. Dentist                                                   $  250.00         (B) Dental therapist                                          $  185.00         (C) Dental hygienist                                          $  175.00         (D) Dental assistant                                          $   70.00
    2. Biennial renewal
      1. Dentist                                                   $  575.00         (B) Dental therapist                                          $  270.00         (C) Dental hygienist                                          $  215.00         (D) Dental assistant                                          $   90.00
  2. The licensing fee for a dentist, dental therapist, or dental hygienist or the registration fee for a dental assistant who is otherwise eligible for licensure or registration and whose practice in this State will be limited to providing pro bono services at a free or reduced-fee clinic or similar setting approved by the Board shall be waived.

    Added 2011, No. 116 (Adj. Sess.), § 13; amended 2015, No. 161 (Adj. Sess.), § 2, eff. June 2, 2016; 2019, No. 70 , § 15.

History

Amendments--2019. Subdiv. (a)(1): In subdiv. (A), substituted "$250.00" for "$225.00"; in subdiv. (C), substituted "$175.00" for "$150.00"; and in subdiv. (D), substituted "$70.00" for "$60.00".

Subdiv. (a)(2): In subdiv. (A), substituted "$575.00" for "$355.00"; in subdiv. (B), substituted "$270.00" for "$225.00"; in subdiv. (C), substituted "$215.00" for "$125.00"; and in subdiv. (D), substituted "$90.00" for "$75.00".

Amendments--2015 (Adj. Sess.). Subdivs. (a)(1)(B), (a)(2)(B): Added.

Subsec. (b): Inserted ", dental therapist," following "dentist".

§ 663. Repealed. 2017, No. 144 (Adj. Sess.), § 14.

History

Former § 663. Former § 663, relating to lapsed licenses or registrations, was derived from 2011, No. 116 (Adj. Sess.), § 13.

CHAPTER 13. DENTISTS AND DENTAL HYGIENISTS

Subchapter 1. General Provisions

§§ 721-724. Repealed. 2011, No. 116 (Adj. Sess.), § 12.

History

Former §§ 721-724. Former § 721, relating to the definition of practicing dentistry, was derived from V.S. 1947, § 6790; 1947, No. 202 , § 6894; P.L. § 7514; 1931, No. 129 , § 3; 1921, No. 181 , § 1; G.L. § 6116. 1912, No. 210 , § 6; P.S. § 5394; 1904, No. 135 , § 5. 1898, No. 114 , § 4; V.S. § 4648; 1882, No. 118 , § 6 and amended by 1961, No. 172 , § 1; 1969, No. 81 , § 1; and 2009, No. 35 , § 12.

Former § 722, relating to the operation of a dental office or business, was derived from V.S. 1947, § 6789; P.L. § 7513; 1931, No. 129 , § 7. 1921, No. 181 , § 4 and amended by 1969, No. 81 , § 2 and 1973, No. 46 , § 1.

Former § 723, relating to fraudulent acts, was derived from V.S. 1947, § 6791; P.L. § 7515; 1931, No. 129 , § 3. 1921, No. 181 , § 1; G.L. § 6116; 1912, No. 210 , § 6. P.S. § 5394; 1904, No. 135 , § 5; 1898, No. 114 , § 4. V.S. § 4648; 1882, No. 118 , § 6 and amended by 1969, No. 81 , § 3; 1973, No. 174 (Adj. Sess.), § 5; and 2007, No. 29 , § 19.

Former § 724, relating to the application of chapter, was derived from V.S. 1947, § 6792; P.L. § 7516; 1933, No. 136 , § 1. 1931, No. 129 , § 3; 1921, No. 181 , § 1; G.L. § 6116. 1912, No. 210 , § 6; P.S. § 5394; 1904, No. 135 , § 5. 1898, No. 114 , § 4; V.S. § 4648; 1882, No. 118 , § 6 and amended by 1969, No. 81 , § 4.

Cross References

Cross references. The subject matter of former §§ 721-724 is now covered by chapter 12, subchapter 1 of this title.

Annotations From Former § 721

1. Application.

This section's definition of "dentistry" could not be used to determine scope of exclusion of dental care under insurance policy. Simpson v. State Mutual Life Assurance Co. of America, 135 Vt. 554, 382 A.2d 198 (1977).

§ 725. Repealed. 2007, No. 29, § 77.

History

Former § 725. Former § 725, relating to penalties for dentists and dental hygienists, was derived from 1969, No. 81 , § 5.

Subchapter 2. Board of Dental Examiners

§ 761. Repealed. 2011, No. 116 (Adj. Sess.), § 12.

History

Former § 761. Former § 761, relating to creation and qualifications of the State Board of Dental Examiners, was derived from V.S. 1947, § 6771; P.L. § 7495; G.L. § 6107; 1915, No. 1 , § 156; 1912, No. 210 , § 1; P.S. § 5385; 1904, No. 135 , § 1; V.S. § 4643; 1882, No. 118 , § 1 and amended by 1969, No. 81 , § 6; 1975, No. 159 (Adj. Sess.), § 1; 1977, No. 255 (Adj. Sess.), § 10; 1979, No. 127 (Adj. Sess.), § 1; 1989, No. 2 , § 1; 2005, No. 27 , § 34; and 2009, No. 103 (Adj. Sess.), § 8b. The subject matter is now covered by § 581 of this title.

§ 762. Repealed. 2005, No. 27, § 117(1).

History

Former § 762. Former § 762, relating to officers and annual reports of the State Board of Dental Examiners, was derived from V.S. 1947, § 6772; P.L. § 7496; G.L. § 6108; 1915, No. 1 , § 157; 1912, No. 210 , § 2; P.S. § 5385; R. 1906, § 5259; 1904, No. 135 , § 2; 1898, No. 114 , § 1; V.S. § 4644; 1882, No. 118 , § 2 and amended by 1969, No. 81 , § 7.

§ 763. Repealed. 2011, No. 116 (Adj. Sess.), § 12.

History

Former § 763. Former § 763, relating to meetings, was derived from 1951, No. 157 , § 1. V.S. 1947, § 6773. P.L. § 7497. G.L. § 6108. 1915, No. 1 , § 157. 1912, No. 210 , § 2. P.S. § 5386. R. 1906, § 5259. 1904, No. 135 , § 2. 1898, No. 114 , § 1. V.S. § 4644. 1882, No. 118 , § 2 and amended by 1969, No. 81 , § 8 and 2005, No. 27 , § 35. The subject matter is now covered by § 583 of this title.

§§ 764, 765. Repealed. 1977, No. 255 (Adj. Sess.), § 9.

History

Former §§ 764, 765. Former § 764, relating to record of licensees, was derived from V.S. 1947, § 6774; P.L. § 7498; 1931, No. 129 , § 5.

Former § 765, relating to publication of list of registered dentists and dental hygienists, was derived from V.S. 1947, § 6775; P.L. § 7499; 1931, No. 129 , § 6; 1921, No. 181 , § 3, and amended by 1969, No. 81 , § 9.

§ 766. Repealed. 1969, No. 81, § 10.

History

Former § 766. Former § 766, relating to the duties of the Treasurer, was derived from V.S. 1947, § 6776; 1947, No. 202 , § 6880; P.L. § 7500; G.L. § 6112; 1915, No. 1 , § 158; P.S. § 5390; 1904, No. 135 , § 11.

§ 767. Repealed. 2011, No. 116 (Adj. Sess.), § 12.

History

Former § 767. Former § 767, relating to powers and duties of the Board, was derived from 1977, No. 255 (Adj. Sess.), § 8 and amended by 1993, No. 22 , § 2. The subject matter is now covered by § 582 of this title.

Subchapter 3. Dentists

§§ 801, 802. Repealed. 2011, No. 116 (Adj. Sess.), § 12.

History

Former §§ 801, 802. Former § 801, relating to qualifications for license, was derived from V.S. 1947, § 6777; 1937, No. 191 , § 1; P.L. § 7501. G.L. § 6109; 1917, No. 254 , § 5987; 1912, No. 210 , § 3; P.S. § 5287; 1904, No. 135 , § 3; 1898, No. 114 , § 2; V.S. § 4645; 1882, No. 118 , § 3 and amended by 1961, No. 172 , § 2; 1969, No. 81 , § 11; 1971, No. 184 (Adj. Sess.), § 16; 1989, No. 250 (Adj. Sess.), § 23; 1993, No. 108 (Adj. Sess.), § 2; and 2005, No. 148 (Adj. Sess.), § 6. The subject matter is now covered by chapter 12, subchapter 3 of this title.

Former § 802, relating to examinations, was derived from V.S. 1947, § 6778; 1947, No. 202 , § 6882; P.L. § 7502; G.L. § 6109; 1917, No. 254 , § 5987; 1912, No. 210 , § 3; P.S. § 5387; 1904, No. 135 , § 3; 1898, No. 114 , § 2; V.S. § 4645; 1882, No. 118 , § 3 and amended by 1969, No. 81 , § 12. The subject matter is now covered by chapter 12, subchapter 3 of this title.

§ 803. Repealed. 1961, No. 172, § 5, eff. June 21, 1961.

History

Former § 803. Former § 803, relating to reexamination, was derived from V.S. 1947, § 6779; P.L. § 7503; G.L. § 6109; 1917, No. 254 , § 5987; 1912, No. 210 , § 3; P.S. § 5387; 1904, No. 135 , § 3; 1898, No. 114 , § 2; V.S. § 4645; 1882, No. 118 , § 3.

§§ 804, 805. Repealed. 2011, No. 116 (Adj. Sess.), § 12.

History

Former §§ 804, 805. Former § 804, relating to rules of the Board, was derived from V.S. 1947, § 6780; P.L. § 7504; G.L. § 6109; 1917, No. 254 , § 5987; 1912, No. 210 , § 3; P.S. § 5387. 1904, No. 135 , § 3; 1898, No. 114 , § 2; V.S. § 4645 and 1882, No. 118 , § 3.

Former § 805, relating to licensing of nonresidents, was derived from V.S. 1947, § 6781; P.L. § 7505; G.L. § 6110; 1912, No. 210 , § 4; P.S. § 5388; 1904, No. 135 , § 9 and amended by 1969, No. 81 , § 13; 1989, No. 250 (Adj. Sess.), § 24; 2001, No. 151 (Adj. Sess.), § 9a; and 2009, No. 103 (Adj. Sess.), § 8a.

§§ 806, 807. Repealed. 1977, No. 255 (Adj. Sess.), § 9.

History

Former §§ 806, 807. Former § 806, relating to recording of license in office of Secretary of State, was derived from V.S. 1947, § 6786; P.L. § 7510; 1931, No. 129 , § 2; G.L. § 6114; 1912, No. 210 , § 5; P.S. § 5392; R. 1906, § 5265; 1904, No. 135 , § 7; V.S. § 4650; 1882, No. 118 , § 8, and amended by 1963, No. 37 , § 11; 1967, No. 278 (Adj. Sess.), § 14; and 1969, No. 81 , § 14.

Former § 807, relating to the penalty for failure to record license, was derived from V.S. 1947, § 6787; P.L. § 7511; G.L. § 6115; P.S. § 5393; 1904, No. 135 , § 8; V.S. § 4651; 1882, No. 118 , § 9, and amended by 1969, No. 81 , § 15.

§§ 808-812. Repealed. 2011, No. 116 (Adj. Sess.), § 12.

History

Former §§ 808-812. Former § 808, relating to certificate to licensee removing from State, was derived from V.S. 1947, § 6785; P.L. § 7509; G.L. § 6113; P.S. § 5391; 1904, No. 135 , § 10 and amended by 1969, No. 81 , § 16 and 1989, No. 250 (Adj. Sess.), § 25.

Former § 809, relating to disciplinary proceedings, was derived from V.S. 1947, § 6788; 1937, No. 192 , § 1; P.L. § 7512. 1931, No. 129 , § 3; 1921, No. 181 , § 1; G.L. § 6116. 1912, No. 210 , § 6; P.S. § 5394; 1904, No. 135 , § 5. 1898, No. 114 , § 4; V.S. § 4648; 1882, No. 118 , § 6 and amended by 1969, No. 81 , § 17; 1977, No. 255 (Adj. Sess.), § 1; 1989, No. 250 (Adj. Sess.), § 4(d); and 1997, No. 145 (Adj. Sess.), § 35.

Former § 810, relating to renewal of license, was derived from 1955, No. 91 ; V.S. 1947, § 6782; P.L. § 7506; 1933, No. 157 , § 7118; 1931, No. 129 , § 1; G.L. § 6111; P.S. § 5389; 1904, No. 135 , § 6 and amended by 1969, No. 81 , § 18; 1975, No. 118 , § 76; 1977, No. 255 (Adj. Sess.), § 2; 1989, No. 250 (Adj. Sess.), § 26; 1991, No. 167 (Adj. Sess.), § 20; No. 237 (Adj. Sess.); 1999, No. 49 , § 172; 2003, No. 70 (Adj. Sess.), § 17; 2005, No. 72 , § 9; 2005, No. 148 (Adj. Sess.), § 7; and 2009, No. 103 (Adj. Sess.), § 9. The subject matter is now covered by § 661 of this title.

Former § 811, relating to certification of registration and forms, was derived from V.S. 1947, § 6783; P.L. § 7507; 1931, No. 129 , § 1. G.L. § 6111; P.S. § 5389; 1904, No. 135 , § 6 and amended by 1969, No. 81 , § 19; 1975, No. 245 (Adj. Sess.), § 1; and 2005, No. 148 (Adj. Sess.), § 8.

Former § 812, relating to lapsed licenses and fee exemption, was derived from V.S. 1947, § 6784; P.L. § 7508; 1931, No. 129 , § 1. G.L. § 6111; P.S. § 5389; 1904, No. 135 , § 6 and amended by 1969, No. 81 , § 20; 1977, No. 255 (Adj. Sess.), § 3; 1989, No. 250 (Adj. Sess.), § 27; 1991, No. 167 (Adj. Sess.), § 22; 1999, No. 133 (Adj. Sess.), § 11; 2003, No. 70 (Adj. Sess.), § 18; and 2005, No. 27 , § 36.

Annotations From Former § 809

1. Constitutionality.

Section 864(b), which states that diagnosis, treatment planning, and prescription may not be delegated to a dental assistant, and this section are sufficiently clear to inform the ordinary person that a dentist must personally examine a patient complaining of pain to determine the cause of the disorder, and not delegate such a task to a dental assistant with only a subsequent consultation between the assistant and the dentist in another area of the building. The statute is not unconstitutionally vague. It is not necessary, or possible, for a statute that regulates a professional field to detail each and every act that is prohibited. Braun v. Board of Dental Examiners, 167 Vt. 110, 702 A.2d 124 (1997).

2. Standard of care.

There was sufficient evidence for the Board of Dental Examiners to find that respondent's failure to examine his patient after surgery, despite repeated complaints of discomfort, and instead, allowing his assistant to examine the patient, determine the nature of the problem, and modify her dentures, amounted to a gross violation of the standard of care. Braun v. Board of Dental Examiners, 167 Vt. 110, 702 A.2d 124 (1997).

3. Notice.

Where respondent, a dentist, was charged with violating the statutory standard of care "when he allowed his dental assistant" to perform certain duties, and the charges were filed directly against respondent, separate charges being brought against his dental assistant, this was sufficient to inform respondent that his role in complainant's care, including adequacy of care, and not merely the actions of his assistant, would be scrutinized by the Board of Dental Examiners. Braun v. Board of Dental Examiners, 167 Vt. 110, 702 A.2d 124 (1997).

§ 813. Repealed. 1993, No. 108 (Adj. Sess.), § 21.

History

Former § 813. Former § 813, relating to appeals from Board decisions, was derived from 1977, No. 255 (Adj. Sess.), § 4 and amended by 1989, No. 250 (Adj. Sess.), § 4(d). The subject matter is now covered by 3 V.S.A. § 130a.

Subchapter 4. Dental Hygienists

§ 851. Repealed. 2011, No. 116 (Adj. Sess.), § 12.

History

Former § 851. Former § 851, relating to examination and certificate, was derived from 1951, No. 157 , § 2; V.S. 1947, § 6793; P.L. § 7517; 1931, No. 129 , § 4; 1921, No. 181 , § 2 and amended by 1961, No. 172 , § 3; 1969, No. 81 , § 21; and 2005, No. 148 (Adj. Sess.), § 9. The subject matter is now covered by § 621 of this title.

§ 852. Repealed. 1961, No. 172, § 5, eff. June 21, 1961.

History

Former § 852. Former § 852, relating to reexaminations, was derived from V.S. 1947, § 6795; P.L. § 7519; 1931, No. 129 § 4; 1921, No. 181 , § 2.

§§ 853, 854. Repealed. 2011, No. 116 (Adj. Sess.), § 12.

History

Former §§ 853, 854. Former § 853, relating to certificate without examination, was derived from V.S. 1947, § 6796; P.L. § 7520; 1931, No. 129 , § 4. 1921, No. 181 , § 2 and amended by 1961, No. 172 , § 4; 1969, No. 81 , § 22; and 2005, No. 148 (Adj. Sess.), § 10. The subject matter is now covered by §§ 622 and 623 of this title.

Former § 854, relating to practice, was derived from 1949, No. 179 ; V.S. 1947, § 6794; P.L. § 7518; 1931, No. 129 , § 4; 1921, No. 181 , § 2 and amended by 1969, No. 81 , § 23; 1971, No. 142 (Adj. Sess.); 1977, No. 255 (Adj. Sess.), § 5; 1993, No. 22 , § 1; and 2007, No. 163 (Adj. Sess.), § 9. The subject matter is now covered by § 624 of this title.

§ 855. Repealed. 1969, No. 81, § 24.

History

Former § 855. Former § 855, relating to penalties, was derived from V.S. 1947, § 6797; P.L. § 7521; 1931, No. 129 , § 4; 1921, No. 181 , § 2.

§ 856. Repealed. 2011, No. 116 (Adj. Sess.), § 12.

History

Former § 856. Former § 856, relating to certificate to licensee removing from State, was derived from 1969, No. 81 , § 25.

Subchapter 5. Dental Assistants

§§ 861-867. Repealed. 2011, No. 116 (Adj. Sess.), § 12.

History

Former §§ 861-867. Former § 861, relating to definitions, was derived from 1973, No. 46 , § 2 and amended by 1973, No. 267 (Adj. Sess.), § 3; 1989, No. 250 (Adj. Sess.), § 4(d); and 1993, No. 22 , § 3.

Former § 862, relating to qualifications, was derived from 1973, No. 46 , § 2 and amended by 1977, No. 255 (Adj. Sess.), § 6. The subject matter is now covered by § 641 of this title.

Former § 863, relating to registration, was derived from 1973, No. 46 , § 2 and amended by 1989, No. 250 (Adj. Sess.), §§ 4(d), 92. The subject matter is now covered by § 641 of this title.

Former § 864, relating to practice, was derived from 1973, No. 46 , § 2 and amended by 1977, No. 255 (Adj. Sess.), § 7. The subject matter is now covered by § 642 of this title.

Former § 865, relating to revocation of registration, was derived from 1973, No. 46 , § 2.

Former § 866 was previously reserved for future use.

Former § 867, relating to renewal and fees, was derived from 1989, No. 250 (Adj. Sess.), § 28 and amended by 1991, No. 167 (Adj. Sess.), § 21; 1999, No. 49 , § 173; and 2003, No. 70 (Adj. Sess.), § 19. The subject matter is now covered by chapter 12, subchapter 6 of this title.

Annotations From Former § 864

1. Constitutionality.

Section 809(a)(21), which declares that a dentist licensed in Vermont will be held to the degree of care and skill of the ordinarily skillful, careful, and prudent dentist engaged in similar practice under the same or similar conditions, and § 864(b) are sufficiently clear to inform the ordinary person that a dentist must personally examine a patient complaining of pain to determine the cause of the disorder, and not delegate such a task to a dental assistant with only a subsequent consultation between the assistant and the dentist in another area of the building. The statute is not unconstitutionally vague. It is not necessary, or possible, for a statute that regulates a professional field to detail each and every act that is prohibited. Braun v. Board of Dental Examiners, 167 Vt. 110, 702 A.2d 124 (1997).

2. Adjustment to dentures.

In a dental disciplinary hearing, although respondent contended that 26 V.S.A. § 864(a) allowed his dental assistant to perform "any intraoral task" as long as the assistant acted under his direct supervision, this passage had to read in conjunction with § 864(b), which precluded the assistant from making an adjustment to an "immediate," or temporary, denture based on evaluation of the patient's healing progress. Braun v. Board of Dental Examiners, 167 Vt. 110, 702 A.2d 124 (1997).

CHAPTER 15. ELECTRICIANS AND ELECTRICAL INSTALLATIONS

History

Effective date. 1969, No. 284 (Adj. Sess.), § 4, provided that section 3 of the act, which added this chapter, was to take effect when the Electricians' Licensing Board adopted regulations under 26 V.S.A. § 891, as enacted, at which time any regulations adopted under authority of the statutory provisions deleted under section 3 of the act were to terminate.

Cross References

Cross references. Procedure for adoption of administrative rules, see 3 V.S.A. ch. 25.

Review of regulatory laws, see chapter 57 of this title.

Subchapter 1. General Provisions

§ 881. Definitions.

As used in this chapter, unless the context clearly requires otherwise:

  1. "Board" means the Electricians' Licensing Board created under this chapter.
  2. "Commissioner" means the Commissioner of Public Safety.
  3. "Complex structure" shall have the same meaning as the term "public building" as defined in 20 V.S.A. § 2900(8) .
  4. "Electrical inspector" means a State electrical inspector employed pursuant to section 915 of this title.
  5. "Electrical installation" means wires, fixtures, or apparatus installed in a complex structure or at the construction site of such structure for the transmission and use of commercially supplied or privately generated electrical energy.
  6. "Electrician's helper" means a person assisting in the construction, installation, or repair of an electrical installation under the direct supervision of a master or journeyman electrician who is present at the work site.
  7. "Legislative body" means the selectboard of a town, the board of aldermen or city council of a city, or the board of trustees of an incorporated village.
  8. "Municipal inspector" means an electrical inspector authorized to conduct municipal inspections pursuant to section 898 of this title.
  9. "Registered apprentice" means an apprentice registered with the Apprenticeship Division of the State Department of Labor for electrical training.
  10. "Work notice" means the notice required to be filed under this chapter by an electrician prior to commencement of electrical work.

    Added 1969, No. 284 (Adj. Sess.), § 3; amended 1987, No. 274 (Adj. Sess.), § 1; 2003, No. 63 , § 76, eff. June 11, 2003; 2003, No. 141 (Adj. Sess.), § 10a, eff. April 1, 2005; 2005, No. 8 , § 8, eff. April 25, 2005; 2005, No. 103 (Adj. Sess.), § 3, eff. April 5, 2006.

History

2019. In subdiv. (7), substituted "selectboard" for "board of selectmen" in accordance with 2013, No. 161 (Adj. Sess.), § 72.

Amendments--2005 (Adj. Sess.) Subdiv. (9): Substituted "department of labor" for "department of employment and training".

Amendments--2005. Subdiv. (3): Substituted "subdivision 2900(8) of Title 20" for "21 V.S.A. § 271(3)".

Amendments--2003 (Adj. Sess.). Subdiv. (2): Substituted "public safety" for "labor and industry".

Amendments--2003. Subdiv. (9): Substituted "employment and training" for "labor and industry" following "department of".

Amendments--1987 (Adj. Sess.). Section amended generally.

§ 882. Exceptions.

This chapter does not apply to:

  1. The construction, installation, operation, repair, or maintenance of electrical installations that are used by a public utility in rendering its authorized service; nor to the installation, operation, repair, and wiring associated with telecommunication services and equipment used for the transmission of information by electricity regardless of the location of such electrical installations, equipment, or facilities.
  2. Electrical installations in ships, pipeline systems, railway rolling stock, automotive equipment, or portable sound equipment.
  3. The manufacture, testing, or repair of electrical equipment in the plant of the manufacturer of the equipment.
  4. The construction, repairs, or maintenance of buildings used exclusively for agricultural purposes on owner-occupied farms.

    Added 1969, No. 284 (Adj. Sess.), § 3; amended 1983, No. 146 (Adj. Sess.), § 1, eff. April 11, 1984; 1987, No. 274 (Adj. Sess.), § 2.

History

Amendments--1987 (Adj. Sess.). Subdiv. (1): Substituted "regardless of" for "notwithstanding" preceding "the location of such electrical".

Subdiv. (4): Added "on owner-occupied farms" following "purposes".

Amendments--1983 (Adj. Sess.). Subdiv. (1): Added "nor to the installation, operation, repair and wiring associated with telecommunication services and equipment used for the transmission of information by electricity notwithstanding the location of such electrical installations, equipment or facilities" following "authorized service".

Subchapter 2. Regulation of Electrical Installations by Licensing Board

§ 891. Rules adopted by Board.

The Electricians' Licensing Board created under section 901 of this title may adopt, amend, revise, and repeal rules providing reasonable standards and requirements applicable to any electrical installation as defined in section 881 of this title, except as provided in sections 882 and 892 of this title. The Board, if it finds it practicable to do so, may adopt the provisions of a nationally recognized electrical code under authority of this section.

Added 1969, No. 284 (Adj. Sess.), § 3; amended 1987, No. 274 (Adj. Sess.), § 3.

History

Amendments--1987 (Adj. Sess.). Rewrote the first sentence.

§ 892. Work in progress.

Rules adopted under section 891 of this title are not applicable to the construction, repair, or replacement of any electrical installation if the work is commenced within 30 days following their adoption, or to electrical installations in any structure standing or in the process of construction at the time of their adoption.

Added 1969, No. 284 , § 3; amended 1987, No. 274 (Adj. Sess.), § 4.

History

Amendments--1987 (Adj. Sess.). Deleted "and regulations" following "rules".

§ 893. Commencement of work; fees; work notice; inspection of work; certificate of completion.

  1. Electrical work in a complex structure shall not commence until a work notice accompanied by the required fee is submitted to the Department and the work notice is validated by the Department. There shall be a base fee of $40.00 for each work notice, except for electrical work done in one and two family residential dwellings. In addition to the base fee, the following fees shall be charged:
    1. Services
      1. Temporary - $30.00.
      2. Permanent - 1 phase and 3 phase through 400 amp - $35.00.
      3. Permanent - 401 to 800 amp - $50.00.
      4. Permanent - 801 amp and larger - $100.00.
    2. Transformers
      1. 1 to 25 KVA - $10.00 each.
      2. 26 to 75 KVA - $15.00 each.
      3. 76 to 200 KVA - $25.00 each.
      4. Over 200 KVA - $35.00 each.
    3. Motors and Generators
      1. Up to 5 hp, KW, KVA - $10.00 each.
      2. 5 to 25 hp, KW, KVA - $10.00 each.
      3. 25 to 100 hp, KW, KVA - $15.00 each.
      4. Over 100 hp, KW, KVA - $25.00 each.
    4. Other electrical work
      1. Each panel and feeder after the main disconnect - $35.00.
      2. Outlets for receptacles, switches, fixtures, electric baseboard (per 50 units or portion thereof) - $20.00.
      3. Yard lights signs - $5.00 each.
      4. Fuel oil, kerosene, LP, natural gas, and gasoline pumps - $15.00 each.
      5. Boilers, furnaces, and other stationary appliances - $10.00 each.
      6. Elevators - $75.00 each.
      7. Platform lifts - $40.00 each.
      8. Fire alarm initiating, signaling, and associated devices (per 50 units or portions thereof) - $30.00.
      9. Fire alarm main panel and annunciator panels - $50.00 each.
      10. Fire pumps - $50.00.
    5. Reinspection fee. For each reinspection for code violations, there will be a fee of $125.00.
  2. The Commissioner may establish inspection priorities for electrical inspections.  Priorities shall be based on the relative risks to persons and property, the type and size of the complex structure, and the type and number of electrical installations to be installed.  Electrical installations regulated by the Board shall be inspected by the Commissioner or an electrical inspector in accordance with the procedures and priorities established by the Commissioner.
  3. An electrical installation in any part of a complex structure shall not be covered unless it is inspected by an electrical inspector.  The provisions of this subsection may be specifically waived by an electrical inspector in writing. Upon completion of a new electrical installation, the applicant shall request a final inspection by an electrical inspector in writing.  Within five working days of receipt of the application, the Commissioner, or inspector, shall conduct an inspection, establish a reasonable date for inspection, or issue a waiver of inspection.
  4. A certificate of completion shall be issued if the Commissioner or electrical inspector determines after inspection that the installation is in compliance with the standards and requirements adopted by the Board.
  5. No part of a complex structure, in which part a new electrical installation has been made, shall be sold or conveyed for use or occupancy without first securing a certificate of completion for the new electrical installation.
  6. The Commissioner or an inspector designated by the Commissioner shall have authority to enter any premises in which an electrical installation subject to the rules of the Board is being or has been installed, replaced, or repaired for the purpose of making such inspection as is necessary to carry out his or her responsibilities under this subchapter. If the owner or occupant of the premises refuses to permit entry by the Commissioner, or an electrical inspector, any Superior Court, on application of the Commissioner, shall have jurisdiction to issue an order enforcing such right of entry.

    Added 1969, No. 284 (Adj. Sess.), § 3; amended 1973, No. 146 (Adj. Sess.), § 1, eff. March 11, 1974; 1973, No. 193 (Adj. Sess.), § 3, eff. April 9, 1974; 1983, No. 146 (Adj. Sess.), § 2, eff. April 11, 1984; 1987, No. 274 (Adj. Sess.), § 5; 1991, No. 234 (Adj. Sess.), § 6; 1999, No. 49 , § 141; 2001, No. 65 , § 2; 2009, No. 134 (Adj. Sess.), § 5, eff. May 29, 2010.

History

Revision note. Substituted "county court" for "court of chancery" in the second sentence of subsec. (b) pursuant to 1971, No. 185 (Adj. Sess.), § 236(d). See note set out under 4 V.S.A. § 219.

Amendments--2009 (Adj. Sess.) Subsec. (a): Substituted "$40.00" for "$30.00" in the second sentence.

Subdiv. (a)(4)(A): Substituted "$35.00" for "$10.00".

Subdiv. (a)(5): Substituted "$125.00" for "$35.00".

Amendments--2001. Subsec. (a): Amended generally.

Amendments--1999 Subsec. (a): Amended generally.

Amendments--1991 (Adj. Sess.). Subsec. (a): Rewrote the second sentence.

Amendments--1987 (Adj. Sess.). Section amended generally.

Amendments--1983 (Adj. Sess.). Subsec. (c): Added.

Amendments--1973 (Adj. Sess.). Subsec. (b): Act No. 146 inserted "or has been" preceding "installed" in the first sentence.

Act No. 193 substituted "superior court" for "county court" preceding "on application" in the second sentence.

Cross References

Cross references. Inspections by private corporations, see § 899 of this chapter.

Municipal inspections of electrical installations, see § 898 of this chapter.

§ 894. Energizing installations.

  1. A new electrical installation in or on a complex structure or an electrical installation used for the testing or construction of a complex structure shall not be connected or caused to be connected, to a source of electrical energy unless prior to such connection, either a temporary or a permanent energizing permit is issued for that installation by the Commissioner or an electrical inspector.
  2. This section shall not be construed to limit or interfere with a contractor's right to receive payment for electrical work for which a certificate of completion has been granted.

    Added 1969, No. 284 (Adj. Sess.), § 3; amended 1987, No. 274 (Adj. Sess.), § 6.

History

Amendments--1987 (Adj. Sess.). Section amended generally.

§ 895. Issuance of order by Commissioner.

If the Commissioner finds a violation of the rules adopted under section 891 of this title or that the structure is not in substantial compliance with the safety requirements of the Department for that structure, the Commissioner may issue an order directing the owner of the premises in which the violation is found, or the owner's agent and the person doing the work, to correct or remove the violation, withdraw validation of the work notice, or order the owner, any public utility, or any private party furnishing electricity to such installation to not connect or disconnect electrical energy from all or any portion of the electrical system until the cited violation is removed or corrected. The Commissioner may order any one or a combination of these options in order to effect compliance.

Added 1969, No. 284 (Adj. Sess.), § 3; amended 1987, No. 274 (Adj. Sess.), § 7.

History

Amendments--1987 (Adj. Sess.). Section amended generally.

§ 896. Request for reconsideration; appeals.

A person aggrieved by a refusal to grant a certificate of completion under section 893 of this title or by an order under section 895 of this title may request that the Commissioner reconsider such refusal or order. A request for reconsideration shall be made in writing and shall be filed with the Commissioner within 15 days after receipt of written notice of such refusal or order. The Commissioner shall review the refusal or order within 30 days of the date the request for reconsideration is received. The Commissioner shall issue an order amending, modifying, or affirming the prior refusal or order as circumstances require within 30 days of the date of the review. A person aggrieved by the Commissioner's decision under this section may appeal to the Superior Court, which shall hear the matter de novo.

Added 1969, No. 284 (Adj. Sess.), § 3; amended 1987, No. 274 (Adj. Sess.), § 8.

History

Amendments--1987 (Adj. Sess.). Section amended generally.

Cross References

Cross references. Issuance of orders for compliance by municipal inspectors, see § 898 of this chapter.

§ 897. Administrative penalties; enforcement; liability.

  1. The Commissioner may, after notice and an opportunity for a hearing, assess an administrative penalty of not more than $1,000.00 for each violation against a person who violates any rule adopted under this subchapter, or any order lawfully issued under this subchapter. Penalties assessed under this section shall be based on the severity of the violation according to rules adopted by the Commissioner.
  2. The Superior Court for the county in which occurs a violation of any rule adopted or any order lawfully issued under this subchapter, on application by the Commissioner shall have jurisdiction to issue an order enjoining or restraining such violation. However, an election by the Commissioner to proceed under this subsection shall not limit or restrict the Commissioner's authority to assess an administrative penalty under subsection (a) of this section.
  3. Violation of any rule adopted under this subchapter shall be prima facie evidence of negligence in any civil action for damage or injury that is the result of the violation.

    Added 1969, No. 284 (Adj. Sess.), § 3; amended 1973, No. 193 (Adj. Sess.), § 3, eff. April 9, 1974; 1987, No. 274 (Adj. Sess.), § 9.

History

Amendments--1987 (Adj. Sess.). Added "administrative" preceding "penalties" in the section heading, amended subsec. (a) generally, deleted "or regulation" following "violation of any rule" in the first sentence and substituted "commissioner's authority to assess an administrative penalty" for "prosecution" following "restrict the" and deleted "of a person violating such rule or regulation" following "this section" in the second sentence of subsec. (b), and deleted "or regulation" preceding "adopted under" in subsec. (c).

Amendments--1973. (Adj. Sess.). Subsec. (b): Substituted "superior court" for "county court" preceding "for the county" in the first sentence.

Cross References

Cross references. Penalties generally, see § 911 of this chapter.

§ 898. Municipal inspection.

  1. A legislative body may establish inspection procedures and appoint trained and qualified municipal inspectors to conduct electrical inspections.  If the Commissioner determines that the inspection procedures and the training and qualifications of the municipal inspectors are sufficient, the Commissioner may assign the Department's responsibility for conducting inspections of electrical installations regulated by the Board within that municipality to the municipality.  An assignment of responsibility under this section shall not affect the authority of the Commissioner under this subchapter.  If the Commissioner assigns responsibility for municipal inspections under this section, the Commissioner may exempt all electrical installations within the municipality from inspection by the State under section 893 of this title.  The legislative body may establish reasonable fees for inspections for the purpose of defraying the cost of the same.  Such fees will be in lieu of fees established under subsection 893(a) of this title.
  2. Work notices, certificates of completion, and energizing permits shall be issued by municipal inspectors in the same manner and subject to the same conditions that they are issued by the State electrical inspectors under sections 893 and 894 of this title.
  3. A municipal inspector shall have authority to enter any premises in which an electrical installation subject to rules adopted under section 891 of this title is being installed, replaced, or repaired for the purpose of making such inspection as is necessary to carry out his or her responsibilities under this subchapter.
    1. If, after inspection of the electrical installation, a violation of the rules of the Board is found, a municipal inspector may: (d) (1)  If, after inspection of the electrical installation, a violation of the rules of the Board is found, a municipal inspector may:
      1. issue an order directing the electrician of record or the owner of the premises in which the violation is found, to correct or remove the violation;
      2. withdraw validation of the work notice; or
      3. order the owner, any public utility, or any private party furnishing electricity to such installation to disconnect electrical energy from all or any portion of the electrical system until the violation is removed or corrected.
    2. A municipal inspector may order any one or combination of these options set forth in subdivision (1) of this subsection, as necessary to effect compliance with the Board's rules.
  4. Acceptance of an assignment of responsibility under this section shall not preclude a municipality from conducting its own electrical inspection program.
  5. A person aggrieved by a refusal of a municipal inspector to issue a certificate of completion or by any other action of a municipal inspector or the municipality relating to this section may appeal to the Commissioner by filing a written application for a hearing with the Commissioner within 15 calendar days after written notice of such refusal or action. A person filing an application in accordance with this subsection shall be entitled to notice and an opportunity for a hearing before the Commissioner within 45 calendar days. Within 30 calendar days after the hearing, the Commissioner shall issue an order amending, modifying, or affirming the action by the municipal inspector or municipality.
  6. The results of all inspections conducted by municipal inspectors under this section shall be reported monthly to the Commissioner.  Reports shall include the date of inspections, locations of the work inspected, the name and license number of the contractor performing the work, violations found, orders issued, and the date of any completion certificates or energizing permits issued.
  7. Municipal inspectors shall participate in training provided by the Department of Public Safety. The Department shall also provide continuing consultation, review, and assistance as may be necessary to municipal inspectors.
  8. The Commissioner may revoke an assignment of responsibility to a municipality granted under this section if the Commissioner determines that the training or qualifications of the municipal inspectors or the inspection procedures adopted by the legislative body are insufficient.

    Added 1969, No. 284 (Adj. Sess.), § 3; amended 1987, No. 274 (Adj. Sess.), § 10; 2003, No. 141 (Adj. Sess.), § 10b, eff. April 1, 2005; 2019, No. 131 (Adj. Sess.), § 273.

History

Amendments--2019 (Adj. Sess.). Subsec. (b): Deleted "shall apply to municipal inspections under this section" at the end.

Amendments--2003 (Adj. Sess.). Subsec. (h): Substituted "public safety" for "labor and industry" in the first sentence.

Amendments--1987 (Adj. Sess.). Section amended generally.

§ 899. Private inspections.

  1. Upon a determination that the resources of the State and the municipality are insufficient to provide the approval or inspection services required by this chapter, the Commissioner may assign responsibility for inspecting electrical installations on its own premises to a private corporation, partnership, or sole proprietorship that has an ongoing need for services.  Applications to conduct private inspections under this section shall be in the manner prescribed by the Commissioner.
  2. The Commissioner may grant an application under this section if he or she determines that the applicant has the ability to carry out inspections.  The Commissioner shall consider at least the following factors:
    1. the size of the facility;
    2. self-insurance or other indication of incentive and motivation for safety;
    3. whether the applicant's training program for inspectors and inspection procedures are at least equivalent to the State's program and procedures.
  3. A person authorized to perform private inspections under this section shall:
    1. participate in State-sponsored training programs;
    2. file monthly reports with the Commissioner containing the number and type of inspections, electrical installations, violations for that month, and the license numbers of the electrical contractors performing work;
    3. permit electrical inspectors to perform random inspections of the applicant's facility;
    4. pay the Department an annual flat fee.  The amount of the fee shall be negotiated by the Department and the applicant and shall take into consideration the cost to the applicant of conducting private inspections.  The fee shall not exceed the fee established under section 893 of this title.
  4. The Commissioner may revoke an approval to conduct private inspections whenever the Commissioner determines that the training program is insufficient or that the business has failed to comply with the provisions of subdivisions (c)(1)-(3) of this section.

    Added 1987, No. 274 (Adj. Sess.), § 11.

Subchapter 3. Licensing Electricians

§ 901. Electricians' Licensing Board. Section 901 effective until April 1, 2021; see also section 901 effective April 1, 2021 set out below.

  1. A Board for the licensing of electricians is created, to be known as the "Electricians' Licensing Board."
  2. The Board consists of the Commissioner of Public Safety or a member of that Department designated by the Commissioner and four persons appointed by the Governor with the advice and consent of the Senate. The four appointed members shall serve for terms of three years, beginning July 1 in the year of appointment, and they shall include one licensed master electrician, one licensed journeyman electrician, one person associated with the public electrical utility industry who is knowledgeable in technical as well as operational issues of the electrical utility industry, and one person associated with the fire insurance industry. Not more than two appointed members' terms shall expire in the same year.
  3. The Governor shall appoint one of the members of the Board to serve as its chair.

    Added 1969, No. 284 (Adj. Sess.), § 3; amended 1971, No. 14 , § 14, eff. March 11, 1971; 1987, No. 274 (Adj. Sess.), § 12; 1993, No. 218 (Adj. Sess.), § 1; 2005, No. 8 , § 9, eff. April 25, 2005.

History

Amendments--2005. Subsec. (b): Substituted "public safety" for "labor and industry".

Amendments--1993 (Adj. Sess.). Subsec. (b): Substituted "and four" for "the commissioner of public safety or a member of that department designated by the commissioner, and three" preceding "persons" in the first sentence, substituted "four" for "three" preceding "appointed" and inserted "one person associated with the public electrical utility industry who is knowledgeable in technical as well as operational issues of the electrical utility industry" following "journeyman electrician" in the second sentence and substituted "two" for "one" preceding "appointed" and "members' terms" for "member's term" thereafter in the third sentence.

Amendments--1987 (Adj. Sess.). Subsec. (b): Substituted "a" for "another" in two places and deleted "other" preceding "persons appointed" in the first sentence, deleted "rating" preceding "industry" in the second sentence, and rewrote the third sentence.

Amendments--1971. Subsec. (c): Amended generally.

§ 901. Electricians' Licensing Board; membership; powers. Section 901 effective April 1, 2021; see also section 901 effective until April 1, 2021 set out above.

  1. Creation.  A board for the licensing of electricians is created, to be known as the "Electricians' Licensing Board."
  2. Membership.  The Board consists of the Commissioner of Public Safety or a member of that Department designated by the Commissioner and four persons appointed by the Governor with the advice and consent of the Senate.
    1. The four appointed members shall serve for terms of three years, beginning on July 1 in the year of appointment, and they shall include one licensed master electrician, one licensed journeyman electrician, one person associated with the public electrical utility industry who is knowledgeable in technical as well as operational issues of the electrical utility industry, and one person associated with the fire insurance industry.
    2. Not more than two appointed members' terms shall expire in the same year.
    3. The Governor shall appoint one of the members of the Board to serve as its chair.
  3. Continuing education; sunset review.
    1. Not less than once every five years, the Board shall review electricians' continuing education or other continuing competency requirements. The review results shall be in writing and address the following:
      1. the renewal requirements for electricians;
      2. the renewal requirements in other jurisdictions, particularly in the Northeast region;
      3. the cost of the renewal requirements for electricians;
      4. an analysis of the utility and effectiveness of the renewal requirements with respect to public protection; and
      5. recommendations to the Commissioner on whether the continuing education or other continuing competency requirements should be modified.
    2. The Commissioner shall respond to the Board within 45 days of its submitted review results. The Commissioner may require the Board to reduce, modify, or otherwise change the renewal requirements, including by proposing any necessary amendments to statute or rule.

      Added 1969, No. 284 (Adj. Sess.), § 3; amended 1971, No. 14 , § 14, eff. March 11, 1971; 1987, No. 274 (Adj. Sess.), § 12; 1993, No. 218 (Adj. Sess.), § 1; 2005, No. 8 , § 9, eff. April 25, 2005; 2019, No. 152 (Adj. Sess.), § 11, eff. April 1, 2021; 2019, No. 178 (Adj. Sess.), § 36, eff. July 1, 2021.

History

Amendments--2019 (Adj. Sess.). Section heading: Act No. 152 added "membership; powers".

Subsec. (a): Subsec. (a): Act No. 152 added the subsec. heading.

Subsec. (b): Act Nos. 152 and 178 added the subdiv. (1) and (2) designations and made minor stylistic changes. Act No. 152 also added the subsec. heading.

Subsec. (c): Act No. 152 redesignated former subsec. (c) as subdiv. (b)(3) and added present subsec. (c).

Amendments--2005. Subsec. (b): Substituted "public safety" for "labor and industry".

Amendments--1993 (Adj. Sess.). Subsec. (b): Substituted "and four" for "the commissioner of public safety or a member of that department designated by the commissioner, and three" preceding "persons" in the first sentence, substituted "four" for "three" preceding "appointed" and inserted "one person associated with the public electrical utility industry who is knowledgeable in technical as well as operational issues of the electrical utility industry" following "journeyman electrician" in the second sentence and substituted "two" for "one" preceding "appointed" and "members' terms" for "member's term" thereafter in the third sentence.

Amendments--1987 (Adj. Sess.). Subsec. (b): Substituted "a" for "another" in two places and deleted "other" preceding "persons appointed" in the first sentence, deleted "rating" preceding "industry" in the second sentence, and rewrote the third sentence.

Amendments--1971. Subsec. (c): Amended generally.

§ 902. Master electricians.

  1. To be eligible for licensure as a master electrician, an applicant shall:
    1. have been licensed as a journeyman electrician under this chapter for at least two years; or
    2. have had comparable experience and training, within or without this State, acceptable to the Board; and
    3. pass an examination to the satisfaction of the Board.
  2. Upon successful completion of the examination and payment of the required fee, the applicant shall receive a master electrician's license in the form of a wallet-size card.  This license shall be carried by the master electrician at all times while performing his or her trade and shall be displayed upon request.  Upon the request by the licensee and upon payment of the required fee, the Board shall issue a license certificate suitable for framing.
  3. A person licensed under this chapter as a master electrician is entitled to design, install, repair, maintain, and replace electrical installations including lightning rods, fire alarms, and fire detection systems as his or her principal business or in the course of another business conducted by him or her, and may employ other persons licensed under this chapter or electrician's helpers to perform work in connection with electrical installations under his or her direction.

    Added 1969, No. 284 (Adj. Sess.), § 3; amended 1971, No. 42 , § 1, eff. April 7, 1971; 1973, No. 214 (Adj. Sess.), § 25; 1979, No. 121 (Adj. Sess.), § 4; 1987, No. 274 (Adj. Sess.), § 13.

History

Amendments--1987 (Adj. Sess.). Section amended generally.

Amendments--1979 (Adj. Sess.). Subsec. (a): Deleted "a license as a master electrician which shall be publicly displayed at his principal place of business as long as he continues in the electrical wiring business, and" following "receive" in the second sentence.

Amendments--1973 (Adj. Sess.). Subsec. (c): Added.

Amendments--1971. Subsec. (a): Substituted "any" for "a" preceding "person" and inserted "or who has had sufficient experience in or out of this state acceptable to the board" following "years" in the first sentence.

§ 903. Journeyman electricians.

  1. To be eligible for licensure as a journeyman electrician an applicant shall:
    1. provide verification by the Vermont Apprenticeship Council of completion of an apprenticeship in electrical wiring that included both instruction and practice in work processes; or
    2. have had equivalent training and experience, within or outside this State, acceptable to the Board; and
    3. pass an examination to the satisfaction of the Board.
  2. Upon successful completion of the examination and payment of the required fee, the applicant shall receive a journeyman electrician's license in the form of a wallet-size card.  This license shall be carried by the journeyman at all times while performing his or her trade and shall be displayed upon request.  Upon request by the licensee and payment of the required fee, the Board shall issue a license certificate suitable for framing.
  3. A person licensed under this chapter as a journeyman electrician is entitled to perform electrical installations under the direction of a master electrician, and may supervise an apprentice electrician or an electrician's helper employed by a master electrician under the master electrician's direction.

    Added 1969, No. 284 (Adj. Sess.), § 3; amended 1971, No. 42 , § 2, eff. April 7, 1971; 1979, No. 121 (Adj. Sess.), § 5; 1987, No. 274 (Adj. Sess.), § 14; 2019, No. 131 (Adj. Sess.), § 274.

History

Amendments--2019 (Adj. Sess.). Subdiv. (a)(2): Substituted "outside" for "without" following "within or".

Amendments--1987 (Adj. Sess.). Section amended generally.

Amendments--1979 (Adj. Sess.). Subsec. (a): Deleted "a license as a journeyman electrician and" following "receive" in the second sentence.

Amendments--1971. Subsec. (a): Inserted "or experience in or out of this state" preceding "acceptable" in the first sentence.

§ 904. Type-S journeyman electrician.

  1. To be eligible for licensure as a type-S journeyman an applicant shall:
    1. complete an accredited training and experience program recognized by the Board; or
    2. have had training and experience, within or without this State, acceptable to the Board; and
    3. pass an examination to the satisfaction of the Board in one or more of the following fields:
      1. automatic gas or oil heating;
      2. outdoor advertising;
      3. refrigeration or air conditioning;
      4. appliance and motor repairs;
      5. well pumps;
      6. farm equipment;
      7. any miscellaneous specified area of specialized competence.
  2. Upon successful completion of the examination and payment of the required fee for each field in which a license is to be issued, the applicant shall receive a license in the form of a wallet-size that which shall be carried at all times while performing his or her trade and shall be displayed upon request.  Upon request of the licensee and upon payment of the required fee, the Board shall issue a license certificate suitable for framing.

    Added 1969, No. 284 (Adj. Sess.), § 3; amended 1971, No. 42 , § 3, eff. April 7, 1971; 1979, No. 121 (Adj. Sess.), § 6; 1987, No. 274 (Adj. Sess.), § 15.

History

Amendments--1987 (Adj. Sess.). Section amended generally.

Amendments--1979 (Adj. Sess.). Subsec. (b): Deleted "also" preceding "receive" in the first sentence.

Amendments--1971. Subsec. (a): Reenacted without change.

§ 905. Application; examinations and fees. Section 905 effective until July 1, 2021; see also section 905 effective July 1, 2021 set out below.

  1. Each applicant for a license shall submit to the Board, on forms furnished by it, a written application containing such relevant information as the Board may require, accompanied by the required examination fee. The examination fee shall be established by the Board but shall be no greater than the cost associated with administering the examination. Notwithstanding 32 V.S.A. § 502(a) , if the examination is conducted by an outside testing service, the required examination fee may be paid directly to the testing service.
  2. Examinations shall be conducted in writing and shall include a practical skills examination. The examination shall cover theoretical and practical aspects of electrical work, together with pertinent laws and rules. In addition, the master electrician's examination shall contain questions on the installation of lightning rods, fire alarms, and fire detection systems.
  3. An applicant who fails the examination may, upon payment of the required fee, retake the examination.
  4. Three-year electrical license fees shall be:   For a masters license (initial and renewal)                    $150.00;       For a journeyman's license (initial                                             and renewal)                                                 $115.00;       For a type-S journeyman's license (initial and                                  renewal) per field                                           $115.00;       The fee for a certificate for framing shall be:                $ 10.00.
  5. If a license is allowed to lapse, it may be renewed within one year of its expiration date by the payment of $25.00 in addition to the renewal fee.
  6. The fee for replacement of a lost or damaged license shall be: $20.00.
  7. Subsection (g) effective April 1, 2021.  Pursuant to qualifications and procedures determined by the Commissioner, the Board shall, upon request, waive application fees for qualified military members and military spouses.

    Added 1969, No. 284 (Adj. Sess.), § 3; amended 1979, No. 121 (Adj. Sess.), § 7; 1987, No. 274 (Adj. Sess.), § 16; 1991, No. 234 (Adj. Sess.), § 7; 1999, No. 49 , §§ 142, 143; 2001, No. 65 , § 3; 2009, No. 134 (Adj. Sess.), § 6, eff. May 29, 2010; 2019, No. 152 (Adj. Sess.), § 12, eff. April 1, 2021.

History

Amendments--2019 (Adj. Sess.) Subsec. (g): Added.

Amendments--2009 (Adj. Sess.) Subsec. (d): Amended generally.

Amendments--2001. Subsec. (d): Substituted "$120.00" for "$90.00" following "masters license (initial and renewal)", "$90.00" for "$60.00" following "journeyman's license (initial and renewal)", and "$90.00" for "$60.00" following "per field."

Subsec. (f): Added.

Amendments--1999 Subsec. (a): Added the third sentence.

Subsec. (e): Added.

Amendments--1991 (Adj. Sess.). Subsec. (d): Amended generally.

Amendments--1987 (Adj. Sess.). Section amended generally.

Amendments--1979 (Adj. Sess.). Rewrote the second sentence as the second and third sentences.

Cross References

Cross references. Exemption of persons 80 years of age and over from payment of license renewal fees, see 32 V.S.A. § 1111.

ANNOTATIONS

1. Nonresidents.

Nonresidents may take the same examinations as residents; the qualifications are the same for both. 1970-72 Op. Atty. Gen. 149.

§ 905. Application; examinations, education, and fees. Section 905 effective July 1, 2021; see also section 905 effective until July 1, 2021 set out above.

    1. Each applicant for a license shall submit to the Board, on forms furnished by it, a written application containing such relevant information as the Board may require, accompanied by the required examination fee. (a) (1)  Each applicant for a license shall submit to the Board, on forms furnished by it, a written application containing such relevant information as the Board may require, accompanied by the required examination fee.

    The examination fee shall be established by the Board but shall be no greater than the cost associated with administering the examination. Notwithstanding 32 V.S.A. § 502(a) , if the examination is conducted by an outside testing service, the required examination fee may be paid directly to the testing service.

  1. Examinations shall be conducted in writing and shall include a practical skills examination. The examination shall cover theoretical and practical aspects of electrical work, together with pertinent laws and rules. In addition, the master electrician's examination shall contain questions on the installation of lightning rods, fire alarms, and fire detection systems.
  2. An applicant who fails the examination may, upon payment of the required fee, retake the examination.

    (e) If a license is allowed to lapse, it may be renewed within one year of its expiration date by the payment of $25.00 in addition to the renewal fee.

    (f) The fee for replacement of a lost or damaged license shall be: $20.00.

    (g) Pursuant to qualifications and procedures determined by the Commissioner, the Board shall, upon request, waive application fees for qualified military members and military spouses.

    (h) In addition to other education requirements of this subchapter, the Commissioner shall require each applicant to complete an education module regarding the State's energy goals and how the electrician profession can further those goals.

    1. The education module shall be not more than two hours and shall be required as a condition of initial licensure and license renewal. The module shall include education on any State or utility incentives relevant to the profession.
      1. The education module for initial licensure shall provide general information regarding the State's energy goals.
      2. The education module for license renewal shall provide any updates on the State's energy goals and any updates regarding corresponding State energy programs applicable to the profession.
    2. The Commissioner shall consider any recommendations on these education modules provided by relevant stakeholders and approve education modules in consultation with the Agency of Natural Resources and the Department of Public Service.

      Added 1969, No. 284 (Adj. Sess.), § 3; amended 1979, No. 121 (Adj. Sess.), § 7; 1987, No. 274 (Adj. Sess.), § 16; 1991, No. 234 (Adj. Sess.), § 7; 1999, No. 49 , §§ 142, 143; 2001, No. 65 , § 3; 2009, No. 134 (Adj. Sess.), § 6, eff. May 29, 2010; 2019, No. 152 (Adj. Sess.), § 12, eff. April 1, 2021; 2019, No. 178 (Adj. Sess.), § 36, eff. July 1, 2021.

Three-year electrical license fees shall be: for a masters license (initial and renewal) $150.00; for a journeyman's license (initial and renewal) $115.00; for a type-S journeyman's license (initial and renewal) per field $115.00. The fee for a certificate for framing shall be: $ 10.00.

History

2020 Subsec. (h) was originally enacted as subsec. (g) by 2019, No. 178 (Adj. Sess.), § 36 but was redesignated as subsec. (h) to avoid conflict with subsec. (g) as enacted by 2019, No. 152 , § 12.

Amendments--2019 (Adj. Sess.). Section heading: Act No. 178 inserted "education" following "examinations".

Subsec. (a): Act No. 178 added the subdiv. (1) and (2) designations.

Subsec. (d): Act No. 178 added the subdiv. (1)(A)-(C) and (2) designations.

Subsec. (g): Added by Act No. 152.

Subsec. (h): Added by Act No. 178.

§ 906. Examinations not required. Section 906 effective until April 1, 2021; see also section 906 effective April 1, 2021 set out below.

  1. A license for an individual who is licensed by another state or who has received designation by the U.S. Armed Forces as a 12R Electrician or equivalent shall be issued without examination as provided pursuant to this section on payment of the required fee.
  2. A master's or journeyman's license, as the case may be, shall be issued to a person to whom a master electrician's license or a journeyman electrician's license has been previously issued by another state, whose standards are equivalent to those of this State, if under the laws or regulations of the state issuing the license a similar privilege is granted to electricians licensed under the laws of this State.
  3. Except as otherwise provided by law, a journeyman's license shall be issued to a service member or veteran who:
    1. submits a complete application and any documentation required by the Board;
    2. has received designation by the U.S. Armed Forces as a 12R Electrician or equivalent; and
    3. has completed a minimum of 8,000 hours and four years of active duty field work as a 12R Electrician or equivalent.
  4. As used in this section:
    1. "Service member" means an individual who is an active member of:
      1. the U.S. Armed Forces;
      2. a reserve component of the U.S. Armed Forces;
      3. the U.S. Coast Guard; or
      4. the National Guard of any state.
    2. "Veteran" means a former service member who received an honorable discharge or a general discharge under honorable conditions from active duty not more than two years prior to submitting an application for licensure.

      Added 1969, No. 284 (Adj. Sess.), § 3; amended 1987, No. 274 (Adj. Sess.), § 17; 2017, No. 119 (Adj. Sess.), § 1.

History

Amendments--2017 (Adj. Sess.). Section amended generally.

Amendments--1987 (Adj. Sess.). Section amended generally.

§ 906. Examinations not required. Section 906 effective April 1, 2021; see also section 906 effective until April 1, 2021 set out above.

  1. Generally.  A license for an individual who is licensed by another state or who has received designation by the U.S. Armed Forces as a 12R electrician or equivalent shall be issued without examination as provided pursuant to this section on payment of the required fee.
    1. Reciprocity.  A master's or journeyman's license, as the case may be, shall be issued to a person to whom a master electrician's license or a journeyman electrician's license has been previously issued by another state, whose standards are equivalent to those of this State, if under the laws or regulations of the state issuing the license a similar privilege is granted to electricians licensed under the laws of this State. (b) (1)  Reciprocity.  A master's or journeyman's license, as the case may be, shall be issued to a person to whom a master electrician's license or a journeyman electrician's license has been previously issued by another state, whose standards are equivalent to those of this State, if under the laws or regulations of the state issuing the license a similar privilege is granted to electricians licensed under the laws of this State.
      1. The Board shall issue a license to master and journeyman electricians who have been licensed in good standing in another jurisdiction within the United States for at least three years, regardless of whether that jurisdiction meets the reciprocity requirements of subdivision (1) of this subsection.
      2. If the Board determines that three years of demonstrated practice in another specific jurisdiction is not adequately protective of the public, it shall provide its rationale to the Commissioner, who may propose any necessary statutory or rule amendments in order to implement more restrictive requirements for endorsement for that jurisdiction.
      3. The Commissioner may issue to an endorsement applicant a waiver of the practice requirement if there is a showing that the waiver follows State policy and the public is adequately protected.

    Uniform process for endorsement from other states.

  2. Except as otherwise provided by law, a journeyman's license shall be issued to a service member or veteran who:
    1. submits a complete application and any documentation required by the Board;
    2. has received designation by the U.S. Armed Forces as a 12R electrician or equivalent; and
    3. has completed a minimum of 8,000 hours and four years of active duty field work as a 12R electrician or equivalent.
  3. As used in this section:
    1. "Service member" means an individual who is an active member of:
      1. the U.S. Armed Forces;
      2. a reserve component of the U.S. Armed Forces;
      3. the U.S. Coast Guard; or
      4. the National Guard of any state.
    2. "Veteran" means a former service member who received an honorable discharge or a general discharge under honorable conditions from active duty not more than two years prior to submitting an application for licensure.

      Added 1969, No. 284 (Adj. Sess.), § 3; amended 1987, No. 274 (Adj. Sess.), § 17; 2017, No. 119 (Adj. Sess.), § 1; 2019, No. 152 (Adj. Sess.), § 13, eff. April 1, 2021.

History

Amendments--2019 (Adj. Sess.). Subsec. (a): Added the subsec. heading.

Subsec. (b): Added the subdiv. (1) designation and heading, and added subdiv. (2).

§ 907. Recognition of experience. Section 907 effective until April 1, 2021; see also section 907 effective April 1, 2021 set out below.

  1. The Board, in determining the qualifications of an applicant for a license, may in its discretion give recognition:
    1. in the case of an application for a master's license, to the applicant's experience as a licensed journeyman in another state;
    2. in the case of an application for a journeyman's license, to an apprenticeship served in another state; or
    3. to experience or prior qualifications.
  2. The Board, in determining the qualifications of a service member or veteran, as defined pursuant to section 906 of this subchapter, who is applying for a master's license, shall give recognition to the applicant's:
    1. experience as a 12R electrician or equivalent in the U.S. Armed Forces; and
    2. other experience or prior qualifications.

      Added 1969, No. 284 (Adj. Sess.), § 3; amended 1973, No. 146 (Adj. Sess.), § 2, eff. March 11, 1974; 1987, No. 274 (Adj. Sess.), § 18; 2017, No. 119 (Adj. Sess.), § 2.

History

Amendments--2017 (Adj. Sess.). Section amended generally.

Amendments--1987 (Adj. Sess.). Deleted the subsec. (a) designation at the beginning of the section and repealed subsec. (b).

Amendments--1973 (Adj. Sess.). Subsec. (a): Designated existing provisions of the section as subsec. (a) and added subsec. (b).

§ 907. Recognition of experience. Section 907 effective April 1, 2021; see also section 907 effective until April 1, 2021 set out above.

  1. The Board, in determining the qualifications of an applicant for a license, may in its discretion give recognition:
    1. in the case of an application for a master's license, to the applicant's experience as a licensed journeyman in another state;
    2. in the case of an application for a journeyman's license, to an apprenticeship served in another state; or
    3. to experience or prior qualifications.
    1. The Board, in determining the qualifications of a service member or veteran, as defined pursuant to section 906 of this subchapter, who is applying for a master's license, shall give recognition to the applicant's: (b) (1)  The Board, in determining the qualifications of a service member or veteran, as defined pursuant to section 906 of this subchapter, who is applying for a master's license, shall give recognition to the applicant's:
    2. The Board may evaluate specific military credentials to determine equivalency to credentials within the Board's jurisdiction. The determinations shall be adopted through written policy that shall be posted on the Board's website.

    experience as a 12R electrician or equivalent in the U.S. Armed Forces; and

    other experience or prior qualifications.

    1. The Commissioner shall adopt rules in consultation with the Board that prescribe a process for the Commissioner to assess the equivalence of an applicant's professional credentials earned outside the United States as compared to State licensing requirements for electricians. (c) (1)  The Commissioner shall adopt rules in consultation with the Board that prescribe a process for the Commissioner to assess the equivalence of an applicant's professional credentials earned outside the United States as compared to State licensing requirements for electricians.
    2. Any determination of equivalence by the Commissioner under this subsection shall be in consultation with the Board, recorded in the applicant's licensing file, and binding upon the Board.
    3. In administering this section, the Board may rely upon third-party credential verification services. The cost of such services shall be paid by the applicant.

      Added 1969, No. 284 (Adj. Sess.), § 3; amended 1973, No. 146 (Adj. Sess.), § 2, eff. March 11, 1974; 1987, No. 274 (Adj. Sess.), § 18; 2017, No. 119 (Adj. Sess.), § 2; 2019, No. 152 (Adj. Sess.), § 14, eff. April 1, 2021.

History

Amendments--2019 (Adj. Sess.). Subsec. (b): Added the subdiv. (1) designationi, redesignated former subdivs. (1) and (2) as subdivs. (1)(A) and (1)(B), and added subdiv. (2).

Subsec. (c): Added.

§ 908. Expiration and renewal of licenses; continuing education.

  1. All licenses expire on the last day of a month designated by the Board. A license shall be valid for three years. The Board shall renew the license of a person holding a valid license issued under this chapter on receipt of an application for renewal and the required fee on or before the expiration date of his license, except as provided in section 892 of this title.
  2. All journeyman and master electricians shall, as a condition of license renewal, complete 15 hours of instruction, approved by the Board, on the national electrical code during the preceding 36-month period. All holders of a type-S journeyman license shall, as a condition of renewal, complete eight hours of instruction, approved by the Board, on the subject of the license holder's specialty during the preceding 36 months, except that holders of multiple type-S licenses shall not be required to complete more than 15 hours of instruction during the preceding 36 months.

    Added 1969, No. 284 (Adj. Sess.), § 3; amended 1979, No. 121 (Adj. Sess.), § 8; 1987, No. 274 (Adj. Sess.), § 19; 1991, No. 234 (Adj. Sess.), § 8; 2001, No. 151 (Adj. Sess.), § 44f, eff. June 27, 2002; 2003, No. 63 , § 77, eff. June 11, 2003.

History

Amendments--2003. Subsec. (b): Added the exception at the end of the second sentence.

Amendments--2001 (Adj. Sess.) Subsec. (b): Added the last sentence.

Amendments--1991 (Adj. Sess.). Subsec. (a): Substituted "three" for "two" preceding "years" in the second sentence.

Subsec. (b): Deleted "Beginning January 1, 1989" preceding "all journeyman" and substituted "36-month" for "24-month" preceding "period" in the first sentence, and deleted the second sentence.

Amendments--1987 (Adj. Sess.). Section amended generally.

Amendments--1979 (Adj. Sess.). Substituted "the last day of a month designated by the board" for "December 31 following issuance" following "expire on" in the first sentence, added a new second sentence, and inserted "per year" following "$25.00", following "$15.00" and following "$10.00" in the third sentence.

§ 909. Revocation, suspension, and refusing of renewal of license.

The Board, after notice to the licensee and opportunity for hearing, may revoke or suspend a license issued under this chapter, or refuse to renew the license of a person who has made application for renewal:

  1. if the license was wrongfully or fraudulently obtained;
  2. if the licensee has violated or failed to comply with any provision of this chapter, or any rule, regulation, or requirement adopted under this chapter;
  3. if the licensee is found by the Board to be unqualified to hold the license.

    Added 1969, No. 284 (Adj. Sess.), § 3.

§ 910. License not required.

A license shall not be required for the following types of work:

  1. Any electrical work, including construction, installation, operation, maintenance, and repair of electrical installations in, on, or about equipment or premises, that are owned or leased by the operator of any industrial or manufacturing plant, if the work is done under the supervision of an electrical engineer or master electrician in the employ of the operator.
  2. Installation in laboratories of exposed electrical wiring for experimental purposes only.
  3. Any electrical work by an owner or his or her regular employees in the owner's freestanding single unit residence, in outbuildings accessory to such freestanding single unit residence, or any structure on owner-occupied farms.
  4. Electrical installations performed as a part of a training project of a vocational school or other educational institution. However, the installation shall be inspected if the building in which the installation is made is to be used as a "complex structure".
  5. Electrical work performed by an electrician's helper under the direct supervision of a person who holds an appropriate license issued under this chapter.
  6. Any electrical work in a building used for dwelling or residential purposes that contains no more than two dwelling units.
  7. Installation of solar electric modules and racking on complex structures to the point of connection to field-fabricated wiring and erection of net metered wind turbines.

    Added 1969, No. 284 (Adj. Sess.), § 3; amended 1973, No. 146 (Adj. Sess.), § 3, eff. March 11, 1974; 1987, No. 274 (Adj. Sess.), § 20; 2009, No. 159 (Adj. Sess.), § 18d, eff. June 4, 2010.

History

Revision note. Deleted subsec. designation preceding the introductory paragraph for purposes of conformity with V.S.A. style.

Amendments--2009 (Adj. Sess.) Subdiv. (7): Added.

Amendments--1987 (Adj. Sess.). Subdiv. (3): Amended generally.

Subdiv. (4): Added the second sentence.

Amendments--1973 (Adj. Sess.). Subdiv. (6): Substituted "two" for "three" preceding "dwelling units".

§ 911. Penalty.

Any person who installs, replaces, or repairs any electrical installation except as provided in sections 882 and 910 of this title, without first obtaining an appropriate license under this subchapter, or employs a person to make any electrical installation for which he or she is not properly licensed under this chapter, or procures any license wrongfully or by fraud, shall be fined not more than $500.00 for each offense.

Added 1969, No. 284 (Adj. Sess.), § 3; amended 1987, No. 274 (Adj. Sess.), § 21.

History

Amendments--1987 (Adj. Sess.). Substituted "$500.00" for "$200.00" preceding "for each offense".

Prior law. 26 V.S.A. § 910a.

Cross References

Cross references. Administrative penalties, see § 897 of this chapter.

ANNOTATIONS

Cited. Hayes v. Harwood, 141 Vt. 308, 448 A.2d 799 (1982).

§ 912. Repealed. 1987, No. 274 (Adj. Sess.), § 24.

History

Former § 912. Former § 912, relating to special examinations for 180 days following effective date of chapter, was derived from 1969, No. 284 (Adj. Sess.), § 3.

§ 913. License fees and licenses.

All licenses shall be issued by the Chair of the Board.

Added 1969, No. 284 (Adj. Sess.), § 3; amended 1975, No. 118 , § 77; 1999, No. 49 , § 144.

History

Amendments--1999 Section amended generally.

Amendments--1975. Section amended generally.

Prior law. 26 V.S.A. § 910c.

§ 914. Members of Board; per diem and expenses.

Each appointed member of the Board is entitled to a per diem and expenses as provided in 32 V.S.A. § 1010 .

Added 1969, No. 284 (Adj. Sess.), § 3; amended 1987, No. 274 (Adj. Sess.), § 22.

History

Amendments--1987 (Adj. Sess.). Section amended generally.

Prior law. 26 V.S.A. § 910d.

§ 915. Employment of inspectors; appropriation.

The Department of Public Safety is authorized to employ inspectors as necessary for carrying out the responsibilities of the Commissioner under section 893 of this title.

Added 1969, No. 284 (Adj. Sess.), § 3; amended 1979, No. 121 (Adj. Sess.), § 9; 1999, No. 49 , § 145; 2003, No. 141 (Adj. Sess.), § 10c, eff. April 1, 2005.

History

Amendments--2003 (Adj. Sess.). Substituted "public safety" for "labor and industry".

Amendments--1999 Deleted the second sentence.

Amendments--1979 (Adj. Sess.). Deleted the third sentence.

Prior law. 26 V.S.A. § 910e.

CHAPTER 17. EMBALMERS

History

2019. For current law regarding the professional regulation of funeral services, see chapter 21 of this title.

Subchapter 1. General Provisions

§§ 931-934. Repealed. 2009, No. 35, § 41(a).

History

Former §§ 931-934. Former § 931, relating to embalming fluids and compounds, was derived from 1953, No. 9 , § 2; V.S. 1947, § 6929; P.L. § 7064. 1927, No. 109 , § 2 and amended by 1959, No. 329 (Adj. Sess.), § 27.

Former § 932, relating to suspicious cases, was derived from V.S. 1947, § 6927; P.L. § 7602; 1927, No. 109 , § 1. 1923, No. 117 , § 3; G.L. § 6169; 1910, No. 216 , § 7. P.S. § 5431; 1902, No. 118 , §§ 5, 6. For present provisions see § 1277 of this title.

Former § 933, relating to prohibitions generally, was derived from V.S. 1947, § 6928; P.L. § 7603; 1933, No. 157 , § 7215; 1927, No. 109 , § 1; 1923, No. 117 , § 3; G.L. §§ 6169, 6170; 1917, No. 254 , § 6038; 1910, No. 216 , §§ 5, 7, 8. P.S. § 5431; 1902, No. 118 , §§ 5, 6 and amended by 1969, No. 239 (Adj. Sess.), § 1; and 1999, No. 52 , § 10.

Former § 934, relating to penalties, was derived from V.S. 1947, § 6930; P.L. § 7605; 1923, No. 117 , § 4. G.L. § 6171; 1910, No. 216 , § 9 and amended by 1965, No. 194 , § 1, operative Feb. 1, 1967; 1969, No. 239 (Adj. Sess.), § 2; 1973, No. 249 (Adj. Sess.), § 83, eff. April 9, 1974; 1995, No. 138 (Adj. Sess.), § 4; and 2007, No. 29 , § 20.

Subchapter 2. Board of Funeral Service

§ 951. Repealed. 2009, No. 35, § 41(a).

History

Former § 951. Former § 951, relating to qualifications of members; oath; term; removal, was derived from V.S. 1947, § 6917. P.L. § 7592. 1925, No. 110 . G.L. § 6163. 1915, No. 1 , § 203. 1910, No. 216 , § 1 and amended by 1973, No. 236 (Adj. Sess.), § 3; 1991, No. 219 (Adj. Sess.), § 1; and 1999, No. 133 (Adj. Sess.), § 12.

§ 952. Repealed. 1999, No. 133 (Adj. Sess.), § 13.

History

Former § 952. Former § 952, relating to officers, was derived from V.S. 1947, § 6918; P.L. § 7593; G.L. § 6164; 1917, No. 254 , § 6032; 1915, No. 1 , § 204; 1910, No. 216 , §§ 2, 6, and amended by 1995, No. 138 (Adj. Sess.), § 5.

§ 953. Repealed. 2009, No. 35, § 41(a).

History

Former § 953. Former § 953, relating to duties of Board generally, was derived from V.S. 1947, §§ 6918, 6920; P.L. §§ 7593, 7595; G.L. §§ 6164, 6165; 1917, No. 254 , § 6032; 1915, No. 1 , § 204. 1910, No. 216 , §§ 2, 3, 6.

§ 954. Repealed. 1969, No. 239 (Adj. Sess.), § 16.

History

Former § 954. Former § 954, relating to Treasurer's duties, was derived from V.S. 1947, § 6919; P.L. § 7594; 1923, No. 117 , § 7; G.L. § 6164; 1917, No. 254 , § 6032; 1915, No. 1 , § 204; 1910, No. 216 , §§ 2, 6.

Subchapter 3. Licenses

§§ 991-998. Repealed. 2009, No. 35, § 41(a).

History

Former §§ 991-998. Former § 991, relating to application and qualifications, was derived from V.S. 1947, §§ 6921, 6922; P.L. §§ 7596, 7597; 1929, No. 114 . 1925, No. 111 ; 1923, No. 117 , §§ 1, 2; G.L. §§ 6166, 6167; 1917, No. 254 , § 6034; 1910, No. 216 , §§ 4, 5 and amended by 1969, No. 239 (Adj. Sess.), § 3; 1971, No. 184 (Adj. Sess.), § 17; 1973, No. 236 (Adj. Sess.), § 1; 1981 No. 227 (Adj. Sess.), § 5; 1989, No. 250 (Adj. Sess.), §§ 29, 30; and 1997, No. 40 , § 19.

Former § 992, relating to examinations, was derived from V.S. 1947, § 6923; 1947, No. 202 , § 7027; P.L. § 7598; G.L. § 6168; 1910, No. 216 , §§ 6, 10; P.S. §§ 5428, 5429, 5430, 5432; R. 1906, § 5302; 1902, No. 118 , §§ 1-4, 7 and amended by 1969, No. 239 (Adj. Sess.), § 4.

Former § 993, relating to issuance of license; registration, was derived from V.S. 1947, § 6924; P.L. § 7599; G.L. § 6168; 1910, No. 216 , §§ 6, 10; P.S. §§ 5428, 5429, 5430, 5432; R. 1906, § 5302; 1902, No. 118 , §§ 1-4, 7 and amended by 1969, No. 239 (Adj. Sess.), § 5; 1989, No. 250 (Adj. Sess.), § 31; and 2007, No. 76 , § 3.

Former § 994, relating to record of license, was derived from V.S. 1947, § 6926; P.L. § 7601; 1933, No. 157 , § 7213; G.L. § 6168; 1910, No. 216 , §§ 6, 10; P.S. §§ 5428, 5429, 5430, 5432; R. 1906, § 5302; 1902, No. 118 , §§ 1-4, 7 and amended by 1969, No. 239 (Adj. Sess.), § 6.

Former § 995, relating to revocation of license, was derived from V.S. 1947, § 6925; P.L. § 7600; G.L. § 6168; 1910, No. 216 , §§ 6, 10; P.S. §§ 5428, 5429, 5430, 5432; R. 1906, § 5302; 1902, No. 118 , §§ 1-4, 7 and amended by 1969, No. 239 (Adj. Sess.), § 7; and 1997, No. 145 (Adj. Sess.), § 36.

Former § 996, relating to renewal of license; fees, was derived from V.S. 1947, §§ 6931-6933; P.L. §§ 7606-7608; 1923, No. 117 , § 5 and amended by 1959, No. 224 , §§ 1, 2; 1969, No. 239 (Adj. Sess.), § 8; 1989, No. 250 (Adj. Sess.), § 32; 1991, No. 167 (Adj. Sess.), § 23; No. 219 (Adj. Sess.), § 2; 1995, No. 138 (Adj. Sess.), § 6; 1997, No. 40 , § 20; No. 59, § 52; 1999, No. 49 , § 174; 2007, No. 76 , § 2; and 2007, No. 163 (Adj. Sess.), § 9a.

Former § 997, relating to town clerks' records, was derived from V.S. 1947, § 6934; P.L. § 7609; 1923, No. 117 , § 5.

Former § 998, relating to report of violations, was derived from V.S. 1947, § 6935; P.L. § 7610; 1923, No. 117 , § 6.

CHAPTER 19. PROPERTY INSPECTORS

History

Former chapter 19. Former chapter 19, relating to professional engineers, was repealed by 1983, No. 188 (Adj. Sess.), § 1. The subject matter is now covered by chapter 20 of this title.

Cross References

Cross references. Attachment of profession to Office of Professional Regulation, see 3 V.S.A. § 122.

Office of Professional Regulation generally, see 3 V.S.A. ch. 5, subch. 3.

Procedure for adoption of administrative rules, see 3 V.S.A. ch. 25.

Review of regulatory laws, see chapter 57 of this title.

Unprofessional conduct for professions attached to the Office of Professional Regulation, see 3 V.S.A. § 129a.

Subchapter 1. General Provisions

§ 1051. Purpose and effect.

In order to safeguard the life and health of the people of this State, no person shall practice, or offer to practice, property inspecting unless currently licensed under this chapter.

Added 2013, No. 136 (Adj. Sess.), § 2.

§ 1052. Definitions.

As used in this chapter:

  1. "Director" means the Director of the Office of Professional Regulation.
  2. "License" means a current authorization granted by the Director permitting the practice of property inspecting.
  3. "Practice of property inspecting" means performing or offering to perform for the public for a fee or other compensation services involving the physical inspection of real property structures and other improvements in order to evaluate the condition of the property, including any safety issues or material defects.
  4. "Property inspector" means a person who is licensed under this chapter to engage in the practice of property inspecting.

    Added 2013, No. 136 (Adj. Sess.), § 2.

§ 1053. Prohibitions; offenses.

  1. It shall be a violation of this chapter for any person to:
    1. sell or fraudulently obtain or furnish any property inspector degree, diploma, certificate of registration, license, or any other related document or record or to aid or abet in so doing;
    2. practice property inspecting under cover of any degree, diploma, registration, license, or related document or record illegally or fraudulently obtained or signed or issued unlawfully or under fraudulent representation;
    3. practice property inspecting unless currently licensed to do so under the provisions of this chapter;
    4. represent himself or herself as being licensed by this State to practice property inspecting or use in connection with a name any words, letters, signs, or figures that imply that a person is a property inspector when not licensed or otherwise authorized under this chapter; or
    5. practice property inspecting during the time a license or authorization issued under this chapter is suspended or revoked.
  2. Any person violating this section shall be subject to the penalties provided in 3 V.S.A. § 127 .

    Added 2013, No. 136 (Adj. Sess.), § 2.

§ 1054. Exceptions.

This chapter does not prohibit:

  1. the practice of property inspection that is incidental to his or her program of study by a person enrolled in a property inspection training program approved by the Director; or
  2. the practice of any other occupation or profession by a person duly licensed or otherwise authorized under the laws of this State.

    Added 2013, No. 136 (Adj. Sess.), § 2.

Subchapter 2. Administration

§ 1071. Duties of the Director.

  1. The Director shall:
    1. provide general information to applicants for licensure as property inspectors;
    2. receive applications for licensure and issue licenses to applicants qualified under this chapter;
    3. administer fees as established by law;
    4. refer all disciplinary matters to an administrative law officer;
    5. renew, revoke, and reinstate licenses as ordered by an administrative law officer; and
    6. explain appeal procedures to licensed property inspectors and to applicants, and complaint procedures to the public.
  2. The Director may adopt rules necessary to perform his or her duties under this section and may adopt rules establishing standards of practice for the profession.

    Added 2013, No. 136 (Adj. Sess.), § 2.

§ 1072. Advisor appointees.

  1. The Secretary of State shall appoint two property inspectors for five-year staggered terms to serve at the Secretary's pleasure as advisors in matters relating to property inspection. One of the initial appointments may be for less than a five-year term.
  2. An appointee shall have not less than five years' experience as a property inspector immediately preceding appointment, shall be licensed as a property inspector in Vermont, and shall be actively engaged in the practice of property inspecting in this State during incumbency.
  3. The Director shall seek the advice of the property inspector advisors in carrying out the provisions of this chapter.

    Added 2013, No. 136 (Adj. Sess.), § 2.

Subchapter 3. Licenses

§ 1091. Eligibility for licensure.

  1. Each applicant for licensure as a property inspector shall meet the following minimum requirements:
    1. Be at least 18 years of age and have successfully completed high school or its equivalent.
    2. Complete no less than 80 hours of education approved by the Director covering all of the following real property core components:
      1. heating systems;
      2. cooling systems;
      3. plumbing systems;
      4. electrical systems;
      5. structural components;
      6. foundations;
      7. roof coverings;
      8. exterior and interior components; and
      9. site aspects as they affect the building.
    3. Pass an examination required for licensure. The Director shall identify by rule an eligibility examination required for licensure that is an independent, nationally recognized proctored examination.
    4. [Repealed.]
  2. Proof of certification issued by an independent, nationally recognized organization that provides certification for property inspectors satisfies the eligibility requirements set forth in subdivisions (a)(2) and (3) of this section. The Director shall identify by rule acceptable organizations for certification. The Director shall issue a license to practice to any person who in addition to the requirements of subdivision (a)(1) of this section is certified by an acceptable organization identified by the Director.

    Added 2013, No. 136 (Adj. Sess.), § 2; amended 2015, No. 38 , § 6, eff. May 28, 2015.

History

Amendments--2015. Section amended generally.

§ 1092. License renewal.

  1. A license shall be renewed every two years on a schedule determined by the Director upon application and payment of the required fee. Failure to comply with the provisions of this section shall result in suspension of all privileges granted to the licensee, beginning on the expiration date of the license.
  2. A license that has lapsed may be renewed upon payment of the biennial renewal fee and the late renewal penalty.
  3. The Director may adopt rules necessary for the protection of the public to assure the Director that an applicant whose license has lapsed or who has not worked for more than five years as a property inspector is professionally qualified for license renewal. Conditions imposed under this subsection shall be in addition to the requirements of subsection (a) of this section.

    Added 2013, No. 136 (Adj. Sess.), § 2.

§ 1093. Applications.

Applications for licensure and license renewal shall be on forms provided by the Director. Each application shall contain a statement under oath showing the applicant's education, experience, and other pertinent information and shall be accompanied by the required fee.

Added 2013, No. 136 (Adj. Sess.), § 2.

§ 1094. Licensure generally.

The Director shall issue a license or renew a license, upon payment of the fees required under this chapter, to an applicant or licensee who has satisfactorily met all the requirements of this chapter.

Added 2013, No. 136 (Adj. Sess.), § 2.

§ 1095. Fees.

Applicants and persons regulated under this chapter shall pay those fees set forth in 3 V.S.A. § 125 .

Added 2013, No. 136 (Adj. Sess.), § 2.

Cross References

Cross references. Exemption of persons 80 years of age and over from payment of license renewal fees, see 32 V.S.A. § 1111.

CHAPTER 20. PROFESSIONAL ENGINEERING

History

Revision note. This chapter, which was enacted as chapter 19 of this title, was redesignated as chapter 20 to avoid conflict with former chapter 19 of this title.

Cross References

Cross references. Office of Professional Regulation generally, see 3 V.S.A. ch. 5, subch. 3.

Procedure for adoption of administrative rules, see 3 V.S.A. ch. 25.

Review of regulatory laws, see chapter 57 of this title.

Subchapter 1. General Provisions

§ 1161. Definitions.

As used in this chapter:

  1. "Board" means the Board of Professional Engineering.
  2. "Professional engineering" means any service or creative work, the adequate performance of which requires engineering education, training, and experience in the application of special knowledge of the mathematical, physical, and engineering sciences and the principles and methods of engineering analysis and design acquired by engineering education and engineering experience, insofar as the service or work involves safeguarding life, health, or property. This includes consultation, investigation, evaluation, planning, and design of engineering works and systems, planning the use of land, air, and water and accomplishing engineering surveys and studies, any of which embraces such services or work, either public or private, in connection with any utilities, structures, buildings, machines, equipment, processes, work systems, control systems, fire protection systems, communication systems, transportation systems, projects, and equipment systems of a mechanical, electrical, hydraulic, pneumatic, chemical, or thermal nature.
  3. "Financial interest" means being:
    1. a licensed professional engineer;
    2. a person who deals in goods and services that are uniquely related to the practice of engineering; or
    3. a person who has invested anything of value in a business that provides engineering services.
  4. "Instruments of service" means project deliverables, such as reports, specifications, drawings, plans, construction documents, or engineering surveys, that have been prepared under the licensee's responsible charge.
  5. "Practice of professional engineering" means providing, attempting to provide, or offering to provide professional engineering services.
  6. A professional engineer in "private practice" means a professional engineer who owns, operates, or is employed by a business entity that derives a substantial part of its income from providing professional engineering services to the public.
  7. "Professional engineer" means a person licensed under this chapter.
  8. "Responsible charge" means direct control and personal supervision of engineering work.
  9. "Specialty discipline" means that area of professional engineering recognized by the Board as the area of expertise and practice for which a license is granted.
  10. "State" includes the United States, the District of Columbia, Puerto Rico, Guam, and the U.S. Virgin Islands.
  11. "Unauthorized practice" means conduct prohibited by section 1162 of this chapter and not exempted by section 1163 of this chapter.

    Added 1983, No. 188 (Adj. Sess.), § 2; amended 1991, No. 167 (Adj. Sess.), § 24; 2009, No. 35 , § 13; 2013, No. 27 , § 4.

History

Amendments--2013. Section amended generally.

Amendments--2009. Subdiv. (4): Deleted subdiv. (A) and the subdiv. (B) designation.

Amendments--1991 (Adj. Sess.). Subdiv. (4)(A): Inserted "certified engineer" following "licensed engineer".

§ 1162. Prohibition; enforcement.

  1. No person shall engage in the practice of professional engineering in this State unless the person is licensed under or exempt from this chapter.
  2. No person shall use in connection with the person's name any letters, words, or insignia, including "Professional Engineer," "P.E.," "PE," or "P.Eng.," indicating that the person is a professional engineer unless the person is licensed in accordance with this chapter.
  3. A person found guilty of violating this section shall be subject to penalties provided in 3 V.S.A. § 127(c) . In addition to the power of criminal enforcement, the Attorney General, a State's Attorney, or a prosecuting attorney from the Office of Professional Regulation may bring a civil action to restrain continuing violations of this section.

    Added 1983, No. 188 (Adj. Sess.), § 2; amended 2007, No. 29 , § 21; 2009, No. 35 , § 14; 2013, No. 27 , § 5.

History

Amendments--2013. Subsec. (a): Inserted "in this State" following "engineering".

Subsec. (b): Inserted ", including 'Professional Engineer," 'P.E.,' 'PE' or 'P.Eng.,'" following "insignia" and deleted the former second sentence.

Subsec. (c): Added the present first sentence.

Amendments--2009. Section amended generally.

Amendments--2007. Subsec. (a): Substituted "the person" for "he" in the first sentence and "subject to the penalties provided in subsection 127(c) of Title 3" for "fined not more than $1,000.00 or imprisoned not more than 30 days, or both, for each occurrence" in the second sentence.

§ 1163. Exemptions.

  1. Persons exempt.  Section 1162 of this chapter does not prohibit acts constituting the practice of engineering performed as a necessary part of the duties of:
    1. an officer or employee of the federal government;
    2. an officer or a full-time employee of the State;
    3. an officer or full-time employee of a municipality;
    4. certain classes of licensed potable water supply and wastewater system designers, as designated by rule of the Secretary of Natural Resources, who design supplies or systems with a design flow of up to 1,350 gallons per day and who are licensed under 10 V.S.A. chapter 64;
    5. an officer or employee of a corporation in interstate communications as defined in the act of Congress entitled "Communications Act of 1934" or of a telephone company under the supervision and regulation of the Public Utility Commission;
    6. an employee or subordinate of a professional engineer, provided the engineering work is done under the responsible charge of, and verified by, the professional engineer; or
    7. students of engineering acting under the supervision of a professional engineer.
  2. Other professions.  Section 1162 of this chapter does not prohibit acts constituting the practice of any other legally recognized profession or occupation.
  3. Purposes exempt.  Section 1162 of this chapter does not prohibit any person from performing acts constituting the practice of engineering for the purpose of:
    1. engineering of a manufactured product;
    2. engineering of a building that is not a public building as defined in 20 V.S.A. § 2730 ;
    3. engineering a building that contains only one, two, or three dwelling units and any outbuilding accessory to those units;
    4. [Repealed.]
    5. engineering of recreational trails and trail-related structures by a nonprofit organization whose trails have been recognized by the Agency of Natural Resources as part of the Vermont trails system; provided such organization purchases and maintains liability insurance in the amount required by law or under a contract with the State of Vermont, but in no event in an amount that is less than $100,000.00.
  4. , (e)  [Repealed.]

    Added 1983, No. 188 (Adj. Sess.), § 2; amended 1987, No. 76 , § 18; 1991, No. 167 (Adj. Sess.), § 66(8); 1995, No. 175 (Adj. Sess.), § 1; 2001, No. 133 (Adj. Sess.), §§ 10, 11, eff. June 13, 2002; 2009, No. 35 , §§ 15, 41; 2013, No. 27 , § 6.

History

Reference in text. The Communications Act of 1934, referred to in subdiv. (a)(5), is codified as 47 U.S.C. § 151 et seq.

2017. In subdiv. (a)(5), substituted "Public Utility Commission" for "Public Service Board" in accordance with 2017, No. 53 , § 12.

Amendments--2013. Section amended generally.

Amendments--2009. Deleted former subdiv. (a)(5); redesignated former subdivs. (a)(6) to (a)(8) as present subdivs. (a)(5) to (a)(7); and repealed subsec. (e).

Amendments--2001 (Adj. Sess.) Subdiv. (a)(4): Rewrote the subdiv.

Subsec. (b): Inserted "of this title" following "Section 1162" and deleted "including the activity of site technicians licensed by the agency of natural resources" at the end of the subsec.

Amendments--1995 (Adj. Sess.) Subdiv. (c)(5): Added.

Amendments--1991 (Adj. Sess.). Subsec. (d): Repealed.

Amendments--1987. Subsec. (b): Substituted "agency of natural resources" for "agency of environmental conservation".

Effective date of 2002 amendment to subsec. (b). 2001, No. 133 (Adj. Sess.), § 13 provides that § 11 of that act, which repeals reference to site technicians, shall take effect 30 months after the effective date of rules adopted by the Secretary under 10 V.S.A. § 1978(a)(12) (governing designer licenses). The effective date of these rules is January 1, 2005.

Subchapter 2. Board of Professional Engineering

Cross References

Cross references. Attachment of Board to Office of Professional Regulation, see 3 V.S.A. § 122.

Per diem compensation of Board members, see 32 V.S.A. § 1010.

§ 1171. Board of Professional Engineering.

  1. The Board of Professional Engineering is created, consisting of six members who are residents of this State. The Board shall be attached to the Office of Professional Regulation.
  2. One member of the Board shall be a member of the public who has no financial interest in engineering other than as a consumer or possible consumer of its services. The member shall have no financial interest personally or through a spouse.
  3. Five members of the Board shall be licensed professional engineers:
    1. Membership under this subsection shall include one civil engineer, one mechanical engineer, one structural engineer, one electrical engineer, and one engineer from among all specialty disciplines licensed by the Board.
    2. Membership under this subsection shall include at least three engineers in private practice.
    3. Of the five professional members appointed under this subsection, at the time of appointment, three persons shall have been engaged in the practice of professional engineering for at least 12 years.
  4. Board members shall be appointed by the Governor in accordance with 3 V.S.A. §§ 129b and 2004. The Governor shall request nominations from the various State engineering societies and may request nominations from other sources, but shall not be bound to select members from among the persons nominated.

    Added 1983, No. 188 (Adj. Sess.), § 2; amended 1989, No. 250 (Adj. Sess.), § 4(d); 2005, No. 27 , § 37; 2005, No. 148 (Adj. Sess.), § 11; 2007, No. 29 , § 22; 2007, No. 163 (Adj. Sess.), § 10; 2013, No. 27 , § 7.

History

Amendments--2013. Section amended generally.

Amendments--2007 (Adj. Sess.) Deleted the former first sentence of subsec. (d), and repealed subsec. (e).

Amendments--2007. Subdiv. (c)(3): Deleted the subdiv. (A) designation and deleted subdiv. (B).

Amendments--2005 (Adj. Sess.). Subsec. (b): Added the first and second sentences.

Amendments--2005. Rewrote subsec. (b) and repealed subsecs. (f) and (g).

Amendments--1989 (Adj. Sess.). Subsec. (a): Substituted "office of professional regulation" for "office of the secretary of state" in the second sentence.

§ 1172. Powers and duties.

  1. The Board shall adopt rules necessary for the performance of its duties, including:
    1. a list of recognized engineering specialty disciplines;
    2. qualifications for obtaining licensure, interpreting sections 1182a and 1182b of this chapter;
    3. explanations of appeal and other significant rights given to licensees, applicants, and the public; and
    4. procedures for disciplinary and reinstatement cases.
  2. The Board shall:
    1. offer examinations to qualified applicants for licensing;
    2. use administrative services provided by the Office of Professional Regulation under 3 V.S.A. chapter 5;
    3. investigate suspected unprofessional conduct; and
    4. have general responsibility for ensuring that professional engineering services available in this State are of uniformly good quality and take suitable action, within the scope of its powers, to solve or bring public and professional attention to any problem which it finds in this area.
  3. The Board may:
    1. establish or approve continuing education programs or other methods of allowing licensees to maintain continued competency;
    2. conduct hearings;
    3. administer oaths and at the request of any party issue subpoenas;
    4. issue orders relating to discovery in the same manner as a judge under the Vermont Rules of Civil Procedure, which may be enforced under 3 V.S.A. § 809b ;
    5. adopt rules relating to the procedures to be followed in hearings held under this chapter;
    6. receive assistance from and refer suspected unauthorized practice to the Attorney General; and
    7. request the Attorney General to obtain injunctions to restrain unprofessional conduct.

      Added 1983, No. 188 (Adj. Sess.), § 2; amended 1989, No. 250 (Adj. Sess.), § 4(d); 1999, No. 52 , § 11; 2013, No. 27 , § 8.

History

Amendments--2013. Section amended generally.

Amendments--1999 Subsec. (b): Deleted former subdiv. (4) and redesignated former subdiv. (5) as present subdiv. (4).

Amendments--1989 (Adj. Sess.). Subsec. (b): Substituted "office of professional regulation" for "office of the secretary of state" in subdiv. (2) and in the first sentence of subdiv. (4).

Cross References

Cross references. Enforcement of subpoenas issued by administrative agencies generally, see 3 V.S.A. § 809a.

Modification of subpoenas or discovery orders issued by administrative agencies, see 3 V.S.A. § 809b.

§§ 1173-1175. Repealed. 2013, No. 27, § 16.

History

Former § 1173. Former § 1173, relating to the functioning of the Board, was derived from 1983, No. 188 (Adj. Sess.), § 2.

Former § 1174. Former § 1174, relating to hearings, was derived from 1983, No. 188 (Adj. Sess.), § 2.

Former § 1175. Former § 1175, relating to the enforcement or modification of a subpoena or order of the Board, was derived from 1983, No. 188 (Adj. Sess.), § 2.

§ 1176. Fees.

Applicants and persons regulated under this chapter shall pay the following fees:

  1. Application for engineering license or application to add additional specialty discipline $ 100.00
  2. Application for engineer intern certificate $  50.00
  3. Biennial license renewal $ 150.00
  4. [Repealed.]

    Added 1983, No. 188 (Adj. Sess.), § 2; amended 1989, No. 250 (Adj. Sess.), § 33; 1991, No. 167 (Adj. Sess.), § 25; 1993, No. 108 (Adj. Sess.), § 3; 1997, No. 59 , § 53, eff. June 30, 1997; 1999, No. 49 , § 175; 2001, No. 143 (Adj. Sess.), § 23, eff. June 21, 2002; 2005, No. 202 (Adj. Sess.), § 12; 2007, No. 29 , § 23; 2009, No. 47 , § 9; 2013, No. 27 , § 9; 2013, No. 191 (Adj. Sess.), § 13; 2019, No. 70 , § 16.

History

Amendments--2019. Subdiv. (1): Substituted "$100.00" for "$80.00".

Subdiv. (3): Substituted "$150.00" for "$100.00".

Amendments--2013 (Adj. Sess.). Subdiv. (3): Substituted "$100.00" for "$80.00".

Amendments--2013. Subdiv. (1): Inserted "or application to add additional specialty discipline" following "license".

Subdiv. (3): Inserted "license" preceding "renewal".

Amendments--2009. Substituted "$ 80.00" for "$ 100.00" in subdivs. (1) and (3).

Amendments--2007. Subdiv. (4): Deleted.

Amendments--2005 (Adj. Sess.). Subdiv. (3): Substituted "$100.00" for "$85.00".

Amendments--2001 (Adj. Sess.) Subdiv. (3): Substituted "$85.00" for "$75.00".

Amendments--1999 Subdiv. (3): Substituted "$75.00" for "$60.00".

Amendments--1997 Section amended generally.

Amendments--1993 (Adj. Sess.). Substituted "intern" for "in training" preceding "certificate" in subdivs. (3) and (4).

Amendments--1991 (Adj. Sess.). Subdiv. (7): Added.

Amendments--1989 (Adj. Sess.). Section amended generally.

Cross References

Cross references. Exemption of persons 80 years of age and over from payment of license renewal fees, see 32 V.S.A. § 1111.

Subchapter 3. Licensing and Specialty Certifications

§ 1181. Repealed. 2013, No. 27, § 16.

History

Former § 1181. Former § 1181, relating to license and specialty certificates, was derived from 1983, No. 188 (Adj. Sess.), § 2 and amended by 1993, No. 108 (Adj. Sess.), § 4.

§ 1181a. Engineer interns.

  1. An engineer intern certification shall be issued by the Board to recognize those persons who have completed preliminary steps toward becoming licensed as a professional engineer. Engineer interns are not authorized to practice professional engineering.
  2. The minimum qualifications for certification by the Board as an engineer intern are as follows:
    1. a bachelor's degree in engineering or in engineering technology or six years or more of progressive engineering experience of a grade and character acceptable to the Board; and
    2. a passing score set by Board rule on a fundamentals of engineering examination recognized by Board rule and taken in the State of Vermont.
  3. Upon satisfaction of the minimum qualifications set forth in subsection (b) of this section, the Board shall issue a certificate as an engineer intern. The certificate shall have no expiration date and no renewal fees.
  4. The use of the titles "Engineer Intern" and "E.I." in Vermont is restricted to those persons certified as engineer interns by the Board or by an equivalent board in another state. An engineer intern certified by an equivalent board in another state shall be recognized as an engineer intern by the Board without further application or examination.

    Added 2013, No. 27 , § 10.

History

Former § 1181a. Former § 1181a, relating to transient practice for professional engineers, was derived from 1991, No. 167 (Adj. Sess.), § 26 and was previously repealed by 2005, No. 27 , § 117(1).

§ 1182. Repealed. 2013, No. 27, § 16.

History

Former § 1182. Former § 1182, relating to licensing standards, was derived from 1983, No. 188 (Adj. Sess.), § 2 and amended by 1991, No. 167 (Adj. Sess.), § 27; 1993, No. 108 (Adj. Sess.), § 5; and 1997, No. 40 , § 21.

§ 1182a. Licensing standards.

  1. Licensing standards and procedures adopted or used by the Board shall be fair and reasonable. The standards and procedures shall be designed and implemented to ensure that all qualified applicants are admitted to practice unless there is good reason to believe that practice by a particular applicant would be inconsistent with the public health, safety, and welfare. Licensing standards shall not be designed or implemented for the purpose of limiting the number of licensees.
  2. The Board recognizes the following routes to licensure:
    1. Individuals with a bachelor's degree in engineering.  A professional engineering license shall be issued to a person who:
      1. satisfactorily completes a bachelor's level engineering curriculum accredited by the Accreditation Board for Engineering and Technology (ABET);
      2. attains a passing score set by Board rule on a fundamentals of engineering examination recognized by Board rule;
      3. completes four years or more of progressive engineering experience after graduation of a grade and character that indicate to the Board that the applicant may be competent to practice engineering, at least two years of which shall be in the specialty discipline for which the license is sought. A master's degree in engineering may be counted as one year of experience;
      4. attains a passing score on a specialized examination recognized by Board rule testing the principles and practices of engineering in the specialty discipline sought; and
      5. satisfies all requirements set forth in the Board's rules.
    2. Individuals with a master's degree in engineering.  A professional engineering license shall be issued to a person who:
      1. satisfactorily completes a bachelor's level curriculum in a technical field related to engineering and master's level engineering curriculum accredited by ABET;
      2. attains a passing score on a fundamentals of engineering examination recognized by Board rule;
      3. completes four years or more of progressive engineering experience after graduation from the master's degree program of a grade and character that indicate to the Board that the applicant may be competent to practice engineering, at least two years of which shall be in the specialty discipline for which the license is sought;
      4. attains a passing score on a specialized examination recognized by Board rule testing the principles and practices of engineering in the specialty discipline sought; and
      5. satisfies all requirements set forth in the Board's rules.
    3. Individuals with a bachelor's degree in engineering technology.  A professional engineering license shall be issued to a person who:
      1. satisfactorily completes a bachelor's level engineering technology curriculum accredited by ABET;
      2. attains a passing score on a fundamentals of engineering examination recognized by Board rule;
      3. completes eight years or more of progressive engineering experience after graduation of a grade and character that indicate to the Board that the applicant may be competent to practice engineering, at least four years of which shall be in the specialty discipline for which the license is sought;
      4. attains a passing score on a specialized examination recognized by Board rule testing the principles and practices of engineering in the specialty discipline sought; and
      5. satisfies all requirements set forth in the Board's rules.
    4. Twelve years of engineering experience.  A professional engineering license shall be issued to a person who:
      1. attains a passing score on a fundamentals of engineering examination recognized by Board rule;
      2. completes 12 years or more of progressive engineering experience of a grade and character that indicate to the Board that the applicant may be competent to practice engineering, at least six years of which shall be in the specialty discipline for which the license is sought;
      3. attains a passing score on a specialized examination recognized by Board rule testing the principles and practices of engineering in the specialty discipline sought; and
      4. satisfies all requirements set forth in the Board's rules.
    5. Sixteen years of engineering experience.  A professional engineering license shall be issued to a person who:
      1. completes 16 years or more of progressive engineering experience of a grade and character that indicate to the Board that the applicant may be competent to practice engineering, at least eight years of which shall be in the specialty discipline for which the license is sought;
      2. attains a passing score on a specialized examination recognized by Board rule testing the principles and practices of engineering in the specialty discipline sought; and
      3. satisfies all requirements set forth in the Board's rules.
    6. Alternate route to licensure.  A professional engineering license may be issued to a person who:
      1. attains a passing score on a fundamentals of engineering examination recognized by Board rule;
      2. completes education and experience that, in the judgment of the Board, demonstrates a substantially equivalent level of preparation for engineering practice as required by subdivision (b)(1), (b)(2), or (b)(3) of this section;
      3. attains a passing score on a specialized examination recognized by Board rule testing the principles and practices of engineering in the specialty discipline sought; and
      4. satisfies all requirements set forth in the Board's rules.

        Added 2013, No. 27 , § 11.

§ 1182b. License and specialty disciplines.

  1. Upon determining that an applicant is qualified for licensure in one or more specialty disciplines under section 1182a of this subchapter, the Board shall issue a license indicating the specialty discipline or disciplines.
  2. Upon determining that an existing licensee is qualified by application in an additional specialty discipline under section 1182a of this subchapter, the Board shall issue a license to the licensee indicating all specialty disciplines.
  3. Licenses issued under this chapter shall be renewed biennially.

    Added 2013, No. 27 , § 12.

§ 1183. License renewal.

  1. Licenses shall be renewed every two years without examination and on payment of the required fees. However, by rule, the Board may establish a continuing education requirement. If the Board establishes a continuing education requirement and a licensee fails to demonstrate compliance with that requirement, it may deny or condition renewal, after opportunity for hearing.
  2. Following expiration of a license, it may be reinstated upon payment of a renewal fee and a late renewal penalty. A licensee shall not be required to pay renewal fees during periods when the license was expired.
  3. [Repealed.]

    Added 1983, No. 188 (Adj. Sess.), § 2; amended 2013, No. 27 , § 13.

History

Amendments--2013. Section heading: Substituted "License" for "Right to".

Subsec. (a): Substituted "Licenses" for "Specialty certificates" preceding "shall" at the beginning of the first sentence.

Subsec. (b): Substituted "license" for "specialty certificate".

Subsec. (c): Repealed.

§§ 1184-1186. Repealed. 2013, No. 27, § 16.

History

Former § 1184. Former § 1184, relating to the procedure for denial of license and refusal to renew, was derived from 1983, No. 188 (Adj. Sess.), § 2.

Former § 1185. Former § 1185, relating to an engineer intern, was derived from 1983, No. 188 (Adj. Sess.), § 2 and amended by 1991, No. 167 (Adj. Sess.), § 28; 1993, No. 108 (Adj. Sess.), § 6; and 1993, No. 190 (Adj. Sess.), § 7.

Former § 1186. Former § 1186, relating to corporations and limited liability companies, was derived from 1983, No. 188 (Adj. Sess.), § 2 and amended by 1997, No. 40 , § 12.

§ 1187. Repealed. 2009, No. 103 (Adj. Sess.), § 53.

History

Former § 1187. Former § 1187, relating to Secretary of State as agent for process for professional engineers, was derived from 1983, No. 188 (Adj. Sess.), § 2.

§ 1188. Seal.

  1. Each licensee shall obtain a seal of a design approved by the Board by rule.
  2. Plans, specifications, reports, and other instruments of service issued by a licensee shall be signed and sealed by the licensee.
  3. A person who affixes to a plan or other document the seal of a licensee without the licensee's authorization shall be fined not more than $1,000.00 or imprisoned not more than 30 days, or both.

    Added 1983, No. 188 (Adj. Sess.), § 2; amended 2013, No. 27 , § 14.

History

Amendments--2013. Section amended generally.

Subchapter 4. Discipline

§ 1191. Unprofessional conduct.

  1. Unprofessional conduct is the conduct prohibited by this section, by 3 V.S.A. § 129a , or by other statutes relating to engineering.
  2. [Repealed.]
  3. Unprofessional conduct includes any of the following actions by a licensee:
    1. failing to make available, upon the timely request of a person using engineering services, copies of instruments of service in the possession or under the control of the licensee, when those instruments of service have been prepared for and paid for by the user of services;
    2. signing or sealing instruments of service for which the engineer is not in responsible charge, or negligently allowing use of the engineer's professional stamp on such an instrument;
    3. [Repealed.]
    4. accepting and performing engineering responsibilities that the licensee knows or has reason to know that he or she is not competent to perform;
    5. making any material misrepresentation in the practice of engineering, whether by commission or omission;
    6. agreeing with any other person or organization, or subscribing to any code of ethics or organizational bylaws, when the intent or primary effect of that agreement, code, or bylaw is to restrict or limit the flow of information concerning alleged or suspected unprofessional conduct to the Board;
    7. failing to supervise adequately employees and subordinates under the licensee's responsible charge who are engaged in the practice of professional engineering;
    8. accepting and performing engineering responsibilities that are outside the scope of engineering specialties held by the licensee;
    9. failing to protect the trust of engineering clients;
    10. failing to hold public health and safety above all other considerations in the practice of professional engineering;
    11. engaging in dishonorable or unethical conduct in the practice of professional engineering of a character likely to deceive, defraud, or harm the public; or
    12. failing to report to the Board knowledge of a perceived violation of this statute or the Board's rule by another professional engineer licensed in this State.

      Added 1983, No. 188 (Adj. Sess.), § 2; amended 1989, No. 250 (Adj. Sess.), § 34; 1997, No. 145 (Adj. Sess.), § 37; 2013, No. 27 , § 15.

History

Amendments--2013. Section heading: Deleted "Grounds for denial, refusal;" preceding "Unprofessional conduct".

Subsec. (b): Repealed.

Subdiv. (c)(1): Inserted "the timely" preceding "request" and substituted "instruments of service" for "documents" twice, and "paid for" for "purchased".

Subdiv. (c)(2): Substituted "sealing instruments of service for" for "stamping a design or plan with", "in responsible charge" for "familiar", and "an instrument" for "a design or plan".

Subdiv. (c)(3): Repealed.

Subdiv. (c)(7): Substituted "supervise adequately employees and subordinates under the licensee's responsible charge" for "adequately supervise employees" and deleted "or" at the end.

Subdivs. (c)(9) through (12): Added.

Amendments--1997 (Adj. Sess.). Subsec. (a): Inserted "by section 129a of Title 3".

Subsec. (b): Rewrote the subsec., which had listed specific examples of unprofessional conduct.

Subsec. (c): Deleted three subdivs. listing types of unprofessional conduct and made related designation changes.

Amendments--1989 (Adj. Sess.). Subdiv. (c)(11): Added.

ANNOTATIONS

1. Construction.

In resolving grievance of State employee ordered to sign permit certification that he believed contained untrue statements, Labor Relations Board did not err in refusing to consider employee's ethical obligations under canons of professional engineering; canons were not relevant to employee's responsibility to sign certification since employee's position did not require a professional engineering license, and it was employee's supervisors who had ultimate responsibility and authority to interpret technical standards and determine whether a permit application was in compliance. In re Robins, 169 Vt. 377, 737 A.2d 370 (1999).

§§ 1192, 1193. Repealed. 2013, No. 27, § 16.

History

Former § 1192. Former § 1192, relating to discipline of licensees, was derived from 1983, No. 188 (Adj. Sess.), § 2.

Former § 1193. Former § 1193, relating to fees; witnesses and sheriffs, was derived from 1983, No. 188 (Adj. Sess.), § 2.

§ 1194. Repealed. 1989, No. 250 (Adj. Sess.), § 92.

History

Former § 1194. Former § 1194, relating to accessibility and confidentiality of disciplinary records, was derived from 1983, No. 188 (Adj. Sess.), § 2.

CHAPTER 21. FUNERAL SERVICES

History

Amendments--2017 (Adj. Sess.) 2017, No. 144 (Adj. Sess.), § 15, substituted "Services" for "Directors" in the chapter heading.

Cross References

Cross references. Attachment of profession to Office of Professional Regulation, see 3 V.S.A. § 122.

Office of Professional Regulation generally, see 3 V.S.A. ch. 5, subch. 3.

Procedure for adoption of administrative rules, see 3 V.S.A. ch. 25.

Review of regulatory laws, see chapter 57 of this title.

Subchapter 1. General Provisions

§ 1211. Definitions.

  1. As used in this chapter, unless a contrary meaning is required by the context:
    1. "Crematory establishment" means a business registered with the Office conducted at a specific street address or location devoted to the disposition of dead human bodies by means of cremation, alkaline hydrolysis, or any other type of human reduction acceptable to the Director as established by the Director by rule.
    2. "Director" means the Director of the Office of Professional Regulation.
    3. "Funeral director" means a licensed person who is the owner, co-owner, employee, or manager of a licensed funeral establishment and who, for compensation, engages in the practice of funeral service.
    4. "Funeral establishment" means a business registered with the Office conducted at a specific street address or location devoted to the practice of funeral service, and includes a limited services establishment.
    5. "Office" means the Office of Professional Regulation.
    6. "Practice of funeral service" means arranging, directing, or providing for the care, preparation, or disposition of dead human bodies for a fee or other compensation. This includes:
      1. meeting with the public to select a method of disposition or funeral observance and merchandise;
      2. entering into contracts, either at-need or pre-need, for the provision of dispositions, funeral observances, and merchandise;
      3. arranging, directing, or performing the removal or transportation of a dead human body;
      4. securing or filing certificates, permits, forms, or other documents;
      5. supervising or arranging a funeral, memorial, viewing, or graveside observance;
      6. holding oneself out to be a licensed funeral director by using the words or terms "funeral director," "mortician," "undertaker," or any other words, terms, title, or picture that, when considered in context, would imply that such person is engaged in the practice of funeral service or is a licensed funeral director.
    7. "Removal" means the removal of dead human bodies from places of death, hospitals, institutions, or other locations, for a fee or other compensation.
  2. Nothing in this section shall prohibit:
    1. cemetery owners, associations, or their employees from engaging in any functions normally performed by them in the course of their everyday affairs as allowed by 18 V.S.A. chapter 121;
    2. the University of Vermont from engaging in functions normally performed by it in the course of receiving anatomical gifts for research or education, provided that embalming and removal of dead human remains are performed by persons licensed or registered under this chapter;
    3. immediate family members of the deceased from providing for the care, preparation, or disposition of dead human bodies; or
    4. religious or spiritual persons directly authorized by the immediate family members or authorized person of the deceased from providing for the care or preparation of dead human bodies without compensation.
  3. Notwithstanding this section, crematory owners and their personnel may engage in the listed activities in subsection (a) of this section only to the extent such functions are necessary to the performance of their duties. Specifically, crematory personnel may:
    1. provide for the disposition of dead human bodies by cremation, and meet with the public to arrange and provide for the disposition;
    2. enter into contracts, without taking prepaid funds, for the provision of dispositions by cremation;
    3. arrange, direct, or perform the removal or transportation of a dead human body, so long as removals are performed by licensed removal personnel; and
    4. secure and file certificates, permits, forms, or other documents.

      Amended 1959, No. 224 , § 3; 1995, No. 138 (Adj. Sess.), § 1a; 1999, No. 52 , § 12; 2001, No. 151 (Adj. Sess.), § 10, eff. June 27, 2002; 2013, No. 138 (Adj. Sess.), § 5; 2017, No. 144 (Adj. Sess.), § 15.

History

Source. V.S. 1947, § 6936. 1947, No. 202 , § 7040. 1941, No. 171 , § 1.

Amendments--2017 (Adj. Sess.) Subsec. (a): Amended generally.

Amendments--2013 (Adj. Sess.). Subdiv. (a)(1): Deleted "place of" preceding "business"; inserted "registered with the Board" following "business"; and inserted ", alkaline hydrolysis, or any other type of human reduction acceptable to the Board of Funeral Service as established by Board rule" following "cremation".

Subdiv. (a)(3): Deleted "place of" preceding "business"; inserted "registered with the Board" following "business"; and inserted ", and includes a limited services establishment" following "service".

Subdiv. (a)(4): Deleted ", but is not limited to" at the end.

Subdivs. (b)(2)-(b)(4): Added.

Amendments--2001 (Adj. Sess.) Section amended generally.

Amendments--1999 Subdiv. (1): Inserted "employee" after "co-owner".

Amendments--1995 (Adj. Sess.) Subdiv. (2): Added "including the selling of funeral services or merchandise" at the end of the sentence.

Amendments--1959. Section amended generally.

§ 1212. Advisor appointees; Director duties; rules.

    1. The Secretary of State shall appoint four persons for five-year staggered terms to serve at the Secretary's pleasure as advisors in matters relating to funeral service. Three of the initial appointments shall be for four-, three-, and two-year terms. Appointees shall include three licensed funeral directors, one of whom is a licensed embalmer and one of whom has training or experience in the operation of crematoria. One appointee shall be a public member. (a) (1)  The Secretary of State shall appoint four persons for five-year staggered terms to serve at the Secretary's pleasure as advisors in matters relating to funeral service. Three of the initial appointments shall be for four-, three-, and two-year terms. Appointees shall include three licensed funeral directors, one of whom is a licensed embalmer and one of whom has training or experience in the operation of crematoria. One appointee shall be a public member.
    2. The Director shall seek the advice of the advisor appointees in carrying out the provisions of this chapter.
  1. The Director shall:
    1. adopt rules establishing requirements for facilities used for embalming and preparation of dead human bodies, including the use of universal precautions. Rules adopted under this subdivision shall be submitted to the Commissioner of Health before the proposed rule is filed with the Secretary of State under 3 V.S.A. chapter 25;
    2. adopt rules governing professional standards, standards for disclosure of prices, and a description of the goods and services that will be provided for those prices not inconsistent with Federal Trade Commission regulations regarding funeral industry practices and unfair or deceptive business practices;
    3. provide general information to applicants for licensure;
    4. explain appeal procedures to licensees and applicants and complaint procedures to the public;
    5. issue licenses to qualified applicants under this chapter; and
    6. adopt rules regarding:
      1. minimum standards for crematory establishments, including standards for permits and documentation, body handling, containers, infectious diseases, pacemakers, body storage, sanitation, equipment and maintenance, dealing with the public, and other measures necessary to protect the public; and
      2. the transaction of business as the Director deems necessary.
    7. [Repealed.]
    8. [Repealed.]

      Amended 1969, No. 239 (Adj. Sess.), § 9; 1973, No. 236 (Adj. Sess.), § 4; 1991, No. 219 (Adj. Sess.), § 3, eff. May 28, 1992; 1995, No. 138 (Adj. Sess.), § 1; 1997, No. 40 , § 22; 2001, No. 151 (Adj. Sess.), § 11, eff. June 27, 2002; 2005, No. 27 , § 38; 2009, No. 35 , § 16; 2017, No. 144 (Adj. Sess.), § 15.

History

Source. V.S. 1947, §§ 6945, 6949. 1941, No. 171 , §§ 11, 15.

Amendments--2017 (Adj. Sess.) Section amended generally.

Amendments--2009. Added "Board of funeral service;" to the section heading; added subsec. (a); designated the former undesignated introductory paragraph as subsec. (b) and redesignated the remaining subsecs. accordingly; and in subdiv. (b)(6), added the subdiv. (A) designation and subdiv. (B), and subdivs. (b)(7) and (b)(8).

Amendments--2005. Deleted the subsec. (a) and (b) designations, deleted the introductory language of former subsec. (b), redesignated former subdiv. (b)(1) as subdiv. (6), and deleted former subdivs. (b)(2) through (b)(4).

Amendments--2001 (Adj. Sess.) Inserted the subsec. (a) designation, and added subsec. (b).

Amendments--1997. Reenacted without change.

Amendments--1995 (Adj. Sess.) Subdiv. (2): Amended generally.

Amendments--1991 (Adj. Sess.). Section amended generally.

Amendments--1973 (Adj. Sess.). Substituted "board of funeral service" for "board of examiners of embalmers" in the first sentence.

Amendments--1969 (Adj. Sess.). Section amended generally.

Construction of 1991 (Adj. Sess.) amendment. 1991, No. 219 (Adj. Sess.), § 6, eff. May 28, 1992, provided: "Nothing in this act [which amended this section and sections 951, 996 and 1256 of this title and added subchapter 3 of chapter 21 of this title] shall be construed to restrict or limit the right of the individual to dispose of a dead human body as provided under 18 V.S.A. § 5319."

ANNOTATIONS

1. Burial permits.

Rule of Board that forbids issuance of burial permits to other than licensed funeral directors exceeds delegation of authority contained in this section. 1952-54 Op. Atty. Gen. 179.

§ 1212a. Repealed. 2005, No. 27, § 117(1).

History

Former § 1212a. Former § 1212a, relating to advisor appointees for crematory establishments, was derived from 2001, No. 151 (Adj. Sess.), § 12a.

§ 1213. Inspection of premises.

  1. The Director or his or her designee may, at any reasonable time, inspect funeral and crematory establishments.
  2. Each funeral and crematory establishment shall be inspected at least once every two years. Copies of the inspector's report of inspections of establishments shall be provided to the Director.

    Amended 1969, No. 239 (Adj. Sess.), § 10; 1973, No. 236 (Adj. Sess.), § 4; 1995, No. 138 (Adj. Sess.), § 2; 2001, No. 151 (Adj. Sess.), § 12, eff. June 27, 2002; 2005, No. 27 , § 39; 2017, No. 144 (Adj. Sess.), § 15.

History

Source. V.S. 1947, § 6945. 1941, No. 171 , § 11.

Amendments--2017 (Adj. Sess.) Subsec. (a): Substituted "Director" for "board of funeral service" and substituted "his or her designee" for "its designee".

Subsec. (b): Substituted "Director" for "board" in the second sentence.

Amendments--2005. Section amended generally.

Amendments--2001 (Adj. Sess.) Added the last sentence in subsec. (a), and inserted "and crematory" following "funeral" and "of an inspection of a funeral establishment" following "report" in subsec. (b).

Amendments--1995 (Adj. Sess.) Designated the existing provisions of the section as subsec. (a), inserted "or the office of professional regulation" following "service" and deleted "that are practicing embalming" following "establishments" in that subsec., and added subsec. (b).

Amendments--1973 (Adj. Sess.). Substituted "board of funeral service" for "board of examiners of embalmers".

Amendments--1969 (Adj. Sess.). Section amended generally.

§ 1214. Repealed. 2001, No. 151 (Adj. Sess.), § 13.

History

Former § 1214. Former § 1214, relating to limitation on funeral director reception of dead human bodies, was derived from V.S.A. 1947, § 6947; 1941, No. 171 , § 13.

§ 1215. Penalties; jurisdiction of offenses.

  1. A person who engages in the practice of funeral services without a license shall be subject to the penalties provided in 3 V.S.A. § 127 .
  2. A person shall not embalm or introduce any fluid into a dead human body unless the person is a licensed embalmer or is an apprentice and performs under the direction of an embalmer in his or her presence. A person who is not duly licensed as provided in this chapter shall not practice or hold himself or herself out to the public as a practicing embalmer; a person who does so shall be subject to the penalties provided in 3 V.S.A. § 127 .

    Amended 1965, No. 194 , § 10, operative Feb. 1, 1967; 1973, No. 193 (Adj. Sess.), § 3, eff. April 9, 1974; 1995, No. 138 (Adj. Sess.), § 7; 2007, No. 29 , § 24; 2009, No. 35 , § 17; 2017, No. 144 (Adj. Sess.), § 15.

History

Source. V.S. 1947, § 6950. 1941, No. 171 , § 16.

Amendments--2017 (Adj. Sess.) Substituted "3 V.S.A. § 127" for "3 V.S.A. § 127(c)" in subsecs. (a) and (b) and in subsec. (b), substituted "A person shall not embalm" for "No person shall embalm" in the first sentence and "shall not practice" for "may not practice" and "embalmer; a person who does so shall" for "embalmer and shall" in the second sentence.

Amendments--2009. Redesignated the former undesignated paragraph as subsec. (a) and added subsec. (b).

Amendments--2007. Rewrote the section.

Amendments--1995 (Adj. Sess.) Substituted "$1,000.00, nor less than $500.00 per violation" for "$100.00" in the first sentence.

Amendments--1973 (Adj. Sess.). Substituted "superior" for "county" preceding "and district" in the second sentence.

Amendments--1965. Substituted "district court" for "municipal court" in the second sentence.

§ 1216. Construction.

  1. Nothing herein shall be construed as meaning that a licensed funeral establishment shall not have the right to prepare at the residence or place of death or some place approved by the local board of health a dead human body for burial.
  2. Nothing in this chapter shall be construed to prevent a funeral director licensed in another state from performing the duties of a funeral director in this State provided a licensed funeral director in this State is granted similar powers in such other state.

History

Source. V.S. 1947, §§ 6948, 6952. 1941, No. 171 , §§ 14, 18.

Subchapter 2. Licenses

§ 1251. License requirements.

  1. A person, partnership, corporation, association, or other organization shall not open or maintain a funeral establishment unless the establishment is licensed by the Office to conduct the business and unless the owner, a co-owner, or manager is a licensed funeral director.
  2. A person, partnership, corporation, association, or other organization shall not open or maintain a crematory establishment unless the establishment is licensed by the Office.
  3. A person shall not hold himself or herself out as performing the duties of a funeral director unless licensed by the Office.
  4. Except as otherwise permitted by law, a person employed by a funeral or crematory establishment shall not perform a removal unless registered with the Office.

    Amended 1959, No. 224 , § 4; 1969, No. 239 (Adj. Sess.), § 11; 1973, No. 236 (Adj. Sess.), § 4; 2001, No. 151 (Adj. Sess.), § 14, eff. June 27, 2002; 2005, No. 27 , § 40; 2017, No. 144 (Adj. Sess.), § 15.

History

Source. V.S. 1947, § 6937. 1947, No. 202 , § 7041. 1945, No. 58 , § 2. 1941, No. 171 , § 2.

Amendments--2017 (Adj. Sess.) Section amended generally.

Amendments--2005. In the second sentence, substituted "board of funeral service" for "office of professional regulation", and, in the third sentence, inserted "or crematory" following "funeral" and deleted "of funeral service and no person employed by a crematory establishment may perform a removal unless registered with the office of professional regulation" at the end of the sentence.

Amendments--2001 (Adj. Sess.) Added the second and fourth sentences, and inserted "or herself" following "himself" in the present third sentence.

Amendments--1973 (Adj. Sess.). Substituted "board of funeral service" for "board of examiners of embalmers" preceding "to conduct" in the first sentence.

Amendments--1969 (Adj. Sess.). Section amended generally.

Amendments--1959. Section amended generally.

§ 1252. Application; qualifications.

  1. Funeral director.
    1. Any person holding a high school certificate or its equivalent shall be entitled to take an examination as a funeral director provided that he or she has:
      1. graduated from a school of funeral service accredited or approved by the American Board of Funeral Service Education in a course of instruction of not less than two academic years, or graduated from a school of funeral service accredited or approved by the American Board of Funeral Service Education in a course of instruction of not less than one academic year or its equivalent as determined by the Director, with 30 additional credit hours in subjects approved by the Director and obtained in a college or university approved by the Director;
      2. completed a traineeship of 12 months of full-time employment or its equivalent under the direct supervision of a person duly licensed for the practice of funeral service within a licensed funeral establishment not connected with a school. The duration of the traineeship and the work performed shall be verified by affidavit as required by the Director; and
      3. submitted a written application and the required application fee.
    2. The Director may waive the educational and traineeship requirements for examination as a funeral director, provided the applicant possesses a valid license from another state with licensure requirements substantially similar to those required by this chapter.
    3. Notwithstanding the provisions of subdivision (1)(A) of this subsection, the Director may by rule prescribe an alternative pathway to licensure for individuals who have not attended a school of funeral service but who have demonstrated through an approved program of apprenticeship and study the skills deemed necessary by the Director to ensure competence as a funeral director.
  2. Embalmer.
    1. Any person holding a high school certificate or its equivalent shall be entitled to take an examination in embalming provided that he or she has:
      1. graduated from a school of funeral service accredited or approved by the American Board of Funeral Service Education in a course of instruction of not less than two academic years, or graduated from a school of funeral service accredited or approved by the American Board of Funeral Service Education in a course of instruction of not less than one academic year or its equivalent as determined by the Director, with 30 additional credit hours in subjects approved by the Director and obtained in a college or university approved by the Director;
      2. served a traineeship of 12 months of full-time employment or its equivalent under the direct supervision of a person duly licensed for the practice of funeral service, within a licensed funeral establishment not connected with a school. The duration of the traineeship and the work performed shall be verified by affidavit as required by the Director; and
      3. submitted a written application and the required application fee.
    2. The Director may waive the educational and traineeship requirements for examination as an embalmer, provided the applicant possesses a valid license from another state with licensure requirements substantially similar to those required by this chapter.
    3. Notwithstanding the provisions of subdivision (1)(A) of this subsection, the Director may by rule prescribe an alternative pathway to licensure for individuals who have not attended a school of funeral service but who have demonstrated through an approved program of apprenticeship and study the skills deemed necessary by the Director to ensure competence as an embalmer.
  3. Funeral establishment.
    1. A person, partnership, association, or other organization desiring to operate a funeral establishment, shall apply, in writing, to the Director for a license. The applicant, if a corporation, partnership, association, or other organization, must have a manager or co-owner who is a licensed funeral director.
    2. The application for a license shall be sworn to by the individual, a partner, or a duly authorized officer of a corporation, and shall be on the form prescribed and furnished by the Director, and the applicant shall furnish such information as required by the Director by rule. The application shall be accompanied by a licensing fee.
  4. Crematory establishment.
    1. A person, partnership, corporation, association, or other organization desiring to operate a crematory establishment shall apply, in writing, to the Director for a license. The applicant, if a partnership, corporation, association, or other organization, must have a designated manager or co-owner who is responsible for the operation of the establishment and who is registered with the Office under subsection (e) of this section.
    2. The application for a license shall be sworn to by the individual, or a partner or a duly authorized officer of a corporation, shall be on the form prescribed and furnished by the Director, and the applicant shall furnish information, as required by rule. The application shall be accompanied by a licensing fee. However, the applicant shall not be required to pay the fee under this subsection if the applicant pays the fee under subsection (b) of this section.
  5. Crematory personnel.
    1. Any person who desires to engage in direct handling, processing, identification, or cremation of dead human remains within a licensed crematory establishment shall register with the Office and pay the fee established in subsection 1256(d) of this chapter. The applicant shall have attained the age of majority and be directly employed by a licensed crematory establishment.
    2. The Director may prescribe, by rule, the forms for applicants, which may include proof of completion of up to three hours of education and training in programs approved by the Director.
  6. Removal personnel.
    1. Any person who desires to engage in removals shall register with the Office and pay the fee established in subsection 1256(d) of this chapter. The applicant shall have attained the age of majority and be directly employed by a licensed funeral or crematory establishment, or the University of Vermont for removals related to the University's anatomical gift program.
    2. The Director may prescribe, by rule, the forms for applicants, which may include proof of completion of up to three hours of education and training in infectious diseases in programs approved by the Director.
    3. Registrants under this subsection are authorized to perform removals only, as defined by this chapter. Unregistered personnel may accompany registered personnel to assist in removals so long as they have been instructed in handling and precautionary procedures prior to the call.
  7. Limited services establishment.
    1. The Director may adopt rules for the issuance of limited service establishment licenses in accordance with this chapter. Limited service establishment licensees are authorized to perform only disposition services without arranging, directing, or performing embalming, public viewings, gatherings, memorials, funerals, or related ceremonies. Disposition services under this subsection include direct cremation, direct alkaline hydrolysis, immediate burial, or direct green burial.
    2. Limited services shall be overseen by a funeral director licensed under this chapter who is employed by the limited service establishment.
    3. Each limited service arrangement shall include a mandatory written disclosure providing notice to the purchaser that limited services do not include embalming, public viewings, gatherings, memorials, funerals, or related ceremonies.
    4. A funeral director associated with a funeral establishment licensed under subsection (c) of this section may provide limited services so long as the mandatory disclosure described under subdivision (3) of this subsection is provided to the purchaser.

      Amended 1959, No. 224 , § 5; 1969, No. 239 (Adj. Sess.), § 12; 1971, No. 184 (Adj. Sess.), § 18, eff. March 29, 1972; 1973, No. 236 (Adj. Sess.), § 4; 1989, No. 250 (Adj. Sess.), § 35; 2001, No. 151 (Adj. Sess.), § 15, eff. June 27, 2002; 2005, No. 27 , § 41; 2009, No. 35 , § 18; 2013, No. 138 (Adj. Sess.), § 6; 2017, No. 48 , § 11; 2017, No. 144 (Adj. Sess.), § 15; 2019, No. 178 (Adj. Sess.), § 6, eff. Oct. 1, 2020.

History

Source. V.S. 1947, § 6938. 1941, No. 171 , § 3.

2017. In subdiv. (g)(1), in the second sentence, substituted "this subsection" for "this subsection (d)" to correct an error in the reference.

Amendments--2019 (Adj. Sess.) Subdiv. (a)(3): Substituted "subsection" for "subsection (a)" following "subdivision (1)(A) of this".

Subdiv. (b)(3): Added.

Amendments--2017 (Adj. Sess.) Section amended generally.

Amendments--2017. Subdiv. (a)(3): Added.

Amendments--2013 (Adj. Sess.). Subsec. (d): Inserted "and who is registered with the Board under subsection (e) of this section" at the end of the second sentence.

Subsecs. (e) and (g): Added.

Subsec. (f): Substituted "chapter" for "title" at the end of the first sentence, and inserted ", or the University of Vermont for removals related to the University's anatomical gift program" at the end of the second sentence.

Amendments--2009. Section amended generally.

Amendments--2005. Subsec. (c): In the first sentence, substituted "board of funeral service" for "office of professional regulation"; in the third sentence, substituted "board" for "office of professional regulation", deleted "such" preceding "information, as required by rule" and deleted "of the office" thereafter; in the fourth sentence, substituted "licensing fee" for "registration fee"; and, in the fifth sentence, deleted "registration" preceding fee.

Amendments--2001 (Adj. Sess.) Subsec. (a): Added "Funeral director" at the beginning and substituted "and hold a high school or general educational development diploma or its equivalent" for "be a citizen of the United States, a resident of the state of Vermont and be of good moral character" in the second sentence.

Subsec. (b): Added "Funeral establishment" at the beginning.

Subsecs. (c) and (d): Added.

Amendments--1989 (Adj. Sess.). Deleted "of $15.00" following "examination fee" at the end of the fifth sentence of subsec. (a) and at the end of the fourth sentence of subsec. (b).

Amendments--1973 (Adj. Sess.). Subsec. (a): Substituted "board of funeral service" for "board of examiners of embalmers" following "application to the" in the first sentence and preceding "may prescribe" in the fourth sentence.

Subsec. (b): Substituted "board of funeral service" for "board of examiners of embalmers" following "writing to the" in the first sentence and following "furnished by the" in the third sentence.

Amendments--1971 (Adj. Sess.). Subsec. (a): Substituted "have attained the age of majority" for "be twenty-one years of age or over" preceding "a citizen" in the second sentence.

Amendments--1969 (Adj. Sess.). Subsec. (a): Inserted "a resident of the state of Vermont" following "United States" in the second sentence and "by regulation the" following "prescribe" in the fourth sentence and substituted "$15.00" for "$10.00" in the fifth sentence.

Subsec. (b): Substituted "the" for "such" preceding "individual" and "rule or regulation of the board" for "the board relative to the establishment, the equipment therein contained or any other matter" following "required by" in the third sentence and "$15.00" for "$10.00" in the fourth sentence.

Amendments--1959. Subsec. (a): Substituted "who desires" for "partnership or corporation desiring" following "person" in the first sentence, deleted "if an individual" following "applicant" and "over" preceding "twenty-one or over" and inserted "a citizen of the United States" thereafter in the second sentence, deleted "if an individual, and if not an individual, shall state the name, age and residence of the active officer or manager" preceding "of the applicant" in the third sentence, and substituted "may" for "shall have authority to" preceding "prescribe forms for" and "the" for "such" thereafter in the fourth sentence.

Subsec. (b): Added.

Licensed funeral directors; grandfathering. 2009, No. 35 , § 18a, provides: "Individuals who hold a valid license as a funeral director prior to July 1, 2009 shall not be required to meet the requirements of 26 V.S.A. § 1252(a)(1) as amended by this act."

§ 1253. Examinations.

An applicant for a funeral director's or embalmer's license shall be examined as the Director may require by rule.

Amended 1959, No. 224 , § 6; 1969, No. 239 (Adj. Sess.), § 13; 2009, No. 35 , § 19; 2017, No. 144 (Adj. Sess.), § 15.

History

Source. V.S. 1947, § 6939. 1941, No. 171 , § 4.

Amendments--2017 (Adj. Sess.) Section amended generally.

Amendments--2009. Inserted "or embalmer's" after "director's" in the first sentence; in the second sentence, deleted "such" before "subjects" and deleted "or regulation" after "rule"; and deleted the last sentence.

Amendments--1969 (Adj. Sess.). Section amended generally.

Amendments--1959. Rewrote the first sentence, substituted "the examinations" for "examinations for such purpose" preceding "shall be in writing" and "blanks" for "forms which shall be" preceding "prepared" in the second sentence, and substituted "the" for "such" preceding "examination" and deleted "or of such active officer or manager" preceding "of the laws" in the third sentence.

§ 1254. Issuance or denial of license.

If, upon review, it is found that the applicant possesses sufficient skill and knowledge of the business and has met the application and qualification requirements set forth in this chapter, the Director shall issue to him or her a license to engage in the business of funeral director, embalmer, funeral establishment, crematory establishment, or removal personnel.

Amended 1959, No. 224 , § 7; 1989, No. 250 (Adj. Sess.), § 36; 2001, No. 151 (Adj. Sess.), § 16, eff. June 27, 2002; 2005, No. 27 , § 42; 2007, No. 76 , § 5; 2009, No. 35 , § 20; 2017, No. 144 (Adj. Sess.), § 15.

History

Source. V.S. 1947, § 6940. 1941, No. 171 , § 5.

Amendments--2017 (Adj. Sess.) Substituted "Director" for "board" preceding "shall issue" in the first sentence and deleted the former second sentence.

Amendments--2009. Inserted "embalmer," following "director" in the first sentence.

Amendments--2007. Added "and has met the application and qualification requirements set forth in this chapter" preceding "the board shall" and deleted "upon the payment of an initial license fee" preceding "a license to engage".

Amendments--2005. In the first sentence, substituted "review" for "examination" and "funeral establishment, crematory establishment, or removal personnel" for "and shall license him or her", and deleted the former second sentence.

Amendments--2001 (Adj. Sess.) In the first sentence, substituted "possesses" for "is of good moral character and possessed of" and substituted "license him or her" for "register him or her as a duly licensed funeral director", and added the second sentence.

Amendments--1989 (Adj. Sess.). In the first sentence, inserted "or her" following "him" in two places and substituted "initial license fee" for "additional fee of $ 5.00" following "payment of an".

Amendments--1959. Deleted "or if other than an individual, the active officer or manager" preceding "is of a good" and substituted "him" for "such applicant" following "issue to", "an additional" for "a" preceding "fee" and "him" for "such applicant" following "register" in the first sentence and deleted the former second sentence.

ANNOTATIONS

1. Number of licenses.

Licenses under this chapter may issue only one to each business whether business be person, partnership, or corporation. 1942-44 Op. Atty. Gen. 250.

§ 1255. Repealed. 2017, No. 144 (Adj. Sess.), § 15.

History

Former § 1255. Former § 1255, relating to record of licenses and applications, was derived from V.S. 1947, § 6941 and 1941, No. 171 , § 7.

§ 1256. Renewal of registration or license.

  1. Biennially, every licensee shall renew his or her or its registration or license by paying the required fee.
  2. Upon request of the Board of Health or a person authorized to issue burial or removal permits, a licensee shall show proof of current licensure.
  3. [Repealed.]
  4. Subsection (d) repealed effective June 1, 2023.  Applicants and persons regulated under this chapter shall pay the following fees:
    1. Application for license                                       $  70.00      (2) Biennial renewal of license       (A) Funeral director                                             $ 350.00       (B) Embalmer                                                     $ 350.00       (C) Funeral establishment                                        $ 800.00       (D) Crematory establishment                                      $ 800.00       (E) Crematory personnel                                          $ 125.00       (F) Removal personnel                                            $ 125.00       (G) Limited services establishment license                       $ 800.00
    1. In addition to the provisions of subsection (a) of this section, an applicant for renewal as a funeral director or embalmer shall have satisfactorily completed continuing education as required by the Director. (e) (1)  In addition to the provisions of subsection (a) of this section, an applicant for renewal as a funeral director or embalmer shall have satisfactorily completed continuing education as required by the Director.
    2. For purposes of this subsection, the Director shall require, by rule, not less than six nor more than ten hours of approved continuing education as a condition of renewal and may require up to three hours of continuing education for removal personnel in the subject area of universal precautions and infectious diseases.

      Amended 1959, No. 224 , §§ 8, 9; 1969, No. 239 (Adj. Sess.), § 14; 1973, No. 236 (Adj. Sess.), § 4; 1989, No. 250 (Adj. Sess.) § 37; 1991, No. 167 (Adj. Sess.), § 29; 1991, No. 219 (Adj. Sess.), § 4, eff. May 28, 1992; 1995, No. 138 (Adj. Sess.), § 10; 1999, No. 49 , § 176; 2001, No. 143 (Adj. Sess.), § 24, eff. June 21, 2002; 2001, No. 151 (Adj. Sess.), § 17, eff. June 27, 2002; 2005, No. 27 , § 43; 2005, No. 148 (Adj. Sess.), § 12; 2007, No. 76 , § 4; 2009, No. 35 , § 21; 2011, No. 33 , § 3; 2013, No. 191 (Adj. Sess.), § 14; 2017, No. 144 (Adj. Sess.), § 15; 2017, No. 144 (Adj. Sess.), § 16, eff. June 1, 2023.

History

Source. V.S. 1947, §§ 6942-6944. 1941, No. 171 , § 8.

Amendments--2017 (Adj. Sess.) Subsec. (a): Amended generally.

Subsec. (c): Repealed.

Subsec. (d): Repealed.

Subsec. (e): Added the subdiv. (1) and (2) designations and substituted "Director" for "Board" in both subdivs.

Amendments--2013 (Adj. Sess.). Subdiv. (d)(2): Amended generally.

Amendments--2011. Subdivs. (d)(2)(A)-(E): Substituted "$300.00" for "$260.00" twice, "$540.00" for "$475.00" twice and "$85.00" for "75.00".

Amendments--2009. Subdiv. (a)(3): Deleted.

Subsec. (b): Substituted "proof of current licensure" for "the receipt mentioned in subdivision (a)(3) of this section" following "show".

Subsec. (d): Added new subdiv. (2)(B), redesignated the remaining subdivs. accordingly.

Subsec. (e): Inserted "or embalmer" following "funeral director" in the first sentence.

Amendments--2007. Subsec. (d): Added "for license" after "Application" and raised the fee from $50.00 to $70.00 in subdiv. (1); deleted subdiv. (2); redesignated former subdiv. (3) as present subdiv. (2); and raised the fees in present subdiv. (2).

Amendments--2005 (Adj. Sess.). Subsec. (e): Added "and may require up to three hours of continuing education for removal personnel in the subject area of universal precautions and infectious diseases" in the second sentence.

Amendments--2005. Subsec. (c): Substituted "lapse" for "be suspended" at the end of the first sentence, and substituted "reinstated" for "renewed" in the second sentence.

Amendments--2001 (Adj. Sess.) Subsecs. (a)-(c): Inserted "or the office of professional regulation" following "board" in subdivs. (a)(1) and (3) and subsec. (c), substituted "licensee" for references to licensed funeral directors and funeral establishments throughout the section, and substituted "his or her or its" for "their" in subdiv. (a)(2).

Subdiv. (d)(3): Amended generally.

Amendments--1999 Subsec. (d): Substituted "$225.00" for "$160.00" in subdiv. (3)(A) and "$400.00" for "$325.00" in subdiv. (3)(B).

Amendments--1995 (Adj. Sess.) Subdiv. (d)(3)(A): Substituted "$160.00" for "$90.00".

Subdiv. (d)(3)(B): Substituted "$325.00" for "$225.00".

Amendments--1991 (Adj. Sess.). Subdiv. (d)(3)(A): Act No. 167 substituted "$90.00" for "$50.00".

Subdiv. (d)(3)(B): Act No. 167 substituted "$225.00" for "$50.00".

Subsec. (e): Added by Act No. 219.

Amendments--1989 (Adj. Sess.). Subdiv. (a)(1): Substituted "one month before renewal is required, the board" for "on or before June 15 of each year" preceding "shall notify", "of the date on which his or her" for "that his" preceding "or its license" and "will expire" for "expires July 1 following" thereafter.

Subdiv. (a)(2): Amended generally.

Subdiv. (a)(3): Substituted "board" for "secretary" preceding "shall issue" and inserted "or her" following "his".

Subsec. (c): Substituted "the required date, the" for "July 1, his" preceding "license" in the first sentence and "the renewal fee and a reinstatement fee" for "a fee of $ 15.00 for funeral directors and $ 25.00 for funeral establishments" following "payment of" in the second sentence.

Subsec. (d): Added.

Amendments--1973 (Adj. Sess.). Subsec. (a): Substituted "board of funeral service" for "board of embalmers" following "secretary of the" in the second paragraph.

Amendments--1969 (Adj. Sess.). Subsec. (a): Substituted "$10.00" for "$5.00" and "$15.00" for "$10.00" in the second paragraph and made a minor change in phraseology in the third paragraph.

Subsec. (c): Amended generally.

Amendments--1959. Subsec. (a): Amended generally.

Subsec. (c): Amended generally.

Repeal of subsec. (d). 2017, No. 144 (Adj. Sess.), § 16 provides for the repeal of subsec. (d) of this section effective June 1, 2023.

Cross References

Cross references. Exemption of persons 80 years of age and over from payment of license renewal fees, see 32 V.S.A. § 1111.

§ 1257. Unprofessional conduct.

  1. A licensee shall not engage in unprofessional conduct.
  2. Unprofessional conduct means the following conduct and conduct set forth in 3 V.S.A. § 129a :
    1. Using dishonest or misleading advertising.
    2. Failure to make available, upon request of a person who had received services, copies of documents in the possession or under the control of the practitioner.
    3. Failure to comply with rules adopted by the Director, the Office, or by the Federal Trade Commission relating to funeral goods and services.
    4. For funeral directors, failure to make available at the licensee's place of business, by color picture or display, the three least expensive caskets, as available. For the purposes of this section and related administrative rules, the three least expensive caskets shall include one cloth, one metal, and one wood casket.
  3. [Repealed.]
  4. [Repealed.]
  5. [Repealed.]

    Amended 1969, No. 239 (Adj. Sess.), § 15; 1973, No. 193 (Adj. Sess.), § 3, eff. April 9, 1974; 1973, No. 236 (Adj. Sess.), § 4; 1995, No. 138 (Adj. Sess.), § 3; 1997, No. 40 , § 22c; 1997, No. 145 (Adj. Sess.), § 38; 1999, No. 133 (Adj. Sess.), § 14; 2001, No. 151 (Adj. Sess.), § 18, eff. June 27, 2002; 2005, No. 27 , § 44; 2017, No. 144 (Adj. Sess.), § 15.

History

Source. V.S. 1947, § 6946. 1947, No. 202 , § 7050. 1941, No. 171 , § 12.

Reference in text. The Federal Trade Commission, referred to in subdiv. (b)(3), is codified as 15 U.S.C. § 41 et seq.

Editor's note. The 1997 adjourned session amendment to the introductory paragraph of subsec. (b) appears to have been inadvertently omitted from the 1999 adjourned session version. The version of the introductory paragraph of subsec. (b), as it was last amended by 1997, No. 145 (Adj. Sess.), § 38, has been set out above.

In addition, the 1999 adjourned session amendment did not reflect the previous renumbering of subdivisions in subsec. (b) by the 1997 adjourned session amendment, which had included the renumbering of former subdiv. (b)(11) as present subdiv. (b)(4). Therefore, the only change to this section by the 1999 adjourned session amendment is described in the amendment note below.

Amendments--2017 (Adj. Sess.) Subdiv. (b)(3): Substituted "Director" for "board" and "Office" for "office of professional regulation".

Subsecs. (c)-(e): Repealed.

Amendments--2005. Rewrote subdiv. (b)(3), deleted "or the office of professional regulation" following "board" in subsecs. (c) and (d), and added subsec. (e).

Amendments--2001 (Adj. Sess.) Substituted "licensee" for "funeral director" throughout the section; in subdivs. (b)(3) and (4) substituted "For funeral directors, failure" for "Failure"; in subdiv. (b)(3) added "or, for crematory establishments, failure to comply with rules adopted by the office of professional regulation"; and, in subsecs. (c) and (d) inserted "or office of professional regulation" following "board".

Amendments--1999 (Adj. Sess.). Subdiv. (b)(4): Added the second sentence.

Amendments--1997 (Adj. Sess.). Subsec. (b): Added "the following conduct and conduct set forth in section 129a of Title 3" to the end of the introductory clause, deleted seven subdivs. listing types of unprofessional conduct, and renumbered the remainder.

Amendments--1997 Subdiv. (b)(11): Added.

Amendments--1995 (Adj. Sess.) Section amended generally.

Amendments--1973 (Adj. Sess.). Act No. 193 substituted "superior court" for "county court" following "appeal to the" in the second sentence.

Act No. 236 substituted "board of funeral service" for "board of embalmers" following "licenses by the" in the first sentence.

Amendments--1969 (Adj. Sess.). Section amended generally.

§ 1258. Repealed. 1995, No. 138, § 11.

History

Former § 1258. Former § 1258, which related to disposition of moneys received by the Board of Funeral Service, was derived from 1975, No. 118 , § 79.

Subchapter 3. Prepaid Funeral Arrangements

History

Construction. 1991, No. 219 (Adj. Sess.), § 6, eff. May 28, 1992, provided: "Nothing in this act [which added sections 1271-1275 of this title and amended sections 951, 956, 1212 and 1256 of this title] shall be construed to restrict or limit the right of the individual to dispose of a dead human body as provided under 18 V.S.A. § 5319."

§ 1271. Prepaid arrangements.

A funeral establishment that sells services or merchandise that is not to be delivered or provided within 30 days of sale has entered into a prepaid funeral arrangement and shall comply with the requirements of this subchapter.

Added 1991, No. 219 (Adj. Sess.), § 5, eff. Jan. 1, 1993; amended 2013, No. 138 (Adj. Sess.), § 8.

History

Amendments--2013 (Adj. Sess.) Substituted "establishment that" for "director, who" preceding "sells services" and "that" for "which" preceding "is not to be".

§ 1272. Rules; prepaid funeral funds.

The Director shall adopt rules to carry out the provisions of this subchapter to ensure the proper handling of all funds paid pursuant to a prepaid funeral agreement and to protect consumers in the event of default. The rules shall include provisions relating to the following:

  1. The timely establishment of escrow accounts and verification of the establishment of an account. An escrow account shall be maintained by a federally insured depository institution, but shall not be required to be maintained by a trust department, an insurance company licensed to do business in Vermont that is a member of the Vermont's Property and Casualty Insurance Guaranty Association established by 8 V.S.A. chapter 101, subchapter 9, or a trust company chartered by the State of Vermont, if that insurance or trust company is a federally insured depository.
  2. The appointment of an escrow agent who may be a bank or other category of individual such as an attorney, a local elected official, next of kin, or the executor of a buyer's estate. All prepaid arrangement funds shall be paid directly to the escrow agent and not to the funeral director or establishment.
  3. Permissible investments to include demand and time deposits, certificates of deposit, bonds of the United States or its agencies, bonds of the State of Vermont, bonds of a Vermont municipality, and bonds in which savings banks in this State may, by law, invest.
  4. The crediting of income earned by an escrow account, use of the taxpayer identification number, and the deduction of reasonable administrative costs, taxes, and bank fees. The beneficiary shall be considered to be the owner of irrevocable escrow accounts.
  5. Information to be provided the escrow agent by the funeral director and information regarding the escrow account or the prepaid funeral that shall be made available to the buyer on request and annually in a format as determined by the Director.
  6. Records to be kept, manner of disclosure, and clauses to be included in contracts, including pre-need trust forms, and agreements. Records shall include a copy of the prepaid arrangement check, which shall be kept in the prepaid account file maintained by the funeral director.
  7. Preparation of appropriate tax and other reports.
  8. Other factors determined by the Director to be reasonably necessary to ensure the security of the funds paid into an escrow account as part of a prepaid funeral arrangement.
  9. Establishment of a funeral services trust account.
    1. For purposes of funding the Funeral Services Trust Account, the Office shall assess each funeral or crematory establishment a per funeral, burial, or disposition fee of $6.00.
    2. The Account shall be administered by the Secretary of State and shall be used for the sole purpose of protecting prepaid funeral contract holders in the event a funeral establishment defaults on its obligations under the contract.
    3. The Account shall consist of all fees collected under this subdivision (9) and any assessments authorized by the General Assembly. The principal and interest remaining in the Account at the close of any fiscal year shall not revert but shall remain in the Account for use in succeeding fiscal years.
    4. Notwithstanding the provisions of this subdivision (9) to the contrary, if the fund balance at the beginning of a fiscal year is at least $200,000.00, no fees shall be imposed during that fiscal year.
    5. Payments on consumer claims from the fund shall be made on warrants by the Commissioner of Finance and Management, at the direction of the Director.
    6. When an investigation reveals financial discrepancies within a licensed establishment, the Director may order an audit to determine the existence of possible claims on the Funeral Services Trust Account. In cases where both a funeral and crematory establishment are involved in a disposition, the party receiving the burial permit shall be responsible for the disposition fee.

      Added 1991, No. 219 (Adj. Sess.), § 5, eff. Jan. 1, 1993; amended 1995, No. 138 (Adj. Sess.), § 8; 1997, No. 50 , § 2, eff. June 26, 1997; 2001, No. 151 (Adj. Sess.), § 19, eff. June 27, 2002; 2005, No. 27 , § 44a; 2009, No. 35 , § 22; 2017, No. 144 (Adj. Sess.), § 15.

History

Amendments--2017 (Adj. Sess.) Introductory language: Substituted "Director" for "board, with the assistance of the office of professional regulation," preceding "shall adopt" and "ensure" for "insure" preceding "the proper" in the first sentence.

Subdiv. (5): Substituted "Director" for "board" following "determined by the".

Subdiv. (8): Substituted "Director" for "board" following "determined by the" and "ensure" for "insure" preceding "the security".

Subdiv. (9): Amended generally.

Amendments--2009. Added "; Prepaid Funeral Funds" to the section heading; in the second sentence of subdiv. (1), inserted "that is a member of the Vermont's Property and Casualty Insurance Guaranty Association established by subchapter 9 of chapter 101 of Title 8" after the first reference of "Vermont" and added ", if that insurance or trust company is a federally insured depository" after the second reference of "Vermont"; and substituted "annually in a format" for "periodically" in subdiv. (5).

Amendments--2005. Added the second sentence in subdivs. (2) and (6) and, in subdiv. (9), inserted "on consumer claims" following "payment" in the 7th sentence, and added the 8th sentence.

Amendments--2001 (Adj. Sess.) In the introductory paragraph, inserted "with the assistance of the office of professional regulation" following "board"; in subdiv. (9), in the first sentence, inserted "or the office of professional regulation" following "the board", "or crematory" following "funeral", and added the last sentence.

Amendments--1997. Subdiv. (9): Added.

Amendments--1995 (Adj. Sess.) Deleted "and" preceding "to insure" and inserted "and to protect consumers in the event of default" following "agreement" in the first sentence of the introductory paragraph and "and verification of the establishment of an account" at the end of the first sentence of subdiv. (1), rewrote subdiv. (5), and inserted "including pre-need trust forms" following "contracts" in subdiv. (6).

§ 1272a. Activities connected with funeral.

A funeral establishment may offer food and drink in connection with a funeral, provided the establishment complies with applicable requirements of the Department of Health.

Added 1997, No. 40 , § 22d.

§ 1273. Written agreements.

  1. Each prepaid funeral arrangement shall be expressed in a written contract. The Director shall adopt rules for standard provisions to be included in all pre-need trust forms and may adopt a standard form that every funeral director accepting prepaid funeral arrangements shall use. Those provisions shall include:
    1. Disclosure of whether the contract is revocable or irrevocable.
    2. A declaration of the person who will most likely be responsible for the funeral and who is to be notified of the prepaid funeral.
    3. Any other provision determined by the Director to be reasonably necessary to ensure full disclosure to the buyer of all prepaid funeral arrangements as required under this chapter.
  2. The contract shall itemize the funeral services and merchandise to be provided. At the time of performance, if the itemized merchandise is no longer reasonably available, the funeral director may substitute merchandise similar in style and at least equal in quality of material and workmanship.

    Added 1991, No. 219 (Adj. Sess.), § 5, eff. Jan. 1, 1993; amended 1995, No. 138 (Adj. Sess.), § 9; 2009, No. 35 , § 23; 2017, No. 144 (Adj. Sess.), § 15.

History

Amendments--2017 (Adj. Sess.) Subsec. (a): Substituted "Director" for "board" preceding "shall adopt" and "that" for "which" following "standard form" in the second sentence.

Subdiv. (a)(3): Substituted "Director" for "board" preceding "to be reasonably" and "ensure" for "insure" following "necessary to".

Amendments--2009. Added "and may adopt a standard form which every funeral director accepting prepaid funeral arrangements shall use" after "forms" in the second sentence of subsec. (a).

Amendments--1995 (Adj. Sess.) Subsec. (a): Amended generally.

§ 1274. Transfer of contracts and assets.

  1. A buyer of prepaid funeral arrangements may transfer a revocable or irrevocable contract and assets to another funeral director under similar arrangements, in Vermont or outside. The funeral director who originated the contract may charge the buyer a transfer fee of no more than five percent of the principal amount of the assets.
  2. A funeral director shall transfer a contract and assets to another funeral director if any of the following events occur:
    1. The funeral director's business is sold.
    2. The funeral director becomes insolvent or bankrupt.
    3. The funeral director ceases to do business. Before transferring a contract and assets under this subsection, the funeral director shall notify the buyer of the director's intent to make such a transfer, and the buyer may choose the funeral director to whom the contract and assets will be transferred.
  3. If a buyer of a prepaid funeral arrangement defaults in making payments required under the terms of the contract, or if the buyer or the person responsible for making funeral arrangements for the deceased beneficiary fails to have the funeral director provide services, the funeral director may retain up to five percent of the amount in the escrow account at the time of default. The escrow agent shall pay the amount retained to the funeral director and the balance to the buyer when the funeral director gives written notice of default.
  4. The assets held in an escrow account, including any earnings on the assets, shall not be available to the funeral director and shall be exempt from levy or execution for the debts of the funeral director, except as otherwise provided in this subchapter.

    Added 1991, No. 219 (Adj. Sess.), § 5, eff. Jan. 1, 1993.

§ 1275. Duties of escrow agents.

  1. An escrow agent appointed in accordance with the provisions of this subchapter shall maintain funds in an escrow account intact, unless commingled in a single account with other such funds, or until the services contracted for are performed, and the merchandise delivered, the buyer defaults, or the contract and assets are transferred under section 1274 of this title. When the funeral director submits a death certificate and acknowledgment that the contract has been performed, the escrow agent shall pay to the funeral director the amount deposited and all income earned thereon and retained in the account. The certificate and affidavit shall be sufficient to authorize the escrow agent, acting alone, to make such payment without liability to any other person.
  2. If, for any reason, the funeral director fails promptly to meet his or her obligation under the contract upon the death of the beneficiary, the next of kin or personal representative of the deceased person, having provided for such services, may receive from the escrow agent the amount of money in the escrow account. An affidavit that states that services have been performed or property delivered, signed by the next of kin or personal representative and the funeral director who has provided such services, shall be sufficient to authorize the escrow agent, acting alone, to make such payment without liability to any other person. Nothing contained in this section shall excuse nonperformance by a funeral director.

    Added 1991, No. 219 (Adj. Sess.), § 5, eff. Jan. 1, 1993.

§ 1276. Embalming fluids and compounds; sale or use; prohibition.

The sale or use for embalming purposes of any fluid containing arsenic, zinc, mercury, copper, lead, silver, antimony, chloral, or cyanogen, or of any compound containing any of these, or any poisonous alkaloid, shall be prohibited, and all brands of embalming compounds used within the State shall be tested and approved under direction of the State Board of Health.

Added 2009, No. 35 , § 24.

§ 1277. Suspicious cases.

A person shall not embalm or introduce any fluid into a body of a person who has died under suspicious circumstances or when a criminal cause of death is suspected until after a legal investigation has determined the facts. An embalmer shall forthwith report any such case to the office of the Chief Medical Examiner and obtain permission to embalm the body.

Added 2009, No. 35 , § 25.

CHAPTER 23. MEDICINE

History

Amendments--2011. 2011, No. 61 , § 2, eff. June 2, 2011, deleted "and Surgery" following "Medicine" in the chapter heading.

Cross References

Cross references. Emergency medical services, see 18 V.S.A. chapter 17.

Regulation of physician assistants, see chapter 31 of this title.

Procedure for adoption of administrative rules, see 3 V.S.A. ch. 25.

Review of regulatory laws, see chapter 57 of this title.

ANNOTATIONS

1. Assumption of title.

A person cannot call himself a doctor in order to gain the confidence of a patient without violating this chapter. 1960-62 Op. Atty. Gen. 44.

Subchapter 1. General Provisions

ANNOTATIONS

Cited. Delozier v. State, 160 Vt. 426, 631 A.2d 228 (1993).

§ 1311. Definitions.

As used in this chapter:

  1. "Practice of medicine" means:
    1. using the designation "Doctor," "Doctor of Medicine," "Physician," "Dr.," "M.D.," or any combination thereof in the conduct of any occupation or profession pertaining to the prevention, diagnosis, or treatment of human disease or condition unless the designation additionally contains the description of another branch of the healing arts for which one holds a valid license in Vermont;
    2. advertising, holding out to the public, or representing in any manner that one is authorized to practice medicine in the jurisdiction;
    3. offering or undertaking to prescribe, order, give, or administer any drug or medicine for the use of any other person;
    4. offering or undertaking to prevent, diagnose, correct, or treat in any manner or by any means, methods, or devices any disease, illness, pain, wound, fracture, infirmity, defect, or abnormal physical or mental condition of any person, including the management of all aspects of pregnancy, labor and delivery, and postpartum care;
    5. offering or undertaking to perform any surgical operation upon any person;
    6. rendering a written or otherwise documented medical opinion concerning the diagnosis or treatment of a patient or the actual rendering of treatment to a patient within the State by a physician located outside the State as a result of the transmission of individual patient data by electronic or other means from within the State to the physician or his or her agent; or
    7. rendering a determination of medical necessity or a decision affecting the diagnosis or treatment of a patient.
  2. "Board" means the Board of Medical Practice established under section 1351 of this title.
  3. "License" means license to practice medicine and surgery in the State as defined in subchapter 3 of this chapter. "Licensee" includes any individual licensed or certified by the Board.
  4. "Medical director" means, for purposes of this chapter, a physician who is Board-certified or Board-eligible in his or her field of specialty, as determined by the American Board of Medical Specialties (ABMS), and who is charged by a health maintenance organization with responsibility for overseeing all clinical activities of the plan in this State, or his or her designee.
  5. "Health maintenance organization," as used in this section, has the same meaning as in 18 V.S.A. § 9402(9) .
  6. "Members" means members of the Board.
  7. "Secretary" means the secretary of the Board.

    Amended 1975, No. 249 (Adj. Sess.), § 1; 1999, No. 133 (Adj. Sess.), § 49; 2001, No. 129 (Adj. Sess.), § 20, eff. June 13, 2002; 2003, No. 34 , § 4, eff. May 23, 2003; 2009, No. 25 , § 10; 2011, No. 61 , § 2, eff. June 2, 2011; 2015, No. 97 (Adj. Sess.), § 60; 2019, No. 126 (Adj. Sess.), § 1.

History

Source. V.S. 1947, § 6736. P.L. § 7464. 1919, No. 168 , § 2. G.L. § 6094. 1908, No. 151 , § 5. P.S. § 5371. 1904, No. 133 , § 11.

2017. In subdiv. (5), substituted "18 V.S.A. § 9402(9)" for "18 V.S.A. § 9402(10)" to correct an error in the reference.

- 2006. In subdiv. (5), substituted "subdivision 9402(10) of Title 18" for "subdivision 9402(9) of Title 18" for purposes of clarity.

Amendments--2019 (Adj. Sess.). Intro. paragraph: Substituted "As used in" for "For the purposes of".

Subdiv. (1)(D): Substituted "all aspects of pregnancy, labor and delivery, and postpartum care" for "pregnancy and parturition" at the end.

Subdiv. (2): Deleted "State" preceding "Board".

Subdiv. (5): Substituted "has the same meaning as" for "shall have the same meaning as defined".

Amendments--2015 (Adj. Sess.). Subdiv. (3): Rewrote the second sentence.

Amendments--2011. Subdiv. (1): Amended generally.

Amendments--2009. Subdiv. (1): Inserted "pain" after "disease", inserted "pain" after "injury" and made minor punctuation changes.

Amendments--2003. Subdiv. (3): Added the last sentence.

Amendments--2001 (Adj. Sess.). Subdiv. (4): Substituted "Medical" for "Local medical" and "health maintenance organization" for "managed care plan".

Subdiv. (5): Rewrote the subdiv.

Amendments--1999 (Adj. Sess.). Inserted "or herself" following "himself" in two places, "or her" following "his" and "or she" following "he" in subdiv. (1), added subdivs. (4) and (5) and redesignated former subdivs. (4) and (5) as subdivs. (6) and (7).

Amendments--1975 (Adj. Sess.). Section amended generally.

ANNOTATIONS

Analysis

1. Anesthesiology.

A person who, under the supervision of a physician, administers the dosage of the particular anesthesia ordered by the physician in the manner prescribed by the physician is not required to be licensed under this chapter. 1960-62 Op. Atty. Gen. 44.

A person who, after consulting with the patient and learning of the patient's physical condition prescribes an anesthetic and then administers it, is required to be licensed under this chapter. 1960-62 Op. Atty. Gen. 44.

2. Constitutionality.

Although subdivision (1) of this section incidentally implicates speech that is constitutionally protected, since it is part of a valid and rational legislative scheme that overwhelmingly regulates unprotected conduct, and leaves little possibility that the threat of the law's application will deter individuals from engaging in otherwise protected expression, it does not on its face violate the First Amendment. State v. Cantrell, 151 Vt. 130, 558 A.2d 639 (1989).

This section was not void for vagueness as applied to defendant who surgically removed a wart, applied sutures to a wound, and administered anesthetic. State v. Cantrell, 151 Vt. 130, 558 A.2d 639 (1989).

Cited. State v. Parenteau, 153 Vt. 123, 569 A.2d 477 (1989).

§ 1312. Faith cure; mind healing; laying on of hands.

The provisions of this chapter shall apply to persons professing and attempting to cure disease by means of "faith cure," "mind healing," or "laying on of hands," but shall not apply to persons who merely practice the religious tenets of their church without pretending a knowledge of medicine or surgery.

History

Source. V.S. 1947, § 6737. P.L. § 7465. 1919, No. 168 , § 2. G.L. § 6094. 1908, No. 151 , § 5. P.S. § 5371. 1904, No. 133 , § 11.

Revision note. Substituted "provisions" for "provision" near the beginning of the section to correct a grammatical error.

ANNOTATIONS

Cited. State v. Cantrell, 151 Vt. 130, 558 A.2d 639 (1989).

§ 1313. Exemptions.

  1. The provisions of this chapter shall not apply to the following:
    1. A health care professional licensed or certified by the Office of Professional Regulation when that person is practicing within the scope of his or her profession.
    2. A member of the U.S. Armed Forces or National Guard carrying out official military duties, including a National Guard member in state active duty status, or to any person giving aid, assistance, or relief in emergency or accident cases, pending the arrival of a regularly licensed physician.
    3. A nonresident physician coming into this State to consult or using telecommunications to consult with a duly licensed practitioner herein.
    4. A duly licensed physician in another state, in Canada, or in another nation as approved by the Board, who is visiting a medical school or a teaching hospital in this State to receive or conduct medical instruction for a period not to exceed three months, provided the practice is limited to that instruction and is under the supervision of a physician licensed by the Board.
    5. A physician who is duly licensed and in good standing in another state, territory, or jurisdiction of the United States or in Canada if the physician is employed as or formally designated as the team physician by an athletic team visiting Vermont for a specific sporting event and the physician limits the practice of medicine in this State to medical treatment of the members, coaches, and staff of the sports team employing or designating the physician.
    6. A student who is enrolled in an accredited educational program that leads to the issuance of a degree that would satisfy the educational requirement for a profession licensed or certified by the Board, who is engaged in an organized clinical training program, and who engages in acts constituting the practice of medicine while under the supervision of a Vermont-licensed or Vermont-certified health care professional who is qualified to supervise any acts by the student that constitute the practice of medicine. This exemption does not apply to postgraduate trainees who are required to obtain a training license.
  2. The provisions of sections 1311 and 1312 of this title shall not apply to a person, firm, or corporation that manufactures or sells patent, compound, or proprietary medicines that are compounded according to the prescription of a physician who has been duly authorized to practice medicine, or to the domestic administration of family remedies.

    Amended 1971, No. 221 (Adj. Sess.), § 2; 1995, No. 171 (Adj. Sess.), § 2; 2003, No. 34 , § 14, eff. May 23, 2003; 2011, No. 61 , § 2, eff. June 2, 2011; 2015, No. 94 (Adj. Sess.), § 2, eff. May 10, 2016; 2019, No. 126 (Adj. Sess.), § 1.

History

Source. 1949, No. 178 . V.S. 1947, §§ 6738-6740. 1947, No. 202 , §§ 6843, 6844. 1937, No. 189 , § 6. P.L. §§ 7466-7468. 1919, No. 169 . 1919, No. 168 , §§ 2, 3. G.L. §§ 6094, 6095. 1915, No. 188 , § 5. 1908, No. 151 , § 5. P.S. §§ 5371, 5372. 1904, No. 133 , §§ 11, 13. V.S. §§ 4640. R.L. § 3918. 1878, No. 72 , § 2. 1876, No. 102 , § 10.

Amendments--2019 (Adj. Sess.). Subdiv. (a)(2): Inserted "carrying out official military duties" and inserted "active duty".

Subdiv. (a)(6): Added.

Amendments--2015 (Adj. Sess.). Subdiv. (a)(5): Added.

Amendments--2011. Section amended generally.

Amendments--2003. Subsec. (d): Repealed.

Amendments--1995 (Adj. Sess.) Subsec. (f): Added.

Amendments--1971 (Adj. Sess.). Subsec. (d): Added.

Subsec. (e): Added.

Expiration of 1995 (Adj. Sess.) amendment. Pursuant to 1995, No. 171 (Adj. Sess.), § 12, subsec. (f), added by section 2 of the act, expired on July 1, 1999.

ANNOTATIONS

1. Chiropractor.

Exception in this section applies only to chiropractor when he practices chiropractic within authority of his license. 1938-40 Op. Atty. Gen. 255.

§ 1314. Illegal practice.

  1. A person who, not being licensed, advertises or holds himself or herself out to the public as described in section 1311 of this title, or who, not being licensed, practices medicine as defined in section 1311 of this title, or who practices medicine under a fictitious or assumed name, or who impersonates another practitioner or who is not a licensed health care professional as defined in 18 V.S.A. § 5202 and signs a certificate of death for the purpose of burial or removal, shall be imprisoned not more than two years or fined not more than $10,000.00, or both.
  2. An action shall not be maintained by such person for the recovery of compensation for such services.

    Amended 2011, No. 61 , § 2, eff. June 2, 2011.

History

Source. V.S. 1947, §§ 6734, 6735. P.L. §§ 7462, 7463. 1919, No. 168 , § 1. G.L. § 6093. 1915, No. 188 , § 4. P.S. § 5370. 1904, No. 133 , § 10. V.S. § 4638. R.L. § 3916. 1876, No. 102 , §§ 4, 8.

Amendments--2011. Subsec. (a): Added "or herself" following "himself"; deleted "or surgery" following "medicine" in two places; inserted "who is not a licensed health care professional as defined in 18 V.S.A. § 5202 and" preceding "signs"; and substituted "two years" for "three months" and "$10,000.00" for "$200.00 nor less than $50.00".

ANNOTATIONS

Analysis

1. Holding out.

It was unnecessary to allege in an information for advertising and holding one's self out to public as a physician and surgeon, that respondent practiced medicine without license. State v. Kaatz, 92 Vt. 497, 104 A. 873 (1918).

Conduct must amount to representation that one is in fact physician or surgeon, but it is not essential that such conduct be actual practice of medicine or surgery. State v. Lindsay, 86 Vt. 201, 84 A. 612 (1912).

Indictment for practicing medicine without license, wherein only allegation of commission of an offense by respondent was that he "did hold himself out to the public as a practicing physician in this state," was bad on demurrer. State v. Wilson, 79 Vt. 379, 65 A. 88 (1906).

2. Indictment or information.

Information was sufficient to charge offense under this section without mention of exemption in section 1312 of this title for persons who practice religious tenets without pretending knowledge of medicine. State v. Cantrell, 151 Vt. 130, 558 A.2d 639 (1989).

Cited. State v. Parenteau, 153 Vt. 123, 569 A.2d 477 (1989).

§ 1317. Unprofessional conduct to be reported to Board.

  1. Required reporters.  Any hospital, clinic, community mental health center, or other health care institution in which a licensee performs professional services shall report to the Board, along with supporting information and evidence, any reportable disciplinary action taken by it or its staff.
  2. Definition of reportable disciplinary action.  A reportable disciplinary action is an action based on one or more of the following:
    1. Acts or omissions of a licensee that relate to the licensee's fitness or competence to practice medicine under the license held.
    2. Acts or omissions of the licensee that constitute a violation of a law or rule that relates in any way to the practice of medicine.
    3. Acts or omissions of the licensee that occur in the course of practice and result in one or more of the following:
      1. Resignation, leave of absence, termination, or nonrenewal of an employment relationship or contract. This includes a licensee's own initiation of such action following notification to the licensee by the reporter that the reporter or an affiliated entity is conducting an investigation or inquiry regarding an event that, assuming the accuracy of the information or allegation, is likely to result in reportable disciplinary action. The reporter or affiliated entity shall complete the investigation or inquiry even if the licensee initiates a resignation, leave of absence, termination, or nonrenewal, and shall make a report to the Board if the investigation results in a finding of a reportable disciplinary action. Resignations and leaves of absence that are entirely voluntary by the licensee, and terminations and nonrenewals of employment or contract by a required reporter that are not related to acts or omissions of the licensee, are not reportable disciplinary actions.
      2. Revocation, suspension, restriction, relinquishment, or nonrenewal of a right or privilege. This includes a licensee's own initiation of such action following notification to the licensee by the reporter that the reporter or an affiliated entity is conducting an investigation or inquiry regarding an event that, assuming the accuracy of the information or allegation, is likely to result in reportable disciplinary action. The reporter or affiliated entity shall complete the investigation or inquiry even if the licensee initiates a resignation, leave of absence, termination, or nonrenewal, and shall make a report to the Board if the investigation results in a finding of a reportable disciplinary action. Relinquishments of privileges that are entirely voluntary by the licensee, and revocations, nonrenewals, or other limitations on privileges by a required reporter that are not related to acts or omissions of the licensee, are not reportable disciplinary actions.
      3. Written discipline that constitutes a censure, reprimand, or admonition, if it is the second or subsequent censure, reprimand, or admonition within a 12-month period for the same or related acts or omissions that previously resulted in written censure, reprimand, or admonition. The same or related acts or omissions includes similar behavior or behavior involving the same parties, or both. Oral censure, oral reprimand, and oral admonition are not considered reportable disciplinary actions, and notation of an oral censure, oral reprimand, or oral admonition in a personnel or supervisor's file does not transform the action from oral to written.
      4. Fine or any other form of monetary penalty imposed as a form of discipline.
      5. Required education, remedial counseling, or monitoring that is imposed as a result of a completed, contested disciplinary process. This includes recommendation or referral for services from the Vermont Practitioner Recovery Network established pursuant to section 1401a of this chapter, or from an employer wellness program or similar program, as a result of a completed, contested disciplinary process.
  3. Timing of reports.  A required report of reportable disciplinary action under subsection (b) of this section shall be made within 30 days following the date on which the disciplinary action was taken or upon completion of an investigation or inquiry pursuant to subdivision (b)(3)(A) or (B) of this section.
  4. Mental health services.  If reportable disciplinary action is reported to the Board based on a licensee's provision of mental health services, the Commissioner of Health shall forward the report to the Commissioners of Mental Health and of Disabilities, Aging, and Independent Living. Except as provided in section 1368 of this title, information provided to the Department of Health, the Department of Mental Health, or the Department of Disabilities, Aging, and Independent Living under this section shall be confidential unless the Department of Health decides to treat the report as a complaint; in which case, the provisions of section 1318 of this title shall apply.
  5. Limitation on liability.  A person who acts in good faith in accordance with the provisions of this section shall not be liable for damages in any civil action based on the fact that a report was made.
  6. Violations.  A reporter who violates this section shall be subject to a civil penalty of not more than $5,000.00, provided that a reporter who employs or grants privileges to five or more Board licensees and who violates this section shall be subject to a civil penalty of not more than $10,000.00.

    Added 2001, No. 132 (Adj. Sess.), § 3, eff. June 13, 2002; amended 2007, No. 15 , § 20; 2007, No. 172 (Adj. Sess.), § 7a; 2011, No. 61 , § 2, eff. June 2, 2011; 2015, No. 23 , § 13; 2019, No. 126 (Adj. Sess.), § 1.

History

Amendments--2019 (Adj. Sess.). Section amended generally.

Amendments--2015. Subsec. (c): Substituted "Department of Health, the Department of Mental Health, or the Department of Disabilities, Aging, and Independent Living" for "department of health or of mental health" following "provided to the" and "Department of Health" for "department" preceding "decides to treat".

Amendments--2011. Subsec. (a): Substituted "board" for "commissioner of health" preceding "along"; inserted ", a nonrenewal of medical staff membership, or the restrictions of privileges at a hospital taken in lieu of, or in settlement of, a pending disciplinary case related to unprofessional conduct as defined in sections 1354 and 1398 of this title." following "institution"; added the present second sentence and inserted "and the commissioner of disabilities, aging, and independent living" following "health".

Subsec. (e): Substituted "$10,000.00" for "$1,000.00".

Amendments--2007 (Adj. Sess.). Subsec. (a): Deleted "mental" preceding "health" in the first sentence; inserted "disciplinary action taken against" following "case of"; substituted "based on the provision of mental health services" for "who is employed by, or under contract with, a community mental health center"; and deleted "developmental and" following "commissioner of" and "services" following "health" in the second sentence.

Subsec. (b): Inserted "and, to the extent the claim relates to the provision of mental health services, to the commissioner of mental health" following "health".

Subsec. (c): Substituted "department of health or of mental health" for "department".

Amendments--2007. Subsec. (a): Inserted "mental" preceding "health" in the first sentence.

§ 1318. Accessibility and confidentiality of disciplinary matters.

  1. It is the purpose of this section both to protect the reputation of licensees from public disclosure of unwarranted complaints against them and to fulfill the public's right to know of any action taken against a licensee when that action is based on a determination of unprofessional conduct.
  2. All meetings and hearings of the Board shall be open to the public, except in accord with 1 V.S.A. § 313 .
    1. The Commissioner of Health shall prepare and maintain a register of all complaints, which shall be a public record, and which shall show: (c) (1)  The Commissioner of Health shall prepare and maintain a register of all complaints, which shall be a public record, and which shall show:
      1. with respect to all complaints, the following information:
        1. the date and the nature of the complaint, but not including the identity of the licensee; and
        2. a summary of the completed investigation; and
      2. only with respect to complaints resulting in filing of disciplinary charges or stipulations or the taking of disciplinary action and except as provided in subdivision (2) of this subsection (c), the following additional information, except for medical and other protected health information contained therein pertaining to any identifiable person that is otherwise confidential by State or federal law:
        1. the name and business addresses of the licensee and complainant;
        2. formal charges, provided they have been served or a reasonable effort to serve them has been made;
        3. the findings, conclusions, and order of the Board;
        4. the transcript of the hearing, if one has been made, and exhibits admitted at the hearing;
        5. stipulations presented to the Board at a public meeting;
        6. final disposition of the matter by the courts; and
        7. a summary of the final disposition of the matter indicating any charges that were dismissed and any charges resulting in a finding of unprofessional conduct.
    2. The Commissioner shall remove from the register any of the information described in subdivision (1)(B) of this subsection if the final disposition of the matter dismisses all charges filed against a licensee in the same action. The Commissioner shall ensure that the period for appealing an order has expired prior to removing any such information from the register, and shall remove that information within five business days of the expiration of the appeal period.
  3. The Commissioner shall not make public any information regarding disciplinary complaints, proceedings, or records, except the information required to be released under this section. The Commissioner shall, upon request, provide information that was maintained on the register under subdivision (c)(1) of this section but that was later removed from the register under the provisions of subdivision (c)(2) of this section.
  4. A licensee or applicant shall have the right to inspect and copy all information in the possession of the Department of Health pertaining to the licensee or applicant, except investigatory files that have not resulted in charges of unprofessional conduct and attorney work product.
  5. As used in this section, "disciplinary action" means action that suspends, revokes, limits, or conditions licensure or certification in any way, and includes reprimands and administrative penalties.
  6. Nothing in this section shall prohibit the disclosure of information by the Commissioner regarding disciplinary complaints to Vermont or other state or federal law enforcement or regulatory agencies in the execution of its duties authorized by statute or regulation, including the Department of Disabilities, Aging, and Independent Living or the Department of Financial Regulation in the course of its investigations about an identified licensee, provided the agency or department agrees to maintain the confidentiality and privileged status of the information as provided in subsection (d) of this section.
  7. Nothing in this section shall prohibit the Board, at its discretion, from sharing investigative and adjudicatory files of an identified licensee with another state, territorial, or international medical board at any time during the investigational or adjudicative process.
  8. Neither the Commissioner nor any person who received documents, material, or information while acting under the authority of the Commissioner shall be permitted or required to testify in any private civil action concerning any confidential documents, material, or information.

    Added 2001, No. 132 (Adj. Sess.), § 4, eff. June 13, 2002; amended 2003, No. 34 , § 5, eff. May 23, 2003; 2011, No. 61 , § 2, eff. June 2, 2011; 2011, No. 78 (Adj. Sess.), § 2, eff. April 2, 2012; 2013, No. 130 (Adj. Sess.), § 1.

History

Amendments--2013 (Adj. Sess.). Redesignated former subsec. (c) and subdivs. (c)(1)-(c)(2)(F) as present subdivs. (c)(1)-(c)(1)(B)(vi) and added subdivs. (c)(1)(B)(vii) and (c)(2), inserted "and except as provided in subdivision (2) of this subsection (c)" following "disciplinary action" in present (c)(1)(B), deleted "appellate officer or the" following "matter by the" in subdiv. (c)(1)(B)(vi), added the second sentence in subsec. (d), and substituted "As used in" for "For the purposes of" at the beginning of subsec. (f).

Amendments--2011 (Adj. Sess.). Subsec. (g): Substituted "department of financial regulation" for "department of banking, insurance, securities, and health care administration".

Amendments--2011. Subdiv. (c)(2): Inserted ", except for medical and other protected health information contained therein pertaining to any identifiable person that is otherwise confidential by state or federal law" following "information".

Subdiv. (c)(2)(E): Substituted "presented to" for "filed with" following "stipulations" and inserted "at a public meeting" following "board".

Subsec. (f): Inserted "and administrative penalties" following "reprimands".

Subsecs. (g)-(i): Added.

Amendments--2003. Subsec. (f): Substituted "licensure or certification" for "a license".

Statutory revision. 2011, No. 78 (Adj. Sess.), § 2 provides: "The legislative council, in its statutory revision authority under 2 V.S.A. § 424, is directed to replace the term 'commissioner of banking, insurance, securities, and health care administration' in the Vermont Statutes Annotated wherever it appears with the term 'commissioner of financial regulation'; and to replace the term 'department of banking, insurance, securities, and health care administration' wherever it appears with the term 'department of financial regulation.'"

Applicability of Secs. 1 and 2; summaries of final dispositions. 2013, No. 130 (Adj. Sess.), § 4 provides: "(a) The provisions of Sec. 1 of this act, 26 V.S.A. § 1318(c)(1)(B)(vii), which require the Commissioner of Health to provide a summary of the final disposition of unprofessional conduct matters, shall only apply to final dispositions entered on and after the effective date of Sec. 1 [July 1, 2014].

"(b) The provisions of Sec. 2 of this act, 26 V.S.A. § 1368(a)(3)(A), which require the Department of Health to provide a summary of the final disposition of unprofessional conduct matters, shall only apply to final dispositions entered on and after the effective date of Sec. 2 [July 1, 2015]."

Subchapter 2. Board of Medical Practice

History

Amendments--1975 (Adj. Sess.) 1975, No. 249 (Adj. Sess.), § 2, deleted "State" preceding "Board of Medical" and substituted "Practice" for "Registration" thereafter in the subchapter heading.

§ 1351. Board of Medical Practice.

  1. The Board of Medical Practice is created. The Board shall be composed of 17 members, nine of whom shall be licensed physicians, one of whom shall be a physician assistant licensed pursuant to chapter 31 of this title, one of whom shall be a podiatrist licensed pursuant to chapter 7 of this title, and six of whom shall be persons not associated with the medical field. The Governor, with the advice and consent of the Senate, shall appoint the members of the Board. Appointments shall be for a term of five years, except that a vacancy occurring during a term shall be filled by an appointment by the Governor for the unexpired term. No member shall be appointed to more than two consecutive full terms, but a member appointed for less than a full term, originally or to fill a vacancy, may serve two full terms in addition to such part of a full term, and a former member shall again be eligible for appointment after a lapse of one or more years. Any member of the Board may be removed by the Governor at any time. The Board shall elect from its members a chair, vice chair, and secretary who shall serve for one year and until their successors are appointed and qualified. The Board shall meet upon the call of the Chair or the Commissioner of Health, or at such other times and places as the Board may determine. Except as otherwise provided in sections 1372, 1373, and 1374 of this title, nine members of the Board shall constitute a quorum for the transaction of business. The affirmative vote of the majority of the members present and voting shall be required to carry any motion or resolution, to adopt any rule, to pass any measure, or to authorize any decision or order of the Board.
  2. In the performance of their duties, members of the Board shall be paid a per diem and their actual and necessary expenses as provided by 32 V.S.A. § 1010(b) .
  3. The Board of Medical Practice is established as an office within the Department of Health. With respect to the Board, the Commissioner shall have the following powers and duties to:
    1. Appoint a director of the office.
    2. Employ or contract for legal counsel and such assistants as may be required, to fix the compensation to be paid for these services, and to incur such other expenses as the Commissioner determines are necessary.
    3. Employ, contract, or make arrangements for the performance of administrative, investigative, and similar services required or appropriate in the performance of the duties of the Board.
    4. Act as custodian of the records of the Board.
    5. Prepare an annual budget and administer money appropriated to the Board by the General Assembly. The budget of the Board shall be part of the budget of the Department. A Board of Medical Practice Regulatory Fee Fund is created. All Board regulatory fees received by the Department shall be deposited into this Fund and used to offset up to two years of the costs incurred by the Board, and shall not be used for any purpose other than professional regulation and responsibilities of the Board, as determined by the Commissioner of Health. To ensure that revenues derived by the Department are adequate to offset the cost of regulation, the Commissioner shall review fees from time to time, and present proposed fee changes to the General Assembly.
    6. Prepare and maintain a registry of all physicians licensed by the Board.
    7. Make available an accounting of all fees and fines received by the Board and all expenditures and costs of the Board annually.
  4. The Commissioner of Health shall appoint, and may terminate the employment of, the Director, administrative support staff, and any investigator or private legal counsel employed or retained by the Board.
  5. The Commissioner of Health shall adopt, amend, and repeal rules of the Board that the Commissioner determines necessary to carry out the provisions of this chapter and chapters 7, 29, 31, and 52 of this title.
    1. A classified State employee who is employed as an investigator by the Department of Health who is certified as a Level III law enforcement officer under 20 V.S.A. chapter 151 shall have the same powers as sheriffs in criminal matters and the enforcement of the law and in serving criminal process, and shall have all the immunities and matters of defense now available or hereafter made available to sheriffs in a suit brought against him or her in consequence for acts done in the course of his or her employment. (f) (1)  A classified State employee who is employed as an investigator by the Department of Health who is certified as a Level III law enforcement officer under 20 V.S.A. chapter 151 shall have the same powers as sheriffs in criminal matters and the enforcement of the law and in serving criminal process, and shall have all the immunities and matters of defense now available or hereafter made available to sheriffs in a suit brought against him or her in consequence for acts done in the course of his or her employment.
    2. A Board of Medical Practice investigator employed by the Department of Health who is not certified as a Level III law enforcement officer under 20 V.S.A. chapter 151 shall annually obtain a minimum of 25 hours of training regarding the methods of conducting investigations of alleged unprofessional conduct, as approved by the Board.
    3. Any Board of Medical Practice investigator employed by the Department of Health shall obtain as soon as practicable and thereafter maintain certification by a nationally or regionally recognized entity regarding the investigation of licensing cases, as approved by the Board.

      Amended 1969, No. 187 (Adj. Sess.), § 2; 1975, No. 249 (Adj. Sess.), § 2; 1977, No. 91 , § 1, eff. May 5, 1977; 1981, No. 100 , § 12; 1985, No. 208 (Adj. Sess.), § 18, eff. June 30, 1986; 1989, No. 102 , § 1; 1989, No. 250 (Adj. Sess.), § 92; 2001, No. 129 (Adj. Sess.), § 21, eff. June 13, 2002; 2001, No. 132 (Adj. Sess.), § 5, eff. June 13, 2002; 2003, No. 34 , § 6, eff. May 23, 2003; 2003, No. 122 (Adj. Sess.), § 117a; 2009, No. 103 (Adj. Sess.), § 19d, eff. May 12, 2010; 2011, No. 61 , § 2, eff. June 2, 2011; 2013, No. 130 (Adj. Sess.), § 3; 2013, No. 141 (Adj. Sess.), § 20, eff. July 1, 2015; 2015, No. 2 , § 5, eff. March 12, 2015; 2015, No. 2 , § 6; 2019, No. 126 (Adj. Sess.), § 1.

History

2003. This section was inadvertently amended twice by the 2001 Adjourned Session. 2003, No. 60 , § 39 repeals the version of this section amended by 2001, No. 129 (Adj. Sess.), § 21. The remaining version of this section, as amended by 2001 (Adj. Sess.), No. 132, § 5, is set out above.

2015. 2015, No. 2 , § 5 repealed the amendments to subsec. (f) made by the 2014 Acts and Resolves No. 141, § 20, which would have become effective July 1, 2015.

Amendments--2019 (Adj. Sess.). Subsec. (a): Substituted "The" for "A State" in the first sentence; in the ninth sentence, inserted "otherwise" and substituted "sections 1372, 1373, and 1374" for "section 1360"; and inserted "and voting" in the last sentence.

Amendments--2015. Subdiv. (f)(1): Substituted "A classified State employee who is employed as an investigator by the Department of Health who is certified as a Level III" for "Classified State employees who are employed as investigators by the Department of Health who currently meet the standards of training for a full-time" at the beginning of the sentence and made two gender neutral changes at the end.

Subdiv. (f)(2): Substituted "A Board of Medical Practice investigator employed by the Department of Health who is not certified as Level III" for "Board of Medical Practice investigators employed by the Department of Health who do not currently meet the standards of training for a full-time" at the beginning of the sentence.

Amendments--2013 (Adj. Sess.). Subsec. (f): Act No. 130 added the subdiv. (1) designation and substituted "currently meet" for "have successfully met" preceding "the standards of training" in that subdivision and added subdivs. (2) and (3).

Subsec. (f): Act No. 141 substituted "are certified as a Level III" for "have successfully met the standards of training for a full-time" preceding "law enforcement officer" and "20 V.S.A. § 2358" for "20 V.S.A. chapter 151" following "under".

Amendments--2011. Subsec. (a): Substituted "physician" for "physician's" preceding "assistant", "licensed" for "certified" following "assistant", and "licensed pursuant to chapter 7" for "as described in section 322" following "podiatrist".

Subsec. (b): Substituted "a" for "$30.00" following "paid" and inserted "as provided by 32 V.S.A. § 1010(b)" following "expenses".

Subdivs. (c)(6), (7): Added.

Amendments--2009 (Adj. Sess.) Subsec. (e): Deleted "and" preceding "31" and added "and 52" thereafter.

Amendments--2003 (Adj. Sess.). Subsec. (f): Added.

Amendments--2003. Subsec. (e): Substituted "shall" for "may" preceding "adopt" and added "and chapters 7, 29, and 31 of this title" to the end.

Amendments--2001 (Adj. Sess.) Section amended generally.

Transfer of oversight and management of Board of Medical Practice. 2001, No. 132 (Adj. Sess.), section 16, provides:

"(a) Under this act, the board of medical practice is transferred to the department of health. All assets possessed or owned by the board of medical practice before the effective date of this act shall be transferred to the possession or ownership of the department of health.

"(b) All personnel employed by the board before the effective date of this act shall be transferred to, and shall become employees of, the department of health until the commissioner of health determines otherwise.

"(c) All members of the board before the effective date of this act shall remain members of the board until the expiration of their terms.

"(d) All rules of the board in effect before the effective date of this act shall remain in effect until amended or repealed."

ANNOTATIONS

1. Particular cases.

There was no merit to a physician's argument that the court did not owe deference to the Medical Practice Board's decision insofar as none of the Board members were ophthalmologists specializing in cataract surgery. Nine members of the seventeen-member Board were required to be licensed physicians, and only six members were not required to be associated with the medical field; hence, the majority of the Board members had specialized knowledge pertaining to medical matters, and the Board's decisions were owed substantial deference. In re Appeal of Chase, 186 Vt. 355, 987 A.2d 924 (2009).

Cited. In re Desautels Real Estate, Inc., 142 Vt. 326, 457 A.2d 1361 (1982).

§ 1352. Repealed. 2011, No. 61, § 9, eff. June 2, 2011.

History

Former § 1352. Former § 1352, relating to reports, was derived from 1951, No. 154 , § 2. V.S. 1947, §§ 6719, 6720. 1937, No. 189 , § 2. P.L. §§ 7446, 7447. G.L. §§ 6083, 6084. 1917, No. 254 , § 254. 1915, No. 1 , §§ 149, 150. P.S. §§ 5360, 5361. 1904, No. 133 , § 2 and amended by 1975, No. 249 (Adj. Sess.), § 2; 1989, No. 250 (Adj. Sess.), § 4(d); 2001, No. 132 (Adj. Sess.), § 6, eff. June 13, 2002; 2003, No. 34 , § 7 and 2009, No. 103 (Adj. Sess.), § 19e.

§ 1353. Powers and duties of the Board.

The Board shall have the following powers and duties to:

  1. License and certify health professionals pursuant to this title.
  2. Investigate all complaints and charges of unprofessional conduct against any holder of a license or certificate, or any medical practitioner practicing pursuant to section 1313 of this title, and to hold hearings to determine whether such charges are substantiated or unsubstantiated. The Board may employ or contract with one or more hearing officers to schedule, oversee prehearing processes, preside over hearings, and assist with the preparation of reports and decisions.
  3. Issue subpoenas and administer oaths in connection with any investigations, hearings, or disciplinary proceedings held under this chapter. Any individual or entity served with a subpoena issued by the Board shall comply notwithstanding the patient's privilege established in 12 V.S.A. § 1612 .
  4. Take or cause depositions to be taken as needed in any investigation, hearing, or proceeding.
  5. Undertake any such other actions and procedures specified in, or required or appropriate to carry out, the provisions of this chapter and chapters 7, 29, 31, and 52 of this title.
  6. Require a licensee or applicant to submit to a mental or physical examination, and an evaluation of medical knowledge and skill by individuals or entities designated by the Board if the Board has a reasonable basis to believe a licensee or applicant may be incompetent or unable to practice medicine with reasonable skill and safety. The results of the examination or evaluation shall be admissible in any hearing before the Board. The results of an examination or evaluation obtained under this subsection and any information directly or indirectly derived from such examination or evaluation shall not be used for any purpose, including impeachment or cross-examination against the licensee or applicant in any criminal or civil case, except a prosecution for perjury or giving a false statement. The Board shall bear the cost of any examination or evaluation ordered and conducted pursuant to this subdivision in whole or in part if the licensee demonstrates financial hardship or other good cause. The licensee or applicant, at his or her expense, shall have the right to present the results or reports of independent examinations and evaluations for the Board's due consideration. An order by the Board that a licensee or applicant submit to an examination, test, or evaluation shall be treated as a discovery order for the purposes of enforcement under 3 V.S.A. §§ 809a and 809b. The results of an examination or evaluation obtained under this subdivision shall be confidential except as provided in this subdivision.
  7. Investigate all complaints of illegal practice of medicine and refer any substantiated illegal practice of medicine to the Office of the Attorney General or the State's Attorney in the county in which the violation occurred.
    1. Inquire into the criminal history backgrounds of applicants for licensure and for biennial license renewal for all professionals licensed or certified by the Board. In obtaining these background checks, the Board may inquire directly of the Vermont Crime Information Center, the Federal Bureau of Investigation, the National Crime Information Center, or other holders of official criminal record information, and may arrange for these inquiries to be made by a commercial service. (8) (A) Inquire into the criminal history backgrounds of applicants for licensure and for biennial license renewal for all professionals licensed or certified by the Board. In obtaining these background checks, the Board may inquire directly of the Vermont Crime Information Center, the Federal Bureau of Investigation, the National Crime Information Center, or other holders of official criminal record information, and may arrange for these inquiries to be made by a commercial service.
    2. Prior to acting on an initial or renewal application, the Board may obtain with respect to the applicant a Vermont criminal history record, an out-of-state criminal history record, and a criminal history record from the Federal Bureau of Investigation. Federal Bureau of Investigation background checks shall be fingerprint-supported, and fingerprints so obtained may be retained on file and used to notify the Board of future triggering events. Each applicant shall consent to the release of criminal history records to the Board on forms developed by the Vermont Crime Information Center.
    3. An applicant or licensee shall bear any cost of obtaining a required criminal history background check.
    4. The Board shall comply with all laws regulating the release of criminal history records and the protection of individual privacy.
    5. No person shall confirm the existence or nonexistence of criminal history record information to any person who would not be eligible to receive the information pursuant to this chapter. As used in this subdivision, "criminal history record" has the same meaning as in 20 V.S.A. § 2056a .
  8. Inquire, at the Board's discretion, of the Vermont Department for Children and Families or of the Vermont Department of Disabilities, Aging, and Independent Living to determine whether any applicant, licensee, or holder of certification who may provide care or treatment to a child or a vulnerable adult is listed on the Child Protection Registry or the vulnerable adult abuse, neglect, and exploitation registry.
  9. As part of the license application or renewal process, collect data necessary to allow for workforce strategic planning required under 18 V.S.A. chapter 222.
  10. During a declared state of emergency:
    1. The Board or the Executive Director of the Board may issue a temporary license to an individual who is currently licensed to practice as a physician, physician assistant, or podiatrist in another jurisdiction, whose license is in good standing, and who is not subject to disciplinary proceedings in any other jurisdiction. The temporary license shall authorize the holder to practice in Vermont until the termination of the declared state of emergency or 90 days, whichever occurs first, provided the licensee remains in good standing, and may be reissued by the Board if the declared state of emergency continues longer than 90 days. Fees shall be waived when a license is required to provide services under this subdivision (A).
    2. The Board or the Executive Director of the Board may waive supervision and scope of practice requirements for physician assistants, including the requirement for documentation of the relationship between a physician assistant and a physician pursuant to section 1735a of this title. The Board or Executive Director may impose limitations or conditions when granting a waiver under this subdivision (B).
  11. Subdivision (12) effective April 1, 2021.  Provide a pre-application determination of an individual's criminal background. This determination shall not be binding on the Board in a future application if the individual violates probation or parole or is convicted of another crime following the determination.
    1. The Board shall initiate this determination upon an individual's "second chance" determination request. This request shall provide documentation related to the individual's conviction or convictions, evidence of rehabilitation, and identification of the profession or professions for which the individual seeks licensure.
    2. The individual shall submit this request online, accompanied by the fee for pre-application determinations set forth in section 1401a of this chapter. If the individual thereafter applies for licensure, this pre-application fee shall be deducted from that license application fee.
    3. The Board shall:
      1. process a request within 30 days of receiving a complete request;
      2. assess the nature of the underlying conviction or convictions, the nexus to the profession or professions for which the individual seeks licensure, and the provided evidence of rehabilitation; and
      3. respond to the individual's request in writing.
        1. whose spouse is a member of the U.S. Armed Forces and who has been subject to a military transfer to Vermont; and
        2. who left employment to accompany his or her spouse to Vermont.
    1. Subdivision (13) effective April 1, 2021.  Establish uniform procedures applicable to all of the professions under its jurisdiction, providing for: (13) (A) Subdivision (13) effective April 1, 2021.  Establish uniform procedures applicable to all of the professions under its jurisdiction, providing for:
    2. The Board may evaluate specific military credentials to determine equivalency to credentials within the Board's jurisdiction. The determinations shall be adopted through written policy that shall be posted on the Board's website.

    (i) appropriate recognition of education, training, or service completed by a member of the U.S. Armed Forces toward the requirements of professional licensure;

    (ii) expedited issuance of a professional license to a person who is licensed in good standing in another regulatory jurisdiction:

    1. Subdivision (14) effective April 1, 2021.  Adopt rules that prescribe a process for the Board to assess the equivalence of an applicant's professional credentials earned outside the United States as compared to State licensing requirements for those professions within the Board's jurisdiction. (14) (A) Subdivision (14) effective April 1, 2021.  Adopt rules that prescribe a process for the Board to assess the equivalence of an applicant's professional credentials earned outside the United States as compared to State licensing requirements for those professions within the Board's jurisdiction.
    2. Any determination of equivalence by the Board under this subdivision (14) shall be recorded in the applicant's licensing file.
    3. In administering this section, the Board may rely upon third-party credential verification services. The cost of such services shall be paid by the applicant.
    1. Subdivision (15) effective April 1, 2021.  Not less than once every five years, review the continuing education and other continuing competency requirements for each of the professions it regulates. The review results shall be in writing and address the following: (15) (A) Subdivision (15) effective April 1, 2021.  Not less than once every five years, review the continuing education and other continuing competency requirements for each of the professions it regulates. The review results shall be in writing and address the following:
      1. the renewal requirements of the profession;
      2. the renewal requirements in other jurisdictions, particularly in the Northeast region;
      3. the cost of the renewal requirements for the profession's licensees;
      4. an analysis of the utility and effectiveness of the renewal requirements with respect to public protection; and
      5. recommendations to the Commissioner of Health on whether the continuing education or other continuing competency requirements should be modified.
    2. The Commissioner of Health shall respond to the Board within 45 days of its submitted review results. The Commissioner may require the Board to reduce, modify, or otherwise change the renewal requirements, including by proposing any necessary amendments to statute or rule.

      Amended 1975, No. 249 (Adj. Sess.), § 2; 1989, No. 250 (Adj. Sess.), § 38; 1991 No. 167 (Adj. Sess.), § 30; 1993, No. 108 (Adj. Sess.), §§ 24, 25, eff. Feb. 16, 1994; 1995, No. 188 (Adj. Sess.), §§ 1, 8, 9; 1999, No. 14 , § 2; 2001, No. 132 (Adj. Sess.), § 7, eff. June 13, 2002; 2003, No. 34 , § 8, eff. May 23, 2003; 2011, No. 61 , § 2, eff. June 2, 2011; 2013, No. 79 , § 43, eff. June 7, 2013; 2013, No. 119 (Adj. Sess.), § 15; 2019, No. 91 (Adj. Sess.), § 15, eff. March 30, 2020; 2019, No. 126 (Adj. Sess.), § 1; 2019, No. 152 (Adj. Sess.), § 15, eff. April 1, 2021.

History

Source. V.S. 1947, § 6721. 1941, No. 168 , § 1. 1937, No. 190 , § 1. P.L. § 7448. 1921, No. 180 . 1917, No. 254 , § 5963. 1915, No. 1 , § 151. 1915, No. 1 88 , § 1. P.S. § 5362. 1904, No. 133 , §§ 4, 5.

2020 Subdivs. (12)-(15) were originally enacted as subdivs. (11)-(14) by 2019, No. 152 (Adj. Sess.), § 15 but were redesignated as subdivs. (12)-(15) to avoid conflict with subdiv. (11) as enacted by 2019, No. 91 (Adj. Sess.), § 15.

The reference in subdiv. (a)(2) to "section 1313 of this title" should be to section 1311 of this title.

Amendments--2019 (Adj. Sess.) Subdiv. (2): Act No. 126 added the last sentence.

Subdiv. (3): Act No. 126 added the last sentence.

Subdiv. (8): Act No. 126 rewrote the subdiv.

Subdiv. (11): Added by Act No. 91.

Subdivs. (12)-(15): Added by Act No 152.

Amendments--2013 (Adj. Sess.). Subdiv. (8): Substituted "Crime Information Center" for "Criminal Information Center" twice, and "As used in" for "For purposes of" at the beginning of the last sentence.

Amendments--2013. Subdiv. (10): Added.

Amendments--2011. Section amended generally.

Amendments--2003. Subdiv. (1): Inserted "or certificate" following "license".

Amendments--2001 (Adj. Sess.) Section amended generally.

Amendments--1999. Subdiv. (a)(11): Substituted "direct the day-to-day activities and fix the compensation of" for "employ" preceding "an executive director" in the first sentence.

Subsec. (c): Substituted "and may terminate the employment of" for "the executive director and for" preceding "administrative support" in the first sentence.

Subsec. (d): Added.

Amendments--1995 (Adj. Sess.) Subdiv. (a)(10): Deleted "upon information received from a health care provider regulated under this chapter or a health care facility" following "board if" in the first sentence and added the seventh sentence.

Subdiv. (a)(11): Added.

Subsec. (c): Inserted "and for administrative support staff" following "director" in the first sentence.

Amendments--1993 (Adj. Sess.). Subsec. (a): Added subdivs. (11) and (12).

Subsec. (c): Added.

Amendments--1991 (Adj. Sess.). Subdiv. (a)(10): Added.

Amendments--1989 (Adj. Sess.). Designated the existing provisions of the section as subsec. (a), inserted "or contract for" following "employ" in subdiv. (3), substituted "to employ, contract or make" for "to make contracts and" preceding "arrangements" and inserted "investigative" following "administrative" in subdiv. (4), added new subdivs. (7) and (8), redesignated former subdiv. (7) as subdiv. (9), and added subsec. (b).

Amendments--1975 (Adj. Sess.). Section amended generally.

Termination of provisions. Subdivs. (a)(7) and (8) and subsec. (b) of this section expired on July 1, 1993, pursuant to 1989, No. 250 (Adj. Sess.), § 91(a).

Repeal of subdivs. (a)(11) and (12) and subsecs. (c) and (d). 1993, No. 108 (Adj. Sess.), § 29, as amended by 1995, No. 188 (Adj. Sess.), § 2, 1997, No. 59 , § 89g, and 1997, No. 155 (Adj. Sess.), § 18, provided that subdivs. (a)(11) and (12) and subsec. (c) of this section, which were added by sections 24 and 25 of the act, shall expire on January 1, 2000; however, that provision was repealed by 1999, No. 14 , § 4. 1999, No. 14 , § 5 provided that subdivs. (a)(11) and (12) and subsecs. (c) and (d) of this section shall expire on January 1, 2003; however, 2001, No. 132 (Adj. Sess.) § 7 repealed subdivs. (a)(11) and (12) and subsecs. (c) and (d).

Cross References

Cross references. Enforcement of subpoenas issued by administrative agencies generally, see 3 V.S.A. § 809a.

Modification of subpoenas or discovery orders issued by administrative agencies, see 3 V.S.A. § 809b.

§ 1354. Unprofessional conduct.

  1. The Board shall find that any one of the following, or any combination of the following, whether the conduct at issue was committed within or outside the State, constitutes unprofessional conduct:
    1. fraud or misrepresentation in applying for or procuring a medical license or in connection with applying for or procuring periodic renewal of a medical license;
    2. all advertising of medical business that is intended or has a tendency to deceive the public or impose upon credulous or ignorant persons and so be harmful or injurious to public morals or safety;
    3. [Repealed.]
    4. abandonment of a patient;
    5. habitual or excessive use or abuse of drugs, alcohol, or other substances that impair the licensee's ability to practice medicine;
    6. promotion by a physician of the sale of drugs, devices, appliances, or goods provided for a patient in such a manner as to exploit the patient for financial gain of the physician or selling, prescribing, giving away, or administering drugs for other than legal and legitimate therapeutic purposes;
    7. conduct that evidences unfitness to practice medicine;
    8. willfully making and filing false reports or records in his or her practice as a physician;
    9. willful omission to file or record, or willfully impeding or obstructing a filing or recording, or inducing another person to omit to file or record medical reports required by law;
    10. failure to make available promptly to a person using professional health care services, that person's representative, succeeding health care professionals, or institutions, when given proper written request and direction of the person using professional health care services, copies of that person's records in the possession or under the control of the licensed practitioner;
    11. solicitation of professional patronage by agents or persons or profiting from the acts of those representing themselves to be agents of the licensed physician;
    12. division of fees or agreeing to split or divide the fees received for professional services for any person for bringing to or referring a patient;
    13. agreeing with clinical or bio-analytical laboratories to make payments to such laboratories for individual tests or test series for patients, unless the physician discloses on the bills to patients or third party payors the name of such laboratory, the amount or amounts to such laboratory for individual tests or test series, and the amount of his or her processing charge or procurement, if any, for each specimen taken;
    14. willful misrepresentation in treatments;
    15. practicing medicine with a physician who is not legally practicing within the State, or aiding or abetting such physician in the practice of medicine; except that it shall be legal to practice in an accredited preceptorship or residency training program or pursuant to section 1313 of this title;
    16. gross overcharging for professional services on repeated occasions, including filing of false statements for collection of fees for which services are not rendered;
    17. offering, undertaking, or agreeing to cure or treat disease by a secret method, procedure, treatment, or medicine;
    18. consistent improper utilization of services;
    19. consistent use of nonaccepted procedures that have a consistent detrimental effect upon patients;
    20. professional incompetency resulting from physical or mental impairment;
    21. permitting one's name or license to be used by a person, group, or corporation when not actually in charge of or responsible for the treatment given;
    22. in the course of practice, gross failure to use and exercise on a particular occasion or the failure to use and exercise on repeated occasions, that degree of care, skill, and proficiency that is commonly exercised by the ordinary skillful, careful, and prudent physician engaged in similar practice under the same or similar conditions, whether or not actual injury to a patient has occurred;
    23. revocation of a license to practice medicine or surgery, or other disciplinary sanction, by another jurisdiction on one or more of the grounds specified in this section;
    24. failure to comply with the provisions of 18 V.S.A. § 1852 ;
    25. failure to comply with an order of the Board or violation of any term or condition of a license that is restricted or conditioned by the Board;
    26. any physician who, in the course of a collaborative agreement with a nurse practitioner allows the nurse practitioner to perform a medical act that is outside the usual scope of the physician's own practice or that the nurse practitioner is not qualified to perform by training or experience, or that the ordinary reasonable and prudent physician engaged in a similar practice would not agree should be written into the scope of the nurse practitioner's practice;
    27. failure to comply with provisions of federal statutes or regulations, or the statutes or rules of this or any other state, governing the practice of medicine or surgery;
    28. practice of profession when medically or psychologically unfit to do so;
    29. delegation of professional responsibilities to a person whom the licensed professional knows, or has reason to know, is not qualified by training, experience, education, or licensing credentials to perform them;
    30. conviction of a crime related to the practice of the profession or conviction of a felony, whether or not related to the practice of the profession, or failure to report to the Board a conviction of any crime related to the practice of the profession or any felony in any court within 30 days of the conviction;
    31. use of the services of an anesthesiologist assistant by an anesthesiologist in a manner that is inconsistent with the provisions of chapter 29 of this title;
    32. use of the services of a radiologist assistant by a radiologist in a manner that is inconsistent with the provisions of chapter 52 of this title;
      1. providing, prescribing, dispensing, or furnishing medical services or prescription medication or prescription-only devices to a person in response to any communication transmitted or received by computer or other electronic means, when the licensee fails to take the following actions to establish and maintain a proper physician-patient relationship: (33) (A) providing, prescribing, dispensing, or furnishing medical services or prescription medication or prescription-only devices to a person in response to any communication transmitted or received by computer or other electronic means, when the licensee fails to take the following actions to establish and maintain a proper physician-patient relationship:
        1. a reasonable effort to verify that the person requesting medication is in fact the patient, and is in fact who the person claims to be;
        2. establishment of documented diagnosis through the use of accepted medical practices; and
        3. maintenance of a current medical record;
      2. for the purposes of this subdivision (33), an electronic, on-line, or telephonic evaluation by questionnaire is inadequate for the initial evaluation of the patient;
      3. the following would not be in violation of this subdivision (33) if transmitted or received by computer or other electronic means:
        1. initial admission orders for newly hospitalized patients;
        2. prescribing for a patient of another physician for whom the prescriber has taken the call;
        3. prescribing for a patient examined by a licensed advanced practice registered nurse, physician assistant, or other advanced practitioner authorized by law and supported by the physician;
        4. continuing medication on a short-term basis for a new patient, prior to the patient's first appointment; or
        5. emergency situations where life or health of the patient is in imminent danger;
    33. failure to provide to the Board such information it may reasonably request in furtherance of its statutory duties. The patient privilege set forth in 12 V.S.A. § 1612 shall not bar the licensee's obligations under this subsection (a) and no confidentiality agreement entered into in concluding a settlement of a malpractice claim shall exempt the licensee from fulfilling his or her obligations under this subdivision;
    34. disruptive behavior that involves interaction with physicians, hospital personnel, office staff, patients, or support persons of the patient or others that interferes with patient care or could reasonably be expected to adversely affect the quality of care rendered to a patient;
    35. commission of any sexual misconduct that exploits the physician-patient relationship, including sexual contact with a patient, surrogates, or key third parties;
    36. prescribing, selling, administering, distributing, ordering, or dispensing any drug legally classified as a controlled substance for the licensee's own use or to an immediate family member as defined by rule;
    37. signing a blank or undated prescription form; or
    38. [Repealed.]
    39. use of conversion therapy as defined in 18 V.S.A. § 8351 on a client younger than 18 years of age.
  2. The Board may also find that failure to practice competently by reason of any cause on a single occasion or on multiple occasions constitutes unprofessional conduct. Failure to practice competently includes, as determined by the Board:
    1. performance of unsafe or unacceptable patient care; or
    2. failure to conform to the essential standards of acceptable and prevailing practice.
  3. The burden of proof in a disciplinary action shall be on the State to show by a preponderance of the evidence that the person has engaged in unprofessional conduct.

    Amended 1967, No. 307 (Adj. Sess.), § 6, eff. March 22, 1968; 1975, No. 249 (Adj. Sess.), § 2; 1977, No. 259 (Adj. Sess.), § 6; 1985, No. 163 (Adj. Sess.), § 3; 1989, No. 161 (Adj. Sess.), §§ 1, 2; 1991, No. 167 (Adj. Sess.), § 31; 1993, No. 190 (Adj. Sess.), § 6, eff. June 11, 1994; 1993, No. 201 (Adj. Sess.), § 4; 2001, No. 132 (Adj. Sess.), § 8, eff. June 13, 2002; 2001, No. 151 (Adj. Sess.), § 19a, eff. June 27, 2002; 2003, No. 34 , § 3, eff. May 23, 2003; 2009, No. 103 (Adj. Sess.), § 19c, eff. May 12, 2010; 2011, No. 61 , § 2, eff. June 2, 2011; 2015, No. 138 (Adj. Sess.), § 3; 2017, No. 74 , § 117; 2019, No. 123 (Adj. Sess.), § 2; 2019, No. 126 (Adj. Sess.), § 1.

History

Source. V.S. 1947, § 6721. 1941, No. 168 , § 1. 1937, No. 190 , § 1. P.L. § 7448. 1921, No. 180 . 1917, No. 254 , § 5963. 1915, No. 1 , § 151. 1915, No. 1 88 , § 1. P.S. § 5362. 1904, No. 133 , §§ 4, 5.

Amendments--2019 (Adj. Sess.). Subdiv. (a)(23): Act No. 126 substituted ", or other disciplinary sanction, by" for "in" preceding "another jurisdiction".

Subdiv. (a)(27): Act No. 126 substituted "federal statutes or regulations, or the statutes or rules of this or any other state" for "federal or State statutes or rules".

Subdiv. (a)(39): Repealed by Act No. 123.

Amendments--2017. Subsec. (a): Deleted "or not" following "whether".

Subdiv. (a)(26): Substituted "that" for "which" in three places, and deleted "shall be subject to disciplinary action by the Board in accordance with chapter 23 of this title" following "practitioner's practice" at the end of the subdiv.

Amendments--2015 (Adj. Sess.). Subdiv. (a)(40): Added.

Amendments--2011. Subdiv. (a)(1): Substituted "fraud" for "fraudulent" preceding "or" and substituted "misrepresentation in applying for or procuring a medical license or in connection with applying for or procuring periodic renewal of a medical license" for "deceptive procuring or use of a license" following "or".

Subdiv. (a)(5): Rewrote the subdiv.

Subdiv. (a)(15): Inserted "or pursuant to section 1313 of this title" following "program".

Subdiv. (a)(23): Deleted "subdivisions (1)-(25) of" preceding "this section".

Subdiv. (a)(30): Inserted ", or failure to report to the board a conviction of any crime related to the practice of the profession or any felony in any court within 30 days of the conviction" following "profession".

Subdivs. (a)(33)-(39): Added.

Amendments--2009 (Adj. Sess.) Subdiv. (a)(32): Added.

Amendments--2003. Subdiv. (a)(31): Added.

Amendments--2001 (Adj. Sess.) Act No. 132 added the subsec. (a) designation and rewrote the introductory language, added the language beginning "or violation of any term" in subdiv. (a)(25), and added subdivs. (a)(27) - (30) and subsecs. (b) and (c).

Act No. 151 repealed subdiv. (a)(3).

Amendments--1993 (Adj. Sess.). Act No. 190 added "whether or not the conduct at issue was committed within or without the state" following "thereof" in the introductory paragraph and deleted "and whether or not committed within or without the state" following "occurred" in subdiv. (22).

Act No. 201 Added subdiv. (26).

Amendments--1991 (Adj. Sess.). Added "or conviction of a felony, whether or not related to the practice of medicine" following "out of the practice of medicine" in subdiv. (3), inserted "or her" preceding "practice" in subdiv. (8) and preceding "processing" in subdiv. (13), substituted "(1)-(25)" for "(1)-(22)" in subdiv. (23), and added subdiv. (25).

Amendments--1989 (Adj. Sess.). Subdiv. (5): Deleted "and it impairs his ability to practice" following "drugs".

Subdiv. (7): Amended generally.

Amendments--1985 (Adj. Sess.). Subdiv. (24): Added.

Amendments--1977 (Adj. Sess.). Subdiv. (23): Added.

Amendments--1975 (Adj. Sess.). Section amended generally.

Amendments--1967 (Adj. Sess.). Substituted "he may" for "such secretary is hereby authorized to" preceding "employ" and "$1200.00" for "$400.00" in the second sentence and "shall" for "is hereby directed to" preceding "issue" in the third sentence.

Cross References

Cross references. Inappropriate use by physician of services of physician assistant, see § 1739a of this title.

ANNOTATIONS

Analysis

1. Conviction of crime.

Under provision of this section that defines the conviction of a crime as unprofessional conduct, the issue of guilt of the crime may not be relitigated at a later disciplinary hearing based on conviction of the crime. Board of Medical Practice v. Perry-Hooker, 139 Vt. 264, 427 A.2d 1334 (1981).

In State board's proceedings against physician for unprofessional conduct, in which license to practice was revoked on ground of conviction in another state of several federal drug law violations, evidence that the conviction resulted from entrapment, that principal witness in the criminal proceeding was later convicted of perjury, and that there was a conflict of interest involving that witness and defense counsel, was not admissible as a collateral attack on the conviction or on subsequent revocation of license to practice in New Hampshire. Board of Medical Practice v. Perry-Hooker, 139 Vt. 264, 427 A.2d 1334 (1981).

2. Application.

Statute governing unprofessional conduct provides no basis for disciplining a supervising physician whose physician assistant has committed an unprofessional act where the supervising physician has met or exceeded all standards of care. In re Porter, 192 Vt. 601, 70 A.3d 915 (2012).

Court has held that the statute addressing unprofessional conduct by a physician and the statute concerning dishonorable conduct are not coextensive; it did not hold that the latter statute was applicable only to conduct engaged in outside the medical practice. Rather, it held that the statute empowered the Medical Practice Board to determine the personal and professional qualifications of individuals who may obtain and hold a license. In re Appeal of Chase, 186 Vt. 355, 987 A.2d 924 (2009).

Although an administrative body's interpretation of the statutory provisions it must execute will be sustained on appeal absent a compelling indication of error, to the extent that rule conflicts with statute, rule cannot be sustained; thus Board of Medical Practice's rule limiting the Board's jurisdiction to conduct that is sanctionable to that listed in 26 V.S.A. § 1354 was an impermissible restriction on the Board's powers under 26 V.S.A. § 1398. Delozier v. State, 160 Vt. 426, 631 A.2d 228 (1993).

Under 26 V.S.A. § 1398, Board of Medical Practice may suspend or revoke a license for immoral, unprofessional, or dishonorable conduct; conduct for which the Board may revoke licenses is not limited to the types of unprofessional conduct listed in 26 V.S.A. § 1354. Delozier v. State, 160 Vt. 426, 631 A.2d 228 (1993).

3. Evidence.

There was no abuse of discretion in the Medical Practice Board's ruling that irrespective of the general thoroughness and attentiveness of respondent's nurses in follow-up interviews with patients, respondent himself had the responsibility to engage each patient personally in an assessment of visual function and its effect on that patient's visual needs and quality of life. If in fact respondent failed to satisfy a reasonable standard of care in assessing a patient's need for cataract surgery, such a deficiency could not be overcome by even a thorough informed consent procedure conducted by nurses. In re Appeal of Chase, 186 Vt. 355, 987 A.2d 924 (2009).

Medical Practice Board properly found that respondent engaged in unprofessional conduct by describing cataracts as "dense" when it found that generally, a cataract described as dense was one that was more clinically significant and presented characteristics that might be associated with a higher risk for surgical complications. The Board further found that respondent's use of the word "dense" to describe patients' trace or early cataracts did not conform to the understanding of what that term meant as established by the expert testimony and the practice standard accepted by the parties; furthermore, there was expert testimony that it was important for eye doctors to document what grade a cataract was for future comparison because other doctors might later want to view previous medical records to determine what was seen at an earlier time. In re Appeal of Chase, 186 Vt. 355, 987 A.2d 924 (2009).

Medical Practice Board did not err in finding that respondent engaged in unprofessional conduct with respect to statements he made to patients about obtaining a second opinion. The Board's finding that respondent's testimony was not credible was supported by testimony of several patients. In re Appeal of Chase, 186 Vt. 355, 987 A.2d 924 (2009).

There was no error in finding that respondent engaged in unprofessional conduct by failing to participate in a collaborative process with his patients to assess their need for cataract surgery. The parties stipulated to the standard of care set forth in the American Academy of Ophthalmology's Preferred Practice Pattern for indications and contra-indications for performing cataract surgery, and the evidence demonstrated that respondent failed to meet the standard with respect to some of his patients. In re Appeal of Chase, 186 Vt. 355, 987 A.2d 924 (2009).

4. False Reports.

Word "willful," though given different definitions under different circumstances, cannot well mean less than intentionally and by design. Accordingly, the Medical Practice Board did not err in declining to find a willful violation of the statutory prohibition against filing false reports based upon its conclusion that the inaccurate entries in respondent's records were the result of missteps other than purposeful falsification. In re Appeal of Chase, 186 Vt. 355, 987 A.2d 924 (2009).

5. Due process.

There was no due process violation when for each of the eight patients in question, the State's complaint cited misleading statements or inaccurate records respondent made regarding a second opinion and generally charged him with unprofessional conduct; with respect to four of those patients to whom respondent made statements that actively dissuaded them from obtaining a second opinion, the State also charged him with engaging in conduct that fell below the personal and moral standards set forth in the license revocation statute. The State's complaint was more than sufficient to place respondent on notice as to what the charges were, and, in fact, respondent vigorously defended himself and cross-examined each of the patients as to his conduct concerning their obtaining a second opinion; for its part, the Medical Practice Board made findings and conclusions on this point that essentially tracked the State's charges. In re Appeal of Chase, 186 Vt. 355, 987 A.2d 924 (2009).

6. Particular cases.

Any finding of unprofessional conduct would necessarily have been based upon the conduct of a physician assistant (PA) alone because the Board of Medical Practice found that the physician himself did not fail to meet the standards of care, and in one case exceeded that required by the Board. Because the statute governing unprofessional conduct did not include a basis for disciplining a physician based solely upon the acts of a PA, the Board quite simply would not have had the authority to sanction the physician for the PA's acts under that statute. In re Porter, 192 Vt. 601, 70 A.3d 915 (2012).

In a license suspension proceeding, the record did not support a physician's claim that the Medical Practice Board's findings of unprofessional conduct were based on surmise or were insufficiently tethered to the evidence. The Board found that the evidence suggested that the physician's initial examination and his continuing oversight of his patients was superficial at best and not up to the strict professional standards required by the Policy for the Use of Controlled Substances for the Treatment of Pain for physicians prescribing narcotics; the Board also cited specific evidence in finding that the physician had failed to adequately discuss the risks of controlled substances with his patients or evaluate behaviors indicating the possibility of drug dependence or diversion, that he had prescribed narcotics in greater amounts than the actual dosages required, and that his testimony at the post-suspension evidentiary hearing failed to provide the missing rationale or adequate explanation of his treatment and prescribing practices. In re Miller, 186 Vt. 505, 989 A.2d 982 (2009).

Court defers to determinations that require the Medical Practice Board to apply its expertise or weigh whether certain behavior violated the standard of care pertaining to professional conduct, and it would not, therefore, second-guess the Board's conclusion that a physician's actions in prescribing narcotics in excessive quantity without an adequate rationale or concern for the risks of drug dependence and diversion violated the standards of professional conduct. Nor was expert testimony required for a board composed in substantial part of a licensee's peers. In re Miller, 186 Vt. 505, 989 A.2d 982 (2009).

Cited. Board of Medical Practice v. Perry-Hooker, 143 Vt. 268, 465 A.2d 291 (1983); Nash v. Wennar, 645 F. Supp. 238 (D. Vt. 1986); LoPresti v. Rutland Regional Health Services, 177 Vt. 316, 865 A.2d 1102 (October 22, 2004).

§§ 1355-1361. Repealed. 2019, No. 126 (Adj. Sess.), § 1.

History

Former §§ 1355-1361. Former § 1355, relating to complaints and hearing committee, was derived from V.S. 1947, § 6722; 1947, No. 202 , § 6826; P.L. § 7449; 1921, No. 180 ; G.L. § 6085; 1917, No. 254 , § 5963; 1915, No. 1 , § 151; 1915, No. 1 88 , § 1; P.S. § 5362; 1 904, No. 133 , §§ 4, 5 and amended by 1975, No. 249 (Adj. Sess.), § 2; 1989, No. 102 , § 2; 1991, No. 167 (Adj. Sess.), § 32; 2001, No. 132 (Adj. Sess.), § 9; and 2011, No. 61 , § 2.

Former § 1356, relating to specification of charges, was derived from V.S. 1947, § 6723; 1943, No. 140 , § 1; 1937, No. 190 , § 2; P.L. § 7450; 1933, No. 157 , § 7062; 1923, No. 113 , § 1; G.L. § 6086; 1917, No. 189 ; 1915, No. 1 , § 152; P.S. § 5363; 1904, No. 133 , § 3 and amended by 1969, No. 187 (Adj. Sess.), § 3; and 1975, No. 249 (Adj. Sess.), § 2.

Former § 1357, relating to time and notice of hearing, was derived from V.S. 1947, § 6724; P.L. § 7451; 1933, No. 156 , § 1; 1923, No. 113 , § 1; G.L. § 6086; 1917, No. 189 ; 1915, No. 1 , § 152; P.S. § 5363; 1904, No. 133 , § 3 and amended by 1975, No. 249 (Adj. Sess.), § 2; and 2011, No. 61 , § 2.

Former § 1358, relating to subpoenas and contempt, was derived from V.S. 1947, § 6741; P.L. § 7469; G.L. § 6096; P.S. § 5373; 1904, No. 133 , § 12 and amended by 1969, No. 187 (Adj. Sess.), § 4; 1975, No. 249 (Adj. Sess.), § 2; and 1983, No. 230 (Adj. Sess.), § 8a.

Former § 1359, relating to report of hearing, was derived from 1975, No. 249 (Adj. Sess.), § 2 and amended by 2011, No. 61 , § 2.

Former § 1360, relating to hearing before Board, was derived from 1975, No. 249 (Adj. Sess.) § 2 and amended by 1989, No. 102 , § 3; 1991, No. 167 (Adj. Sess.), § 33; and 2011, No. 61 , § 2.

Former § 1361, relating to decision and order, was derived from 1975, No. 249 (Adj. Sess.) § 2 and amended by 1979, No. 169 (Adj. Sess.); and 2011, No. 61 , § 2.

§ 1362. Repealed. 1989, No. 250 (Adj. Sess.), § 92.

History

Former § 1362. Former § 1362, relating to reports to the Board, was derived from 1975, No. 249 (Adj. Sess.), § 2.

§ 1363. Repealed. 1991, No. 167 (Adj. Sess.), § 66(7).

History

Former § 1363. Former § 1363, relating to appeals from decisions of Board, was derived from 1975, No. 249 (Adj. Sess.), § 2.

§ 1364. References to the State Board of Medical Registration.

The State Board of Medical Registration is abolished. All references in the Vermont Statutes Annotated to the State Board of Medical Registration shall be deemed from and after July 1, 1976, to refer to the State Board of Medical Practice.

Added 1975, No. 249 (Adj. Sess.), § 2.

History

Revision note. In the second sentence, substituted "July 1, 1976" for "the effective date of this section" for purposes of clarity.

§ 1365. Notice of conviction of crime; interim suspension of license.

  1. The Board shall treat a notice of conviction of a crime for which a licensee may be disciplined under section 1354 of this title as an unprofessional conduct complaint. A certified copy of the judgment of conviction shall be conclusive evidence of the fact that the conviction occurred.
  2. Upon receipt of the certified copy of the judgment of conviction of a crime for which a licensee may be disciplined for unprofessional conduct, the Board may immediately suspend that person's license until the time for appeal has elapsed and no appeal has been taken, or until the judgment of conviction has been affirmed on appeal or has otherwise become final, and until further order of the Board. The Board shall notify the licensee whose license has been suspended under this section and advise the licensee of his or her right to request a hearing, within 90 days. At such hearing, the licensee shall have the burden of showing why the suspension should not remain in effect pending appeal.
  3. The disciplinary hearing shall not be commenced until all appeals from the conviction are concluded unless the licensee requests that the matter not be deferred. The sole issue to be determined at such hearing shall be the nature of the disciplinary action to be taken by the Board.
  4. An interim suspension ordered under subsection (b) of this section shall automatically terminate if the licensee demonstrates that the conviction that served as the basis of the interim suspension has been reversed or vacated. However, a reversal or vacated conviction shall not prohibit the Board from pursuing disciplinary action based on any cause other than the overturned conviction.

    Added 1995, No. 188 (Adj. Sess.), § 11; amended 2011, No. 61 , § 2, eff. June 2, 2011; 2019, No. 126 (Adj. Sess.), § 1.

History

Amendments--2019 (Adj. Sess.). Subsec. (a): Substituted "notice" for "certified copy of the judgment" preceding "of conviction" in the first sentence; substituted "A certified copy of the judgment" for "The record" at the beginning of the second sentence; and deleted the last sentence.

Amendments--2011. Subsec. (a): Substituted "section 1354" for "subdivision 1354(a)(3)" preceding "of this title".

§ 1366. Out-of-state discipline; interim suspension of license.

  1. The Board shall treat a certified copy of an order revoking or suspending the license of a person licensed to practice medicine or surgery in another jurisdiction on grounds for which a licensee may be disciplined under subdivision 1354(a)(23) of this title as an unprofessional conduct complaint. A certified copy of the order of revocation or suspension shall be conclusive evidence of the fact that the revocation or suspension occurred.
  2. The Board shall treat as an unprofessional conduct complaint any notice of a statement of a licensing entity in another jurisdiction that verifies that a person licensed to practice medicine or surgery in that jurisdiction failed to renew, surrendered, or otherwise terminated his or her license during, or prior to initiation of, proceedings to revoke or suspend his or her license. A certified copy of the statement shall be conclusive evidence of the fact that such termination occurred.
  3. Upon receipt of the certified copy of an order or statement referred to in subsection (a) or (b) of this section, the Board shall follow the procedures for interim suspension set forth in subsection 1365(b) of this chapter.
  4. The sole issue to be determined at the disciplinary hearing on a complaint filed under subsection (a) of this section shall be the nature of the disciplinary action to be taken by the Board.

    Added 1995, No. 188 (Adj. Sess.), § 12; 2019, No. 126 (Adj. Sess.), § 1.

History

2006. In subsec. (a), substituted "subdivision 1354(a)(23)" for "subdivision 1354(23)" for purposes of clarity and to conform to V.S.A. style.

Amendments--2019 (Adj. Sess.). Subsec. (a): Substituted "A certified copy of the" for "The" at the beginning of the second sentence.

Subsec. (b): In the first sentence, substituted "as an unprofessional conduct complaint any notice" for "a certified copy" following "The Board shall treat" and deleted "as an unprofessional conduct complaint" at the end; and substituted "A certified copy of the" for "The" at the beginning of the second sentence.

Subsec. (c): Substituted "subsection" for "subsections" following "referred to in" and substituted "chapter" for "title" at the end.

§ 1367. Appeals from Board orders.

A party aggrieved by a final order of the Board may, within 30 days of the order, appeal that order to the Vermont Supreme Court on the basis of the record created before the Board.

Added 2001, No. 132 (Adj. Sess.), § 10, eff. June 13, 2002.

ANNOTATIONS

1. Supreme Court.

Assuming that a physician's constitutional claims were raised and preserved before the Board of Medical Practice, it was for the Supreme Court of Vermont, and not a Superior Court in a declaratory judgment action, to decide whether his constitutional rights were violated in the proceedings before the Board. Chase v. State, 184 Vt. 430, 966 A.2d 139 (2008).

§ 1368. Data repository; licensee profiles.

  1. A data repository is created within the Department of Health that will be responsible for the compilation of all data required under this section, under this chapter, and under any other law or rule that requires the reporting of such information. Notwithstanding any provision of law to the contrary, licensees shall promptly report and the Department shall collect the following information to create individual profiles on all health care professionals licensed, certified, or registered by the Department, pursuant to the provisions of this title, in a format created by the Department that shall be available for dissemination to the public:
    1. A description of any criminal convictions for felonies and serious misdemeanors, as determined by the Commissioner of Health, within the most recent 10 years. For the purposes of this subdivision, a person shall be deemed to be convicted of a crime if he or she pleaded guilty or was found or adjudged guilty by a court of competent jurisdiction.
    2. A description of any charges to which a health care professional pleads nolo contendere or where sufficient facts of guilt were found and the matter was continued without a finding by a court of competent jurisdiction.
      1. A description of any formal charges served, findings, conclusions, and orders of the licensing authority, and final disposition of matters by the courts within the most recent 10 years, and a summary of the final disposition of such matters indicating any charges that were dismissed and any charges resulting in a finding of unprofessional conduct. (3) (A) A description of any formal charges served, findings, conclusions, and orders of the licensing authority, and final disposition of matters by the courts within the most recent 10 years, and a summary of the final disposition of such matters indicating any charges that were dismissed and any charges resulting in a finding of unprofessional conduct.
      2. The Department shall remove from the data repository any charges, findings, conclusions, and order if the final disposition of the matter dismissed all charges filed against the licensee in the same action. The Department shall ensure that the period for appealing an order has expired prior to removing any such information from the data repository, and shall remove that information within five business days of the expiration of the appeal period.
      1. A description of any formal charges served by licensing authorities, findings, conclusions, and orders of such licensing authorities, and final disposition of matters by the courts in other states within the most recent 10 years. (4) (A) A description of any formal charges served by licensing authorities, findings, conclusions, and orders of such licensing authorities, and final disposition of matters by the courts in other states within the most recent 10 years.
      2. Upon request of the licensee, the Department shall remove from the data repository any charges, findings, conclusions, and order if the final disposition of the matter dismissed all charges filed against the licensee in the same action. The Department shall confirm the dismissal and shall ensure that the period for appealing an order has expired prior to removing any such information from the data repository, and shall remove that information within five business days of the expiration of the appeal period or within five business days of the request of the licensee, whichever is later.
    3. A description of revocation or involuntary restriction of hospital privileges for reasons related to competence or character that has been issued by the hospital's governing body or any other official of the hospital after procedural due process has been afforded, or the resignation from, or nonrenewal of, medical staff membership or the restriction of privileges at a hospital taken in lieu of, or in settlement of, a pending disciplinary case related to competence or character in that hospital. Only cases that have occurred within the most recent 10 years shall be disclosed by the Board to the public.
      1. All medical malpractice court judgments and all medical malpractice arbitration awards in which a payment is awarded to a complaining party during the last 10 years, and all settlements of medical malpractice claims in which a payment is made to a complaining party within the last 10 years. Dispositions of paid claims shall be reported in a minimum of three graduated categories, indicating the level of significance of the award or settlement, if valid comparison data are available for the profession or specialty. Information concerning paid medical malpractice claims shall be put in context by comparing an individual health care professional's medical malpractice judgment awards and settlements to the experience of other health care professionals within the same specialty within the New England region or nationally. The Commissioner may, in consultation with the Vermont Medical Society, report comparisons of individual health care professionals covered under this section to all similar health care professionals within the New England region or nationally. (6) (A) All medical malpractice court judgments and all medical malpractice arbitration awards in which a payment is awarded to a complaining party during the last 10 years, and all settlements of medical malpractice claims in which a payment is made to a complaining party within the last 10 years. Dispositions of paid claims shall be reported in a minimum of three graduated categories, indicating the level of significance of the award or settlement, if valid comparison data are available for the profession or specialty. Information concerning paid medical malpractice claims shall be put in context by comparing an individual health care professional's medical malpractice judgment awards and settlements to the experience of other health care professionals within the same specialty within the New England region or nationally. The Commissioner may, in consultation with the Vermont Medical Society, report comparisons of individual health care professionals covered under this section to all similar health care professionals within the New England region or nationally.
      2. Comparisons of malpractice payment data shall be accompanied by:
        1. an explanation of the fact that professionals treating certain patients and performing certain procedures are more likely to be the subject of litigation than others;
        2. a statement that the report reflects data for the last 10 years, and the recipient should take into account the number of years the professional has been in practice when considering the data;
        3. an explanation that an incident giving rise to a malpractice claim may have occurred years before any payment was made, due to the time lawsuits take to move through the legal system;
        4. an explanation of the possible effect of treating high-risk patients on a professional's malpractice history; and
        5. an explanation that malpractice cases may be settled for reasons other than liability.
        1. Information concerning all settlements shall be accompanied by the following statement: "Settlement of a claim may occur for a variety of reasons that do not necessarily reflect negatively on the professional competence or conduct of the health care professional. A payment in settlement of a medical malpractice action or claim should not be construed as creating a presumption that medical malpractice has occurred." Nothing in this subdivision (6) shall be construed to limit or prevent the licensing authority from providing further explanatory information regarding the significance of categories in which settlements are reported. (C) (i) Information concerning all settlements shall be accompanied by the following statement: "Settlement of a claim may occur for a variety of reasons that do not necessarily reflect negatively on the professional competence or conduct of the health care professional. A payment in settlement of a medical malpractice action or claim should not be construed as creating a presumption that medical malpractice has occurred." Nothing in this subdivision (6) shall be construed to limit or prevent the licensing authority from providing further explanatory information regarding the significance of categories in which settlements are reported.
        2. Pending malpractice claims and actual amounts paid by or on behalf of a professional in connection with a malpractice judgment, award, or settlement shall not be disclosed by the Commissioner of Health or by the licensing authority to the public. Nothing in this subdivision (6) shall be construed to prevent the licensing authority from investigating and disciplining a health care professional on the basis of medical malpractice claims that are pending.
    4. The names of medical professional schools and dates of graduation.
    5. Graduate medical education.
    6. Specialty board certification.
    7. The number of years in practice.
    8. The names of the hospitals where the health care professional has privileges.
    9. Appointments to medical school or professional school faculties, and indication as to whether the health care professional has had a responsibility for teaching graduate medical education within the last 10 years.
    10. Information regarding publications in peer-reviewed medical literature within the last 10 years.
    11. Information regarding professional or community service activities and awards.
    12. The location of the health care professional's primary practice setting.
    13. The identification of any translating services that may be available at the health care professional's primary practice location.
    14. An indication of whether the health care professional participates in the Medicaid program, and is currently accepting new patients.
  2. The Department shall provide individual health care professionals with a copy of their profiles prior to the initial release to the public and each time a physician's profile is modified or amended. A health care professional shall be provided a reasonable time to correct factual inaccuracies that appear in such profile, and may elect to have his or her profile omit the information required under subdivisions (a)(12) through (14) of this section. In collecting information for such profiles and in disseminating the same, the Department shall inform health care professionals that they may choose not to provide such information required under subdivisions (a)(12) through (14).
  3. The profile shall include the following conspicuous statement: "This profile contains information that may be used as a starting point in evaluating the professional. This profile should not, however, be your sole basis for selecting a professional."

    Added 2001, No. 132 (Adj. Sess.), § 15, eff. June 13, 2002; amended 2011, No. 61 , § 2, eff. June 2, 2011; 2013, No. 130 (Adj. Sess.), § 2, eff. July 1, 2015; 2015, No. 23 , § 14; 2017, No. 113 (Adj. Sess.), § 165.

History

Amendments--2017 (Adj. Sess.) Subsec. (a): Substituted "that" for "which" in the first sentence.

Subdiv. (a)(6)(C)(i): Substituted "that" for "which" preceding "do not necessarily" in the first sentence, and "in this subdivision (6)" for "herein" preceding "shall be construed" in the second sentence.

Subdiv. (a)(6)(C)(ii): Substituted "in this subdivision (6)" for "herein" preceding "shall be construed" in the second sentence.

Subsec. (c): Substituted "that" for "which" preceding "may be used" in the first sentence.

Amendments--2015. Subsec. (a): Substituted "section, under this chapter, and under any other law" for "section and any other law" in the first sentence.

Amendments--2013 (Adj. Sess.). Subsec. (a): Inserted "by the Department" following "in a format created".

Subdiv. (a)(3)(A): Inserted ", and a summary of the final disposition of such matters indicating any charges that were dismissed and any charges resulting in a finding of unprofessional conduct" at the end.

Subdivs. (a)(3)(B) and (a)(4)(B): Added.

Amendments--2011. Subsec. (a): Inserted "licensees shall promptly report and" following "contrary,".

Subdiv. (a)(6)(A): Inserted ", if valid comparison data are available for the profession or specialty" following "settlement".

Subdiv. (a)(6)(B)(i): Substituted "professional" for "physician" preceding "treating".

Subdiv. (a)(6)(B)(ii): In the fourth sentence, substituted "professionals" for "physicians" preceding "has been".

Subdiv. (a)(6)(B)(iv): Substituted "professional's" for "physician's" preceding "malpractice".

Subdiv. (a)(6)(C): Substituted "professional" for "physician" preceding "in connection".

Subsec. (c): Substituted "professional" for "physician" following "evaluating the" and following "selecting a".

Summaries of final dispositions. 2013, No. 130 (Adj. Sess.), § 4 provides: "(a) The provisions of Sec. 1 of this act, 26 V.S.A. § 1318(c)(1)(B)(vii), which require the Commissioner of Health to provide a summary of the final disposition of unprofessional conduct matters, shall only apply to final dispositions entered on and after the effective date of Sec. 1 [July 1, 2014].

"(b) The provisions of Sec. 2 of this act, 26 V.S.A. § 1368(a)(3)(A), which require the Department of Health to provide a summary of the final disposition of unprofessional conduct matters, shall only apply to final dispositions entered on and after the effective date of Sec. 2 [July 1, 2015]."

§ 1369. Repealed. 2013, No. 42, § 3.

History

Former § 1369. Former § 1369, relating to the treatment of partner of patient diagnosed with chlamydia infection, was derived from 2009, No. 61 , § 39.

§ 1370. Complaints; investigative committee.

    1. Any individual, organization, or public officer may submit a written complaint to the Board alleging that any individual practicing medicine in the State committed unprofessional conduct or that an individual practiced without being licensed in violation of section 1314 of this chapter. The complaint shall specify the grounds on which the allegations of unprofessional conduct are based. (a) (1)  Any individual, organization, or public officer may submit a written complaint to the Board alleging that any individual practicing medicine in the State committed unprofessional conduct or that an individual practiced without being licensed in violation of section 1314 of this chapter. The complaint shall specify the grounds on which the allegations of unprofessional conduct are based.
    2. A person or organization shall not be liable in a civil action for damages resulting from the good faith reporting of information to the Board about alleged incompetent, unprofessional, or unlawful conduct of a licensee.
    1. The Board shall initiate an investigation of the individual complained against whenever a complaint is received. The Board may also act on its own initiative without having received a complaint. (b) (1)  The Board shall initiate an investigation of the individual complained against whenever a complaint is received. The Board may also act on its own initiative without having received a complaint.
    2. The Executive Director shall designate three or more members, including at least one public member, to serve as an investigative committee to investigate and report to the Board its findings regarding the complaint and whether an evidentiary hearing is warranted. If there is an insufficient number of members to investigate a complaint by reason of disqualification, resignation, vacancy, or necessary absence, the Commissioner of Health may, at the request of the Board, appoint ad hoc members to serve on the investigative committee for that matter only.
    3. If the investigative committee determines that an evidentiary hearing is warranted, the Executive Director shall prepare a specification of the charge or charges of unprofessional conduct made against the individual licensed by the Board, a copy of which shall be served upon the subject of the charge or charges, together with the notice of hearing set forth in subsection 1372(b) of this chapter.

      Added 2019, No. 126 (Adj. Sess.), § 1.

§ 1371. Access to documents; discovery.

    1. A licensee who is notified that a specification of one or more charges of unprofessional conduct have been made against the individual in accordance with subdivision 1370(b)(3) of this chapter shall be entitled to inspect and copy all information in the possession of the Department of Health pertaining to the licensee, except: (a) (1)  A licensee who is notified that a specification of one or more charges of unprofessional conduct have been made against the individual in accordance with subdivision 1370(b)(3) of this chapter shall be entitled to inspect and copy all information in the possession of the Department of Health pertaining to the licensee, except:
      1. investigatory files that have not resulted in charges of unprofessional conduct;
      2. materials that constitute attorney work product; and
      3. any other document or information that the Board has an obligation to protect from disclosure.
    2. The Executive Director shall notify the licensee of the right to inspect and copy information as provided in subsection 1372(b) of this chapter.
  1. A licensee who is notified that a specification of one or more charges of unprofessional conduct have been made against the individual in accordance with subdivision 1370(b)(3) of this chapter shall be entitled to produce fact witnesses, expert witnesses, and evidence on the licensee's own behalf, to cross-examine witnesses testifying against the licensee, and to engage in other methods of discovery as set forth by order of the Board or its hearing officer.
  2. A licensee who is notified that a specification of one or more charges of unprofessional conduct have been made against the individual in accordance with subdivision 1370(b)(3) of this chapter shall be entitled to request to depose witnesses by motion to the Board or its hearing officer. Any deposition so ordered shall be subject to:
    1. the provisions of section 1376 of this chapter, relating to confidentiality and the inadmissibility of certain evidence;
    2. limitations or conditions necessary to protect witnesses who are minors or who are adults subject to a guardianship or conservatorship; and
    3. such other reasonable limitations as the Board or its hearing officer may provide in the interests of justice and consistent with the provisions of 3 V.S.A. § 810 , relating to rules of evidence and official notice in contested cases.

      Added 2019, No. 126 (Adj. Sess.), § 1.

§ 1372. Hearing panel.

  1. Composition of hearing panel.
    1. The Executive Director may designate a hearing panel constituting less than a quorum of the Board to conduct hearings that would otherwise be heard by the full Board. A hearing panel shall consist of at least three members, including at least one physician member of the Board and at least one public member of the Board. No member of the hearing panel shall have been a member of the investigative committee that reviewed the matter at the investigative stage. A party may move to disqualify a member of a hearing panel due to a conflict of interest.
    2. If there is an insufficient number of members to serve on a hearing panel by reason of disqualification, resignation, vacancy, or necessary absence, the Commissioner of Health may, at the request of the Board, appoint ad hoc members to serve on the hearing panel for that matter only.
  2. Time and notice of hearing.
    1. The Executive Director or a hearing officer shall set a time for the evidentiary hearing as soon as convenient following the determination by the investigative committee that an evidentiary hearing is warranted, subject to the discovery needs of the parties as established in any prehearing or discovery conference or in any orders regulating discovery and depositions, or both, but no earlier than 30 days after service of the charge upon the individual complained against. A party may file motions to extend the time of the hearing for good cause.
    2. The Executive Director shall issue a notice of the evidentiary hearing on the charges, which notice shall specify the time and place of the hearing and shall notify the individual complained against that he or she may file with the Executive Director a written response within 20 days of the date of service. The notice shall also notify the individual complained against that a record of the proceeding will be kept, that he or she will have the right to inspect and copy information as set forth in section 1371 of this chapter, and that he or she will have the opportunity to appear personally and to have counsel present, with the right to produce witnesses and evidence on his or her own behalf, to cross-examine witnesses testifying against him or her, and to examine such documentary evidence as may be produced against him or her.
  3. Hearing panel report.  Within 60 days after holding an evidentiary hearing under this section, unless the Board grants an extension, the hearing panel shall provide a written report of its findings of fact and its recommendations to the full Board, with a transcript of the evidence.

    Added 2019, No. 126 (Adj. Sess.), § 1.

§ 1373. Hearing before the Board.

  1. If the Board deems it necessary, following receipt of the report of the hearing panel pursuant to section 1372 of this chapter and after further notice to the individual complained against, the Board may take additional evidence at a hearing before the Board, which shall be conducted according to the same process as provided for the hearing panel.
    1. Five members of the Board, including at least one physician member and at least one public member, shall constitute a quorum for purposes of this section. (b) (1)  Five members of the Board, including at least one physician member and at least one public member, shall constitute a quorum for purposes of this section.
    2. Members of the investigative committee designated pursuant to section 1370 of this chapter shall not sit with the Board when it conducts hearings under this section.

      Added 2019, No. 126 (Adj. Sess.), § 1.

§ 1374. Decision and order.

  1. Regardless of whether the Board makes its determination on the findings of the hearing panel pursuant to section 1372 of this chapter alone, on the findings of the hearing panel as supplemented by a hearing before the Board pursuant to section 1373 of this chapter, or on its own findings, the Board shall render its decision on the merits of the charge or charges on the basis of the evidence in the record before it.
    1. If a majority of the members of the Board present and voting find that the individual complained against committed unprofessional conduct as specified in one or more of the charges, the Board shall prepare written findings of fact, conclusions, and an order, copies of which shall be served upon the individual complained against. (b) (1)  If a majority of the members of the Board present and voting find that the individual complained against committed unprofessional conduct as specified in one or more of the charges, the Board shall prepare written findings of fact, conclusions, and an order, copies of which shall be served upon the individual complained against.
      1. In its order, the Board may do one or more of the following:
        1. reprimand the individual complained against;
        2. condition, limit, suspend, or revoke the license, certificate, or practice of the individual complained against; or
        3. take such other action relating to discipline or practice as the Board determines appropriate, including imposing an administrative penalty of not more than $1,000.00 for each act that constitutes an unprofessional conduct violation.
      2. Any monies received from the imposition of an administrative penalty imposed pursuant to this subdivision (2) shall be deposited into the Board of Medical Practice Regulatory Fee Fund for the purpose of providing education and training for Board members and licensees. The Commissioner of Health's accounting under section 1351 of this chapter shall detail the receipts of administrative penalties and the purposes for which such monies were used.
  2. If the Board finds the individual complained against not guilty of the charge or charges, or the charges against the individual are dismissed, the Board shall promptly order a dismissal of the charges and issue a statement that the charges were not proved.
  3. Any order issued by the Board under this section shall be in full force and effect until further order of the Board or of a court of competent jurisdiction.

    Added 2019, No. 126 (Adj. Sess.), § 1.

§ 1375. Subpoenas; contempt.

  1. The Board may issue subpoenas to compel the attendance of witnesses at any investigation or hearing.
  2. The Board shall issue subpoenas on behalf of the individual complained against at the request of such person.

    Added 2019, No. 126 (Adj. Sess.), § 1.

§ 1376. Confidentiality; inadmissibility of certain evidence.

  1. A hearing panel or the Board, or both, may close portions of a hearing or hearings to the public if the panel or Board deems it appropriate in order to protect the confidentiality of an individual or for medical and other protected health information pertaining to any identifiable person that is otherwise confidential under State or federal law.
  2. In any proceeding under section 1372 or 1373 of this chapter that addresses an applicant's or licensee's alleged sexual misconduct, evidence of the sexual history of a victim of the alleged sexual misconduct shall neither be subject to discovery nor be admitted into evidence. Neither opinion evidence nor evidence of the reputation of a victim's sexual conduct shall be admitted. At the request of a victim, a hearing panel or the Board may close portions of hearings to the public if the panel or Board deems it appropriate in order to protect the identity of a victim and the confidentiality of his or her medical records.

    Added 2019, No. 126 (Adj. Sess.), § 1.

§ 1377. Nondisciplinary financial penalty. Section 1377 effective upon occurrence of contingency.

  1. For violations of statutes and Board rules of an administrative nature, the Board may, in its sole discretion, elect to offer a licensee the opportunity to pay a nondisciplinary financial penalty of not more than $250.00 for each instance of noncompliance. If the licensee accepts the offer and submits the required payment, the matter shall be considered to be closed in lieu of investigating the failure to comply with the rule or statute as unprofessional conduct.
  2. A matter closed by payment of a nondisciplinary financial penalty shall not be considered to be a disciplinary action, and the matter shall remain confidential in the manner of dismissed charges in accordance with section 1318 of this chapter.
  3. The Board shall not be required to offer the option of a nondisciplinary financial penalty in any particular case and may elect to process any matter as a disciplinary action.
  4. Any monies received from nondisciplinary financial penalties imposed pursuant to this section shall be deposited into the Board of Medical Practice Regulatory Fee Fund for the purpose of providing education and training for Board members and licensees.

    Added 2019, No. 126 (Adj. Sess.), § 1.

History

Effective date of enactment. 2019, No. 126 Adj. Sess.), § 8(a) provides: "Sec. 1 (26 V.S.A. chapter 23) shall take effect on July 1, 2020, except that 26 V.S.A. § 1377 (nondisciplinary financial penalty) shall take effect upon the Board's adoption of a rule setting forth the schedule of statutory and rule violations and penalties."

Subchapter 3. Licenses

ANNOTATIONS

Cited. In re T.L.S., 144 Vt. 536, 481 A.2d 1037 (1984).

§ 1391. Qualifications for medical licensure.

Basic requirements.

  1. An applicant for physician licensure as a medical doctor shall meet each of the requirements set forth in subdivisions (2)(A) through (D) of this subsection. A requirement may be met either by satisfying the requirement on its own terms or by qualifying for an exception established in this chapter or by the Board by rule.
  2. An applicant shall submit evidence of identity acceptable to the Board as set forth by rule and shall establish that the applicant:
    1. is at least 18 years of age;
    2. has completed high school, or the equivalent, and at least two years of undergraduate postsecondary school;
    3. has graduated from a medical school accredited by an organization that is acceptable to the Board, or from a medical school that has been approved by the Board by rule, with a degree of doctor of medicine or an equivalent as may be determined by the Board; and
    4. is of sound moral character and professional competence as evidenced by:
      1. references submitted in accordance with rules adopted by the Board;
      2. a personal interview, as may be required in the discretion of the Board; and
      3. the applicant's entire personal history, as established by information about the applicant's academic, licensing examination, employment, professional credentialing, professional certification, professional regulation, civil litigation, and criminal records submitted by the applicant or otherwise obtained by the Board in the application process.

        Postgraduate training requirements.

        (1) A graduate of a U.S. or Canadian medical school accredited by a body that is acceptable to the Board shall submit evidence of the successful completion of at least two years of postgraduate training in a U.S. or Canadian program accredited by an organization that is acceptable to the Board and that meets such other requirements as the Board may establish by rule.

        (2) A graduate of a Board-approved medical school outside the United States or Canada shall submit evidence of success of completing at least three years of postgraduate training in a U.S. or Canadian program accredited by an organization that is acceptable to the Board and that meets such other requirements as the Board may establish by rule.

        (c) Examination. An applicant shall satisfy the Board's requirements for medical licensing examination as established by the Board by rule. The Board may identify which examinations are accepted, set passing standards, and set limits on time and numbers of attempts for exams. The Board may establish by rule exceptions or alternative means to meet examination requirements.

        (d) ECFMG certificate. A graduate of a medical school outside the United States or Canada shall also submit evidence of certification by the Educational Commission for Foreign Medical Graduates unless the individual qualifies for licensure as a Fifth Pathway applicant, as established by the Board by rule.

        (e) Current medical practice. An applicant for licensure shall have actively engaged in the practice of medicine, as defined by section 1311 of this chapter, within three years prior to the date on which the application for licensure becomes complete. In its discretion, the Board may license an applicant who does not meet this practice requirement but who agrees to such conditions as the Board may reasonably require to verify or confirm the applicant's readiness to reenter the practice of medicine.

        License by faculty appointment.

        (1) The Board may issue a license without examination to a reputable physician who is a resident of a foreign country and who furnishes to the Board satisfactory proof of appointment to the faculty of a medical college in Vermont that is accredited by the Liaison Committee on Medical Education (LCME). The Board may establish additional conditions and requirements by rule for this type of license.

        (2) An applicant for a license pursuant to this subsection shall furnish to the Board satisfactory proof that the applicant is at least 18 years of age, has good moral character, is licensed to practice medicine in the applicant's country of residence, and has been appointed to the faculty of an LCME-accredited medical college located in Vermont. The application shall include detailed information concerning the nature and term of the appointment, the method by which the applicant's performance will be monitored and evaluated, and any other information the Board may require by rule.

  3. A license issued pursuant to this subsection shall be for a period not to exceed the term of the faculty appointment and may, in the Board's discretion, be for a shorter period.
  4. A license issued pursuant to this subsection shall expire automatically upon termination for any reason of the licensee's faculty appointment.

    Amended 1961, No. 256 ; 1967, No. 307 (Adj. Sess.), § 1, eff. March 22, 1968; 1969, No. 187 (Adj. Sess.), § 5; 1971, No. 14 , § 15, eff. March 11, 1971; 1971, No. 184 (Adj. Sess.), § 19, eff. March 29, 1972; 1977, No. 91 , § 2; 1977, No. 259 (Adj. Sess.), § 1; 1989, No. 250 (Adj. Sess.), §§ 39, 40; 2003, No. 34 , § 9, eff. May 23, 2003; 2011, No. 61 , § 2, eff. June 2, 2011; 2019, No. 126 (Adj. Sess.), § 1.

History

Source. V.S. 1947, § 6725. 1937, No. 189 , § 3. P.L. § 7452. G.L. § 6087. 1915, No. 188 , § 2. 1908, No. 151 , § 1. P.S. § 5364. 1906, No. 164 , § 1. 1904, No. 133 , § 7. 1902, No. 109 , § 2. V.S. § 4633. R.L. § 3911. 1876, No. 102 , § 7.

Revision note. In the third sentence of subsec. (e), substituted "state board of medical practice" for "state board of medical registration" pursuant to section 1364 of this title.

Amendments--2019 (Adj. Sess.). Rewrote the section.

Amendments--2011. Section heading: Rewrote the heading.

Subsec. (b): Deleted "and surgery" following " medicine" and substituted "may be interviewed by a" for "must appear for a personal interview with one or more members of the" preceding "board" and inserted "member" following "board".

Subsec. (e): Deleted "and" following "majority,", "that he or she" following "character,"; substituted "that is recognized by the board and which has" for "having" preceding "power" and "subsection" for "section" preceding "1391(d)"

Amendments--2003. Subsec. (e): Substituted "up to 54 weeks" for "one year only" and "for the period of the applicant's postgraduate training, internship or fellowship program" for "only four times whether or not consecutive" in the first sentence, and "board" for "secretary of the state board of medical registration" in the third sentence.

Amendments--1989 (Adj. Sess.). Subsec. (a): Substituted "an examination fee" for "a fee of $200.00" following "payment of" in the first sentence.

Subsec. (b): Inserted "or she" following "he" in the first sentence and deleted the former second sentence.

Subsec. (e): In the first sentence, inserted "or she" following "he" in three places, substituted "the required fee" for "$10.00" preceding "be granted" and inserted "upon payment of the fee" following "reissued", inserted "or her" following "his" in the second sentence, "or herself" following "himself" in the third sentence and "or her" following "his" in the fourth sentence.

Amendments--1977 (Adj. Sess.). Subsec. (a): Substituted "of $ 200" for "sufficient to cover at least all costs of the examination as determined by the board" in the first sentence and added the second and third sentences.

Subsec. (b): Substituted "$ 105.00" for "100.00" in the second sentence and added the third sentence.

Amendments--1977. Subsec. (a): Substituted "sufficient to cover at least all costs of the examination as determined by the board" for "of "$ 100.00" preceding "a person", and "which is" for "and" preceding "recognized" and deleted "as determined" thereafter.

Subsec. (b): Amended generally.

Amendments--1971 (Adj. Sess.). Subsec. (a): Substituted "has attained the age of majority" for "is twenty-one years of age or more" following "person who".

Subsec. (e): Substituted "has attained the age of majority" for "is twenty-one or over" following "proof that he" in the first sentence.

Amendments--1971. Subsec. (a): Inserted "or more" following "age".

Amendments--1969 (Adj. Sess.). Subsec. (a): Substituted "$ 100.00" for "$ 75.00".

Amendments--1967 (Adj. Sess.). Subsec. (a): Substituted "$ 75.00" for "$ 20.00".

Subsec. (d): Substituted "educational council for foreign medical graduates" for "national board of medical examiners or by the council on medical education of the American medical association" following "approved by the".

Subsec. (e): Substituted "$ 10.00" for "$ 2.00" in the first sentence.

Amendments--1961. Subsec. (e): Added.

ANNOTATIONS

Cited. Vermont Agency of Transportation v. Sumner, 142 Vt. 577, 460 A.2d 446 (1983); State v. Cantrell, 151 Vt. 130, 558 A.2d 639 (1989).

§ 1392. Repealed. 1987, No. 50, § 2, eff. May 15, 1987.

History

Former § 1392. Former § 1392, relating to one year internship requirement, was derived from V.S. 1947, § 7459; 1919, No. 166 .

§ 1392. Limited temporary license for postgraduate training.

  1. Qualifications for limited training license.
    1. An applicant for a limited training license to practice medicine in a postgraduate training program shall meet each of requirements set forth in subdivisions (2)(A) through (E) of this subsection. A requirement may be met either by satisfying the requirement on its own terms or by qualifying for an exception established in this chapter or by the Board by rule.
    2. An applicant shall submit evidence of identity acceptable to the Board and shall establish that the applicant:
      1. is at least 18 years of age;
      2. has graduated from a medical school accredited by an organization that is acceptable to the Board, or from a medical school that has been approved by the Board by rule;
      3. has been accepted to participate in a postgraduate medical training program accredited by a body approved by the Board by rule;
      4. is of sound moral character and professional competence as evidenced by the applicant's entire personal history, as established by information about the applicant's academic, licensing examination, employment, professional credentialing, professional certification, professional regulation, civil litigation, and criminal records submitted by the applicant or otherwise obtained by the Board in the application process; and
      5. will be practicing in a program under the supervision of a Vermont-licensed physician who has acknowledged in writing:
        1. the responsibility to ensure that the program operates in accordance with the requirements of the accrediting body; and
        2. the responsibility to ensure that physicians in training practice only under the close supervision and control of Vermont-licensed physicians.
  2. Terms of limited training license.
    1. A limited training license shall be issued for the period of a "training year," which shall run from July 1 through June 30. All limited training licenses shall expire at 12:00 midnight on July 1, regardless of when issued, unless the holder leaves the program before that date, in which case the license expires upon the holder leaving the program. The Board may issue a limited training license up to 90 days prior to the beginning of a training year.
    2. A limited training license shall be renewed annually for each licensee who intends to continue to practice in a training program, in accordance with such requirements as the Board may provide by rule.
    3. A limited training license authorizes the holder to practice only within the approved training program and only at sites that are part of the hospital or other facility hosting the training program, along with such other locations as may be formally designated as a training site of the program.
    4. A limited training license shall become invalid 14 days after the supervising physician described in subdivision (a)(2)(E) of this subsection stops supervising the program for any reason, unless documentation of a new supervising physician is filed with the Board prior to the expiration of the 14-day period.
    5. A physician practicing under a limited training license is subject to the provisions of section 1354 of this chapter.

      Added 2019, No. 126 (Adj. Sess.), § 1.

§§ 1393-1394. Repealed. 2019, No. 126 (Adj. Sess.), § 1.

History

Former §§ 1393-1394. Former § 1393, relating to examinations, was derived from V.S. 1947, § 6727; 1937, No. 189 , § 4; P.L. § 7455; G.L. § 6088; 1908, No. 151 , § 2; P.S. § 5365; 1906, No. 165 , § 2; 1904, No. 133 , § 8 and amended by 1969, No. 187 (Adj. Sess.), § 6; 1977, No. 259 (Adj. Sess.), § 2; 1979, No. 64 ; 1983, No. 143 (Adj. Sess.); and 2011, No. 61 , § 2.

Former § 1394, relating to reexaminations, was derived from V.S. 1947, § 6726; P.L. § 7454; G.L. § 6087; 1915, No. 188 , § 2; 1908, No. 151 , § 1; P.S. § 5364; 1906, No. 164 , § 1; 1904, No. 133 , § 7; 1902, No. 109 , § 2; V.S. § 4633; R.L. § 3911; 1876, No. 102 , § 7 and amended by 1969, No. 187 (Adj. Sess.), § 7; 1977, No. 259 (Adj. Sess.), § 3; and 2001, No. 129 (Adj. Sess.), § 21a.

§ 1395. License without examination. Section 1395 effective until April 1, 2021; see also section 1395 effective April 1, 2021 set out below.

  1. Without examination, the Board may, upon payment of the required fee, issue a license to a reputable physician who personally appears and presents a certified copy of a certificate of registration or a license issued to him or her in a jurisdiction whose requirements for registration are deemed by the Board as equivalent to those of this State, providing that such jurisdiction grants the same reciprocity to a Vermont physician or by the National Board of Medical Examiners.
  2. Without examination, the Board may issue a license to a reputable physician who is a resident of a foreign country and who shall furnish the Board with satisfactory proof that he or she has been appointed to the faculty of a medical college accredited by the Liaison Committee on Medical Education (LCME) and located within the State of Vermont. An applicant for a license under this subsection shall furnish the Board with satisfactory proof that he or she has attained the age of majority, is of good moral character, is licensed to practice medicine in his or her country of residence, and that he or she has been appointed to the faculty of an LCME accredited medical college located within the State of Vermont. The information submitted to the Board concerning the applicant's faculty appointment shall include detailed information concerning the nature and term of the appointment and the method by which the performance of the applicant will be monitored and evaluated. A license issued under this subsection shall be for a period no longer than the term of the applicant's faculty appointment and may, in the discretion of the Board, be for a shorter period. A license issued under this subsection shall expire automatically upon termination for any reason of the licensee's faculty appointment.
  3. [Repealed.]

    Amended 1967, No. 307 (Adj. Sess.), § 2, eff. March 22, 1968; 1977, No. 91 , § 3, eff. May 5, 1977; 1977, No. 259 (Adj. Sess.), § 4; 1989, No. 250 (Adj. Sess.), § 41; 2001, No. 151 (Adj. Sess.), § 19b, eff. June 13, 2002; 2011, No. 61 , § 2, eff. June 2, 2011; 2017, No. 39 , § 2.

History

Source. V.S. 1947, § 6729. P.L. § 7457. 1929, No. 113 , § 1. G.L. § 6090. 1908, No. 151 , § 3. P.S. § 5367. 1906, No. 165 , § 2. 1904, No. 133 , § 14. V.S. § 4633. R.L. § 3911. 1876, No. 102 , § 7.

Amendments--2017. Subsec. (c): Repealed.

Amendments--2011. Subsec. (a): Deleted "or surgeon" following "physician".

Subsec. (b): Deleted "or surgeon" following "physician".

Subsec. (c): Deleted "or surgery" following "medicine".

Amendments--2001 (Adj. Sess.) Subsec. (c): Added.

Amendments--1989 (Adj. Sess.). Designated the existing provisions of the section as subsec. (a), inserted "upon payment of the required fee" preceding "issue" and "or her" following "him" and deleted the second sentence of that subsec. and added subsec. (b).

Amendments--1977 (Adj. Sess.). Inserted "providing that such jurisdiction grants the same reciprocity to a Vermont physician" following "state" in the first sentence and substituted "$105.00" for "$100.00" in the second sentence.

Amendments--1977. Substituted "jurisdiction" for "state" preceding "whose requirements" and deleted "or, if he is a citizen of the United States or Canada, by a Canadian provincial medical registration board" following "examiners" in the first sentence and substituted "the" for "such" preceding "license" in the second sentence.

Amendments--1967 (Adj. Sess.). Added "or by the national board of medical examiners or, if he is a citizen of the United States or Canada, by a Canadian provincial medical registration board" following "this state" at the end of the first sentence and substituted "$100.00" for "$50.00" in the second sentence.

ANNOTATIONS

Cited. State v. Cantrell, 151 Vt. 130, 558 A.2d 639 (1989).

Law review commentaries

Law review. For article relating to constitutionality of professional licensing conditioned upon mutual reciprocity, see 10 Vt. L. Rev. 223 (1985).

§ 1395. License by endorsement. Section 1395 effective April 1, 2021; see also section 1395 effective until April 1, 2021 set out above.

  1. The Board shall have an endorsement process for physician licensure that requires not more than three years of practice in good standing in another jurisdiction within the United States, regardless of whether that jurisdiction has licensing requirements substantially equal to those of this State, provided the applicant meets one of the following postgraduate training requirements:
    1. A graduate of a U.S. or Canadian medical school accredited by a body that is acceptable to the Board shall have successfully completed at least two years of postgraduate training in a U.S. or Canadian program accredited by an organization that is acceptable to the Board.
    2. A graduate of a Board-approved medical school outside the United States or Canada shall have successfully completed at least three years of postgraduate training in a U.S. or Canadian program accredited by an organization that is acceptable to the Board.
  2. If the Board determines that three years of demonstrated practice in another specific jurisdiction is not adequately protective of the public, it shall provide its rationale to the Commissioner, who may propose any necessary statutory or rule amendments in order to implement more restrictive requirements for endorsement for that jurisdiction.
  3. The Board may issue to an endorsement applicant a waiver of the practice requirement if there is a showing that the waiver follows State policy and the public is adequately protected.

    Amended 1967, No. 307 (Adj. Sess.), § 2, eff. March 22, 1968; 1977, No. 91 , § 3, eff. May 5, 1977; 1977, No. 259 (Adj. Sess.), § 4; 1989, No. 250 (Adj. Sess.), § 41; 2001, No. 151 (Adj. Sess.), § 19b, eff. June 13, 2002; 2011, No. 61 , § 2, eff. June 2, 2011; 2017, No. 39 , § 2; 2019, No. 152 (Adj. Sess.), § 17, eff. April 1, 2021.

History

Amendments--2019 (Adj. Sess.). Rewrote section.

§ 1396. Repealed. 2019, No. 126 (Adj. Sess.), § 1.

History

Former § 1396. Former § 1396, relating to requirements for admission to practice, was derived from V.S. 1947, § 6730; 1947, No. 202 , § 6834; 1937, No. 189 , § 5; P.L. § 7458; 1927, No. 105 , § 1; 1919, No. 167 , § 1; G.L. § 6091; 1908, No. 151 , § 4; P.S. § 5368; 1906, No. 165 , § 2 and amended by 1971, No. 221 (Adj. Sess.), § 1; 1977, No. 259 (Adj. Sess.), § 5; 1987, No. 50 , § 1; and 2011, No. 61 , § 2.

Annotations From Former § 1396

Cited. State v. Cantrell, 151 Vt. 130, 558 A.2d 639 (1989).

§ 1397. Repealed. 2011, No. 61, § 9(3), eff. June 2, 2011.

History

Former § 1397. Former § 1397, relating to recording license; was derived from V.S. 1947, § 6728; P.L. § 7456; 1933, No. 157 , § 7068; G.L. § 6089; P.S. § 5366; 1904, No. 133 , § 9. V.S. §§ 4636, 4637; R.L. §§ 3914, 3915; 1876, No. 102 , §§ 3, 4, 7 and amended by 1963, No. 37 , § 12; 1967, No. 278 (Adj. Sess.), § 15; 1989, No. 250 (Adj. Sess.), § 4 and 2001, No. 132 (Adj. Sess.), § 11.

§ 1398. Refusal or revocation of licenses.

  1. The Board may refuse to issue a license or certificate to an applicant who applies to be licensed or certified under this chapter and who, by false or fraudulent representations, has obtained or sought to obtain practice in the profession, or by false or fraudulent representations in practice, has obtained or sought to obtain money or any other thing of value, or who assumes a name other than the applicant's own for the purpose of misleading others, or for any other immoral, unprofessional, or dishonorable conduct.
  2. A license or certificate shall not be suspended, except as provided in section 1365 or 1366 of this chapter; revoked; or refused until the holder or applicant:
    1. is given a hearing before the Board using the same procedures as a hearing on disciplinary matters as set forth in sections 1372 through 1376 of this chapter;
    2. is offered and declines or fails to attend a hearing; or
    3. agrees to the action.
  3. In the event of a revocation, the holder of any license or certificate so revoked shall promptly relinquish the license or certificate to the Secretary of the Board.

    Amended 1967, No. 307 (Adj. Sess.), § 3, eff. March 22, 1968; 2011, No. 61 , § 2, eff. June 2, 2011; 2019, No. 126 (Adj. Sess.), § 1.

History

Source. 1951, No. 154 , § 3. V.S. 1947, § 6732. 1941, No. 168 , § 2. P.L. § 7460. G.L. § 6092. 1915, No. 188 , § 3. P.S. § 5369. 1906, No. 164 , § 1. 1904, No. 133 , § 7. V.S. § 4637. R.L. § 3915. 1876, No. 102 , § 7.

Amendments--2019 (Adj. Sess.). Section amended generally.

Amendments--2011. Deleted "have been convicted of the practice of criminal abortion, or who" following "persons who" in the first sentence, and deleted the former second sentence.

Amendments--1967 (Adj. Sess.). Inserted "or when a licensee has been admitted to a mental hospital or has become incompetent by reason of senility" preceding "the board may" and "suspend or" thereafter in the second sentence and "suspended" preceding "revoked" in the third sentence.

Cross References

Cross references. Forfeiture for failure to renew license, see § 1400 of this title.

ANNOTATIONS

Analysis

1. Construction .

The burden of showing that a record falls within an exception is on the agency seeking to avoid disclosure. LoPresti v. Rutland Regional Health Services, 177 Vt. 316, 865 A.2d 1102 (October 22, 2004).

2. Legislative intent.

Since Legislature did not eliminate Board of Medical Practice's jurisdiction to suspend or revoke physician's license for conduct outside of professional duty under 26 V.S.A. § 1398, while amending other sections affecting attorney discipline, this inaction may be interpreted as Legislature's intention to leave jurisdiction of section intact. Delozier v. State, 160 Vt. 426, 631 A.2d 228 (1993).

3. Final judgment.

Revocation of license on conviction of performing criminal abortion is not authorized until final judgment has been entered when an appeal is taken to Supreme Court and bail allowed, pending appeal. 1934-36 Op. Atty. Gen. 425.

4. Unprofessional conduct.

Court has held that the statute addressing unprofessional conduct by a physician and the statute concerning dishonorable conduct are not coextensive; it did not hold that the latter statute was applicable only to conduct engaged in outside the medical practice. Rather, it held that the statute empowered the Medical Practice Board to determine the personal and professional qualifications of individuals who may obtain and hold a license. In re Appeal of Chase, 186 Vt. 355, 987 A.2d 924 (2009).

Unintentional unprofessional conduct may be considered dishonorable in nature, especially when it has the potential to bring disrepute upon the individual doctor or the profession in general. In re Appeal of Chase, 186 Vt. 355, 987 A.2d 924 (2009).

Under 26 V.S.A. § 1398, Board of Medical Practice may suspend or revoke a license for immoral, unprofessional, or dishonorable conduct; conduct for which the Board may revoke licenses is not limited to the types of unprofessional conduct listed in 26 V.S.A. § 1354. Delozier v. State, 160 Vt. 426, 631 A.2d 228 (1993).

Licensee who was endorsed to another state and there committed unprofessional conduct may be disciplined by Board in Vermont, after notice and hearing, by revocation of license. 1938-40 Op. Atty. Gen. 383.

5. Notice.

There was no due process violation when for each of the eight patients in question, the State's complaint cited misleading statements or inaccurate records respondent made regarding a second opinion and generally charged him with unprofessional conduct; with respect to four of those patients to whom respondent made statements that actively dissuaded them from obtaining a second opinion, the State also charged him with engaging in conduct that fell below the personal and moral standards set forth in the license revocation statute. The State's complaint was more than sufficient to place respondent on notice as to what the charges were, and, in fact, respondent vigorously defended himself and cross-examined each of the patients as to his conduct concerning their obtaining a second opinion; for its part, the Medical Practice Board made findings and conclusions on this point that essentially tracked the State's charges. In re Appeal of Chase, 186 Vt. 355, 987 A.2d 924 (2009).

There is no need of having any formal or definite form of notice sent to practitioner. 1940-42 Op. Atty. Gen. 387.

Notice by registered mail to appear at hearing is sufficient legal notice. 1938-40 Op. Atty. Gen. 394, 1936-38 Op. Atty. Gen. 469.

6. Hearing .

Suspension of license is unwarranted in absence of hearing before Board. 1940-42 Op. Atty. Gen. 371.

If licensee does not appear after notice, Board can proceed with hearing, examine the evidence, and revoke the license if warranted by evidence. 1940-42 Op. Atty. Gen. 387.

By staying away from proceedings, practitioner waived formal objections to evidence on which Board acted. Stevens v. Hill, 74 Vt. 164, 52 A. 437 (1902).

*7. Counsel.

Board need not be represented by counsel at any hearing before it; if it needs legal advice, services of Attorney General are available. 1938-40 Op. Atty. Gen. 393.

8. Return of license.

Revocation of license after hearing is sufficient to bar right to practice profession, without return of license to Board. 1938-40 Op. Atty. Gen. 438.

9. Reinstatement.

Language authorizing revocation or refusal or license includes within it, in legislative intendment, authority to reinstate license. 1952-54 Op. Atty. Gen. 355.

10. Rules and regulations.

Although an administrative body's interpretation of the statutory provisions it must execute will be sustained on appeal absent a compelling indication of error, to the extent that rule conflicts with statute, rule cannot be sustained; thus Board of Medical Practice's rule limiting the Board's jurisdiction to conduct that is sanctionable to that listed in 26 V.S.A. § 1354 was an impermissible restriction on the Board's powers under 26 V.S.A. § 1398. Delozier v. State, 160 Vt. 426, 631 A.2d 228 (1993).

11. Withdrawal of license application.

Board of Medical Practice's statutory authority to issue or deny a medical license necessarily implied discretionary authority to deny leave to withdraw a license application; State's interest in regulating entrance to medical profession was compelling, and Board's authority to continue a disciplinary investigation to completion and deny an application where necessary was an integral and necessary component of Board's reciprocal duties vis-a-vis other licensing jurisdictions. Perry v. Medical Practice Board, 169 Vt. 399, 737 A.2d 900 (1999).

12. Dishonorable conduct.

Although the Medical Practice Board ultimately concluded that the evidence was insufficient to find that respondent willfully falsified records and intentionally performed what he knew to be unnecessary cataract surgery, the Board also concluded that he actively and aggressively discouraged some of his patients from getting a second opinion; it found that his statements were misleading, confusing, and improper, and that they were made at a time when the patients were particularly vulnerable and concerned about their eyes. The Board acted within its discretion in determining that his behavior and statements, combined with the inaccurate statements placed in those patients' records as to whether they had received a second opinion or wanted surgery, amounted to dishonorable conduct subjecting him to revocation of his medical license. In re Appeal of Chase, 186 Vt. 355, 987 A.2d 924 (2009).

§ 1399. Repealed. 1975, No. 249 (Adj. Sess.), § 5.

History

Former § 1399. Former § 1399, relating to definition of unprofessional or dishonorable conduct, was derived from V.S. 1947, § 6733; 1941, No. 168 , § 3; P.L. § 7461; G.L. § 6092; 1915, No. 188 , § 3; P.S. § 5369; 1906, No. 164 , § 1; 1904, No. 133 , § 7; V.S. § 4637; R.L. § 3915; 1876, No. 102 , § 7, and amended by 1967, No. 307 (Adj. Sess.), § 4. The subject matter is now covered by § 1354 of this title.

§ 1400. Renewal of license; continuing medical education.

  1. Every person licensed to practice medicine by the Board shall apply biennially for the renewal of his or her license. At least one month prior to the date on which renewal is required, the Board shall send to each licensee a license renewal application form and notice of the date on which the existing license will expire. On or before the renewal date, the licensee shall file an application for license renewal and pay the required fee. The Board shall register the applicant and issue the renewal license. Within one month following the date renewal is required, the Board shall pay the license renewal fees into the Board of Medical Practice Regulatory Fee Fund.
  2. A licensee for renewal of an active license to practice medicine shall have completed continuing medical education that shall meet minimum criteria as established by rule, by the Board, by August 31, 2012 and that shall be in effect for the renewal of licenses to practice medicine expiring after August 31, 2014. The Board shall require a minimum of 10 hours of continuing medical education by rule. The training provided by the continuing medical education shall be designed to assure that the licensee has updated his or her knowledge and skills in his or her own specialties and also has kept abreast of advances in other fields for which patient referrals may be appropriate. The Board shall require evidence of current professional competence in recognizing the need for timely appropriate consultations and referrals to assure fully informed patient choice of treatment options, including treatments such as those offered by hospice, palliative care, and pain management services.
  3. Subsection (c) effective 60 days after the adoption of the maintenance of licensure rule for physicians.  A licensee for renewal of an active license to practice medicine shall have practiced medicine within the last three years as defined in section 1311 of this title or have complied with the requirements for updating knowledge and skills as defined by Board rules.
  4. All licensees shall demonstrate that the requirements for licensure are met.
  5. A licensee shall promptly provide the Board with new or changed information pertinent to the information in his or her license and license renewal applications at the time he or she becomes aware of the new or changed information.
  6. A person who practices medicine and who fails to renew his or her license in accordance with the provisions of this section shall be deemed an illegal practitioner and shall forfeit the right to so practice or to hold himself or herself out as a person licensed to practice medicine in the State until reinstated by the Board, except that a physician while on extended active duty as a member of the U.S. Armed Forces, a reserve component of the U.S. Armed Forces, the National Guard, or the State Guard who is licensed as a physician at the time of an activation or deployment shall receive an extension of licensure up to 90 days following the physician's return from activation or deployment, provided the physician notifies the Board of his or her activation or deployment prior to the expiration of the current license and certifies that the circumstances of the activation or deployment impede good faith efforts to make timely application for renewal of the license.
  7. Any person who allows a license to lapse by failing to renew the same in accordance with the provisions of this section may be reinstated by the Board by payment of the renewal fee, the late renewal penalty, and if applicable, by completion of the required continuing medical education requirement as established in subsection (b) of this section and any other requirements for licensure as required by this section and Board rule.

    Amended 1967, No. 307 (Adj. Sess.), § 5, eff. March 22, 1968; 1975, No. 118 , § 80; 1975, No. 249 (Adj. Sess.), § 3; 1977, No. 91 , § 4, eff. May 5, 1977; 1989, No. 250 (Adj. Sess.), § 42; 1995, No. 178 (Adj. Sess.), § 81; 2001, No. 132 (Adj. Sess.), § 12, eff. June 13, 2002; 2011, No. 60 , § 7, eff. June 1, 2011; 2011, No. 61 , § 2, eff. June 2, 2011; 2019, No. 126 (Adj. Sess.), § 1.

History

Source. 1951, No. 155 , §§ 1-3.

Amendments--2019 (Adj. Sess.). Subsec. (a): Substituted "Board of Medical Practice Regulatory Fee Fund" for "Medical Practice Board Special Fund" in the last sentence.

Subsec. (f): Substituted "except that" for "but nevertheless" preceding "reinstated by the Board," and substituted "as a member of the U.S. Armed Forces, a reserve component of the U.S. Armed Forces, the National Guard, or the State Guard" for "in the uniformed services of the United States or as a member of the National Guard, State Guard, or reserve component".

Amendments--2011. Act Nos. 60 and 61 amended section generally.

Amendments--2001 (Adj. Sess.) Subsec. (a): Substituted "department of health" for "office of professional regulation" at the end of the subsec.

Amendments--1995 (Adj. Sess.) Subsec. (a): Substituted "medical practice board special" for "professional regulatory fee" preceding "fund" in the fifth sentence.

Amendments--1989 (Adj. Sess.). Subsec. (a): Substituted "biennially" for "annually" following "apply" and inserted "or her" following "his" in the first sentence, rewrote the second and third sentences, substituted "board" for "secretary" preceding "shall register" in the fourth sentence and rewrote the fifth sentence.

Subsec. (c): Substituted "a" for "his" preceding "license" and "and the late renewal" for "with an additional $10.00" preceding "penalty".

Amendments--1977. Subsec. (a): Deleted "and" following "form" and added "and a notice of an annual funding fee of $ 25.00 to fund the operations of the board as provided under subsection (c) of section 1351 of this title" following "31" in the second sentence and inserted "and an annual funding fee of $ 25.00" preceding "before" in the third sentence.

Amendments--1975 (Adj. Sess.). Subsec. (a): Substituted "board" for "state board of medical registration" preceding "shall apply" in the first sentence and deleted "medical registration" following "secretary of the" in the second sentence.

Amendments--1975. Subsec. (a): Substituted "annually" for "biennially" following "apply" in the first sentence, deleted "biennial" preceding "year" in the second sentence, and substituted "$ 25.00" for "$ 5.00" in the third sentence and "each" for "the biennial" preceding "year" in the fifth sentence.

Amendments--1967 (Adj. Sess.). Subsec. (a): Amended generally.

Effective date of enactment of subsec. (c). 2011, No. 61 , § 15 provides that subsec. (c) shall take effect 60 days after the adoption of the maintenance of licensure rule for physicians.

Adoption of rules. 2011, No. 61 , § 10, as amended by 2019, No. 126 (Adj. Sess.), § 7, provides: "The state board of medical practice may adopt maintenance of licensure rules for podiatrists, physicians, and physician assistants."

§ 1401. Expired.

History

Former § 1401. Former § 1401, relating to fees, was derived from 1989, No. 250 (Adj. Sess.), § 43 and 1991, No. 167 (Adj. Sess.), § 33a, and expired on July 1, 1993, pursuant to 1989, No. 250 (Adj. Sess.), § 91(a).

§ 1401a. Fees.

  1. The Department of Health shall collect the following fees:
    1. Application for licensure, $650.00; the Board shall use at least $25.00 of this fee to support the cost of maintaining the Vermont Practitioner Recovery Network, which, for the protection of the public, monitors and evaluates, coordinates services for, and promotes rehabilitation of licensees who have or potentially have an impaired ability to practice medicine with reasonable skill and safety.
    2. Biennial renewal, $525.00; the Board shall use at least $25.00 of this fee to support the cost of maintaining the Vermont Practitioner Recovery Network, which, for the protection of the public, monitors and evaluates, coordinates services for, and promotes rehabilitation of licensees who have or potentially have an impaired ability to practice medicine with reasonable skill and safety.
    3. Initial limited temporary license; annual renewal $75.00.
    4. Subdivision (a)(4) effective April 1, 2021.  Pursuant to qualifications and procedures determined by the Board, the Department shall, upon request, waive application fees to qualified military members and military spouses.
  2. The Department of Health may charge the following fees:
    1. Late renewal penalty of $25.00 for a renewal submitted less than 30 days late. Thereafter, the Department may increase the late renewal penalty by $5.00 for every additional month or fraction of a month, provided the total penalty for a late renewal shall not exceed $100.00.
    2. Reinstatement of revoked or suspended license, $20.00.
    3. Replacement of license, $20.00.
    4. Verification of license, $40.00 and in fiscal year 2010 and thereafter $50.00.
    5. Subdivision (b)(5) effective April 1, 2021.  Pre-application criminal background determination, $25.00.
    1. Notwithstanding any other provision of this chapter, a physician who holds an unrestricted license in all jurisdictions where the physician is currently licensed and who meets the criteria of the Board shall be licensed without fee if the physician certifies to the Board that he or she shall limit practice in Vermont solely to providing: (c) (1)  Notwithstanding any other provision of this chapter, a physician who holds an unrestricted license in all jurisdictions where the physician is currently licensed and who meets the criteria of the Board shall be licensed without fee if the physician certifies to the Board that he or she shall limit practice in Vermont solely to providing:
      1. pro bono services at a free or reduced-fee health care clinic in Vermont; or
      2. volunteer services through the Vermont Medical Reserve Corps.
    2. A physician, under this subsection, shall file with the Board using forms provided on the Board's website, information on medical qualifications, professional discipline, criminal record, malpractice claims, or any other such information as the Board may require. A license granted under this subsection shall authorize the licensee to practice medicine either on a voluntary basis at a free or reduced fee clinic in Vermont or in connection with the Vermont Medical Reserve Corps, respectively.
  3. If at any time an assessment is imposed on the State for its membership in the Interstate Medical Licensure Compact Commission pursuant to section 1420m of this title, the Board and the Board of Osteopathic Physicians and Surgeons shall assume responsibility for paying the assessment from their respective special funds in proportional amounts based on their numbers of licensees for professions eligible for licensure through the Compact.

    Added 1993, No. 108 (Adj. Sess.), § 26, eff. Feb. 16, 1994; amended 1995, No. 186 (Adj. Sess.), § 25; 1999, No. 49 , § 209; 2001, No. 132 (Adj. Sess.), § 13, eff. June 13, 2002; 2003, No. 163 (Adj. Sess.), § 4; 2003, No. 163 (Adj. Sess.), § 4a, eff. July 1, 2006; 2007, No. 76 , § 18; 2011, No. 61 , § 2, eff. June 2, 2011; 2015, No. 57 , § 13; 2017, No. 39 , § 3; 2017, No. 115 (Adj. Sess.), § 3a, eff. Jan. 1, 2020; 2019, No. 152 (Adj. Sess.), § 18, eff. April 1, 2021.

History

Amendments--2019 (Adj. Sess.). Subdivs. (a)(4) and (b)(5): Added.

Amendments--2017 (Adj. Sess.). Subsec. (d): Added.

Amendments--2017. Subdivs. (a)(1), (a)(2): Amended generally.

Subsec. (c): Added.

Amendments--2015. Subdiv. (a)(1): Substituted "$650.00" for "$625.00".

Subdiv. (a)(2): Substituted "$525.00" for "$500.00".

Subdiv. (a)(3): Substituted "$75.00" for "$70.00".

Amendments--2011. Subdiv. (a)(1): Deleted "$565.00, in fiscal year 2009 $600.00, and in fiscal year 2010 and thereafter" following " licensure," and substituted "cost" for "costs" following "the", "maintaining the" for "the creation and maintenance of a" preceding "Vermont" and "monitors" for "will monitor" preceding "recovering".

Subdiv. (a)(2): Deleted "$450.00 and in fiscal year 2009 and thereafter" following "renewal," and substituted "cost" for "costs" following "the", "maintaining the" for "the creation and maintenance of a" preceding "Vermont" and "monitors" for "will monitor" preceding "recovering".

Amendments--2007. Subsec. (a): Substituted "$565.00, in fiscal year 2009 $600.00, and in fiscal year 2010 and thereafter $625.00" for "$500.00" following "licensure" in subdiv. (1); added "and in fiscal year 2009 and thereafter $500.00" following "$450.00" in subdiv. (2); and substituted "$70.00" for "$50.00" following "renewal" in subdiv. (3).

Subsec. (b): Substituted "$40.00 and in fiscal year 2010 and thereafter $50.00" for "$20.00" at the end of subdiv. (4).

Amendments--2003 (Adj. Sess.). Subdiv. (a)(1): Substituted $450.00" for "$400.00" following "licensure".

Subdiv. (a)(1): Effective July 1, 2006, substituted "$500.00" for "$450.00" following "licensure".

Subdiv. (a)(2): Substituted "$400.00" for "$350.00" following "renewal".

Subdiv. (a)(2): Effective July 1, 2006, substituted "$450.00" for "$400.00" following "renewal".

Amendments--2001 (Adj. Sess.) Subsec. (a): Added the (a) designation and substituted "department of health" for "board".

Subsec. (b): Added.

Amendments--1999 Section amended generally.

Amendments--1995 (Adj. Sess.) Section amended generally.

Repeal of expiration provisions. 1993, No. 108 (Adj. Sess.), § 29, as amended by 1995, No. 188 (Adj. Sess.), § 2; 1997, No. 59 , § 89g; and 1997, No. 155 (Adj. Sess.) § 18 scheduled this section for expiration on January 1, 2000; however, pursuant to 1999, No. 14 , § 4, that sunset was repealed. Thereafter, 1999, No. 49 , § 210 scheduled this section for expiration on July 1, 2002; however, pursuant to 2001, No. 132 (Adj. Sess.), § 18 and No. 143 (Adj. Sess.), § 34, that sunset was repealed.

Cross References

Cross references. Exemption of persons 80 years of age and over from payment of license renewal fees, see 32 V.S.A. § 1111.

§ 1402. Health maintenance organization; medical director.

A medical director who is a physician employed by a health maintenance organization in this State, which has individuals who have entered into contracts with a health maintenance organization for the provision of health care services, or on whose behalf such an arrangement has been made, shall possess a full and unrestricted license issued by the Board.

Added 1999, No. 133 (Adj. Sess.), § 50; amended 2001, No. 129 (Adj. Sess.), § 22, eff. June 13, 2002.

History

Amendments--2001 (Adj. Sess.). Rewrote the section heading, deleted "local" preceding "medical director" and substituted "health maintenance organization" for "managed care plan" in two places.

§ 1403. Professional corporations; medicine.

A person licensed to practice medicine under this chapter may own shares in a professional corporation created under 11 V.S.A. chapter 4 that provides professional services in the medical and nursing professions.

Added 2007, No. 14 , § 1, eff. May 2, 2007; amended 2011, No. 61 , § 2, eff. June 2, 2011.

History

Amendments--2011. Deleted "and surgery" following "medicine" in the section heading and in the text of the section.

§ 1404. Applicant for expedited licensure; fingerprint data.

  1. An applicant for expedited licensure pursuant to section 1420e of this chapter shall submit a full set of fingerprints to the Board for the purpose of obtaining State and federal criminal background checks pursuant to subdivision 1420e(b)(2) of this chapter. The Department of Public Safety may exchange fingerprint data with the Federal Bureau of Investigation.
  2. Communications between the Board and the Interstate Medical Licensure Compact Commission regarding verification of physician eligibility for licensure under the Interstate Medical Licensure Compact shall not include any information received from the Federal Bureau of Investigation related to State and federal criminal background checks performed for the purposes of subdivision 1420e(b)(2) of this chapter.

    Added 2017, No. 115 (Adj. Sess.), § 3, eff. Jan. 1, 2020.

Subchapter 3A. Interstate Medical Licensure Compact

History

Effective date of enactment of subchapter. 2017, No. 115 (Adj. Sess.), § 4 provides that this subchapter, consisting of §§ 1420-1420x, shall take effect January 1, 2020.

§ 1420. Interstate Medical Licensure Compact; adoption.

This subchapter is the Vermont adoption of the Interstate Medical Licensure Compact as revised by the Interstate Medical Licensure Compact Commission. The form, format, and text of the compact have been conformed to the conventions of the Vermont Statutes Annotated. It is the intent of the General Assembly that this subchapter be interpreted as substantively the same as the Interstate Medical Licensure Compact that is enacted by other member states.

Added 2017, No. 115 (Adj. Sess.), § 1, eff. Jan. 1, 2020.

§ 1420a. Purpose.

In order to strengthen access to health care, and in recognition of the advances in the delivery of health care, the member states of the Interstate Medical Licensure Compact have allied in common purpose to develop a comprehensive process that complements the existing licensing and regulatory authority of state medical boards and provides a streamlined process that allows physicians to become licensed in multiple states, thereby enhancing the portability of a medical license and ensuring the safety of patients. The Compact creates another pathway for licensure and does not otherwise change a state's existing Medical Practice Act. The Compact also adopts the prevailing standard for licensure and affirms that the practice of medicine occurs where the patient is located at the time of the physician-patient encounter, and therefore, requires the physician to be under the jurisdiction of the state medical board where the patient is located. State medical boards that participate in the Compact retain the jurisdiction to impose an adverse action against a license to practice medicine in that state issued to a physician through the procedures in the Compact.

Added 2017, No. 115 (Adj. Sess.), § 1, eff. Jan. 1, 2020.

§ 1420b. Definitions.

As used in this compact:

  1. "Bylaws" means those bylaws established by the Interstate Commission pursuant to section 1420k of this subchapter for its governance or for directing and controlling its actions and conduct.
  2. "Commissioner" means the voting representative appointed by each member board pursuant to section 1420k of this subchapter.
  3. "Conviction" means a finding by a court that an individual is guilty of a criminal offense through adjudication or entry of a plea of guilt or no contest to the charge by the offender. Evidence of an entry of a conviction of a criminal offense by the court shall be considered final for purposes of disciplinary action by a member board.
  4. "Expedited License" means a full and unrestricted medical license granted by a member state to an eligible physician through the process set forth in the Compact.
  5. "Interstate Commission" means the interstate commission created pursuant to section 1420k of this subchapter.
  6. "License" means authorization by a state for a physician to engage in the practice of medicine, which would be unlawful without the authorization.
  7. "Medical Practice Act" means laws and regulations governing the practice of allopathic and osteopathic medicine within a member state.
  8. "Member Board" means a state agency in a member state that acts in the sovereign interests of the state by protecting the public through licensure, regulation, and education of physicians as directed by the state government.
  9. "Member State" means a state that has enacted the Compact.
  10. "Practice of Medicine" means the clinical prevention, diagnosis, or treatment of human disease, injury, or condition requiring a physician to obtain and maintain a license in compliance with the Medical Practice Act of a member state.
  11. "Physician" means any person who:
    1. is a graduate of a medical school accredited by the Liaison Committee on Medical Education, the Commission on Osteopathic College Accreditation, or a medical school listed in the International Medical Education Directory or its equivalent;
    2. passed each component of the United States Medical Licensing Examination (USMLE) or the Comprehensive Osteopathic Medical Licensing Examination (COMLEX-USA) within three attempts, or any of its predecessor examinations accepted by a state medical board as an equivalent examination for licensure purposes;
    3. successfully completed graduate medical education approved by the Accreditation Council for Graduate Medical Education or the American Osteopathic Association;
    4. holds specialty certification or a time-unlimited specialty certificate recognized by the American Board of Medical Specialties or the American Osteopathic Association's Bureau of Osteopathic Specialists;
    5. possesses a full and unrestricted license to engage in the practice of medicine issued by a member board;
    6. has never been convicted, received adjudication, deferred adjudication, community supervision, or deferred disposition for any offense by a court of appropriate jurisdiction;
    7. has never held a license authorizing the practice of medicine subjected to discipline by a licensing agency in any state, federal, or foreign jurisdiction, excluding any action related to nonpayment of fees related to a license;
    8. has never had a controlled substance license or permit suspended or revoked by a state or the U.S. Drug Enforcement Administration; and
    9. is not under active investigation by a licensing agency or law enforcement authority in any state, federal, or foreign jurisdiction.
  12. "Offense" means a felony, gross misdemeanor, or crime of moral turpitude.
  13. "Rule" means a written statement by the Interstate Commission promulgated pursuant to section 1420l of this subchapter that is of general applicability, implements, interprets, or prescribes a policy or provision of the Compact, or an organizational, procedural, or practice requirement of the Interstate Commission, and has the force and effect of statutory law in a member state, and includes the amendment, repeal, or suspension of an existing rule.
  14. "State" means any state, commonwealth, district, or territory of the United States.
  15. "State of Principal License" means a member state where a physician holds a license to practice medicine and that has been designated as such by the physician for purposes of registration and participation in the Compact.

    Added 2017, No. 115 (Adj. Sess.), § 1, eff. Jan. 1, 2020.

§ 1420c. Eligibility.

  1. A physician must meet the eligibility requirements as defined in subdivision 1420b(11) of this subchapter to receive an expedited license under the terms and provisions of the Compact.
  2. A physician who does not meet the requirements of subdivision 1420b(11) of this subchapter may obtain a license to practice medicine in a member state if the individual complies with all laws and requirements, other than the Compact, relating to the issuance of a license to practice medicine in that state.

    Added 2017, No. 115 (Adj. Sess.), § 1, eff. Jan. 1, 2020.

§ 1420d. Designation of state of principal license.

  1. A physician shall designate a member state as the state of principal license for purposes of registration for expedited licensure through the Compact if the physician possesses a full and unrestricted license to practice medicine in that state, and the state is:
    1. the state of primary residence for the physician;
    2. the state where at least 25 percent of the practice of medicine occurs;
    3. the location of the physician's employer; or
    4. if no state qualifies under subdivision (1), (2), or (3) of this subsection, the state designated as state of residence for purpose of federal income tax.
  2. A physician may redesignate a member state as state of principal license at any time, as long as the state meets the requirements in subsection (a) of this section.
  3. The Interstate Commission is authorized to develop rules to facilitate redesignation of another member state as the state of principal license.

    Added 2017, No. 115 (Adj. Sess.), § 1, eff. Jan. 1, 2020.

§ 1420e. Application and issuance of expedited licensure.

  1. A physician seeking licensure through the Compact shall file an application for an expedited license with the member board of the state selected by the physician as the state of principal license.
  2. Upon receipt of an application for an expedited license, the member board within the state selected as the state of principal license shall evaluate whether the physician is eligible for expedited licensure and issue a letter of qualification, verifying or denying the physician's eligibility, to the Interstate Commission.
    1. Static qualifications, which include verification of medical education, graduate medical education, results of any medical or licensing examination, and other qualifications as determined by the Interstate Commission through rule, shall not be subject to additional primary source verification where already primary source verified by the state of principal license.
    2. The member board within the state selected as the state of principal license shall, in the course of verifying eligibility, perform a criminal background check of an applicant, including the use of the results of fingerprint or other biometric data checks compliant with the requirements of the Federal Bureau of Investigation, with the exception of federal employees who have suitability determination in accordance with 5 C.F.R. § 731.202.
    3. Appeal on the determination of eligibility shall be made to the member state where the application was filed and shall be subject to the law of that state.
  3. Upon verification in subsection (b) of this section, physicians eligible for an expedited license shall complete the registration process established by the Interstate Commission to receive a license in a member state selected pursuant to subsection (a) of this section, including the payment of any applicable fees.
  4. After receiving verification of eligibility under subsection (b) and any fees under subsection (c) of this section, a member board shall issue an expedited license to the physician. This license shall authorize the physician to practice medicine in the issuing state consistent with the Medical Practice Act and all applicable laws and regulations of the issuing member board and member state.
  5. An expedited license shall be valid for a period consistent with the licensure period in the member state and in the same manner as required for other physicians holding a full and unrestricted license within the member state.
  6. An expedited license obtained through the Compact shall be terminated if a physician fails to maintain a license in the state of principal licensure for a nondisciplinary reason, without redesignation of a new state of principal licensure.
  7. The Interstate Commission is authorized to develop rules regarding the application process, including payment of any applicable fees, and the issuance of an expedited license.

    Added 2017, No. 115 (Adj. Sess.), § 1, eff. Jan. 1, 2020.

§ 1420f. Fees for expedited licensure.

  1. A member state issuing an expedited license authorizing the practice of medicine in that state may impose a fee for a license issued or renewed through the Compact.
  2. The Interstate Commission is authorized to develop rules regarding fees for expedited licenses.

    Added 2017, No. 115 (Adj. Sess.), § 1, eff. Jan. 1, 2020.

§ 1420g. Renewal and continued participation.

  1. A physician seeking to renew an expedited license granted in a member state shall complete a renewal process with the Interstate Commission if the physician:
    1. maintains a full and unrestricted license in a state of principal license;
    2. has not been convicted, received adjudication, deferred adjudication, community supervision, or deferred disposition for any offense by a court of appropriate jurisdiction;
    3. has not had a license authorizing the practice of medicine subject to discipline by a licensing agency in any state, federal, or foreign jurisdiction, excluding any action related to nonpayment of fees related to a license; and
    4. has not had a controlled substance license or permit suspended or revoked by a state or the U.S. Drug Enforcement Administration.
  2. Physicians shall comply with all continuing professional development or continuing medical education requirements for renewal of a license issued by a member state.
  3. The Interstate Commission shall collect any renewal fees charged for the renewal of a license and distribute the fees to the applicable member board.
  4. Upon receipt of any renewal fees collected in subsection (c) of this section, a member board shall renew the physician's license.
  5. Physician information collected by the Interstate Commission during the renewal process will be distributed to all member boards.
  6. The Interstate Commission is authorized to develop rules to address renewal of licenses obtained through the Compact.

    Added 2017, No. 115 (Adj. Sess.), § 1, eff. Jan. 1, 2020.

§ 1420h. Coordinated information system.

  1. The Interstate Commission shall establish a database of all physicians licensed or who have applied for licensure under section 1420e of this subchapter.
  2. Notwithstanding any other provision of law, member boards shall report to the Interstate Commission any public action or complaints against a licensed physician who has applied or received an expedited license through the Compact.
  3. Member boards shall report disciplinary or investigatory information determined as necessary and proper by rule of the Interstate Commission.
  4. Member boards may report any nonpublic complaint, disciplinary, or investigatory information not required by subsection (c) of this section to the Interstate Commission.
  5. Member boards shall share complaint or disciplinary information about a physician upon request of another member board.
  6. All information provided to the Interstate Commission or distributed by member boards shall be confidential, filed under seal, and used only for investigatory or disciplinary matters.
  7. The Interstate Commission is authorized to develop rules for mandated or discretionary sharing of information by member boards.

    Added 2017, No. 115 (Adj. Sess.), § 1, eff. Jan. 1, 2020.

§ 1420i. Joint investigations.

  1. Licensure and disciplinary records of physicians are deemed investigative.
  2. In addition to the authority granted to a member board by its respective Medical Practice Act or other applicable state law, a member board may participate with other member boards in joint investigations of physicians licensed by the member boards.
  3. A subpoena issued by a member state shall be enforceable in other member states.
  4. Member boards may share any investigative, litigation, or compliance materials in furtherance of any joint or individual investigation initiated under the Compact.
  5. Any member state may investigate actual or alleged violations of the statutes authorizing the practice of medicine in any other member state in which a physician holds a license to practice medicine.

    Added 2017, No. 115 (Adj. Sess.), § 1, eff. Jan. 1, 2020.

§ 1420j. Disciplinary actions.

  1. Any disciplinary action taken by any member board against a physician licensed through the Compact shall be deemed unprofessional conduct that may be subject to discipline by other member boards, in addition to any violation of the Medical Practice Act or regulations in that state.
  2. If a license granted to a physician by the member board in the state of principal license is revoked, surrendered or relinquished in lieu of discipline, or suspended, then all licenses issued to the physician by member boards shall automatically be placed, without further action necessary by any member board, on the same status. If the member board in the state of principal license subsequently reinstates the physician's license, a license issued to the physician by any other member board shall remain encumbered until that respective member board takes action to reinstate the license in a manner consistent with the Medical Practice Act of that state.
  3. If disciplinary action is taken against a physician by a member board not in the state of principal license, any other member board may deem the action conclusive as to matter of law and fact decided, and:
    1. impose the same or lesser sanction or sanctions against the physician so long as such sanctions are consistent with the Medical Practice Act of that state; or
    2. pursue separate disciplinary action against the physician under its respective Medical Practice Act, regardless of the action taken in other member states.
  4. If a license granted to a physician by a member board is revoked, surrendered or relinquished in lieu of discipline, or suspended, then any license or licenses issued to the physician by any other member board shall be suspended, automatically and immediately without further action necessary by the other member boards, for 90 days upon entry of the order by the disciplining board, to permit the member boards to investigate the basis for the action under the Medical Practice Act of that state. A member board may terminate the automatic suspension of the license it issued prior to the completion of the 90-day suspension period in a manner consistent with the Medical Practice Act of that state.

    Added 2017, No. 115 (Adj. Sess.), § 1, eff. Jan. 1, 2020.

§ 1420k. Interstate Medical Licensure Compact Commission.

  1. The member states hereby create the "Interstate Medical Licensure Compact Commission."
  2. The purpose of the Interstate Commission is the administration of the Interstate Medical Licensure Compact, which is a discretionary state function.
  3. The Interstate Commission shall be a body corporate and joint agency of the member states and shall have all the responsibilities, powers, and duties set forth in the Compact and such additional powers as may be conferred upon it by a subsequent concurrent action of the respective legislatures of the member states in accordance with the terms of the Compact.
  4. The Interstate Commission shall consist of two voting representatives appointed by each member state who shall serve as Commissioners. In states where allopathic and osteopathic physicians are regulated by separate member boards, or if the licensing and disciplinary authority is split between multiple member boards within a member state, the member state shall appoint one representative from each member board. A Commissioner shall be:
    1. an allopathic or osteopathic physician appointed to a member board;
    2. an executive director, executive secretary, or similar executive of a member board; or
    3. a member of the public appointed to a member board.
  5. The Interstate Commission shall meet at least once each calendar year. A portion of this meeting shall be a business meeting to address such matters as may properly come before the Commission, including the election of officers. The chairperson may call additional meetings and shall call for a meeting upon the request of a majority of the member states.
  6. The bylaws may provide for meetings of the Interstate Commission to be conducted by telecommunication or electronic communication.
  7. Each Commissioner participating at a meeting of the Interstate Commission is entitled to one vote. A majority of Commissioners shall constitute a quorum for the transaction of business, unless a larger quorum is required by the bylaws of the Interstate Commission. A Commissioner shall not delegate a vote to another Commissioner. In the absence of its Commissioner, a member state may delegate voting authority for a specified meeting to another person from that state who shall meet the requirements of subsection (d) of this section.
  8. The Interstate Commission shall provide public notice of all meetings and all meetings shall be open to the public. The Interstate Commission may close a meeting, in full or in portion, when it determines by a two-thirds' vote of the Commissioners present that an open meeting would be likely to:
    1. relate solely to the internal personnel practices and procedures of the Interstate Commission;
    2. discuss matters specifically exempted from disclosure by federal statute;
    3. discuss trade secrets or commercial or financial information that is privileged or confidential;
    4. involve accusing a person of a crime or formally censuring a person;
    5. discuss information of a personal nature when disclosure would constitute a clearly unwarranted invasion of personal privacy;
    6. discuss investigative records compiled for law enforcement purposes; or
    7. specifically relate to the participation in a civil action or other legal proceeding.
  9. The Interstate Commission shall keep minutes that shall fully describe all matters discussed in a meeting and shall provide a full and accurate summary of actions taken, including record of any roll call votes.
  10. The Interstate Commission shall make its information and official records, to the extent not otherwise designated in the Compact or by its rules, available to the public for inspection.
  11. The Interstate Commission shall establish an executive committee, which shall include officers, members, and others as determined by the bylaws. The executive committee shall have the power to act on behalf of the Interstate Commission, with the exception of rulemaking, during periods when the Interstate Commission is not in session. When acting on behalf of the Interstate Commission, the executive committee shall oversee the administration of the Compact, including enforcement of and compliance with the provisions of the Compact, its bylaws and rules, and other such duties as necessary.
  12. The Interstate Commission may establish other committees for governance and administration of the Compact.

    Added 2017, No. 115 (Adj. Sess.), § 1, eff. Jan. 1, 2020.

§ 1420l. Powers and duties of the Interstate Commission.

The Interstate Commission shall have a duty and power to:

  1. Oversee and maintain the administration of the Compact;
  2. Promulgate rules that shall be binding to the extent and in the manner provided for in the Compact;
  3. Issue, upon the request of a member state or member board, advisory opinions concerning the meaning or interpretation of the Compact, its bylaws, rules, and actions;
  4. Enforce compliance with Compact provisions, the rules promulgated by the Interstate Commission, and the bylaws, using all necessary and proper means, including but not limited to the use of judicial process;
  5. Establish and appoint committees including, but not limited to, an executive committee as required by section 1420k of this subchapter, which shall have the power to act on behalf of the Interstate Commission in carrying out its powers and duties;
  6. Pay or provide for the payment of the expenses related to the establishment, organization, and ongoing activities of the Interstate Commission;
  7. Establish and maintain one or more offices;
  8. Borrow, accept, hire, or contract for services of personnel;
  9. Purchase and maintain insurance and bonds;
  10. Employ an executive director who shall have such powers to employ, select, or appoint employees, agents, or consultants and to determine their qualifications, define their duties, and fix their compensation;
  11. Establish personnel policies and programs relating to conflicts of interest, rates of compensation, and qualifications of personnel;
  12. Accept donations and grants of money, equipment, supplies, materials, and services and to receive, utilize, and dispose of it in a manner consistent with the conflict-of-interest policies established by the Interstate Commission;
  13. Lease, purchase, accept contributions or donations of, or otherwise to own, hold, improve or use, any property, real, personal, or mixed;
  14. Sell, convey, mortgage, pledge, lease, exchange, abandon, or otherwise dispose of any property, real, personal, or mixed;
  15. Establish a budget and make expenditures;
  16. Adopt a seal and bylaws governing the management and operation of the Interstate Commission;
  17. Report annually to the legislatures and governors of the member states concerning the activities of the Interstate Commission during the preceding year. Such reports shall also include reports of financial audits and any recommendations that may have been adopted by the Interstate Commission;
  18. Coordinate education, training, and public awareness regarding the Compact, its implementation, and its operation;
  19. Maintain records in accordance with the bylaws;
  20. Seek and obtain trademarks, copyrights, and patents; and
  21. Perform such functions as may be necessary or appropriate to achieve the purposes of the Compact.

    Added 2017, No. 115 (Adj. Sess.), § 1, eff. Jan. 1, 2020.

§ 1420m. Finance powers.

  1. The Interstate Commission may levy on and collect an annual assessment from each member state to cover the cost of the operations and activities of the Interstate Commission and its staff. The total assessment must be sufficient to cover the annual budget approved each year for which revenue is not provided by other sources. The aggregate annual assessment amount shall be allocated upon a formula to be determined by the Interstate Commission, which shall promulgate a rule binding upon all member states.
  2. The Interstate Commission shall not incur obligations of any kind prior to securing the funds adequate to meet the same.
  3. The Interstate Commission shall not pledge the credit of any of the member states, except by, and with the authority of, the member state.
  4. The Interstate Commission shall be subject to a yearly financial audit conducted by a certified or licensed public accountant and the report of the audit shall be included in the annual report of the Interstate Commission.

    Added 2017, No. 115 (Adj. Sess.), § 1, eff. Jan. 1, 2020.

§ 1420n. Organization and operation of the Interstate Commission.

  1. The Interstate Commission shall, by a majority of the Commissioners present and voting, adopt bylaws to govern its conduct as may be necessary or appropriate to carry out the purposes of the Compact within 12 months of the first Interstate Commission meeting.
  2. The Interstate Commission shall elect or appoint annually from among its Commissioners a chairperson, a vice chairperson, and a treasurer, each of whom shall have such authority and duties as may be specified in the bylaws. The chairperson, or in the chairperson's absence or disability, the vice chairperson, shall preside at all meetings of the Interstate Commission.
  3. Officers selected in subsection (b) of this section shall serve without remuneration from the Interstate Commission.
  4. The officers and employees of the Interstate Commission shall be immune from suit and liability, either personally or in their official capacity, for a claim for damage to or loss of property or personal injury or other civil liability caused or arising out of, or relating to, an actual or alleged act, error, or omission that occurred, or that such person had a reasonable basis for believing occurred, within the scope of Interstate Commission employment, duties, or responsibilities; provided that such person shall not be protected from suit or liability for damage, loss, injury, or liability caused by the intentional or willful and wanton misconduct of such person.
    1. The liability of the executive director and employees of the Interstate Commission or representatives of the Interstate Commission, acting within the scope of such person's employment or duties for acts, errors, or omissions occurring within such person's state, may not exceed the limits of liability set forth under the constitution and laws of that state for state officials, employees, and agents. The Interstate Commission is considered to be an instrumentality of the states for the purposes of any such action. Nothing in this subsection shall be construed to protect such person from suit or liability for damage, loss, injury, or liability caused by the intentional or willful and wanton misconduct of such person.
    2. The Interstate Commission shall defend the executive director, its employees, and subject to the approval of the attorney general or other appropriate legal counsel of the member state represented by an Interstate Commission representative, shall defend such Interstate Commission representative in any civil action seeking to impose liability arising out of an actual or alleged act, error, or omission that occurred within the scope of Interstate Commission employment, duties, or responsibilities, or that the defendant had a reasonable basis for believing occurred within the scope of Interstate Commission employment, duties, or responsibilities, provided that the actual or alleged act, error, or omission did not result from intentional or willful and wanton misconduct on the part of such person.
    3. To the extent not covered by the state involved, member state, or the Interstate Commission, the representatives or employees of the Interstate Commission shall be held harmless in the amount of a settlement or judgment, including attorney's fees and costs, obtained against such persons arising out of an actual or alleged act, error, or omission that occurred within the scope of Interstate Commission employment, duties, or responsibilities, or that such persons had a reasonable basis for believing occurred within the scope of Interstate Commission employment, duties, or responsibilities, provided that the actual or alleged act, error, or omission did not result from intentional or willful and wanton misconduct on the part of such persons.

      Added 2017, No. 115 (Adj. Sess.), § 1, eff. Jan. 1, 2020.

§ 1420o. Rulemaking functions of the Interstate Commission.

  1. The Interstate Commission shall promulgate reasonable rules in order to effectively and efficiently achieve the purposes of the Compact. Notwithstanding the foregoing, in the event the Interstate Commission exercises its rulemaking authority in a manner that is beyond the scope of the purposes of the Compact, or the powers granted hereunder, then such an action by the Interstate Commission shall be invalid and have no force or effect.
  2. Rules deemed appropriate for the operations of the Interstate Commission shall be made pursuant to a rulemaking process that substantially conforms to the "Model State Administrative Procedure Act" of 2010, and subsequent amendments thereto.
  3. Not later than 30 days after a rule is promulgated, any person may file a petition for judicial review of the rule in the U.S. District Court for the District of Columbia or the federal district where the Interstate Commission has its principal offices, provided that the filing of such a petition shall not stay or otherwise prevent the rule from becoming effective unless the court finds that the petitioner has a substantial likelihood of success. The court shall give deference to the actions of the Interstate Commission consistent with applicable law and shall not find the rule to be unlawful if the rule represents a reasonable exercise of the authority granted to the Interstate Commission.

    Added 2017, No. 115 (Adj. Sess.), § 1, eff. Jan. 1, 2020.

§ 1420p. Oversight of Interstate Compact.

  1. The executive, legislative, and judicial branches of state government in each member state shall enforce the Compact and shall take all actions necessary and appropriate to effectuate the Compact's purposes and intent. The provisions of the Compact and the rules promulgated hereunder shall have standing as statutory law but shall not override existing state authority to regulate the practice of medicine.
  2. All courts shall take judicial notice of the Compact and the rules in any judicial or administrative proceeding in a member state pertaining to the subject matter of the Compact that may affect the powers, responsibilities, or actions of the Interstate Commission.
  3. The Interstate Commission shall be entitled to receive all service of process in any such proceeding, and shall have standing to intervene in the proceeding for all purposes. Failure to provide service of process to the Interstate Commission shall render a judgment or order void as to the Interstate Commission, the Compact, or promulgated rules.

    Added 2017, No. 115 (Adj. Sess.), § 1, eff. Jan. 1, 2020.

§ 1420q. Enforcement of Interstate Compact.

  1. The Interstate Commission, in the reasonable exercise of its discretion, shall enforce the provisions and rules of the Compact.
  2. The Interstate Commission may, by majority vote of the Commissioners, initiate legal action in the U.S. District Court for the District of Columbia, or, at the discretion of the Interstate Commission, in the federal district where the Interstate Commission has its principal offices, to enforce compliance with the provisions of the Compact, and its promulgated rules and bylaws, against a member state in default. The relief sought may include both injunctive relief and damages. In the event judicial enforcement is necessary, the prevailing party shall be awarded all costs of such litigation including reasonable attorney's fees.
  3. The remedies herein shall not be the exclusive remedies of the Interstate Commission. The Interstate Commission may avail itself of any other remedies available under state law or the regulation of a profession.

    Added 2017, No. 115 (Adj. Sess.), § 1, eff. Jan. 1, 2020.

§ 1420r. Default procedures.

  1. The grounds for default include, but are not limited to, failure of a member state to perform such obligations or responsibilities imposed upon it by the Compact, or the rules and bylaws of the Interstate Commission promulgated under the Compact.
  2. If the Interstate Commission determines that a member state has defaulted in the performance of its obligations or responsibilities under the Compact or the bylaws or promulgated rules, the Interstate Commission shall:
    1. Provide written notice to the defaulting state and other member states, of the nature of the default, the means of curing the default, and any action taken by the Interstate Commission. The Interstate Commission shall specify the conditions by which the defaulting state must cure its default; and
    2. Provide remedial training and specific technical assistance regarding the default.
  3. If the defaulting state fails to cure the default, the defaulting state shall be terminated from the Compact upon an affirmative vote of a majority of the Commissioners and all rights, privileges, and benefits conferred by the Compact shall terminate on the effective date of termination. A cure of the default does not relieve the offending state of obligations or liabilities incurred during the period of the default.
  4. Termination of membership in the Compact shall be imposed only after all other means of securing compliance have been exhausted. Notice of intent to terminate shall be given by the Interstate Commission to the governor, the majority and minority leaders of the defaulting state's legislature, and each of the member states.
  5. The Interstate Commission shall establish rules and procedures to address licenses and physicians that are materially impacted by the termination of a member state or the withdrawal of a member state.
  6. The member state that has been terminated is responsible for all dues, obligations, and liabilities incurred through the effective date of termination including obligations, the performance of which extends beyond the effective date of termination.
  7. The Interstate Commission shall not bear any costs relating to any state that has been found to be in default or that has been terminated from the Compact, unless otherwise mutually agreed upon in writing between the Interstate Commission and the defaulting state.
  8. The defaulting state may appeal the action of the Interstate Commission by petitioning the U.S. District Court for the District of Columbia or the federal district where the Interstate Commission has its principal offices. The prevailing party shall be awarded all costs of such litigation including reasonable attorney's fees.

    Added 2017, No. 115 (Adj. Sess.), § 1, eff. Jan. 1, 2020.

§ 1420s. Dispute resolution.

  1. The Interstate Commission shall attempt, upon the request of a member state, to resolve disputes that are subject to the Compact and that may arise among member states or member boards.
  2. The Interstate Commission shall promulgate rules providing for both mediation and binding dispute resolution as appropriate.

    Added 2017, No. 115 (Adj. Sess.), § 1, eff. Jan. 1, 2020.

§ 1420t. Member states; effective date and amendment.

  1. Any state is eligible to become a member state of the Compact.
  2. The Compact shall become effective and binding upon legislative enactment of the Compact into law by no fewer than seven states. Thereafter, it shall become effective and binding on a state upon enactment of the Compact into law by that state.
  3. The governors of non-member states, or their designees, shall be invited to participate in the activities of the Interstate Commission on a nonvoting basis prior to adoption of the Compact by all states.
  4. The Interstate Commission may propose amendments to the Compact for enactment by the member states. No amendment shall become effective and binding upon the Interstate Commission and the member states unless and until it is enacted into law by unanimous consent of the member states.

    Added 2017, No. 115 (Adj. Sess.), § 1, eff. Jan. 1, 2020.

§ 1420u. Withdrawal.

  1. Once effective, the Compact shall continue in force and remain binding upon each and every member state; provided that a member state may withdraw from the Compact by specifically repealing the statute that enacted the Compact into law.
  2. Withdrawal from the Compact shall be by the enactment of a statute repealing the same, but shall not take effect until one year after the effective date of such statute and until written notice of the withdrawal has been given by the withdrawing state to the governor of each other member state.
  3. The withdrawing state shall immediately notify the chairperson of the Interstate Commission in writing upon the introduction of legislation repealing the Compact in the withdrawing state.
  4. The Interstate Commission shall notify the other member states of the withdrawing state's intent to withdraw within 60 days of its receipt of notice provided under subsection (c) of this section.
  5. The withdrawing state is responsible for all dues, obligations, and liabilities incurred through the effective date of withdrawal, including obligations, the performance of which extends beyond the effective date of withdrawal.
  6. Reinstatement following withdrawal of a member state shall occur upon the withdrawing state reenacting the Compact or upon such later date as determined by the Interstate Commission.
  7. The Interstate Commission is authorized to develop rules to address the impact of the withdrawal of a member state on licenses granted in other member states to physicians who designated the withdrawing member state as the state of principal license.

    Added 2017, No. 115 (Adj. Sess.), § 1, eff. Jan. 1, 2020.

§ 1420v. Dissolution.

  1. The Compact shall dissolve effective on the date of the withdrawal or default of the member state that reduces the membership in the Compact to one member state.
  2. Upon the dissolution of the Compact, the Compact becomes null and void and shall be of no further force or effect, and the business and affairs of the Interstate Commission shall be concluded and surplus funds shall be distributed in accordance with the bylaws.

    Added 2017, No. 115 (Adj. Sess.), § 1, eff. Jan. 1, 2020.

§ 1420w. Severability and construction.

  1. The provisions of the Compact shall be severable, and if any phrase, clause, sentence, or provision is deemed unenforceable, the remaining provisions of the Compact shall be enforceable.
  2. The provisions of the Compact shall be liberally construed to effectuate its purposes.
  3. Nothing in the Compact shall be construed to prohibit the applicability of other interstate compacts to which the states are members.

    Added 2017, No. 115 (Adj. Sess.), § 1, eff. Jan. 1, 2020.

§ 1420x. Binding effect of Compact and other laws.

  1. Nothing herein prevents the enforcement of any other law of a member state that is not inconsistent with the Compact.
  2. All laws in a member state in conflict with the Compact are superseded to the extent of the conflict.
  3. All lawful actions of the Interstate Commission, including all rules and bylaws promulgated by the Commission, are binding upon the member states.
  4. All agreements between the Interstate Commission and the member states are binding in accordance with their terms.
  5. In the event any provision of the Compact exceeds the constitutional limits imposed on the legislature of any member state, such provision shall be ineffective to the extent of the conflict with the constitutional provision in question in that member state.

    Added 2017, No. 115 (Adj. Sess.), § 1, eff. Jan. 1, 2020.

Subchapter 4. Professional Liability

§ 1441. Definitions and purpose.

As used in this subchapter, the term "peer review committee" shall mean the Vermont professional standards review organization or its subsidiary committees, the Vermont Program for Quality in Health Care, Inc. or its subsidiary committees, a peer review committee or other comparable committee established by a health maintenance organization in accordance with the provisions of 18 V.S.A. § 9414 , or a committee of a state or local professional association or of a hospital or other health care provider that is formed to evaluate and improve the quality of health care rendered by providers of health services or to determine that health services rendered were professionally indicated or were performed in compliance with the applicable standard of care or that the cost of health care rendered was considered reasonable by the providers of professional health services in the area.

Added 1975, No. 249 (Adj. Sess.), § 4, eff. April 7, 1976; amended 1989, No. 108 , § 1, eff. June 22, 1989; 1993, No. 30 , § 20, eff. May 21, 1993.

History

Amendments--1993 Inserted "a peer review committee or other comparable committee established by a health maintenance organization in accordance with the provisions of section 9414 of Title 18" following "subsidiary committees."

Amendments--1989. Deleted "or 'committee"' preceding "shall mean" and inserted "the Vermont Program for Quality in Health Care, Inc. or its subsidiary committees" preceding "or a committee".

§ 1442. Immunity from liability of members of committee of professional society formed to maintain standards.

  1. There shall be no monetary liability on the part of, and no cause of action for damages shall arise against, any member of a peer review committee, any peer review committee or its predecessor or subsidiary organization, any person acting or employed as staff for a peer review committee, any person under a contract or other formal agreement with a peer review committee, or any person who participates with or assists a peer review committee for any act or proceeding related to peer review activities undertaken or performed within the scope of the functions of the peer review committee; provided that the member, peer review committee, predecessor or subsidiary organization, or person acts without malice, has made a reasonable effort to obtain the facts of the matter acted upon, and the action is taken with the reasonable belief that the action is warranted by the facts known after a reasonable effort to obtain all the facts.  For purposes of this section, liability of a committee shall be determined with reference to acts taken by a majority of the members of the committee present at a meeting at which there was a quorum.
  2. This subchapter shall not be construed to confer immunity from liability on any professional association or upon any health professional while performing services other than as a member of a peer review committee.
  3. The provisions of subsection (a) of this section shall not apply in the case of a violation of section 1443 of this title or any law relating to confidentiality of medical records.

    Added 1975, No. 249 (Adj. Sess.), § 4, eff. April 7, 1976; amended 1989, No. 108 , §§ 2, 2a, eff. June 22, 1989.

History

Amendments--1989. Subsec. (a): Rewrote the first sentence and added the second sentence.

Subsec. (c): Added.

§ 1443. Records immune from discovery.

  1. The proceedings, reports, and records of committees defined in section 1441 of this title including information and evidence required to be reported pursuant to section 1317 of this title shall be confidential and privileged, and shall not be subject to discovery or introduction into evidence in any civil action against a provider of professional health services arising out of the matters that are subject to evaluation and review by such committee, and no person who was in attendance at a meeting of such committee shall be permitted or required to testify in any such civil action as to any findings, recommendations, evaluations, opinions, or other actions of such committees or any members thereof. However, information, documents, or records otherwise available from original sources are not to be construed as immune from discovery or use in any such action merely because they were presented during the proceedings of such committee, nor shall any person who testifies before such committee or who is a member of such committee be prevented from testifying as to matters within his or her knowledge, but such witness shall not be asked about his or her testimony before such committee or about opinions formed by him or her as a result of such committee hearings.
  2. Notwithstanding the provisions of subsection (a) of this section, a peer review committee shall provide the Board with all supporting information and evidence pertaining to information required to be reported under section 1317 of this title and shall provide access to such information and evidence to the Department of Health as provided in and for the purpose of determining a hospital's compliance with 18 V.S.A. chapter 43a.
  3. Notwithstanding the provisions of section 1318 of this title, relating to accessibility and confidentiality of disciplinary matters, the proceedings, reports, records, reporting information, and evidence of a peer review committee provided by the committee to the Board in accordance with the provisions of section 1317 of this title or to the Department of Health in accordance with 18 V.S.A. chapter 43a and subsection (b) of this section may be used by the Board or by the Commissioner of Health or Board of Health for disciplinary and enforcement purposes but shall not be subject to public disclosure.

    Added 1975, No. 249 (Adj. Sess.), § 4, eff. April 7, 1976; amended 1991, No. 167 (Adj. Sess.), § 34; 2001, No. 132 (Adj. Sess.), § 14, eff. June 13, 2002; 2005, No. 215 (Adj. Sess.), § 325; 2019, No. 131 (Adj. Sess.), § 276.

History

Amendments--2019 (Adj. Sess.). Subsecs. (b), (c): Substituted "the Board" for "a board" in three places.

Amendments--2005 (Adj. Sess.). Subsec. (b): Added "and shall provide access to such information and evidence to the department of health as provided in and for the purpose of determining a hospital's compliance with chapter 43a of Title 18".

Subsec. (c): Inserted "or to the department of health in accordance with chapter 43a of Title 18" following "of this title" and "or by the commissioner of health or board of health" preceding "for disciplinary" and inserted "and enforcement" thereafter.

Amendments--2001 (Adj. Sess.) Substituted "section 1317 of this title" for "section 128 of Title 3" in the first sentence in three places and substituted "section 1318 of this title" for "section 131 of Title 3" in subsec. (c).

Amendments--1991 (Adj. Sess.). Designated existing text of section as subsec. (a), inserted "including information and evidence required to be reported pursuant to section 128 of Title 3" preceding "shall be confidential" in the first sentence and made minor changes in phraseology in the second sentence of that subsec., and added subsecs. (b) and (c).

ANNOTATIONS

1. Admissibility of evidence.

In medical malpractice action against hospital corporation, testimony of expert on hospital accreditation as to how peer-review process was supposed to work and what hospital should have done in light of surgeon's alleged incompetence as manifested in treatment records was not impermissibly tainted by expert's awareness of peer-review materials regarding surgeon statutorily protected from disclosure, where expert's testimony did not depend in the slightest on inadmissible peer-review materials. Wheeler v. Central Vermont Medical Center, Inc., 155 Vt. 85, 582 A.2d 165 (1989).

§ 1444. Liability for actions of agent.

  1. A physician may delegate to a medical technician or other assistant or employee certain activities related to medical care and treatment that the individual is qualified to perform by training, education, experience, or a combination of these when the activities are under the control of the physician. The physician delegating the activities to the individual shall be legally liable for the individual's performance of those activities, and in this relationship, the individual shall be the physician's agent.
    1. Nothing in this section shall be construed to apply to a nurse acting pursuant to chapter 28 of this title. (b) (1)  Nothing in this section shall be construed to apply to a nurse acting pursuant to chapter 28 of this title.
    2. Nothing in this section shall be construed to apply to a physician assistant acting pursuant to chapter 31 of this title. Liability for the actions or inactions of a physician assistant shall be governed by the provisions of section 1739 of this title.

      Added 2019, No. 123 (Adj. Sess.), § 3.

Subchapter 5. Quality Assurance Data

§ 1445. Findings.

The General Assembly finds that the Vermont Program for Quality in Health Care, Inc., a nonprofit corporation, is organized for the purpose of implementing and maintaining a statewide quality assurance system based on the collection and interpretation of clinical data, feedback of such data to physicians and, when necessary, the provision of professional accountability.

Added 1989, No. 108 , § 3, eff. June 22, 1989.

§ 1446. Directors of corporation.

The Board of Directors of the Vermont Program for Quality in Health Care, Inc. shall include the Commissioner of Health and two directors, each of whom represents at least one of the following populations: elders, people with disabilities, or people with low income.

Added 1989, No. 108 , § 3, eff. June 22, 1989; amended 2011, No. 61 , § 2, eff. June 2, 2011; 2013, No. 96 (Adj. Sess.), § 175.

History

Amendments--2013 (Adj. Sess.). Substituted "Commissioner of Health" for "commissioner of the department of health" following "shall include the", "elders" for "elderly" following "populations:", and "people with low income" for "low income individuals" at the end.

Amendments--2011. Deleted "without limitation" following "include" and ", the chair of the hospital data council" following "health" and substituted "people with disabilities," for "handicapped" following "elderly,".

§ 1447. Dissolution.

In the event of dissolution without a successor, the corporation shall transfer all its quality assurance data to the Department of Health. While the data is in the possession of the Department of Health, the Commissioner may disclose such data to the public as long as individual patients or health care practitioners are not directly or indirectly identifiable.

Added 1989, No. 108 , § 3, eff. June 22, 1989.

§ 1448. Release of clinical data authorized.

Hospitals licensed under 18 V.S.A. § 1905 may release clinical data to the Vermont Program for Quality in Health Care, Inc., for use in a statewide quality assurance system.

Added 1989, No. 108 , § 3, eff. June 22, 1989.

§ 1449. Repealed. 2009, No. 33, § 83(k).

History

Former § 1449. Former § 1449, relating to report on the progress of the Vermont Program for Quality in Health Care, Inc., was derived from 1989, No. 108 , § 3. For present provisions, see 18 V.S.A. § 9416.

CHAPTER 25. NURSES

History

2019. For current law regarding the professional regulation of nurses, see chapter 28 of this title.

Subchapter 1. Board of Registration of Nurses

§§ 1451-1460. Repealed. 1961, No. 184, § 13, eff. June 28, 1961.

History

Former §§ 1451-1460. Former § 1451, relating to members of Board, was derived from 1951, No. 161 , § 16; V.S. 1947, § 6897; 1947, No. 202 , § 7001; 1935, No. 185 , § 1; P.L. § 7573; 1933, No. 157 , § 7185; G.L. § 6151; 1917, No. 254 , § 6019; 1915, No. 1 , § 205; 1910, No. 219 , § 1.

Former § 1452, relating to organizational Board meetings and officers, was derived from V.S. 1947, § 6898; P.L. § 7574; 1921, No. 182 , § 1; G.L. § 6152; 1917, No. 190 ; 1910, No. 219 , §§ 2, 11.

Former § 1453, relating to meetings generally, was derived from V.S. 1947, § 6900; P.L. § 7576; 1921, No. 182 , § 1; G.L. § 6152; 1917, No. 190 ; 1910, No. 219 , §§ 2, 11.

Former § 1454, relating to adoption of seal and rules, was derived from V.S. 1947, § 6899; P.L. § 7575; 1933, No. 157 , § 7187; 1921, No. 182 , § 1; G.L. § 6152; 1917, No. 190 ; 1910, No. 219 , §§ 2, 11.

Former § 1455, relating to educational programs, was derived from V.S. 1947, § 6903; 1939, No. 203 , § 1; P.L. § 7579; 1921, No. 182 , § 3.

Former § 1456, relating to notice of examinations, was derived from V.S. 1947, § 6901; P.L. § 7577; G.L. § 6153; 1910, No. 219 , § 3.

Former § 1457, relating to records and annual report, was derived from V.S. 1947, § 6902; P.L. § 7578; G.L. § 6158; 1910, No. 219 , § 7.

Former § 1458, relating to investigation of complaints, was derived from V.S. 1947, § 6915; P.L. § 7590; G.L. § 6161; 1910, No. 219 , § 9.

Former § 1459, relating to duties of Treasurer of Board, was derived from V.S. 1947, § 6904; 1947, No. 202 , § 7008; P.L. § 7580; G.L. § 6759; 1917, No. 254 , § 6027; 1915, No. 1 , § 206; 1910, No. 219 , § 3.

Former § 1460, relating to inspectors of training schools, was derived from V.S. 1947, § 6903; 1939, No. 203 , § 1; P.L. § 7579; 1921, No. 182 , § 3.

Subchapter 2. Registered Nurses

§§ 1491-1500. Repealed. 1961, No. 184, § 13, eff. June 28, 1961.

History

Former §§ 1491-1500. Former § 1491, relating to qualifications, was derived from 1955, No. 156 , § 1; V.S. 1947, § 6906; P.L. § 7582; 1921, No. 182 , § 2; G.L. § 6154; 1917, No. 254 , § 6022; 1910, No. 219 , § 3.

Former § 1492, relating to applications for registration, was derived from V.S. 1947, § 6905; 1947, No. 202 , § 7009; P.L. § 7581; 1921, No. 182 , § 2; G.L. § 6154; 1917, No. 254 , § 6022; 1910, No. 219 , § 3.

Former § 1493, relating to examinations, was derived from V.S. 1947, § 6908; 1947, No. 202 , § 7012; 1939, No. 203 , § 2; P.L. § 7584; G.L. § 6155; 1910, No. 219 , § 4.

Former § 1494, relating to re-examinations, was derived from V.S. 1947, § 6909; P.L. § 7585; G.L. § 6156; 1910, No. 219 , § 3.

Former § 1495, relating to registration without examination, was derived from V.S. 1947, § 6913; P.L. § 7588; G.L. § 6157; 1910, No. 219 , § 5.

Former § 1496, relating to recording of certificate, was derived from V.S. 1947, § 6907; P.L. § 7583; 1921, No. 182 , § 2; G.L. § 6154; 1917, No. 254 , § 6022; 1910, No. 219 , § 3.

Former § 1497, relating to annulment of registration and cancellation of certificate, was derived from V.S. 1947, § 6910; P.L. § 7586; G.L. § 6156; 1910, No. 219 , § 3.

Former § 1498, relating to renewal of registration, was derived from 1955, No. 156 , § 2; V.S. 1947, §§ 6911, 6912; 1947, No. 202 , § 7015; 1945, No. 165 , §§ 1, 2; 1939, No. 203 , § 3; P.L. § 7587; G.L. § 6157; 1910, No. 219 , § 5.

Former § 1499, relating to penalties, was derived from V.S. 1947, § 6914; P.L. § 7589; G.L. § 6160; 1910, No. 219 , § 8.

Former § 1500, relating to exceptions, was derived from V.S. 1947, § 6916; P.L. § 7591; G.L. § 6162; 1910, No. 219 , § 10.

Subchapter 3. Practical Nurses

§§ 1531-1545. Repealed. 1961, No. 184, § 13, eff. June 28, 1961.

History

Former §§ 1531-1545. Former § 1531, relating to definitions, was derived from 1951, No. 161 , § 1.

Former § 1532, relating to powers and duties of Board, was derived from 1951, No. 161 , § 15.

Former § 1533, relating to rules and regulations, was derived from 1951, No. 161 , § 13.

Former § 1534, relating to schools of practical nursing, was derived from 1951, No. 161 , § 14.

Former § 1535, relating to requirements for and issuance of license to practice, was derived from 1955, No. 156 , § 3; 1951, No. 161 , §§ 2, 3, 6.

Former § 1536, relating to licensure without examination, was derived from 1951, No. 161 , § 5.

Former § 1537, relating to recording of license, was derived from 1951, No. 161 , § 4.

Former § 1538, relating to revocation or suspension of license and discipline of licensee, was derived from 1951, No. 161 , § 10.

Former § 1539, relating to reissuance of license, was derived from 1951, No. 161 , § 12.

Former § 1540, relating to renewal of license, was derived from 1955, No. 156 , § 4; 1951, No. 161 , § 8.

Former § 1541, relating to reinstatement of lapsed license, was derived from 1951, No. 161 , § 9.

Former § 1542, relating to color band on cap, was derived from 1951, No. 161 , § 17.

Former § 1543, relating to use of title and abbreviations by unregistered licensed practical nurse, was derived from 1951, No. 161 , § 7.

Former § 1544, relating to penalties, was derived from 1951, No. 161 , § 11.

Former § 1545, relating to exceptions, was derived from 1951, No. 161 , § 1.

CHAPTER 27. NURSING

Sec.

History

2019. For current law regarding the professional regulation of nurses, see chapter 28 of this title.

§§ 1551-1562. Repealed. 1979, No. 192 (Adj. Sess.), § 2.

History

Former §§ 1551-1562. Former § 1551, relating to purpose and effect, was derived from 1961, No. 184 , § 1 and amended by 1973, No. 161 (Adj. Sess.), § 1.

Former § 1552, relating to definitions, was derived from 1961, No. 184 , § 2, and amended by 1973, No. 161 (Adj. Sess.), § 2.

Former § 1553, relating to State Board of Nursing, was derived from 1961, No. 184 , § 3, and amended by 1973, No. 161 (Adj. Sess.), § 3.

Former § 1554, relating to registered nurses, was derived from 1961, No. 184 , § 4, and amended by 1963, No. 37 , § 13; 1967, No. 80 , § 1; 1967, No. 278 (Adj. Sess.), § 16; 1973, No. 102 , § 1; and 1973, No. 161 (Adj. Sess.), § 4.

Former § 1555, relating to licensed practical nurses, was derived from 1961, No. 184 , § 5, and amended by 1963, No. 37 , § 5; 1967, No. 80 , § 2; 1967, No. 278 (Adj. Sess.), § 17; 1973, No. 102 , § 2; 1973, No. 161 (Adj. Sess.), § 5; and 1975, No. 245 (Adj. Sess.), § 2.

Former § 1556, relating to renewal of licenses, was derived from 1961, No. 184 , § 6 and amended by 1967, No. 80 , § 3; 1973, No. 102 , § 3; 1973, No. 161 (Adj. Sess.), § 6; and 1975, No. 118 , § 81.

Former § 1557, relating to disposition of funds, was derived from 1961, No. 184 , § 7 and amended by 1975, No. 118 , § 82.

Former § 1558, relating to nursing education programs, was derived from 1961, No. 184 , § 8 and amended by 1973, No. 161 (Adj. Sess.), § 7.

Former § 1559, relating to disciplinary proceedings, was derived from 1961, No. 184 , § 9 and amended by 1973, No. 102 , § 4; 1973, No. 193 (Adj. Sess.), § 3.

Former § 1560, relating to exceptions, was derived from 1961, No. 184 , § 10 and amended by 1973, No. 161 (Adj. Sess.), §§ 8, 9.

Former § 1561, relating to violations and penalties, was derived from 1961, No. 184 , § 11.

Former § 1562, relating to care of sick in connection with practice of religion, was derived from 1961, No. 184 , § 12.

CHAPTER 28. NURSING

Cross References

Cross references. Office of Professional Regulation generally, see 3 V.S.A. ch. 5, subch. 3.

Procedure for adoption of administrative rules, see 3 V.S.A. ch. 25.

Review of regulatory laws, see chapter 57 of this title.

Subchapter 1. General Provisions

History

Amendments--2015. 2015, No. 38 , § 7, eff. May 28, 2015 rewrote the subchapter heading.

Amendments--1993 (Adj. Sess.) 1993, No. 201 (Adj. Sess.), § 1, designated the existing provisions of the chapter, comprising sections 1571-1584, as subchapter 1 and added the subchapter heading.

Nursing education programs; educational experience. 2009, No. 35 , § 26 repealed effective July 1, 2013 by 2009, No. 35 , § 41 as amended by 2011, No. 116 (Adj. Sess.), § 22, provides: "A member of the nurse faculty of a baccalaureate or associate degree nursing education program shall hold at least a master's degree with a major in nursing and clinical experience relevant to the areas of responsibility unless the individual was a member of the faculty prior to March 1, 2004, provided that he or she meets all other requirements of the Vermont state board of nursing rules and has either acquired a master's degree in education or is currently in the process of obtaining a master's degree in nursing."

§ 1571. Purpose and effect.

In order to safeguard the life and health of the people of this State, a person shall not practice or offer to practice registered or practical nursing or as a nursing assistant unless licensed under this chapter.

Added 1979, No. 192 (Adj. Sess.), § 1; amended 1993, No. 201 (Adj. Sess.), § 1; 2015, No. 38 , § 7, eff. May 28, 2015.

History

Amendments--2015. Substituted "a person shall not practice" for "no person shall practice", inserted "or as a nursing assistant" following "practical nursing", and deleted "currently" preceding "licensed".

Amendments--1993 (Adj. Sess.). Substituted "registered" for "professional" preceding "or practical nursing unless" and deleted "registered and" thereafter.

ANNOTATIONS

Cited. Douglas v. Windham Superior Court, 157 Vt. 34, 597 A.2d 774 (1991); In re Smith, 169 Vt. 162, 730 A.2d 605 (1999).

§ 1572. Definitions.

As used in this chapter:

  1. "Board" means the Vermont State Board of Nursing.
  2. "Registered nursing" means the practice of nursing, which includes:
    1. Assessing the health status of individuals and groups.
    2. Establishing a nursing diagnosis.
    3. Establishing goals to meet identified health care needs.
    4. Planning a strategy of medical or health care.
    5. Prescribing nursing interventions to implement the strategy of care.
    6. Implementing the strategy of care.
    7. Delegating nursing interventions that may be performed by others and that do not conflict with this subchapter.
    8. Maintaining safe and effective nursing care rendered directly or indirectly.
    9. Evaluating responses to interventions.
    10. Teaching the theory and practice of nursing.
    11. Managing and supervising the practice of nursing.
    12. Collaborating with other health professionals in the management of health care.
    13. Addressing patient pain.
    14. Performance of such additional acts requiring education and training and that are recognized jointly by the medical and nursing professions as proper to be performed by registered nurses.
  3. "Licensed practical nursing" means a directed scope of nursing practice that includes:
    1. contributing to the assessment of the health status of individuals and groups;
    2. participating in the development and modification of the strategy of care;
    3. implementing the appropriate aspects of the strategy of care as defined by the Board;
    4. maintaining safe and effective nursing care rendered directly or indirectly;
    5. participating in the evaluation of responses to interventions:
    6. delegating nursing interventions that may be performed by others and that do not conflict with this chapter; and
    7. functioning at the direction of a registered nurse, advanced practice registered nurse, licensed physician, or licensed dentist in the performance of activities delegated by that health care professional.
  4. "Advanced practice registered nurse" or "APRN" means a licensed registered nurse authorized to practice in this State who, because of specialized education and experience, is licensed and authorized to perform acts of medical diagnosis and to prescribe medical, therapeutic, or corrective measures under administrative rules adopted by the Board.
  5. "License" means a current authorization permitting the practice of nursing as a registered nurse, licensed practical nurse, or advanced practice registered nurse, or the practice as a nursing assistant.

    Added 1979, No. 192 (Adj. Sess.), § 1; amended 1993, No. 201 (Adj. Sess.), § 1; 2009, No. 25 , § 11; 2011, No. 66 , § 5, eff. June 1, 2011; 2015, No. 38 , § 7, eff. May 28, 2015.

History

2006. In subdiv. (3), redesignated the first paragraph as (3)(A), redesignated existing subdivs. (3)(A)-(F) as (3)(A)(i)-(vi), and designated the last paragraph in subdiv. (3) as (3)(B).

Amendments--2015. Subdiv. (3): Amended generally.

Subdiv. (4): Substituted "licensed and authorized" for "endorsed" following "special education and experience, is" near the middle of the sentence.

Subdiv. (5): Added "or the practice as a nursing assistant" at the end of the sentence.

Amendments--2011. Subdiv. (4): Inserted "or 'APRN'" preceding "means".

Amendments--2009. Deleted "but is not limited to" after "includes" in subdiv. (2); redesignated former subdiv. (2)(M) as present subdiv. (2)(N); and added subdiv. (2)(M).

Amendments--1993 (Adj. Sess.). Section amended generally.

§ 1573. Vermont State Board of Nursing.

  1. There is hereby created the Vermont State Board of Nursing consisting of six registered nurses, including at least two licensed as advanced practice registered nurses, two practical nurses, one nursing assistant, and two public members. Board members shall be appointed by the Governor pursuant to 3 V.S.A. §§ 129b and 2004.
  2. Appointments of registered and licensed practical nurse members shall be made in a manner designed to be representative of the various types of nursing education programs and nursing services.
  3. Each member of the Board shall be a resident of this State.
    1. The licensed members shall have the following in their respective categories of licensure:
      1. An active license to practice in Vermont.
      2. At least five years' licensed experience. Three of these five years shall have been immediately preceding appointment.
    2. The public members shall not be members of any other health-related licensing boards, licensees of any health-occupation boards, or employees of any health agencies or facilities, and shall not derive primary livelihood from the provision of health services at any level of responsibility.
  4. [Repealed.]

    Added 1979, No. 192 (Adj. Sess.), § 1; amended 1993, No. 201 (Adj. Sess.), § 1; 2005, No. 27 , § 45; 2007, No. 163 (Adj. Sess.), § 11; 2011, No. 66 , § 5, eff. June 1, 2011; 2015, No. 38 , § 7, eff. May 28, 2015; 2017, No. 144 (Adj. Sess.), § 18; 2019, No. 178 (Adj. Sess.), § 7, eff. Oct. 1, 2020.

History

Amendments--2019 (Adj. Sess.). Subsec. (c): Deleted "citizen of the United States and a" preceding "resident" in the introductory paragraph.

Amendments--2017 (Adj. Sess.) Subsec. (a): Substituted "the" for "a" preceding "Vermont State" and made minor changes in punctuation in the first sentence.

Subsec. (d): Repealed.

Amendments--2015. Subsec. (c): Amended generally.

Subsec. (d): Substituted "Six members of the Board shall constitute a quorum" for "Any vacancy occurring on the board shall be filled for the unexpired term by appointment to be made by the governor".

Amendments--2011. Subsec. (a): Substituted "six" for "five" preceding "registered", "two licensed" for "one endorsed" following "least"; deleted "an" preceding "advanced"; and substituted "nurses" for "nurse" following "registered".

Amendments--2007 (Adj. Sess.) Subsec. (a): Inserted "including at least one endorsed as an advanced practice registered nurse" following "registered nurses" in the first sentence.

Amendments--2005. Rewrote subsec. (a).

Amendments--1993 (Adj. Sess.). Subsec. (a): Substituted "five registered" for "four professional" following "consisting of" and inserted "one nursing assistant" following "practical nurses" in the first sentence, deleted the former second sentence, deleted "thereafter" preceding "all appointments" in the present second sentence, and inserted "sequential" preceding "reappointment" in the third sentence.

Subsec. (b): Substituted "registered" for "professional" following "appointments of" and inserted "licensed" preceding "practical".

Subsec. (c): Substituted "registered" for "professional" preceding "nurse" in the introductory clause of subdiv. (1) and preceding "nursing" in subdiv. (1)(A) and in the first sentence of subdiv. (1)(B) and inserted "licensed" preceding "practical" in the introductory clause of subdiv. (2).

Subsec. (e): Deleted.

Cross References

Cross references. Per diem compensation for Board members, see 32 V.S.A. § 1010.

§ 1573a. Repealed. 2015, No. 38, § 7, eff. May 28, 2015.

History

Former § 1573a. Former § 1573a, relating to the APRN subcommittee, was derived from 2011, No. 66 , § 5.

§ 1574. Powers and duties.

  1. In addition to the powers granted by 3 V.S.A. § 129 , the Board shall:
    1. Hold annual meetings at which it shall elect a chair, a vice chair, and a secretary from its members; and hold such other meetings as may be deemed necessary to transact its business.
    2. Adopt rules necessary to perform its duties under this chapter.
    3. Adopt rules setting standards for approval of medication nursing assistant and nursing education programs in Vermont, including all clinical facilities. The Board may require reimbursement for actual and necessary costs incurred for site surveys.
      1. After an opportunity for a hearing, the Board may deny or withdraw approval or take lesser action when a program fails to meet the rules requirements.
      2. The Board may reinstate a program whose approval has been denied or withdrawn when the Board is satisfied that deficiencies have been remedied and the requirements have been met.
      3. Standards for nursing education programs and clinical facilities shall:
        1. rely upon the standards of recognized national accrediting bodies without duplicating the function of those bodies;
        2. call for the annual reporting of data, including graduation rates and examination pass rates, appropriate to verify that programs are capable of meeting national standards and sustaining responsible operation in the interests of the public; and
        3. be waivable by the Director of Professional Regulation if the Director finds that a program has exhausted reasonable efforts to comply and that such waiver will not compromise a program's educational integrity.
    4. [Repealed.]
    5. Adopt rules setting standards required for licensure as a nursing assistant, practical nurse, registered nurse, or advanced practice registered nurse, and for endorsement of those nurses in special areas of nursing practice that require additional education and experience.
    6. Examine, license, and renew the licenses of duly qualified applicants and keep a record of all persons currently licensed as nursing assistants, practical nurses, registered nurses, and advanced practice registered nurses.
    7. Adopt rules setting active practice requirements for licensure and renewal.
    8. Adopt rules for and approve education programs for the benefit of nurses who are reentering practice following a lapse of five or more years.
    9. Investigate complaints of unauthorized practice or unprofessional conduct or incompetency against any person and take proper action under section 1582 or 1584 of this chapter, as the case may be.
    10. Adopt rules establishing a program to serve as an alternative to the disciplinary process for nurses and nursing assistants with chemical dependencies or other professional practice issues as designated by the Board.
  2. In consultation with the Board, the Director of the Office of Professional Regulation may employ an Executive Director of the Board and contract for such persons as may be necessary to carry out the work of the Board.

    Added 1979, No. 192 (Adj. Sess.), § 1; amended 1993, No. 201 (Adj. Sess.), § 1; 2007, No. 29 , § 25; 2009, No. 103 (Adj. Sess.), § 10; 2015, No. 38 , § 7, eff. May 28, 2015; 2019, No. 30 , § 11; 2019, No. 178 (Adj. Sess.), § 7, eff. Oct. 1, 2020.

History

Revision note. In subdiv. (7), substituted "1584" for "1585" to conform reference to the redesignation of that section.

Amendments--2019 (Adj. Sess.). Subdiv. (a)(3): Added subdivs. (A)-(C).

Subdivs. (a)(4)(A) and (B): Repealed.

Amendments--2019. Subdiv. (a)(3): Inserted "medication" preceding "nursing assistant" in the first sentence.

Subdiv. (a)(4): Repealed.

Amendments--2015. Section amended generally.

Amendments--2009 (Adj. Sess.) Subdiv. (9): Added "and may adopt rules establishing a program to serve as an alternative to the disciplinary process for nurses and nursing assistants with chemical dependencies or other professional practice issues as designated by the board".

Amendments--2007. Subdiv. (9): Added.

Amendments--1993 (Adj. Sess.). Subdiv. (1): Substituted "chair, a vice-chair and a secretary" for "chairperson, a vice-chairperson and a secretary-treasurer" following "shall elect a".

Subdiv. (3): Deleted "preparing individuals for registration and licensure under this chapter" preceding "and approve".

Subdiv. (4): Substituted "the endorsement of advanced practice registered nurses" for "nurse practitioners" following "including" and "experience" for "training" following "education and".

Subdiv. (5): Substituted "registered" for "professional" following "licensed as".

Subdiv. (6): Substituted "education" for "training" following "approve".

Subdiv. (8): Amended generally.

Repeal of Board of Nursing faculty requirements in rule. 2019, No. 178 (Adj. Sess.)., § 8 provides: "The rules of the Board of Nursing governing the faculty of bachelor and associate degree programs and the faculty of practical nursing programs, set forth in Administrative Rules of the Board of Nursing, CVR 03-030-170, §§ 4.23 (faculty, bachelor and associate degree programs) and 4.24 (faculty, practical nursing programs), are repealed."

ANNOTATIONS

Cited. Douglas v. Windham Superior Court, 157 Vt. 34, 597 A.2d 774 (1991).

§§ 1575, 1576. Repealed. 2015, No. 38, § 7, eff. May 28, 2015.

History

Former §§ 1575, 1576. Former § 1575, relating to staff, was derived from 1979, No. 192 (Adj. Sess.), § 1 and amended by 1989, No. 250 (Adj. Sess.), § 4(d) and 1993, No. 201 (Adj. Sess.), § 1.

Former § 1576, relating to registered nurse and practical nurse registration and licensure, was derived from 1979, No. 192 (Adj. Sess.), § 1 and amended by 1993, No. 201 (Adj. Sess.), § 1; 2001, No. 151 (Adj. Sess.), § 19c; and 2013, No. 27 , § 17.

Annotations From Former § 1575

Cited. Douglas v. Windham Superior Court, 157 Vt. 34, 597 A.2d 774 (1991).

§ 1577. Fees.

Applicants and persons regulated under this chapter shall pay the following fees:

  1. Nursing Assistants       (A) Application                                                   $ 20.00       (B) Biennial renewal                                              $ 55.00      (2) Practical Nurses and Registered Nurses       (A) Application by exam                                           $ 75.00       (B) Application by endorsement                                    $150.00       (C) Biennial renewal for Practical Nurses                         $175.00       (D) Biennial renewal for Registered Nurses                        $190.00      (3) Advanced Practice Registered Nurses       (A) Initial endorsement of advanced practice registered nurses                                                    $ 100.00       (B) Biennial renewal of advanced practice registered nurses                                                               $ 125.00

    Added 1979, No. 192 (Adj. Sess.), § 1; amended 1989, No. 250 (Adj. Sess.), § 44; 1993, No. 201 (Adj. Sess.), § 1; 1995, No. 47 , § 23; 1997, No. 59 , § 54, eff. June 30, 1997; 2001, No. 143 (Adj. Sess.), § 25, eff. June 27, 2002; 2005, No. 202 (Adj. Sess.), § 13; 2013, No. 191 (Adj. Sess.), § 15; 2015, No. 38 , § 7, eff. May 28, 2015; 2019, No. 70 , § 17.

History

Amendments--2019. Subdiv. (1)(B): Substituted "$55.00" for "$45.00".

Subdiv. (2)(A): Inserted "by exam" following "Application" and substituted "$75.00" for "$60.00".

Subdiv. (2)(B): Substituted "Application" for "Registered nurse application" preceding "by endorsement".

Subdiv. (2)(C): Inserted "for Practical Nurses" following "Biennial renewal" and substituted "$175.00" for "$140.00".

Subdiv. (2)(D): Added.

Subdiv. (3): In subdiv. (A), substituted "$100.00" for "$75.00", and in subdiv. (B), substituted "$125.00" for "$75.00".

Amendments--2015. Section amended generally.

Amendments--2013 (Adj. Sess.). Subdiv. (3): Substituted "$140.00" for "$95.00".

Subdiv. (6): Substituted "$75.00" for "$50.00".

Amendments--2005 (Adj. Sess.). Subdiv. (3): Substituted "$95.00" for "$85.00".

Subdiv. (5): Substituted "$75.00" for "$60.00".

Subdiv. (6): Added.

Amendments--2001 (Adj. Sess.) Added subdiv. (2), and adjusted the fee in subdiv. (3).

Amendments--1997. Substituted "$60.00" for "$40.00" in subdiv. (1), deleted former subdiv. (2), redesignated former subdivs. (3)-(5) as present subdivs. (2)-(4), and substituted "$60.00" for "49.00" in present subdiv. (2).

Amendments--1995 Subdiv. (3): Substituted "$49.00" for "$35.00".

Amendments--1993 (Adj. Sess.) Substituted "subchapter" for "chapter" following "under this" in the introductory paragraph and added subdiv. (5).

Amendments--1989 (Adj. Sess.) Section amended generally.

Cross References

Cross references. Exemption of persons 80 years of age and over from payment of license renewal fees, see 32 V.S.A. § 1111.

§ 1578. Repealed. 2015, No. 38, § 7, eff. May 28, 2015.

History

Former § 1578. Former § 1578, relating to existing licenses, was derived from 1979, No. 192 (Adj. Sess.), § 1 and amended by 1993, No. 201 (Adj. Sess.), § 1.

§ 1579. Repealed. 2017, No. 144 (Adj. Sess.), § 18.

History

Former § 1579. Former § 1579, relating to issuance and duration of licenses, was derived from 1979, No. 192 (Adj. Sess.), § 1 and amended by 1993, No. 201 (Adj. Sess.), § 1; 2007, No. 29 , § 26; and 2015, No. 38 , § 7.

§ 1580. Repealed. 1993, No. 201 (Adj. Sess.), §§ 1, 3.

History

Former § 1580. Former § 1580, relating to disposition of funds, was derived from 1979, No. 192 (Adj. Sess.), § 1, and amended by 1989, No. 250 (Adj. Sess.), § 4(d).

§ 1581. Repealed. 2015, No. 38, § 7, eff. May 28, 2015.

History

Former § 1581. Former § 1581, relating to nursing education programs, was derived from 1979, No. 192 (Adj. Sess.), § 1 and amended by 1993, No. 201 (Adj. Sess.), § 1.

§ 1582. Regulatory authority; unprofessional conduct.

  1. The Board may deny an application for licensure, renewal, or reinstatement; revoke or suspend any license to practice issued by it; or discipline or in other ways condition the practice of an applicant or licensee upon due notice and opportunity for hearing if the person engages in the following conduct or the conduct set forth in 3 V.S.A. § 129a :
    1. making or causing to be made a false, fraudulent, or forged statement or representation in procuring or attempting to procure registration or renew a license;
    2. diverting or attempting to divert drugs or equipment or supplies for unauthorized use;
    3. engaging in conduct of a character likely to deceive, defraud, or harm the public;
    4. willfully failing to file or record, or willfully impeding or obstructing filing or recording, or inducing another person to omit to file or record medical reports;
    5. fraudulent or deceitful submission of any information or records to the Board;
    6. leaving a nursing assignment without properly advising appropriate personnel;
    7. violating confidentiality by inappropriately revealing information or knowledge about a patient or client;
    8. knowingly aiding or abetting a health care provider who is not legally practicing within the State in the provision of health care services;
    9. permitting one's name or license to be used by a person, group, or corporation when not actually in charge of or responsible for the treatment given;
    10. failing to comply with the patient bill of rights provisions of 18 V.S.A. § 1852 or other statutes governing the profession;
    11. sexual misconduct that exploits the provider-patient relationship, including sexual contact with a patient, surrogates, or key third parties;
    12. abusing or neglecting a patient or misappropriating patient property;
    13. failing to report to the Board any violation of this chapter or of the Board's rules; or
    14. failing to take appropriate action to safeguard a patient from incompetent health care.
  2. A person shall not be liable in a civil action for damages resulting from the good faith reporting of information to the Board about incompetent, unprofessional, or unlawful conduct of a licensee.

    Added 1979, No. 192 (Adj. Sess.), § 1; amended 1993, No. 201 (Adj. Sess.), § 1; 1997, No. 145 (Adj. Sess.), § 39; 2011, No. 66 , § 5, eff. June 1, 2011; 2015, No. 38 , § 7, eff. May 28, 2015.

History

Amendments--2015. Section amended generally.

Amendments--2011. Section heading: Inserted "; unprofessional conduct" following "authority".

Subsec. (a): Inserted "or" preceding "discipline" and substituted "3 V.S.A. chapter 25" for "chapter 25 of Title 3" and "3 V.S.A. § 129a" for "section 129a of Title 3".

Subdivs. (a)(8)-(12): Added.

Subsec. (c): Substituted "3 V.S.A. § 130a" for "section 130a of Title 3".

Amendments--1997 (Adj. Sess.). Subsec. (a): Added "engages in the following conduct or the conduct set forth in section 129a of Title 3" at the end of the introductory paragraph.

Amendments--1993 (Adj. Sess.). Section amended generally.

Cross References

Cross references. Appeal to Office of Professional Regulation from decision of Board, see 3 V.S.A. § 130a.

ANNOTATIONS

1. Construction.

Use of preponderance of evidence as standard of proof in home-health nurse's license suspension decision was appropriate and did not offend due process; license suspension hearing did not approximate a criminal action for purpose of establishing burden of proof, and statutory procedures, together with preponderance of evidence burden placed on State, afforded constitutional process due to nurse. In re Smith, 169 Vt. 162, 730 A.2d 605 (1999).

Cited. Douglas v. Windham Superior Court, 157 Vt. 34, 597 A.2d 774 (1991).

§ 1583. Exemptions.

This chapter does not prohibit:

  1. Rendering assistance in the case of an emergency or disaster.
  2. The practice of nursing that is incidental to their program of study by persons enrolled in approved nursing education programs approved by the Board.
  3. The practice of any nurse who is employed by the U.S. government or any bureau, division, or agency thereof, while in the discharge of his or her official duties.
  4. The practice of nursing in this State by any currently licensed nurse whose engagement was made outside of this State but required the nurse to accompany and care for the patient while in Vermont. This exception shall not exceed six months.
  5. The care of the sick by domestic help of any type, whether employed regularly or because of illness, provided such person is employed primarily in a domestic capacity.
  6. The work and duties of attendants in attendant care services programs.
  7. The practice of any other occupation or profession licensed under the laws of this State.
  8. The providing of care for the sick in accordance with the tenets of any church or religious denomination by its adherents if the individual does not hold himself or herself out to be a registered nurse, licensed practical nurse, or licensed nursing assistant and does not engage in the practice of nursing as defined in this chapter.
  9. A person holding an unencumbered license in another U.S. jurisdiction from practicing nursing for no more than 30 days in any calendar year under the supervision of a Vermont licensed registered nurse as part of an educational offering.
  10. An advanced practice registered nurse who is duly licensed and in good standing in another state, territory, or jurisdiction of the United States or in Canada from practicing in this State if the APRN is employed as or formally designated as the team APRN by an athletic team visiting Vermont for a specific sporting event and the APRN limits the practice of advanced practice registered nursing in this State to treatment of the members, coaches, and staff of the sports team employing or designating the APRN.

    Added 1979, No. 192 (Adj. Sess.), § 1; amended 1989, No. 75 , § 2; 1993, No. 201 (Adj. Sess.), § 1; 2009, No. 54 , § 88, eff. June 1, 2009; 2011, No. 79 (Adj. Sess.), § 30, eff. April 4, 2012; 2015, No. 38 , § 7, eff. May 28, 2015; 2015, No. 94 (Adj. Sess.), § 5, eff. May 10, 2016; 2017, No. 74 , § 118.

History

Amendments--2017. Subdiv. (10): Inserted "from practicing in this State" following "Canada".

Amendments--2015 (Adj. Sess.). Subdiv. (10): Added.

Amendments--2015. Section heading: Substituted "exemptions" for "exceptions".

Subdiv. (1): Substituted "Rendering" for "The furnishing of" preceding "assistance in the case" at the beginning of the sentence.

Subdiv. (2): Substituted "that" for "which" following "the practice of nursing" at the beginning of the sentence and substituted "Board" for "board, or graduates of approved nursing education programs pending the results of the first licensing examination scheduled by the board following graduation. Graduates shall so practice under supervision of a professional nurse and shall have an application for registration and licensure by examination on file" following "programs approved by the" at the end.

Subdiv. (9): Added.

Amendments--2011 (Adj. Sess.) Deleted former subdiv. (6) and redesignated former subdivs. (7)-(9) as present subdivs. (6)-(8).

Amendments--2009. Subdiv. (9): Added.

Amendments--1993 (Adj. Sess.). Deleted "nursing" preceding "assistance" and inserted "the case of" preceding "an emergency" and "or disaster" thereafter in subdiv. (1), inserted "approved" following "enrolled in" in the first sentence of subdiv. (2), deleted former subdiv. (4) and redesignated former subdiv. (5) as subdiv. (4), deleted former subdiv. (6), redesignated former subdiv. (7) as subdiv. (5), redesignated former subdiv. (8) as subdiv. (6) and amended that subdivision generally, redesignated former subdiv. (9) as subdiv. (7), added a new subdiv. (8) and made other minor punctuation changes throughout the section.

Amendments--1989. Subdiv. (9): Added.

§ 1584. Prohibitions; offenses.

  1. It shall be a violation of this chapter for any person, including any corporation, association, or individual, to:
    1. sell or fraudulently obtain or furnish any nursing degree, diploma, certificate of registration, license, or any other related document or record, or to aid or abet therein;
    2. practice nursing under cover of any degree, diploma, registration, license, or related document or record illegally or fraudulently obtained or signed or issued unlawfully or under fraudulent representation;
    3. practice nursing unless duly registered and currently licensed to do so under the provisions of this chapter;
    4. use in connection with a name any words, letters, signs, or figures which imply that a person is a registered or practical nurse or an advanced practice registered nurse when not authorized under this chapter;
    5. practice nursing during the time a license issued under this chapter is suspended or revoked;
    6. conduct a nursing education program unless the program has been approved by the Board;
    7. employ unlicensed persons to practice registered nursing, practical nursing, or as a nursing assistant.
    8. [Repealed.]
  2. Any person violating this section shall be subject to the penalties provided in 3 V.S.A. § 127 .
  3. [Repealed.]

    Added 1979, No. 192 (Adj. Sess.), § 1; amended 1993, No. 201 (Adj. Sess.), § 1; 2005, No. 148 (Adj. Sess.), § 13; 2007, No. 29 , § 27; 2011, No. 66 , § 5, eff. June 1, 2011; 2017, No. 144 (Adj. Sess.), § 18.

History

Revision note. This section, which was originally enacted as § 1585, was redesignated for purposes of conformity with V.S.A. style.

Amendments--2017 (Adj. Sess.) Subdiv. (a)(8): Repealed.

Subsec. (b): Substituted "3 V.S.A. § 127" for "3 V.S.A. § 127(c)".

Subsec. (c): Repealed.

Amendments--2011. Subdiv. (a)(7): Substituted "nursing," for "or" after "registered" and inserted ", or as a nursing assistant" following "practical nursing".

Amendments--2007. Subsec. (b): Rewrote the subsec.

Subsec. (c): Deleted.

Amendments--2005 (Adj. Sess.). Rewrote the section heading; deleted subdiv. (a)(8); and substituted "section" for "chapter" preceding "shall be" in subsec. (b).

Amendments--1993 (Adj. Sess.). Subsec. (a): Amended subdiv. (4) generally, deleted "preparing individuals for entry into the practice of professional or practical nursing" following "education program" in subdiv. (6), and substituted "registered or practical nursing" for "as professional nurses or as practical nurses" in subdiv. (7).

Subsec. (c): Substituted "registered" for "professional" preceding "or practical" in the second sentence.

§ 1585. Professional corporations; registered or licensed practical nursing.

A person licensed to practice registered or licensed practical nursing under this chapter may own shares in a professional corporation created under 11 V.S.A. chapter 4 that provides professional services in the medical and nursing professions.

Added 2007, No. 14 , § 2, eff. May 2, 2007.

Subchapter 2. Nursing Assistants

History

Nursing supervision limitation; medication nursing assistants. 2011, No 116 (Adj. Sess.), § 20 provides: "No provision in 26 V.S.A. chapter 28 shall prohibit the refusal by a nurse practicing nursing in a nursing home on the effective date of this act [July 1, 2012] to supervise a medication nursing assistant, as that term is defined in 26 V.S.A. § 1592, in that nursing home until the earliest date on which the nurse ceases to be employed by the nursing home."

Repeal of subchapter. This subchapter, which comprised §§ 1591-1601, relating to nursing assistants, was repealed by 2015, No. 38 , § 8, eff. May 28, 2015. For present provisions, see subchapter 4 of this chapter.

§§ 1591-1601. Repealed. 2015, No. 38, § 8, eff. May 28, 2015.

History

Former §§ 1591-1601. Former § 1601, relating to registry, was derived from 1993, No. 201 (Adj. Sess.), § 1 and amended by 2011, No. 116 (Adj. Sess.), § 14.

Former § 1602, relating to definitions, was derived from 1993, No. 201 (Adj. Sess.), § 1 and amended by 2011, No. 116 (Adj. Sess.), § 15.

Former § 1592a, relating to endorsement of medication administration for licensed nursing assistants, was derived from 2011, No. 116 (Adj. Sess.), § 16.

Former § 1593, relating to eligibility, was derived from 1993, No. 201 (Adj. Sess.), § 1 and amended by 2013, No. 27 , § 18.

Former § 1593a, relating to temporary licenses, was derived from 1995, No. 7 , § 1.

Former § 1594, relating to renewal and requalification, was derived from 1993, No. 201 (Adj. Sess.), § 1.

Former § 1595, relating to regulatory authority and unprofessional conduct, was derived from 1993, No. 201 (Adj. Sess.), § 1 and amended by 1997, No. 145 (Adj. Sess.), § 40 and 2011, No. 116 (Adj. Sess.), § 17.

Former § 1596, relating to approval of programs, was derived from 1993, No. 201 (Adj. Sess.), § 1 and amended by 2011, No. 116 (Adj. Sess.), § 18.

Former § 1597, relating to appeals, was derived from 1993, No. 201 (Adj. Sess.), § 1 and amended by 2007, No. 29 , § 28.

Former § 1598, relating to Board of Nursing; powers and duties, was derived from 1993, No. 201 (Adj. Sess.), § 1.

Former § 1599, relating to fees, was derived from 1993, No. 201 (Adj. Sess.), § 1 and amended by 1997, No. 59 , § 55; 2001, No. 143 (Adj. Sess.), § 26; 2005, No. 202 (Adj. Sess.), § 14; and 2013, No. 191 (Adj. Sess.), § 16.

Former § 1600, relating to prohibitions and offenses, was derived from 1993, No. 201 (Adj. Sess.), § 1.

Former § 1601, relating to exemptions, was derived from 1993, No. 201 (Adj. Sess.), § 1 and amended by 1995, No. 7 , § 2 and 2011, No. 116 (Adj. Sess.), § 19.

History

Amendments--2015. 2015, No. 38 , § 9, eff. May 28, 2015, renumbered former subchapter 3 as subchapter 2.

Data submission to division of research of the midwives alliance. 2011, No. 35 , § 7 provides: "Each midwife licensed pursuant to chapter 85 of Title 26 and each advanced practice registered nurse licensed pursuant to chapter 28 of Title 26 who is certified as a nurse midwife shall submit data to the database maintained by the Division of Research of the Midwives Alliance of North America regarding each home birth in Vermont for which he or she is the attending midwife."

Department of Health. 2011, No. 35 , § 8(a) provides: "The department of health shall access the database maintained by the Division of Research of the Midwives Alliance of North America to obtain information relating to care provided in Vermont by midwives licensed pursuant to chapter 85 of Title 26 and by advanced practice registered nurses licensed pursuant to chapter 28 of Title 26 who are certified as nurse midwives."

§ 1611. Advanced practice registered nurse licensure.

To be eligible for an APRN license, an applicant shall:

  1. Have a degree or certificate from a Vermont graduate nursing program approved by the Board or a U.S. graduate program approved by a state or a national accrediting agency that includes a curriculum substantially equivalent to Vermont programs approved by the Board. The educational program shall meet the educational standards set by the national accrediting board and the national certifying board. Programs shall include a supervised clinical component in the role and population focus of the applicant's certification. The program shall prepare nurses to practice advanced nursing in a role as a nurse practitioner, certified nurse midwife, certified nurse anesthetist, or clinical nurse specialist in psychiatric or mental health nursing and shall include, at a minimum, graduate level courses in:
    1. advanced pharmacotherapeutics;
    2. advanced patient assessment; and
    3. advanced pathophysiology.
  2. Hold current advanced nursing certification in a role and population focus granted by a national certifying organization recognized by the Board.

    Added 2011, No. 66 , § 5, eff. June 1, 2011; amended 2015, No. 38 , § 9, eff. May 28, 2015.

History

Amendments--2015. Inserted "United States" preceding "graduate program" and "Vermont" preceding "programs approved" in the first sentence of subdiv. (1), deleted former subdiv. (2), and redesignated former subdiv. (3) as present subdiv. (2).

Midwives, Department of Health; repeal of data submission and data access requirements. 2019, No. 178 (Adj. Sess.), § 22 provides: "2011 Acts and Resolves No. 35, Secs. 7 (requiring midwives and APRN certified nurse midwives to submit data on home births) and 8(a) (requiring the Department of Health to access midwife data) are repealed."

§ 1611a. Fee waiver; pro bono practice.

  1. An advanced practice registered nurse who holds an unrestricted license in all jurisdictions in which the nurse is currently licensed, who certifies to the Board that he or she will limit his or her practice in Vermont to providing pro bono services at a free or reduced fee clinic, and who meets the requirements for licensure shall be licensed by the Board without payment of the licensing application fee.
  2. A license granted under this section shall authorize the licensee to practice advanced practice registered nursing on a voluntary basis in Vermont.

    Added 2015, No. 38 , § 9, eff. May 28, 2015.

§ 1612. Repealed. 2017, No. 144 (Adj. Sess.), § 18.

History

Former § 1612. Former § 1612, relating to practice guidelines, was derived from 2011, No. 66 , § 5 and amended by 2011, No. 116 (Adj. Sess.), § 21 and 2015, No. 38 , § 9.

§ 1613. Transition to practice.

    1. An APRN with fewer than 24 months and 2,400 hours of licensed active advanced nursing practice in an initial role and population focus or fewer than 12 months and 1,600 hours for any additional role and population focus shall have a formal agreement with a collaborating provider as required by Board rule. (a) (1)  An APRN with fewer than 24 months and 2,400 hours of licensed active advanced nursing practice in an initial role and population focus or fewer than 12 months and 1,600 hours for any additional role and population focus shall have a formal agreement with a collaborating provider as required by Board rule.
    2. An APRN shall have and maintain signed and dated copies of all required collaborative provider agreements.
    3. An APRN required to practice with a collaborative provider agreement may not engage in solo practice, except with regard to a role and population focus in which the APRN has met the requirements of this subsection.
  1. An APRN who satisfies the requirements to engage in solo practice pursuant to subsection (a) of this section shall notify the Board that these requirements have been met.
  2. The Board may waive or modify the collaborative provider agreement requirement as necessary to allow an APRN to practice independently during a declared state of emergency.

    Added 2011, No. 66 , § 5, eff. June 1, 2011; amended 2019, No. 30 , § 11; 2019, No. 91 (Adj. Sess.), § 16, eff. March 30, 2020.

History

Amendments--2019 (Adj. Sess.) Subsec. (c): Added.

Amendments--2019. Subsec. (a): Added the subdiv. (1)-(3) designations; at the beginning of subdiv. (1), substituted "An APRN" for "Graduates"; and in subdiv. (2), substituted "An APRN" for "APRNs" at the beginning and deleted "as part of the practice guidelines" at the end.

§ 1614. APRN renewal.

An APRN license renewal application shall include:

  1. documentation of completion of the APRN practice requirement;
  2. possession of a current certification by a national APRN specialty certifying organization; and
  3. a current collaborative provider agreement if required for transition to practice.

    Added 2011, No. 66 , § 5, eff. June 1, 2011; amended 2017, No. 144 (Adj. Sess.), § 18.

History

Amendments--2017 (Adj. Sess.) Inserted "possession of" preceding "a current" in subdiv. (2), deleted former subdiv. (3), and redesignated former subdiv. (4) as present subdiv. (3).

§ 1615. Advanced practice registered nurses; regulatory authority; unprofessional conduct.

  1. In addition to the provisions of 3 V.S.A. § 129a and section 1582 of this chapter, the Board may deny an application for licensure, renewal, or reinstatement or may revoke, suspend, or otherwise discipline an advanced practice registered nurse upon due notice and opportunity for hearing if the person engages in the following conduct:
    1. Abandonment of a patient in violation of the duty to maintain a provider-patient relationship within the reasonable expectations of continuing care or referral.
    2. Solicitation of professional patronage by agents or persons or profiting from the acts of those representing themselves to be agents of the licensed APRN.
    3. Division of fees or agreeing to split or divide the fees received for professional services for any person for bringing or referring a patient.
    4. Practice beyond those acts and situations that are within the limits of the knowledge and experience of the APRN, and, for an APRN who is practicing under a collaborative agreement, practice beyond those acts and situations that are within both the usual scope of the collaborating provider's practice and the terms of the collaborative agreement.
    5. For an APRN who acts as the collaborating provider for an APRN who is practicing under a collaboration agreement, allowing the mentored APRN to perform a medical act that is outside the usual scope of the mentor's own practice or that the mentored APRN is not qualified to perform by training or experience or that is not consistent with the requirements of this chapter and the rules of the Board.
    6. Providing, prescribing, dispensing, or furnishing medical services or prescription medication or prescription-only devices to a person in response to any communication transmitted or received by computer or other electronic means when the licensee fails to take the following actions to establish and maintain a proper provider-patient relationship:
      1. a reasonable effort to verify that the person requesting medication is in fact the patient and is in fact who the person claims to be;
      2. establishment of documented diagnosis through the use of accepted medical practices; and
      3. maintenance of a current medical record.
    7. Prescribing, selling, administering, distributing, ordering, or dispensing any drug legally classified as a controlled substance for his or her own use or for an immediate family member.
    8. Signing a blank or undated prescription form.
    9. Administering or promoting the sale of medication, devices, appliances, or other patient goods and services in a manner that exploits the patient.
    10. Selling, prescribing, giving away, or administering drugs for other than legal and legitimate therapeutic purposes.
    11. Agreeing with clinical or bioanalytical laboratories to make payments to such laboratories for individual tests or test series for patients, unless the APRN discloses on the bills to patients or third party payers the name of such laboratory, the amount or amounts to such laboratory for individual tests or test series, and the amount of his or her processing charge or procurement, if any, for each specimen taken.
    12. Willful misrepresentation in treatments.
    13. Permitting one's name or license to be used by a person, group, or corporation when not actually in charge of or responsible for the treatment given.
    1. For the purposes of subdivision (a)(6) of this section, an electronic, online, or telephonic evaluation by questionnaire is inadequate for the initial evaluation of the patient. (b) (1)  For the purposes of subdivision (a)(6) of this section, an electronic, online, or telephonic evaluation by questionnaire is inadequate for the initial evaluation of the patient.
    2. The following would not be in violation of subdivision (a)(6) of this section:
      1. initial admission orders for newly hospitalized patients;
      2. prescribing for a patient of another provider for whom the prescriber has taken call;
      3. prescribing for a patient examined by a licensed APRN, physician assistant, or other practitioner authorized by law and supported by the APRN;
      4. continuing medication on a short-term basis for a new patient prior to the patient's first appointment; or
      5. emergency situations where the life or health of the patient is in imminent danger.

        Added 2011, No. 66 , § 5, eff. June 1, 2011; amended 2015, No. 38 , § 9, eff. May 28, 2015; 2017, No. 144 (Adj. Sess.), § 18.

History

Amendments--2017 (Adj. Sess.) Subdiv. (a)(4): Deleted "practice guidelines approved by the Board for an APRN and within the" preceding "limits of the".

Amendments--2015. Added "advanced practice registered nurses;" in the section heading, rewrote the introductory paragraph of subsec. (a), and added subdivs. (a)(9)-(13).

§ 1615a. APRN subcommittee.

  1. The Board shall appoint a subcommittee to study and report to the Board on matters relating to advanced practice registered nurse practice.
  2. The subcommittee shall be composed of at least five members.
    1. The majority shall be advanced practice registered nurses who are licensed and in good standing in this State.
    2. At least one member shall be a member of the public, and at least one member shall be a physician designated by the Board of Medical Practice.
  3. Members of the subcommittee shall be entitled to compensation and reimbursement of expenses as provided in 32 V.S.A. § 1010 .

    Added 2015, No. 38 , § 9, eff. May 28, 2015.

§ 1616. Nurse practitioner and nurse midwife signature authority.

Whenever any provision of Vermont statute or rule or any form provided to any person in this State requires a signature, certification, stamp, verification, affidavit, or other endorsement by a physician, such statute, rule, or form shall be deemed to include a signature, certification, stamp, verification, affidavit, or other endorsement by an advanced practice registered nurse (APRN) licensed pursuant to this chapter and certified as a nurse practitioner or a nurse midwife; provided, however, that nothing in this section shall be construed to expand the scope of practice of APRNs.

Added 2011, No. 122 (Adj. Sess.), § 1.

Subchapter 3. Registered Nurses and Practical Nurses

§ 1621. Registered nurse licensure by examination.

To be eligible for licensure as a registered nurse by examination, an applicant shall complete:

  1. an approved U.S. registered nursing education program meeting requirements set by the Board by rule; and
  2. examinations as determined by the Board.

    Added 2015, No. 38 , § 11, eff. May 28, 2015.

§ 1622. Registered nurse licensure by endorsement.

  1. Except as otherwise provided pursuant to subsection (b) of this section, to be eligible for licensure as a registered nurse by endorsement, an applicant shall:
    1. hold a current license to practice registered nursing in another U.S. jurisdiction based on education in a nursing program acceptable to the Board; and
    2. meet practice requirements set by the Board by rule.
  2. Except as otherwise provided by law, the Board shall issue a license to practice as a registered nurse to an applicant who:
    1. is a service member or veteran;
    2. has received designation by the U.S. Armed Forces as a 66H Nurse or equivalent;
    3. has received at least a bachelor's degree in nursing from a program that is accredited by the Accreditation Commission for Education in Nursing (ACEN) or by the Commission on Collegiate Nursing Education (CCNE) or that is accepted by the U.S. Secretary of Education; and
    4. has completed a qualified course in public health nursing or one year of supervised nursing experience.
  3. As used in this section:
    1. "Service member" means an individual who is an active member of:
      1. the U.S. Armed Forces;
      2. a reserve component of the U.S. Armed Forces;
      3. the U.S. Coast Guard; or
      4. the National Guard of any state.
    2. "Veteran" means a former service member who received an honorable discharge or a general discharge under honorable conditions from active duty not more than two years prior to submitting an application for licensure.

      Added 2015, No. 38 , § 11, eff. May 28, 2015; amended 2017, No. 119 (Adj. Sess.), § 4; 2017, No. 144 (Adj. Sess.), § 18.

History

Amendments--2017 (Adj. Sess.) Act No. 119 added the subsec. (a) designation and added "Except as otherwise provided pursuant to subsection (b) of this section," preceding "to be eligible" in that subsec., and added subsecs. (b) and (c).

Act No. 144 deleted "U.S." preceding "nursing" and inserted "acceptable to the Board" following "program" in subdiv. (1).

§ 1623. Licensure for registered nurses educated outside the United States.

To be eligible for licensure under this chapter, a registered nurse applicant who was educated outside the United States shall:

  1. hold a current registered nurse license from a country outside the United States;
  2. complete secondary education;
  3. graduate from a registered nursing education program meeting the requirements of rules set by the Board;
  4. demonstrate English language proficiency, if the nursing education program was conducted in a language other than English; and
  5. complete examinations as determined by the Board.

    Added 2015, No. 38 , § 11, eff. May 28, 2015.

§ 1624. Registered nurse license renewal.

To renew a license, a registered nurse shall meet active practice requirements set by the Board by rule.

Added 2015, No. 38 , § 11, eff. May 28, 2015.

§ 1625. Practical nurse licensure by examination.

To be eligible for licensure as a practical nurse by examination, an applicant shall:

  1. Subdivision (1) effective until April 1, 2021; see also subdivision (1) effective April 1, 2021 set out below.  complete an approved U.S. practical nursing education program meeting requirements set by the Board by rule; and

    (1) Subdivision (1) effective April 1, 2021; see also subdivision (1) effective until April 1, 2021 set out above. complete an approved U.S. practical nursing education program meeting requirements set by the Board by rule or completion of equivalent study in a program conducted by the U.S. Armed Forces satisfactory to the Director; and

  2. complete examinations as determined by the Board.

    Added 2015, No. 38 , § 11, eff. May 28, 2015; 2019, No. 152 (Adj. Sess.), § 19, eff. April 1, 2021.

History

Amendments--2019 (Adj. Sess.). Subdiv. (1): Added "or completion of equivalent study in a program conducted by the U.S. Armed Forces satisfactory to the Director".

§ 1626. Practical nurse licensure by endorsement.

To be eligible for licensure as a practical nurse by endorsement, an applicant shall:

  1. hold a current license to practice practical nursing in another U.S. jurisdiction based on education in a nursing program acceptable to the Board; and
  2. meet practice requirements set by the Board by rule.

    Added 2015, No. 38 , § 11, eff. May 28, 2015; amended 2017, No. 144 (Adj. Sess.), § 18.

History

Amendments--2017 (Adj. Sess.) Subdiv. (1): Deleted "U.S." preceding "nursing" and inserted "acceptable to the Board" following "program".

§ 1627. Licensure for practical nurses educated outside the United States.

To be eligible for licensure under this chapter, a practical nurse applicant who was educated outside the United States shall:

  1. hold a current practical nurse license from a country outside the United States;
  2. complete secondary education;
  3. graduate from a practical nursing education program meeting the requirements of rules set by the Board;
  4. demonstrate English language proficiency if the nursing education program was conducted in a language other than English; and
  5. complete examinations as determined by the Board.

    Added 2015, No. 38 , § 11, eff. May 28, 2015.

§ 1628. Practical nurse license renewal.

To renew a license, a practical nurse shall meet active practice requirements set by the Board by rule.

Added 2015, No. 38 , § 11, eff. May 28, 2015.

§ 1629. Fee waiver; pro bono practice.

  1. A nurse who holds an unrestricted license in all jurisdictions in which the nurse is currently licensed, who certifies to the Board that he or she will limit his or her practice in Vermont to providing pro bono services at a free or reduced fee clinic, and who meets the requirements for licensure shall be licensed by the Board without payment of the licensing application fee.
  2. A license granted under this section shall authorize the licensee to practice nursing on a voluntary basis in Vermont.

    Added 2015, No. 38 , § 11, eff. May 28, 2015.

Subchapter 4. Sexual Assault Nurse Examiners

History

Repeal of subchapter. This subchapter comprising §§ 1621-1624, relating to sexual assault nurse examiners, was repealed by 2015, No. 38 , § 10, eff. May 28, 2015.

Recodification of subchapter. 2015, No. 38 , § 13 provides: "(a) 26 V.S.A. chapter 28, subchapter 4 (sexual assault nurse examiners) is recodified as 13 V.S.A. chapter 167, subchapter 5. During statutory revision, the Office of Legislative Council shall revise accordingly in the Vermont Statutes Annotated any references to 26 V.S.A. chapter 28, subchapter 4 or the statutes therein.

"(b) Any references in session law and adopted rules to 26 V.S.A. chapter 28, subchapter 4 as previously codified shall be deemed to refer to 13 V.S.A. chapter 167, subchapter 5."

§§ 1621-1624. Repealed. 2015, No. 38, § 10, eff. May 28, 2015.

History

Former §§ 1621-1624. Former § 1621, relating to definitions, was derived from 2013, No. 131 (Adj. Sess.), § 128.

Former § 1622, relating to SANE Board, was derived from 2013, No. 131 (Adj. Sess.), § 128.

Former § 1623, relating to SANE Program Clinical Coordinator, was derived from 2013, No. 131 (Adj. Sess.), § 128.

Former § 1624, relating to SANE Board duties, was derived from 2013, No. 131 (Adj. Sess.), § 128.

§ 1641. Definitions.

As used in this subchapter:

  1. "Medication nursing assistant" means a licensed nursing assistant who:
    1. is under the supervision of a nurse holding a currently valid endorsement authorizing the delegation to the nursing assistant of tasks of medication administration performed in a nursing home;
    2. has completed a Board-approved medication administration education program and an examination as set forth by rules adopted by the Board; and
    3. is endorsed by the Board and authorized to administer medication in a nursing home.
  2. "Nursing assistant" means an individual who performs nursing or nursing-related functions under the supervision of a licensed nurse.
  3. "Nursing or nursing-related functions" means nursing-related activities as defined by rule, which include basic nursing and restorative duties for which a nursing assistant is prepared by education and supervised practice.

    Added 2015, No. 38 , § 14, eff. May 28, 2015.

§ 1642. Nursing assistant licensure by examination.

The Board may issue a license to practice as a nursing assistant to an applicant who:

  1. is no less than 16 years of age;
  2. has completed an approved nursing assistant education program; and
  3. has successfully completed the competency examination.

    Added 2015, No. 38 , § 14, eff. May 28, 2015.

§ 1643. Nursing assistant licensure by endorsement.

  1. The Board may issue a license to practice as a nursing assistant to an applicant who:
    1. is licensed or registered in another U.S. jurisdiction; and
    2. has met the practice requirements set by the Board by rule.
  2. Except as otherwise provided by law, the Board shall issue a license to practice as a nursing assistant to an applicant who:
    1. is a service member or a veteran;
    2. has received designation by the U.S. Armed Forces as a 68W Combat Medic Specialist or equivalent; and
    3. is certified as a National Registry Emergency Medical Technician.
  3. As used in this section:
    1. "Service member" means an individual who is an active member of:
      1. the U.S. Armed Forces;
      2. a reserve component of the U.S. Armed Forces;
      3. the U.S. Coast Guard; or
      4. the National Guard of any state.
    2. "Veteran" means a former service member who received an honorable discharge or a general discharge under honorable conditions from active duty not more than two years prior to submitting an application for licensure.

      Added 2015, No. 38 , § 14, eff. May 28, 2015; amended 2017, No. 119 (Adj. Sess.), § 5.

History

Amendments--2017 (Adj. Sess.) Added the subsec. (a) designation; deleted "who" preceding "has met" at the beginning of subdiv. (a)(2); and added subsecs. (b) and (c).

§ 1644. Prohibitions; offenses.

  1. A person shall not use any letters, words, or insignia in connection with the person's name that indicate or imply that the person is a nursing assistant unless the person is licensed in accordance with this subchapter.
  2. A person shall not practice nursing or nursing-related functions as defined in section 1641 of this subchapter without being licensed by the Board.
  3. A person who violates this section shall be subject to the penalties set forth in 3 V.S.A. § 127 .

    Added 2015, No. 38 , § 14, eff. May 28, 2015.

§ 1645. Renewal.

  1. To renew a license, a nursing assistant shall meet active practice requirements set by the Board by rule.
  2. The Board shall credit as active practice those activities, regardless of title or obligation to hold a license, that reasonably tend to reinforce the training and skills of a licensee.

    Added 2015, No. 38 , § 14, eff. May 28, 2015; amended 2017, No. 144 (Adj. Sess.), § 18.

History

Amendments--2017 (Adj. Sess.) Added the subsec. (a) designation and subsec. (b).

§ 1646. Exemptions.

  1. Nothing in this subchapter shall be construed to prohibit other licensed or certified professionals from carrying on in the usual manner any of the functions of their professions.
  2. This subchapter does not prohibit the performance of nursing or nursing-related functions that are incidental to their program of study by persons enrolled in approved nursing assistant education and competency evaluation programs.
  3. Nothing in this subchapter shall be construed to conflict with the administration of medication by nonlicensees pursuant to the residential care home licensing rules adopted by the Department of Disabilities, Aging, and Independent Living.

    Added 2015, No. 38 , § 14, eff. May 28, 2015.

CHAPTER 29. OPTOMETRY

History

2019. For current law regarding the professional regulation of optometry, see chapter 30 of this title.

Subchapter 1. General Provisions

§§ 1601-1606. Repealed. 1979, No. 158 (Adj. Sess.), § 2.

History

Former §§ 1601-1606. Former § 1601, relating to definitions, was derived from V.S. 1947, § 6861; P.L. § 7537; 1927, No. 108 , § 1; G.L. § 6129; 1908, No. 152 , § 1. The subject matter is now covered by § 1703 of this title.

Former § 1602, relating to prohibition of practice without certificate of registration, was derived from V.S. 1947, § 6881; 1947, No. 202 , § 6985; P.L. § 7556; 1933, No. 157 , § 7168; G.L. § 6138; 1917, No. 254 , § 6017; 1915, No. 189 ; 1908, No. 152 , § 11.

Former § 1603, relating to practice outside of office, was derived from V.S. 1947, § 6869; P.L. § 7545; 1933, No. 157 , § 7157; 1931, No. 131 , § 1; 1927, No. 108 , § 3; G.L. § 6135; 1917, No. 254 , § 6014; 1908, No. 152 , § 8.

Former § 1604, relating to door to door practices and branch offices, was derived from V.S. 1947, § 6870; P.L. § 7546; 1933, No. 157 , § 7158; 1931, No. 131 , § 1; 1927, No. 108 , § 3; G.L. § 6135; 1917, No. 254 , § 6014; 1908, No. 152 , § 8.

Former § 1605, relating to penalties, was derived from V.S. 1947, § 6882; P.L. § 7557; G.L. § 6138; 1917, No. 254 , § 6017; 1915, No. 189 ; 1908, No. 152 , § 11. The subject matter is now covered by § 1704 of this title.

Former § 1606, relating to construction and application of chapter, was derived from V.S. 1947, § 6883; P.L. § 7558; 1927, No. 108 , § 5; G.L. § 6139; 1908, No. 152 , § 12.

Subchapter 2. State Board of Examiners in Optometry

§§ 1641-1645. Repealed. 1979, No. 158 (Adj. Sess.), § 2.

History

Former §§ 1641-1645. Former § 1641, relating to qualifications and terms of office of Board members, was derived from V.S. 1947, § 6862; P.L. § 7538; G.L. § 6130; 1915, No. 1 , § 197; 1908, No. 152 , §§ 2, 3. The subject matter is now covered by § 1707 of this title.

Former § 1642, relating to officers, was derived from V.S. 1947, § 6893; P.L. § 7539; G.L. § 6131; 1908, No. 152 , § 4. The subject matter is now covered by § 1709 of this title.

Former § 1643, relating to meetings, was derived from V.S. 1947, § 6864; P.L. § 7540; G.L. § 6132; 1908, No. 152 , § 5. The subject matter is now covered by § 1709 of this title.

Former § 1644, relating to regulations, was derived from V.S. 1947, § 6878; P.L. § 7553; 1933, No. 157 , § 7165; 1931, No. 131 , § 2; 1927, No. 108 , § 4; G.L. § 6137; 1908, No. 152 , § 10. The subject matter is now covered by § 1708 of this title.

Former § 1645, relating to duties of the Treasurer, was derived from V.S. 1947, § 6865; 1947, No. 202 , § 6969; P.L. § 7541; G.L. § 6136; 1915, No. 1 , § 198; 1908, No. 152 , § 9.

Subchapter 3. Registration

§§ 1691-1696. Repealed. 1979, No. 158 (Adj. Sess.), § 2.

History

Former §§ 1691-1696. Former § 1691, relating to qualifications for examination and fee for certificate, was derived from V.S. 1947, § 6866; 1945, No. 164 , § 1; P.L. § 7542; 1927, No. 108 , § 2; G.L. § 6133; 1915, No. 1 , § 198; 1912, No. 212 ; 1908, No. 152 , §§ 6, 9 and amended by 1969, No. 160 (Adj. Sess.), § 1; 1971, No. 184 (Adj. Sess.), § 20. The subject matter is now covered by §§ 1715 and 1718 of this title.

Former § 1692, relating to recording of certificate, was derived from V.S. 1947, § 6867; P.L. § 7543; 1933, No. 157 , § 7155; G.L. § 6134; 1908, No. 152 , § 7 and amended by 1963, No. 37 § 14; 1967, No. 278 (Adj. Sess.), § 18.

Former § 1693, relating to display of certificates, was derived from V.S. 1947, § 6868; P.L. § 7544; 1933, No. 157 , § 7156; 1931, No. 131 , § 1; 1927, No. 108 , § 3; G.L. § 6135; 1917, No. 254 , § 6014; 1908, No. 152 , § 8. The subject matter is now covered by § 1712 of this title.

Former § 1694, relating to renewal of licenses, was derived from 1955, No. 160 , §§ 1, 2; V.S. 1947, §§ 6871-6873; P.L. §§ 7547-7549; 1933, No. 157 , § 7159; 1923, No. 116 , § 1; G.L. § 6136; 1915, No. 1 , § 198; 1908, No. 152 , § 9 and amended by 1969, No. 160 (Adj. Sess.), § 2. The subject matter is now covered by § 1716a of this title.

Former § 1695, relating to revocation of certificate, was derived from V.S. 1947, §§ 6874-6877; P.L. §§ 7550-7552, 7554; 1933, No. 157 , § 7162; 1931, No. 131 , § 2; 1927, No. 108 , § 4; G.L. § 6137; 1908, No. 152 , § 10. The subject matter is now covered by § 1719 of this title.

Former § 1696, relating to reciprocity certificate for person from another state, was derived from V.S. 1947, §§ 6879, 6880; 1947, No. 202 , §§ 6983, 6984; P.L. § 7555; 1927, No. 108 , § 4; G.L. § 6137; 1908, No. 152 , § 10 and amended by 1969, No. 160 (Adj. Sess.), § 3. The subject matter is now covered by § 1716 of this title.

CHAPTER 29. ANESTHESIOLOGIST ASSISTANTS

Sec.

§ 1651. Definitions.

As used in this chapter:

  1. "Anesthesiologist" means a person licensed to practice medicine or osteopathy under chapter 23 or 33 of this title and who either has completed a residency in anesthesiology approved by the American Board of Anesthesiology or the American Osteopathic Board of Anesthesiology or their predecessors or successors or is credentialed by a hospital to practice anesthesiology and engages in the practice of anesthesiology at that hospital full time.
  2. "Anesthesiologist assistant" means a person certified by the State of Vermont under this chapter who is qualified by education, training, experience, and personal character to provide medical services under the direction and supervision of an anesthesiologist.
  3. "Board" means the State Board of Medical Practice established under chapter 23 of this title.
  4. "Contract" means a legally binding written agreement containing the terms of employment of an anesthesiologist assistant.
  5. "Disciplinary action" means any action taken against a certified anesthesiologist assistant or an applicant by the Board or an appeal of that action when that action suspends, revokes, limits, or conditions certification in any way, or when it results in a reprimand of the person.
  6. "NCCAA" means the National Commission for Certification of Anesthesiologist Assistants, or its successor, as recognized by the Board.
  7. "Protocol" means a detailed description of the duties and scope of practice delegated by an anesthesiologist to an anesthesiologist assistant.
  8. "Supervision" means the direction and review by the supervising physician, as determined to be appropriate by the Board, of the medical services provided by the anesthesiologist assistant. At a minimum, supervision shall mean that an anesthesiologist is readily available at the facility for consultation and intervention.

    Added 2003, No. 34 , § 1, eff. May 23, 2003.

§ 1652. Certification and rulemaking.

The Board shall certify anesthesiologist assistants, and the Commissioner of Health shall adopt rules regarding the training, practice, supervision, qualification, scope of practice, places of practice, and protocols for anesthesiologist assistants, and patient notification and consent.

Added 2003, No. 34 , § 1, eff. May 23, 2003.

§ 1653. Application.

  1. Applications for certification shall be accompanied by an application by the proposed supervising anesthesiologist that shall contain a statement that the anesthesiologist shall be responsible for all professional activities of the anesthesiologist assistant.
  2. Applications for certification shall be accompanied by a protocol signed by the proposed supervising anesthesiologist and a copy of the anesthesiologist assistant employment contract.
  3. The applicant must submit to the Board any other information the Board considers necessary to evaluate the applicant's qualifications.

    Added 2003, No. 34 , § 1, eff. May 23, 2003.

§ 1654. Eligibility.

To be eligible for certification as an anesthesiologist assistant, an applicant shall have:

  1. obtained a master's degree from a board-approved anesthesiologist assistant program at an institution of higher education accredited by the Committee on Allied Health Education and Accreditation, the Commission on Accreditation of Allied Health Education Programs, or their successor agencies, or graduated from a Board-approved anesthesiologist assistant program at an institution of higher education accredited by the Committee on Allied Health Education and Accreditation or the Commission of Accreditation of Allied Health Education Programs, prior to January 1, 1984;
  2. satisfactorily completed the certification examination given by the NCCAA and be currently certified by the NCCAA; and
  3. Subdivision (3) effective 60 days after the adoption of board rules.  if the applicant has not engaged in practice as an anesthesiologist assistant within the last three years, complied with the requirements for updating knowledge and skills as defined by Board rules.

    Added 2003, No. 34 , § 1, eff. May 23, 2003; amended 2011, No. 61 , § 3, eff. June 2, 2011.

History

Amendments--2011. Subdiv. (3): Added.

Effective date of amendment. 2011, No. 61 , § 12(3) provides that subdivision (3) shall take effect 60 days after the adoption of the rule referenced in 26 V.S.A. § 1654(3).

§ 1655. Temporary certification.

  1. The Board may issue a temporary certification to a person who applies for certification for the first time in this State and meets the educational requirements under section 1654 of this title.
  2. Temporary certification may be issued only for the purpose of allowing an otherwise qualified applicant to practice as an anesthesiologist assistant until the applicant takes and passes the next NCCAA examination, and a determination is made of his or her qualifications to practice in this State.
  3. Temporary certification shall be issued on payment of the specified fee for a fixed period of time to be determined by the Board and shall only be renewed by the Board if the applicant demonstrates proof of an exceptional cause.

    Added 2003, No. 34 , § 1, eff. May 23, 2003.

§ 1656. Renewal of certification.

  1. Certifications shall be renewed every two years. At least one month prior to the date on which renewal is required, the Board shall send to each anesthesiologist assistant a renewal application form and notice of the date on which the existing certification will expire. On or before the renewal date, the anesthesiologist assistant shall file an application for renewal, pay the required fee, and submit proof of current active NCCAA certification. The Board shall register the applicant and issue the renewal certification. Within one month following the date renewal is required, the Board shall pay the certification renewal fees into the Medical Practice Board Special Fund.
  2. Subsection (b) effective 60 days after the adoption of board rules.  A certification that has lapsed may be reinstated on payment of a renewal fee and a late renewal fee. The applicant shall not be required to pay back renewal fees for the periods when certification was lapsed. However, if such certification remains lapsed for a period of three years, the Board may require the applicant to update his or her knowledge and skills as defined by Board rules.

    Added 2003, No. 34 , § 1, eff. May 23, 2003; amended 2011, No. 61 , § 3, eff. June 2, 2011.

History

Amendments--2011. Subsec. (a): Substituted "renewed" for "renewable" preceding "every"; deleted "on payment of the required fee and submission of proof of current, active NCCAA certification" following "years" and added the present second through fifth sentences.

Subsec. (b): Deleted ", after notice and an opportunity for hearing," preceding "require" and substituted "the applicant to update his or her knowledge and skills as defined by board rules" for "reexamination as a condition of renewal" following "require".

Effective date of amendment of subsec. (b). 2011, No. 61 , § 12(3) provides that subsec. (b) shall take effect 60 days after the adoption of the rule referenced in 26 V.S.A. § 1654(3).

§ 1657. Supervision and scope of practice.

  1. The number of anesthesiologist assistants permitted to practice under the direction and supervision of a physician shall be determined by the Board after review of the system of care delivery in which the supervising anesthesiologist and anesthesiologist assistants propose to practice. The authority of an anesthesiologist assistant to practice shall terminate immediately upon dissolution of the anesthesiologist assistant's employment contract, and the supervising anesthesiologist shall immediately notify the Board and the Commissioner of the Department of Health of such termination. The anesthesiologist assistant's authority to practice shall not resume until he or she provides proof of another employment contract and protocol as approved under this chapter.
  2. The anesthesiologist assistant's scope of practice shall be limited to that delegated to the anesthesiologist assistant by the supervising anesthesiologist and for which the anesthesiologist assistant is qualified by education, training, and experience. At no time shall the practice of the anesthesiologist assistant exceed the normal scope of the supervising anesthesiologist's practice.

    Added 2003, No. 34 , § 1, eff. May 23, 2003.

§ 1658. Unprofessional conduct.

  1. The following conduct and the conduct described in section 1354 of this title by a certified anesthesiologist assistant constitutes unprofessional conduct. When that conduct is by an applicant or person who later becomes an applicant, it may constitute grounds for denial of certification:
    1. fraud or misrepresentation in applying for or procuring an anesthesiologist assistant certificate or in connection with applying for or procuring a periodic renewal of an anesthesiologist assistant certificate;
    2. occupational advertising that is intended or has a tendency to deceive the public;
    3. exercising undue influence on, or taking improper advantage of, a person using the anesthesiologist assistant's services, or promoting the sale of professional goods or services in a manner that exploits a person for the financial gain of the anesthesiologist assistant or of a third party;
    4. failing to comply with provisions of federal or State statutes or rules governing the profession;
    5. conviction of a crime related to the profession or conviction of a felony, whether or not related to the practice of the profession;
    6. conduct that evidences unfitness to practice in the profession;
    7. making or filing false professional reports or records, impeding or obstructing the proper making or filing of professional reports or records, or failing to file the proper professional report or record;
    8. practicing the profession when mentally or physically unfit to do so;
    9. failure to practice competently by reason of any cause on a single occasion or on multiple occasions constitutes unprofessional conduct. Failure to practice competently includes as determined by the Board:
      1. performance of unsafe or unacceptable patient care; or
      2. failure to conform to the essential standards of acceptable and prevailing practice;
    10. accepting and performing responsibilities that the person knows or has reason to know that he or she is not competent to perform;
    11. making any material misrepresentation in the practice of the profession, whether by commission or omission;
    12. the act of holding one's self out as, or permitting one's self to be represented as, a licensed physician;
    13. performing otherwise than at the direction and under the supervision of an anesthesiologist licensed by the Board;
    14. accepting the delegation of, or performing or offering to perform, a task or tasks beyond the person's scope of practice as defined by the Board;
    15. administering, dispensing, or prescribing any controlled substance other than as authorized by law;
    16. failing to comply with an order of the Board or violating any term or condition of a certification restricted by the Board;
    17. delegating professional responsibilities to a person whom the certified professional knows, or has reason to know, is not qualified by training, experience, education, or licensing credentials to perform;
    18. in the course of practice, gross failure to use and exercise on a particular occasion or the failure to use and exercise on repeated occasions that degree of care, skill, and proficiency which is commonly exercised by the ordinary skillful, careful, and prudent professional engaged in similar practice under the same or similar conditions, whether or not actual injury to a patient has occurred;
    19. habitual or excessive use or abuse of drugs, alcohol, or other substances that impair the anesthesiologist assistant's ability to provide medical services; or
    20. revocation of certification to practice as an anesthesiologist assistant in another jurisdiction on one or more of the grounds specified in subdivisions (1)-(19) of this subsection.
  2. A person aggrieved by a final order of the Board may, within 30 days of the order, appeal that order to the Vermont Supreme Court on the basis of the record created before the Board.

    Added 2003, No. 34 , § 1, eff. May 23, 2003; amended 2011, No. 61 , § 3, eff. June 2, 2011.

History

Amendments--2011. Subsec. (a): Inserted "and the conduct described in section 1354 of this title" in the introductory paragraph; added present subdiv. (19); redesignated former subdiv. (19) as present subdiv. (20); and rewrote subdivs. (1), (9), and (20).

§ 1659. Disposition of complaints.

  1. Complaints and allegations of unprofessional conduct shall be processed in accordance with the rules of procedure of the Board.
  2. Any person, firm, corporation, or public officer may submit a written complaint to the Board alleging any anesthesiologist assistant practicing in the State is engaged in unprofessional conduct, specifying the grounds. The Board shall initiate an investigation of an anesthesiologist assistant when a complaint is received or may act on its own initiative without having received a complaint.
  3. After giving opportunity for hearing, the Board shall take disciplinary action described in subsection 1361(b) of this title against an anesthesiologist assistant or applicant found guilty of unprofessional conduct.
  4. The Board may approve a negotiated agreement between the parties when it is in the best interest of the public health, safety, or welfare to do so. That agreement may include any of the following conditions or restrictions which may be in addition to, or in lieu of, suspension:
    1. a requirement that the person submit to care or counseling;
    2. a restriction that the person practice only under supervision of a named person or a person with specified credentials;
    3. a requirement that the person participate in continuing education in order to overcome specified practical deficiencies;
    4. a requirement that the scope of practice permitted be restricted to a specified extent;
    5. an administrative penalty not to exceed $1,000.00 for each act that constitutes an unprofessional conduct violation. Any money received from the imposition of an administrative penalty imposed under this subsection shall be deposited into the Board of Medical Practice Regulatory Fee Fund and shall not be used for any other purpose other than professional regulation and other responsibilities of the Board, as determined by the Commissioner of Health.
  5. Upon application, the Board may modify the terms of an order under this section and, if certification has been revoked or suspended, order reinstatement on terms and conditions it deems proper.

    Added 2003, No. 34 , § 1, eff. May 23, 2003; amended 2011, No. 61 , § 3, eff. June 2, 2011.

History

Amendments--2011. Subsec. (b): Deleted the former first sentence and added the present first sentence.

Subsec. (c): Inserted "described in subsection 1361(b) of this title" following "action".

Subdiv. (d)(5): Added.

§ 1660. Use of title.

Any person who is certified to practice as an anesthesiologist assistant in this State shall have the right to use the title "anesthesiologist assistant" and the abbreviation "A.A." No other person may assume that title or use that abbreviation, or any other words, letters, signs, or devices to indicate that the person using them is an anesthesiologist assistant. An anesthesiologist assistant shall not so represent himself or herself unless there is currently in existence a valid contract between the anesthesiologist assistant and his or her employer or supervising anesthesiologist, and unless the protocol under which the anesthesiologist assistant's duties are delegated is on file with, and has been approved by, the Board.

Added 2003, No. 34 , § 1, eff. May 23, 2003.

§ 1661. Legal liability.

  1. The supervising anesthesiologist delegating activities to an anesthesiologist assistant shall be legally liable for such activities of the anesthesiologist assistant, and the anesthesiologist assistant shall in this relationship be the anesthesiologist's agent.
  2. Nothing in this chapter shall be construed as prohibiting an anesthesiologist from delegating to an anesthesiologist assistant certain activities relating to medical care and treatment now being carried out by custom and usage when such activities are under the control of the anesthesiologist. Nothing contained in this chapter shall be construed to apply to nurses acting pursuant to chapter 28 of this title.

    Added 2003, No. 34 , § 1, eff. May 23, 2003.

§ 1662. Fees.

Applicants and persons regulated under this chapter shall pay the following fees:

      1. Original application for certification, $120.00;
      2. Each additional application, $55.00;
    1. The Board shall use at least $10.00 of these fees to support the cost of maintaining the Vermont Practitioner Recovery Network, which, for the protection of the public, monitors and evaluates, coordinates services for, and promotes rehabilitation of licensees who have or potentially have an impaired ability to practice medicine with reasonable skill and safety.
      1. Biennial renewal, $120.00;
      2. Each additional renewal, $55.00;
      1. The Board shall use at least $10.00 of these fees to support the cost of maintaining the Vermont Practitioner Recovery Network, which, for the protection of the public, monitors and evaluates, coordinates services for, and promotes rehabilitation of licensees who have or potentially have an impaired ability to practice medicine with reasonable skill and safety. (B) (i) The Board shall use at least $10.00 of these fees to support the cost of maintaining the Vermont Practitioner Recovery Network, which, for the protection of the public, monitors and evaluates, coordinates services for, and promotes rehabilitation of licensees who have or potentially have an impaired ability to practice medicine with reasonable skill and safety.
      2. In addition to the fee, an applicant for certification renewal shall submit evidence in a manner acceptable to the Board that he or she continues to meet the certification requirements of the NCCAA.
  1. Transfer of certification, $20.00.

    Added 2003, No. 34 , § 1, eff. May 23, 2003; amended 2003, No. 163 (Adj. Sess.), § 5; 2007, No. 76 , § 19; 2011, No. 61 , § 3, eff. June 2, 2011; 2015, No. 57 , § 14; 2017, No. 39 , § 4.

History

Amendments--2017. Section amended generally.

Amendments--2015. Subdivs. (1)(A)(i) and (2)(A)(i): Substituted "120.00" for "115.00".

Subdivs. (1)(A)(ii) and (2)(A)(ii): Substituted "55.00" for "50.00".

Subdiv. (3): Substituted "20.00" for "15.00".

Amendments--2011. Subdiv. (1)(B): Substituted "cost" for "costs" following "support", "maintaining the" for "the creation and maintenance of a" preceding "Vermont" and "monitors" for "will monitor" preceding "recovering".

Subdiv. (2)(B): Substituted "cost" for "costs" following "the", "maintaining the" for "the creation and maintenance of a" preceding "Vermont" and "which monitors" for "that will monitor" preceding "recovering".

Amendments--2007. Subdiv. (1)(A)(i): Raised the original application fee from $100.00 to $115.00.

Subsec. (2)(A)(i): Raised the biennial renewal fee from $100.00 to $115.00.

Amendments--2003 (Adj. Sess.). Subdiv. (1)(A)(i): Substituted "$100.00" for "$75.00" following "certification".

Subdiv. (2)(A)(i): Substituted "$100.00" for "$75.00" following "renewal".

§ 1663. Notice of use of anesthesiologist assistants.

An anesthesiologist that utilizes the services of an anesthesiologist assistant shall post a notice to that effect in an appropriate place and include language in the patient consent form that the anesthesiologist uses an anesthesiologist assistant.

Added 2003, No. 34 , § 1, eff. May 23, 2003.

§ 1664. Penalty.

  1. A person who, not being certified, holds himself or herself out to the public as being certified under this chapter shall be liable for a fine of not more than $10,000.00.
  2. In addition to the penalty provided in subsection (a) of this section, the Attorney General or a State's Attorney may bring a civil action to restrain continuing violations of this section.

    Added 2003, No. 34 , § 1, eff. May 23, 2003; amended 2011, No. 61 , § 3, eff. June 2, 2011.

History

Amendments--2011. Subsec. (a): Substituted "$10,000.00" for "$1,000.00" following "than".

CHAPTER 30. OPTOMETRY

Cross References

Cross references. Office of Professional Regulation generally, see 3 V.S.A. ch. 5, subch. 3.

Procedure for adoption of administrative rules, see 3 V.S.A. ch. 25.

Review of regulatory laws, see chapter 57 of this title.

Subchapter 1. General Provisions

§ 1701. Legislative findings.

The Legislature finds and declares that the public health, safety, and welfare of the State of Vermont requires the exercise of the authority of this State to safeguard the people of Vermont and further that the right to practice optometry is a privilege conferred by legislative grant to persons possessed of personal and professional qualifications.

Added 1979, No. 158 (Adj. Sess.), § 1.

§ 1702. Short title.

This chapter shall be known and may be cited as the "Vermont Optometry Practice Act."

Added 1979, No. 158 (Adj. Sess.), § 1.

§ 1703. Definitions.

As used in this chapter:

  1. "Board" means the State Board of Optometry.
  2. The "practice of optometry" means any one or combination of the following practices:
    1. Examining the human eyes and visual system for purposes of:
      1. diagnosing refractive and functional ability; or
      2. diagnosing the presence of eye and adnexa disease or injury, treating the disease or injury with the appropriate pharmaceutical agents and procedures in accordance with this chapter, and making referrals to the appropriate health care provider when warranted.
    2. Diagnosing and correcting anomalies of the refractive and functional ability of the visual system and the enhancement of visual performance including the following:
      1. prescribing and using ophthalmic lenses, prisms, autorefractor or other automatic testing devices, frames, ophthalmic aids, and prosthetic materials as consistent with the health of the eye;
      2. prescribing and employing contact lenses; and
      3. administering visual training, vision therapy, orthoptics, and pleoptics.
    3. Prescribing appropriate pharmaceutical agents for the diagnosis, management, and treatment of the eye and adnexa.
    4. Removing superficial foreign bodies from the eye and adnexa; epilating the eyelashes, including by electrolysis; and punctal dilation, lacrimal irrigation, and punctal plugs insertion.
    5. Managing the following types of glaucoma in patients who are 16 years of age or older:
      1. adult primary open angle glaucoma;
      2. exfoliative glaucoma;
      3. pigmentary glaucoma;
      4. low tension glaucoma;
      5. inflammatory (uveitic) glaucoma; and
      6. emergency treatment of angle closure glaucoma.
  3. "Director" means the Director of the Office of Professional Regulation.
  4. "Financial interest" means being:
    1. a licensed practitioner of optometry; or
    2. a person who deals in goods and services that are uniquely related to the practice of optometry; or
    3. a person who has invested anything of value in a business that provides optometric services.
  5. "Contact lenses" means those lenses that are worn for cosmetic, therapeutic, or refractive purposes.

    Added 1979, No. 158 (Adj. Sess.), § 1; amended 1983, No. 242 (Adj. Sess.), § 1; 2003, No. 108 (Adj. Sess.), § 1; 2009, No. 35 , § 27; 2009, No. 103 (Adj. Sess.), § 11; 2011, No. 116 (Adj. Sess.), § 23; 2019, No. 30 , § 12.

History

Amendments--2019. Subdiv. (2)(A): Substituted "Examining" for "The examination of".

Subdiv. (2)(B): Amended generally.

Subdivs. (2)(C)-(E): Added.

Subdiv. (3): Rewrote the subdiv.

Subdiv. (4): Substituted "that" for "which" in subdivs. (B) and (C).

Amendments--2011 (Adj. Sess.). Rewrote subdiv. (5).

Amendments--2009 (Adj. Sess.) Subdiv. (5): Added.

Amendments--2009. Subdiv. (1): Substituted "state board of optometry" for "state optometry board."

Amendments--2003 (Adj. Sess.). Section amended generally.

Amendments--1983 (Adj. Sess.). Designated existing provisions of section as subsec. (b), and added the introductory phrase and subsecs. (a), (c), and (d).

§ 1704. Penalties.

A person who obtains a license by fraud or misrepresentation or who practices or attempts to practice optometry or hold himself or herself out as being able to do so in this State without first having obtained the license required by this chapter shall be subject to the penalties provided in 3 V.S.A. § 127 .

Added 1979, No. 158 (Adj. Sess.), § 1; amended 2007, No. 29 , § 29; 2019, No. 30 , § 12.

History

Revision note. This section, which was originally enacted as § 1706, was renumbered to conform to V.S.A. style.

Amendments--2019. Substituted "3 V.S.A. § 127" for "3 V.S.A. 127(c)".

Amendments--2007. Rewrote the section.

Subchapter 2. State Board of Optometry

History

Amendments--2019. 2019, No. 30 , § 12 substituted "State Board of Optometry" for "State Optometry Board" in the subchapter heading.

Cross References

Cross references. Attachment of Board to Office of Professional Regulation, see 3 V.S.A. § 122.

Per diem compensation of Board members, see 32 V.S.A. § 1010.

§ 1707. Qualifications; term of office; removal.

  1. The State Board of Optometry is created.
  2. The Board shall consist of five members, three of whom shall be residents of the State who have had at least five years' experience in the practice of optometry in the State and are in the active practice of optometry at the time of their appointment; and two members who shall be representatives of the public, who shall be residents of the State for five years, and who shall have no financial interest in the profession other than as a consumer or potential consumer of its services.
  3. Board members shall be appointed by the Governor pursuant to 3 V.S.A. §§ 129b and 2004.
  4. [Repealed.]

    Added 1979, No. 158 (Adj. Sess.), § 1; amended 2005, No. 27 , § 46; 2019, No. 30 , § 12.

History

Amendments--2019. Subsec. (a): Amended generally.

Subsec. (b): Substituted "State who" for "state," preceding "have had at least five".

Amendments--2005. Deleted the last sentence in subsec. (b), rewrote subsec. (c), and deleted subsec. (d).

§ 1708. Powers and duties.

  1. The Board shall:
    1. Adopt rules under the Vermont Administrative Procedure Act necessary for the performance of its duties, ensuring that at least the following are established by statute or rule:
      1. a definition of the behavior for which a license is required;
      2. explanations of appeal and other significant rights given by law to licensees, applicants, and the public; and
      3. standards for acceptance of continuing education, which may identify mandatory content specific to pharmacology, and management of adverse drug reactions.
  2. [Repealed.]
  3. The Board shall not limit the:
    1. ownership of optometric practices to licensed optometrists;
    2. number of offices or sites at which an optometrist may practice; or
    3. right of optometrists to practice in an association, partnership, corporation, or other lawful entity with anyone.

      Added 1979, No. 158 (Adj. Sess.), § 1; amended 1983, No. 242 (Adj. Sess.), § 2; 1989, No. 250 (Adj. Sess.), § 4(d); 2009, No. 35 , § 28; 2019, No. 30 , § 12.

History

Amendments--2019. Subdiv. (a)(1): Substituted "the Vermont Administrative Procedure Act" for "3 V.S.A. chapter 25" near the beginning of the introductory paragraph, added "and" at the end of subdiv. (B), and added subdiv. (C).

Subsec. (b): Repealed.

Subsec. (c): Inserted "limit the" at the end of the introductory language and deleted "limit the" at the beginning of subdivs. (1)-(3).

Amendments--2009. Subsec. (a): Deleted subdivs. (1)(C), (2), and (3).

Subsec. (b): Rewrote subdiv. (1) and deleted "Take or cause depositions to be taken as needed in any investigation, hearing or proceeding" preceding "use the administrative" in subdiv. (2).

Amendments--1989 (Adj. Sess.). Subdiv. (b)(3): Substituted "director of the office of professional regulation" for "secretary of state".

Amendments--1983 (Adj. Sess.). Subdiv. (a)(1): Deleted former subdivs. (B) and (E) and redesignated former subdivs. (C) and (D) as subdivs. (B) and (C).

Subdiv. (b)(3): Added "and from the legal counsel for the secretary of state" following "of the state".

Subsec. (c): Added.

Cross References

Cross references. Enforcement of subpoenas issued by administrative agencies generally, see 3 V.S.A. § 809a.

Modification of subpoenas or discovery orders issued by administrative agencies, see 3 V.S.A. § 809b.

§ 1709. Functioning of Board of Optometry.

  1. Annually, the Board shall meet to elect a chair, vice chair, and a secretary.
  2. Meetings may be called by the Chair and shall be called upon the request of any other two members.
  3. Meetings shall be warned and conducted in accordance with 1 V.S.A. chapter 5.
  4. A majority of the members of a Board shall constitute a quorum for transacting business, and all action shall be taken upon a majority vote of the members present and voting.
  5. [Repealed.]
  6. [Repealed.]

    Added 1979, No. 158 (Adj. Sess.), § 1; amended 2005, No. 27 , § 47; 2009, No. 35 , § 41.

History

Amendments--2009. Subsec. (f): Repealed.

Amendments--2005. In subsec. (d), added "for transacting business, and all action shall be taken upon a majority vote of the members present and voting" at the end of the sentence, and repealed subsec. (e).

§ 1710. Repealed. 1983, No. 242 (Adj. Sess.), § 3.

History

Former § 1710. Former § 1710, relating to annual reports, was derived from 1979, No. 158 (Adj. Sess.), § 1.

Subchapter 3. Examinations and Licenses

§ 1712. License required.

  1. No person may practice optometry in this State who is not licensed under this chapter.
  2. Licensing standards and procedures established by the Board shall be fair and reasonable and shall be designed and implemented to measure and reasonably ensure an applicant's qualifications to practice the occupation.  They shall not be designed or implemented for the purpose of limiting the size of the occupation.
  3. If a licensee has a principal place of business for a licensed occupation, a license shall be prominently displayed at that place.
  4. Licenses may not be transferred.
  5. No persons may use the title "doctor of optometry," "optometrist," or any substantially equivalent title unless he or she is licensed under this chapter.
  6. Nothing contained in subsection (a) of this section shall prevent a student from providing optometric services:
    1. under the on-site supervision of a licensed optometrist or ophthalmologist at a State hospital;
    2. as part of an optometric clinical program under the on-site supervision of a licensed optometry instructor of a school of optometry, a college, or an optometry department of a university recognized by the Board; or
    3. as a student intern in a hospital under the on-site supervision of a licensed optometrist or ophthalmologist.

      Added 1979, No. 158 (Adj. Sess.), § 1; amended 1991, No. 167 (Adj. Sess.), § 34a; 2005, No. 148 (Adj. Sess.), § 14.

History

Amendments--2005 (Adj. Sess.). Subsec. (f): Added.

Amendments--1991 (Adj. Sess.). Subsec. (e): Added.

§ 1713. Exemptions.

  1. Nothing in this chapter shall be construed to prohibit other licensed health care professionals from practicing to the full extent of their licenses, nor to apply to any eye screening, State or government eye testing programs, nor to any instruction in any medical, osteopathic, or nursing school.
  2. Nothing in this chapter shall prohibit persons or corporations from making mechanical repairs to spectacles, nor shall it prohibit any person, firm, or corporation engaged in grinding lenses and filling prescriptions from replacing lenses or filling prescriptions issued by a duly licensed optometrist or physician.

    Added 1979, No. 158 (Adj. Sess.), § 1.

§ 1714. Repealed. 2009, No. 35, § 41(a).

History

Former § 1714. Former § 1714, relating to procedure for examination, was derived from 1979, No. 158 (Adj. Sess.), § 1 and amended by 1989, No. 250 (Adj. Sess.), § 45.

§ 1715. Licensure by examination.

  1. The Board may grant a license to an applicant who:
    1. has attained the age of majority;
    2. is a graduate of an optometric school or college accredited by a regional or professional accreditation organization approved by the Board;
    3. holds a current cardiopulmonary resuscitation certification from the American Red Cross, the Vermont Heart Association, or a comparable source recognized by the Director;
    4. has successfully completed an examination approved by the Board; and
    5. has paid the fee required by section 1718 of this chapter.
  2. [Repealed.]

    Added 1979, No. 158 (Adj. Sess.), § 1; amended 1983, No. 242 (Adj. Sess.), § 4; 2009, No. 35 , § 29; 2019, No. 30 , § 12.

History

Amendments--2019. Subsec. (a): Added subdiv. (3); redesignated former subdivs. (3) and (4) as subdivs. (4) and (5); and substituted "chapter" for "title" at the end of subdiv. (5).

Subsec. (b): Repealed.

Amendments--2009. Section amended generally.

Amendments--1983 (Adj. Sess.). Subsec. (a): Rewrote the second sentence.

§ 1716. Licensure by endorsement.

The Board may issue a license to an applicant who is licensed and currently in good standing in a United States jurisdiction having license requirements that are substantially equivalent to the requirements of this chapter.

Added 1979, No. 158 (Adj. Sess.), § 1; amended 1997, No. 40 , § 23; 2009, No. 35 , § 30.

History

Amendments--2009. Section amended generally.

Amendments--1997. Rewrote the first sentence.

§ 1716a. Renewal.

Licenses shall be renewed every two years upon payment of the required fee, provided that the person applying for renewal completes at least 40 hours of continuing education, approved by the Board, during the preceding two-year period and holds a current cardiopulmonary resuscitation certification.

Added 1987, No. 236 (Adj. Sess.), § 2; amended 1993, No. 216 (Adj. Sess.), § 1; 2009, No. 35 , § 31; 2019, No. 30 , § 12.

History

Amendments--2019. Substituted "40" for "20" preceding "hours of continuing education"; inserted "and holds a current cardiopulmonary resuscitation certification" at the end of the sentence; and deleted the second, third, and fourth sentences.

Amendments--2009. Added the last sentence.

Amendments--1993 (Adj. Sess.). Added the second sentence.

§ 1717. Repealed. 1983, No. 242 (Adj. Sess.), § 5.

History

Former § 1717. Former § 1717, relating to license renewals, was derived from 1979, No. 158 (Adj. Sess.), § 1. The subject matter is now covered by § 1716a of this chapter.

§ 1718. Fees.

Applicants and persons regulated under this chapter shall pay the following fees:

  1. Application                                                    $225.00      (2) Biennial renewal                                               $350.00

    Added 1979, No. 158 (Adj. Sess.), § 1; amended 1983, No. 242 (Adj. Sess.), § 6; 1989, No. 250 (Adj. Sess.), § 46; 1997, No. 59 , § 56, eff. June 30, 1997; 2005, No. 202 (Adj. Sess.), § 15; 2013, No. 191 (Adj. Sess.), § 17; 2019, No. 178 (Adj. Sess.), § 9, eff. Oct. 1, 2020.

History

Amendments--2019 (Adj. Sess.). Substituted "$350.00" for "$425.00" in subdiv. (2).

Amendments--2013 (Adj. Sess.). Subdiv. (2): Substituted "$425.00" for "$525.00".

Amendments--2005 (Adj. Sess.). Subdiv. (1): Substituted "$225.00" for "$95.00".

Subdiv. (2): Substituted "$525.00" for "$350.00".

Amendments--1997 Section amended generally.

Amendments--1989 (Adj. Sess.). Section amended generally.

Amendments--1983 (Adj. Sess.). Section amended generally.

Cross References

Cross references. Exemption of persons 80 years of age and over from payment of license renewal fees, see 32 V.S.A. § 1111.

Subchapter 4. Unprofessional Conduct and Discipline

§ 1719. Unprofessional conduct.

  1. Unprofessional conduct is the conduct prohibited by this section and by 3 V.S.A. § 129a , whether committed by a licensee, an applicant, or a person who later becomes an applicant.
  2. Unprofessional conduct means:
    1. Conduct that evidences moral unfitness to practice the occupation.
    2. Any of the following except when reasonably undertaken in an emergency situation in order to protect life, health, or property:
      1. Practicing or offering to practice beyond the scope permitted by law.
      2. Performing treatments or providing services that a licensee is not qualified to perform or that are beyond the scope of the licensee's education, training, capabilities, experience, or scope of practice.
      3. Performing occupational services that have not been authorized by the consumer or his or her legal representative.
  3. After hearing, the Board may take disciplinary action against a licensee or applicant found guilty of unprofessional conduct.

    Added 1979, No. 158 (Adj. Sess.), § 1; amended 1983, No. 242 (Adj. Sess.), §§ 7-9; 1993, No. 108 (Adj. Sess.), § 8; 1997, No. 145 (Adj. Sess.), § 41; 2003, No. 108 (Adj. Sess.), § 2; 2009, No. 103 (Adj. Sess.), § 12; 2011, No. 116 (Adj. Sess.), § 24; 2019, No. 30 , § 12.

History

Amendments--2019. Subsec. (a): Substituted "committed by a licensee, an applicant, or a person who later becomes an applicant" for "or not taken by a license holder" following "whether".

Subsec. (b): Substituted "that" for "which" in subdivs. (1), (2)(B), and (2)(C).

Amendments--2011 (Adj. Sess.). Subdiv. (b)(3)(A): Repealed.

Subdiv. (b)(3)(E): Substituted "16 C.F.R." for "CFR" and "15 U.S.C.A." for "USCA".

Amendments--2009 (Adj. Sess.) Subdiv. (b)(3)(E): Added.

Amendments--2003 (Adj. Sess.). Subdiv. (b)(2)(B): Rewrote the subdiv.

Amendments--1997 (Adj. Sess.). Substituted "and by section 129a of Title 3" for "or by the other statutes relating to the occupation" in subsec. (a); deleted subdivs. (b)(1)-(7), (b)(9), and (b)(10), listing examples of unprofessional conduct; and renumbered the remainder.

Amendments--1993 (Adj. Sess.). Subdiv (b)(12)(A): Inserted "spectacle lens" preceding "prescription" in the first sentence and added the third sentence.

Amendments--1983 (Adj. Sess.). Subdiv. (b)(11)(C): Added "or" following "representative".

Subdiv. (b)(12): Added.

Subsec. (c): Deleted the second sentence.

Cross References

Cross references. Appeal to Office of Professional Regulation from decision of Board, see 3 V.S.A. § 130a.

§ 1720. Repealed. 1989, No. 250 (Adj. Sess.), § 92.

History

Former § 1720. Former § 1720, relating to the accessibility and confidentiality of disciplinary records, was derived from 1979, No. 158 (Adj. Sess.), § 1 and amended by 1983, No. 242 (Adj. Sess.), § 10.

§ 1721. Repealed. 2009, No. 35, § 41(a).

History

Former § 1721. Former § 1721, relating to remedies, was derived from 1979, No. 158 (Adj. Sess.), § 1 and amended by 1983, No. 230 (Adj. Sess.), § 17(4); No. 242 (Adj. Sess.), § 11.

Subchapter 5. Diagnostic Pharmaceutical Agents

§ 1723. Repealed. 2009, No. 103 (Adj. Sess.), § 53.

History

Former § 1723, relating to use of diagnostic pharmaceutical agents by optometrists, was derived from 1983, No. 184 (Adj. Sess.), § 1 and amended by 2003, No. 108 (Adj. Sess.), § 3.

§ 1724. Repealed. 2005, No. 71, § 72a, eff. July 1, 2006.

History

Former § 1724, relating to the formulary committee, was derived from 1983, No. 184 (Adj. Sess.) and amended by 1993, No. 216 (Adj. Sess.), § 2.

Repeal of section. 2003, No. 108 (Adj. Sess.), § 12(a), as amended by 2005, No. 71 , § 72a, provides for the repeal of this section in its entirety on July 1, 2006. Any formulary in effect on this date shall remain in effect unless or until a process for adopting a new formulary is authorized by law.

§ 1724a. Repealed. 2009, No. 103 (Adj. Sess.), § 53.

History

Former § 1724a. Former § 1724a, relating to annual update of formulary for optometrists by the Director of the Office of Professional Regulation, was derived from 2005, No. 148 (Adj. Sess.), § 15.

§ 1725. Repealed. 2009, No. 35, § 41(a).

History

Former § 1725. Former § 1725, relating to application; examination, was derived from 1983, No. 184 (Adj. Sess.) and amended by 1989, No. 250 (Adj. Sess.), § 4(d).

§ 1726. Repealed. 1993, No. 216 (Adj. Sess.), § 4.

History

Former § 1726. Former § 1726, relating to the creation, composition, and duties of an advisory committee, was derived from 1983, No. 184 (Adj. Sess.).

§ 1727. Expiration date.

  1. An optometrist shall state the expiration date on the face of every prescription written by that optometrist for contact lenses. The expiration date shall be one year after the examination date unless a medical or refractive problem affecting vision requires an earlier expiration date.
  2. An optometrist shall not refuse to give the buyer a copy of the buyer's prescription after the expiration date; however, the copy shall be clearly marked to indicate that it is an expired prescription.

    Added 1993, No. 108 (Adj. Sess.), § 9; amended 2011, No. 116 (Adj. Sess.), § 25; 2019, No. 30 , § 12.

History

Amendments--2019. Added the subsec. (a) and (b) designations, and substituted "shall" for "may" preceding "not refuse to" in subsec. (b).

Amendments--2011 (Adj. Sess.). Deleted "no earlier than" preceding "one year" in the second sentence.

Subchapter 6. Therapeutic Pharmaceutical Agents

History

Amendments--2019 (Adj. Sess.). 2019, No. 178 (Adj. Sess.), § 9 added "Therapeutic" in the subchapter heading.

Amendments--2019. 2019, No. 30 , § 12 deleted "Therapeutic" preceding "Pharmaceutical Agents" in the subchapter heading.

§ 1728. Use of therapeutic pharmaceutical agents.

    1. A licensee who employs an oral therapeutic pharmaceutical agent that might prove to have significant systemic adverse reactions or systemic side effects shall, in a manner consistent with Vermont law, ascertain the risk of systemic side effects through either a case history or by communicating with the patient's primary care provider. (a) (1)  A licensee who employs an oral therapeutic pharmaceutical agent that might prove to have significant systemic adverse reactions or systemic side effects shall, in a manner consistent with Vermont law, ascertain the risk of systemic side effects through either a case history or by communicating with the patient's primary care provider.
    2. The licensee shall also communicate with the patient's primary care provider, or with a physician skilled in diseases of the eye, when, in the professional judgment of the licensee, it is medically appropriate.
    3. Any communication shall be noted in the patient's permanent record. The methodology of communication shall be determined by the licensee.
    1. If a glaucoma patient does not respond to up to three topically administered pharmaceutical agents within a reasonable time, the licensee shall refer the patient to a licensed ophthalmologist. (b) (1)  If a glaucoma patient does not respond to up to three topically administered pharmaceutical agents within a reasonable time, the licensee shall refer the patient to a licensed ophthalmologist.
    2. A glaucoma patient shall not be treated by an optometrist with more than three topically administered agents at any given time.
    3. If an oral medication is required to obtain an adequate clinical response in a glaucoma patient, the licensee shall consult with a licensed ophthalmologist as soon as clinically prudent following initiation of the oral medication.
    4. This subsection shall not require that the licensee transfer care of the patient to the consulting ophthalmologist, but does require that the patient be seen by the consulting ophthalmologist.

      Added 1993, No. 216 (Adj. Sess.), § 3; amended 2003, No. 108 (Adj. Sess.), § 5; 2009, No. 103 (Adj. Sess.), § 13; 2019, No. 30 , § 12.

History

Amendments--2019. Rewrote the section.

Amendments--2009 (Adj. Sess.) Subdiv. (a)(1): Added "use and" preceding "prescribe" and substituted "appropriate" for "all" thereafter, and deleted "appropriate" preceding "diagnosis".

Amendments--2003 (Adj. Sess.). Section amended generally.

§ 1728a. Repealed. 2019, No. 30, § 12.

History

Former § 1728a, relating to permissible treatments; glaucoma types, was derived from 2003, No. 108 (Adj. Sess.), § 6.

§ 1728b. Repealed. 2005, No. 71, § 72b.

History

Former § 1728b. Former § 1728b, relating to disclosure of information by optometrist, was derived from 2003, No. 108 (Adj. Sess.), § 7.

§§ 1728c-1729a. Repealed. 2019, No. 30, § 12.

History

Former §§ 1728c-1729a. Former § 1728c, relating to use of oral therapeutic pharmaceutical agent; communication with primary care provider, was derived from 2003, No. 108 (Adj. Sess.), § 8 and amended by 2005, No. 148 (Adj. Sess.), § 16 and 2009, No. 103 (Adj. Sess.), § 14.

Former § 1728d, relating to duration of glaucoma treatment without referral, was derived from 2003, No. 108 (Adj. Sess.), § 9 and amended by 2011, No. 116 (Adj. Sess.), § 26.

Former § 1729, relating to endorsements and requirements, was derived from 1993, No. 216 (Adj. Sess.), § 3 and amended by 2003, No. 60 , § 6; 2003, No. 108 (Adj. Sess.), § 10; 2009, No. 35 , § 32; and 2009, No. 103 (Adj. Sess.), § 15.

Former § 1729a, relating to prerequisites to treating glaucoma, was derived from 2003, No. 108 (Adj. Sess.), § 11 and amended by 2011, No. 116 (Adj. Sess.), § 27.

CHAPTER 31. PHYSICIAN ASSISTANTS

Sec.

History

Amendments--2011. 2011, No. 61 , § 4, eff. June 2, 2011, substituted "Physician" for "Physician's" in the chapter heading.

Cross References

Cross references. Procedure for adoption of administrative rules, see 3 V.S.A. ch. 25.

Review of regulatory laws, see chapter 57 of this title.

§§ 1725-1729. Repealed. 1981, No. 100 § 13.

History

Former §§ 1725-1729. Former §§ 1725-1729, relating to physician's assistants, were derived from 1971, No. 221 (Adj. Sess.), § 3 and amended by 1973, No. 267 (Adj. Sess.), § 4.

§ 1730. [Reserved.].

The General Assembly recognizes the need to provide means by which physician assistants may practice medicine in collaboration with physicians and other health care professionals to provide increased efficiency and to ensure that high-quality medical services are available to all Vermonters at reasonable cost. The General Assembly recognizes that physician assistants, with their education, training, and experience in the field of medicine, are well suited to provide these services to Vermonters.

Added 1981, No. 100 , § 1; amended 1985, No. 208 (Adj. Sess.), § 1, eff. June 30, 1986; 2019, No. 123 (Adj. Sess.), § 1.

History

Amendments--2019 (Adj. Sess.). Section amended generally.

Amendments--1985 (Adj. Sess.). Section amended generally.

§ 1732. Definitions.

As used in this chapter:

  1. "Accredited physician assistant program" means a physician assistant educational program that has been accredited by the Accreditation Review Commission on Education for the Physician Assistant (ARC-PA), or, prior to 2001, by either the Committee on Allied Health Education and Accreditation (CAHEA) or the Commission on Accreditation of Allied Health Education Programs (CAAHEP).
  2. "Board" means the State Board of Medical Practice established by chapter 23 of this title.
  3. "Collaboration" means a physician assistant's consultation with or referral to an appropriate physician or other health care professional as indicated based on the patient's condition; the physician assistant's education, training, and experience; and the applicable standards of care.
  4. "Disciplinary action" means any action taken by the Board against a physician assistant or an applicant, or an appeal of that action, when the action suspends, revokes, limits, or conditions licensure in any way. The term includes reprimands and administrative penalties.
  5. "Health care facility" has the same meaning as in 18 V.S.A. § 9402 .
  6. "Participating physician" means a physician practicing as a sole practitioner, a physician designated by a group of physicians to represent their physician group, or a physician designated by a health care facility to represent that facility, who enters into a practice agreement with a physician assistant in accordance with this chapter.
  7. "Physician" means an individual licensed to practice medicine pursuant to chapter 23 or 33 of this title.
  8. "Physician assistant" or "PA" means an individual licensed by the State of Vermont to practice medicine in collaboration with one or more physicians pursuant to this chapter.
  9. "Physician group" means a medical practice involving two or more physicians.
  10. "Practice agreement" means an agreement that meets the requirements of section 1735a of this chapter.
  11. "Practice as a physician assistant" means the practice of medicine by a PA pursuant to a practice agreement signed by a participating physician.

    Added 1981, No. 100 , § 2; amended 1985, No. 208 (Adj. Sess.), § 2, eff. June 30, 1986; 1989, No. 250 (Adj. Sess.), § 4(a); 2011, No. 61 , § 4, eff. June 2, 2011; 2019, No. 123 (Adj. Sess.), § 1.

History

Revision note. At the beginning of the introductory clause, deleted the subsec. designation for purposes of conformity with V.S.A. style.

Amendments--2019 (Adj. Sess.). Section amended generally.

Amendments--2011. Section amended generally.

Amendments--1989 (Adj. Sess.). Subdiv. (8): Substituted "appellate officer" for "appeals panel" following "applicant by the board, the".

Amendments--1985 (Adj. Sess.). Subdiv. (3): Substituted "chapters 23 and 33 of Title 26" for "subchapter 3 of chapter 23 and subchapter 3 of chapter 33" following "pursuant to".

Subdiv. (5): Substituted "assists" for "is registered under this chapter to assist" preceding "a physician under" and "the physician's" for "his" thereafter.

Subdiv. (8): Amended generally.

§ 1733. Licensure.

The State Board of Medical Practice is responsible for the licensure of physician assistants, and the Commissioner of Health shall adopt, amend, or repeal rules regarding the training, practice, qualification, and discipline of physician assistants.

Added 1981, No. 100 , § 3; amended 1985, No. 208 (Adj. Sess.), § 3, eff. June 30, 1986; 2003, No. 34 , § 10, eff. May 23, 2003; 2011, No. 61 , § 4, eff. June 2, 2011; 2019, No. 123 (Adj. Sess.), § 1.

History

Amendments--2019 (Adj. Sess.). Deleted the subsec. (a) designation and repealed subsec. (b).

Amendments--2011. Section heading: Substituted "Licensure" for "Certification of registration".

Subsec. (a): Substituted "licensure" for "certification" following "the"; "physician" for "physician's" preceding "assistants"; deleted "and the registration of physician's assistant trainees" following "assistants" and "and" following "qualification"; inserted ", and discipline" following "qualification"; and substituted "physician" for "physician's" preceding "assistants".

Subsec. (b): Rewrote the subsec.

Subsecs. (c), (d): Repealed.

Amendments--2003. Subsec. (a): Substituted "the commissioner of health shall adopt, amend or repeal" for "is authorized to promulgate".

Amendments--1985 (Adj. Sess.). Subsec. (d): Inserted "biennially" following "register" in the first sentence.

Cross References

Cross references. Board of Medical Practice generally, see subchapter 2 of chapter 23 of this title.

§ 1734. Eligibility.

  1. The Board may grant a license to practice as a physician assistant to an applicant who meets all of the following requirements:
    1. Submits a completed application form provided by the Board.
    2. Pays the required application fee.
    3. Has graduated from an accredited physician assistant program or has passed and maintained the certification examination by the National Commission on the Certification of Physician Assistants (NCCPA) prior to 1988.
    4. Has passed the Physician Assistant National Certifying Examination administered by the NCCPA.
    5. Is mentally and physically able to engage safely in practice as a physician assistant.
    6. Does not hold any license, certification, or registration as a physician assistant in another state or jurisdiction that is under current disciplinary action, or has been revoked, suspended, or placed on probation for cause resulting from the applicant's practice as a physician assistant, unless the Board has considered the applicant's circumstances and determines that licensure is appropriate.
    7. Is of good moral character.
    8. Submits to the Board any other information that the Board deems necessary to evaluate the applicant's qualifications.
    9. Has engaged in practice as a physician assistant within the last three years or has complied with the requirements for updating knowledge and skills as defined by Board rules. This requirement shall not apply to applicants who have graduated from an accredited physician assistant program within the last three years.
  2. , (c)  [Repealed.]

    (d) When the Board intends to deny an application for licensure, it shall send the applicant written notice of its decision by certified mail. The notice shall include a statement of the reasons for the action. Within 30 days of the date that an applicant receives such notice, the applicant may file a petition with the Board for review of its preliminary decision. At the hearing, the burden shall be on the applicant to show that licensure should be granted. After the hearing, the Board shall affirm or reverse its preliminary denial.

    (e) Failure to maintain competence in the knowledge and skills of a physician assistant, as determined by the Board, shall be cause for revocation of licensure.

    Added 1981, No. 100 , § 4; amended 1985, No. 208 (Adj. Sess.), § 4, eff. June 30, 1986; 2011, No. 61 , § 4, eff. June 2, 2011; 2019, No. 123 (Adj. Sess.), § 1.

History

Amendments--2019 (Adj. Sess.). Subsec. (a): Inserted "meets all of the following requirements" in the introductory language.

Subdiv. (a)(4): Substituted "Physician Assistant National Certifying Examination administered" for "certification examination given" following "Has passed the".

Amendments--2011. Section amended generally.

Amendments--1985 (Adj. Sess.). Section amended generally.

§ 1734a. Repealed. 2011, No. 61, § 9, eff. June 2, 2011.

History

Former § 1734a. Former § 1734a, relating to temporary certification, was derived from 1985, No. 208 (Adj. Sess.), § 5.

§ 1734b. Renewal of license.

  1. Licenses shall be renewed every two years on payment of the required fee. At least one month prior to the date on which renewal is required, the Board shall send to each licensee a license renewal application form and notice of the date on which the existing license will expire. On or before the renewal date, the licensee shall file an application for license renewal and pay the required fee. The Board shall register the applicant and issue the renewal license. Within one month following the date renewal is required, the Board shall pay the license renewal fees into the Medical Practice Board Special Fund. Any physician assistant while on extended active duty as a member of the U.S. Armed Forces, a reserve component of the U.S. Armed Forces, the National Guard, or the State Guard who is licensed as a physician assistant at the time of an activation or deployment shall receive an extension of licensure up to 90 days following the physician assistant's return from activation or deployment, provided the physician assistant notifies the Board of the activation or deployment prior to the expiration of the current license, and certifies that the circumstances of the activation or deployment impede good faith efforts to make timely application for renewal of the license.
  2. A licensee shall demonstrate that the requirements for licensure are met.
  3. Subsection (c) effective 60 days after the adoption of the maintenance of licensure for physician assistants.  A licensee for renewal of an active license to practice shall have practiced as a physician assistant within the last three years or have complied with the requirements for updating knowledge and skills as defined by Board rules.
  4. A licensee shall promptly provide the Board with new or changed information pertinent to the information in the physician assistant's license and license renewal applications at the time the licensee becomes aware of the new or changed information.
  5. A license that has lapsed may be reinstated on payment of a renewal fee and a late renewal fee. The applicant shall not be required to pay renewal fees during periods when the license was lapsed. However, if a license remains lapsed for a period of three years, the Board may require the licensee to update the licensee's knowledge and skills as defined by Board rules.

    Added 1985, No. 208 (Adj. Sess.), § 6, eff. June 30, 1986; amended 2011, No. 61 , § 4, eff. June 2, 2011; 2019, No. 123 (Adj. Sess.), § 1.

History

Amendments--2019 (Adj. Sess.). Subsec. (a): In the sixth sentence, substituted "as a member of the U.S. Armed Forces, a reserve component of the U.S. Armed Forces, the National Guard, or the State Guard" for "in the uniformed services of the United States or member of the National Guard, State Guard, or reserve component" and "the" for "his or her" following "Board of".

Subsec. (d): Substituted "the physician assistant's" for "his or her" and substituted "the licensee" for "he or she".

Subsec. (e): Substituted "the licensee's" for "his or her" in the last sentence.

Amendments--2011. Section amended generally.

Effective date of enactment of subsec. (c). 2011, No. 61 , § 12(4) provides that subsec. (c) of this section take effect 60 days after the adoption of the maintenance of licensure rule for physician assistants.

Adoption of rules. 2011, No. 51 , § 10, as amended by 2019, No. 126 (Adj. Sess.), § 7, provides: "The state board of medical practice may adopt maintenance of licensure rules for podiatrists, physicians, and physician assistants."

§ 1734c. Exemptions.

  1. Nothing in this chapter shall be construed to require licensure under this chapter of any of the following:
    1. Physician assistant students enrolled in a physician assistant educational program accredited by the Accreditation Review Commission on Education for the Physician Assistant.
    2. Physician assistants employed in the service of the U.S. Armed Forces or National Guard, including National Guard in state status, while performing duties incident to that employment.
    3. Technicians or other assistants or employees of a physician who perform physician-delegated tasks but who are not rendering services as physician assistants or identifying themselves as physician assistants.
    4. Physician assistants who are duly licensed and in good standing in another state, territory, or jurisdiction of the United States or in Canada if the physician assistants are employed as or formally designated as team physician assistants by an athletic team visiting Vermont for a specific sporting event and the physician assistants limit their practice in this State to the treatment of the members, coaches, and staff of the sports team employing or designating the physician assistants.
  2. Physician assistants licensed in this State or credentialed as physician assistants by a federal employer shall not be required to have a practice agreement when responding to a need for medical care created by a disaster or emergency, as that term is defined in 20 V.S.A. § 102(c) .

    Added 2011, No. 61 , § 4, eff. June 2, 2011; amended 2015, No. 94 (Adj. Sess.), § 3, eff. May 10, 2016; 2017, No. 113 (Adj. Sess.), § 166; 2019, No. 123 (Adj. Sess.), § 1.

History

Amendments--2019 (Adj. Sess.). Designated the existing provisions as subsec. (a) and amended generally and added subsec. (b).

Amendments--2017 (Adj. Sess.) Substituted "in this chapter" for "herein" following "Nothing" in the introductory language.

Amendments--2015 (Adj. Sess.). Subdiv. (2): Substituted "Armed Forces or National Guard" for "military or national guard".

Subdiv. (4): Added.

§ 1735. Repealed. 2011, No. 61, § 9, eff. June 2, 2011.

History

Former § 1735. Former § 1735, relating to supervision and scope of practice, was derived from 1981, No. 100 , § 5 and amended by 1985, No. 208 (Adj. Sess.), § 7; 1989, No. 250 (Adj. Sess.), § 4(d); and 2003, No. 34 , § 11.

§ 1735a. Practice agreement and scope of practice.

  1. Except as provided in subsection 1734c(b) of this chapter and subsection (e) of this section, a physician assistant shall engage in practice as a physician assistant in this State only if the physician assistant has entered into a written practice agreement as set forth in subsection (b) of this section.
    1. A physician assistant shall enter into a practice agreement with a physician who practices as a sole practitioner only if the participating physician's area of specialty is similar to or related to the physician assistant's area of specialty.
    2. A physician assistant shall enter into a practice agreement with a participating physician who represents a physician group or health care facility only if one or more of the physicians practicing in the physician group or at the health care facility has an area of specialty similar to or related to the physician assistant's area of specialty.
  2. A practice agreement shall include all of the following:
    1. Processes for physician communication, availability, decision making, and periodic joint evaluation of services delivered when providing medical care to a patient.
    2. An agreement that the physician assistant's scope of practice shall be limited to medical care that is within the physician assistant's education, training, and experience. Specific restrictions, if any, on the physician assistant's practice shall be listed.
    3. A plan to have a physician available for consultation at all times when the physician assistant is practicing medicine.
    4. The signatures of the physician assistant and the participating physician; no other signatures shall be required.
  3. A practice agreement may specify the extent of the collaboration required between the PA and physicians and other health care professionals; provided, however, that a physician shall be accessible for consultation by telephone or electronic means at all times when a PA is practicing.
  4. The practice agreement shall be reviewed by the physician assistant and either the participating physician or a representative of the practice, physician group, or health care facility, at a minimum, at the time of the physician assistant's license renewal.
  5. In the event of the unanticipated unavailability of a participating physician practicing as a sole practitioner due to serious illness or death, a physician assistant may continue to practice for not more than a 30-day period without entering into a new practice agreement with another participating physician.
  6. The practice agreement shall be filed with the Board. The Board shall not request or require any modifications to the practice agreement. The practice agreement may be filed with the Board electronically at the option of the physician assistant; no original documents shall be required.
  7. Nothing in this section shall be construed to require the physical presence of a physician at the time and place at which a physician assistant renders a medical service.
  8. A physician assistant may prescribe, dispense, administer, and procure drugs and medical devices to the same extent as may a physician. A physician assistant who prescribes controlled substances shall be registered with the federal Drug Enforcement Administration.

    Added 2011, No. 61 , § 4, eff. June 2, 2011; 2019, No. 123 (Adj. Sess.), § 1.

History

Amendments--2019 (Adj. Sess.). Rewrote the section.

§ 1735b. Physician assistant as primary care provider.

Notwithstanding any provision of law to the contrary, a physician assistant shall be considered a primary care provider when the physician assistant practices in one or more of the medical specialties for which a physician would be considered to be a primary care provider.

Added 2019, No. 123 (Adj. Sess.), § 1.

§ 1736. Unprofessional conduct.

  1. The following conduct and the conduct described in section 1354 of this title by a licensed physician assistant shall constitute unprofessional conduct; when that conduct is by an applicant or person who later becomes an applicant, it may constitute grounds for denial of licensure:
    1. fraud or misrepresentation in applying for or procuring a license or in applying for or procuring a periodic renewal of a license;
    2. occupational advertising that is intended or has a tendency to deceive the public;
    3. exercising undue influence on or taking improper advantage of a person using the individual's services, or promoting the sale of professional goods or services in a manner that exploits a person for the financial gain of the practitioner or of a third party;
    4. failing to comply with provisions of federal or state statutes or rules governing the profession;
    5. conviction of a crime related to the profession; and
    6. conduct that evidences unfitness to practice in the profession.
  2. Unprofessional conduct includes the following actions by a licensed physician assistant:
    1. Making or filing false professional reports or records, impeding or obstructing the proper making or filing of professional reports or records, or failing to file a proper professional report or record.
    2. Practicing the profession when mentally or physically unfit to do so.
    3. Practicing as a physician assistant without a practice agreement meeting the requirements of section 1735a of this chapter, except under the circumstances described in subsections 1734c(b) and 1735a(e) of this chapter. The Board's receipt of a practice agreement filed in accordance with subsection 1735a(f) of this chapter shall not be construed to constitute Board approval of the practice agreement or of its contents.
    4. Accepting and performing responsibilities that the individual knows or has reason to know the individual is not competent to perform.
    5. Making any material misrepresentation in the practice of the profession, whether by commission or omission.
    6. The act of holding oneself out as, or permitting oneself to be represented as, a licensed physician.
    7. [Repealed.]
    8. Performing or offering to perform a task or tasks beyond the individual's scope of practice.
    9. Administering, dispensing, procuring, or prescribing any controlled substance otherwise than as authorized by law.
    10. Habitual or excessive use or abuse of drugs, alcohol, or other substances that impair the ability to provide medical services.
    11. Failure to practice competently by reason of any cause on a single occasion or on multiple occasions. Failure to practice competently includes, as determined by the Board:
      1. performance of unsafe or unacceptable patient care; or
      2. failure to conform to the essential standards of acceptable and prevailing practice.
  3. A person aggrieved by a determination of the Board may, within 30 days of the order, appeal that order to the Vermont Supreme Court on the basis of the record created before the Board.

    Added 1981, No. 100 , § 6; amended 1985, No. 208 (Adj. Sess.), § 8, eff. June 30, 1986; 1989, No. 250 (Adj. Sess.), § 47; 2003, No. 34 , § 13, eff. May 23, 2003; 2011, No. 61 , § 4, eff. June 2, 2011; 2019, No. 123 (Adj. Sess.), § 1.

History

Amendments--2019 (Adj. Sess.). Section amended generally.

Amendments--2011. Section amended generally.

Amendments--2003. Subsec. (c): Substituted "within 30 days of the order, appeal that order to the Vermont supreme court on the basis of the record created before the board" for "appeal in the manner provided under 3 V.S.A. § 130".

Amendments--1989 (Adj. Sess.). Subsec. (c): Substituted " § 130" for " § 114a" in the first sentence and deleted the second sentence.

Amendments--1985 (Adj. Sess.). Section amended generally.

§ 1737. Disposition of complaints.

  1. Complaints and allegations of unprofessional conduct shall be processed in accordance with the rules of procedure of the Board of Medical Practice.
  2. Any person, firm, corporation, or public officer may submit a written complaint to the Board alleging a physician assistant practicing in the State committed unprofessional conduct, specifying the grounds. The Board may initiate disciplinary action in any complaint against a physician assistant and may act without having received a complaint.
  3. After giving opportunity for hearing, the Board shall take disciplinary action described in subsection 1361(b) of this title against a physician assistant or applicant found guilty of unprofessional conduct.
  4. The Board may approve a negotiated agreement between the parties when it is in the best interests of the public health, safety, or welfare to do so. Such an agreement may include any of the following conditions or restrictions, which may be in addition to, or in lieu of, suspension:
    1. A requirement that the individual submit to care or counseling.
    2. A restriction that the individual practice only under supervision of a named person or a person with specified credentials.
    3. A requirement that the individual participate in continuing education in order to overcome specified practical deficiencies.
    4. A requirement that the scope of practice permitted be restricted to a specified extent.
    5. An administrative penalty not to exceed $1,000.00 for each act that constitutes an unprofessional conduct violation. Any money received from the imposition of an administrative penalty imposed under this subdivision shall be deposited into the Board of Medical Practice Regulatory Fee Fund for the purpose of providing education and training for Board members and the professions regulated by the Board. The Commissioner shall detail in the annual report receipts and expenses from money received under this subsection.
  5. Upon application, the Board may modify the terms of an order under this section and, if licensure has been revoked or suspended, order reinstatement on terms and conditions it deems proper.

    Added 1981, No. 100 , § 7; amended 1985, No. 208 (Adj. Sess.), § 9, eff. June 30, 1986; 2011, No. 61 , § 4, eff. June 2, 2011.

History

Amendments--2011. Subsec. (b): Rewrote the first sentence and substituted "physician" for "physician's" preceding "assistant" in the second sentence.

Subsec. (c): Inserted "described in subsection 1361(b) of this title" following "action"; substituted "physician" for "physician's" preceding "assistant"; and deleted ", physician's assistant trainee," following "assistant".

Subsec. (d): Deleted ", without limitation," following "include".

Subdiv. (d)(5): Added.

Subsec. (e): Substituted "licensure" for "certification or registration" preceding "has".

Amendments--1985 (Adj. Sess.). Subsec. (c): Inserted "physician's assistant trainee" preceding "or applicant" and deleted the former second sentence.

Subsec. (d): Added.

Subsec. (e): Added.

§ 1737a. Repealed. 1989, No. 250 (Adj. Sess.), § 92.

History

Former § 1737a. Former § 1737a, relating to the accessibility and confidentiality of information, was derived from 1985, No. 208 (Adj. Sess.), § 10, and amended by 1989, No. 250 (Adj. Sess.), § 4(d).

§ 1738. Use of title.

Any person who is licensed to practice as a physician assistant in this State shall have the right to use the title "physician assistant" and the abbreviations "PA" and "PA-C." No other person shall assume that title, use those abbreviations, or use any other words, letters, signs, or devices to indicate that the person using them is a physician assistant.

Added 1981, No. 100 , § 8; amended 1985, No. 208 (Adj. Sess.), § 11, eff. June 30, 1986; 2011, No. 61 , § 4, eff. June 2, 2011; 2019, No. 123 (Adj. Sess.), § 1.

History

Amendments--2019 (Adj. Sess.). Section amended generally.

Amendments--2011. Substituted "licensed" for "certified" following "who is", "physician" for "physician's" preceding "assistant" in three places; inserted "'and PA-C"' at the end of the first sentence; and deleted the former third sentence.

Amendments--1985 (Adj. Sess.). Rewrote the third sentence.

§ 1739. Legal liability.

Physician assistants are responsible for their own medical decision making. A participating physician in a practice agreement with a physician assistant shall not, by the existence of the practice agreement alone, be legally liable for the actions or inactions of the physician assistant; provided, however, that this does not otherwise limit the liability of the participating physician.

Added 1981, No. 100 , § 9; amended 1985, No. 208 (Adj. Sess.), § 12, eff. June 30, 1986; 2011, No. 61 , § 4, eff. June 2, 2011; 2019, No. 123 (Adj. Sess.), § 1.

History

Amendments--2019 (Adj. Sess.). Rewrote the section.

Amendments--2011. Subsec. (a): Substituted "physician" for "physician's" preceding "assistant" in three places.

Amendments--1985 (Adj. Sess.). Subsec. (a): Deleted "deemed" preceding "legally" and "construed as" following "relationship be".

Subsec. (b): Deleted "or surgeon" following "physician" in two places and inserted "the physician's" preceding "employees" in the first sentence; inserted "or her" preceding "employees shall be" and deleted "deemed" thereafter, substituted "this" for "his" preceding "relationship be" and deleted "construed as" thereafter in the second sentence; and substituted "chapter 28 of this title" for "chapter 27" following "pursuant to" in the third sentence.

Cross References

Cross references. Professional liability of health care providers generally, see subchapter 4 of chapter 23 of this title.

ANNOTATIONS

1. Liability.

Statute governing a physician's liability for the activities of his physician assistant does not make supervising physicians answerable as a matter of professional discipline solely for the unprofessional acts of the physician assistants they supervise because the statute does not pertain to professional responsibility. Thus, the Board of Medical Practice properly concluded that it was not required to find a physician guilty of unprofessional conduct based solely on the acts of his physician assistant. In re Porter, 192 Vt. 601, 70 A.3d 915 (2012).

Statute governing a physician's liability for the activities of his physician assistant does not subject a supervising physician to discipline solely for a physician assistant's unprofessional acts on a theory of strict vicarious liability. In re Porter, 192 Vt. 601, 70 A.3d 915 (2012).

§ 1739a. Repealed. 2019, No. 123 (Adj. Sess.), § 1.

History

Former § 1739a. Former § 1739a, relating to inappropriate use of services by physician and unprofessional conduct, was derived from 1985, No. 208 (Adj. Sess.), § 13 and amended by 2011, No. 61 , § 4.

§ 1740. Fees.

Applicants and persons regulated under this chapter shall pay the following fees:

  1. Original application for licensure, $225.00; the Board shall use at least $10.00 of this fee to support the cost of maintaining the Vermont Practitioner Recovery Network, which, for the protection of the public, monitors and evaluates, coordinates services for, and promotes rehabilitation of licensees who have or potentially have an impaired ability to practice medicine with reasonable skill and safety.
  2. Biennial renewal, $215.00; the Board shall use at least $10.00 of this fee to support the cost of maintaining the Vermont Practitioner Recovery Network described in subdivision (1) of this section.

    Added 1981, No. 100 , § 10; amended 1985, No. 208 (Adj. Sess.), § 14, eff. June 30, 1986; 1989, No. 250 (Adj. Sess.), § 48; 1999, No. 49 , § 211; 2003, No. 163 (Adj. Sess.), § 6; 2007, No. 76 , § 20; 2011, No. 61 , § 4, eff. June 2, 2011; 2015, No. 57 , § 15; 2017, No. 39 , § 5; 2019, No. 123 (Adj. Sess.), § 1.

History

Amendments--2019 (Adj. Sess.). Subdiv. (2): Substituted "described in subdivision (1) of this section" for ", which, for the protection of the public, monitors and evaluates, coordinates services for, and promotes rehabilitation of licensees who have or potentially have an impaired ability to practice medicine with reasonable skill and safety".

Amendments--2017. Subdivs. (1), (2): Amended generally.

Amendments--2015. Subdiv. (1): Substituted "225.00" for "170.00".

Subdiv. (2): Substituted "215.00" for "170.00".

Amendments--2011. Section amended generally.

Amendments--2007. Subdiv. (1): Substituted "$115.00" for "$100.00" following "registration".

Subdiv. (2): Substituted "$115.00" for "$100.00" following "Biennial renewal".

Amendments--2003 (Adj. Sess.). Subdivs. (1), (2): Substituted "$100.00" for "$75.00".

Amendments--1999 Section amended generally.

Amendments--1989 (Adj. Sess.). Rewrote the introductory paragraph, substituted "$ 50.00" for "$ 15.00" in subdiv. (3), deleted former subdivs. (4) and (5), redesignated former subdiv. (6) as subdiv. (4), and deleted former subdiv. (7).

Amendments--1985 (Adj. Sess.). Section amended generally.

Cross References

Cross references. Exemption of persons over 80 years of age from payment of license renewal fees, see 32 V.S.A. § 1111.

§ 1741. Repealed. 2019, No. 123 (Adj. Sess.), § 1.

History

Former § 1741. Former § 1741, relating to notice of use of physician assistant to be posted, was derived from 1981, No. 100 , § 11 and amended by 1985, No. 208 (Adj. Sess.), § 15; and 2011, No. 61 , § 4.

§ 1742. Penalty.

  1. Any person who not being licensed holds himself or herself out to the public as being licensed under this chapter shall be liable for a fine of not more than $10,000.00.
  2. In addition to the penalty provided in subsection (a) of this section, the Attorney General or a State's Attorney may bring a civil action to restrain continuing violations of this section.

    Added 1981, No. 100 , § 15; amended 1985, No. 208 (Adj. Sess.), § 16, eff. June 30, 1986; 2011, No. 61 , § 4, eff. June 2, 2011.

History

Amendments--2011. Subsec. (a): Substituted "licensed" for "certified or registered" preceding ", holds", "licensed" for "so certified or registered" following "being", and "$10,000.00" for "$1,000.00" following "than".

Amendments--1985 (Adj. Sess.). Designated existing provisions of section as subsec. (a) and added subsec. (b).

§ 1743. Medicaid reimbursement.

The Secretary of Human Services shall provide reimbursement under Title XIX (Medicaid) of the Social Security Act and 33 V.S.A. chapter 19 that recognizes reasonable cost differences between services provided by physicians and those provided by physician assistants under this chapter.

Added 1981, No. 100 , § 16; amended 1985, No. 208 (Adj. Sess.), § 17, eff. June 30, 1986; 2011, No. 61 , § 4, eff. June 2, 2011; 2015, No. 23 , § 129; 2019, No. 123 (Adj. Sess.), § 1.

History

Reference in text. The Administrative Procedure Act, referred to in this section, is codified as 3 V.S.A. ch. 25.

Title XIX of the Social Security Act, referred to in this section, is codified as 42 U.S.C. § 1396 et seq.

Revision note. This section, which was originally enacted as section 1742 of this title, was redesignated in order to avoid conflict with section 1742, as added by 1981, No. 100 § 15.

Amendments--2019 (Adj. Sess.). Substituted "provide" for ", pursuant to 3 V.S.A. chapter 25, adopt rules providing for a fee schedule for", inserted "(Medicaid)", and deleted ", relating to medical assistance" following "chapter 19".

Amendments--2015 Substituted "3 V.S.A. chapter 25" for "the Administrative Procedure Act" and "adopt" for "promulgate" preceding "rules providing".

Amendments--2011. Substituted "chapter 19" for "chapter 36" and "physician assistants" for "physician's assistants".

Amendments--1985 (Adj. Sess.). Inserted "relating to medical assistance" following "Title 33".

§ 1743a. Payment for medical services.

  1. As used in this section:
    1. "Health insurer" has the same meaning as in 18 V.S.A. § 9402 .
    2. "Participating provider" has the same meaning as in 18 V.S.A. § 9418 and includes providers participating in the Vermont Medicaid program.
  2. Health insurers and, to the extent permitted under federal law, Medicaid shall reimburse a participating provider who is a physician assistant for any medical service delivered by the physician assistant if the same service would be covered if delivered by a physician. Physician assistants are authorized to bill for and receive direct payment for the medically necessary services they deliver.
  3. To provide accountability and transparency for patients, payers, and the health care system, the physician assistant shall be identified as the treating provider in the billing and claims processes when the physician assistant delivered the medical services to the patient.
  4. A health insurer shall not impose any practice, education, or collaboration requirement for a physician assistant that is inconsistent with or more restrictive than the provisions of this chapter.

    Added 2019, No. 123 (Adj. Sess.), § 1.

History

Applicability of enactment. 2019, No. 123 (Adj. Sess.), § 5 provides: "This act shall take effect on July 1, 2020 and shall apply to all physician assistant licenses issued or renewed on and after that date, except that in Sec. 1, 26 V.S.A. § 1743a (payment for medical services) shall apply to Medicaid beginning on January 1, 2021, to the extent permitted under federal law."

§ 1744. Repealed. 2019, No. 123 (Adj. Sess.), § 1.

History

Former § 1744. Former § 1744, relating to certified physician assistants, was derived from 2011, No. 61 , § 4.

§ 1731. Policy and purpose.

CHAPTER 33. OSTEOPATHY

Cross References

Cross references. Office of Professional Regulation generally, see 3 V.S.A. ch. 5, subch. 3.

Procedure for adoption of administrative rules, see 3 V.S.A. ch. 25.

Review of regulatory laws, see chapter 57 of this title.

Subchapter 1. General Provisions

§ 1750. Definitions.

As used in this chapter:

  1. "Approved hospital" means a hospital approved by the American Osteopathic Association (AOA) or Accreditation Council for Graduate Medical Education (ACGME).
  2. "Approved program" means a one-year internship or postgraduate program approved by the AOA or the ACGME.
  3. "Accredited school or college of osteopathic medicine" means a school approved by the AOA or by the Board according to its rules.
  4. "Board" means the Board of Osteopathic Physicians and Surgeons created under section 1791 of this title.
  5. "Disciplinary action" includes any action taken by the Board against a person licensed under this chapter or an applicant premised on a finding that the person has engaged in unprofessional conduct. The term includes all sanctions of any kind, including obtaining injunctions, refusing to grant or renew a license, suspending or revoking a license, and issuing warnings.
  6. "Medical director" means, for purposes of this chapter, an osteopathic physician who is board-certified or board-eligible in his or her field of specialty, as determined by the AOA or the American Board of Medical Specialties (ABMS), and who is charged by a health maintenance organization with responsibility for overseeing all clinical activities of the plan in this State, or his or her designee.
  7. "Health maintenance organization", as used in this section, shall have the same meaning as defined in 18 V.S.A. § 9402(9) .
  8. "Member" means any individual who has entered into a contract with a health maintenance organization for the provision of health care services, or on whose behalf such an arrangement has been made, as well as the individual's dependents covered by the contract.
  9. "Osteopathic physician" means a person licensed under this chapter to practice osteopathic medicine.
  10. "Practice of osteopathic medicine" means the diagnosis, treatment, operation, or prescription for any human disease, pain, injury, deformity, or other physical or mental condition, which practice is based in part upon educational standards and requirements that emphasize the importance of the neuromusculoskeletal structure and manipulative treatment in the maintenance and restoration of health.

    Added 1989, No. 253 (Adj. Sess.), § 1; amended 1999, No. 133 (Adj. Sess.), § 15; 2001, No. 129 (Adj. Sess.), § 23, eff. June 13, 2002.

History

2019. In subdiv. (7), substituted "(9)" for "(10)" following "9402" to correct the reference.

- 2006. In subdiv. (7), substituted "(10)" for "(9)" following "9402" to conform reference to amendment of that section.

Amendments--2001 (Adj. Sess.). Subdiv. (6): Substituted "'Medical director"' for "'Local medical director"' at the beginning of the subdiv. and substituted "health maintenance organization" for "managed care plan".

Subdiv. (7): Rewrote the subdiv.

Subdiv. (8): Substituted "health maintenance organization" for "managed care plan".

Amendments--1999 (Adj. Sess.). Added new subdivs. (6)-(8), redesignated former subdivs. (6) and (7) as subdivs. (9) and (10), and substituted "manipulative treatment" for "manipulative therapy" in present subdiv. (10).

§ 1751. Application of laws; rights.

Osteopathic physicians and surgeons shall be subject to the provisions of law relating to communicable diseases and to the granting of certificates of births and deaths and the issuance of certificates relating to the commitment of individuals with a mental illness, and such reports and certificates shall be accepted by the office or department to whom the same are made or presented, equally with the reports and certificates of physicians of any other school of medicine; and such physicians shall have the same rights with respect to the rendering of medical services under the provisions of public health, welfare, and assistance laws and rules.

Amended 1989, No. 253 (Adj. Sess.), § 2; 2013, No. 96 (Adj. Sess.), § 176.

History

Source. V.S. 1947, § 6755. 1947, No. 134 , § 6. P.L. § 7482. G.L. § 6105. P.S. § 5383. 1904, No. 134 , § 11.

Amendments--2013 (Adj. Sess.). Substituted "individuals with a mental illness" for "mentally ill individuals" following "commitment of".

Amendments--1989 (Adj. Sess.). Deleted "as provided in Part 8 of Title 18" preceding "relating to" and substituted "rules" for "regulations now or hereafter in force" at the end of the section.

§ 1752. Prohibition; penalty.

  1. A person shall not perform any of the following acts:
    1. practice or attempt to practice osteopathic medicine or hold himself or herself out as being able to do so in this State without first having obtained a license from the Board;
    2. use in connection with the person's name any letters, words, or insignia indicating that the person is an osteopathic physician unless the person is licensed in accordance with this chapter;
    3. practice or attempt to practice osteopathic medicine during license revocation or suspension.
  2. A person violating any of the provisions of subsection (a) of this section shall be subject to the penalties provided in 3 V.S.A. § 127 .

    Amended 1989, No. 253 (Adj. Sess.), § 3; 2007, No. 29 , § 30; 2015, No. 38 , § 15, eff. May 28, 2015.

History

Source. V.S. 1947, § 6756. P.L. § 7483. G.L. § 6106. P.S. § 5384. 1904, No. 134 , § 12.

Amendments--2015. Subsec. (a): Substituted "A person shall not perform" for "No person shall perform" preceding "any of the following acts" at the beginning of the sentence.

Subsec. (b): Substituted "3 V.S.A. § 127" for "3 V.S.A. § 127(c)" at the end of the sentence.

Amendments--2007. Subsec. (b): Substituted "subject to the penalties provided in subsection 127(c) of Title 3" for "imprisoned not more than one year or fined not more than $5,000.00 nor less than $500.00, or both".

Amendments--1989 (Adj. Sess.). Section amended generally.

§ 1753. Exemptions.

  1. The provisions of subdivision 1752(a)(1) of this title, relating to practice, shall not apply to the following persons acting within the scope of their respective practices:
    1. A person licensed to practice medicine and surgery under chapter 23 of this title.
    2. A person licensed to practice chiropractic medicine under chapter 10 of this title.
    3. A physician assistant licensed or registered pursuant to chapter 31 of this title.
  2. The provisions of subdivision 1752(a)(1) of this title shall not apply to any person or persons giving aid, assistance, or relief in emergency or accident cases, pending the arrival of a licensed physician or surgeon.
  3. The provisions of this chapter shall not apply to:
    1. a commissioned officer of the U.S. Armed Forces or Public Health Service when acting within the scope of his or her official duties;
    2. a nonresident licensed osteopathic physician or surgeon who is called to treat or to consult on a particular case in this State, provided he or she does not otherwise practice in this State; or
    3. an osteopathic physician who is duly licensed and in good standing in another state, territory, or jurisdiction of the United States or in Canada if the physician is employed as or formally designated as the team physician by an athletic team visiting Vermont for a specific sporting event and the physician limits the practice of medicine in this State to medical treatment of the members, coaches, and staff of the sports team employing or designating the physician.

      Added 1989, No. 253 (Adj. Sess.), § 4; amended 2013, No. 27 , § 19; 2015, No. 94 (Adj. Sess.), § 4, eff. May 10, 2016.

History

2013. In subdiv. (a)(3), substituted "physician assistant" for "physician's assistant" and "licensed" for "certified" in accordance with 2013, No. 34 , § 30a.

- 2006. In subsec. (b), substituted "subdivision" for "subsection" preceding "1752(a)(1)" to conform reference to V.S.A. style.

Amendments--2015 (Adj. Sess.). Subdiv. (c)(3): Added.

Amendments--2013. Subdiv. (a)(2): Substituted "chapter 10" for "chapter 9".

Subchapter 2. Board of Osteopathic Physicians and Surgeons

History

Amendments--1989 (Adj. Sess.) 1989, No. 253 (Adj. Sess.), § 18, deleted "state" preceding "board" and substituted "physicians and surgeons" for "examination and registration" following "osteopathic" in the subchapter heading.

Cross References

Cross references. Attachment of Board to Office of Professional Regulation, see 3 V.S.A. § 122.

Per diem compensation of Board members, see 32 V.S.A. § 1010.

§ 1791. Composition of the Board; qualifications; term of office.

  1. A Board of Osteopathic Physicians and Surgeons is created. The Board shall consist of five members. Board members shall be appointed by the Governor pursuant to 3 V.S.A. §§ 129b and 2004.
    1. Three members of the Board shall be osteopathic physicians licensed and in good standing in this State who are graduates of an accredited school of osteopathic medicine and who reside and have resided and actively practiced osteopathic medicine in this State during the two years immediately preceding their appointments. (b) (1)  Three members of the Board shall be osteopathic physicians licensed and in good standing in this State who are graduates of an accredited school of osteopathic medicine and who reside and have resided and actively practiced osteopathic medicine in this State during the two years immediately preceding their appointments.
    2. Two members shall be public members. A public member shall not have a financial interest personally or through a spouse, parent, child, brother, or sister in the activities regulated under this chapter, other than as a consumer or possible consumer of osteopathic medical services.
  2. A majority of the members of the Board shall constitute a quorum, and all action shall be taken upon a majority vote of the members present and voting.
  3. , (e)  [Repealed.]

    Amended 1989, No. 253 (Adj. Sess.), § 5; 2005, No. 27 , § 48; 2015, No. 38 , § 16, eff. May 28, 2015.

History

Source. V.S. 1947, § 6745. 1947, No. 134 , § 1. P.L. § 7473. G.L. § 6099. 1915, No. 1 , §§ 153, 154. P.S. §§ 5376, 5377. R. 1906, § 5250. 1904, No. 134 , §§ 1, 2.

Amendments--2015. Subsec. (b): Added the subdiv. (1) and (2) designations, and in subdiv. (2), deleted "be a member of any other health related licensing board, nor" following "A public member shall not" in the second sentence.

Amendments--2005. Subsec. (a): Deleted "appointed by the governor" following "five members" in the second sentence and added the third sentence.

Subsec. (c): Rewrote.

Subsecs. (d), (e): Repealed.

Amendments--1989 (Adj. Sess.). Section amended generally.

§ 1792. Powers; duties.

  1. In addition to its other powers and duties, the Board shall:
    1. Provide general information to applicants.
    2. Explain appeal procedures to licensees and applicants and complaint procedures to the public.
    3. Adopt rules that establish the activities that must be completed by an applicant in order to fulfill the experience requirements of this chapter.  The rules shall require that the applicant's experience be under the supervision of an osteopathic physician licensed under this chapter.  Such activities shall be designed to ensure that all applicants acquire experience in critical areas of osteopathic medicine, but shall not limit admission to licensure unless there is good reason to believe that licensure of a particular applicant would be inconsistent with safeguarding the public welfare.
  2. The Board may adopt rules necessary for the performance of its duties.
  3. [Repealed.]

    Amended 1989, No. 253 (Adj. Sess.), § 6; amended 2015, No. 38 , § 17, eff. May 28, 2015.

History

Source. V.S. 1947, § 6746. P.L. § 7474. 1919, No. 170 . G.L. § 6100. P.S. § 5378. R. 1906, § 5251. 1904, No. 134 , §§ 3, 5.

Amendments--2015. Subsec. (b): Amended generally.

Subsec. (c): Repealed.

Amendments--1989 (Adj. Sess.). Section amended generally.

§ 1793. Repealed. 1989, No. 253 (Adj. Sess.), § 19.

History

Former § 1793. Former § 1793, relating to meetings, was derived from V.S. 1947, § 6747; P.L. § 7475; 1919, No. 170 ; G.L. § 6100; P.S. § 5378; R. 1906, § 5251; and 1904, No. 134 , §§ 3, 5.

§ 1794. Fees.

  1. Applicants and persons regulated under this chapter shall pay the following fees:
    1. Application       (A) Licensure                                                     $500.00       (B) Limited temporary license                                     $ 50.00      (2) Biennial license renewal                                       $300.00      (3) Annual limited temporary license renewal                       $100.00
  2. If at any time an assessment is imposed on the State for its membership in the Interstate Medical Licensure Compact Commission pursuant to section 1420m of this title, the Board and the Board of Medical Practice shall assume responsibility for paying the assessment from their respective special funds in proportional amounts based on their numbers of licensees for professions eligible for licensure through the Compact.

    Amended 1989, No. 253 (Adj. Sess.), § 7; 1991, No. 167 (Adj. Sess.), § 35; 1993, No. 108 (Adj. Sess.), § 18; 1997, No. 59 , § 57, eff. June 30, 1997; 1999, No. 49 , § 177; 2001, No. 143 (Adj. Sess.), § 27, eff. June 13, 2002; 2005, No. 202 (Adj. Sess.), § 16; 2011, No. 128 (Adj. Sess.), § 1; 2015, No. 57 , § 1; 2017, No. 115 (Adj. Sess.), § 3b, eff. Jan. 1, 2020; 2019, No. 178 (Adj. Sess.), § 10, eff. Oct. 1, 2020.

History

Source. V.S. 1947, § 6748. P.L. § 7476. 1933, No. 157 , § 7088. G.L. § 6104. 1917, No. 254 , § 5982. 1915, No. 1 , § 155. P.S. § 5382. 1904, No. 134 , § 9.

Amendments--2019 (Adj. Sess.) Subdiv. (a)(2): Substituted "$300.00" for "$350.00".

Amendments--2017 (Adj. Sess.). Added the subsec. (a) designation and added subsec. (b).

Amendments--2015. Subdiv. (2): Substituted "$350.00" for "$500.00".

Amendments--2011 (Adj. Sess.) Subdiv. (2): Substituted "$500.00" for "$750.00".

Amendments--2005 (Adj. Sess.). Subdiv. (2): Substituted "$750.00" for "$500.00".

Amendments--2001 (Adj. Sess.) Subdiv. (1)(A): Substituted "$500.00" for "$300.00".

Subdiv. (2): Substituted "$500.00" for "$350.00".

Amendments--1999 Subdiv. (1)(A): Substituted "$300.00" for "$200.00".

Subdiv. (2): Substituted "$350.00" for "$325.00".

Amendments--1997 Section amended generally.

Amendments--1993 (Adj. Sess.). Subdiv. (1): Substituted "$150.00" for "$50.00".

Subdiv. (2): Substituted "$50.00" for "$20.00".

Amendments--1991 (Adj. Sess.). Subdiv. (3): Substituted "$225.00" for "$110.00".

Amendments--1989 (Adj. Sess.). Section amended generally.

Cross References

Cross references. Exemption of persons over 80 years of age from payment of license renewal fees, see 32 V.S.A. § 1111.

Subchapter 3. Licenses and Examination

History

Amendments--1989 (Adj. Sess.) 1989, No. 253 (Adj. Sess.), § 18, added "and examination" following "licenses" in the subchapter heading.

§ 1830. Repealed. 2015, No. 38, § 18, eff. May 28, 2015.

History

Former § 1830. Former § 1830, relating to applications, was derived from 1989, No. 253 (Adj. Sess.), § 8.

§ 1831. Qualifications for licensure.

  1. To be eligible for licensure as an osteopathic physician, an applicant shall have attained the age of majority and shall provide evidence, acceptable to the Board, that he or she has satisfactorily completed all of the following:
    1. A course of study in osteopathic education from an accredited school or college of osteopathic medicine as evidenced by a graduation certificate.
    2. Documentation of no less than one year of an approved program of postgraduate training.
  2. In addition to the requirements of subsection (a) of this section, an applicant shall pass the Comprehensive Osteopathic Medical Licensing Examination - USA (COMLEX) or the U.S. Medical Licensing Examination (USMLE) or their successor or equivalent examinations approved by the Board unless the applicant is exempt from all or a part of the examination under the provisions of section 1832 or 1832a of this title.
  3. In addition to the requirements of this section, an applicant shall present evidence of good character and competence relating to his or her fitness to practice osteopathic medicine from the chief of service and two other active physician staff members at the hospital or institution where the applicant was last affiliated, if the applicant has been affiliated with a hospital or institution.  The Board may seek evidence relating to the character and competence of the applicant from other sources.  At the discretion of the Board, the applicant may present evidence relating to character and competence from different sources.

    Amended 1971, No. 184 (Adj. Sess.), § 21, eff. March 29, 1972; 1989, No. 250 (Adj. Sess.), §§ 49, 50; 1989, No. 253 (Adj. Sess.), § 9; 2009, No. 103 (Adj. Sess.), § 16.

History

Source. 1951, No. 156 . V.S. 1947, §§ 6749, 6753, 6754. 1947, No. 134 , §§ 2, 4, 5. 1943, No. 141 , § 1. 1941, No. 169 , §§ 1, 2. P.L. §§ 7477, 7480, 7481. 1933, No. 157 , §§ 7092, 7093. 1919, No. 170 . G.L. §§ 6100, 6102, 6103. 1917, No. 254 , § 5981. P.S. §§ 5378, 5380, 5381. R. 1906, §§ 5251, 5254. 1904, No. 134 , §§ 3, 5, 6, 8.

Amendments--2009 (Adj. Sess.) Subsec. (a): Rewrote subdiv. (2).

Subsec. (b): Substituted "Comprehensive Osteopathic Medical Licensing Examination - USA (COMLEX) or the United States Medical Licensing Examination (USMLE) or their successor or equivalent examinations" for "Vermont osteopathic licensure examination".

Amendments--1989 (Adj. Sess.). Act No. 250 substituted "an examination fee" for "$25.00 to the treasurer of the board before examination" at the end of the third sentence of subsec. (a), inserted "or her" following "issued to him" and deleted "of twenty-five dollars" preceding "shall be entitled" in subsec. (b) and deleted "of $25.00" preceding "provided he" and inserted "or she" thereafter in subsec. (c).

Act No. 253 amended the section generally.

Amendments--1971 (Adj. Sess.). Subsec. (a): Substituted "have attained the age of majority" for "be at least twenty-one years of age" following "applicants shall", and "four-year" for "four years"' following "requiring a".

§ 1832. Examination.

The Board or its designee shall administer examinations to applicants for licensure at least twice each year if applications are pending. Examinations shall be designed and implemented to ensure that all applicants are admitted to practice unless there is good reason to believe that practice by a particular applicant would be inconsistent with the public health, safety, and welfare; they shall not be designed for the purpose of limiting the number of licensees.

Amended 1989, No. 253 (Adj. Sess.), § 10; 2009, No. 103 (Adj. Sess.), § 17.

History

Source. V.S. 1947, § 6752. 1947, No. 134 , § 3. P.L. § 7479. G.L. § 6101. P.S. § 5379. 1904, No. 134 , § 4.

Amendments--2009 (Adj. Sess.) Deleted the subsec. (a) designation and deleted subsec. (b).

Amendments--1989 (Adj. Sess.). Section amended generally.

§ 1832a. Licensure without examination.

  1. A person shall be entitled to licensure without examination if he or she is a diplomate of the National Board of Examiners for Osteopathic Physicians and Surgeons.
  2. A person shall be entitled to licensure without examination if, at the time of application, he or she produces satisfactory evidence of the following and, in the judgment of the Board, he or she is qualified in all respects for a license:
    1. licensure in another U.S. or Canadian jurisdiction whose requirements are substantially equivalent to the requirements of this chapter; and
    2. the person has been granted a diploma by an accredited school or college of osteopathic medicine.
  3. [Repealed.]

    Added 1989, No. 253 (Adj. Sess.), § 11; amended 2015, No. 38 , § 19, eff. May 28, 2015.

History

Amendments--2015. Subdiv. (b)(1): Substituted "United States or Canadian jurisdiction" for "state" following "licensure in another".

Subsec. (c): Repealed.

§ 1833. Reexamination.

A person who fails to pass the Vermont examination required under section 1832 of this title may apply for reexamination and may, upon payment of the examination fee, sit for any regularly scheduled examination. If an applicant does not pass the entire examination, the applicant shall not be required to retake any section of an examination that the applicant has previously passed.

Amended 1989, No. 253 (Adj. Sess.), § 12.

History

Source. V.S. 1947, § 6751. P.L. § 7478. 1919, No. 170 . G.L. § 6100. P.S. § 5378. R. 1906, § 5251. 1904, No. 134 , §§ 3, 5.

Amendments--1989 (Adj. Sess.). Rewrote the first sentence and added the second sentence.

§ 1834. Limited temporary license.

  1. An applicant for a limited temporary license shall meet the following requirements:
    1. have attained the age of majority;
    2. be a graduate of an accredited school or college of osteopathic medicine;
    3. be appointed as an intern, resident, fellow, or medical officer in an approved hospital or in a clinic that is affiliated with an approved hospital, or in any hospital or institution maintained by the State, or in any clinic or outpatient clinic affiliated with or maintained by the State; and
    4. pass Parts 1 and 2 of the Comprehensive Osteopathic Medical Licensing Examination - USA (COMLEX) or Parts 1 and 2 of the U.S. Medical Licensing Examination (USMLE) or their successor or equivalent examinations approved by the Board, unless the applicant is exempt from all or a part of the examination under the provisions of section 1832 or 1832a of this chapter.
  2. The Board may grant a limited temporary license for a period of one year to an applicant who furnishes satisfactory proof of meeting the requirements set forth in subsection (a) of this section, and pays the required fee.  A temporary license may be renewed or reissued only four times whether or not consecutive.
  3. A limited temporary license shall entitle the applicant to practice only in the hospital or other institution designated on the applicant's limited temporary license and in clinics or outpatient clinics operated by or affiliated with such designated hospital or institution and only under the direct supervision and control of an osteopathic or allopathic physician licensed under this chapter or chapter 23 of this title.  The supervising physician shall provide the Board with information regarding the names and addresses of the supervising physician and the limited temporary licensee and the name of the hospital or other institution in which the person will practice.
  4. The supervising physician shall be responsible for negligent or wrongful acts or omissions of the limited temporary licensee.
  5. The limited temporary licensee shall at all times exercise the same standard of care and skill as an osteopathic physician, practicing in the same specialty, in the State of Vermont.
  6. A limited temporary license shall expire upon occurrence of any of the following events:
    1. The death or legal incompetency of the supervising physician.
    2. Withdrawal of the filing by the supervising physician, provided the supervising physician gives 10 days' written notice to the licensee and the hospital or institution.
  7. A limited temporary license granted under this section shall expire immediately upon termination of the licensee's appointment as intern, resident, fellow, or medical officer of the designated hospital or institution.

    Amended 1989, No. 253 (Adj. Sess.), § 13; 2015, No. 38 , § 20, eff. May 28, 2015.

History

Source. V.S. 1947, § 6750. 1947, No. 134 , § 2. 1943, No. 141 , § 1. 1941, No. 169 , § 1. P.L. § 7477. 1919, No. 170 . G.L. § 6100. P.S. § 5378. R. 1906, § 5251. 1904, No. 134 , §§ 3, 5.

Amendments--2015. Subdiv. (a)(4): Added.

Amendments--1989 (Adj. Sess.). Section amended generally.

§ 1835. Repealed. 1989, No. 253 (Adj. Sess.), § 19.

History

Former § 1835. Former § 1835, relating to the recording of license and effect of certificate, was derived from V.S. 1947, § 6754; 1947, No. 134 , § 5; P.L. § 7481; 1933, No. 157 , § 7093; G.L. § 6103; 1917, No. 254 , § 5981; P.S. § 5381; R. 1906, § 5254; 1904, No. 134 , § 8; and was amended by 1963, No. 37 , § 15; 1967, No. 278 (Adj. Sess.), § 19.

§ 1836. Biennial renewal of license; continuing education.

  1. Licenses shall be renewed every two years.
  2. Biennially, the Board shall forward a renewal form to each licensee. Upon receipt of the completed form, evidence of compliance with the provisions of subsection (c) of this section, and the renewal fee, the Board shall issue a new license.
  3. As a condition of renewal a licensee shall complete a minimum of 30 hours of continuing medical education, approved by the Board by rule, during the preceding two-year period. At least 40 percent of these hours must be osteopathic medical education.
  4. [Repealed.]

    Amended 1989, No. 250 (Adj. Sess.), § 51; 1989, No. 253 (Adj. Sess.), § 14; 2013, No. 27 , § 20; 2015, No. 38 , § 21, eff. May 28, 2015.

History

Source. 1951, No. 156 . V.S. 1947, § 6753. 1947, No. 234 , § 4. 1941, No. 169 , § 2. P.L. § 7480. 1933, No. 157 , § 7092. G.L. § 6102. P.S. § 5380. 1904, No. 134 , § 6.

Amendments--2015. Subsec. (d): Repealed.

Amendments--2013. Subsec. (d): Deleted the former first sentence.

Amendments--1989 (Adj. Sess.). Act No. 250 rewrote the section heading, designated the existing provisions of the section as subsec. (a), rewrote the former first sentence as the first and second sentences of that subsec., and added subsec. (b).

Act No. 253 amended the section generally.

ANNOTATIONS

1. Refresher course attendance.

Board does not need to accept mere registration of licensee at a refresher course, or its equivalent, as evidence of "having attended" such course, if Board desires further proof of fact; mere registration at such course, without actual attendance, would violate reason, spirit, and letter of this section. 1954-56 Op. Atty. Gen. 308.

§ 1837. Repealed. 2015, No. 38, § 22, eff. May 28, 2015.

History

Former § 1837. Former § 1837, relating to health maintenance organization; medical director, was derived from 1999, No. 133 (Adj. Sess.), § 16 and amended by 2001, No. 129 (Adj. Sess.), § 24.

Subchapter 4. Denials; Unprofessional Conduct and Discipline

§ 1841. Repealed. 2015, No. 38, § 22, eff. May 28, 2015.

History

Former § 1841. Former § 1841, relating to preliminary decisions, was derived from 1989, No. 253 (Adj. Sess.), § 15.

§ 1842. Unprofessional conduct.

  1. A person licensed under this chapter shall not engage in unprofessional conduct. If such conduct is committed by an applicant it shall be grounds for denial of a license.
  2. Unprofessional conduct means the following conduct and conduct set forth in 3 V.S.A. § 129a :
    1. Inability to practice osteopathic medicine with reasonable skill and safety to patients by reason of illness or use of alcohol, drugs, narcotics, chemicals, or any other type of material or as a result of any mental or physical condition.
    2. Misrepresentation or concealment of a material fact in the obtaining of a license to practice osteopathic medicine, or renewal or reinstatement of a license.
    3. Suspension or revocation of the physician's license to practice osteopathic medicine and surgery by competent authority in any state, federal, or foreign jurisdiction.
    4. Willful disregard of the subpoena or notice of the Board.
    5. Failure to keep written medical records justifying the course of treatment of the patient, including patient histories, examination results, and test results.
    6. Exploitation of a patient for financial, personal, or professional gain.
    7. Performing professional services that have not been authorized by the patient or his or her legal representative.
    8. Performing any procedure or prescribing any therapy that, by the prevailing standards of medical practice in the community, would constitute experimentation of a human subject, without first obtaining full, informed, and written consent.
    9. Delegating professional responsibilities to a person who the licensee knows or has reason to know is not qualified by training, experience, or licensure to perform them.
    10. Agreeing with any other person or organization, or subscribing to any code of ethics or organizational bylaws, when the intent or primary effect of that agreement, code, or bylaw is to restrict or limit the flow of information concerning alleged or suspected unprofessional conduct to the Board.
    11. Use of the services of an anesthesiologist assistant in a manner that is inconsistent with the provisions of chapter 29 of this title.
    12. Use of the services of a radiologist assistant in a manner that is inconsistent with the provisions of chapter 52 of this title.
    13. Use of conversion therapy as defined in 18 V.S.A. § 8351 on a client younger than 18 years of age.

      Added 1989, No. 253 (Adj. Sess.), § 15; amended 1997, No. 145 (Adj. Sess.), § 42; 2003, No. 34 , § 2, eff. May 23, 2003; 2009, No. 103 (Adj. Sess.), § 19b, eff. May 12, 2010; 2015, No. 138 (Adj. Sess.), § 4.

History

Amendments--2015 (Adj. Sess.). Subdiv. (b)(13): Added.

Amendments--2009 (Adj. Sess.) Subdiv. (b)(12): Added.

Amendments--2003. Subdiv. (b)(11): Added.

Amendments--1997 (Adj. Sess.). Subsec. (b): Rewrote the introductory clause and subdiv. (4), deleted four subdivs. and renumbered the remainder.

§§ 1843, 1844. Repealed. 2015, No. 38, § 22, eff. May 28, 2015.

History

Former §§ 1843 and 1844. Former § 1843, relating to disciplinary action, was derived from 1989, No. 253 (Adj. Sess.), § 15.

Former § 1844, relating to appeals, was derived from 1989, No. 253 (Adj. Sess.), § 15.

§ 1845. Repealed. 2005, No. 148 (Adj. Sess.), § 54.

History

Former § 1845. Former § 1845, relating to the office of professional regulation report on osteopaths, was derived from 1989, No. 253 (Adj. Sess.), § 15.

Subchapter 5. Health Maintenance Organization Medical Director

§§ 1851-1856. Repealed. 2015, No. 38, § 22, eff. May 28, 2015.

History

Former §§ 1851-1856 Former § 1851, relating to license requirement, was derived from 2001, No. 129 (Adj. Sess.), § 25.

Former § 1852, relating to issuance of license, was derived from 2001, No. 129 (Adj. Sess.), § 25.

Former § 1853, relating to effect of license, was derived from 2001, No. 129 (Adj. Sess.), § 25.

Former § 1854, relating to patient medical records, was derived from 2001, No. 129 (Adj. Sess.), § 25.

Former § 1855, relating to sanctions, was derived from 2001, No. 129 (Adj. Sess.), § 25.

Former § 1856, relating to fees, was derived from 2001, No. 129 (Adj. Sess.), § 25 and amended by 2013, No. 27 , § 21.

CHAPTER 35. PHARMACY

History

2019. For current law regarding the professional regulation of pharmacy, see chapter 36 of this title.

Subchapter 1. General Provisions

§§ 1891-1893. Repealed. 1977, No. 266 (Adj. Sess.), § 3.

History

Former §§ 1891-1893. Former § 1891, relating to definitions, was derived from 1951, No. 159 , § 1; V.S. 1947, § 6837; 1947, No. 202 , § 6941; 1941, No. 170 , § 9; P.L. § 7533; G.L. § 6126; P.S. § 5406; 1904, No. 136 , § 3; V.S. § 4663; 1894, No. 99 , §§ 12, 16 and amended by 1967, No. 281 (Adj. Sess.), § 1. The subject matter is now covered by § 2022 of this title.

Former § 1892, relating to apprentices or assistants, was derived from V.S. 1947, § 6859; P.L. § 7535; G.L. § 6126; P.S. § 5406; 1904, No. 136 , § 3; V.S. § 4663; 1894, No. 99 , §§ 12, 16.

Former § 1893, relating to prohibitions generally, was derived from 1951, No. 159 , § 6; V.S. 1947, § 6850; 1941, No. 170 , § 2; P.L. § 7532; G.L. § 6125; 1915, No. 190 ; P.S. § 5405; 1904, No. 136 , § 2; 1902, No. 112 , § 2; V.S. § 4662; 1894, No. 99 , § 11, and amended by 1967, No. 281 (Adj. Sess.), § 2; 1971, No. 91 , § 2. The subject matter is now covered by § 2041 of this title.

§ 1894. Repealed. 1981, No. 244 (Adj. Sess.), § 17.

History

Former § 1894. Former § 1894, relating to diphtheria anti-toxins and animal blood serums, was derived from V.S. 1947, § 6857; 1941, No. 170 , § 8 and amended by 1959, No. 329 (Adj. Sess.), § 27.

§§ 1895, 1896. Repealed. 1977, No. 266 (Adj. Sess.), § 3.

History

Former §§ 1895, 1896. Former § 1895, relating to penalties, was derived from V.S. 1947, § 6860; 1941, No. 170 , § 10; 1939, No. 88 , § 3; P.L. § 7536; G.L. § 6127; 1917, No. 254 , § 6006; P.S. § 5407; 1896, No. 101 , § 3; V.S. § 4664; 1894, No. 99 , § 13 and amended by 1967, No. 281 (Adj. Sess.), § 3.

Former § 1896, relating to exceptions, was derived from 1951, No. 159 , § 9; V.S. 1947, § 6858; P.L. § 7534; G.L. § 6126; P.S. § 5406; 1904, No. 136 , § 3; V.S. § 4663; 1894, No. 99 , §§ 12, 16 and amended by 1961, No. 207 ; 1967, No. 281 (Adj. Sess.), § 4.

§ 1897. Repealed. 2001, No. 151 (Adj. Sess.), § 20.

History

Former § 1897. Former § 1897, relating to posting of prescription prices by Agency of Human Services, was derived from 1971, No. 217 (Adj. Sess.).

Subchapter 2. State Board of Pharmacy

§§ 1931-1936. Repealed. 1977, No. 266 (Adj. Sess.), § 3.

History

Former §§ 1931-1936. Former § 1931, relating to qualifications, terms of office and compensation of members, was derived from 1957, No. 130 , § 1; 1951, No. 159 , § 2; V.S. 1947, § 6838; P.L. § 7522; G.L. § 6117; 1915, No. 1 , § 159; P.S. § 5395; 1896, No. 101 , § 1; V.S. §§ 4652, 4653; 1894, No. 99 , §§ 1, 2 and amended by 1963, No. 193 , § 10; 1971, No. 91 , § 1. The subject matter is now covered by § 2031 of this title.

Former § 1932, relating to election of officers and quorum, was derived from V.S. 1947, § 6839; P.L. § 7523; 1933, No. 157 , § 7135; G.L. § 6118; 1915, No. 1 , § 160; 1910, No. 213 , § 1; P.S. § 5396; V.S. § 4654; 1894, No. 99 , § 3. The subject matter is now covered by § 2031 of this title.

Former § 1933, relating to meetings to conduct examinations, was derived from V.S. 1947, § 6840; P.L. § 7524; 1933, No. 157 , § 7136; G.L. § 6118; 1915, No. 1 , § 160; 1910, No. 213 , § 1; P.S. § 5396; V.S. § 4654; 1894, No. 99 , § 3 and amended by 1967, No. 281 (Adj. Sess.), § 5.

Former § 1934, relating to appointment and compensation of delegates to national boards of pharmacy, was derived from V.S. 1947, § 6841; P.L. § 7525; G.L. § 6119; P.S. § 5397; 1906, No. 170 , § 2, amended by 1967, No. 281 (Adj. Sess.), § 6 and had been previously repealed by 1975, No. 118 , § 91.

Former § 1935, relating to powers of Board, was derived from 1951, No. 159 , § 3; V.S. 1947, § 6842; P.L. § 7526; G.L. § 6120; P.S. § 5399; 1902, No. 111 , § 1; V.S. § 4655; 1894, No. 99 , § 4 and amended by 1967, No. 281 (Adj. Sess.), § 7. The subject matter is now covered by § 2032 of this title.

Former § 1936, relating to duties of Treasurer of the Board, was derived from V.S. 1947, § 6843; P.L. § 7527; 1933, No. 157 , § 7139; G.L. § 6128; 1917, No. 254 , § 6007; 1915, No. 1 , § 161; P.S. § 5408; V.S. § 4665; 1894, No. 99 , § 14.

Subchapter 3. Licenses to Practice Pharmacy

§§ 1971-1977. Repealed. 1977, No. 266 (Adj. Sess.), § 3.

History

Former §§ 1971-1977. Former § 1971, relating to applications and examinations for licenses, was derived from V.S. 1947, § 6844; 1941, No. 170 , § 1; P.L. § 7528; 1931, No. 130 ; 1927, No. 106 , § 1; G.L. § 6121; P.S. § 5400; V.S. § 4656; 1894, No. 99 , § 5.

Former § 1972, relating to qualifications for examination, was derived from 1951, No. 159 , § 4; V.S. 1947, § 6845; 1941, No. 170 , § 1; P.L. § 7528; 1931, No. 130 ; 1927, No. 106 , § 1; G.L. § 6121; P.S. § 5400; V.S. § 4656; 1894, No. 99 , § 5 and amended by 1971, No. 184 (Adj. Sess.), § 22. The subject matter is now covered by § 2042 of this title.

Former § 1973, relating to licensure without examination, was derived from V.S. 1947, § 6846; 1941, No. 170 , § 1; P.L. § 7528; 1931, No. 130 ; 1927, No. 106 , § 1; G.L. § 6121; P.S. § 5400; V.S. § 4656; 1894, No. 99 , § 5 and amended by 1967, No. 281 (Adj. Sess.), § 8. The subject matter is now covered by § 2042 of this title.

Former § 1974, relating to license fees, was derived from 1957, No. 130 , § 2; 1951, No. 159 , § 5; V.S. 1947, § 6848; P.L. § 7530; 1933, No. 157 , § 7142; 1927, No. 107 ; 1923, No. 115 ; G.L. § 6123; P.S. § 5403; 1904, No. 136 , § 1; 1896, No. 101 , § 2; V.S. § 4660; 1894, No. 99 § 9 and amended by 1967, No. 281 (Adj. Sess.), § 9. The subject matter is now covered by § 2046 of this title.

Former § 1975, relating to recording of licenses, was derived from V.S. 1947, § 6847; P.L. § 7529; G.L. § 6122; P.S. § 5401; V.S. § 4658; 1894, No. 99 , § 7 and amended by 1963, No. 37 , § 16; 1967, No. 278 (Adj. Sess.), § 20.

Former § 1976, relating to display of license, was derived from V.S. 1947, § 6849; P.L. § 7531; G.L. § 6124; P.S. § 5404; V.S. § 4661; 1894, No. 99 , § 10. The subject matter is now covered by § 2042 of this title.

Former § 1977, relating to renewal of licenses, was derived from 1957, No. 130 , § 2; 1951, No. 159 , § 5; V.S. 1947, § 6848; P.L. § 7530; 1933, No. 157 , § 7142; 1927, No. 107 ; 1923, No. 115 ; G.L. § 6123; P.S. § 5403; 1904, No. 136 , § 1; 1896, No. 101 , § 2; V.S. § 4660; 1894, No. 99 , § 9 and amended by 1967, No. 281 (Adj. Sess.), § 10.

Subchapter 4. Registration of Pharmacies

§§ 2011-2016. Repealed. 1977, No. 266 (Adj. Sess.), § 3.

History

Former §§ 2011-2016. Former § 2011, relating to application for registration, was derived from 1951, No. 159 , § 7; V.S. 1947, § 6851; 1941, No. 170 , § 3. The subject matter is now covered by § 2062 of this title.

Former § 2012, relating to issuance and expiration of and fees for registration, was derived from 1957, No. 130 , § 2; 1951, No. 159 , § 8; V.S. 1947, § 6852; 1941, No. 170 , § 3 and amended by 1967, No. 281 (Adj. Sess.), § 11.

Former § 2013, relating to suspension or revocation of or refusal to renew registration, was derived from V.S. 1947, § 6853; 1941, No. 170 , § 4 and amended by 1967, No. 281 (Adj. Sess.), § 12; 1969, No. 16 , § 7; and 1973, No. 193 (Adj. Sess.), § 3.

Former § 2014, relating to prohibition against sales of prescribed drugs by unregistered pharmacies, was derived from V.S. 1947, § 6855; 1941, No. 170 , § 6.

Former § 2015, relating to equipment, was derived from V.S. 1947, § 6856; 1941, No. 170 , § 7.

Former § 2016, relating to management, was derived from V.S. 1947, § 6854; 1941, No. 170 , § 5.

CHAPTER 36. PHARMACY

Cross References

Cross references. Office of Professional Regulation generally, see 3 V.S.A. ch. 5, subch. 3.

Procedure for adoption of administrative rules, see 3 V.S.A. ch. 25.

Review of regulatory laws, see chapter 57 of this title.

Subchapter 1. General Provisions

Cross References

Cross references. Possession and control of regulated drugs, see 18 V.S.A. ch. 84.

Prescription drug cost containment, see 18 V.S.A. ch. 91.

§ 2021. Statement of purpose.

It is the purpose of this chapter to promote, preserve, and protect the public health, safety, and welfare by and through the effective control and regulation of the practice of pharmacy and of the registration of drug outlets engaged in the manufacture, production, sale, and distribution of drugs, medications, and other such materials as may be used in the diagnosis and treatment of injury, illness, and disease.

Added 1977, No. 266 (Adj. Sess.), § 1; amended 2011, No. 66 , § 6, eff. June 1, 2011.

History

Revision note. Reference to "act" was changed to "chapter" for purposes of conformity with V.S.A. style.

Amendments--2011. Deleted "devices" following "medications,".

ANNOTATIONS

1. Generally.

This chapter is a general regulatory chapter, not a statutory codification of the tort liability of pharmacists. Perkins v. Windsor Hospital Corp., 142 Vt. 305, 455 A.2d 810 (1982).

§ 2022. Definitions.

As used in this chapter:

  1. "Blood" means whole blood collected from a single donor and processed either for transfusion or further manufacturing.
  2. "Blood component" means that part of blood separated by physical or mechanical means.
  3. "Board of Pharmacy" or "Board" means the Vermont State Board of Pharmacy.
  4. "Disciplinary action" or "disciplinary cases" includes any action taken by the Board against a licensee or others premised upon a finding of unprofessional conduct by the licensee. It includes all sanctions of any kind, including obtaining injunctions, issuing warnings, and other similar sanctions.
  5. "Dispense" or "dispensing" means the preparation and delivery of a prescription drug pursuant to a lawful order of a practitioner in a suitable container appropriately labeled for subsequent administration to or use by a patient or other individual entitled to receive the prescription drug.
  6. "Drug" means:
    1. articles recognized as drugs in the official U.S. Pharmacopoeia, official national formulary, official homeopathic pharmacopoeia, other drug compendium, or any supplement to any of them;
    2. articles intended for use in the diagnosis, cure, mitigation, treatment, or prevention of disease in humans;
    3. articles (other than food) intended to affect the structure or any function of the body of humans; and
    4. articles intended for use as a component of any articles specified in subdivision (A), (B), or (C) of this subdivision (6).
  7. "Drug outlet" means all pharmacies, wholesalers, manufacturers, and other entities that are engaged in the manufacture, dispensing, delivery, or distribution of prescription drugs.
  8. "Drug sample" means a unit of a prescription drug that is not intended to be sold and is intended to promote the sale of the drug.
  9. "Financial interest" means being:
    1. a licensed practitioner of pharmacy;
    2. a person who deals in goods and services that are uniquely related to the practice of pharmacy;
    3. a person who has invested anything of value in a business that provides pharmacy services; or
    4. a person who is a parent, child, brother, sister, grandparent, or spouse of any person otherwise having a "financial interest" under this subsection.
  10. "Manufacturer" means a person, regardless of form, engaged in the manufacturing of drugs or devices.
    1. "Manufacturing" means the production, preparation, propagation, conversion, or processing of a drug or device, either directly or indirectly, by extraction from substances of natural origin or independently by means of chemical or biological synthesis. (11) (A) "Manufacturing" means the production, preparation, propagation, conversion, or processing of a drug or device, either directly or indirectly, by extraction from substances of natural origin or independently by means of chemical or biological synthesis.
    2. "Manufacturing" includes the packaging or repackaging of a drug or device; the labeling or relabeling of the container of a drug or device for resale by a pharmacy, practitioner, or other person; and virtual manufacturing by an entity that sells its own prescription drug or device without physically possessing the product.
  11. "Nonprescription drugs" means nonnarcotic medicines or drugs that may be sold without a prescription and that are prepackaged for use by the consumer and labeled in accordance with the requirements of the statutes and regulations of this State and the federal government.
  12. "Pharmacist" means an individual licensed under this chapter.
  13. "Pharmacy technician" means an individual who performs tasks relative to dispensing only while assisting and under the supervision and control of a licensed pharmacist.
    1. "Practice of pharmacy" means: (15) (A) "Practice of pharmacy" means:
      1. interpreting and evaluating prescription orders;
      2. compounding, dispensing, and labeling drugs and legend devices (except labeling by a manufacturer, packer, or distributor of nonprescription drugs and commercially packaged legend drugs and legend devices);
      3. participating in drug selection and drug utilization reviews;
      4. properly and safely storing drugs and legend devices, and maintaining proper records therefor;
      5. advising, where necessary or where regulated, of therapeutic values, content, hazards, and use of drugs and legend devices;
      6. providing patient care services within the pharmacist's authorized scope of practice;
      7. the practice of clinical pharmacy; and
      8. performing or offering to perform those acts, services, operations, or transactions necessary in the conduct, operation, management, and control of pharmacy.
    2. "Practice of clinical pharmacy" or "clinical pharmacy" means:
      1. the health science discipline in which, in conjunction with the patient's other practitioners, a pharmacist provides patient care to optimize medication therapy and to promote disease prevention and the patient's health and wellness;
      2. providing patient care services within the pharmacist's authorized scope of practice, including medication therapy management, comprehensive medication review, and postdiagnostic disease state management services;
      3. practicing pharmacy pursuant to a collaborative practice agreement; or
      4. prescribing as provided under section 2023 of this subchapter.
    3. The Board shall not adopt any rule requiring that pharmacists or pharmacies be involved in the sale and distribution of nonprescription drugs; provided, however, that nothing in this subdivision (C) shall limit the authority of the Board to adopt rules applicable to the elective sale or distribution of nonprescription drugs by pharmacists or pharmacies.
  14. "Practitioner" means an individual authorized by the laws of the United States or its jurisdictions or Canada to prescribe and administer prescription drugs in the course of his or her professional practice and permitted by that authorization to dispense, conduct research with respect to, or administer drugs in the course of his or her professional practice or research in his or her respective state or province.
  15. "Prescription drug" means any human drug required by federal law or regulation to be dispensed only by a prescription, including finished dosage forms and active ingredients subject to Section 503(b) of the Federal Food, Drug and Cosmetic Act.
  16. "Wholesale distribution" means distribution of prescription drugs to persons other than a consumer or patient, but does not include:
    1. Intracompany sales, meaning any transaction or transfer between any division, subsidiary, parent, or affiliated or related company under common ownership and control of a corporate entity.
    2. The purchase or other acquisition by a hospital or other health care entity that is a member of a group purchasing organization of a drug for its own use from the group purchasing organization or from other hospitals or health care entities that are members of such organizations.
    3. The sale, purchase, or trade of a drug or an offer to sell, purchase, or trade a drug by a charitable organization described in Section 501(c)(3) of the U.S. Internal Revenue Code of 1986, as amended, to a nonprofit affiliate of the organization to the extent otherwise permitted by law.
    4. The sale, purchase, or trade of a drug or an offer to sell, purchase, or trade a drug among hospitals or other health care entities that are under common control. For purposes of this subdivision, "common control" means the power to direct or cause the direction of the management and policies of a person or an organization, whether by ownership of stock, voting rights, by contract or otherwise.
    5. The sale, purchase, or trade of a drug or an offer to sell, purchase, or trade a drug for "emergency medical reasons." For purposes of this subdivision, "emergency medical reasons" include transfers of prescription drugs by a retail pharmacy to another retail pharmacy to alleviate a temporary shortage.
    6. The sale, purchase, or trade of a drug, an offer to sell, purchase, or trade a drug, or the dispensing of a drug pursuant to a prescription.
    7. The distribution of drug samples by manufacturers' representatives or distributors' representatives.
    8. The sale, purchase, or trade of blood or blood components intended for transfusion.
    1. "Wholesale distributor" means any person who is engaged in wholesale distribution of prescription drugs, including virtual distribution by an entity that sells a prescription drug or device without physically possessing the product. (19) (A) "Wholesale distributor" means any person who is engaged in wholesale distribution of prescription drugs, including virtual distribution by an entity that sells a prescription drug or device without physically possessing the product.
    2. "Wholesale distributor" does not include any for-hire carrier or person hired solely to transport prescription drugs.
  17. "Collaborative practice agreement" means a written agreement between a pharmacist and a health care facility or prescribing practitioner that permits the pharmacist to engage in the practice of clinical pharmacy for the benefit of the facility's or practitioner's patients.
  18. "Self-administered hormonal contraceptive" means a contraceptive medication or device approved by the U.S. Food and Drug Administration that prevents pregnancy by using hormones to regulate or prevent ovulation and that uses an oral, transdermal, or vaginal route of administration.

    Added 1977, No. 266 (Adj. Sess.), § 1; amended 1981, No. 244 (Adj. Sess.), §§ 1, 2, 18; 1991, No. 240 (Adj. Sess.), § 1; 2003, No. 60 , § 7; 2007, No. 163 (Adj. Sess.), § 12; 2009, No. 103 (Adj. Sess.), § 18; 2013, No. 27 , § 22; 2015, No. 38 , § 23, eff. May 28, 2015; 2015, No. 173 (Adj. Sess.), § 5, eff. June 8, 2016; 2017, No. 144 (Adj. Sess.), § 20; 2019, No. 30 , § 14; 2019, No. 178 (Adj. Sess.), § 11, eff. Oct. 1, 2020.

History

Reference in text. Section 503 of the Federal Food, Drug and Cosmetic Act, referred to in subdiv. (17), is codified as 21 U.S.C. § 353.

Section 501 of the United States Internal Revenue Code of 1986, referred to in subdiv. (18)(C), is codified as 26 U.S.C. § 501 et seq.

Amendments--2019 (Adj. Sess.). Subdiv. (15): Deleted "optimizing drug therapy through" from the beginning of subdiv. (A)(vii) and added subdiv. (B)(iv).

Subdiv. (21): Added.

Amendments--2019. Subdiv. (7): Inserted "manufacture," following "engaged in the".

Subdiv. (11)(B): Substituted ";" for "or" preceding "the labeling or relabeling" and added "; and virtual manufacturing by an entity that sells its own prescription drug or device without physically possessing the product" at the end.

Subdiv. (19): Added the subdiv. (A) and (B) designations; in subdiv. (A), substituted "including virtual distribution by an entity that sells a prescription drug or device without physically possessing the product" for "but" following "prescription drugs"; and inserted "'Wholesale distributor"' at the beginning of subdiv. (B).

Amendments--2017 (Adj. Sess.) Section amended generally.

Amendments--2015 (Adj. Sess.). Subdiv. (14): Amended generally.

Subdiv. (19): Added.

Amendments--2015. Subdiv. (7): Deleted "penal institutions," following "drug abuse treatment centers," near the middle of the sentence.

Amendments--2013 Substituted "means" for "shall mean" wherever it appeared and made gender neutralizations and in subdiv. (14), inserted "legend" preceding "devices", and made minor grammatical changes.

Amendments--2009 (Adj. Sess.) Subdiv. (15): Substituted "Canada" for "the Province of Quebec".

Amendments--2007 (Adj. Sess.) Rewrote subdiv. (15).

Amendments--2003. Redesignated former subdivs. (13)-(17) as the present subdivs. (14)-(18), substituted "Section" for "section" in present subdivs. (16) and (17)(C), and added present subdiv. (13).

Amendments--1991 (Adj. Sess.). Section amended generally.

Amendments--1981 (Adj. Sess.). Subdiv. (3): Deleted "physicians offices" preceding "hospitals".

Subdiv. (6): Added the second sentence.

Subdiv. (7): Inserted "or adjoining states or the province of Quebec" preceding "and permitted" and substituted "their respective state or province" for "in this state" following "or research in".

Subdiv. (10): Added.

Subdiv. (11): Added.

ANNOTATIONS

Cited. Perkins v. Windsor Hospital Corp., 142 Vt. 305, 455 A.2d 810 (1982).

§ 2023. Clinical pharmacy; prescribing.

  1. In accordance applicable with rules adopted by the Board, a pharmacist may engage in the practice of clinical pharmacy, including prescribing as set forth in subsection (b) of this section, provided that a pharmacist shall not:
    1. prescribe a regulated drug as defined in 18 V.S.A. § 4201 ;
    2. prescribe a biological product as defined in 18 V.S.A. § 4601 , other than an insulin medication, an influenza vaccine or vaccine to mitigate a significant public health risk, or, pursuant to a collaborative practice agreement, another vaccine; or
    3. initiate antibiotic therapy, except pursuant to a collaborative practice agreement.
  2. A pharmacist may prescribe in the following contexts:
    1. Collaborative practice agreement.  A pharmacist may prescribe, for the patient or patients of a prescribing practitioner licensed pursuant to this title, within the scope of a written collaborative practice agreement with that primary prescriber.
      1. The collaborative practice agreement shall require the pharmacist and collaborating practitioner to contemporaneously notify each other of any change in the patient's pharmacotherapy or known medical status.
      2. Under a collaborative practice agreement, a pharmacist may select or modify antibiotic therapy for a diagnosed condition under the direction of the collaborating practitioner.
    2. State protocol.
      1. A pharmacist may prescribe, order, or administer in a manner consistent with valid State protocols that are approved by the Commissioner of Health after consultation with the Director of Professional Regulation and the Board and the ability for public comment:
        1. opioid antagonists;
        2. epinephrine auto-injectors;
        3. tobacco cessation products;
        4. tuberculin purified protein derivative products;
        5. self-administered hormonal contraceptives;
        6. dietary fluoride supplements;
        7. influenza vaccines;
        8. in the event of a significant public health risk, an appropriate vaccine to mitigate the effects on public health after finding that existing channels for vaccine administration are insufficient to meet the public health need;
        9. emergency prescribing of albuterol or glucagon while contemporaneously contacting emergency services; and
        10. Subdiv. (b)(2)(A)(x) repealed March 31, 2022.  tests for SARS-CoV for asymptomatic individuals or related serology for individuals by entities holding a Certificate of Waiver pursuant to the Clinical Laboratory Amendments of 1988 ( 42 U.S.C. § 263a) .
        1. State protocols shall be valid if signed by the Commissioner of Health and the Director of Professional Regulation, and the Board of Pharmacy shall feature the active protocol conspicuously on its website. (B) (i) State protocols shall be valid if signed by the Commissioner of Health and the Director of Professional Regulation, and the Board of Pharmacy shall feature the active protocol conspicuously on its website.
        2. The Commissioner of Health may invalidate a protocol if the Commissioner finds that the protocol's continued operation would pose an undue risk to the public health, safety, or welfare and signs a declaration to that effect. Upon such a declaration, the Director shall remove the invalidated protocol from the Board website and shall cause electronic notice of the protocol's discontinuation to be transmitted to all Vermont drug outlets.
    3. Accessory devices.  A pharmacist may prescribe accessory-type devices, such as spacers, needles, and diabetic testing supplies, where clinically indicated in the judgment of the pharmacist.
    4. Prescriber-authorized substitution.  A prescribing practitioner licensed pursuant to this title may authorize a pharmacist to substitute a drug with another drug in the same therapeutic class that would, in the opinion of the pharmacist, have substantially equivalent therapeutic effect even though the substitute drug is not a therapeutic equivalent drug, provided:
      1. the prescriber has clearly indicated that drug product substitution is permissible by indicating "therapeutic substitution allowed" or similar designation;
      2. the drug product substitution is intended to ensure formulary compliance with the patient's health insurance plan or otherwise to minimize cost to the patient;
      3. the patient's voluntary, informed consent is obtained in writing; and
      4. the pharmacist or designee notifies the prescriber which drug was dispensed as a substitute within five days of dispensing.
    5. Over-the-counter availability.  A pharmacist may prescribe over-the-counter drugs where appropriate to reduce costs to the patient, such as by drawing from a health savings account or flexible spending account.
    6. Short-term extensions.
      1. A pharmacist may extend a previous prescription in the absence of a collaborative practice agreement or a State protocol so long as the pharmacist provides only sufficient quantity to the patient until the patient is able to consult with another practitioner, not to exceed a five-day supply or the smallest available unit, and takes all reasonable measures to notify the patient's primary care provider of record or the appropriate original prescriber, if the original prescriber is different from the primary care provider of record.
      2. A short-term extension shall be provided on a one-time basis.
  3. Board rules shall:
    1. specify the required elements of a collaborative practice agreement;
    2. prohibit conflicts of interest and inappropriate commercial incentives related to prescribing, such as reimbursement based on brands or numbers of prescriptions filled, renewing prescriptions without request by a patient, steering patients to particular brands or selections of products based on any commercial relationships, or acceptance of gifts offered or provided by manufactures in violation of 18 V.S.A. § 4631a ;
    3. define appropriate bounds of short-term extension prescribing; and
    4. establish minimum standards for patient privacy in clinical consultation.

      Added 2015, No. 173 (Adj. Sess.), § 6, eff. June 8, 2016; 2019, No. 178 (Adj. Sess.), § 11, eff. Oct. 1, 2020; 2019, No. 178 (Adj. Sess.), § 12a, eff. March 31, 2022.

History

Amendments--2019 (Adj. Sess.). Section heading: Added "; prescribing".

Subsec. (a): Designated the existing provisions as subsec. (a), amended generally, and added subdivs. (1)-(3).

Subsecs. (b) and (c): Added.

Protocol implementation; target dates; rulemaking. 2019, No. 178 (Adj. Sess.), § 12, provides: "(a) On or before July 1, 2021, the Commissioner of Health shall:

"(1) approve State protocols respecting opioid antagonists, self-administered hormonal contraceptives, and influenza vaccines in accordance with the procedure for establishing valid protocols set forth in 26 V.S.A. § 2023(b)(2) in Sec. 11 of this act; or

"(2) provide affirmative notice to the Senate Committees on Government Operations and on Health and Welfare and the House Committees on Government Operations and on Health Care that the Commissioner was unable to approve those protocols by that date.

"(b) On or before July 1, 2021, the Board of Pharmacy shall adopt rules consistent with the provisions of 26 V.S.A. § 2023(c) as set forth in Sec. 11 of this act. If the Board is unable to adopt rules by that date, the Board shall adopt an emergency rule until such time as it completes the rulemaking process."

Prospective repeal of subdiv. (b)(2)A)(x); extension of sunset. 2019, No. 178 (Adj. Sess.), § 12a as amended by 2021, No. 6 , § 2a, provides: "In Sec. 11, 26 V.S.A. § 2023(b)(2)(A)(x) (clinical pharmacy prescribing; State protocol; SARS-CoV testing) shall be repealed on March 31, 2022."

Subchapter 2. Board of Pharmacy

§ 2031. Creation; appointment; terms; organization.

    1. There is hereby created the Board of Pharmacy to enforce the provisions of this chapter. (a) (1)  There is hereby created the Board of Pharmacy to enforce the provisions of this chapter.
    2. The Board shall consist of eight members, five of whom shall be pharmacists licensed under this chapter with five years of experience in the practice of pharmacy in this State. One member shall be a pharmacy technician registered under this chapter. Two members shall be members of the public having no financial interest in the practice of pharmacy.
  1. Members of the Board shall be appointed by the Governor pursuant to 3 V.S.A. §§ 129b and 2004.

    Added 1977, No. 266 (Adj. Sess.), § 1; amended 1981, No. 244 (Adj. Sess.), § 3; 1997, No. 145 (Adj. Sess.), § 31; 2005, No. 27 , § 49; 2017, No. 144 (Adj. Sess.), § 20; 2019, No. 30 , § 14.

History

Amendments--2019. Subdiv. (a)(2): Substituted "eight" for "seven" in the first sentence, and added the second sentence.

Amendments--2017 (Adj. Sess.) Subsec. (a): Added the subdiv. (1) and (2) designations.

Subsec. (b): Deleted the second sentence.

Amendments--2005. Rewrote subsec. (b) and deleted subsecs. (c) through (e).

Amendments--1997 (Adj. Sess.). Subsec. (e): Repealed the subsec., which authorized per diem and expense reimbursement payments to Board members.

Amendments--1981 (Adj. Sess.). Substituted "having no financial interest in" for "not associated with" following "public" in the third sentence of subsec. (a), deleted former subsec. (e), redesignated former subsec. (f) as subsec. (e), and added "in the manner provided for state employees" following "incurred" at the end of that subsec.

Cross References

Cross references. Attachment of Board to Office of Professional Regulation, see 3 V.S.A. § 122.

Per diem compensation of Board members, see 32 V.S.A. § 1010.

§ 2032. Powers; duties; limitations.

  1. The Board shall adopt rules necessary for the performance of its duties, including:
    1. scope of the practice of pharmacy;
    2. qualifications for obtaining licensure;
    3. explanations of appeal and other rights given to licensees, applicants, and the public;
    4. rules regulating pharmacy technicians; and
    5. provisions for the inspection of any regulated entity or commercial location where legend drugs are manufactured or kept.
  2. The Board of Pharmacy shall supervise the practice of pharmacy in this State, including the following:
    1. the determination and issuance of standards for recognition and approval of schools and colleges of pharmacy whose graduates shall be eligible for licensure in this State, and the specification and enforcement of requirements for practical training;
    2. the enforcement of those provisions of this chapter relating to the conduct or competence of pharmacists practicing in this State, and the suspension, revocation, or restriction of licenses to engage in the practice of pharmacy; and
    3. an internship program that shall have the following elements:
      1. a curriculum governing the internship that requires an intern to spend at least 50 percent of the internship on compounding, dispensing, or inventorying prescription drugs under the direct supervision of a licensed pharmacist, and maintaining required records;
      2. the establishment of a referral function administered by the Office of Professional Regulation whereby the Board collects information on available internships and disseminates this information to prospective interns; and
      3. allowance of up to 1,240 hours of the program to be "concurrent time" or internship time served under the supervision of, concurrent with, or part of an educational course requirement leading to a pharmacy degree, as defined by Board rule, or by equivalent service in any branch of the U.S. Armed Forces, as defined by Board rule.
  3. The Board of Pharmacy shall also have the following responsibilities in regard to medications, drugs, legend devices, and other materials used in this State in the diagnosis, mitigation, and treatment or prevention of injury, illness, and disease:
    1. the regulation of the sale, compounding, administration, and dispensing of medications, drugs, legend devices, and other materials, including the right to seize any such drugs, legend devices, and other materials found to be detrimental to the public health and welfare by the Board pursuant to an appropriate hearing as required under the Administrative Procedure Act;
    2. the specifications of minimum professional and technical equipment, environment, supplies, and procedures for the compounding or dispensing of such medications, drugs, legend devices, and other materials within the practice of pharmacy;
    3. the control of the purity and quality of such medications, drugs, legend devices, and other materials within the practice of pharmacy; and
    4. the issuance of certificates of registration and licenses of drug outlets.
  4. The Board:
    1. shall make examinations available at least twice each year and pass upon the qualifications of applicants for licensing; and
    2. may enact rules for continuing education requirements and approve continuing education programs.
  5. With the approval of the Board, the Director of the Office of Professional Regulation may employ or contract with persons as may be necessary to carry out the duties of the Board.
  6. The Board or its authorized representatives shall also have power to investigate and gather evidence concerning alleged violations of the provisions of this chapter or of the rules and regulations of the Board. The Board may take testimony under oath and may compel the attendance of witnesses and the production of tangible evidence by serving a subpoena.
  7. The Board may by rule adopt standards for creating, licensing, and operating remote pharmacies and automatic dispensing units in Vermont.
  8. It shall be lawful for a drug outlet licensed under this chapter to sell and distribute nonprescription drugs. Drug outlets engaging in the sale and distribution of such items shall not be deemed to be improperly engaged in the practice of pharmacy. A rule or regulation shall not be adopted by the Board under this chapter that shall require the sale of nonprescription drugs by a licensed pharmacist or under the supervision of a licensed pharmacist or otherwise apply to or interfere with the sale and distribution of such medicines.

    Added 1977, No. 266 (Adj. Sess.), § 1; amended 1979, No. 158 (Adj. Sess.), § 4, eff. April 28, 1980; 1981, No. 244 (Adj. Sess.), § 4; 1983, No. 230 (Adj. Sess.), § 8; 1989, No. 250 (Adj. Sess.), § 4(d); 1997, No. 40 , § 24; 2001, No. 127 (Adj. Sess.), § 2b, eff. June 13, 2002; 2003, No. 60 , § 8; 2005, No. 148 (Adj. Sess.), § 17; 2007, No. 163 (Adj. Sess.), § 13; 2009, No. 4 , § 104a, eff. April 29, 2009; 2009, No. 35 , § 33; 2011, No. 66 , § 6, eff. June 1, 2011; 2013, No. 27 , § 23; 2019, No. 30 , § 14.

History

Reference in text. The Administrative Procedure Act, referred to in subdiv. (c)(1), is codified as 3 V.S.A. ch. 25.

Revision note. References to "act" were changed to "chapter" to conform to V.S.A. style.

Amendments--2019. Subsec. (a): Deleted "and" at the end of subdiv. (3), added "and" at the end of subdiv. (4), and added subdiv. (5).

Subsec. (c): Substituted ", compounding, administration, and" for "at retail and the" near the beginning of subdiv. (1), added "and" to the end of subdiv. (3), deleted "and" at the end of subdiv. (4), and deleted subdiv. (5).

Amendments--2013. Section amended generally.

Amendments--2011. Subdiv. (g)(1): Substituted "four" for "two" preceding "years" in two places.

Amendments--2009 Amendment. Subdiv. (g)(1): Act No. 4 Added the second sentence.

Subdiv. (g)(2): Act No. 4 inserted "committee on health care" following "house", substituted "committee" for "committees" following "senate", "health and welfare" for "government operations" preceding "its findings", and added the second sentence.

Subdiv. (b)(3)(C): Act No. 35 substituted "1,240" for "1,000."

Amendments--2007 (Adj. Sess.) Added new subsec. (e) and redesignated former subsecs. (e)-(g) as present subsecs. (f)-(h).

Amendments--2005 (Adj. Sess.). Added new subsec. (f) and redesignated former subsec. (f) as subsec. (g).

Amendments--2003. Subdiv. (a)(3): Minor grammatical changes.

Subdiv. (a)(4): Added.

Amendments--2001 (Adj. Sess.). Subdiv. (c)(5): Added.

Amendments--1997. Subdiv. (b)(3)(C): Substituted "1,000 hours of the program" for "50 percent of the total number of hours required by the program" following "allowance of up to".

Amendments--1989 (Adj. Sess.). Subdiv. (b)(3)(B): Substituted "office of professional regulation" for "office of the secretary of state".

Amendments--1983 (Adj. Sess.). Subsec. (e): Deleted the former third sentence.

Amendments--1981 (Adj. Sess.). Subsec. (a): Amended generally.

Subsec. (b): Amended generally.

Subsec. (c): Amended generally.

Subsec. (d): Amended generally.

Subsec. (e): Deleted "signed by a district judge" following "subpoena" in the second sentence, deleted the former third sentence, and inserted "judicial" preceding "subpoenas" and deleted "in the district court" thereafter at the end of the present third sentence.

Subsec. (f): Substituted "licensed" for "registered" following "outlet" in the first sentence.

Amendments--1979 (Adj. Sess.). Subsec. (e): Added the second through fourth sentences.

Cross References

Cross references. Enforcement of subpoenas issued by administrative agencies generally, see 3 V.S.A. § 809a.

Modification of subpoenas or discovery orders issued by administrative agencies, see 3 V.S.A. § 809b.

Subchapter 3. Licensing

§ 2041. Unlawful practice.

  1. It shall be unlawful for any person to engage in the practice of pharmacy unless licensed to so practice under the provisions of this chapter; provided, however, physicians, dentists, veterinarians, osteopaths, or other practitioners of the healing arts who are licensed under the laws of this State may dispense and administer prescription drugs to their patients in the practice of their respective professions where specifically authorized to do so by statute of this State.
  2. Any person, including a business entity, violating this section shall be subject to the penalties provided in 3 V.S.A. § 127 .

    Added 1977, No. 266 (Adj. Sess.), § 1; amended 1981, No. 244 (Adj. Sess.), § 5; 2007, No. 29 , § 31; 2017, No. 48 , § 12; 2017, No. 144 (Adj. Sess.), § 20.

History

Amendments--2017 (Adj. Sess.) Subsec. (b): Amended generally.

Amendments--2017. Subsec. (b): Added the subdiv. designations and in subdiv. (b)(2), substituted "3 V.S.A. § 127" for "3 V.S.A. § 127(c)".

Amendments--2007. Subsec. (b): Inserted "or a state's attorney or an attorney assigned by the office of professional regulation" following "attorney general" and substituted "shall be subject to the penalties provided in subsection 127(c) of Title 3" for "may be punished by imprisonment not to exceed six months or by a fine not to exceed $1,000.00, or both" in the second sentence.

Amendments--1981 (Adj. Sess.). Subsec. (b): Amended generally.

§ 2042. Qualifications for licensure.

  1. To obtain a license to engage in the practice of pharmacy, an applicant for licensure by examination shall:
    1. have attained the age of majority;
    2. have graduated and received the professional undergraduate degree from a school or college of pharmacy that has been approved by the Board of Pharmacy, or, for foreign-trained applicants, have successfully passed an examination demonstrating that their education was equivalent to the education at a Board-approved school or college;
    3. if required by subdivision 2032(b)(3) of this title, have completed any internship program established by the Board or demonstrated experience in the practice of pharmacy that meets or exceeds any internship requirement established under this chapter;
    4. have successfully passed an examination required by the Board of Pharmacy;
    5. paid the fees specified by this chapter.
  2. The Board may license by endorsement an applicant who is licensed under the laws of another state whose requirements the Board deems to be substantially equal to those of this State.
  3. Licensing standards promulgated by the Board and its procedures shall be fair and reasonable and shall be designed and implemented to measure and reasonably ensure an applicant's qualifications to practice pharmacy.  They shall not be designed or implemented for the purpose of limiting the number of licensees.
  4. If a licensee has a principal place of business, the license shall be prominently displayed at that place.

    Added 1977, No. 266 (Adj. Sess.), § 1; amended 1981, No. 244 (Adj. Sess.), § 6; 1989, No. 250 (Adj. Sess.), § 52; 2009, No. 35 , § 33a.

History

Amendments--2009. Deleted former subdivs. (a)(2) to (a)(2)(B); and redesignated former subdivs. (a)(3) through (a)(6) as subdivs. (a)(2) through (a)(5).

Amendments--1989 (Adj. Sess.). Subdiv. (a)(3): Added "or, for foreign-trained applicants, have successfully passed an examination demonstrating that their education was equivalent to the education at a board-approved school or college" following "board of pharmacy".

Amendments--1981 (Adj. Sess.). Subsec. (a): Amended generally.

Subsec. (b): Amended generally.

Subsec. (c): Added.

Subsec. (d): Added.

ANNOTATIONS

Cited. State v. Welch, 160 Vt. 70, 624 A.2d 1105 (1992).

§ 2042a. Pharmacy technicians; qualifications for registration.

No person shall perform the duties of a pharmacy technician unless registered with the Board. To obtain a registration as a pharmacy technician, an applicant shall:

  1. not have engaged in acts that affect the ability of the applicant to practice as a pharmacy technician;
  2. if required by rules adopted by the Board, be certified or eligible for certification by a national pharmacy technician certification authority; and
  3. have paid the fee specified in section 2046 of this chapter.

    Added 2003, No. 60 , § 9; amended 2013, No. 138 (Adj. Sess.), § 12.

History

Amendments--2013 (Adj. Sess.). Subdiv. (2): Added.

Subdiv. (3): Substituted "chapter" for "title" at the end.

§ 2042b. Repealed. 2019, No. 30, § 14.

History

Former § 2042b, relating to the pharmacy technicians; nondiscretionary tasks; supervision, was derived from 2003, No. 60 , § 10 and amended by 2005, No. 27 , § 50; 2013, No. 27 , § 24; and 2017, No. 144 (Adj. Sess.), § 20.

§ 2043. Repealed. 1981, No. 244 (Adj. Sess.), § 17.

History

Former § 2043. Former § 2043, relating to qualifications for licensure by reciprocity, was derived from 1977, No. 266 (Adj. Sess.), § 1.

§§ 2044, 2045. Repealed. 2017, No. 144 (Adj. Sess.), § 20.

History

Former §§ 2044, 2045 Former § 2044, relating to renewal of licenses, was derived from 1977, No. 266 (Adj. Sess.), § 1 and amended by 1981, No. 244 (Adj. Sess.), § 7; 1989, No. 250 (Adj. Sess.), § 4(d); 2005, No. 148 (Adj. Sess.), § 18; and 2011, No. 116 (Adj. Sess.), § 28.

Former § 2045, relating to reinstatement of licenses, was derived from 1981, No. 244 (Adj. Sess.), § 8 and amended by 1999, No. 133 (Adj. Sess.), § 17 and 2009, No. 32 , § 34.

§ 2046. Fees.

Applicants and persons regulated under this chapter shall pay the following fees:

  1. Initial application:       (A) Pharmacists                                              $ 110.00           (B) Retail drug outlets                                      $ 300.00           (C) Institutional drug outlets                               $ 400.00           (D) Manufacturing drug outlet                                $ 400.00           (E) Wholesale drug outlet                                    $ 700.00           (F) Investigative and research projects                      $ 300.00           (G) Pharmacy technicians                                     $  50.00           (H) Outsourcing drug outlet                                  $ 700.00           (I) Nuclear drug outlet                                      $ 700.00           (J) Compounding drug outlet                                  $ 700.00           (K) Home infusion drug outlet                                $ 700.00           (L) Third-party logistics                                    $ 700.00           (M) Pharmacy interns                                         $  20.00          (2) Biennial renewal:       (A) Pharmacists                                              $ 125.00           (B) Retail drug outlets                                      $ 400.00           (C) Institutional drug outlets                               $ 500.00           (D) Manufacturing drug outlet                                $ 500.00           (E) Wholesale drug outlet                                    $ 500.00           (F) Investigative and research projects                      $ 300.00           (G) Pharmacy technicians                                     $  60.00           (H) Outsourcing drug outlet                                  $ 500.00           (I) Nuclear drug outlet                                      $ 500.00           (J) Compounding drug outlet                                  $ 500.00           (K) Home infusion drug outlet                                $ 500.00           (L) Third-party logistics                                    $ 500.00           (M) Pharmacy interns                                         $  45.00          (3) Pharmacy reinspection                                     $ 100.00

    Added 1981, No. 244 (Adj. Sess.), § 9; amended 1989, No. 250 (Adj. Sess.), § 53; 1991, No. 167 (Adj. Sess.), § 36; 1995, No. 47 , § 24; 2003, No. 60 , § 11; 2005, No. 27 , § 51; 2007, No. 76 , § 6; 2019, No. 70 , § 18.

History

Amendments--2019. Subdiv. (1): In subdivs. (C) and (D), substituted "$400.00" for "$300.00", in subdiv. (E), substituted "$700.00" for "$600.00", and added subdivs. (H)-(M).

Subdiv. (2): In subdiv. (A), substituted "$125.00" for "$100.00", in subdiv. (B), substituted "$400.00" for "$300.00", in subdivs. (C)-(E), substituted "$500.00" for "$300.00", and added subdivs. (H)-(M).

Amendments--2007. Subdiv. (1): Raised the fees in subdivs. (B)-(G).

Subdiv. (2): Raised all the fees.

Amendments--2005. Added subdiv. (3).

Amendments--2003. Section amended generally.

Amendments--1995 Subdiv. (2): Decreased fees generally.

Amendments--1991 (Adj. Sess.) Section amended generally.

Amendments--1989 (Adj. Sess.) Section amended generally.

Cross References

Cross references. Exemption of persons over 80 years of age from payment of license renewal fees, see 32 V.S.A. § 1111.

Subchapter 4. Discipline

History

Repeal of subchapter. Former subchapter 4 of this title, consisting of §§ 2051 and 2052, was repealed by 2017, No. 144 (Adj. Sess.), § 20.

§§ 2051, 2052. Repealed. 2017, No. 144 (Adj. Sess.), § 20.

History

Former §§ 2051, 2052. Former § 2051, relating to unprofessional conduct, was derived from 1977, No. 266 (Adj. Sess.), § 1 and amended by 1981, No. 244 (Adj. Sess.), § 10 and 1997, No. 145 (Adj. Sess.), § 43.

Former § 2052, relating to penalties and reinstatement, was derived from 1977, No. 266 (Adj. Sess.), § 1 and amended by 1979, No. 158 (Adj. Sess.), § 5; 1981, No. 244 (Adj. Sess.), § 11; 1989, No. 250 (Adj. Sess.), § 4(c); 1993, No. 108 (Adj. Sess.), § 10; and 2007, No. 29 , § 32.

Subchapter 5. Drug Outlets

History

Amendments--2019 (Adj. Sess.) 2019, No. 178 (Adj. Sess.), § 11 substituted "Drug Outlets" for "Registration of Facilities" in the subchapter heading; deleted the former subchapter 6 designation (wholesale distributors and manufacturers); and redesignated the sections formerly under subchapter 6, §§ 2067-2076, under this subchapter 5.

§ 2061. Registration and licensure.

  1. All drug outlets shall biennially register with the Board of Pharmacy.
  2. Each drug outlet shall apply for a license in one or more of the following classifications:
    1. Retail.
    2. Institutional.
    3. Manufacturer.
    4. Wholesale distributor.
    5. Investigative and research projects.
    6. Compounding.
    7. Outsourcing.
    8. Home infusion.
    9. Nuclear.
    10. Third-party logistics provider.
  3. No individual who is employed by a corporation that is licensed under any classification listed in subsection (b) of this section need obtain a license under the provisions of this subchapter.
  4. The Board shall establish by rule under the powers granted to it under section 2032 of this title and 3 V.S.A. chapter 25, the criteria that each drug outlet that has employees or personnel engaged in the practice of pharmacy must meet to qualify for licensure in each classification designated in subsection (b) of this section.  The Board may issue various types of licenses with varying restrictions to such outlets referred to in this subsection where the Board deems it necessary by reason of the type drug outlet requesting a license.
  5. Retail and institutional drug outlets shall be managed by licensed pharmacists who have held an unrestricted license in this or another state for at least one year. A pharmacist who holds a restricted license may petition the Board for permission to be a pharmacist manager, which may be granted by the Board for good cause shown.
  6. Any nonpublic corporation owning a retail or institutional drug outlet, upon application, shall declare all owners of five percent or more of the stock of the corporation.
  7. Any nonpharmacist owner of a retail or institutional drug outlet may be denied the right to own another pharmacy for a period to be determined by the Board, if he or she is found to be in violation of any of the grounds listed under 3 V.S.A. § 129a .
  8. Each individual licensee and each business licensed under this chapter shall provide to the Office of Professional Regulation a working, readily accessible e-mail address permitting communication with the Office.

    Added 1977, No. 266 (Adj. Sess.), § 1; amended 1981, No. 244 (Adj. Sess.), § 12; 1991, No. 240 (Adj. Sess.), § 3; 2005, No. 27 , § 52; 2017, No. 48 , § 13; 2017, No. 144 (Adj. Sess.), § 20; 2019, No. 30 , § 14; 2019, No. 178 (Adj. Sess.), § 11, eff. Oct. 1, 2020.

History

Revision note. Substituted "in subsection (b) of this section" for "above" in subsec. (c) and at the end of the first sentence in subsec. (d) for purposes of clarity.

Amendments--2019 (Adj. Sess.). Subsec. (g): Substituted "3 V.S.A. § 129a" for "section 2051 of this title" at the end.

Amendments--2019. Subdiv. (b)(10): Added.

Amendments--2017 (Adj. Sess.) Subsec. (b): Deleted "drug outlet" in subdivs. (1) and (2), rewrote subdiv. (3), deleted "drug outlet or wholesale drug" preceding "distributor" in subdiv. (4), and added subdivs. (6)-(9).

Amendments--2017. Subsec. (h): Added.

Amendments--2005. Subsec. (e): Added "who have held an unrestricted license in this or another state for at least one year" at the end of the first sentence, and added the second sentence.

Amendments--1991 (Adj. Sess.). Subdiv. (b)(4): Added "or wholesale drug distributor" following "outlet".

Amendments--1981 (Adj. Sess.). Subsec. (b): Substituted "license" for "certificate of registration" following "apply for a" in the introductory paragraph.

Subsec. (c): Substituted "licensed" for "registered" following "corporation which is" and "obtain a license" for "register" following "need".

Subsec. (d): In the first sentence, deleted "or regulation" following "rule" and substituted "licensure" for "registration" following "qualify for", and in the second sentence, substituted "licenses" for "certificates" following "types of" and "license" for "certificate" following "requesting a".

Subsec. (e): Added.

Subsec. (f): Added.

Subsec. (g): Added.

§ 2062. Application.

  1. The Board shall specify by rule the procedures to be followed for licensure.
  2. Applications for licenses shall include the following information about the proposed drug outlet:
    1. ownership;
    2. location;
    3. identity of pharmacist licensed to practice in the State, who shall be the pharmacist in charge of the drug outlet, in a retail or institutional drug outlet and such further information as the Board may deem necessary.
  3. Licenses issued by the Board pursuant to this chapter shall not be transferable or assignable.
  4. The Board shall specify by rule minimum standards for the professional responsibility in the conduct of any drug outlet that has employees or personnel engaged in the practice of pharmacy.  The Board is specifically authorized to require that the portion of the facility to which such license applies be operated only under the direct supervision of no less than one pharmacist licensed to practice in this State and not otherwise, and to provide such other special requirements as deemed necessary.

    Added 1977, No. 266 (Adj. Sess.), § 1; amended 1981, No. 244 (Adj. Sess.), § 13.

History

Amendments--1981 (Adj. Sess.). Subsec. (a): Amended generally.

Subsec. (b): Substituted "licenses" for "certificates of registration" following "applications for" in the introductory paragraph and "in a retail or institutional drug outlet" for "where one is required by this chapter" preceding "and such" in subdiv. (3).

Subsec. (c): Substituted "licenses" for "certificates of registration" preceding "issued".

Subsec. (d): In the first sentence, deleted "and regulation" preceding "minimum standards" and, in the second sentence, substituted "license" for "certificate of registration" preceding "applies".

§ 2063. Notifications.

  1. All licensed drug outlets shall report to the Board of Pharmacy within 48 hours the occurrence of any of the following changes:
    1. permanent closing;
    2. change of ownership, management, location, or pharmacist manager; or
    3. any and all other matters and occurrences as the Board may properly require by rule.
  2. Disasters, thefts, accidents, and emergencies that may affect the strength, purity, or labeling of drugs, medications, legend devices, or other materials used in the diagnosis or the treatment of injury, illness, and disease shall be immediately reported to the Board.

    Added 1977, No. 266 (Adj. Sess.), § 1; amended 1981, No. 244 (Adj. Sess.), § 14; 2009, No. 35 , § 35; 2013, No. 27 , § 25; 2019, No. 178 (Adj. Sess.), § 11, eff. Oct. 1, 2020.

History

Amendments--2019 (Adj. Sess.). Subdiv. (a)(3): Substituted "rule" for "rules and regulations" at the end.

Amendments--2013. Inserted "legend" preceding "devices" in subsec. (b).

Amendments--2009. Subdiv. (a)(2): Deleted "employed" before "pharmacist", added "manager" after "pharmacist".

Amendments--1981 (Adj. Sess.). Subsec. (a): Substituted "licensed" for "registered" preceding "drug outlets" in the introductory paragraph and "employed pharmacist" for "pharmacist in charge" following "location or" in subdiv. (2).

Subsec. (b): Inserted "thefts" following "disasters".

§ 2064. Violations and penalties.

  1. A drug outlet designated in section 2061 of this subchapter shall not be operated until a license has been issued to that outlet by the Board.
  2. Unauthorized operation of a drug outlet may be penalized as provided in 3 V.S.A. § 127 and shall constitute unprofessional conduct by the licensees involved.

    Added 1977, No. 266 (Adj. Sess.), § 1; amended 1981, No. 244 (Adj. Sess.), § 15; 2017, No. 144 (Adj. Sess.), § 20.

History

Amendments--2017 (Adj. Sess.) Section amended generally.

Amendments--1981 (Adj. Sess.). Subsec. (a): Substituted "license" for "certificate of registration" preceding "has been issued" and "outlet" for "facility" preceding "by the board" in the first sentence.

Subsec. (b): Substituted "license" for "certificate" following "reinstatement of a".

§ 2067. Wholesale distributors and manufacturers; licensure required.

  1. A person who is not licensed under this subchapter shall not engage in wholesale distribution or manufacturing in this State.
  2. [Repealed.]
  3. The Board may require a separate license for each facility directly or indirectly owned or operated by the same business entity, or for a parent entity with divisions, subsidiaries, or affiliate companies when operations are conducted at more than one location and there exists joint ownership and control among all the entities.
  4. An agent or employee of any licensed wholesale distributor or manufacturer shall not be required to obtain a license under this subchapter and may lawfully possess pharmaceutical drugs when that agent or employee is acting in the usual course of business or employment.

    Added 1991, No. 240 (Adj. Sess.), § 2; amended 2013, No. 27 , § 26; 2017, No. 144 (Adj. Sess.), § 20; 2019, No. 30 , § 14.

History

Amendments--2019. Section heading: Substituted "distributors and manufacturers" for "distributor".

Subsec. (a): Inserted "or manufacturing" following "wholesale distribution".

Subsec. (c): Deleted "within this State" following "same business entity," and deleted "within this State" following "or affiliate companies".

Subsec. (d): Inserted "or manufacturer" following "wholesale distributor".

Amendments--2017 (Adj. Sess.) Deleted "drug" following "wholesale" in the section heading and subsecs. (a) and (d).

Amendments--2013. Subsec. (b): Repealed.

§ 2068. Requirements; applicants; licenses.

An applicant shall satisfy the Board that it has, and licensees shall maintain, the following:

  1. Acceptable storage and handling conditions plus facilities standards.
  2. Minimum liability and other insurance as may be required under any applicable federal or State law.
  3. A security system that includes after hours, central alarm or comparable entry detection capability, restricted premises access, adequate outside perimeter lighting, comprehensive employment applicant screening, and safeguards against employee theft.
  4. An electronic, manual, or any other reasonable system of records, describing activities governed by this subchapter for the two-year period following disposition of each product, which shall be reasonably accessible, as defined by the Board by rule, during any inspection authorized by the Board.
  5. Officers, directors, managers, and other persons in charge of wholesale drug distribution, manufacture, storage, and handling, who shall at all times demonstrate and maintain their capability to conduct business according to sound financial practices as well as State and federal law.
  6. Complete, updated information about the applicant or licensee, which shall be provided to the Board. The information shall include all pertinent ownership and other key personnel and facilities information deemed necessary, by the Board, for enforcement of this subchapter. Any changes in such information shall be submitted at the time of license renewal or within 12 months from the date of such change, whichever occurs first.
  7. Written policies and procedures that assure reasonable wholesale distributor preparation for, protection against, and handling of any facility security or operation problems, including those caused by natural disaster or government emergency, inventory inaccuracies or product shipping and receiving, outdated product or other unauthorized product control, appropriate disposition of returned goods, and product recalls.
  8. Sufficient inspection procedures for all incoming and outgoing product shipments.
  9. Operations in compliance with all federal requirements.
    1. Compliance with standards and procedures that the Board shall adopt by rule concerning provisions for initial and periodic on-site inspections, criminal and financial background checks, ongoing monitoring, reciprocity for out-of-state entities inspected by a third party organization recognized by the Board or inspected and licensed by a State licensing authority with legal standards for licensure that are comparable to the standards adopted by the Board pursuant to this subdivision (10), protection of proprietary information, and any other requirements consistent with the purposes of this subdivision (10). (10) (A) Compliance with standards and procedures that the Board shall adopt by rule concerning provisions for initial and periodic on-site inspections, criminal and financial background checks, ongoing monitoring, reciprocity for out-of-state entities inspected by a third party organization recognized by the Board or inspected and licensed by a State licensing authority with legal standards for licensure that are comparable to the standards adopted by the Board pursuant to this subdivision (10), protection of proprietary information, and any other requirements consistent with the purposes of this subdivision (10).
    2. The Board rules may recognize third party accreditation in satisfaction of some or all of the requirements of this subdivision (10).

      Added 1991, No. 240 (Adj. Sess.), § 2; amended 2005, No. 139 (Adj. Sess.), § 4; 2019, No. 30 , § 14.

History

Amendments--2019. Subdiv. (3): Substituted "that" for "which" following "security system".

Subdiv. (4): Deleted "all wholesale distributor" preceding "activities governed by".

Subdiv. (5): Inserted "manufacture" following "drug distribution".

Subdiv. (9): Deleted "applicable to wholesale drug distribution" at the end of the subdiv.

Subdiv. (10): Added the subdiv. (A) and (B) designations; in subdiv. (A), substituted "that" for "which" following "procedures" and "entities" for "wholesale drug distributors" following "out-of-state", deleted "a wholesale drug distributor's" preceding "proprietary information", and substituted "subdivision (10)" for "subdivision" in two places; and in subdiv. (B), substituted "subdivision (10)" for "subdivision" at the end.

Amendments--2005 (Adj. Sess.). Subdiv. (10): Added.

§ 2069. Denials based on public interest.

The Board shall grant licensure to an applicant who satisfies the requirements of section 2061 of this title unless the Board determines that licensure would not be in the public interest. To determine whether licensure would not be in the public interest, the Board shall consider, at a minimum, the following factors:

  1. Any conviction of the applicant under any federal, state, or local laws relating to drug samples, wholesale or retail drug distribution, or distribution of controlled substances.
  2. Any felony convictions of the applicant under federal, state, or local laws.
  3. The applicant's past experience in the manufacture or distribution of prescription drugs, including controlled substances.
  4. The furnishing by the applicant of false or fraudulent material in any application made in connection with drug manufacturing or distribution.
  5. Suspension or revocation by federal, state, or local government of any license currently or previously held by the applicant for the manufacture or distribution of any drug, including controlled substances.
  6. Compliance with licensing requirements under previously granted licenses, if any.
  7. Compliance with requirements to maintain or make available to the Board or to federal, state, or local law enforcement officials records required to be maintained or made available under this subchapter.
  8. Any other factors or qualifications the Board considers relevant to and consistent with the public health and safety.

    Added 1991, No. 240 (Adj. Sess.), § 2; 2009, No. 35 , § 36.

History

Amendments--2009. Substituted "2061" for "2068" in the introductory paragraph.

§ 2070. Repealed. 2013, No. 27, § 27.

History

Former § 2070. Former § 2070, relating to licensure by endorsement, was derived from 1991, No. 240 (Adj. Sess.), § 2.

§ 2071. Application of federal guidelines.

  1. The requirements set forth in sections 2068 and 2069 of this chapter shall conform to wholesale distributor licensing guidelines formally adopted by the U.S. Food and Drug Administration (FDA).
  2. In case of conflict between any wholesale distributor licensing requirement imposed by the Board under this chapter and any FDA wholesale distributor licensing guideline, the latter shall control.

    Added 1991, No. 240 (Adj. Sess.), § 2; amended 2017, No. 144 (Adj. Sess.), § 20.

History

Amendments--2017 (Adj. Sess.). Added the subsec. designations; in subsec. (a), substituted "chapter" for "title" preceding "shall"; and in subsec. (b), deleted "drug" following "wholesale".

§ 2072. Repealed. 2017, No. 144 (Adj. Sess.), § 20.

History

Former § 2072. Former § 2072, relating to license renewal, was derived from 1991, No. 240 (Adj. Sess.), § 2 and amended by 2009, No. 35 , § 37.

§ 2073. Rules.

  1. The Board may adopt rules necessary to carry out the purposes of the provisions of this subchapter.
  2. All rules adopted under this subchapter shall conform to wholesale distributor licensing guidelines formally adopted by the FDA at 21 C.F.R. Part 205.

    Added 1991, No. 240 (Adj. Sess.), § 2; amended 2017, No. 144 (Adj. Sess.), § 20.

History

Amendments--2017 (Adj. Sess.) Added the subsec. designations and in subsec. (b), deleted "drug" preceding "distributor" and substituted "FDA" for "Federal Drug Administration".

§§ 2074, 2075. Repealed. 2017, No. 144 (Adj. Sess.), § 20.

History

Former §§ 2074, 2075. Former § 2074, relating to complaints, was derived from 1991, No. 240 (Adj. Sess.), § 2.

Former § 2075, relating to penalties, was derived from 1991, No. 240 (Adj. Sess.), § 2.

§ 2076. Inspection powers; access to wholesale distributor and manufacturer records.

  1. A person authorized by the Board may enter, during normal business hours, all open premises purporting or appearing to be used by a wholesale distributor or manufacturer for purposes of inspection.
    1. Wholesale distributors and manufacturers may keep records regarding purchase and sales transactions at a central location apart from the principal office of the wholesale distributor or the location at which the drugs were stored and from which they were shipped, provided that such records shall be made available for inspection within two working days of a request by the Board. (b) (1)  Wholesale distributors and manufacturers may keep records regarding purchase and sales transactions at a central location apart from the principal office of the wholesale distributor or the location at which the drugs were stored and from which they were shipped, provided that such records shall be made available for inspection within two working days of a request by the Board.
    2. Records may be kept in any form permissible under federal law applicable to prescription drugs record keeping.
  2. If the Board determines it is necessary to inspect a certain premises under the same ownership more than once in any two-year period, the Board may charge a reinspection fee of not more than $500.00.

    Added 1991, No. 240 (Adj. Sess.), § 2; amended 2005, No. 27 , § 53; 2017, No. 144 (Adj. Sess.), § 20; 2019, No. 30 , § 14; 2019, No. 70 , § 19.

History

Amendments--2019. Section heading: Act No. 30 inserted "and manufacturer" following "wholesale distributor".

Subsec. (a): Act No. 30 inserted "or manufacturer" following "wholesale distributor".

Subdiv. (b)(1): Act No. 30 inserted "and manufacturers" following "Wholesale distributors".

Subsec. (c): Act No. 70 substituted "not more than $500.00" for "$100.00" at the end.

Amendments--2017 (Adj. Sess.) Section heading: Deleted "Drug" preceding "Distributor".

Subsec. (a): Deleted "drug" preceding "distributor".

Subsec. (b): Added the subdiv. designations and in subdiv. (1), deleted "drug" preceding "distributors" and "distributor".

Amendments--2005. Subsec. (c): Added.

§ 2067. Wholesale Distributors and Manufacturers.

History

Amendments--2019. 2019, No. 178 (Adj. Sess.), § 11 deleted the former subchapter 6 heading "Wholesale Distributors and Manufacturers" and redesignated the sections formerly under subchapter 6, §§ 2067-2076 under subchapter 5 of this chapter.

Amendments--2019. 2019, No. 30 , § 14 inserted "and Manufacturers" following "Wholesale Distributors" in the subchapter heading.

Amendments--2017 (Adj. Sess.) 2017, No. 144 (Adj. Sess.), § 20 deleted "Drug" following "Wholesale" in the subchapter heading.

Subchapter 7. Emergency Contraception

§§ 2077-2079. Repealed. 2015, No. 38, § 24, eff. May 28, 2015.

History

Former §§ 2077-2079. Former § 2077, relating to definitions, was derived from 2005, No. 101 (Adj. Sess.), § 1.

Former § 2078, relating to emergency contraception; collaborative practice, was derived from 2005, No. 101 (Adj. Sess.), § 1.

Former § 2079, relating to emergency contraception protocol and education program, was derived from 2005, No. 101 (Adj. Sess.), § 1.

Subchapter 8. Naloxone Hydrochloride

§ 2080. Naloxone hydrochloride; dispensing or furnishing.

  1. The Board of Pharmacy shall adopt protocols for licensed pharmacists to dispense or otherwise furnish naloxone hydrochloride to patients who do not hold an individual prescription for naloxone hydrochloride. Such protocols shall be consistent with rules adopted by the Commissioner of Health.
  2. Notwithstanding any provision of law to the contrary, a licensed pharmacist may dispense naloxone hydrochloride to any person as long as the pharmacist complies with the protocols adopted pursuant to subsection (a) of this section.

    Added 2013, No. 195 (Adj. Sess.), § 15.

CHAPTER 37. PHYSICAL THERAPISTS

History

2019. For current law regarding the professional regulation of physical therapists, see chapter 38 of this title.

Subchapter 1. General Provisions

§§ 2071-2074. Repealed. 1981, No. 227 (Adj. Sess.), § 7(b).

History

Former §§ 2071-2074. Former § 2071, relating to definitions, was derived from 1957, No. 195 , § 1 and amended by 1975, No. 91 , § 1. The subject matter is now covered by § 2081a of this title.

Former § 2072, relating to prohibition of practice without certificate of registration, was derived from 1957, No. 195 , § 12 and amended by 1975, No. 91 , § 2. The subject matter is now covered by § 2082 of this title.

Former § 2073, relating to offenses, was derived from 1957, No. 195 , § 11 and amended by 1975, No. 91 , § 3. The subject matter is now covered by § 2082 of this title.

Former § 2074, relating to construction of chapter, was derived from 1957, No. 195 , § 13. The subject matter is now covered by § 2084 of this title.

Subchapter 2. State Board of Physical Therapy Registration

§§ 2111-2114. Repealed. 1981, No. 227 (Adj. Sess.), § 7(b).

History

Former §§ 2111-2114. Former § 2111, relating to appointment and terms of office of members, was derived from 1957, No. 195 , § 2 and amended by 1975, No. 91 , § 4.

Former § 2112, relating to meetings of the Board and election of officers, was derived from 1957, No. 195 , § 2 and amended by 1975, No. 91 , § 5.

Former § 2113, relating to adoption and rules and record of proceedings, was derived from 1957, No. 195 , § 2 and amended by 1975, No. 91 , § 6.

Former § 2114, relating to compensation of members, was derived from 1957, No. 195 , § 2 and amended by 1963, No. 193 , § 11.

Subchapter 3. Registration

§§ 2151-2159. Repealed. 1981, No. 227 (Adj. Sess.), § 7(b).

History

Former §§ 2151-2159. Former § 2151, relating to eligibility for registration, was derived from 1957, No. 195 , § 3 and amended by 1975, No. 91 , § 7. The subject matter is now covered by § 2101 of this title.

Former § 2152, relating to application for registration, was derived from 1957, No. 195 , § 4 and amended by 1969, No. 162 (Adj. Sess.), § 1; and 1975, No. 91 , § 8. The subject matter is now covered by § 2102 of this title.

Former § 2153, relating to examinations, was derived from 1957, No. 195 , § 7 and amended by 1975, No. 91 , § 9. The subject matter is now covered by § 2103 of this title.

Former § 2154, relating to registration without examination, was derived from 1957, No. 195 , § 6 and amended by 1969, No. 162 (Adj. Sess.), § 2; and 1975, No. 91 , § 10. The subject matter is now covered by § 2104 of this title.

Former § 2155, relating to certificate of registration, was derived from 1957, No. 195 , § 8 and amended by 1975, No. 91 , § 11. The subject matter is now covered by § 2091 of this title.

Former § 2156, relating to grounds for refusal of registration, was derived from 1957, No. 195 , § 10 and amended by 1975, No. 91 , § 12. The subject matter is now covered by § 2121 of this title.

Former 2157, relating to renewal of registration, was derived from 1957, No. 195 , § 9 and amended by 1969, No. 162 (Adj. Sess.), § 3; and 1975, No. 91 , § 13. The subject matter is now covered by § 2107 of this title.

Former § 2158, relating to temporary registration without examination, was derived from 1975, No. 91 , § 14. The subject matter is now covered by § 2105 of this title.

Former § 2159, relating to expiration and revival of registration, was derived from 1975, No. 91 , § 15.

CHAPTER 38. PHYSICAL THERAPISTS

Cross References

Cross references. Attachment of profession to Office of Professional Regulation, see 3 V.S.A. § 122.

Office of Professional Regulation generally, see 3 V.S.A. ch. 5, subch. 3.

Procedure for adoption of administrative rules, see 3 V.S.A. ch. 25.

Review of regulatory laws, see chapter 57 of this title.

Subchapter 1. General Provisions

§ 2081. Repealed. 1997, No. 40, § 27.

History

Former § 2081. Former § 2081, relating to the general provisions definitions for physical therapists, was derived from 1981, No. 227 (Adj. Sess.), § 6, and amended by 1987, No. 255 (Adj. Sess.); and 1989, No. 250 (Adj. Sess.), § 4(b).

§ 2081a. Definitions.

As used in this chapter:

  1. [Repealed.]
  2. "Disciplinary action" or "disciplinary cases" includes any action taken by the administrative law officer appointed under 3 V.S.A. § 129(j) against a licensee or applicant premised upon a finding of wrongdoing or unprofessional conduct by the licensee or applicant. It includes all sanctions of any kind, including obtaining injunctions, suspending or revoking licenses, issuing conditions on practice, warnings, and other similar sanctions.
  3. "Distance consultation" means the rendering of professional or expert opinion or advice to a licensed physical therapist, including the review or transfer of patient records or related information by means of audio, video, or data communications.
  4. "Physical therapist" means a person who has met all the conditions of this chapter and is licensed for the practice of physical therapy in this State.
  5. "Physical therapist assistant" means a person who has met the conditions of this chapter and is licensed to perform selected physical therapy interventions and related tasks that have been assigned by the supervising physical therapist.
  6. "Physical therapy" means the care and services provided by or under the direction and supervision of a physical therapist who is licensed pursuant to this chapter.
  7. "Physical therapy aide" means a person, trained under the direction of a physical therapist, who performs designated and supervised routine physical therapy tasks.
  8. "Practice of physical therapy" means:
    1. examining, evaluating, and testing, in order to determine a plan of care inclusive of appropriate therapeutic interventions and expected outcome and effect of the interventions of individuals with:
      1. mechanical, physiological, and developmental impairments;
      2. functional limitations in physical movement and mobility;
      3. disabilities; and
      4. other movement-related conditions;
    2. alleviating impairments and functional limitations in physical movement and mobility and disabilities by developing, implementing, and modifying treatment interventions; or
    3. reducing the risk of injury, impairment, functional limitation, and disability related to physical movement and mobility, including the promotion and maintenance of fitness, health, and wellness related to movement and function.

      Added 1997, No. 40 , § 25; amended 2005, No. 27 , § 54; 2007, No. 141 (Adj. Sess.), § 3, eff. July 1, 2009; 2007, No. 163 (Adj. Sess.), § 14.

History

Amendments--2007 (Adj. Sess.) Section amended generally.

Amendments--2005. Subdiv. (2): Substituted "issuing conditions on practice, warnings, and other similar sanctions" for "issuing warnings, and other similar sanctions and ordering restitution" at the end of the subdiv.

Subdiv. (5): Substituted "means a person" for "means an unlicensed person" in the first sentence and deleted the former second through fourth sentences.

§ 2082. Prohibition; offenses.

  1. No person shall:
    1. practice or attempt to practice physical therapy or hold himself or herself out as being able to do so in this State without first having obtained a license; or
    2. use in connection with the person's name or business the words "physical therapy," "physical therapist," "physical therapist assistant," "physiotherapy," "physiotherapist," the initials "PT," "PTA," "DPT," or any letters, words, abbreviations, or insignia indicating or implying that the person is a physical therapist or physical therapist assistant unless the person is licensed in accordance with this chapter; or
    3. practice or attempt to practice physical therapy during license revocation or suspension.
    4. [Repealed.]
  2. A person violating any of the provisions of subsection (a) of this section shall be subject to the penalties provided in 3 V.S.A. § 127(c) .
  3. A physical therapist shall use the letters "PT" in connection with the physical therapist's name or place of business to denote licensure, and a physical therapist assistant shall use the letters "PTA."

    Added 1981, No. 227 (Adj. Sess.), § 6; amended 2005, No. 27 , § 55; 2005, No. 148 (Adj. Sess.), § 19; 2007, No. 163 (Adj. Sess.), § 15.

History

Revision note. Subsec. (a) designation was added at the beginning of the introductory paragraph for purposes of conformity with V.S.A. style.

In subsec. (b), inserted "of this section" following "subsection (a)" to conform reference to V.S.A. style.

Amendments--2007 (Adj. Sess.) Subsec. (b): Substituted "subject to the penalties provided in subsection 127(c) of Title 3" for "guilty of a misdemeanor and shall be fined not more than $1,000.00 or imprisoned not more than 30 days, or both, for each occurrence".

Amendments--2005 (Adj. Sess.). Deleted subdiv. (a)(4).

Amendments--2005. Rewrote subdiv. (a)(2) and added subsec. (c).

§ 2083. Exemptions from licensure.

The following persons shall be permitted to practice as a physical therapist or physical therapist assistant in this State without obtaining a license under this chapter upon the following conditions:

  1. students enrolled in accredited physical therapist or physical therapist assistant educational programs, while engaged in completing a clinical requirement for graduation, which must be performed under the supervision and direction of a licensed physical therapist;
  2. physical therapists licensed in other jurisdictions while enrolled in this State in postprofessional educational programs that include the evaluation and treatment of patients as part of their experience required for credit, as long as the student's practice is limited to the scope of the educational program;
  3. physical therapists and physical therapist assistants employed in the U.S. Armed Services, U.S. Public Health Service, U.S. Department of Veterans Affairs, or by another federal agency;
  4. physical therapists or physical therapist assistants licensed or regulated in another jurisdiction of the United States or credentialed to practice physical therapy in another country if that person is teaching, demonstrating, or providing physical therapy in connection with teaching or participating in an educational seminar of no more than 60 days in a calendar year;
  5. a physical therapist who is licensed in another jurisdiction of the United States if that person is providing distance consultation to a physical therapist licensed pursuant to this chapter;
  6. a physical therapist or physical therapist assistant licensed in another jurisdiction of the United States or credentialed in another country, if that person by contract or employment is providing physical therapy to individuals affiliated with or employed by an athletic team, an athletic organization, or a performing arts company temporarily practicing, competing, or performing in the State for no more than 60 days in a calendar year.

    Added 1981, No. 227 (Adj. Sess.), § 6; amended 2005, No. 27 , § 56; 2007, No. 163 (Adj. Sess.), § 16; 2019, No. 131 (Adj. Sess.), § 278.

History

Amendments--2019 (Adj. Sess.). Subdiv. (3): Substituted "U.S. Department of Veterans Affairs" for "Veterans Administration" and substituted "by another" for "other" preceding "federal agency".

Amendments--2007 (Adj. Sess.) Subdiv. (5): Inserted "distance" preceding "consultation" and deleted "by means of telecommunication" thereafter.

Amendments--2005. Substituted "postprofessional" for "graduate" in subdiv. (2), substituted "physical therapists and physical therapist assistants" for "practitioners of physical therapy" in subdiv. (3), rewrote subdiv. (4), and added subdivs. (5) and (6).

§ 2084. Construction.

This chapter shall not be construed to limit or restrict in any manner the right of a practitioner of another occupation that is regulated by this State from carrying on in the usual manner any of the functions of his or her profession.

Added 1981, No. 227 (Adj. Sess.), § 6.

§ 2085. Repealed. 2007, No. 141 (Adj. Sess.), § 3(b).

History

Former § 2085. Former § 2085, relating to patient care management, was derived from 1997, No. 40 , § 26 and amended by 2007, No. 141 (Adj. Sess.), § 3 and No. 163 (Adj. Sess.), § 17.

§ 2086. Patient care management.

  1. A physical therapist shall be professionally responsible and legally liable for all aspects of the physical therapy care of each of his or her patients. The Director of the Office of Professional Regulation shall identify by rule physical therapy services that only a physical therapist may perform. At a minimum, a physical therapist shall provide:
    1. the initial examination and documentation for each of his or her patients;
    2. periodic reexamination and documentation of each of his or her patients;
    3. the documented discharge of the patient, including the response to therapeutic intervention at the time of discharge.
  2. A physical therapist shall ensure the qualifications of all physical therapist assistants and physical therapy aides under his or her direction or supervision.
  3. For each of his or her patients on each date of treatment, a physical therapist shall provide all of the therapeutic intervention that requires the expertise of a physical therapist and shall determine the use of physical therapist assistants or physical therapy aides who provide for the delivery of care that is safe, effective, and efficient, provided the assigned acts, tasks, or procedures do not exceed the person's education or training and provided:
    1. A physical therapist assistant shall work under a physical therapist's supervision. A physical therapist assistant may document care pursuant to the existing treatment plan from the supervising physical therapist.
    2. A physical therapist may use physical therapy aides for designated routine tasks. A physical therapy aide shall work under the on-site supervision of a physical therapist who is continuously on site and present at the facility, who is immediately available to assist the person being supervised in the services being performed, and who maintains continued involvement in appropriate aspects of each treatment session in which a component of treatment is assigned. This supervision by the physical therapist may extend to off-site supervision of the aide only when the physical therapy aide is accompanying and working directly with a physical therapist assistant with a specific patient or when performing nonpatient-related tasks.
  4. A physical therapist's responsibility for patient care management shall include accurate documentation of and billing for the services provided.
  5. A physical therapist shall be responsible for communicating the status of a patient's progress and other relevant information to the patient's referring health care professional unless the patient declines to authorize release of the patient's physical therapy records.

    Added 2007, No. 141 (Adj. Sess.), § 2, eff. July 1, 2009.

Subchapter 2. Administration

§ 2091. Director of the Office of Professional Regulation; duties.

The Director of the Office of Professional Regulation, with the advice of the advisors appointed under this chapter, shall:

  1. provide general information to applicants for admission to licensure as physical therapists or physical therapist assistants;
  2. explain appeal procedures to licensees and applicants and complaint procedures to the public;
  3. explain sanctions, including license revocation and suspension, which may be imposed in disciplinary cases, the criteria by which sanctions are selected, and procedures for reinstatement where appropriate;
  4. administer fees as previously established by law;
  5. receive and evaluate applications for licensure, provide for examinations and set passing scores, provide licenses to applicants qualified under this chapter, renew, revoke, and reinstate licenses, or otherwise discipline licensees as ordered by an administrative law officer;
  6. issue to each person licensed a certificate of licensure that shall be prima facie evidence of the right of the person to whom it is issued to practice as a licensed physical therapist or to represent himself or herself as a licensed physical therapist assistant, subject to the conditions and limitations of this chapter; and
  7. adopt rules necessary to perform his or her duties under this chapter.

    Added 1981, No. 227 (Adj. Sess.), § 6; amended 1989, No. 250 (Adj. Sess.), § 4(d); 1997, No. 40 , § 49(a); 2005, No. 27 , § 57.

History

Revision note. In subdiv. (5), substituted "special panel" for "appeals panel" in view of the repeal of 3 V.S.A. § 114a, which related to the appeals panel, and the enactment of 3 V.S.A. § 129(j), which established the special panel.

Deleted "the" following "ordered by" in subdiv. (5) to correct a grammatical error in view of the amendment to this section by 1997, No. 40 , § 49(a).

Amendments--2005. Inserted "with the advice of the advisors appointed under this chapter" in the introductory paragraph, rewrote subdiv. (5), and added subdiv. (7).

Amendments--1997 Subdiv. (5): Substituted "an administrative law officer" for "special panel".

Amendments--1989 (Adj. Sess.). Substituted "director of the office of professional regulation" for "secretary of state" in the section heading and in the introductory clause.

§ 2092. Advisor appointees.

  1. The Secretary of State shall appoint two physical therapists to serve as advisors in matters relating to physical therapy. They shall be appointed for staggered five-year terms and shall serve at the pleasure of the Secretary. One of the initial appointments may be for less than a full term. Appointees shall have not less than three years' experience as a physical therapist immediately preceding appointment and shall be actively engaged in the practice of physical therapy in Vermont during incumbency.
  2. The Director shall refer complaints and disciplinary matters to an administrative law officer established under 3 V.S.A. § 129(j) .
  3. The Director shall seek the advice of the physical therapists appointed under this section in carrying out the provisions of this chapter.

    Added 1981, No. 227 (Adj. Sess.), § 6; amended 1989, No. 250 (Adj. Sess.), § 54; 1997, No. 40 , § 49(a); 2005, No. 27 , § 58.

History

Revision note. Deleted "the" following "disciplinary matters to" in subsec. (b) to correct a grammatical error in view of the amendment to this section by 1997, No. 40 , § 49(a).

Amendments--2005. Subsec. (a): Substituted "five-year terms" for "three-year terms" in the second sentence, and substituted "full term" for "three-year term" in the third sentence.

Amendments--1997 Subsec. (b): Substituted "an administrative law officer" for "special panel".

Amendments--1989 (Adj. Sess.). Rewrote the section heading.

Subsec. (a): Rewrote the former first and second sentences as the first sentence, inserted "and" preceding "shall serve", and deleted "and shall be entitled to full participation in the business of that panel when it is considering matters relating to physical therapy" following "secretary".

Subsec. (b): Substituted "director" for "secretary of state" preceding "shall refer" and "special panel established under 3 V.S.A. § 129(j)" for "appeals panel".

Subsec. (c): Substituted "director" for "secretary of state" preceding "shall seek" and "therapists appointed under this section" for "therapist members of the appeals panel" following "physical".

Subchapter 3. Licensure

Cross References

Cross references. Fees for advisor professions, see 3 V.S.A. § 125(b).

§ 2101. Eligibility.

  1. An applicant for a license as a physical therapist shall:
    1. be a graduate of a professional physical therapy education program accredited by a national accreditation agency approved by the Director;
    2. pass an examination approved by the Director; and
    3. pass an approved English proficiency exam if the applicant's native language is not English.
  2. An applicant for a license as a physical therapist who has been educated outside the United States and has graduated from a professional physical therapy education program not accredited by a national accreditation agency approved by the Director shall:
    1. provide satisfactory evidence that the applicant's education is substantially equivalent to the requirements of physical therapists educated in an accredited education program as determined by the Director. For the purpose of this section, "substantially equivalent" means that an applicant for licensure educated outside the United States shall have:
      1. graduated from a physical therapist education program that prepares the applicant to engage in the practice of physical therapy without restriction;
      2. provided written proof that the applicant's school of physical therapy education is recognized by its own ministry or department of education;
      3. undergone a credentials evaluation as directed by the Director that demonstrates that the candidate has met uniform criteria for educational requirements as adopted by rule; and
      4. completed any additional education as required by the Director;
    2. pass an approved English proficiency examination if the applicant's native language is not English; and
    3. pass an examination approved by the Director.
  3. An applicant for licensure as a physical therapist assistant shall:
    1. be a graduate of a physical therapist assistant education program accredited by a national accreditation agency approved by the Director;
    2. pass an approved English proficiency examination if the applicant's native language is not English; and
    3. pass an examination approved by the Director.

      Added 1981, No. 227 (Adj. Sess.), § 6; amended 1989, No. 250 (Adj. Sess.), § 4(d); 2005, No. 27 , § 59.

History

2005. Redesignated subsec. (d) as subsec. (c) to conform to V.S.A. style.

Amendments--2005. Amended generally.

Amendments--1989 (Adj. Sess.). Subdiv. (3): Substituted "director of the office of professional regulation" for "secretary of state".

§ 2102. Application.

Unless entitled to licensure under section 2104 of this title, and according to the procedures outlined in the rules of the Director of the Office of Professional Regulation, a person who desires to be licensed as a physical therapist or physical therapist assistant shall apply to the Director in writing on a form furnished by the Director, accompanied by payment of the specified fee.

Added 1981, No. 227 (Adj. Sess.), § 6; amended 1989, No. 250 (Adj. Sess.), § 4(d).

History

Amendments--1989 (Adj. Sess.). Substituted "director of the office of professional regulation" for "secretary of state" following "rules of the" and "director" for "secretary" in two places.

§ 2103. Examination.

  1. The Director of the Office of Professional Regulation shall provide for examinations for licensure as physical therapists or physical therapist assistants at such times and places as he or she may determine.
  2. Examinations administered and procedures followed by the Director shall be fair and reasonable and shall be designed and implemented to reasonably ensure that an applicant is at least minimally qualified to practice physical therapy. They shall not be designed or implemented for the purpose of limiting the number of licensees.
  3. An applicant for licensure as a physical therapist may take the examination after the application process has been completed and the application approved. The examination shall test entry-level competence related to physical therapy theory, examination, evaluation, diagnosis, prognosis, treatment intervention, prevention, and consultation.
  4. An applicant for licensure as a physical therapist assistant may take the examination after the application process has been completed and the application approved. The examination shall test for requisite knowledge and skills in the technical application of physical therapy services.
  5. An applicant for licensure who does not pass the examination on the first attempt may retake the examination one additional time without reapplication for licensure within six months of the first examination. Before the Director may approve an applicant for subsequent testing beyond two attempts, an applicant shall reapply for licensure and shall submit evidence satisfactory to the Director of having successfully completed additional clinical training or course work, or both, as determined by the Director.
  6. The Director may require an examination designed to test the knowledge of the applicant regarding Vermont laws relating to physical therapy practice.

    Added 1981, No. 227 (Adj. Sess.), § 6; amended 1989, No. 250 (Adj. Sess.), § 4(d); 2005, No. 27 , § 60; 2019, No. 178 (Adj. Sess.), § 13, eff. Oct. 1, 2020.

History

Amendments--2019 (Adj. Sess.). Subsec. (e): Substituted "first examination" for "first or examination".

Amendments--2005. Subsec. (a): In the first sentence, substituted "provide for examinations" for "examine applicants", and deleted the second sentence.

Subsec. (b): Repealed.

Subsec. (c): Redesignated as subsec. (b).

Subsecs. (c) through (f): Added.

Amendments--1989 (Adj. Sess.). Substituted "director of the office of professional regulation" for "secretary of state" in the first and second sentences of subsec. (a) and in subsec. (b).

§ 2104. Licensure by endorsement.

A person who is licensed under the laws of another jurisdiction and who desires licensure as a physical therapist or physical therapist assistant shall apply to the Director of the Office of Professional Regulation in writing on a form furnished by the Director, accompanied by the specified fee. The Director shall license those persons if he or she deems that they have met requirements in the other jurisdiction that are substantially equivalent to those of this State. In all other cases, the Director of the Office of Professional Regulation may make such regulations as are reasonable and necessary for the protection of the public to assure that the applicant under this section is professionally qualified.

Added 1981, No. 227 (Adj. Sess.), § 6; amended 1989, No. 250 (Adj. Sess.), § 4(d); 2005, No. 27 , § 61; 2007, No. 163 (Adj. Sess.), § 18.

History

Amendments--2007 (Adj. Sess.) Substituted "by endorsement" for "without examination" in the section heading.

Amendments--2005. In the first sentence, deleted "without examination" preceding "shall apply to the director of the office of professional regulation", and, in the second sentence, substituted "equivalent" for "equal".

Amendments--1989 (Adj. Sess.). Substituted "director of the office of professional regulation" for "secretary of state" and "director" for "secretary" wherever they appeared.

§ 2105. Temporary licensure pending endorsement.

The Director may issue a temporary license to practice as a physical therapist for a period not to exceed 90 days to a physical therapist currently licensed in another jurisdiction who has applied for licensure by endorsement in accordance with the statutes and rules governing the profession.

Added 1981, No. 227 (Adj. Sess.), § 6; amended 1989, No. 250 (Adj. Sess.), § 4; 2007, No. 163 (Adj. Sess.), § 19.

History

Amendments--2007 (Adj. Sess.) Section amended generally.

Amendments--1989 (Adj. Sess.). Substituted "director of the office of professional regulation" for "secretary of state" in subdivs. (b)(1) and (2) and in two places in subsec. (c).

§ 2106. Repealed. 1997, No. 59, § 65(1), eff. June 30, 1997.

History

Former § 2106. Former § 2106, relating to physical therapist fees, was derived from 1989, No. 250 (Adj. Sess.), § 55.

§ 2106a. Repealed. 2005, No. 27, § 117(1).

History

Former § 2106a. Former § 2106a, relating to fees for physical therapists, was derived from V.S. 1947, § 6939; 1941, No. 171 , § 4 and amended by 1959, No. 224 , § 6; and 1969, No. 239 (Adj. Sess.), § 13.

§ 2107. Renewals.

  1. Licenses shall be renewed every two years upon payment of the required fee.
  2. Biennially, the Director shall forward a renewal form to each license holder. Upon receipt of the completed form and the renewal fee, the Director shall issue a new license.
  3. Any application for renewal of a license that has expired shall be accompanied by the renewal fee and late fee. A person shall not be required to pay renewal fees for years during which the license was lapsed.
  4. The Director shall establish continuing competence requirements by rule as a condition of licensure renewal.

    Added 1999, No. 52 , § 13; amended 2005, No. 27 , § 62.

History

Amendments--2005. Subsec. (d): Amended generally.

§ 2108. Reinstatement.

If a physical therapist's license has lapsed for more than five consecutive years, that person may have his or her license reinstated upon payment of all applicable renewal and reinstatement fees, and demonstration of competence to practice the profession by one or more of the following, as determined by the Director:

  1. practice for a specified time under a limited or supervised license;
  2. completion of a remedial course;
  3. completion of continuing competence requirements;
  4. passage of an examination approved by the Director; or
  5. practice with a license in good standing in another jurisdiction.

    Added 2005, No. 27 , § 63; amended 2007, No. 163 (Adj. Sess.), § 20.

History

Amendments--2007 (Adj. Sess.) Rewrote the introductory paragraph, added new subdiv. (1), redesignated former subdivs. (1) through (3) as present subdivs. (2)-(4), and added subdiv. (5).

Subchapter 4. Discipline

§ 2121. Unprofessional conduct.

  1. Unprofessional conduct is the conduct prohibited by this section and by 3 V.S.A. § 129a ,  whether or not taken by a license holder.
  2. Unprofessional conduct shall include:
    1. sexual harassment of a patient;
    2. engaging in a sexual act as defined in 13 V.S.A. § 3251 with a patient;
    3. any of the following except when reasonably undertaken in an emergency situation in order to protect life, health, or property:
      1. practicing or offering to practice beyond the scope permitted by law;
      2. accepting and performing physical therapy responsibilities that the licensee knows or has reason to know that he or she is not competent to perform; or
      3. performing physical therapy services that have not been authorized by the consumer or the consumer's legal representative.
  3. After hearing, an administrative law officer may take disciplinary action against a licensee or applicant found guilty of unprofessional conduct. A finding of unprofessional conduct shall be grounds for:
    1. denying an application for licensure;
    2. revoking, suspending, or conditioning a license; or
    3. otherwise disciplining a licensee.

      Added 1981, No. 227 (Adj. Sess.), § 6; amended 1989, No. 250 (Adj. Sess.), § 4; 1997, No. 40 , § 49; 1997, No. 145 (Adj. Sess.), § 44; 1999, No. 52 , § 14; 2005, No. 27 , § 64; 2007, No. 163 (Adj. Sess.), § 21.

History

Revision note. Deleted "the" following "hearing" in the first sentence of subsec. (c) to correct a grammatical error in view of the amendment to this section by 1997, No. 40 , § 49(a).

Amendments--2007 (Adj. Sess.) Subsec. (b): Deleted former subdiv. (1), and redesignated former subdivs. (2)-(4) as present subdivs. (1)-(3).

Amendments--2005. Subsec. (c): Amended generally.

Amendments--1999 Subsec. (b): Added subdivs. (2) and (3) and redesignated former subdiv. (2) as subdiv. (4).

Amendments--1997 (Adj. Sess.). Rewrote subsec. (a), deleted nine subdivisions in subsec. (b), listing types of unprofessional conduct, and renumbered the remainder, and substituted "Sanctions" for "Panel sanctions" in subsec. (c).

Amendments--1997 Subsec. (c): Substituted "an administrative law officer" for "special panel" in the first sentence.

Amendments--1989 (Adj. Sess.). Subsec. (c): Substituted "special panel" for "appeals panel" following "after hearing, the" in the first sentence.

Cross References

Cross references. Appeal to Office of Professional Regulation from decision of administrative law officer, see 3 V.S.A. § 130a.

CHAPTER 39. PLUMBERS AND PLUMBING

Cross References

Cross references. Procedure for adoption of administrative rules, see 3 V.S.A. ch. 25.

Review of regulatory laws, see chapter 57 of this title.

Subchapter 1. General Provisions

§ 2171. Purpose.

The purpose of this chapter is to protect and improve the general health and welfare of the people of the State of Vermont in the fields of environmental sanitation, water treatment, domestic supply, and hydronically related hot water heating, by authorizing and enforcing rules and regulations for properly designed, acceptably installed, and adequately maintained plumbing, water treatment, and hydronically related water heating systems and by licensing qualified plumbers and qualified heating and water treatment specialists.

1959, No. 215 , § 1, eff. June 2, 1959; amended 1993, No. 176 (Adj. Sess.), § 1.

History

Amendments--1993 (Adj. Sess.). Inserted "water treatment, domestic supply and hydronically related hot water heating" preceding "by authorizing", inserted "and enforcing" thereafter and "water treatment and hydronically related water heating" preceding "systems" and added "and qualified heating and water treatment specialists" following "plumbers".

§ 2172. Definitions.

The following words and phrases when used in this chapter shall be construed as follows:

  1. "Public water system" or "public sewerage disposal system"  means any system supplying or serving 15 or more customers, each family, tenement, store, or other establishment being considered a single customer.
  2. "Master plumber" means any person, licensed under this chapter, that, as a business, installs plumbing systems, hires or employs a person or persons to do plumbing work, or supervises journey plumbers or apprentice plumbers in completion of their work.
  3. "Journeyman plumber" means any person licensed under this chapter who installs plumbing and water treatment or heating specialties under the direction of a master plumber. A journeyman plumber may supervise an apprentice employed by a master plumber and under the master plumber's direction. A journeyman plumber shall not act as a master plumber.
  4. "Apprentice plumber" means any person, employed by a master plumber or under the direction of a master plumber or a journeyman plumber, who is engaged in learning and assisting in the installation of plumbing and water treatment or heating specialties under an apprenticeship program properly registered with the Vermont Apprenticeship Council. An apprentice plumber shall be supervised on the job by either a master or a journeyman plumber.
  5. "Plumbing" is the art of installing pipes, fixtures, and other apparatus for bringing in the water supply and removing liquid and water carried wastes and drainage venting systems within or on any building or structure.
  6. "Board" means the Plumber's Examining Board created under this chapter.
  7. "State plumbing inspector" means a master plumber or duly qualified employee of the Department designated to enforce the rules and regulations pursuant to this chapter.
  8. "Municipal inspector" means a plumbing inspector authorized to conduct municipal inspections pursuant to this chapter.
  9. "Specialist" means any person licensed under this chapter who performs work in connection with water treatment and heating, or both, or performs that work as a principal business or an auxiliary to a principal business for the person's own account as designated on the person's license.
  10. "Commissioner" means the Commissioner of Public Safety.
  11. "Legislative body" means the selectboard, the alderboard, city council, or board of trustees of a municipality or an incorporated village.
  12. "Work notice" means the notice required to be filed under this chapter by a licensee prior to commencement of work.

    1959, No. 215 , § 2, eff. June 2, 1959; amended 1993, No. 176 (Adj. Sess.), § 2; 2005, No. 8 , § 10, eff. April 25, 2005.

History

Revision note. In subdiv. (3), substituted "defined in subdivision (2) of this section" for "herein defined" for purposes of clarity.

- 2005. Subdiv. (10): Substituted "public safety" for "labor and industry".

Amendments--1993 (Adj. Sess.). Section amended generally.

§ 2173. Rules adopted by the Board.

  1. The Plumber's Examining Board may, pursuant to the Administrative Procedure Act, make and revise such plumbing rules as necessary for protection of the public health, except that no rule of the Board may require the installation or maintenance of a water heater at a minimum temperature. To the extent that a rule of the Board conflicts with this subsection or with 18 V.S.A. chapter 40, that rule shall be invalid and unenforceable. The rules shall be in effect in every city, village, and town having a public water system or public sewerage system and apply to all premises connected to the systems and all public buildings containing plumbing or water treatment and heating specialties whether they are connected to a public water or sewerage system. The local board of health and the Commissioner of Public Safety shall each have authority to enforce these rules. The rules shall be limited to minimum performance standards reasonably necessary for the protection of the public against accepted health hazards and shall be consistent with any minimum efficiency standards for plumbing fixtures adopted under 9 V.S.A. chapter 74. The Board may, if it finds it practicable to do so, adopt the provisions of a nationally recognized plumbing code and as needed shall adopt a Vermont-specific amendment to the adopted code to ensure that it is consistent with any minimum efficiency standards for plumbing fixtures adopted under 9 V.S.A. chapter 74.
  2. The Commissioner shall make rules and adopt procedures and priorities for inspections and enforcement. Installations regulated by the Board shall be inspected by a State plumbing inspector. The Commissioner may set priorities based on consideration of health risks to persons and property, type and size of the building, and the complexity and size of the installation or job.
  3. The Commissioner or any State plumbing inspector designated by the Commissioner shall have the authority to enter any premises in which an installation subject to the rules of the Board is being or has been installed, replaced, or repaired for the purpose of performing inspections necessary to carry out inspection responsibilities under this subchapter. If the owner or occupant of the premises refuses entry, the Commissioner may apply to any Superior Court to issue an order enforcing the right of entry.

    Added 1959, No. 215 , § 3, eff. June 2, 1959; amended 1979, No. 122 (Adj. Sess.), § 1; 1987, No. 268 (Adj. Sess.), § 6, eff. June 21, 1988; 1993, No. 176 (Adj. Sess.), § 3; 2005, No. 8 , § 11, eff. April 25, 2005; 2007, No. 92 (Adj. Sess.), § 10a; 2017, No. 127 (Adj. Sess.), § 2; 2017, No. 139 (Adj. Sess.), § 7.

History

Amendments--2017 (Adj. Sess.). Subsec. (a): Act No. 127 inserted "or with 18 V.S.A. chapter 40" following "conflicts with this subsection" in the second sentence.

Subsec. (a): Act No. 139 in the first sentence, substituted "Administrative Procedure Act" for "of 3 V.S.A. chapter 25 (Administrative Procedure Act)"; in the fifth sentence, added "and shall be consistent with any minimum efficiency standards for plumbing fixtures adopted under 9 V.S.A. chapter 74"; and in the sixth sentence, added "and as needed shall adopt a Vermont-specific amendment to the adopted code to ensure that it is consistent with any minimum efficiency standards for plumbing fixtures adopted under 9 V.S.A. chapter 74".

Amendments--2007 (Adj. Sess.). Subsec. (a): Inserted ", except that no rule of the board may require the installation or maintenance of a water heater at a minimum temperature" following "public health" and added the present second sentence.

Amendments--2005. Subsec. (a): Deleted "or not" following "whether" in the second sentence and substituted "public safety" for "labor and industry" in the third sentence.

Amendments--1993 (Adj. Sess.). Rewrote the section heading, designated the existing provisions of the section as subsec. (a), inserted "containing plumbing or water treatment and heating specialties" following "buildings" in the second sentence and added the fifth sentence of that subsec., and added subsecs. (b) and (c).

Amendments--1987 (Adj. Sess.). Deleted "and regulations" following "rules" in the section heading, inserted "(Administrative Procedure Act)" following "chapter 25" in the first sentence, and added "and all public buildings whether or not they are connected to a public water or sewerage system" following "connected to the systems" in the second sentence.

Amendments--1979 (Adj. Sess.). Section amended generally.

§ 2174. Municipal rules and regulations; municipal inspections.

  1. The legislative body may establish inspection procedures and appoint trained, qualified master plumbers to conduct municipal inspections. If the Board determines that the inspection procedures, training, and qualifications of the municipal plumbing inspectors are sufficient, the Commissioner may assign the responsibility to inspect plumbing installations within the municipality to the municipality. Municipal inspection standards shall be, at a minimum, equal to State standards. Municipal standards may exceed State standards with approval of the Board. Municipal standards shall not prohibit implementation of 18 V.S.A. chapter 40. An assignment of responsibility under this subsection shall not affect the authority of the Board or the Commissioner under this subchapter.
  2. Inspection procedures, including the issuance of work notices, shall be the same as for State plumbing inspections. A municipal inspector shall have the authority to enter a premises to carry out inspection responsibilities in accordance with the rules and procedures established by the Board. The legislative body may also establish reasonable fees for inspections, which shall be in lieu of fees charged by the State.
  3. If, after inspection of the plumbing installation, a violation of the rules of the Board or the inspection procedures of the municipality is found, a municipal inspector may:
    1. Issue an order directing the plumber of record or the owner of the premises in which the violation is found to correct or remove the violation.
    2. Invalidate the work permit.
    3. Pursue disciplinary procedures under section 2178 of this chapter.
  4. A person aggrieved by an action of a municipal inspector or municipality under subsection (c) of this section may appeal to the Commissioner by filing a written application for a hearing with the Commissioner within 15 days after receiving written notice of the action. A person filing an application under this subsection shall be entitled to notice and an opportunity for a hearing before the Commissioner within 45 days. Within 30 days after the hearing, the Commissioner shall issue an order amending, modifying, or affirming the action by the municipal inspector or municipality.
  5. Municipal inspectors shall participate in training provided by the Department of Public Safety. The Department of Public Safety shall also provide continuing consultation, review, and assistance to municipal inspectors.
  6. The Commissioner or the Board may revoke an assignment of responsibility to a municipality granted under this section if the Commissioner or the Board determines that the training or qualifications of the municipal inspectors or the inspection procedure adopted by the legislative body is insufficient.

    Added 1959, No. 215 , § 4, eff. June 2, 1959; amended 1967, No. 295 (Adj. Sess.), § 7, eff. March 20, 1968; 1979, No. 122 (Adj. Sess.), § 2; 1987, No. 268 (Adj. Sess.), § 7, eff. June 21, 1988; 1993, No. 176 (Adj. Sess.), § 4; 2005, No. 8 , § 12, eff. April 25, 2005; 2017, No. 127 (Adj. Sess.), § 3.

History

Reference in text. In subdiv. (c)(3), section 2178 of this chapter does not exist.

Amendments--2017 (Adj. Sess.) Subsec. (a): Added the fifth sentence.

Amendments--2005. Subsec. (e): Substituted "public safety" for "labor and industry" in two places.

Amendments--1993 (Adj. Sess.). Section amended generally.

Amendments--1987 (Adj. Sess.). Subsec. (a): Substituted "rules" for "regulations" following "adopt by reference" and added "provided that such rules are consistent with the rules adopted by the board" following "portions thereof".

Amendments--1979 (Adj. Sess.). Designated the existing provisions of the section as subsec. (a); substituted "section 3101 of Title 24" for "24 V.S.A. section 3101" preceding "may prescribe plumbing", "rules" for "regulations" thereafter, and "plumber's examining board" for "department of health" preceding "relating" in that subsec.; and added subsecs. (b) through (d).

Amendments--1967 (Adj. Sess.). Section amended generally.

Cross References

Cross references. State inspections, see § 2199 of this chapter.

§ 2175. Work notice; fees; enforcement; appeals; penalties.

  1. Work in installations subject to the rules of the Board shall not commence until a work notice has been received and validated by the Department of Public Safety. The following schedule of work notice fees shall be paid to the Commissioner or a designated representative prior to the validation of a work notice.
    1. For all plumbing work, identified as a priority for inspection and review under subsection 2173(b) of this title, the fee shall be:
      1. $10.00 for each plumbing fixture described as a washing machine, dishwasher, grease trap, oil interceptor, sand interceptor, sewage ejector pump, water closet, urinal, bidet, disposal, drinking fountain, water cooler, lavatory, bathtub, shower, sink, hose bib, floor drain, or similar device. The total shall not be less than $50.00.
      2. $15.00 for each plumbing fixture described as a water heater, hydronic heating unit, domestic hot water coil, or water treatment device.
    2. For all plumbing work, not identified as a priority for inspection and review under subsection 2173(b) of this title, the fee shall be $50.00.
    3. At the discretion of the Commissioner, whenever an owner or licensed plumber requests for the owner's or licensed plumber's benefit that an inspection be made outside the normal working hours, all fees payable by the owner under this section shall be paid in an amount twice that indicated under this section.
  2. If the Commissioner or designee finds a violation of the rules adopted under this chapter, the Commissioner or designee may:
    1. Order the owner of the premises in which the violation is found or the owner's agent or the person performing the work to correct or remove the violation.
    2. Invalidate a work notice or issue a cease and desist order, or both.
    3. Order any public water and sewerage company or to any private party furnishing water to such installation not to connect or to disconnect water service or sewer service, or both, from all or a portion of the premises until the violation is removed or corrected.
    4. Order any company supplying fuel service to the premises to disconnect the fuel supply until the cited violation has been removed or corrected.
    5. Issue an administrative citation.
    6. Pursue any combination of options under this subsection.
  3. Any person aggrieved under this chapter may request the Commissioner to reconsider the refusal or order. A request for reconsideration shall be made in writing and filed with the Commissioner within 15 days after receipt of the written order or notice of refusal. Within 30 days of receipt of the request for reconsideration, the Commissioner shall review the refusal or order and shall issue an order amending, modifying, or affirming the original refusal or order. A person aggrieved by the Commissioner's decision under this section may appeal to the Superior Court in the district in which the violation occurred. The court shall hear the matter de novo.
  4. The Commissioner may after notice and an opportunity for hearing, assess an administrative penalty of not more than $1,000.00 per violation against a person, licensed or unlicensed, who violates this chapter, or any order lawfully issued under this chapter. Penalties assessed shall be related to the severity of the violation.
  5. On application by the Commissioner, the Superior Court in the county in which a violation occurs may issue an order enjoining or restraining the violation. An election by the Commissioner to proceed under this subsection shall not limit or restrict the Commissioner's authority to assess an administrative penalty under subsection (d) of this section.
  6. Violation of any rule adopted under this subchapter shall be prima facie evidence of negligence in any civil action for damages that results from the violation.

    1959, No. 215 , § 5, eff. June 2, 1959; amended 1969, No. 84 , § 1, eff. April 18, 1969; 1979, No. 122 (Adj. Sess.), § 3; 1993, No. 176 (Adj. Sess.), § 5; 1999, No. 49 , § 146; 2005, No. 8 , § 13, eff. April 25, 2005; 2009, No. 134 (Adj. Sess.), § 7, eff. May 29, 2010.

History

Amendments--2009 (Adj. Sess.) Subdiv. (a)(1)(A): Substituted "$10.00" for "$7.00" and "$50.00" for "$20.00".

Subdiv. (a)(1)(B): Substituted "$15.00" for "$10.00".

Subdiv. (a)(2): Amended generally.

Amendments--2005. Subsec. (a): Substituted "public safety" for "labor and industry" in the introductory paragraph.

Amendments--1999 Inserted "fees" following "notice" in the section heading and rewrote subsec. (a).

Amendments--1993 (Adj. Sess.). Section amended generally.

Amendments--1979 (Adj. Sess.). Substituted "finding and order signed by the commissioner of labor and industry" for "notice authorized by the state board of health" following "received a written", "order" for "notice" preceding "to remedy" and "$ 1,000.00" for "$ 100.00 nor less than $ 10.00 for each week or part thereof during which the violation continues to exist after receipt of a written notice" following "more than".

Amendments--1969. Inserted "or after he has received a written notice authorized by the state board of health" following "officer" and added "for each week or part thereof during which the violation continues to exist after receipt of a written notice" following "$ 10.00".

§ 2176. Existing buildings.

The rules adopted under sections 2173, 2174, and 2175 of this title shall not apply to existing private dwellings and public buildings except as the plumbing systems in them may be altered in the future.

1959, No. 215 , § 6, eff. June 2, 1959; amended 1987, No. 268 (Adj. Sess.), § 8, eff. June 21, 1988; 1993, No. 176 (Adj. Sess.), § 6.

History

Amendments--1993 (Adj. Sess.). Deleted "and" preceding "2174" and added "and 2175" thereafter.

Amendments--1987 (Adj. Sess.). Section amended generally.

Subchapter 2. Plumber's Examining Board

§ 2181. Plumber's Examining Board; membership; powers. Section 2181 effective until April 1, 2021; see also section 2181 effective April 1, 2021 set out below.

  1. A Plumber's Examining Board, within the Department of Public Safety, hereinafter called "Board," shall consist of five members, one of whom shall be the Commissioner of Public Safety or designee and one of whom shall represent the Commissioner of Health or designee.  The remaining three members shall be appointed by the Governor with the advice and consent of the Senate.  One of the appointive members shall be a master plumber, one shall be a journey plumber, and one shall be a public member not associated with the plumbing or heating trades.
  2. The Board shall have authority to examine and license master plumbers and journeyman plumbers and specialists and shall have the right to make reasonable rules.
  3. Upon notice to the affected person and after a hearing, the Board may refuse to issue a license or may suspend or revoke a license or may take other disciplinary action against a licensee for any of the following reasons:
    1. fraud or deceit in obtaining a license;
    2. gross negligence, incompetency, misrepresentation, or misconduct by a licensee;
    3. violation by a licensee of the rules of the Department of Health, the Department of Public Safety, or the Board;
    4. failure to comply with a written notice issued under section 2173, 2174, or 2175 of this title.

      Added 1959, No. 215 , § 7, eff. June 2, 1959; amended 1969, No. 84 , § 2, eff. April 18, 1969; 1973, No. 267 (Adj. Sess.), § 5; 1979, No. 122 (Adj. Sess.), § 4; 1993, No. 176 (Adj. Sess.), § 7; 2005, No. 8 , § 14, eff. April 25, 2005.

History

Amendments--2005. Subsec. (a): Substituted "public safety" for "labor and industry" in two places.

Subdiv. (c)(3): Substituted "public safety" for "labor and industry".

Amendments--1993 (Adj. Sess.). Rewrote the section heading, deleted "his" preceding "designee" in two places in the first sentence of subsec. (a), inserted "and specialists" following "plumbers" in subsec. (b), and added subsec. (c).

Amendments--1979 (Adj. Sess.). Section amended generally.

Amendments--1973 (Adj. Sess.). Substituted "office of the secretary of state" for "department of health" preceding "hereinafter" in the first sentence.

Amendments--1969. Inserted "employ personnel" following "examinations and" in the third sentence.

§ 2181. Plumber's Examining Board; membership; powers. Section 2181 effective April 1, 2021; see also section 2181 effective until April 1, 2021 set out above.

  1. Creation.  The Plumber's Examining Board, within the Department of Public Safety, shall consist of five members, one of whom shall be the Commissioner of Public Safety or designee and one of whom shall represent the Commissioner of Health or designee. The remaining three members shall be appointed by the Governor with the advice and consent of the Senate. One of the appointive members shall be a master plumber, one shall be a journey plumber, and one shall be a public member not associated with the plumbing or heating trades.
  2. General authority.  The Board shall have authority to examine and license master plumbers and journeyman plumbers and specialists and shall have the right to make reasonable rules.
  3. Disciplinary actions.  Upon notice to the affected person and after a hearing, the Board may refuse to issue a license or may suspend or revoke a license or may take other disciplinary action against a licensee for any of the following reasons:
    1. fraud or deceit in obtaining a license;
    2. gross negligence, incompetency, misrepresentation, or misconduct by a licensee;
    3. violation by a licensee of the rules of the Department of Health, the Department of Public Safety, or the Board;
    4. failure to comply with a written notice issued under section 2173, 2174, or 2175 of this title.
  4. Military credentials.  The Board may evaluate specific military credentials to determine equivalency to credentials within its jurisdiction. The determinations shall be adopted through written policy that shall be posted on the Board's website.
  5. Foreign credential verification.
    1. The Commissioner shall adopt rules in consultation with the Board that prescribe a process for the Commissioner to assess the equivalence of an applicant's professional credentials earned outside the United States as compared to State licensing requirements for plumbers.
    2. Any determination of equivalence by the Commissioner under this subsection shall be in consultation with the Board, recorded in the applicant's licensing file, and binding upon the Board.
    3. In administering this subsection, the Board may rely upon third-party credential verification services. The cost of such services shall be paid by the applicant.
  6. Continuing education; sunset review.
    1. Not less than once every five years, the Board shall review plumbers' continuing education or other continuing competency requirements. The review results shall be in writing and address the following:
      1. the renewal requirements of the profession;
      2. the renewal requirements in other jurisdictions, particularly in the Northeast region;
      3. the cost of the renewal requirements for the profession's licensees;
      4. an analysis of the utility and effectiveness of the renewal requirements with respect to public protection; and
      5. recommendations to the Commissioner on whether the continuing education or other continuing competency requirements should be modified.
    2. The Commissioner shall respond to the Board within 45 days of its submitted review results. The Commissioner may require the Board to reduce, modify, or otherwise change the renewal requirements, including by proposing any necessary amendments to statute or rule.

      Added 1959, No. 215 , § 7, eff. June 2, 1959; amended 1969, No. 84 , § 2, eff. April 18, 1969; 1973, No. 267 (Adj. Sess.), § 5; 1979, No. 122 (Adj. Sess.), § 4; 1993, No. 176 (Adj. Sess.), § 7; 2005, No. 8 , § 14, eff. April 25, 2005; 2019, No. 152 (Adj. Sess.), § 20, eff. April 1, 2021; 2019, No. 178 (Adj. Sess.), § 37, eff. July 1, 2021.

History

Amendments--2019 (Adj. Sess.). Subsec. (a): Act Nos. 152 and 178, in the first sentence, substituted "The" for "A" and deleted "hereinafter called 'Board'" preceding "shall consist".

Subsecs. (a)-(c): Act No. 152 added subsec. headings.

Subsecs. (d)-(f): Added by Act No. 152.

§ 2182. Terms of office.

  1. Members of the Board shall be appointed for four year terms. Two of the appointed members shall initially be appointed for terms of two years beginning July 1 of the year of appointment.
  2. A vacancy shall be filled for the unexpired term in the same manner as the initial appointment.

    1959, No. 215 , § 8, eff. June 2, 1959; amended 1993, No. 176 (Adj. Sess.), § 8.

History

Amendments--1993 (Adj. Sess.). Section amended generally.

§ 2183. Fees; books and records.

All fees for examinations, licenses, and renewals shall be forwarded to the Department of Public Safety. The Board shall have free and unrestricted access to all books, notes, records, transcriptions, recordings, and other related data within the care of the Department of Public Safety.

1959, No. 215 , § 17, eff. June 2, 1959; amended 1993, No. 176 (Adj. Sess.), § 9; 2005, No. 8 , § 15, eff. April 25, 2005.

History

Amendments--2005. Substituted "public safety" for "labor and industry" in the first and second sentences.

Amendments--1993 (Adj. Sess.). Section amended generally.

§ 2184. Per diem pay and expenses.

Each appointive member of the Board shall be entitled to compensation and expenses as provided in 32 V.S.A. § 1010 .

1959, No. 215 , § 18, eff. June 2, 1959; amended 1963, No. 193 , § 12, eff. June 28, 1963; 1983, No. 195 (Adj. Sess.), § 5(b); 1993, No. 176 (Adj. Sess.), § 10.

History

Amendments--1993 (Adj. Sess.). Section amended generally.

Amendments--1983 (Adj. Sess.). Inserted "and information support" following "commissioner of finance" in the second sentence.

Amendments--1963. Substituted "$ 15.00" for "$ 10.00" in the first sentence.

§ 2185. Repealed. 1993, No. 176 (Adj. Sess.), § 19.

History

Former § 2185. Former § 2185, relating to appropriation, was derived from 1959, No. 215 , § 19, and amended by 1975, No. 118 , § 83.

Subchapter 3. Licenses

§ 2191. Master plumbers.

Any person who completes an application for a master plumber's license, presents documentation of having held a valid journeyman plumber's license under this chapter for at least 12 months, or documents equivalent training and experience in or outside of this State acceptable to the Board, and pays an examination fee in an amount determined by the Board based on the costs associated with administering the examination, shall be entitled to an examination. Upon successful completion of the examination and payment of a licensing fee, the applicant shall receive a master plumber's license in the form of a wallet-sized card. The license shall be carried by the master plumber at all times while performing the licensee's trade and shall be displayed upon request. Upon request of a license holder, a license certificate, suitable for framing, shall be available for a fee.

1959, No. 215 , § 9, eff. June 2, 1959; amended 1969, No. 84 , § 3, eff. April 18, 1969; 1971, No. 6 , § 1, eff. Feb. 17, 1971; 1991, No. 234 (Adj. Sess.), § 9; 1993, No. 176 (Adj. Sess.), § 11.

History

Amendments--1993 (Adj. Sess.). Section amended generally.

Amendments--1991 (Adj. Sess.). Substituted "$30.00" for "$25.00" wherever it appeared.

Amendments--1971. Inserted "or who has had experience acceptable to the board" following "months" in the first sentence.

Amendments--1969. Substituted "$ 25.00" for "$ 15.00" in the first and second sentences.

§ 2192. Journeyman plumbers.

Any person who completes an application for a journeyman plumber's license and documents apprenticeship in plumbing that includes both instruction and practice in work processes as verified by the Vermont Apprenticeship Council, or equivalent training and experience in or out of this State acceptable to the Board, and pays an examination fee to be determined by the Board based on the costs associated with administering the examination, shall be entitled to examination. Upon successful completion of the examination and payment of a licensing fee, the applicant shall receive a journeyman plumber's license in the form of a wallet-sized card. The license shall be carried by the journeyman at all times while performing the licensee's trade and shall be displayed upon request. Upon request of a license holder, a license certificate, suitable for framing, shall be available for a fee.

1959, No. 215 , § 10, eff. June 2, 1959; amended 1969, No. 84 , § 4, eff. April 18, 1969; 1971, No. 6 , § 2, eff. Feb. 17, 1971; amended 1991, No. 234 (Adj. Sess.), § 10; 1993, No. 176 (Adj. Sess.), § 12.

History

Amendments--1993 (Adj. Sess.). Section amended generally.

Amendments--1991 (Adj. Sess.). Deleted "his" following "successfully completed" and substituted "an" for "his" preceding "official" in the first sentence, and substituted "$20.00" for "$5.00" in the first and second sentences.

Amendments--1971. Inserted "or has had equivalent training or experience acceptable to the board" following "council" in the first sentence.

Amendments--1969. Substituted "$5.00" for "$3.00" in the first and second sentences.

§ 2192a. Limited licensure; specialists.

  1. Any person who completes an application for a specialist's license and documents successful completion of instruction, training, and experience in or out of the State acceptable to the Board and pays an examination fee to be determined by the Board based on the costs associated with administering the examination, shall be entitled to an examination. Upon successful completion of the examination and payment of a license fee, the applicant shall receive a specialist license in the form of a wallet-sized card. The license shall be carried by the licensee at all times while performing the licensee's specialty and shall be displayed upon request. Upon request by the license holder, a specialist license suitable for framing shall be available for a fee. A specialist license shall indicate each specialty for which the licensee has been approved. A specialist license does not take the place of any other license required by law.
  2. Specialty fields include the following:
    1. Water Heater Specialist: Installation, replacement, and repair of any residential, industrial, or commercial domestic hot water supply tanks.
    2. Heating System Specialist: Installation, replacement, and repair of residential, industrial, or commercial hydronic space heating systems, including radiant, solar, and other types of hydronic system design. Any work on steam systems shall be limited to steam systems with operating pressure not to exceed 15 PSIG.
    3. Water Treatment Specialist: Installation, replacement, and repair of residential, industrial, or commercial potable water treatment and filtration equipment.
  3. A person duly licensed as a specialist under this section may perform specialty work, either as an employee or as an independent contractor only in connection with the specialty field designated on the person's license. A specialty business may hire or employ only people licensed in the specialty of the business.
  4. A specialist may perform a supply connection to an existing water supply for test and related system operation, but at no time shall any specialist perform any plumbing or heating work that is not specified or permitted under the specialist's license.
  5. Specialty classes shall be provided by the Department of Labor or others.
  6. The Commissioner shall adopt rules regarding work notices, inspection procedures, and priorities for each specialty.

    Added 1993, No. 176 (Adj. Sess.), § 13; amended 2005, No. 103 (Adj. Sess.), § 3, eff. April 5, 2006.

History

Amendments--2005 (Adj. Sess.) Subsec. (e): Substituted "department of labor" for "department of labor and industry".

§ 2193. Applications and examinations; fees. Section 2193 effective until July 1, 2021; see also section 2193 effective July 1, 2021 set out below.

  1. Each applicant for license shall present to the executive office of the Board, on blanks furnished by the Board, a written application for examination and license containing such information as the Board may require, accompanied by the fee required. Notwithstanding 32 V.S.A. § 502(a) , if the examination is conducted by an outside testing service, the required examination fee may be paid directly to the testing service. Examinations shall be in whole or in part in writing and shall include the theoretical and practical nature of plumbing or specialties, or both, and knowledge of State laws, the rules of the Departments of Health and of Environmental Conservation, and such other rules and regulations as the Board may determine necessary to satisfactorily determine the qualifications of the applicant. Examinations shall be relevant to the instructional material taught in classes, codes used, and new developments and procedures within the trade.
  2. Any applicant who fails an examination may, upon payment of the examination fee, retake the examination.
  3. License and renewal fees are as follows:
    1. Master plumber license                                      $ 120.00        (2) Journeyman plumber license                                  $  90.00        (3) Specialist license                                          $  50.00        (4) Master renewal fee                                          $ 120.00        (5) Journeyman renewal fee                                      $  90.00        (6) Specialist renewal fee                                      $  50.00        (7) License certificate                                         $  10.00
  4. Master and journeyman plumbers shall be exempt from paying license or renewal fees as specialists.
  5. Subsection (e) effective April 1, 2021.  Pursuant to qualifications and procedures determined by the Commissioner, the Board shall, upon request, waive application fees to qualified military members and military spouses.

    Added 1959, No. 215 , § 11, eff. June 2, 1959; amended 1961, No. 32 , § 1; 1993, No. 176 (Adj. Sess.), § 14; 1999, No. 49 , § 147; 2009, No. 134 (Adj. Sess.), § 8, eff. May 29, 2010; 2019, No. 131 (Adj. Sess.), § 279; 2019, No. 152 (Adj. Sess.), § 21, eff. April 1, 2021.

History

Amendments--2019 (Adj. Sess.). Subsec. (a): Act No. 131 substituted ", the rules of the Departments" for "and Department", inserted "of" preceding "Environmental", deleted "regulations" following "Conservation", and inserted "rules and" in the third sentence.

Subsec. (e): Added by Act No. 152.

Amendments--2009 (Adj. Sess.) Subsec. (c): Raised the fees in subdivs. (1)-(6).

Amendments--1999 Subsec. (a): Added the second sentence.

Amendments--1993 (Adj. Sess.). Added "fees" following "examinations" in the section heading, designated the existing provisions of the section as subsec. (a), inserted "or specialties, or both" following "plumbing" and "and environmental conservation" following "health", substituted "regulations" for "branches thereof" following "such other" in the second sentence and added the third sentence of that subsec., and added subsecs. (b)-(d).

Amendments--1961. Deleted "applicants for examination shall be residents of this state" preceding "examinations" in the second sentence.

Cross References

Cross references. Exemption of persons 80 years of age and over from payment of license renewal fees, see 32 V.S.A. § 1111.

§ 2193. Applications; examinations, education, and fees. Section 2193 effective July 1, 2021; see also section 2193 effective until July 1, 2021 set out above.

    1. Each applicant for license shall present to the executive office of the Board, on blanks furnished by the Board, a written application for examination and license containing such information as the Board may require, accompanied by the fee required. Notwithstanding 32 V.S.A. § 502(a) , if the examination is conducted by an outside testing service, the required examination fee may be paid directly to the testing service. (a) (1)  Each applicant for license shall present to the executive office of the Board, on blanks furnished by the Board, a written application for examination and license containing such information as the Board may require, accompanied by the fee required. Notwithstanding 32 V.S.A. § 502(a) , if the examination is conducted by an outside testing service, the required examination fee may be paid directly to the testing service.
    2. Examinations shall be in whole or in part in writing and shall include the theoretical and practical nature of plumbing or specialties, or both, and knowledge of State laws, the rules of the Departments of Health and of Environmental Conservation, and such other rules and regulations as the Board may determine necessary to satisfactorily determine the qualifications of the applicant. Examinations shall be relevant to the instructional material taught in classes, codes used, and new developments and procedures within the trade.
  1. Any applicant who fails an examination may, upon payment of the examination fee, retake the examination.
  2. License and renewal fees are as follows:
    1. Master plumber license                                      $ 120.00        (2) Journeyman plumber license                                  $  90.00        (3) Specialist license                                          $  50.00        (4) Master renewal fee                                          $ 120.00        (5) Journeyman renewal fee                                      $  90.00        (6) Specialist renewal fee                                      $  50.00        (7) License certificate                                         $  10.00
  3. Master and journeyman plumbers shall be exempt from paying license or renewal fees as specialists.
  4. Subsection (e) effective April 1, 2021.  Pursuant to qualifications and procedures determined by the Commissioner, the Board shall, upon request, waive application fees to qualified military members and military spouses.
  5. Subsection (f) effective July 1, 2021.  In addition to other education requirements of this subchapter, the Commissioner shall require each applicant to complete an education module regarding the State's energy goals and how the plumbing profession can further those goals.
    1. The education module shall be not more than two hours and shall be required as a condition of initial licensure and license renewal, except that master and journeyman plumbers who complete this education module shall not be required to complete this education module for any additional specialty license. The module shall include education on any State or utility incentives relevant to the profession.
      1. The education module for initial licensure shall provide general information regarding the State's energy goals.
      2. The education module for license renewal shall provide any updates on the State's energy goals and any updates regarding corresponding State energy programs applicable to the profession.
    2. The Commissioner shall consider any recommendations on these education modules provided by relevant stakeholders and approve education modules in consultation with the Agency of Natural Resources and the Department of Public Service.

      Added 1959, No. 215 , § 11, eff. June 2, 1959; amended 1961, No. 32 , § 1; 1993, No. 176 (Adj. Sess.), § 14; 1999, No. 49 , § 147; 2009, No. 134 (Adj. Sess.), § 8, eff. May 29, 2010; 2019, No. 131 (Adj. Sess.), § 279; 2019, No. 152 (Adj. Sess.), § 21, eff. April 1, 2021; 2019, No. 178 (Adj. Sess.), § 37, eff. July 1, 2021.

History

2020 Subsec. (e), as added by 2019, No. 178 (Adj. Sess.), § 37, was redesignated as subsec. (f) to avoid conflict with subsec. (e) as added by 2019, No. 152 (Adj. Sess.), § 21.

Amendments--2019 (Adj. Sess.). Section heading: Act No. 178 substituted "Applications; examinations, education, and fees" for "Applications and examinations; fees".

Subsec. (a): Act No. 131 substituted ", the rules of the Departments" for "and Department", inserted "of" preceding "Environmental", deleted "regulations" following "Conservation", and inserted "rules and" in the third sentence.

Subsec. (a): Act No. 178 added the subdiv. (1) and (2) designations.

Subsec. (e): Added by Act No. 152.

Subsec. (f): Added by Act No. 178.

Applicability-- 2019, No. 178 (Adj. Sess.) 2019 (Adj. Sess.), No. 178, § 38(3) provides: "Secs. 33 - 37 (State energy goals; education modules) shall take effect on July 1, 2021, except that all existing licensed, certified, or authorized professionals to whom these provisions apply shall be required to obtain the education module for initial licensure as a condition of their upcoming renewal and shall thereafter be required to obtain the education module for renewal at the subsequent renewal cycle."

§ 2194. Examinations not required; temporary licenses. Section 2194 effective until April 1, 2021; see also section 2194 effective April 1, 2021 set out below.

    1. Appropriate licenses without examination may be issued to a person to whom a master plumber's license or a journeyman plumber's license or a specialty license or equivalent has been previously issued by another state or municipality upon the payment of the required fee if: (a) (1)  Appropriate licenses without examination may be issued to a person to whom a master plumber's license or a journeyman plumber's license or a specialty license or equivalent has been previously issued by another state or municipality upon the payment of the required fee if:
      1. that state or municipality maintained a standard of requirements equivalent to those of this State; and
      2. the applicant presents satisfactory proof to the Board that he or she is a bona fide licensee.
    2. An applicant under this subsection shall be exempt from examination only if the applicant holds a license from a foreign state or municipality and if under the laws or regulations of the foreign state or municipality issuing the license a like exemption or reciprocal agreement, or both, is granted to licensees under the laws of this State.
  1. Except as otherwise provided by law, a journeyman's license shall be issued without examination and upon payment of the required fee to an applicant who is a service member or veteran who:
    1. submits a complete application and any documentation required by the Board;
    2. has received designation by the U.S. Armed Forces as a 12K Plumber or equivalent; and
    3. has completed a minimum of 8,000 hours and four years of active duty field work as a 12K Plumber or equivalent.
  2. As used in this section:
    1. "Service member" means an individual who is an active member of:
      1. the U.S. Armed Forces;
      2. a reserve component of the U.S. Armed Forces;
      3. the U.S. Coast Guard; or
      4. the National Guard of any state.
    2. "Veteran" means a former service member who received an honorable discharge or a general discharge under honorable conditions from active duty not more than two years prior to submitting an application for licensure.

      Added 1959, No. 215 , § 12, eff. June 2, 1959; amended 1961, No. 32 , §§ 2, 3; 1969, No. 84 , § 5, eff. April 18, 1969; 1993, No. 176 (Adj. Sess.), § 15; 2017, No. 119 (Adj. Sess.), § 3.

History

Amendments--2017 (Adj. Sess.) Designated former provisions as subsec. (a) and amended generally and added subsecs. (b) and (c).

Amendments--1993 (Adj. Sess.). Section amended generally.

Amendments--1969. Section amended generally.

Amendments--1961. Added the second sentence in subdiv. (2), added a new subdiv. (4), and redesignated former subdiv. (4) as subdiv. (5).

ANNOTATIONS

1. Corporation or partnership.

A license should not be granted to a corporation or partnership until the person designated on the application has proved that he is a corporate officer or a partner in a partnership. 1966-68 Op. Atty. Gen. 177.

§ 2194. Examinations not required; temporary licenses. Section 2194 effective April 1, 2021; see also section 2194 effective until April 1, 2021 set out above.

Generally.

Reciprocity.

  1. Appropriate licenses without examination may be issued to a person to whom a master plumber's license or a journeyman plumber's license or a specialty license or equivalent has been previously issued by another state or municipality upon the payment of the required fee if:
    1. that state or municipality maintained a standard of requirements equivalent to those of this State; and
    2. the applicant presents satisfactory proof to the Board that he or she is a bona fide licensee.
  2. An applicant under this subdivision (1) shall be exempt from examination only if the applicant holds a license from a foreign state or municipality and if under the laws or regulations of the foreign state or municipality issuing the license a like exemption or reciprocal agreement, or both, is granted to licensees under the laws of this State.

    Uniform process for endorsement from other states.

    (A) The Board shall issue licenses for master plumbers and journeyman plumbers and specialists who have been licensed in good standing in another jurisdiction within the United States for at least three years, regardless of whether that jurisdiction meets the reciprocity requirements of subdivision (1) of this subsection.

    (B) If the Board determines that three years of demonstrated practice in another specific jurisdiction is not adequately protective of the public, it shall provide its rationale to the Commissioner, who may propose any necessary statutory or rule amendments in order to implement more restrictive requirements for endorsement for that jurisdiction.

  3. The Commissioner may issue to an endorsement applicant a waiver of the practice requirement if there is a showing that the waiver follows State policy and the public is adequately protected.

    (b) Service members and veterans. Except as otherwise provided by law, a journeyman's license shall be issued without examination and upon payment of the required fee to an applicant who is a service member or veteran who:

  1. submits a complete application and any documentation required by the Board;
  2. has received designation by the U.S. Armed Forces as a 12K Plumber or equivalent; and
  3. has completed a minimum of 8,000 hours and four years of active duty field work as a 12K Plumber or equivalent.

    (c) Definitions. As used in this section:

    (1) "Service member" means an individual who is an active member of:

    1. the U.S. Armed Forces;
    2. a reserve component of the U.S. Armed Forces;
    3. the U.S. Coast Guard; or
    4. the National Guard of any state.

      (2) "Veteran" means a former service member who received an honorable discharge or a general discharge under honorable conditions from active duty not more than two years prior to submitting an application for licensure.

      Added 1959, No. 215 , § 12, eff. June 2, 1959; amended 1961, No. 32 , §§ 2, 3; 1969, No. 84 , § 5, eff. April 18, 1969; 1993, No. 176 (Adj. Sess.), § 15; 2017, No. 119 (Adj. Sess.), § 3; 2019, No. 152 (Adj. Sess.), § 22, eff. April 1, 2021.

History

Amendments--2019 (Adj. Sess.). Added the headings in subsecs. (a)-(c), redesignated subdiv. (a)(1) as present subdiv. (a)(1)(A), redesignated former subdivs. (a)(1)(A) and (a)(1)(B) as subdivs. (a)(1)(A)(i) and (a)(1)(A)(ii), redesignated former subdiv. (a)(2) as present subdiv. (a)(1)(B) and substituted "subdivision (1)" for "subsection", and added present subdiv. (a)(2).

§ 2195. Licenses.

  1. All licenses expire on the last day of a month designated by the Board. A license shall be valid for two years. The Board shall renew a valid license issued under this chapter on receipt of an application for renewal and the required fee before the expiration date of the license.
  2. If a licensee fails to renew his or her license prior to expiration, the licensee may reinstate the license within 90 days of its expiration by paying the reinstatement fee of $15.00 in addition to the renewal fee.
  3. If the licensee fails to renew within 90 days of the expiration of the license, the licensee shall appear before the Board to request reinstatement.
  4. After July 1, 1996, applicants for license renewal shall provide to the Board evidence of completion of eight hours of continued training or instruction, approved by the Board, within the previous 24-month period.

    Added 1959, No. 215 , § 13, eff. June 2, 1959; amended 1969, No. 84 , § 6, eff. April 18, 1969; 1991, No. 234 (Adj. Sess.), § 11; 1993, No. 176 (Adj. Sess.), § 16.

History

Amendments--1993 (Adj. Sess.). Section amended generally.

Amendments--1991 (Adj. Sess.). Substituted "$30.00" for "$25.00" and "$20.00" for "$5.00" in the second sentence.

Amendments--1969. Substituted "under this chapter" for "by the board" preceding "shall expire" in the first sentence and "$ 25.00" for "$ 15.00" and "$ 5.00" for "$ 3.00" in the second sentence.

§ 2196. Repealed. 1993, No. 176 (Adj. Sess.), § 19.

History

Former § 2196. Former § 2196, relating to disciplinary proceedings, was derived from 1959, No. 215 , § 14, and amended by 1969, No. 84 , § 7. The subject matter is now covered by § 2181 of this chapter.

§ 2197. Penalty.

Any person who installs any plumbing or specialty installation or who advertises as such, except as provided in section 2198 of this title, without first having obtained an appropriate license under this chapter or who employs a person to perform any plumbing work for which the employee is not licensed or procures any license wrongfully or by fraud, shall be fined not more than $1,000.00 for each offense.

1959, No. 215 , § 15, eff. June 2, 1959; amended 1967, No. 295 (Adj. Sess.), § 8, eff. March 20, 1968; 1969, No. 84 , § 8, eff. April 18, 1969; 1979, No. 122 (Adj. Sess.), § 5; 1993, No. 176 (Adj. Sess.), § 17.

History

Amendments--1993 (Adj. Sess.). Section amended generally.

Amendments--1979 (Adj. Sess.). Inserted "or advertises the installation, of" following "installs" and substituted "$1,000.00" for "$100.00 nor less than $10.00" following "more than" in the first sentence.

Amendments--1969. Inserted "or who acts as a master plumber having been issued only a journeyman plumber's license" preceding "or procures" in the first sentence.

Amendments--1967 (Adj. Sess.). Added the second sentence.

§ 2198. Exceptions; license not required.

  1. All plumbing and specialty work performed in Vermont shall be performed by persons licensed under this chapter except that a license shall not be required for the following types of work:
    1. Any plumbing and specialty work performed by an owner or the owner's regular employees in the owner-occupied, freestanding single family dwelling or in outbuildings accessory to the owner-occupied, single family dwelling.
    2. Installations of plumbing systems in laboratories for experimental purposes only.
    3. A person who regularly employs a maintenance person whose duties include the maintenance of plumbing on the property of that person.
    4. Plumbing or specialty installations performed as part of a training project of a vocational school or other educational institution. However, the installation shall be inspected if the building is to be sold as a private dwelling or public building.
    5. A person who performs miscellaneous jobs of manual labor on the person's own property in the course of which plumbing repairs or alterations are made.
    6. For the construction, repair, or maintenance of buildings used exclusively for agricultural purposes and animal housing located on owner-occupied farms.
    7. Work performed by employees of any public or private water company, who in the main course of their employment install, maintain, or repair water supply pipes, meters, or control valves.
  2. Plumbing installed or maintained by persons included in this section shall conform to State law.

    1959, No. 215 , § 16, eff. June 2, 1959; amended 1969, No. 84 , § 9, eff. April 18, 1969; 1979, No. 122 (Adj. Sess.), § 6; 1993, No. 176 (Adj. Sess.), § 18.

History

Amendments--1993 (Adj. Sess.). Subsec. (a): Amended generally.

Amendments--1979 (Adj. Sess.). Subdiv. (a)(4): Reenacted without change.

Subsec. (b): Deleted "and the rules and regulations of the department of health" following "law".

Amendments--1969. Section amended generally.

ANNOTATIONS

1. Construction.

Both the common definitions and the statutory structure and intent support a conclusion that the Legislature's use of the words "repairs" and "alterations" in the provision exempting from the need for a plumbing license work done by "a person who performs miscellaneous jobs of manual labor on the person's own property in the course of which plumbing repairs or alterations are made" was meant to exempt work by an owner who fixes broken plumbing or makes slight changes to the structure of the plumbing. Khamnei v. Burlington Pub. Works Comm'n, 206 Vt. 550, 183 A.3d 1157 (2018).

Exemption from a plumbing licence requirement for "a person who regularly employs a maintenance person whose duties include the maintenance of plumbing on the property of that person" as written is unambiguous; it exempts maintenance, not installation. As appellant conceded that the work he proposed was not maintenance, this exception did not relieve him of the obligation to have a licensed individual perform the work. Khamnei v. Burlington Pub. Works Comm'n, 206 Vt. 550, 183 A.3d 1157 (2018).

Connecting the water supply to a Jacuzzi, which required installation of shut-off and anti-scald valves and a new water heater, and replacing a sewer pipe, which entailed disconnecting branch lines and installing updated fittings, did not fall within the exemption from the need for a plumbing license for "repairs or alterations," which was meant to exempt work by an owner who fixed broken plumbing or made slight changes to the structure of the plumbing. Khamnei v. Burlington Pub. Works Comm'n, 206 Vt. 550, 183 A.3d 1157 (2018).

§ 2199. Inspections.

The Commissioner of Public Safety or designee may inspect premises subject to the rules adopted under section 2173 of this title.

Added 1979, No. 122 (Adj. Sess.), § 7; amended 1999, No. 49 , § 148; 2005, No. 8 , § 16, eff. April 25, 2005.

History

Amendments--2005. Substituted "public safety" for "labor and industry".

Amendments--1999 Deleted "and may charge a fee fixed by the board which shall not exceed the average cost of performing that type of inspection" following "of this title".

Cross References

Cross references. Municipal inspections, see § 2174 of this chapter.

CHAPTER 41. REAL ESTATE BROKERS AND SALESPERSONS

History

Amendments--1985. 1985, No. 6 , § 1, substituted "Salespersons" for "Salesmen" in the chapter heading.

Cross References

Cross references. Office of Professional Regulation generally, see 3 V.S.A. ch. 5, subch. 3.

Procedure for adoption of administrative rules, see 3 V.S.A. ch. 25.

Real estate appraisers, see chapter 69 of this title.

Review of regulatory laws, see chapter 57 of this title.

Subchapter 1. General Provisions

History

Revision note. Added subchapter designation and heading for purposes of conformity with V.S.A. style.

§ 2211. Definitions.

  1. As used in this chapter, the following definitions shall have the following meanings except where the context clearly indicates that another meaning is intended:
    1. "Commission" means the Vermont Real Estate Commission.
    2. "Person" means and includes individuals, corporations, partnerships, trusts, associations, cooperatives, or other firms or entities, foreign or domestic.
    3. "Real estate," "real property," "realty," or words of like import means any interest or estate in land, excepting leaseholds, whether such interest or estate is corporeal, incorporeal, freehold, or nonfreehold, and whether situated in this State or elsewhere; provided, however, that the meaning as used in this chapter shall not include oil, gas, or mineral leases, nor shall it include any other mineral leasehold, mineral estate, or mineral interest of any nature whatsoever.
    4. "Real estate broker" or "broker" means any person who, for another, for a fee, commission, salary, or other consideration, or with the intention or expectation of receiving or collecting such compensation from another, engages in or offers or attempts to engage in, either directly or indirectly, by a continuing course of conduct, any of the following acts:
      1. lists, offers, attempts, or agrees to list real estate or any interest therein for sale or exchange;
      2. sells, exchanges, or purchases real estate or any interest therein;
      3. offers to sell, exchange, or purchase real estate or any interest therein;
      4. negotiates, or offers, attempts, or agrees to negotiate the sale, exchange, or purchase of real estate, or any interest therein;
      5. buys, sells, offers to buy or sell, or otherwise deals in options on real estate or any interest therein;
      6. advertises or holds himself or herself out as being engaged in the business of buying, selling, or exchanging real estate or any interest therein;
      7. assists or directs in the procuring of prospects, calculated to result in the sale or exchange of real estate or any interest therein; however, a nonlicensed employee of a licensee shall be allowed to respond to inquiries from members of the public, so long as the employee makes it clear that he or she is not licensed and that any information provided should be confirmed by a licensed person.
    5. "Real estate salesperson" or "salesperson" means any person who for a fee, compensation, salary, or other consideration, or in the expectation or upon the promise thereof, is employed by or associated with a licensed real estate broker to do any act or deal in any transaction as provided in subdivision (4) of this subsection for or on behalf of a licensed real estate broker.
  2. The terms "real estate broker," "real estate salesperson," or "broker" shall not include:
    1. Any person, partnership, association, or corporation who as a bona fide owner performs any of the acts set forth in subdivision (a)(4) of this section with reference to property owned by them, nor shall it apply to regular employees thereof, when such acts are performed in the regular course of or as an incident to the management of such property and the investment therein. This subdivision (1) shall not apply to licensees.
    2. Any attorney at law, admitted to practice in Vermont, handling sales of real estate in the course of estate or guardianship administration, or trust administration, bankruptcy proceedings, receiverships, or like actions subject to approval by a court of competent jurisdiction, or sales of real estate arising in the usual course of the practice of law.
    3. Any person selling real estate as an auctioneer, provided such sale is advertised as a bona fide public auction.
    4. Any bank or trust company or any of its officers or employees in the performance of their duties as an officer or employee of any such bank or trust company while performing activities listed in subdivision (a)(4) of this section with respect to real estate owned by that bank or trust company.
    5. Any person holding in good faith a duly executed power of attorney from the owner, authorizing a final consummation and execution for the sale, purchase, or exchange of real estate when such acts are not of a recurrent nature and done with the intention of evading this section.
    6. Any person while acting as a receiver, trustee, administrator, executor, guardian, or under court order, or while acting under authority of a deed, trust, or will.
    7. Public officers while performing their duties as such.
    8. Any person who leases real estate or any interest therein or any improvements affixed thereon, or offers to lease, negotiates the lease of, or advertises as being in the business of leasing real estate.
    9. Any person registered as a securities dealer or salesperson by the Commissioner of Financial Regulation pursuant to 9 V.S.A. chapter 131 when selling securities.

      Amended 1969, No. 283 (Adj. Sess.), § 1; 1979, No. 81 , § 1, eff. May 10, 1979; 1985, No. 6 , § 1; 1989, No. 225 (Adj. Sess.), § 25; 1995, No. 180 (Adj. Sess.), § 38; 2011, No. 78 (Adj. Sess.), § 2, eff. April 2, 2012; 2013, No. 138 (Adj. Sess.), § 13; 2017, No. 144 (Adj. Sess.), § 22.

History

Source. V.S. 1947, § 6993. 1945, No. 168 , § 3. P.L. § 7649. 1933, No. 137 , § 2. 1931, No. 173 , § 2.

Amendments--2017 (Adj. Sess.) Subsec. (a): Substituted "As" for "When" preceding "used in".

Subdiv. (a)(5): Deleted "(a)" following "of this subsection" and substituted "a" for "such" following "behalf of".

Subsec. (b): Deleted "be held to" following "shall not".

Subdiv. (b)(1): Deleted "aforesaid" following "performs any of the", inserted "set forth in subdivision (a)(4) of this section", and substituted "when" for "where" preceding "such acts" in the first sentence, and inserted "(1)" following "subdivision" in the second sentence.

Amendments--2011 (Adj. Sess.). Subdiv. (b)(9): Substituted "commissioner of financial regulation" for "commissioner of banking, insurance, securities, and health care administration".

Amendments--1995 (Adj. Sess.) Subdiv. (b)(9): Substituted "commissioner of banking, insurance, securities, and health care administration" for "commissioner of banking, insurance, and securities".

Amendments--1989 (Adj. Sess.). Subdiv. (b)(9): Substituted "commissioner of banking, insurance, and securities" for "commissioner of banking and insurance".

Amendments--1985. Section amended generally.

Amendments--1979. Inserted "or is associated with a licensed real estate broker as an independent contractor" preceding "to list" in the first sentence.

Amendments--1969 (Adj. Sess.). Substituted "means" for "shall mean" preceding "a person, firm" in the first sentence, "definition does not apply to" for "provision shall not be held to include" following "however, this" and "nor to" for "nor be held to include" preceding "a lawyer" in the second sentence and rewrote the third sentence.

ANNOTATIONS

Analysis

1. Applicability.

Irrespective of the coverage of the personal property, a transaction where a real estate broker marketed the sellers' real property, business, and personal property fell within the scope of the laws governing real estate brokers and salespersons because it involved the sale of real estate. Lang McLaughry Spera Real Estate, LLC v. Hinsdale, 190 Vt. 1, 35 A.3d 100 (2011).

2. Construction.

This section requiring licensing of real estate brokers and salesmen and providing on the one hand that it does not apply to those selling their own property, and on the other hand that those selling on behalf of or in the interest of any corporation having as one of its purposes the sale of real estate must be licensed, is ambiguous in that latter provision forbids a corporation from selling its own property without licensing its own agents, and would not be read to lead to such an irrational and unintended result; the latter provision means "any corporate real estate broker." In re McGrath, 138 Vt. 77, 411 A.2d 1362 (1980).

3. Vicarious liability.

Since this section provides that a real estate salesperson can only be licensed when he or she is employed by some licensed real estate broker, and section 2292 of this title, governing license applications, provides that a salesperson's license terminates when that employment relationship ceases, it is axiomatic that the Legislature intended to impose a relationship of vicarious liability upon the employers of those salespersons for any violations of the prescribed conduct set forth in this chapter, or in the regulations of the Real Estate Commission. In re Desautels Real Estate, Inc., 142 Vt. 326, 457 A.2d 1361 (1982).

Under this section defining real estate broker and real estate salesperson, the named licensee of a corporation holding a real estate license, as principal broker for the corporation, is the alter ego of that corporation and, as such, is held vicariously liable for any violations of this chapter, or of the rules of the Real Estate Commission, by any of the other brokers or salespersons working for the same corporation. In re Desautels Real Estate, Inc., 142 Vt. 326, 457 A.2d 1361 (1982).

4. Finders.

Where defendant real estate broker orally agreed to pay plaintiff one-third of any commission defendant might receive upon sale of a home to a prospective purchaser whose name was disclosed to defendant by plaintiff, a pasta salesman, who heard of the prospective purchaser through one of his customers, since plaintiff undertook no actions that could be characterized as negotiating the purchase or sale of real estate, had neither knowledge of, nor contact with the ultimate seller, nor was in any way involved in the events which culminated in the sale of the home to the person whose name he had furnished to defendant, plaintiff's role was that of a "finder"; since plaintiff was not acting in the capacity of a real estate broker as defined by this section, the contract between the parties did not violate section 2212 of this title, governing the unlicensed practice of real estate, and was, therefore, valid and binding. Garafano v. Wells, 142 Vt. 641, 458 A.2d 1122 (1983).

5. Single transactions.

Activities in furtherance of single transactions are not exempt from the statutory definition of real estate broker. Office of Professional Regulation v. McElroy, 175 Vt. 507, 824 A.2d 567 (mem.) (2003).

Cited. In re Bassette, 147 Vt. 359, 518 A.2d 15 (1986); Vermont Association of Realtors, Inc. v. State, 156 Vt. 525, 593 A.2d 462 (1991).

§ 2212. Prohibition.

Except as may be otherwise provided in this chapter, a person, firm, partnership, association, or corporation shall not engage in the business or act in the capacity of real estate broker or salesperson within this State without first obtaining a license therefor.

Amended 1985, No. 6 , § 1.

History

Source. V.S. 1947, § 6994. 1947, No. 202 , § 7098. P.L. § 7650. 1933, No. 137 , § 1. 1931, No. 173 , § 1.

Amendments--1985. Substituted "salesperson" for "salesman" following "broker or".

ANNOTATIONS

Analysis

1. Parties required to be licensed.

A corporation engaged in the real estate business, and a person designated by the corporation to serve as its broker, must each have a broker's license. 1970-72 Op. Atty. Gen. 397.

2. Finders.

A transaction in the nature of a finder's agreement is not a real estate transaction, and is therefore outside the purview of this section. Garafano v. Wells, 142 Vt. 641, 458 A.2d 1122 (1983).

Where defendant real estate broker orally agreed to pay plaintiff one-third of any commission defendant might receive upon sale of a home to a prospective purchaser whose name was disclosed to defendant by plaintiff, a pasta salesman, who heard of the prospective purchaser through one of his customers, since plaintiff undertook no actions that could be characterized as negotiating the purchase or sale of real estate, had neither knowledge of, nor contact with the ultimate seller, nor was in any way involved in the events which culminated in the sale of the home to the person whose name he had furnished to defendant, plaintiff's role was that of a "finder"; since plaintiff was not acting in the capacity of a real estate broker as defined by section 2211 of this title, the contract between the parties did not violate this section, governing the unlicensed practice of real estate, and was, therefore, valid and binding. Garafano v. Wells, 142 Vt. 641, 458 A.2d 1122 (1983).

3. Single transactions.

Activities in furtherance of single transactions are not exempt from the statutory definition of real estate broker. Office of Professional Regulation v. McElroy, 175 Vt. 507, 824 A.2d 567 (mem.) (2003).

Cited. Vermont Association of Realtors, Inc. v. State, 156 Vt. 525, 593 A.2d 462 (1991).

§ 2213. Penalties.

A person who shall violate any provision of this chapter shall be subject to the penalties provided in 3 V.S.A. § 127 .

Amended 1985, No. 6 , § 1; 2007, No. 29 , § 33; 2019, No. 30 , § 16.

History

Source. 1951, No. 162 , § 2. V.S. 1947, § 6995. 1935, No. 187 , § 2. P.L. § 7651. 1931, No. 173 , § 9.

Amendments--2019. Substituted "3 V.S.A. § 127" for "3 V.S.A. § 127(c)".

Amendments--2007. Substituted "subject to the penalties provided in subsection 127(c) of Title 3" for "fined not more than $2,500.00".

Amendments--1985. Substituted "$2,500.00" for "$500.00".

§ 2214. Trust and escrow accounts.

  1. Every real estate broker, within five banking days, shall deposit in a trust or escrow account in a bank or other financial institution licensed to do business in this State all earnest money and contract deposits held by him or her as a real estate broker in which the clients or other persons with whom the broker is dealing have an interest.  Trust and escrow accounts shall be maintained separate and apart from a broker's individual or office account.  The broker shall maintain at the broker's usual place of business, books, records, contracts, and other documents pertinent to or relating to the trust or escrow account and monies therein, which shall be open for inspection by the Commission and its duly authorized agents at the broker's usual place of business during regular business hours.  The broker shall notify the Commission, within 10 days after opening any trust or escrow account, of the bank or other financial institution in which the account is located.
  2. If a deposit is reasonably expected to earn a substantial amount of interest, the broker shall, at the request of the person or persons making the deposit, place the deposit in an individual interest-bearing trust or escrow account for the benefit of the beneficial owner. In regard to individual interest-bearing trust and escrow accounts:
    1. Unless otherwise agreed to in writing by all parties, the interest earned shall be applied to the purchase price due from the buyer if the sale is consummated, shall be returned to the buyer if the deposit is returned to the buyer, and shall be payable to the seller if the buyer defaults. Contracts shall carry this language conspicuously above the signature lines.
    2. No checks shall be drawn against uncollected deposits in the account.
    3. None of the contract deposits shall be withdrawn until the contract has been terminated by performance, or by operation of its own terms, or by agreement in writing between all parties involved in the contract, or by order of a court of competent jurisdiction.
  3. If a deposit is not reasonably expected to earn a substantial amount of interest, the broker shall place the deposit in a pooled interest-bearing trust or escrow account and direct that the interest be remitted to the Vermont Housing Finance Agency in accordance with the provisions of 8 V.S.A. § 14210 .
  4. The broker shall inform the depositor whether funds are deposited into an individual account pursuant to subsection (b) of this section or in a pooled account pursuant to subsection (c) of this section.  The broker shall retain a written statement of this disclosure signed by the beneficial owner of the account.

    Added 1969, No. 283 (Adj. Sess.), § 12; amended 1985, No. 6 , § 1; 1991, No. 86 , § 4, eff. Jan. 1, 1992; 1999, No. 153 (Adj. Sess.), § 25, eff. Jan. 1, 2001; 2013, No. 138 (Adj. Sess.), § 14.

History

Amendments--2013 (Adj. Sess.). Subsec. (b): Inserted ", at the request of the person or persons making the deposit," following "the broker shall".

Amendments--1999 (Adj. Sess.). Subsec. (c): Substituted "8 V.S.A. § 14210" for "8 V.S.A. § 920" at the end.

Amendments--1991. Subsec. (a): Inserted "and contract" following "money" in the first sentence, "or escrow" following "trust" in the first, third, and fourth sentences and "or other financial institution" following "bank" in the first and fourth sentences, and added the second sentence.

Subsec. (b): Amended generally.

Subsec. (c): Added.

Subsec. (d): Added.

Amendments--1985. Designated existing provisions of section as subsec. (a), inserted "within five banking days" preceding "shall" and "or her" following "him" in the first sentence of that subsec. and substituted "the" for "his" preceding "clients or other persons with whom" in that sentence and "the broker" for "he" thereafter, "The broker" for "He" preceding "shall maintain at" in the second sentence of that subsec. and "the broker's" for "his" thereafter, and added subsec. (b).

Subchapter 2. Administration

History

Amendments--1985. 1985, No. 6 , § 1, substituted "Administration" for "Vermont Real Estate Commission" in the subchapter heading.

§ 2251. Real Estate Commission.

  1. A Vermont Real Estate Commission is created, consisting of seven members.  One member of the Commission shall be an attorney at law.  Two shall be members of the public who have no financial interest in the activities regulated under this chapter, other than as consumers or possible consumers of its services.  These persons shall have no financial interest personally or through a spouse, parent, child, brother, or sister.  "Financial interest" means dealing in goods or services that are uniquely related to activities regulated under this chapter, or investing anything of value in a business licensed under this chapter.
  2. Three members of the Commission shall be licensed real estate brokers whose vocations shall have been that of real estate broker for at least four years.  At least one of the broker members shall not be a member of a professional real estate association at the time of appointment or at any time during tenure as a member.  One of the Commission members shall be a licensed salesperson.  If a salesperson becomes a broker while serving on the Commission, that salesperson shall become ineligible to continue to serve as the salesperson member of the Commission.
  3. Commission members shall be appointed by the Governor pursuant to 3 V.S.A. §§ 129b and 2004. To the extent possible, appointments shall be geographically representative.

    Amended 1963, No. 193 , § 13, eff. June 28, 1963; 1969, No. 283 (Adj. Sess.), § 2; 1985, No. 6 , § 1; 2005, No. 27 , § 65.

History

Source. 1957, No. 268 , § 1.

Amendments--2005. Subsec. (c): Amended generally.

Subsecs. (d)-(f): Repealed.

Amendments--1985. Section amended generally.

Amendments--1969 (Adj. Sess.). Substituted "commission" for "board" wherever it appeared in the first through third sentences, deleted "the provisions of" preceding "this chapter" in the first sentence, and substituted "the" for "such" following "four of" and following "one of" in the fourth sentence.

Amendments--1963. Substituted "board" for "commission" wherever it appeared in the first through third sentences and "$15.00" for "$10.00" in the fifth sentence.

Prior law. V.S. 1947, § 6980.

Cross References

Cross references. Attachment of Commission to Office of Professional Regulation, see 3 V.S.A. § 122.

Per diem compensation of Commission members, see 3 V.S.A. § 129b(f) and 32 V.S.A. § 1010.

ANNOTATIONS

Analysis

1. Constitutionality.

Plaintiff realtors association, which challenged constitutionality of this section, failed to show significant impairment of its associational rights or any demonstrable injury that would result from its members having to disclose whether they belonged to a real estate association, and therefore neither a strict scrutiny standard of review nor further factual investigation was required. Vermont Association of Realtors, Inc. v. State, 156 Vt. 525, 593 A.2d 462 (1991).

Requirement of this section that at least one of three broker members of seven-member real estate commission not be a member of a professional real estate association was rationally related to State's legitimate interest in creating a real estate commission with broad representation, and summary judgment against realtors association that challenged constitutionality of this section was appropriate. Vermont Association of Realtors, Inc. v. State, 156 Vt. 525, 593 A.2d 462 (1991).

2. Bias of members.

The Real Estate Commission correctly denied motion by brokers and salespersons charged with misconduct for disqualification of members of Commission since this section mandates that all members be licensed real estate brokers, the mere fact that all members of the Commission participated in the investigation of the individuals charged did not disqualify them from adjudicating the outcome of that investigation. In re Desautels Real Estate, Inc., 142 Vt. 326, 457 A.2d 1361 (1982).

§ 2252. Powers and duties.

  1. The Commission shall adopt rules in accordance with 3 V.S.A. chapter 25 necessary for the performance of its duties, including:
    1. a definition of the activities that may be performed only by a licensee, in accordance with section 2211 of this title;
    2. qualifications for obtaining licensure, in accordance with section 2292 of this title;
    3. explanations of appeal and other significant rights given to applicants and the public;
    4. procedures for disciplinary and reinstatement cases;
    5. criteria for determining whether or not a deposit is reasonably expected to earn a substantial amount of interest in accordance with subsections 2214(b) and (c) of this title. The criteria shall include the following:
      1. the amount of the deposit and the time period the deposit is expected to be held;
      2. the cost of establishing and maintaining an interest-bearing account, including minimum account balances, service charges, legal fees, accounting fees, and tax reporting procedures;
      3. the nature of the transaction involved.
  2. The Commission shall:
    1. if applications for licensure by examination are pending, offer examinations at least four times each year and pass upon the qualifications of applicants for licensing;
    2. use the administrative and legal services provided by the Office of Professional Regulation under 3 V.S.A. chapter 5;
    3. investigate suspected unprofessional conduct.
  3. The Commission may:
    1. investigate suspected cases of unauthorized practice of activities regulated by this chapter, and refer any such case to the Attorney General or a State's Attorney for possible prosecution and injunctive relief;
    2. conduct hearings;
    3. administer oaths and issue subpoenas pursuant to 3 V.S.A. §§ 809a and 809b;
    4. issue orders relating to discovery in the same manner as a judge under the Vermont Rules of Civil Procedure, which may be enforced in the same manner as a subpoena;
    5. adopt rules relating to the procedures to be followed in handling complaints and conducting hearings under this chapter;
    6. receive assistance from the Attorney General or other State agencies, so long as the assistance is not contrary to any other State law.
  4. The Commission shall provide proposed rules to the Director of the Office of Professional Regulation for review and comment. The Director's comments shall be forwarded to the administrative rules committee.

    Amended 1969, No. 283 (Adj. Sess.), § 3; 1985, No. 6 , § 1; 1989, No. 250 (Adj. Sess.) § 4(d); 1991, No. 86 , § 5, eff. June 26, 1991.

History

2019. In the introductory par. of subdiv. (a)(5), deleted ', but shall not be limited to' following 'The criteria shall include' in accordance with 2013, No. 5 , § 4.

Source. 1957, No. 268 , § 3.

Amendments--1991. Subdiv. (a)(4): Made a minor change in punctuation.

Subdiv. (a)(5): Added.

Amendments--1989 (Adj. Sess.). Subdiv. (b)(2): Substituted "professional regulation" for "the secretary of state".

Subsec. (d): Substituted "director of the office of professional regulation" for "secretary of state" in the first sentence and "director's" for "secretary's" in the second sentence.

Amendments--1985. Section amended generally.

Amendments--1969 (Adj. Sess.). Substituted "commission" for "board" preceding "may employ" and deleted "the provisions of" following "carry out".

ANNOTATIONS

1. Rules.

Where this section used word "including" in provision pertaining to promulgation of rules by Real Estate Commission, Commission had authority to promulgate any rule necessary for performance of its duties, even if rule was not within scope of the four enumerated types. Vermont Association of Realtors, Inc. v. State, 156 Vt. 525, 593 A.2d 462 (1991).

Cited. MacDonald v. Roderick, 158 Vt. 1, 603 A.2d 369 (1991).

§ 2253. Commission procedures.

  1. Annually, the Commission shall meet to elect a chair, a vice chair, and a secretary.
  2. Meetings may be called by the Chair and shall be called upon the request of any other two members.
  3. Meetings shall be warned and conducted in accordance with 1 V.S.A. chapter 5.
  4. A majority of the members of the Commission shall be a quorum for transacting business, and all action shall be taken upon a majority vote of the members present and voting.

    Amended 1963, No. 66 , § 1; 1969, No. 283 (Adj. Sess.), § 4; 1985, No. 6 , § 1; 2005, No. 27 , § 66.

History

Source. 1957, No. 268 , § 2.

2019. In subsecs. (a) and (b), substituted "chair" for "chairperson" and 'vice chair' for 'vice chairperson' in accordance with 2013, No. 161 (Adj. Sess.), § 72.

Amendments--2005. Subsec. (d): Added "and all action shall be taken upon a majority vote of the members present and voting" at the end of the subsec.

Subsecs. (e) through (g): Repealed.

Amendments--1985. Section amended generally.

Amendments--1975. Section amended generally.

Amendments--1969 (Adj. Sess.). Substituted "commission" for "board" in the first, second and fourth sentences, and deleted "the provisions of" following "carry out" in the first sentence.

Amendments--1963. Added the second and third sentences.

Prior law. V.S. 1947, § 6981.

§ 2254. Repealed. 1985, No. 6, § 1.

History

Former § 2254. Former § 2254, relating to adoption of rules by the Commission, was derived from 1969, No. 283 (Adj. Sess.), § 13. The subject matter is now covered by § 2252 of this chapter.

§ 2255. Fees.

  1. Applicants and persons regulated under this chapter shall pay the following fees:
    1. Application       (A) Broker license                                            $  100.00         (B) Salesperson license                                       $  100.00         (C) Brokerage firm registration                               $  200.00         (D) Branch office registration                                $  200.00        (2) Biennial renewal of broker or salesperson license          $  240.00        (3) Biennial brokerage firm or branch office registration renewal                                               $ 400.00        (4) Temporary permit                                            $  25.00        (5) Transfer of license                                         $  10.00        (6) Transfer to inactive status                                 $  25.00        (7) Education course review                                     $ 100.00
  2. [Repealed.]

    Added 1985, No. 6 , § 1; amended 1989, No. 250 (Adj. Sess.), § 56; 1995, No. 47 , § 25; 2013, No. 27 , § 28; 2013, No. 191 (Adj. Sess.), § 18; 2015, No. 57 , § 2; 2019, No. 70 , § 20.

History

Amendments--2019. Subsec. (a): In subdivs. (1)(A) and (B), substituted "$100.00" for "$50.00", in subdivs. (1)(C) and (D), substituted "$200.00" for "$50.00", in subdiv. (2), substituted "$240.00" for "$200.00", and in subdiv. (3), substituted "$400.00" for "$200.00".

Amendments--2015. Subdiv. (a)(7): Added.

Amendments--2013 (Adj. Sess.). Section amended generally.

Amendments--2013. Added the subsec. (a) designation, and added subsec. (b).

Amendments--1995 Section amended generally.

Amendments--1989 (Adj. Sess.) Subsec. (a): Amended generally.

Subsec. (b): Repealed.

Cross References

Cross references. Exemption of persons 80 years of age and over from payment of license renewal fees, see 32 V.S.A. § 1111.

Subchapter 3. Licenses

ANNOTATIONS

Cited. MacDonald v. Roderick, 158 Vt. 1, 603 A.2d 369 (1992).

§ 2291. General provisions.

  1. A real estate license shall not be authority for more than one person to perform the activities listed in section 2211 of this chapter.
  2. A registered brokerage firm shall designate in its application the individual who is to serve as the principal broker under the brokerage firm registration.
  3. Every applicant for licensure shall have attained the age of majority.

    Amended 1969, No. 283 (Adj. Sess.), § 5; 1971, No. 184 (Adj. Sess.), § 23, eff. March 29, 1972; 1985, No. 6 , § 1; 2013, No. 138 (Adj. Sess.), § 16.

History

Source. 1955, No. 166 , § 1. V.S. 1947, § 6982. 1947, No. 202 , § 7086. 1945, No. 168 , § 1. P.L. § 7639. 1933, No. 137 , § 4. 1931, No. 173 , § 4.

Amendments--2013 (Adj. Sess.). Subsec. (a): Substituted "chapter" for "title" at the end.

Subsec. (b): Substituted "A registered brokerage firm" for "A person, firm, partnership, association, or corporation" at the beginning, "brokerage firm registration" for "license" at the end, and inserted "the principal" following "who is to serve as".

Amendments--1985. Deleted the former third and fourth sentences and substituted "licensure" for "a broker's license" preceding "shall" in the present third sentence and "perform the activities listed in section 2211" for "sell, offer for sale, exchange, rent or offer to rent, or negotiate the sale or exchange of real estate for compensation" following "person to" at the end of the first sentence.

Amendments--1971 (Adj. Sess.). Substituted "have attained the age of majority" for "be at least twenty-one years of age" following "license shall" in the fifth sentence.

Amendments--1969 (Adj. Sess.). Substituted "$ 25.00" for "$ 15.00" preceding "and a renewal" and "$ 25.00" for "$ 10.00" preceding "which shall accompany" in the third sentence and "$ 15.00" for "$ 5.00" in the fourth sentence.

ANNOTATIONS

Cited. In re Desautels Real Estate, Inc., 142 Vt. 326, 457 A.2d 1361 (1982).

§ 2292. Eligibility.

  1. A license as a real estate broker shall be granted to a person who satisfies all of the following:
    1. has passed an examination as required by the Commission;
    2. has gained at least two years' experience satisfactory to the Commission as a licensed salesperson, including at least eight separate and unrelated closed transactions;
    3. has completed a course of instruction of at least 40 hours, approved by the Commission.
  2. A license as a real estate salesperson shall be granted to a person who satisfies all of the following:
    1. has passed an examination as required by the Commission;
    2. is at least 18 years of age;
    3. has been employed by or become associated with a brokerage firm and that firm's principal broker; and
    4. has completed a course of instruction, approved by the Commission, of at least 40 hours.
  3. The Commission may waive all or a part of the examination requirement if the applicant is a real estate broker or salesperson regulated under the laws of another jurisdiction, who is in good standing to practice in that jurisdiction and, in the opinion of the Commission, the jurisdiction's examination is substantially equal to that required by this chapter.

    Amended 1963, No. 66 , § 2; 1969, No. 283 (Adj. Sess.), § 6; 1979, No. 81 , § 2, eff. May 10, 1979; 1985, No. 6 , § 1; 1997, No. 40 , § 28; 2001, No. 151 (Adj. Sess.), § 21, eff. June 27, 2002; 2005, No. 27 , § 67; 2017, No. 48 , § 14; 2019, No. 30 , § 16.

History

Source. 1955, No. 166 , § 2. V.S. 1947, §§ 6984, 6985. 1945, No. 168 , § 2. 1935, No. 187 , § 1. P.L. § 7641. 1933, No. 157 , § 7253. 1931, No. 173 , § 5.

Amendments--2019. Subsec. (b): Deleted the subdiv. (1) designation, redesignated former subdivs. (1)(A)-(D) as subdivs. (1)-(4), and deleted former subdivs. (2)-(4).

Amendments--2017. Subsec. (b): Redesignated former subsec. (b) as subdiv. (b)(1) and added subdiv. (2).

Amendments--2005. Subdiv. (a)(2): Substituted "two years"' for "one year's" and added "including at least eight separate and unrelated closed transactions" at the end of the subdiv.

Subdiv. (a)(3): Substituted "40 hours" for "eight hours".

Subdiv. (b)(4): Added.

Amendments--2001 (Adj. Sess.) Subdiv. (a)(2): Deleted "or has completed a course of instruction that the commission deems to be equivalent to such experience" at the end of the subdiv.

Amendments--1997. Section amended generally.

Amendments--1985. Subsec. (a): Deleted the former second sentence and rewrote the present second sentence.

Subsec. (b): Amended generally.

Subsec. (c): Repealed.

Subsec. (d): Added the third, fourth, and fifth sentences, deleted the former first sentence and "his" preceding "competence" in the present first sentence, and substituted "salesperson's" for "salesman's" following "license or a" in that sentence and preceding "license" at the end of the second sentence.

Subsec. (e): Substituted "salesperson" for "salesman" preceding "by or associated".

Subsec. (f): Added.

Subsec. (g): Added.

Subsec. (h): Added.

Amendments--1979. Subsec. (b): Inserted "or with whom he shall be associated" following "enter" in the first sentence and "or his association" following "employment" and "or with whom he is associated" following "employed" in the second sentence.

Subsec. (e): Inserted "or associated with" preceding "a licensed broker".

Amendments--1969 (Adj. Sess.). Subsec. (a): Rewrote the first sentence, substituted "commission" for "board" preceding "shall charge" and "$ 25.00" for "$ 10.00" thereafter in the third sentence, and added the fourth and fifth sentences.

Subsec. (b): Substituted "commission" for "board" preceding "be granted" in the third sentence and following "chairman of the" in the fourth sentence.

Subsec. (d): Added.

Subsec. (e): Added.

Amendments--1963. Subsec. (c): Added.

ANNOTATIONS

Analysis

1. Competency.

Real Estate Commission could not have fairly and reasonably concluded that applicant for examination for broker's license was incompetent to transact the business of a broker where it had found he had worked in the real estate business for 30 years in contracting, construction, development, sales, design, and finance and had taken real estate courses at the university level; rather, the evidence tended to show competence. In re McGrath, 138 Vt. 77, 411 A.2d 1362 (1980).

2. Vicarious liability.

Since section 2211 of this title provides that a real estate salesperson can only be licensed when he or she is employed by some licensed real estate broker, and subsection (b) of this section provides that a salesperson's license terminates when that employment relationship ceases, it is axiomatic that the Legislature intended to impose a relationship of vicarious liability upon the employers of those salespersons for any violations of the prescribed conduct set forth in this chapter or in the regulations of the real estate commission. In re Desautels Real Estate, Inc., 142 Vt. 326, 457 A.2d 1361 (1982).

Cited. Vermont Association of Realtors, Inc. v. State, 156 Vt. 525, 593 A.2d 462 (1991).

§ 2292a. Examinations.

  1. The Commission shall select and administer examinations for licensure. The Commission may use independent testing services or others to assist in the administration of written examinations.
  2. Examinations and examination procedures shall be fair and reasonable and shall be designed to ensure that all applicants are licensed if they demonstrate that they possess the minimal occupational qualifications that are consistent with the public health, safety, and welfare. They shall not be designed or implemented for the purpose of limiting the number of licensees.

    Added 1997, No. 40 , § 29.

§ 2293. Renewal of license; expired license.

Licenses shall be renewed every two years without examination and on payment of the required fees, provided that the person applying for renewal completes at least 24 hours of instruction for brokers and 16 hours of instruction for salespersons, approved by the Commission, during the preceding two-year period. Four hours of this continuing education instruction shall address legislation and other topics specified by the Commission for each renewal period.

Amended 1969, No. 283 (Adj. Sess.), § 7; 1985, No. 6 , § 1; 1989, No. 250 (Adj. Sess.), § 4(d); 1997, No. 145 (Adj. Sess.), § 29a; 2005, No. 27 , § 68; 2005, No. 148 (Adj. Sess.), § 20; 2005, No. 148 (Adj. Sess.), § 53, eff. Jan. 1, 2007; 2013, No. 138 (Adj. Sess.), § 17; 2017, No. 48 , § 15; 2019, No. 30 , § 16.

History

Source. V.S. 1947, § 6983. 1941, No. 174 , § 1. P.L. § 7640. 1933, No. 137 , § 4. 1931, No. 173 , § 4.

Amendments--2019. Deleted the subsec. (a) designation, and deleted former subsecs. (b)-(e).

Amendments--2017. Deleted the subdiv. (1) designation in subsec. (a) and deleted subdiv. (a)(2); added the subdiv. (1) and (2) designations in subsecs. (b) and (c); and substituted "expired" for "lapsed" in four places throughout the section and in its heading.

Amendments--2013 (Adj. Sess.). Subdiv. (a)(1): Substituted "24 hours" for "16 hours" following "completes at least" and "Commission" for "real estate commission" following "specified by the".

Subdiv. (a)(2): Added.

Subsec. (c): Substituted "chapter" for "title" following "section 2292 of this".

Amendments--2005 (Adj. Sess.). Subsec. (e): Added.

Amendments--2005. Section amended generally.

Amendments--1997 (Adj. Sess.). Subsec. (a): Substituted "12 hours" for "four hours", added "for brokers and eight hours of instruction for salespersons", and added the last sentence.

Subsec. (b): Substituted "12 hours" for "four hours", inserted "if the applicant is a broker or eight hours of instruction if the applicant is a salesperson" and substituted "24-month" for "twelve-month" in the second sentence, and added the last sentence.

Subsec. (c): Added "for" after "waiver" in the second sentence and added the last sentence.

Amendments--1989 (Adj. Sess.). Subsec. (b): Substituted "director of the office of professional regulation" for "secretary of state" in the first sentence.

Amendments--1985. Section amended generally.

Amendments--1969 (Adj. Sess.). Designated the existing provisions of the section as subsec. (a), substituted "on May 31 next" for "one year" following "expire" in that subsec. and added subsec. (b).

§ 2294. Change of name or location.

  1. Whenever a licensed broker desires to be licensed under a different name, the broker shall pay the fee established under section 2255 of this chapter. Notice of any change in the names and addresses of the licensees shall be given to the Commission within 30 days after the change becomes effective.
  2. Each licensee shall notify the Commission in writing of any change of the licensee's principal business location, and the Commission shall issue a new license with the new address for the fee established under section 2255 of this chapter.
  3. If a brokerage firm maintains more than one place of business within the State, a branch office registration is required for each branch office so maintained. Branch offices shall use the same registered brokerage firm name as the main office and shall designate a licensed broker in charge for each branch office.

    Added 1969, No. 283 (Adj. Sess.), § 14; amended 1985, No. 6 , § 1; 2013, No. 138 (Adj. Sess.), § 18.

History

Amendments--2013 (Adj. Sess.). Section amended generally.

Amendments--1985. Section amended generally.

Prior law. 26 V.S.A. § 2293a.

§ 2295. Display of license.

All licenses shall be conspicuously displayed within licensee's place of business.

Amended 1979, No. 81 , § 3, eff. May 10, 1979; 1985, No. 6 , § 1.

History

Source. V.S. 1947, § 6992. P.L. § 7648. 1933, No. 157 , § 7260. 1931, No. 173 , § 8.

Amendments--1985. Section amended generally.

Amendments--1979. Inserted "or the broker with whom he is associated" following "employer" in the third sentence.

Prior law. 26 V.S.A. § 2294.

§ 2296. Unprofessional conduct.

In addition to the conduct set forth in 3 V.S.A. § 129a , the following conduct by those regulated under this chapter constitutes unprofessional conduct:

  1. commingling money or other property to which the licensee's clients or other persons are entitled with the licensee's own, except to the extent nominal sums of the licensee's funds may be required to maintain an open trust account;
  2. failing to inform clients, establish trust and escrow accounts, maintain records, and otherwise act in accordance with the provisions of section 2214 of this chapter with respect to all monies received by the licensee as a real estate broker, or as escrow agent, or as the temporary custodian of the funds of others, in a real estate transaction;
  3. failing promptly to segregate any properties received that are to be held for the benefit of others;
  4. failing to fully disclose to a buyer all material facts within the licensee's knowledge concerning the property being sold;
  5. failing to fully disclose to a buyer the existence of an agency relationship between the licensee and the seller.

    Amended 1963, No. 66 , §§ 3, 4; 1969, No. 283 (Adj. Sess.), § 8; 1979, No. 81 , § 4, eff. May 10, 1979; 1985, No. 6 , § 1; 1991, No. 86 , § 6, eff. Jan. 1, 1992; 1997, No. 145 (Adj. Sess.), § 45; 2013, No. 27 , § 29; 2017, No. 48 , § 16; 2019, No. 30 , § 16.

History

Source. V.S. 1947, §§ 6986, 6987. P.L. §§ 7642, 7643. 1933, No. 157 , §§ 7254, 7255. 1931, No. 173 , § 6.

2013. In subdiv. (f)(1), in the introductory paragraph, deleted ", without limitation," following "may include" in accordance with 2013, No. 5 , § 4.

Amendments--2019. Section amended generally.

Amendments--2017. Deleted "; discipline of licensee" from the section heading; deleted the subsec. (a) designation; inserted ", except to the extent nominal sums of the licensee's funds may be required to maintain an open trust account" following "own" in subdiv. (5); and deleted subsecs. (b) through (i).

Amendments--2013. Subdiv. (a)(6): Substituted "of this chapter" for "of this title" following "section 2214".

Subdiv. (a)(8): Substituted "in this section" for "above" following "character as that described".

Amendments--1997 (Adj. Sess.). Rewrote subsec. (a), deleting subdiv. (9), listing violation of rules, and renumbering former subdivs. (10) and (11) as present subdivs. (9) and (10).

Amendments--1991. Subdiv. (a)(6): Substituted "inform clients, establish trust and escrow accounts, maintain records and otherwise act in accordance with the provisions of" for "maintain a deposit promptly in a trust account as provided in" following "fails to" and inserted "with respect to" preceding "all moneys".

Amendments--1985. Section amended generally.

Amendments--1979. Subsec. (d): Substituted "in a contested case may seek judicial review under the provisions of section 815 of Title 3" for "has the right to an appeal from said ruling or order under sections 2381-2390 of Title 12, inclusive" following "commission".

Amendments--1969 (Adj. Sess.). Made a minor change in punctuation at the end of subdiv. (4) and added subdivs. (5)-(9) of subsec. (a), added a new subsec. (b), redesignated former subsecs. (b) and (c) as subsecs. (c) and (d), respectively, and substituted "commission" for "board" throughout the section.

Amendments--1963. Subsec. (a): Amended generally.

Subsec. (c): Added.

Prior law. 26 V.S.A. § 2295.

Cross References

Cross references. Appeal to Office of Professional Regulation from decision of Commission, see 3 V.S.A. § 130a.

ANNOTATIONS

Analysis

1. Incompetence.

A single innocent mistake cannot establish habitual carelessness and does not necessarily establish insufficient technical knowledge, or a reckless disposition. In re Rendell-Baker, 140 Vt. 110, 436 A.2d 739 (1981).

The term incompetence, as used in this section, means habitual carelessness, insufficient technical knowledge, physical inability to discharge the duties properly, or reckless disposition rendering the employee unfit to do the job. In re Rendell-Baker, 140 Vt. 110, 436 A.2d 739 (1981).

Single innocent mistake by real estate agent in showing incorrect lot of real estate, which was adjacent to and indistinguishable from lot which was to have been shown, and single incident of lack of supervision by real estate broker in allowing agent to show property about which she was not fully knowledgeable, did not constitute incompetency justifying suspension of real estate licenses within meaning of this section. In re Rendell-Baker, 140 Vt. 110, 436 A.2d 739 (1981).

2. Misuse of information.

Real estate broker who had undertaken to assist developer in obtaining exclusive options on properties to aid in preparation of a bid for construction of a federally financed housing project violated this section when he entered into competition with the developer and used information which he had acquired from the developer in preparing his competing bid. In re Bassette, 147 Vt. 359, 518 A.2d 15 (1986).

3. Full disclosure.

Real estate broker's knowledge concerning presence of high winds on property sold to plaintiff was properly imputed to defendant brokerage; it was immaterial whether his knowledge was derived from his living in area, his listing and sale of other properties in area, or his experience as town's zoning officer, since statute governing real estate agent's duty of disclosure made no distinction as to source of knowledge. Carter v. Gugliuzzi, 168 Vt. 48, 716 A.2d 17 (1998).

4. Review.

Where Real Estate Commission did not employ nonperformance of contract, which was executed in response to incident from which complaint leading to license suspension arose, as basis for suspension of license on grounds of untrustworthiness and incompetency, Supreme Court would not consider nonperformance as proof of untrustworthiness supporting suspension of license under this section. In re Rendell-Baker, 140 Vt. 110, 436 A.2d 739 (1981).

Cited. In re Desautels Real Estate, Inc., 142 Vt. 326, 457 A.2d 1361 (1982); In re John Campbell Realty, Inc., 147 Vt. 335, 516 A.2d 138 (1986); In re Campbell, 148 Vt. 551, 536 A.2d 544 (1987).

§ 2297. Nonresident broker.

A nonresident of the State, who has held a real estate broker's or salesperson's license in the previous state of residence for a period of two years prior to applying for a license, may be licensed to act in a similar capacity in this State by conforming to the provisions of this chapter regarding application for and securing of license, except that the application shall be accompanied by a statement from the regulatory body of the other state concerning whether the applicant has been the subject of any criminal or disciplinary investigation or action.

Amended 1969, No. 283 (Adj. Sess.), § 9; 1985, No. 6 , § 1.

History

Source. 1951, No. 162 , § 1. V.S. 1947, § 6990. 1947, No. 202 , § 7094. P.L. § 7646. 1933, No. 137 , § 6. 1931, No. 173 , § 7.

Amendments--1985. Section amended generally.

Amendments--1969 (Adj. Sess.). Section amended generally.

Prior law. 26 V.S.A. § 2296.

ANNOTATIONS

Analysis

1. Activities covered.

Nonresident engaged in negotiating leases in Vermont and in placing for rent signs in Vermont with his name and address is engaged in activities that fall under provisions of this section. 1952-54 Op. Atty. Gen. 369.

2. Reciprocal agreement.

Real Estate Commission rule that a nonresident broker's license will be issued only to a broker residing in a state that grants reciprocal privileges to Vermont brokers goes beyond the qualifications for a nonresident license set forth in this section, which is controlling, and is therefore invalid. 1968-70 Op. Atty. Gen. 190.

In absence of statutory authority authorizing Commission to enter into reciprocal agreement with another state there must be compliance with restrictions set forth in this section. 1946-48 Op. Atty. Gen. 306.

3. Residence.

Provisions of this section are not necessarily limited to residents of United States. 1946-48 Op. Atty. Gen. 313.

§ 2298. Repealed. 2015, No. 38, § 26, eff. May 28, 2015.

History

Former § 2298. Former § 2298, relating to the Director of the Office of Professional Regulation as process agent, was derived from V.S. 1947, § 6991; P.L. § 7647; 1933, No. 137 , § 6; 1931, No. 173 , § 7 and amended by 1985, No. 6 , § 1 and 1989, No. 250 (Adj. Sess.), § 4(d).

§ 2299. Death of broker; temporary license.

In the event of the death of a licensed real estate broker, the Commission may, upon application by the broker's legal representative, issue without examination a temporary license to such legal representative or to an individual designated by the representative or the broker and approved by the Commission on payment of the prescribed fee established under section 2255 of this chapter. Such temporary licensee may continue to transact said real estate business for a period not to exceed one year. A temporary licensee shall not enter into new brokerage service agreements.

Added 1969, No. 283 (Adj. Sess.), § 15; amended 1985, No. 6 , § 1; 2013, No. 138 (Adj. Sess.), § 19.

History

Amendments--2013 (Adj. Sess.). Substituted "chapter" for "title" at the end of the first sentence, and "enter into new brokerage service agreements" for "take new listings" at the end of the second sentence.

Amendments--1985. Rewrote the first sentence and added the third sentence.

Prior law. 26 V.S.A. § 2297a.

§ 2300. Repealed. 1985, No. 6, § 1.

History

Former § 2300. Former § 2300, relating to hearings, was derived from V.S. 1947, § 6988; P.L. § 7644; 1933, No. 137 , § 5; 1933, No. 157 , § 7256; 1931, No. 173 , § 6 and amended by 1969, No. 283 (Adj. Sess.), § 10; 1973, No. 193 (Adj. Sess.), § 3.

§ 2301. Repealed. 1979, No. 81, § 5, eff. May 10, 1979.

History

Former § 2301. Former § 2301, relating to review of revocation or suspension, was derived from V.S. 1947, § 6989; P.L. § 7645; 1933, No. 157 , § 7257; 1931, No. 173 , § 6 and amended by 1969, No. 283 (Adj. Sess.), § 11.

CHAPTER 43. VETERINARY SCIENCE

History

2019. For current law regarding the professional regulation of veterinary medicine, see chapter 44 of this title.

Subchapter 1. General Provisions

§§ 2351-2354. Repealed. 1981, No. 67, § 2(a).

History

Former §§ 2351-2354. Former § 2351, relating to definition of practice, was derived from V.S. 1947, § 6968; P.L. § 7626; G.L. § 6182; 1912, No. 213 , § 12. The subject matter is now covered by § 2401 of this title.

Former § 2352, relating to reciprocity with other states, was derived from V.S. 1947, § 6967; P.L. § 7625; G.L. § 6181; 1912, No. 213 , § 11. The subject matter is now covered by § 2424 of this title.

Former § 2353, relating to penalties, was derived from V.S. 1947, § 6969; P.L. § 7627; G.L. § 6183; 1912, No. 213 , § 13. The subject matter is now covered by § 2402 of this title.

Former § 2354, relating to construction of chapter, was derived from V.S. 1947, § 6968; P.L. § 7626; G.L. § 6182; 1912, No. 213 , § 12.

Subchapter 2. State Board of Veterinary Registration and Examination

§§ 2391-2396. Repealed. 1981, No. 67, § 2(a).

History

Former §§ 2391-2396. Former § 2391, relating to qualifications, terms of office and removal of members, was derived from V.S. 1947, § 6953; P.L. § 7611; G.L. § 6172; 1915, No. 1 , § 220; 1912, No. 213 , § 1. The subject matter is now covered by § 2411 of this title.

Former § 2392, relating to annual meeting of Board and election and terms of officers, was derived from V.S. 1947, § 6954; P.L. § 7612; G.L. § 6173; 1915, No. 1 , § 221; 1912, No. 213 , § 2. The subject matter is now covered by § 2412 of this title.

Former § 2393, relating to adoption of rules and meetings for examinations of applicants for licenses, was derived from V.S. 1947, § 6958; P.L. § 7616; G.L. § 6176; 1912, No. 213 , § 5. The subject matter is now covered by § 2413 of this title.

Former § 2394, relating to duties of the secretary, was derived from V.S. 1947, § 6955; P.L. § 7613; G.L. § 6174; 1912, No. 213 , § 3.

Former § 2395, relating to bond requirement of the treasurer, was derived from V.S. 1947, § 6956; P.L. § 7614; G.L. § 6175; 1917, No. 254 , § 6043; 1915, No. 1 , § 222; 1912, No. 213 , § 4.

Former § 2396, relating to duties of treasurer, was derived from V.S. 1947, § 6957; 1947, No. 202 , § 7061; P.L. § 7615; 1933, No. 157 , § 7227; G.L. § 6175; 1917, No. 254 , § 6043; 1915, No. 1 , § 222; 1912, No. 213 , § 4.

Subchapter 3. Licenses

§§ 2431-2436. Repealed. 1981, No. 67, § 2(a).

History

Former §§ 2431-2436. Former § 2431, relating to general provisions, was derived from V.S. 1947, §§ 6956, 6961, 6962; P.L. §§ 7617, 7619, 7620; 1933, No. 157 , § 7231; G.L. §§ 6177, 6178; 1917, No. 254 , § 6045; 1912, No. 213 , §§ 6-7 and amended by 1963, No. 37 , § 17; 1967, No. 278 (Adj. Sess.), § 21.

Former § 2432, relating to applications for licenses, was derived from V.S. 1947, §§ 6960, 6965; 1947, No. 136 , § 1; 1935, No. 186 ; P.L. §§ 7618, 7623; 1933, No. 157 , § 7235; G.L. §§ 6177, 6180; 1917, No. 254 , §§ 6045, 6048; 1912, No. 213 , §§ 6, 9.

Former § 2433, relating to examinations, was derived from V.S. 1947, § 6963; 1939, No. 204 ; P.L. § 7621; 1933, No. 157 , § 7233; G.L. §§ 6179, 6180,; 1917, No. 254 , § 6048; 1912, No. 213 , §§ 7-9. The subject matter is now covered by § 2423 of this title.

Former § 2434, relating to annual license fee, was derived from V.S. 1947, § 6966; P.L. § 7624; G.L. § 6180; 1917, No. 254 , § 6048; 1912, No. 213 , § 9 and amended by 1971, No. 37 , § 1. The subject matter is now covered by § 2414 of this title.

Former § 2435, relating to revocation of license, was derived from V.S. 1947, § 6964; P.L. § 7622; G.L. § 6179; 1912, No. 213 , §§ 7, 8. The subject matter is now covered by § 2431 of chapter 44 of this title.

Former § 2436, relating to temporary permits, was derived from 1971, No. 37 § 2.

CHAPTER 44. VETERINARY MEDICINE

History

Revision note. Chapter heading was added for purposes of conformity with V.S.A. style.

Cross References

Cross references. Office of Professional Regulation generally, see 3 V.S.A. ch. 5, subch. 3.

Procedure for adoption of administrative rules, see 3 V.S.A. ch. 25.

Review of regulatory laws, see chapter 57 of this title.

Subchapter 1. General Provisions

§ 2401. Definitions.

As used in this chapter:

  1. "Animal" means any animal other than a human and includes fowl, birds, fish, and reptiles.
  2. "Board" means the Vermont Board of Veterinary Medicine created under this chapter.
  3. "E.C.F.V.G." means American Veterinary Medical Association Education Commission for Foreign Veterinary Graduates.
  4. "Licensed veterinarian" means a person who is validly and currently licensed by the Board to practice veterinary medicine in Vermont.
  5. "Practice of veterinary medicine" means:
    1. for a consideration, to diagnose, treat, correct, change, relieve, or prevent animal disease, deformity, defect, injury, or other physical or mental conditions; including the prescription or administration of any drugs, biologic, apparatus, application, anesthetic, or other therapeutic or diagnostic substance or technique and the use of any manual or mechanical procedure for testing for pregnancy or for correcting sterility, or infertility, or to render advice or recommendation with regard to any of the acts described in this subdivision (A);
    2. to represent, directly or indirectly, publicly or privately, an ability and willingness to do any act described in subdivision (A) of this subdivision (5);
    3. to use any title, words, abbreviation, or letters in a manner or under circumstances that induce the belief that the person using them is qualified to do any act described in subdivision (A) of this subdivision (5), except where such a person is a veterinarian;
    4. to perform a dental operation on an animal.
  6. "School of veterinary medicine" means a college of veterinary medicine approved or accredited by the American Veterinary Medical Association.
  7. "Disciplinary action" or "disciplinary cases" includes any action taken by a board against a licensee or applicant premised upon a finding of wrongdoing or unprofessional conduct by the licensee or applicant. It includes all sanctions of any kind, including obtaining injunctions, issuing warnings, and other similar sanctions and ordering restitution.
  8. "Financial interest" means being:
    1. a licensed veterinarian;
    2. a person who deals in goods and services that are uniquely related to the practice of veterinary medicine; or
    3. a person who has invested anything of value in a business that provides veterinary services.
    1. "Dental operation" means: (9) (A) "Dental operation" means:
      1. the application or use of any instrument or device to any portion of an animal's tooth, gum, or any related tissue for the prevention, cure, or relief of any wound, fracture, injury, or disease of an animal's tooth, gum, or related tissue; and
      2. preventive dental procedures, including the removal of calculus, soft deposits, plaque, or stains or the smoothing, filing, or polishing of tooth surfaces.
    2. "Dental operation" does not mean the use by any person of cotton swabs, gauze, dental floss, dentifrice, toothbrushes, or similar items to clean an animal's teeth.

      Added 1981, No. 67 , § 1; amended 2007, No. 163 (Adj. Sess.), § 22; 2013, No. 114 (Adj. Sess.), § 1; 2017, No. 48 , § 17.

History

Revision note. In subdivs. (5)(B) and (C), substituted "subdivision (5)(A)" for "subdivision (A)" to correct an error in the reference.

Amendments--2017. Subdiv. (5)(A): Substituted "acts described in this subdivision (A)" for "above" following "any of the".

Subdivs. (5)(B), (5)(C): Substituted "subdivision (A) of this subdivision (5)" for "subdivision (5)(A) of this section".

Amendments--2013 (Adj. Sess.). Subdiv. (1): Substituted "a human" for "man" following "other than".

Subdivs. (5)(D), (9)(A), (9)(B): Added.

Amendments--2007 (Adj. Sess.) Subdiv. (2): Substituted "Vermont board of veterinary medicine" for "state veterinary board".

§ 2402. Prohibition; offenses.

  1. No person shall:
    1. practice or attempt to practice veterinary medicine or hold himself or herself out as being able to do so in this State without first having obtained a license from the Board;
    2. use in connection with the person's name any letters, words, or insignia indicating or implying that the person is a veterinarian unless the person is a graduate of a school of veterinary medicine;
    3. practice or attempt to practice veterinary medicine during license revocation or suspension;
    4. transfer a license to practice veterinary medicine; or
    5. violate any of the provisions of this chapter.
  2. A person who violates subdivision (a)(1), (2), or (3) of this section or who obtains a license by fraud or misrepresentation shall be subject to the penalties provided in 3 V.S.A. § 127(c) .

    Added 1981, No. 67 , § 1; amended 2007, No. 29 , § 34.

History

Amendments--2007. Subsec. (b): Substituted "subdivision (a)(1), (2), or (3) of this section" for "a provision of this chapter" and "subject to the penalties provided in subsection 127(c) of Title 3" for "imprisoned not more than 90 days nor less than 30 days or fined not less than $500.00 or more than $5,000.00, or both".

§ 2403. Exemptions from licensure.

Regardless of whether acts performed are within the definition of the practice of veterinary medicine as defined in subdivision 2401(5) of this title, a license to practice veterinary medicine shall not be required under section 2402 of this title by the following:

  1. The owner of an animal and the owner's full-time regular employee caring for and treating the animal belonging to the owner, except where the ownership of the animal was transferred for purposes of circumventing this chapter.
  2. A person advising with respect to or performing acts that are accepted livestock management practices and animal husbandry practices such as the use of procedures for artificial insemination, dehorning, clipping and shoeing animals, trimming feet, and use of handheld files, rasps, or other devices to remove overgrowth from the teeth of horses (floating), but not to include power-assisted filing or power-assisted floating, extraction of teeth, or other procedures that invade the soft tissue of the mouth. Prescription drugs shall not be used except by or on the order of a licensed veterinarian, as provided by State and federal law.
  3. An employee of the federal, State, or local government performing his or her official duties.
  4. A person who is a regular student in a school of veterinary medicine performing duties or actions assigned by his or her instructors, or working under the direct on-premises supervision of a licensed veterinarian during a school vacation period, or in a preceptorship program.
  5. A veterinarian regularly licensed in another state consulting with a licensed veterinarian in this State.
  6. Any merchant or manufacturer selling at his or her regular place of business medicines, feed, appliances, or other products used in the prevention or treatment of animal diseases.
  7. A member of the faculty of a school of veterinary medicine performing his or her regular functions or a person lecturing or giving instructions or demonstrations at a school of veterinary medicine or in connection with a continuing education course or seminar.
  8. Any person selling or applying any pesticide, insecticide, or herbicide.
  9. Any person engaging in bona fide scientific research that reasonably requires experimentation involving animals.
  10. Any employee of a licensed veterinarian performing duties other than diagnosis, prescription, or surgery under the direct on-premises supervision of the veterinarian who is responsible for his or her performance.
  11. A graduate of a foreign college of veterinary medicine who is in the process of obtaining an E.C.F.V.G. certificate performing duties or actions under the direct on-premises supervision of a licensed veterinarian.

    Added 1981, No. 67 , § 1; amended 2001, No. 151 (Adj. Sess.), § 22, eff. June 27, 2002; 2013, No. 114 (Adj. Sess.), § 2.

History

Amendments--2013 (Adj. Sess.). Subdiv. (2): Inserted "power-assisted filing or power-assisted floating," following "but not to include", and substituted "soft tissue" for "skin tissue" following "invade the".

Subdiv. (11): Substituted "E.C.F.V.G." for "ECFVG" following "obtaining an".

Amendments--2001 (Adj. Sess.) In the introductory paragraph, substituted "subdivision 2401(5)" for "section 2401(5)"; in subdiv. (2) added the language beginning "and use of handheld files, rasps" through the end of the subdiv.

§ 2404. Immunity from liability; cases of animal cruelty.

  1. There shall be no monetary liability on the part of, and no cause of action for damages shall arise against, a veterinarian licensed to practice in this State who, in good faith and in the normal course of practice, reports suspected cases of cruelty to animals, as defined in 13 V.S.A. §§ 352 and 352a, to any humane officer or officer as defined in 13 V.S.A. § 351(4) or local board of health officer or agent.
  2. There shall be no monetary liability on the part of, and no cause of action for damages against, a veterinarian licensed to practice in this State who accompanies a humane officer during the execution of a warrant pursuant to 13 V.S.A. § 354 , or evaluates the health of and provides medical attention to, including a decision for euthanasia, an animal brought to that veterinarian for health assessment or necessary medical care, pursuant to 13 V.S.A. § 354 .
  3. There shall be no monetary liability on the part of, and no cause of action for damages against, a veterinarian licensed to practice in this State who inspects premises or orders a quarantine pursuant to 20 V.S.A. § 3682 or 3683.

    Added 2003, No. 60 , § 12; amended 2013, No. 201 (Adj. Sess.), § 2.

History

Amendments--2013 (Adj. Sess.). Section heading: Deleted "for reporting suspected" following "from liability", and inserted the semicolon preceding "cases".

Subsec. (b): Inserted "or necessary medical care" following "veterinarian for health assessment".

§ 2405. Immunity from liability for good samaritan acts.

  1. For purposes of this section, an "emergency" shall include a fire, flood, storm, or other natural disaster, hazardous chemical or substance incident, vehicular collision with an animal, or other transportation accident where an animal is injured or in need of assistance to protect its health or life.
  2. A veterinarian licensed by the Board or any other person who, in good faith, provides care and treatment to an animal during an emergency shall not be held liable for civil damages by the owner of the animal, unless his or her acts constitute gross negligence or unless he or she will receive or expects to receive remuneration.
  3. Nothing contained in this section shall alter existing law with respect to tort liability of a practitioner of veterinary medicine for acts committed in the ordinary course of his or her practice.

    Added 2001, No. 151 (Adj. Sess.), § 24, eff. June 27, 2002.

Subchapter 2. State Veterinary Board

Cross References

Cross references. Attachment of Board to Office of Professional Regulation, see 3 V.S.A. § 122.

Per diem compensation of Board members, see 3 V.S.A. § 129b(f) and 32 V.S.A. § 1010.

§ 2411. Qualifications; term of office; removal.

  1. A State Veterinary Board is created, which shall be the continuation of and successor to the State Board of Veterinary Registration and Examination established by chapter 43, subchapter 2 of this title.
  2. The Board shall consist of six members, four of whom are residents of the State and are graduates of a school of veterinary medicine, and who have had at least five years' experience in the State and are in the active practice of veterinary medicine at the time of their appointment; and two members who shall be representatives of the public who shall be residents of the State for five years and who shall have no financial interest in the profession other than as consumers or potential consumers of its services.  They shall have no financial interest personally or through a spouse, parent, child, brother, or sister.  The public members shall participate in all Board functions with the exception of drafting and grading examinations.
  3. Board members shall be appointed by the Governor pursuant to 3 V.S.A. §§ 129b and 2004.

    Added 1981, No. 67 , § 1; amended 2005, No. 27 , § 69.

History

Reference in text. Subchapter 2 of chapter 43 of this title, referred to in subsec. (a), was repealed by 1981, No. 67 , § 2(a).

Amendments--2005. Subsec. (c): Amended generally.

Subsecs. (d), (e): Repealed.

§ 2412. Functioning of licensing Board.

  1. Annually, the Board shall meet to elect a chair, vice chair, and a secretary.
  2. Meetings may be called by the Chair and shall be called upon the request of any other three members.
  3. A majority of the members of the Board shall constitute a quorum for transacting business and all action shall be taken upon a majority vote of the members present and voting.

    Added 1981, No. 67 , § 1; amended 2005, No. 27 , § 70.

History

2019. In subsecs. (a) and (b), substituted "chair" for "chairperson" and 'vice chair' for 'vice chairperson' in accordance with 2013, No. 161 (Adj. Sess.), § 72.

Amendments--2005. Subsec. (c): Amended generally.

Subsec. (d): Repealed.

§ 2413. Powers and duties.

  1. The Board shall:
    1. Adopt rules under 3 V.S.A. chapter 25 necessary for the performance of its duties, ensuring that at least the following are established by statute or rule:
      1. a definition of the behavior for which a license is required;
      2. explanations of appeal and other significant rights given by law to licensees, applicants, and the public; and
      3. rules of practice in disciplinary cases, including provisions regarding representation and evidence at hearings and provisions regarding subpoenas and witness fees.
    2. Conduct any necessary hearings in connection with the issuance, renewal, suspension, or revocation of a license or otherwise related to the disciplining of a licensee.
    3. Receive complaints and charges of unprofessional conduct against any holder of a license.  The Board shall investigate all complaints in which there are reasonable grounds to believe that unprofessional conduct has occurred.
  2. The Board may:
    1. with the approval of the Director of the Office of Professional Regulation, make contracts and arrangements for the performance of administrative and similar services required or appropriate in the performance of its duties;
    2. issue subpoenas and administer oaths in connection with any authorized investigation, hearing, or disciplinary proceeding;
    3. take or cause depositions to be taken as needed in any investigation, hearing, or proceeding;
    4. receive legal assistance from the Attorney General of the State.

      Added 1981, No. 67 , § 1; amended 1985, No. 158 (Adj. Sess.), § 1; 1989, No. 250 (Adj. Sess.), § 4(d).

History

Amendments--1989 (Adj. Sess.). Subdiv. (b)(1): Substituted "director of the office of professional regulation" for "secretary of state".

Amendments--1985 (Adj. Sess.). Subdiv. (a)(1): Added "and" following "public" at the end of subdiv. (B), deleted "and" following "fees" at the end of subdiv. (C), and deleted former subdiv. (D).

Cross References

Cross references. Enforcement of subpoenas issued by administrative agencies generally, see 3 V.S.A. § 809a.

Modification of subpoenas or discovery orders issued by administrative agencies, see 3 V.S.A. § 809b.

§ 2414. Fees.

Applicants and persons regulated under this chapter shall pay the following fees:

  1. Application                                                   $ 100.00      (2) Biennial renewal                                              $ 175.00

    Added 1981, No. 67 , § 1; amended 1989, No. 250 (Adj. Sess.), § 57; 1991, No. 167 (Adj. Sess.), § 37; 1993, No. 108 (Adj. Sess.), § 14, eff. Feb. 16, 1994; 2005, No. 202 (Adj. Sess.), § 17; 2011, No. 116 (Adj. Sess.), § 29; 2015, No. 57 , § 3; 2019, No. 178 (Adj. Sess.), § 14, eff. Oct. 1, 2020.

History

Amendments--2019 (Adj. Sess.). Subdiv. (2): Substituted "$175.00" for "$200.00".

Amendments--2015. Subdiv. (2): Substituted "$200.00" for "$250.00".

Amendments--2011 (Adj. Sess.). Deleted subdiv. (3).

Amendments--2005 (Adj. Sess.). Substituted "$250.00" for "195.00" in subdiv. (2).

Amendments--1993 (Adj. Sess.). Subdiv. (2): Substituted "$195.00" for "$110.00".

Amendments--1991 (Adj. Sess.). Substituted "$100.00" for "$50.00" in subdiv. (1) and "$110.00" for "$75.00" in subdiv. (2), deleted former subdiv. (3) and redesignated former subdiv. (4) as new subdiv. (3).

Amendments--1989 (Adj. Sess.). Section amended generally.

Cross References

Cross references. Exemption of persons 80 years of age and over from payment of license renewal fees, see 32 V.S.A. § 1111.

Subchapter 3. Examinations and Licenses

§ 2421. Eligibility.

  1. An applicant is eligible for licensure who has:
    1. reached the age of majority;
    2. graduated from a school of veterinary medicine accredited by the American Veterinary Medical Association or the Canadian Veterinary Medical Association; and
    3. passed the North American Veterinary Licensing Examination (NAVLE), or any subsequent licensing examinations prepared under the authority of the National Board of Veterinary Medical Examiners (NBVME) or its successor organization.
  2. Applicants who are not graduates of schools of veterinary medicine accredited by the American Veterinary Medical Association (AVMA) or Canadian Veterinary Medical Association (CVMA) shall possess a certificate issued by the Educational Commission for Foreign Veterinary Graduates (ECFVG), its successor organization, or an organization acceptable to the Board.
  3. Upon submission of evidence acceptable to the Board of satisfaction of these eligibility criteria and upon payment of the required fees, the applicant shall receive a license; provided, however, that the Board may also require satisfactory completion of an examination covering State laws and rules related to the practice of veterinary medicine and the State or national veterinary codes of ethics.
  4. For purposes of this section, an applicant's score on the North American Veterinary Licensing Examination or any subsequent licensing examinations prepared under the authority of the National Board of Veterinary Medical Examiners, or its successor organization, shall be valid for two years from the date the applicant passed the examination.

    Added 1981, No. 67 , § 1; amended 1995, No. 111 (Adj. Sess.), § 1; 1997, No. 40 , § 30; 2005, No. 148 (Adj. Sess.), § 21; 2007, No. 163 (Adj. Sess.), § 23.

History

Amendments--2007 (Adj. Sess.) Section amended generally.

Amendments--2005 (Adj. Sess.). Deleted "is of good moral character" following "majority" in the first sentence.

Amendments--1997. Designated the existing text of the section as subsec. (a), inserted "or any subsequent licensing examinations prepared under the authority of the National Board Examination Committee for Veterinary Medicine, or its successor organization" following "Test" in the first sentence of that subsec., and added subsec. (b).

Amendments--1995 (Adj. Sess.) Section amended generally.

§ 2422. Application.

An application for a license shall be in writing and signed by the applicant, on forms furnished by the Office of Professional Regulation, setting forth facts concerning the applicant as the Board may require.

Added 1981, No. 67 , § 1; amended 1989, No. 250 (Adj. Sess.), § 4(d); 2007, No. 163 (Adj. Sess.), § 24.

History

Amendments--2007 (Adj. Sess.) Deleted "director of the" preceding "office of professional regulation" and "such" preceding "facts".

Amendments--1989 (Adj. Sess.). Substituted "director of the office of professional regulation" for "secretary of state".

§ 2423. Licensing standards and procedures.

Licensing standards and procedures established by the Board shall be fair and reasonable and shall be designed and implemented to measure and reasonably ensure an applicant's qualifications to practice the occupation. They shall not be designed or implemented for the purpose of limiting the size of the occupation.

Added 1981, No. 67 , § 1; amended 1995, No. 111 (Adj. Sess.), § 2.

History

Amendments--1995 (Adj. Sess.) Rewrote the section heading, deleted former subsec. (a), and deleted the subsec. (b) designation.

§ 2424. Licensure by endorsement.

  1. The Board, or Office of Professional Regulation on its behalf, shall, upon application and payment of the required fee, issue a license without a written national examination to a person who:
    1. holds a current license in good standing in another U.S. or Canadian jurisdiction whose licensing standards are substantially equivalent to those of Vermont; and
    2. has met the continuing education requirements.
  2. Notwithstanding the provisions of subsection (a) of this section, the Board may require that an applicant for licensure without examination satisfactorily complete an examination covering State laws and rules related to the practice of veterinary medicine and the State or national veterinary codes of ethics.
  3. As used in this section, "in good standing" means that the applicant:
    1. has not:
      1. been the subject of any administrative penalties regarding his or her practice of veterinary medicine, including fines, formal reprimands, license suspension, or revocations, except for license revocations for nonpayment of license renewal fees;
      2. been the subject of probationary limitations; or
      3. entered into any "consent agreements" that contain conditions placed by a regulatory board on his or her professional conduct and practice, including any voluntary surrender of a license;
    2. has never had his or her U.S. Drug Enforcement Administration privileges restricted or revoked;
    3. is not currently under investigation by another veterinary licensing authority;
    4. has no physical or mental impairment related to drugs, alcohol, or a finding of mental incompetence by a physician that would limit the applicant's ability to undertake the practice of veterinary medicine in a manner consistent with the safety of a patient or the public;
    5. has not been convicted of a felony; or
    6. has no criminal conviction record nor pending criminal charge relating to an offense that relates substantially to the practice of veterinary medicine. An applicant who has a criminal conviction record or against whom criminal charges are pending shall arrange for the appropriate authorities to provide information about the record or charge directly to the Board. Information provided under this subdivision shall be sufficiently specific to enable the Board to determine whether the record or charge is substantially related to the practice of veterinary medicine.
  4. An applicant who is not in good standing shall be eligible for licensure under this subsection, if the applicant can demonstrate, to the satisfaction of the Board, that he or she is otherwise qualified for licensure under this section. The Board may place limitations on licenses issued under this subsection or establish conditions of probation prior to the issuance of a license.

    Added 1981, No. 67 , § 1; amended 1985, No. 158 (Adj. Sess.), § 2; 1989, No. 250 (Adj. Sess.), § 4(d); 1995, No. 111 (Adj. Sess.), § 3; 1997, No. 40 , § 31; 2001, No. 151 (Adj. Sess.), § 25, eff. June 27, 2002; 2007, No. 29 , § 35; 2007, No. 163 (Adj. Sess.), § 25.

History

2019. In subdiv. (c)(1)(A), deleted "but not limited to" following "including" in accordance with 2013, No. 5 , § 4.

Amendments--2007 (Adj. Sess.) Section amended generally.

Amendments--2007. Subsec. (a): Deleted "director of the office of professional regulation, with approval of the" preceding "board".

Subdiv. (a)(3): Deleted.

Amendments--2001 (Adj. Sess.) Subsec. (c): Inserted "its successor organization or an organization acceptable to the board" following "(ECFVG)" and substituted "the applicant is applying" for "they are applying" toward the end of the subsec.

Amendments--1997. Subsec. (a): Rewrote subdivs. (2)(A) and (3) and deleted subdiv. (4).

Subdiv. (e)(3): Deleted "for acts which would provide a basis for disciplinary action in this state, as determined by the board" following "authority".

Amendments--1995 (Adj. Sess.) Section amended generally.

Amendments--1989 (Adj. Sess.). Substituted "director of the office of professional regulation" for "secretary of state" in the first sentence.

Amendments--1985 (Adj. Sess.). Substituted "an A.V.M.A. accredited" for "a" following "graduate of" and "five" for "two" preceding "years" in the first sentence and added the second sentence.

§ 2425. Certificate of licensure.

  1. The Board shall license as a veterinarian each applicant who proves to the satisfaction of the Board his or her fitness for licensure under the terms of this chapter.  It shall issue to each person licensed a certificate of licensure, which shall be prima facie evidence of the right of the person to whom it is issued to practice as a licensed veterinarian or to represent himself or herself as a licensed veterinarian, subject to the conditions and limitations of this chapter.
  2. If a licensee has a principal place of business for the practice of veterinary medicine, a license shall be prominently displayed at that place.
  3. Licenses may not be transferred.

    Added 1981, No. 67 , § 1.

§ 2426. Renewal of license.

  1. On a schedule established by the Office of Professional Regulation, a licensed veterinarian shall pay to the Secretary of State a renewal fee in the amount prescribed by section 2414 of this title, and shall receive a license card bearing his or her name, address, registration number, and the date of expiration of the license.
  2. A person shall not be required to pay renewal fees for years during which the license was lapsed.
  3. As a condition of renewal, a licensee shall complete continuing veterinary medical education, approved by the Board by rule, during the preceding two-year period. For purposes of this subsection, the Board may require, by rule, not more than 24 hours of approved continuing veterinary medical education as a condition of renewal.

    Added 1981, No. 67 , § 1; amended 1997, No. 145 (Adj. Sess.), § 12; 1999, No. 133 (Adj. Sess.), § 18; 2007, No. 163 (Adj. Sess.), § 26.

History

Amendments--2007 (Adj. Sess.) Section amended generally.

Amendments--1999 (Adj. Sess.). Subsec. (a): Inserted "or her" following "bearing his" in the first sentence, substituted "renewal fee and late renewal penalty are paid and the person has satisfied all the requirements for renewal, including continuing education" for "fee is paid" at the end second sentence, and added the third sentence.

Amendments--1997 (Adj. Sess.). Designated the first paragraph as "(a)" and added subsec. (b).

§ 2427. Repealed. 2009, No. 35, § 41(a).

History

Former § 2427. Former § 2427, relating to temporary license, was derived from 1981, No. 67 , § 1 and amended by 1985, No. 158 (Adj. Sess.), § 3.

§ 2428. Reinstatement.

A license that has lapsed for five years or longer may be reinstated upon successful completion of national board licensing examinations within the previous two years or upon proof that the licensee has actively practiced licensed clinical veterinary medicine for 3,000 hours during the preceding three years in another U.S. or Canadian jurisdiction.

Added 1981, No. 67 , § 1; amended 1999, No. 133 (Adj. Sess.), § 19; 2005, No. 27 , § 71; 2007, No. 163 (Adj. Sess.), § 27.

History

Amendments--2007 (Adj. Sess.) Inserted "within the previous two years" following "examinations" and "licensed" preceding "clinical" and substituted "United States or Canadian jurisdiction" for "state".

Amendments--2005. Section amended generally.

Amendments--1999 (Adj. Sess.). Inserted "not" following "reinstating shall" in the second sentence.

Subchapter 4. Unprofessional Conduct and Discipline

§ 2431. Unprofessional conduct.

  1. Unprofessional conduct is the conduct prohibited by this section, and by 3 V.S.A. § 129a , whether or not taken by a license holder.
  2. Unprofessional conduct means:
    1. failing to make available, upon request of a person using the licensee's services, copies of documents in the possession or under the control of the licensee, when those documents have been prepared for and purchased by the user of services;
    2. conduct that evidences moral unfitness to practice the occupation;
    3. any of the following except when reasonably undertaken in an emergency situation in order to protect life, health, or property:
      1. practicing or offering to practice beyond the scope permitted by law;
      2. accepting and performing occupational responsibilities that the licensee knows or has reason to know that he or she is not competent to perform;
      3. performing occupational services that have not been authorized by the consumer or his or her legal representative.
  3. After hearing, the Board may take disciplinary action against a licensee or applicant found guilty of unprofessional conduct. Discipline against an applicant may be a warning, a reprimand, suspension of a license for a specific period of time, or permanent revocation or denial of license.

    Added 1981, No. 67 , § 1; amended 1997, No. 145 (Adj. Sess.), § 46.

History

Amendments--1997 (Adj. Sess.). Substituted "and by section 129a of Title 3" for "or by the other statutes relating to the occupation" in subsec. (a), deleted subdivs. (b)(1)-(6), (b)(9), and (b)(10), listing types of unprofessional conduct, and renumbered the other subdivs. accordingly.

§ 2432. Repealed. 2013, No. 27, § 30.

History

Former § 2432. Former § 2432, relating to the appeal from decision of Board, was derived from 1981, No. 67 , § 1 and amended by 1989, No. 250 (Adj. Sess.), § 57a.

§ 2433. Veterinarian-client-patient relationship; veterinarian of record.

  1. The veterinarian-client-patient relationship (VCPR) exists when all of the following conditions have been met:
    1. The veterinarian has assumed the responsibility for making clinical judgments regarding the health of one or more animals and the need for medical treatment, and the client, who is the owner of the animals or their caretaker, has agreed to follow the veterinarian's instructions;
    2. The veterinarian has sufficient knowledge of those animals to initiate at least a general or preliminary diagnosis of the medical condition of the animals. This means that the veterinarian has recently seen and is personally acquainted with the keeping and care of the animals by virtue of an examination of the animals or by medically appropriate and timely visits to the premises where the animals are kept; and
    3. The veterinarian is readily available or has arranged for emergency coverage for follow-up evaluation of those animals in the event of adverse reactions or failure of the treatment regimen.
  2. Only a licensed veterinarian with a valid VCPR may:
    1. authorize the dispensing of veterinary prescription drugs;
    2. issue a valid veterinary feed directive;
    3. authorize drug distributors to deliver veterinary prescription drugs to a specific client; or
    4. prescribe, order, or otherwise authorize a pharmacist to dispense veterinary prescription drugs to a specific client.
    1. The veterinarian of record (VOR) is the food animal veterinarian responsible for providing appropriate oversight of drug use on a farm premises for specific animals or group of animals. (c) (1)  The veterinarian of record (VOR) is the food animal veterinarian responsible for providing appropriate oversight of drug use on a farm premises for specific animals or group of animals.
    2. If more than one veterinarian or veterinary practice has a working relationship on a farm premises, then the VCPR agreement shall establish which veterinarian has the responsibility for specific animals or animal groups.
    3. A veterinarian who is not the VOR, when providing professional services, is responsible for making provisions for emergency follow-up care and must notify the VOR of his or her findings and recommendations.
  3. Prescriptions from veterinarians are subject to Vermont prescription drug cost containment statutes set forth in 18 V.S.A. chapter 91.
  4. Establishment of a VCPR for the sole purpose of the sale of drugs or increased sales of a particular brand of drug product is not a valid or ethical reason for having a VCPR.

    Added 2017, No. 48 , § 17.

CHAPTER 45. LAND SURVEYORS

Cross References

Cross references. Office of Professional Regulation generally, see 3 V.S.A. ch. 5, subch. 3.

Procedure for adoption of administrative rules, see 3 V.S.A. ch. 25.

Review of regulatory laws, see chapter 57 of this title.

Subchapter 1. General Provisions

§ 2501. Policy and purpose.

In order to safeguard property and the public welfare, the practice of land surveying in this State is declared to be subject to regulation in the public interest in accordance with the terms of this chapter.

Added 1967, No. 364 (Adj. Sess.), § 1, eff. Jan. 1, 1969; amended 1981, No. 79 , §§ 1, 2, eff. May 5, 1981; 1985, No. 245 (Adj. Sess.), § 1.

History

Amendments--1985 (Adj. Sess.). Section amended generally.

Amendments--1981. Subsec. (b): Added the second sentence.

Subsec. (e): Added.

§ 2502. Definitions.

For the purpose of this chapter:

  1. "Board" means the Board of Land Surveyors established under this chapter.
  2. "Disciplinary action" includes any action taken against a licensee for unprofessional conduct.
  3. "Licensed land surveyor" means a person licensed by the Board who is:
    1. a professional specialist in measuring land;
    2. educated in the principles of mathematics, the related physical and applied sciences, and real property law; and
    3. engaged in the practice of land surveying as defined in this section.
  4. "Practice of land surveying" means providing, or offering to provide, professional services, including record research, reconnaissance, measurements, gathering parol evidence, analysis of evidence, mapping, planning, expert testimony, and consultation related to any of the following:
    1. locating, relocating, establishing, reestablishing, or retracing property lines or boundaries, or demarcating other legal rights or interests in any tract of land, road, right-of-way, or easement;
    2. determining, by the use of principles of surveying, the position for any boundary monument or reference point, or replacing any monument or reference point;
    3. making any survey for the division, subdivision, or consolidation of any tract of land;
    4. creating, preparing, or modifying graphic documents such as maps, plats, and plans, or electronic data used or referenced in instruments of conveyance of rights in real property, or that define rights in real property, or are used to define such rights;
    5. calculating dimensions and areas, which may be used to define rights in real property.
  5. "Monument" excludes paint marks, ribbons, signs, and any nonpermanent structures supporting ribbons or signs.
  6. "Responsible charge" means direct control and personal supervision.
  7. "Supervision" of an applicant means regular personal review of the applicant's land surveying work.

    Added 1967, No. 364 (Adj. Sess.), § 2, eff. Jan. 1, 1969; amended 1985, No. 245 (Adj. Sess.), § 1; 2003, No. 60 , § 13.

History

Revision note. At the beginning of the section, deleted the subsec. designation for purposes of conformity with V.S.A. style.

Amendments--2003. Rewrote subdiv. (3).

Redesignated former subdivs. (4)-(6) as the present subdivs. (5)-(7) and added present subdiv. (4).

Amendments--1985 (Adj. Sess.). Section amended generally.

ANNOTATIONS

1. Land surveying .

A map did not meet the statutory definition for land surveying since it was not prepared "for conveyancing," but was instead created for the sole purpose of obtaining a subdivision permit. State v. Brooks, 177 Vt. 161, 861 A.2d 1096 (September 3, 2004).

Since the definition of land surveying did not prohibit the "preparation of subdivision proposals," the preparation of a subdivision proposal would become an issue only if it allegedly involved land surveying within the statutory definition; thus; the exclusion in subsection 2503 (b) of this title was a legislative recognition that preparing a map for subdivision approval should not be considered land surveying. State v. Brooks, 177 Vt. 161, 861 A.2d 1096 (September 3, 2004).

Amendments of this section defining land surveying to include making a "survey for the division, subdivision, or consolidation of any tract of land," and deleting exclusion in section 2502(b) of this title for preparation of subdivision proposals, would cover activities of a surveyor in preparing a map for the purpose of obtaining a subdivision permit. State v. Brooks, 177 Vt. 161, 861 A.2d 1096 (September 3, 2004).

§ 2503. Prohibition; exceptions.

  1. A person who is not licensed by the Board shall not:
    1. use the title "licensed land surveyor" or any substantially equivalent title;
    2. represent himself or herself as licensed by this State or able to perform land surveying; or
    3. practice land surveying or act in responsible charge of another person who practices land surveying.
  2. Subdivision (a)(3) of this section does not prohibit preparation of assessment maps, current use maps for use valuation appraisal, or similar maps, which are clearly not intended to indicate the legally authoritative location or demarcation of property boundaries or extent where legal rights or interests in any tract of land are or may be affected, or licensed or qualified members of other professions or trades from performing duties incidental to those occupations.

    Added 1967, No. 364 (Adj. Sess.), § 3, eff. Jan. 1, 1969; amended 1985, No. 245 (Adj. Sess.), § 1; 2003, No. 60 , § 14.

History

Amendments--2003. Section amended generally.

Amendments--1985 (Adj. Sess.). Section amended generally.

Cross References

Cross references. Exceptions from licensing, see § 2595 of this chapter.

ANNOTATIONS

1. Land surveying .

Since the definition of land surveying did not prohibit the "preparation of subdivision proposals," and because the preparation of a subdivision proposal would become an issue only if it allegedly involved land surveying within the statutory definition; thus, the exclusion in subsection (b) of this section was a legislative recognition that preparing a map for subdivision approval should not be considered land surveying. State v. Brooks, 177 Vt. 161, 861 A.2d 1096 (September 3, 2004).

Amendments of section 2502 defining land surveying to include making a "survey for the division, subdivision, or consolidation of any tract of land," and deleting exclusion in subsection (b) of this section for preparation of subdivision proposals, would cover activities of a surveyor in preparing a map for the purpose of obtaining a subdivision permit. State v. Brooks, 177 Vt. 161, 861 A.2d 1096 (September 3, 2004).

§ 2504. Penalties and enforcement.

A person who violates subsection 2503(a) of this chapter shall be subject to the penalties provided in 3 V.S.A. § 127(c) .

Added 1967, No. 364 (Adj. Sess.), § 21, eff. Jan. 1, 1969; amended 1985, No. 245 (Adj. Sess.), § 1; 2007, No. 29 , § 36; 2007, No. 163 (Adj. Sess.), § 28.

History

Revision note. This section, which was originally enacted as § 2540 of this title, was redesignated for purposes of conformity with V.S.A. style.

Amendments--2007 (Adj. Sess.) Inserted "subsection 2503(a) of" preceding "this chapter".

Amendments--2007. Deleted the subsec. (a) designation, and in that paragraph, substituted "subject to the penalties provided in subsection 127(c) of Title 3" for "fined not more than $2,000.00" and deleted subsec. (b).

Amendments--1985 (Adj. Sess.). Section amended generally.

Subchapter 2. Administration

Cross References

Cross references. Attachment of Board to Office of Professional Regulation, see 3 V.S.A. § 122.

Per diem compensation of Board members, see 3 V.S.A. § 129b(f) and 32 V.S.A. § 1010.

History

Amendments--1985 (Adj. Sess.). 1985, No. 245 (Adj. Sess.), § 1, substituted "Administration" for "Vermont Board of Registration for Land Surveyors" in the subchapter heading.

§ 2541. Creation and organization of Board.

  1. A State board of land surveyors is created to regulate the licensure of land surveyors. It shall be called "Board of Land Surveyors."
  2. The Board shall consist of five licensed land surveyors and two members of the public who have no financial interest in the activities regulated under this chapter, other than as consumers or possible consumers of its services. Public members shall have no financial interest personally or through a spouse, parent, child, brother, or sister. "Financial interest" means dealing in goods or services that are uniquely related to activities regulated under this chapter, or investing anything of value in a business licensed under this chapter.
  3. Board members shall be appointed by the Governor pursuant to 3 V.S.A. §§ 129b and 2004.
  4. One member shall have been licensed under this chapter after written examination taken within the five years immediately preceding the date of appointment.

    Added 1967, No. 364 (Adj. Sess.), § 4, eff. Jan. 1, 1969; amended 1969, No. 11 , eff. Feb. 26, 1969; 1985, No. 245 (Adj. Sess.), § 1; 2005, No. 27 , § 72.

History

Revision note. This section, which was originally enacted as § 2510 of this title, was redesignated for purposes of conformity with V.S.A. style.

Amendments--2005. Subsec. (b): Substituted "The board shall consist of" for "The governor shall appoint as members of the board" preceding "five licensed land surveyors" in the first sentence, and deleted the last two sentences.

Subsec. (c): Amended generally.

Subsec. (e)-(g): Repealed.

Amendments--1985 (Adj. Sess.). Section amended generally.

Amendments--1969. Subsec. (b): Substituted "the date" for "July 1 of the year" following "begin on" in the second sentence.

ANNOTATIONS

Cited. In re Desautels Real Estate, Inc., 142 Vt. 326, 457 A.2d 1361 (1982).

§ 2542. Repealed. 1985, No. 245 (Adj. Sess.), § 1.

History

Former § 2542. Former § 2542, relating to election and duties of officers of the Board, was derived from 1967, No. 364 (Adj. Sess.), § 5.

§ 2543. Board meetings.

  1. The Board shall meet, at least two times each year, at the call of the Chair or upon the request of any other two members.
  2. [Repealed.]
  3. A majority of the members of the Board shall be a quorum for transacting business, and all action shall be taken upon a majority vote of the members present and voting.
  4. The provisions of the Vermont Administrative Procedure Act, 3 V.S.A. chapter 25, relating to contested cases, shall apply to proceedings under this chapter.
  5. Fees for the service of process and attendance before the Board shall be the same as the fees paid sheriffs and witnesses in Superior Court.

    Added 1967, No. 364 (Adj. Sess.), § 6, eff. Jan. 1, 1969; amended 1985, No. 245 (Adj. Sess.), § 1; 2005, No. 27 , § 73; 2011, No. 116 (Adj. Sess.), § 30.

History

2019. In subsec. (a), substituted "chair" for "chairperson" in accordance with 2013, No. 161 (Adj. Sess.), § 72.

This section, which was originally enacted as § 2513 of this title, was redesignated for purposes of conformity with V.S.A. style.

Amendments--2011 (Adj. Sess.). Subsec. (b): Repealed.

Amendments--2005. Inserted " and all action shall be taken upon a majority vote of the members present and voting" in subsec. (c), deleted former subsec. (d), and redesignated subsecs. (e) and (f) as subsecs. (d) and (e), respectively.

Amendments--1985 (Adj. Sess.). Section amended generally.

§ 2544. Powers and duties of the Board.

  1. The Board shall:
    1. Adopt rules according to the provisions of 3 V.S.A. chapter 25 that are necessary for the performance of its duties.
    2. Adopt an official seal.
    3. Provide general information to applicants for admission to licensure as land surveyors.
    4. Explain appeal procedures to licensees and applicants and complaint procedures to the public.
    5. Adopt rules that establish the activities that must be completed by an applicant in order to fulfill the experience requirements established by this chapter.  The rules shall require that the applicant's experience be under the supervision of a licensed land surveyor who has been licensed for three years or more, and shall not require that the applicant be in charge of the surveying.  Such activities shall be designed to ensure that all applicants acquire experience in critical areas of land surveying, but shall not limit admission to licensure unless there is good reason to believe that licensure of a particular applicant would be inconsistent with safeguarding property and the public welfare.
    6. Inform prospective applicants that they may notify the Board if, after reasonable effort, they have been unable to obtain supervision by a licensee for activities prerequisite to licensure.  When the Board receives such a notice, it may interview the prospective applicant, and thereafter shall take whatever action it considers appropriate.
    7. If applications for licensure by examination are pending, offer examinations at least twice each year and pass upon the qualifications of applicants.
    8. Use the administrative and legal services provided by the Office of Professional Regulation under 3 V.S.A. chapter 5.
    9. Adopt rules establishing minimum standards of practice. Standards adopted by the Board shall not exceed the minimum required to protect the public and shall be responsive to a demonstrated need to impose such standards. Rules adopted under this section shall relate to land surveying in the following areas:
      1. Researching deeds and other records.
      2. Measurements.
      3. Evaluation and verification of evidence pertaining to surveying.
      4. Monumentation.
      5. Survey reports and documents.
  2. The Board may conduct disciplinary proceedings as provided for in 3 V.S.A. chapter 5.

    Added 1967, No. 364 (Adj. Sess.), § 7, eff. Jan. 1, 1969; 1973, No. 193 (Adj. Sess.), § 3, eff. April 9, 1974; amended 1983, No. 230 (Adj. Sess.), § 17(5); 1985, No. 245 (Adj. Sess.), § 1; 1989, No. 250 (Adj. Sess.), § 4(d); 1991, No. 167 (Adj. Sess.), § 38a; 2005, No. 148 (Adj. Sess.), § 22.

History

Revision note. This section, which was originally enacted as § 2514 of this title, was redesignated for purposes of conformity with V.S.A. style.

Amendments--2005 (Adj. Sess.). Rewrote subsec. (b) and deleted subsecs. (c) through (f).

Amendments--1991 (Adj. Sess.). Subdiv. (a)(9): Added.

Amendments--1989 (Adj. Sess.). Subdiv. (a)(8): Substituted "professional regulation" for "secretary of state".

Subsec. (c): Substituted "director of the office of professional regulation" for "secretary of state" in the first sentence and substituted "director's" for "secretary's" in the second sentence.

Amendments--1985 (Adj. Sess.). Section amended generally.

Amendments--1983 (Adj. Sess.). Subsec. (c): Repealed.

Amendments--1973 (Adj. Sess.). Subsec. (c): Substituted "superior court" for "county court" preceding "setting forth" in the first sentence.

Cross References

Cross references. Enforcement of subpoenas issued by administrative agencies generally, see 3 V.S.A. § 809a.

Modification of subpoenas or discovery orders issued by administrative agencies, see 3 V.S.A. § 809b.

§ 2545. Repealed. 1997, No. 145 (Adj. Sess.), § 31.

History

Former § 2545. Former § 2545, authorizing per diem and expense reimbursement payments to Board members, was added by 1967, No. 364 (Adj. Sess.), § 8, eff. Jan 1, 1969; amended 1969, No. 211 (Adj. Sess.), eff. March 24, 1970; 1985, No. 245 (Adj. Sess.), § 1.

§§ 2546-2549. Repealed. 1985, No. 245 (Adj. Sess.), § 1.

History

Former §§ 2546-2549. Former § 2546, relating to creation of trust fund of the Board of Registration of Land Surveyors, was derived from 1967, No. 364 (Adj. Sess.), § 9 and amended by 1975, No. 118 , § 85.

Former § 2547, relating to records of the Board, was derived from 1967, No. 364 (Adj. Sess.), § 10.

Former § 2548, relating to annual report of the Board, was derived from 1967, No. 364 (Adj. Sess.), § 11.

Former § 2549, relating to Attorney General as legal advisor to the Board, was derived from 1967, No. 364 (Adj. Sess.), § 12.

Subchapter 3. Licenses

§ 2591. Applications.

Applications for licensure shall be on forms provided by the Board. Each application shall contain a statement under oath showing the applicant's education, land surveying experience, and other pertinent information and shall be accompanied by the required fee.

Added 1967, No. 364 (Adj. Sess.), § 13, eff. Jan. 1, 1969; amended 1985, No. 245 (Adj. Sess.), § 1.

History

Revision note. This section, which was originally enacted as § 2531 of this title, was redesignated for purposes of conformity with V.S.A. style.

Amendments--1985 (Adj. Sess.). Section amended generally.

Cross References

Cross references. Fees, see § 2597 of this chapter.

§ 2592. Licensure by examination.

  1. Any person shall be eligible for licensure as a land surveyor if the person qualifies under one of the following provisions, as established by the Board by rule:
    1. Bachelor's degree in land surveying, internship, portfolio, and examination.  A person who has graduated with a bachelor's degree in land surveying from a program accredited by the Accreditation Board for Engineering and Technology (ABET), completed a 24-month internship, successfully completed a portfolio, and successfully completed the examinations required by the Board may be granted a license.
    2. Associate's degree in land surveying, internship, portfolio, and examination.  A person who has graduated with an associate's degree in land surveying from a program accredited by the ABET, completed a 36-month internship, successfully completed a portfolio, and successfully completed the examinations required by the Board may be granted a license.
    3. Internship, portfolio, and examinations.  An applicant who has completed a 72-month internship, successfully completed a portfolio, and passed the examinations required by the Board may be granted a license.
  2. License examinations may consist of a national surveying examination selected by the Board plus a Vermont portion. The Vermont portion shall be limited to those subjects and skills necessary to perform land surveying.

    Added 1967, No. 364 (Adj. Sess.), § 14, eff. Jan. 1, 1969; amended 1969, No. 207 (Adj. Sess.), § 10, eff. March 24, 1970; 1971, No. 250 (Adj. Sess.), § 1; 1985, No. 245 (Adj. Sess.), § 1; 1989, No. 250 (Adj. Sess.), § 4; 1991, No. 167 (Adj. Sess.), § 38; 2009, No. 103 (Adj. Sess.), § 19; 2011, No. 66 , § 7, eff. June 1, 2011; 2011, No. 116 (Adj. Sess.), § 31.

History

Revision note. This section, which was originally enacted as § 2532 of this title, was redesignated for purposes of conformity with V.S.A. style.

Amendments--2011 (Adj. Sess.). Section amended generally.

Amendments--2011. Subsec. (e): Repealed.

Amendments--2009 (Adj. Sess.) Added subsec. (b); redesignated former subsec. (b) as present subsec. (c) and deleted "Examinations" from the beginning; redesignated former subsecs. (c) through (g) as present subsecs. (d) through (h); and substituted "subsection (d)" for "subsection (c)" in subsec. (c).

Amendments--1991 (Adj. Sess.). Subsec. (a): Inserted "in land surveying" following "experience" and deleted "licensed" preceding "land surveyor" in subdivs. (2)-(4), and deleted "in land surveying and searching of Vermont land records for the purpose of establishing boundary lines" following "land surveyor" in subdivs. (2) and (3).

Subsec. (c): Substituted "land" for "licensed" preceding "surveyor" in the introductory paragraph and deleted "licensed" preceding "surveyors" in the first sentence of the undesignated paragraph.

Subsec. (d): Substituted "15" for "30" preceding "days", deleted "of" thereafter, inserted "following the next board meeting after" preceding "receiving", and deleted "of" thereafter in the first sentence.

Amendments--1989 (Adj. Sess.). Subsec. (c): Substituted "director of the office of professional regulation" for "secretary of state" in the second sentence of the second paragraph.

Subsec. (g): Substituted "director of the office of professional regulation" for "secretary of state" in the first sentence and "appellate officer" for "appeals panel" in the last sentence.

Amendments--1985 (Adj. Sess.). Section amended generally.

Amendments--1971 (Adj. Sess.). Substituted "who shows" for "twenty-one years of age or over who shall show" following "person" in the introductory paragraph.

Subdiv. (1): Substituted "greater" for "higher" preceding "than the requirements".

Subdiv. (2): Substituted "18 months" for "one year of land surveying" preceding "experience", inserted "in land surveying and searching of Vermont land records for the purpose of establishing boundary lines both" thereafter, and substituted "has" for "shall have" preceding "passed".

Subdiv. (3): Substituted "has" for "shall have" preceding "passed".

Subdiv. (4): Repealed.

Amendments--1969 (Adj. Sess.). Substituted "twenty-one years of age or over" for "over the age of twenty-one" following "person" in the introductory paragraph and "subdivision" for "section" preceding "shall expire" in the third sentence of subdiv. (4).

§ 2592a. Licensure by endorsement.

Upon an applicant's successful completion of the Vermont portion of the licensing examination, the Board may issue a license to an applicant who is licensed or registered and currently in good standing in a U.S. or Canadian jurisdiction having licensing requirements that are substantially equivalent to the requirements of this chapter. The absence of a portfolio requirement in another jurisdiction shall not prevent the Board from finding substantial equivalence.

Added 2011, No. 116 (Adj. Sess.), § 32.

§ 2593. Corporations, limited liability companies, partnerships, associations; individual proprietorships; liability.

  1. The right to practice land surveying is a personal right based on the qualities of the individual and evidenced by a nontransferable license.
  2. A corporation, limited liability company, partnership, association, or individual proprietorship may furnish land surveyor services provided a member or employee thereof is a licensed land surveyor and is in responsible charge of such surveys, and provided all land surveys are signed and stamped with the personal seal of the licensed land surveyor in responsible charge.
  3. A corporation, limited liability company, partnership, association, or individual proprietorship with which the land surveyor may practice shall be jointly and severally liable with the land surveyor for work performed.

    Added 1967, No. 364 (Adj. Sess.), § 15, eff. Jan. 1, 1969; amended 1985, No. 245 (Adj. Sess.), § 1; 1997, No. 40 , § 13.

History

Revision note. This section, which was originally enacted as § 2533 of this title, was redesignated for purposes of conformity with V.S.A. style.

Amendments--1997. Inserted "limited liability companies" in the section heading and "limited liability company" following "a corporation" in subsecs. (b) and (c).

Amendments--1985 (Adj. Sess.). Subsec. (a): Deleted "as a registered land surveyor" following "surveying" and substituted "license" for "registration certificate" following "nontransferable".

Subsec. (b): Deleted "registered" following "furnish" and substituted "licensed" for "registered" following "thereof is a" and following "seal of the".

Subsec. (c): Substituted "the land surveyor" for "him" following "liable with".

§ 2594. Repealed. 2011, No. 116 (Adj. Sess.), § 33.

History

Former § 2594. Former § 2594, relating to licenses generally, was derived from 1967, No. 364 (Adj. Sess.), § 16 and amended by 1985, No. 245 (Adj. Sess.), § 1.

§ 2595. Exceptions.

  1. The work of an employee or subordinate of a person having a license under this chapter is exempted from the licensing provisions of this chapter if such work is done under the supervision of and is verified by a licensee.
  2. This chapter shall not be construed to apply to or to interfere with federal employees in the performance of their official duties.
  3. This chapter shall not be construed to apply to or to interfere with State employees in the performance of their official duties, provided that the work is being done under the supervision of a licensed land surveyor.
  4. [Repealed.]

    Added 1967, No. 364 (Adj. Sess.), § 17, eff. Jan. 1, 1969; amended 1985, No. 245 (Adj. Sess.), § 1; 2009, No. 35 , § 41; 2011, No. 116 (Adj. Sess.), § 34.

History

Revision note. This section, which was originally enacted as § 2535 of this title, was redesignated for purposes of conformity with V.S.A. style.

Amendments--2011 (Adj. Sess.). Subsec. (a): Added "licensing".

Amendments--2009. Subsec. (d): Repealed.

Amendments--1985 (Adj. Sess.). Subsec. (a): Amended generally.

Subsec. (b): Inserted "to" preceding "interfere".

Subsec. (c): Inserted "to" preceding "interfere" and "that" following "provided", and substituted "licensed" for "registered" preceding "land".

Subsec. (d): Inserted "be granted a temporary permit by the secretary of the board to" following "this state may", substituted "licensed land surveyor, provided that this practice shall" for "registered land surveyor when that practice does" preceding "not exceed", and deleted "registered" following "license to practice as a".

§ 2596. Use of seal; certification.

  1. Each licensed land surveyor shall procure a personal seal in a form approved by the Board.  The surveyor shall affix the surveyor's signature and seal together with a certification statement as to the nature of the survey work upon all completed maps, plats, surveys, or other documents before delivery thereof to any client or before any map, plat, survey, or other document is offered for filing at the office of the town clerk or any other proper authority.  The certification statement shall clearly set forth what information was used as the basis of the survey and shall indicate that the survey work identified thereon is consistent with this information.
  2. Use of the seal for stamping or sealing documents after the corresponding certificate of licensure has expired or has been suspended or revoked unless the certificate has been renewed or reissued shall be unlawful.

    Added 1967, No. 364 (Adj. Sess.), § 18, eff. Jan. 1, 1969; amended 1985, No. 245 (Adj. Sess.), § 1.

History

Revision note. This section, which was originally enacted as § 2536 of this title, was redesignated for purposes of conformity with V.S.A. style.

Amendments--1985 (Adj. Sess.). Subsec. (a): Substituted "licensed" for "registered" following "Each" in the first sentence, "The surveyor" for "He" preceding "shall affix" and "the surveyor's" for "his" thereafter and "a"' for "his" preceding "certification" in the second sentence, inserted "this" following "consistent with" in the third sentence, and deleted former subdivs. (1)-(3).

Subsec. (b): Substituted "licensure" for "registration" preceding "has expired".

Cross References

Cross references. Penalties and enforcement generally, see § 2504 of this chapter.

ANNOTATIONS

Analysis

1. Evidence.

Survey prepared by surveyor who was not registered when survey was made but who had received his license at time of trial was admissible as this section related to filing of surveys and not to their admission into evidence. Thomas v. Olds, 150 Vt. 634, 556 A.2d 62 (1988).

2. Land surveyor's map .

The reference in this section to maps as a class of documents separate from surveys supported a surveyor's position that licensed land surveyors routinely create documents that are not land surveys. State v. Brooks, 177 Vt. 161, 861 A.2d 1096 (September 3, 2004).

Requirement that surveys must contain a description of information used as a basis for the work supported land surveyor's actions in preparing a map for the purpose of obtaining a subdivision permit, because the public should be expected to look to the kind of certification information he added to understand the map's nature; the presence of the surveyor's seal and signature, along with his explanatory notes, showed compliance with the applicable law, not the opposite. State v. Brooks, 177 Vt. 161, 861 A.2d 1096 (September 3, 2004).

§ 2597. Fees.

Applicants and persons regulated under this chapter shall pay the following fees:

  1. Application                                                    $200.00      (2) Biennial renewal of license                                    $300.00

    Added 1967, No. 364 (Adj. Sess.), § 19, eff. Jan. 1, 1969; amended 1971, No. 250 (Adj. Sess.), § 2; 1985, No. 245 (Adj. Sess.), § 1; 1989, No. 250 (Adj. Sess.), § 58; 1991, No. 167 (Adj. Sess.), § 38b; 1997, No. 59 , § 58, eff. June 30, 1997; 1999, No. 49 , § 179; 2001, No. 143 (Adj. Sess.), § 28, eff. June 21, 2002; 2005, No. 202 (Adj. Sess.), § 18; 2015, No. 57 , § 4.

History

Revision note. This section, which was originally enacted as § 2538 of this title, was redesignated for purposes of conformity with V.S.A. style.

Amendments--2015. Subdiv. (2): Substituted "$300.00" for "$400.00".

Amendments--2005 (Adj. Sess.). Substituted "$200.00" for "$100.00" in subdiv. (1) and "$400.00" for "$300.00" in subdiv. (2).

Amendments--2001 (Adj. Sess.) Subdiv. (1): Substituted "$100.00" for "$70.00".

Subdiv. (2): Substituted "$300.00" for "$225.00".

Amendments--1999 Subdiv. (2): Substituted "$225.00" for "$165.00".

Amendments--1997 Section amended generally.

Amendments--1991 (Adj. Sess.). Subdiv. (3): Substituted "$145.00" for "$115.00".

Amendments--1989 (Adj. Sess.). Section amended generally.

Amendments--1985 (Adj. Sess.). Section amended generally.

Amendments--1971 (Adj. Sess.). Subdiv. (5): Added.

Cross References

Cross references. Exemption of persons 80 years of age and over from payment of license renewal fees, see 32 V.S.A. § 1111.

§ 2598. Unprofessional conduct.

  1. Unprofessional conduct is the conduct prohibited by this section and by 3 V.S.A. § 129a .
  2. Unprofessional conduct includes the following actions by a licensee:
    1. practicing or offering to practice beyond the scope permitted by law;
    2. accepting and performing responsibilities that the licensee knows or has reason to know that he or she is not competent to perform;
    3. making any material misrepresentation with respect to the qualifications of or experience of an applicant or otherwise in the practice of the profession, whether by commission or omission;
    4. [Repealed.]
    5. willfully acting, while serving as a Board member, in any way to contravene the provisions of this chapter and thereby artificially restrict the entry of qualified persons into the profession;
    6. using the licensee's seal on documents prepared by others not in the licensee's direct supervision, or using the seal of another.

      Added 1967, No. 364 (Adj. Sess.), § 20, eff. Jan. 1, 1969; amended 1971, No. 250 (Adj. Sess.), § 3; 1985, No. 245 (Adj. Sess.), § 1; 1991, No. 167 (Adj. Sess.), § 38c; 1997, No. 145 (Adj. Sess.), § 47; 2011, No. 66 , § 7, eff. June 1, 2011; 2011, No. 116 (Adj. Sess.), § 35.

History

Revision note. This section, which was originally enacted as § 2539 of this title, was redesignated for purposes of conformity with V.S.A. style.

Amendments--2011 (Adj. Sess.). Repealed subdiv. (b)(4); made a spelling correction in subdiv. (b)(5); substituted "direct supervision" for "direct employ" in subdiv. (b)(6).

Amendments--2011. Repealed subdiv. (b)(7).

Amendments--1997 (Adj. Sess.). Added "and by section 129a of Title 3:" at the end of subsec. (a); deleted former subsec. (b), listing types of unprofessional conduct; and redesignated former subsec. (c) as (b), deleting former subdivs. (c)(1) and (c)(2), relating to reports or records and to gross or repeated negligence, and renumbered the remaining subdivs.

Amendments--1991 (Adj. Sess.). Subdiv. (c)(2): Inserted "or repeated" following "gross".

Subdiv. (c)(8): Made a minor stylistic change.

Subdiv. (c)(9): Added.

Amendments--1985 (Adj. Sess.). Section amended generally.

Amendments--1971 (Adj. Sess.). Section amended generally.

§ 2599. Repealed. 2011, No. 116 (Adj. Sess.), § 36.

History

Former § 2599. Former § 2599, relating to discipline of licensees, was derived from 1985, No. 245 (Adj. Sess.), § 1 and amended by 1989, No. 250 (Adj. Sess.), §§ 4, 59 and 2005, No. 148 (Adj. Sess.), § 23.

§ 2600. Repealed. 1989, No. 250 (Adj. Sess.), § 92.

History

Former § 2600. Former § 2600, relating to accessibility and confidentiality of information, was derived from 1985, No. 245 (Adj. Sess.), § 1.

§ 2601. Renewals.

  1. Licenses shall be renewed every two years upon payment of the renewal fee following the procedure established by the Office of Professional Regulation.
  2. [Repealed.]
  3. A license that has lapsed for a period of three years or less may be renewed upon application and payment of the renewal fee and the late penalty fee.
  4. As a condition of renewal, the Board shall require that a licensee establish that he or she has completed continuing education, as approved by the Board not to exceed 15 hours for each year of renewal.
  5. The Board may renew the license of an individual whose license has lapsed for more than three years upon payment of the required fee and the late renewal penalty, provided the individual has satisfied all the requirements for renewal established by the Board by rule.

    Added 1993, No. 108 (Adj. Sess.), § 11; amended 2011, No. 116 (Adj. Sess.), § 37.

History

Amendments--2011 (Adj. Sess.). Added "following the procedure established by the office of professional regulation" in subsec. (a); and substituted "provided the individual has satisfied all the requirements for renewal established by the board by rule" for "provided the individual has satisfied all the requirements for renewal, including continuing education" in subsec. (e).

Subsec. (b): Repealed.

§ 2602. Expired. 1997, No. 77 (Adj. Sess.), § 2, as amended by 1999, No. 52, § 42.

History

2011. Former § 2602, relating to measurements, was derived from 1997, No. 77 (Adj. Sess.) and expired on July 1, 2000 pursuant to 1997, No. 77 (Adj. Sess.), § 2, as amended by 1999, No. 52 , § 42. However, the text of the section was not removed from the V.S.A. subsequent to its expiration. This section was then amended pursuant to 2011, No. 66 , § 7; however, pursuant to 1 V.S.A. § 214(a), that amendment cannot revive this statutory provision, and therefore the text of this section has been removed from the V.S.A.

CHAPTER 46. LANDSCAPE ARCHITECTS

Cross References

Cross references. Attachment of profession to Office of Professional Regulation, see 3 V.S.A. § 122.

Office of Professional Regulation generally, see 3 V.S.A. ch. 5, subch. 3.

Procedure for adoption of administrative rules, see 3 V.S.A. ch. 25.

Review of regulatory laws, see chapter 57 of this title.

Subchapter 1. General Provisions

§ 2611. Definitions.

As used in this chapter:

  1. "Director" means the Director of the Office of Professional Regulation.
  2. "Disciplinary action" means any action taken against a licensed landscape architect for unprofessional conduct.
  3. "Landscape architect" means a person who complies with all provisions of this chapter and is licensed by the Director to engage in the practice of landscape architecture.
  4. "License" means an authorization granted by the Director to practice landscape architecture.
  5. "Practice of landscape architecture" means any service where landscape architectural education, training, experience, and the application of mathematical, physical, and social science principles are applied in consultation, evaluation, planning, and design, including the preparation and filing of drawings, plans, specifications, and other contract documents and the administration of contracts relative to projects principally directed at the functional and aesthetic development, use, or preservation of land that directly affects the health, safety, and welfare of the public. These services include the implementation of land development concepts and natural resource management plans through the design or grading of: land forms; on-site, surface, and storm water drainage; soil conservation and erosion control; small water features; pedestrian, bicycle, and local motor vehicular circulation systems; and related construction details.

    Added 2009, No. 84 (Adj. Sess.), § 2.

§ 2612. Prohibition and enforcement.

  1. No person shall:
    1. Practice or attempt to practice landscape architecture or hold himself or herself as being able to do so in this State without first obtaining a valid license as required by this chapter.
    2. Use the title "landscape architect," "landscape architecture," or "landscape architectural" in connection with the person's name without being duly licensed under this chapter.
  2. No person licensed under this chapter shall:
    1. stamp or seal documents with his or her landscape architect seal if his or her license has expired or is revoked or suspended;
    2. practice or attempt to practice landscape architecture during license revocation or suspension;
    3. engage in unprofessional conduct;
    4. violate any provisions of this chapter.
  3. A person who willfully violates any provisions of subsection (a) of this section shall be subject to the penalties provided in 3 V.S.A. § 127(c) .
  4. The administrative law officer may bring an action for injunctive relief to enforce the provisions of this chapter.

    Added 2009, No. 84 (Adj. Sess.), § 2.

§ 2613. Exemptions.

  1. This chapter shall not affect or prevent:
    1. the practice of architecture, land surveying, engineering, or other licensed profession by persons not licensed under this chapter;
    2. drafters, clerks, project managers, superintendents, students, and other employees or interns from acting under the instructions, control, or supervision of their employers;
    3. the construction, alteration, or supervision of sites by contractors or superintendents employed by contractors or the preparation of shop drawings in connection with the construction, alteration, or supervision;
    4. owners or contractors from engaging persons who are not landscape architects to observe and supervise site construction of a project;
    5. the preparation of construction documents showing plantings, other horticulture-related elements, or landscape materials unrelated to horticulture;
    6. individuals from making plans, drawings, or specifications for any property owned by them and for their own personal use;
    7. the design of irrigation systems; or
    8. officers or employees of the federal government from working in connection with their employment.
  2. This section shall not be construed to permit a person not licensed as provided in this chapter to use the title landscape architect or any title, sign, card, or device to indicate that the person is a landscape architect.
  3. This chapter shall not be construed to limit or restrict in any manner the right of a practitioner of another profession or occupation from carrying on in the usual manner any of the functions of that profession or occupation as their experience, education, and training allow them to practice, including the professions of landscape design, garden design, planning, forestry, and forestry management.

    Added 2009, No. 84 (Adj. Sess.), § 2; 2019, No. 178 (Adj. Sess.), § 15, eff. Oct. 1, 2020.

History

Amendments--2019 (Adj. Sess.). Subdiv. (a)(7): Substituted "or" for "and" at the end.

Subchapter 2. Administration

§ 2621. Office of Professional Regulation.

  1. The Director shall:
    1. provide general information to applicants for licensure as landscape architects;
    2. explain appeal procedures to licensed landscape architects and applicants, and complaint procedures to the public;
    3. administer fees as established by law;
    4. receive applications for licensure; administer examinations; provide licenses to applicants qualified under this chapter; and renew, revoke, and reinstate licenses as ordered by an administrative law officer; and
    5. refer all disciplinary matters to an administrative law officer.
  2. The Director may adopt rules necessary to perform his or her duties under this section.

    Added 2009, No. 84 (Adj. Sess.), § 2; amended 2013, No. 27 , § 31.

History

Amendments--2013. Made minor stylistic changes.

§ 2622. Advisor appointees.

  1. The Secretary of State shall appoint two landscape architects for five-year staggered terms to serve at the Secretary's pleasure as advisors in matters relating to landscape architecture. One of the initial appointments may be for less than a five-year term. An appointee shall have not less than three years' experience as a landscape architect immediately preceding appointment, shall be licensed as a landscape architect in Vermont or be in the process of applying for licensure, and shall be actively engaged in the practice of landscape architecture in this State during incumbency.
  2. The Director shall seek the advice of the landscape architect advisors in carrying out the provisions of this chapter.

    Added 2009, No. 84 (Adj. Sess.), § 2; amended 2011, No. 66 , § 8, eff. June 1, 2011.

History

Amendments--2011. Subsec. (a): Substituted "five-year staggered" for "four-year" preceding "terms" and "five-year" for "four-year" preceding "term".

Cross References

Cross references. Per diem compensation of advisor appointees, see 3 V.S.A. § 129b(f) and 32 V.S.A. § 1010.

§ 2623. Applications.

Applications for licensure shall be on forms provided by the Director. Each application shall contain a statement under oath showing the applicant's education, experience, and other pertinent information and shall be accompanied by the required fee.

Added 2009, No. 84 (Adj. Sess.), § 2.

§ 2624. Qualifications.

  1. A person shall be eligible for licensure as a landscape architect if the person qualifies under one of the following provisions:
    1. Comity or endorsement.  A person holding a registration or license to engage in the practice of landscape architecture issued on the basis of an examination administered by the Council of Landscape Architectural Registration Boards, by the appropriate regulatory authority of a state, territory, or possession of the United States, the District of Columbia, or another country based on requirements and qualifications shown by the application to be equal to or greater than the requirements of this chapter may be examined on landscape architecture matters peculiar to Vermont and granted a license at the discretion of the Director. The Director shall accept evidence that an applicant holds a valid certificate from the Council of Landscape Architectural Registration Boards as proof of qualification for licensure under this subdivision.
    2. Graduation and examination.  An applicant who has graduated, having completed a landscape architecture curriculum approved by the Landscape Architectural Accreditation Board, followed by at least three years of diversified experience in landscape architecture under the supervision of a licensed, registered, or certified landscape architect and who has passed an examination administered by the Council of Landscape Architectural Registration Boards may be granted a license. The Director may accept experience received under the supervision of a licensed or registered architect, professional engineer, or land surveyor for one year of the experience required under this subdivision. All applicants shall have at least two years of experience under the supervision of a licensed, certified, or registered landscape architect.
    3. Experience and examination.  An applicant who has completed nine or more years' diversified experience in landscape architecture under the supervision of a licensed, certified, or registered landscape architect and who has passed an examination administered by the Council of Landscape Architectural Review Boards may be granted a license. Experience received under the supervision of a licensed or registered architect, professional engineer, or land surveyor may be substituted for no more than three years of this requirement. Credits from a landscape architecture program accredited by the Landscape Architectural Accreditation Board may be substituted for up to no more than three years of this requirement.
  2. Upon application for licensure, an applicant qualifying for licensure under subdivision (a)(2) or (3) of this section shall file a report with the Director certifying the practical experience requirements completed. The Director shall certify that, to the best of the Director's knowledge, the report is correct.
  3. An applicant may submit experience accrued for a period of three years in the practice of landscape architecture, as defined in subdivision 2611(5) of this title, in order to meet the experience requirements set forth in subsection (a) of this section if the experience was obtained in Vermont on or before December 31, 2011. Evidence of experience shall be reviewed and approved by the Director.
  4. An applicant qualifying for licensure under subdivision (a)(2) or (3) of this section shall pass a written examination administered by the Council of Landscape Architectural Boards on technical and professional subjects as may be prescribed by the Council of Landscape Architectural Boards. Applicants may apply for examination before completing the experience requirement as long as the experience requirements will be fulfilled by the examination date. Notification of the results of examinations shall be mailed to each candidate within 30 days of the date the results are received by the Director. A candidate failing to pass the examination may apply for reexamination and may sit for a regularly scheduled examination as many times as the candidate chooses to do so. If an applicant does not pass the entire examination, the applicant shall not be required to retake any section of an examination that the applicant has previously passed. No license shall be granted to an applicant until he or she passes all sections of the exam.
  5. Licensing standards and procedures adopted by the Director by rule shall be fair and reasonable. Those standards and procedures shall be designed and implemented to ensure that all applicants are admitted to practice unless there is a good reason to believe that practice by a particular applicant would be inconsistent with the public health, safety, or welfare. Licensing standards shall not be designed or implemented for the purpose of limiting the number of licensed landscape architects.

    Added 2009, No. 84 (Adj. Sess.), § 2.

History

2012. In subsec. (c), substituted "2611(5)" for "2612(5)" to correct an error in the cross-reference.

§ 2625. Licensure; generally.

The Director shall issue a license, upon payment of the fees required in this chapter, to an applicant who has satisfactorily met all the requirements of this chapter.

Added 2009, No. 84 (Adj. Sess.), § 2.

§ 2626. License renewal.

  1. A license shall be renewed every two years upon application and payment of the required fee. Failure to comply with the provisions of this section shall result in suspension of all privileges granted to the licensee, beginning on the expiration date of the license. A license that has lapsed shall be renewed upon payment of the biennial renewal fee and the late renewal penalty.
  2. The Director may adopt rules necessary for the protection of the public to assure the Director that an applicant whose license has lapsed or who has not worked for more than three years is professionally qualified. Conditions imposed under this subsection shall be in addition to the requirements of subsection (a) of this section.

    Added 2009, No. 84 (Adj. Sess.), § 2.

Cross References

Cross references. Exemption of persons 80 years of age and over from payment of license renewal fees, see 32 V.S.A. § 1111.

§ 2627. Fees.

Applicants and persons regulated under this chapter shall pay those fees set forth in 3 V.S.A. § 125(b) .

Added 2009, No. 84 (Adj. Sess.), § 2.

§ 2628. Seal.

Each licensed landscape architect shall obtain a seal of a design as the Director shall authorize and direct. Plans and specifications prepared by or under the direct supervision of a licensed landscape architect shall be stamped with the licensed landscape architect's seal.

Added 2009, No. 84 (Adj. Sess.), § 2.

§ 2629. Unprofessional conduct.

Unprofessional conduct means the following conduct and the conduct by a licensee or applicant for licensure as set forth in 3 V.S.A. § 129a .

  1. Accepting and performing responsibilities which the licensed landscape architect knows or has reason to know that he or she is not competent to perform, or undertaking to perform professional services in specific technical areas in which the licensed landscape architect is not qualified by education, training, and experience;
  2. Failing to practice with reasonable care and competence and to apply the technical knowledge and skill ordinarily applied by licensed landscape architects practicing in the same locality;
  3. Assisting in the application for licensure of a person known by the licensed landscape architect to be unqualified in respect to education, training, or experience;
  4. Accepting compensation for services from more than one party on a project unless the circumstances are fully disclosed and agreed to by all interested parties;
  5. Failing to disclose fully in writing to a client or employer the nature of any business association or direct or indirect financial interest substantial enough to influence the licensed landscape architect's judgment in the performance of professional services;
  6. Soliciting or accepting compensation from material or equipment suppliers in return for specifying or endorsing their products;
  7. Failing to disclose compensation for making public statements on landscape architectural questions;
  8. Offering or making a payment or gift to an elected or appointed government official with the intent to influence the official's judgment in connection with a prospective or existing project in which the licensed landscape architect is interested;
  9. Offering or making a gift of other than nominal value, including reasonable entertainment and hospitality, with the intent to influence the judgment of an existing or prospective client in connection with a project in which the licensed landscape architect is interested;
  10. Knowingly designing a project in violation of applicable State and local laws and regulations;
  11. Making a willful material misrepresentation with respect to the qualifications or experience of an applicant or otherwise in the practice of the profession, whether by commission or omission;
  12. Acting, while serving as an advisor to the Director, in any way to contravene willfully the provisions of this chapter and thereby artificially restricting the entry of qualified persons into the profession;
  13. Using the licensed landscape architect's seal on drawings prepared by others not in his or her employ, or using the seal of another;
  14. Inaccurately representing to a prospective or existing client or employer the licensed landscape architect's qualifications and scope of responsibility for work for which he or she claims credit;
  15. Signing or sealing technical submissions unless they were prepared by or under the responsible control of the licensed landscape architect, except that the licensed landscape architect may sign or seal those portions of the technical submissions that were prepared by or under the responsible control of persons who are licensed under this chapter if the licensed landscape architect has reviewed and adopted in whole or in part those portions and has either coordinated their preparation or integrated them into his or her work; and
  16. In each office maintained for preparation of drawings, specifications, reports, or other professional work, failing to have a licensed landscape architect with direct knowledge and supervisory control of such work resident and regularly employed in that office.

    Added 2009, No. 84 (Adj. Sess.), § 2.

CHAPTER 47. OPTICIANS

Cross References

Cross references. Attachment of profession to Office of Professional Regulation, see 3 V.S.A. § 122.

Office of Professional Regulation generally, see 3 V.S.A. ch. 5, subch. 3.

Procedure for adoption of administrative rules, see 3 V.S.A. ch. 25.

Review of regulatory laws, see chapter 57 of this title.

Subchapter 1. General Provisions

§ 2651. Definitions.

As used in this chapter:

  1. "Director" means the Director of the Office of Professional Regulation.
  2. "Optician" is a person who is qualified and licensed under this chapter to interpret and fill prescriptions of ophthalmologists or optometrists for ophthalmic lenses or repair and reproduce previously prepared ophthalmic lenses and frames, prepare and deliver work orders to technicians engaged in grinding lenses and fabricate eyewear, verify the accuracy of ophthalmic lenses, and adjust and disperse lenses, specially fabricated optical devices, frames, and appurtenances.
  3. "Optometrist" means a person licensed under chapter 30 of this title.
  4. "Ophthalmologist" means a licensed physician who has had special training in the field of ophthalmology.
  5. "Registered optician trainee" means a person registered as an optician trainee under this chapter.

    Added 1973, No. 174 (Adj. Sess.), § 4; amended 2005, No. 27 , § 74; 2005, No. 148 (Adj. Sess.), § 24.

History

Revision note. In subdiv. (4), substituted "chapter 30" for "chapter 29" to conform to repeal of chapter 29 and enactment of chapter 30 by 1979, No. 158 (Adj. Sess.).

Amendments--2005 (Adj. Sess.). Deleted former subdiv. (1) and redesignated the remaining subdivisions accordingly, and in present subdiv. (1), substituted "office of professional regulation" for "board of opticians created under this chapter".

Amendments--2005. Subdiv. (6): Inserted "optician" preceding the first occurrence of the word "trainee" and "an optician" preceding the second occurrence of the word "trainee".

§ 2652. Prohibitions.

  1. No person may engage in practice as an optician, or use any initials, letters, wording, abbreviations, or insignia used by an optician unless he or she is licensed under this chapter.
  2. A person may not seek or obtain a license or renewal by means of false or fraudulent actions or representations.

    Added 1973, No. 174 (Adj. Sess.), § 4.

§ 2653. Exemptions.

Nothing in this chapter shall prohibit:

  1. persons, firms, corporations, or others from supplying ophthalmic materials and supplies directly to licensed physicians, licensed optometrists, or opticians;
  2. the sales of magnifying glasses, goggles, nonprescription spectacles, sunglasses, telescopes, binoculars, or similar articles, when sold as merchandise at a regular established place of business;
  3. any person, firm, or corporation from employing or otherwise engaging the services of one or more opticians;
  4. any optician from practicing his or her occupation when the person, firm or corporation conducts his or her or its business in a permanently established place and in a manner which is in keeping with the limitations imposed upon individual opticians under this chapter;
  5. the employment of a person who only performs mechanical work upon inert matter in an optical office, laboratory, or shop.

    Added 1973, No. 174 (Adj. Sess.), § 4.

§ 2654. Penalties.

Any person who violates a provision of section 2652 of this title shall be subject to the penalties provided in 3 V.S.A. § 127(c) .

Added 1973, No. 174 (Adj. Sess.), § 4; amended 2007, No. 29 , § 37.

History

Amendments--2007. Substituted "section 2652 of this title" for "this chapter" and "subject to the penalties provided in subsection 127(c) of Title 3" for "fined not more than $500.00 for the first offense, and for each subsequent offense not more than $1,000.00 or be imprisoned not more than six months, or both".

Subchapter 2. Administration

History

Amendments--2013 (Adj. Sess.). 2013, No. 138 (Adj. Sess.), § 20, substituted "Administration" for "State Board of Opticians" in the subchapter heading.

§ 2661. Powers and duties of the Director.

  1. The Director shall:
    1. provide general information to applicants for licensure as opticians;
    2. explain appeal procedures to opticians and applicants and complaint procedures to the public;
    3. administer fees established by law;
    4. receive applications for licensure, issue licenses to applicants qualified under this chapter, deny or renew licenses, and issue, revoke, suspend, condition, and reinstate licenses as ordered by an administrative law officer;
    5. refer disciplinary matters for adjudication by an administrative law officer;
    6. conduct or specify examinations and pass upon the qualifications of applicants for reciprocal registration;
    7. conduct hearings as necessary for the issuance, renewal, or discipline of a license; and
    8. establish by rule standards of education required of applicants, as well as minimum standards for any school presenting a course for present or future opticians.
  2. The Director may, after consultation with the advisor appointees, adopt rules necessary to perform the Director's duties under this chapter, including rules governing apprenticeship and continuing education. Rules adopted under this section shall not prohibit lawful advertising, the display of ophthalmic materials or merchandise, limit the place or location where opticians may practice, nor be designed to limit the number of opticians in the State.

    Added 1973, No. 174 (Adj. Sess.), § 4; amended 2001, No. 129 (Adj. Sess.), § 26, eff. June 13, 2002; 2005, No. 27 , § 75; 2005, No. 148 (Adj. Sess.), § 25; 2019, No. 30 , § 17.

History

Amendments--2019. Section heading: Added "Powers and duties of the" preceding "Director" and deleted "; duties" thereafter.

Subdiv. (a)(5): Deleted "complaints and" preceding "disciplinary matters" and substituted "for adjudication by" for "to" thereafter.

Subdivs. (a)(6) through (a)(8): Added.

Subsec. (b): Inserted ", including rules governing apprenticeship and continuing education" at the end of the first sentence, and added the second sentence.

Amendments--2005 (Adj. Sess.). Section amended generally.

Amendments--2005. Section amended generally.

Amendments--2001 (Adj. Sess.). Deleted "with the advice and consent of the senate, for a term of three years" from the end of the first sentence and substituted "opticians association of Vermont, or its successor organization" for "Vermont opticians society" at the end of the third sentence.

§ 2662. Advisor appointees.

  1. The Secretary of State shall appoint two licensed opticians as set forth in 3 V.S.A. § 129b . One of the initial appointments may be for less than a five-year term. Appointees shall have not less than three years' experience as an optician immediately preceding appointment and shall be actively engaged in optician practice in Vermont during incumbency.
  2. The Director shall seek the advice of the optician advisors in carrying out the provisions of this chapter. Advisor appointees shall be entitled to compensation and necessary expenses in the amount provided in 32 V.S.A. § 1010 for attendance at any meeting called by the Director for this purpose.

    Added 1973, No. 174 (Adj. Sess.), § 4; amended 2005, No. 148 (Adj. Sess.), § 26.

History

Amendments--2005 (Adj. Sess.). Section amended generally.

§ 2663. Repealed. 2005, No. 148 (Adj. Sess.), § 54.

History

Former § 2663. Former § 2663, relating to meetings and officers of the Board of Opticians, was derived from 1973, No. 174 (Adj. Sess.), § 4 and was amended by 2005, No. 27 , § 76.

§ 2664. Repealed. 2005, No. 27, § 117(1).

History

Former § 2664. Former § 2664, relating to duties of Treasurer of the Board of Examiners of Opticians, was derived from 1973, No. 174 (Adj. Sess.), § 4.

§ 2665. Repealed. 2019, No. 30, § 17.

History

Former § 2665, relating to powers and duties of the Director, was derived from 1973, No. 174 (Adj. Sess.), § 4 and amended by 1983, No. 233 (Adj. Sess.), § 1; 2001, No. 129 (Adj. Sess.), § 27; 2005, No. 27 , § 117; 2005, No. 148 (Adj. Sess.), § 27; 2015, No. 23 , § 130; 2017, No. 48 , § 18; and 2017, No. 74 , § 119.

§ 2666. Repealed. 2005, No. 27, § 117(1).

History

Former § 2666. Former § 2666, relating to recording and publication requirements of the Board of Examiners of Opticians, was derived from 1973, No. 174 (Adj. Sess.), § 4.

Subchapter 3. Licenses

§ 2671. Applications.

Any person who desires to be licensed under this chapter shall submit an application as specified by the Director, accompanied by payment of the required fee. An applicant shall submit satisfactory proof that he or she meets the qualifications under section 2672 of this chapter.

Added 1973, No. 174 (Adj. Sess.), § 4; amended 1989, No. 250 (Adj. Sess.), § 60; 2005, No. 27 , § 77; 2019, No. 30 , § 17.

History

Amendments--2019. Section amended generally.

Amendments--2005. Section amended generally.

Amendments--1989 (Adj. Sess.). Inserted "or she" following "he" and substituted "an application" for "a $50.00" following "deposit" in the second sentence.

§ 2672. Qualifications.

A person shall not be licensed under this chapter, except as otherwise provided in this chapter, unless he or she has obtained a high school education or its equivalent and:

  1. Education.  Has completed:
    1. at least a two-year course of study in a school of ophthalmic dispensing approved by the Director or a school that is a candidate for accreditation by an accreditation agency approved by the U.S. Department of Education and by the Director;
    2. at least two years of practical training and experience, approved by the Director, under the supervision of a licensed optician, ophthalmologist, or optometrist; or
    3. the National Academy of Opticianry Ophthalmic Career Progression Program, including at least one year of practical training and experience, approved by the Director, under the supervision of a licensed optician, ophthalmologist, or optometrist; and
  2. Examination.  Has passed an examination recognized by the Director that shall include assessment of competency in ophthalmic materials; laboratory, practical, and physiological optics; prescription interpretation; dispensing preparation; adjustment of lenses, spectacles, eyeglasses, prisms, tinted lenses, and appurtenances; the use of lensometers or equivalent instruments; adjusting instruments; and pupillary and facial measurements.

    Added 1973, No. 174 (Adj. Sess.), § 4; amended 2005, No. 27 , § 78; 2005, No. 148 (Adj. Sess.), § 28; 2019, No. 30 , § 17.

History

Amendments--2019. Section amended generally.

Amendments--2005 (Adj. Sess.). Subdiv. (1): Added "or a school which is a candidate for accreditation by an accreditation agency approved by the United States Department of Education and by the director" at the end.

Subdiv. (2): Substituted "director" for "board".

Amendments--2005. Substituted "the applicant" for "he" in the introductory paragraph.

§ 2673. Repealed. 2019, No. 30, § 17.

History

Former § 2673, relating to examination and licenses, was derived from 1973, No. 174 (Adj. Sess.), § 4 and amended by 1975, No. 111 , § 2; and 2005, No. 148 (Adj. Sess.), § 29.

§ 2674. Optician trainee; registration.

  1. Any person entering into employment for the purpose of obtaining practical experience and skill as a licensed optician shall register as an optician trainee with the Office within 60 days of entering the employment. The computation of any period of training shall commence at the date of the registration.
  2. The application for registration shall be certified by the employer and by the applicant and accompanied by an application fee. The Office may issue to the applicant an optician trainee's certificate. Every registered optician trainee who continues to act as an optician trainee shall, biennially, renew his or her optician trainee's certificate of registration by paying a renewal fee.
  3. No optician may have more than two optician trainees under his or her supervision during any given period of time, nor shall any establishment employ more than two optician trainees for every full-time optician in its employment. An optician trainee must be under direct personal supervision of an optician, optometrist, or ophthalmologist. A supervisor shall provide direct personal supervision of an optician trainee, while the optician trainee is working, by being physically present for consultation or intervention on the premises where the trainee is working. Merely being available at another optical facility for consultation does not constitute direct personal supervision.

    Added 1973, No. 174 (Adj. Sess.), § 4; amended 1989, No. 250 (Adj. Sess.), § 61; 1993, No. 190 (Adj. Sess.), § 5; 2005, No. 27 , § 79; 2005, No. 148 (Adj. Sess.), § 30.

History

Amendments--2005 (Adj. Sess.). Substituted "office" for "board" in subsecs. (a) and (b).

Amendments--2005. Inserted "Optician" preceding "Trainee" in the section catchline, substituted 'an optician trainee" for "a trainee" throughout the section, substituted "training" for 'traineeship" in the third sentence of subsec. (a), and, in subsec. (c), inserted "optometrist, or ophthalmologist" following "under direct personal supervision of an optician" in the second sentence, and substituted "A supervisor shall provide" for "An optician provides" in the third sentence.

Amendments--1993 (Adj. Sess.). Subsec. (c): Inserted "or her" following "his" in the first sentence and added the second, third, and fourth sentences.

Amendments--1989 (Adj. Sess.). Subsec. (b): Substituted "an application fee" for "a fee of $ 5.00" at the end of the first sentence, "biennially" for "annually, during the month of August" preceding "renew his", inserted "or her" thereafter, and deleted "of $ 5.00" following "fee" in the third sentence.

§ 2675. Examinations not required.

Licenses shall be issued without examination on application and upon payment of the required fee to an applicant who is an optician currently licensed in another state, territory, country, or province provided the requirements for the regulation or licensing of opticians in the other state, territory, country, or province are substantially equal to the requirements in force in this State.

Added 1973, No. 174 (Adj. Sess.), § 4; amended 1975, No. 111 , § 3; 1989, No. 250 (Adj. Sess.), § 62; 1993, No. 108 (Adj. Sess.), § 7.

History

Amendments--1993 (Adj. Sess.). Section amended generally.

Amendments--1989 (Adj. Sess.). Section amended generally.

Amendments--1975. Subdiv. (1): Substituted "the one hundred and eighty day period immediately preceding July 1, 1974" for "six months prior to the effective date of this act" following "state for" and "July 1, 1974" for "the effective date of this act" at the end of the subdiv.

Subdiv. (2)(C): Repealed.

§ 2676. License; renewal; reinstatement.

  1. A license issued under this chapter shall be valid for a period of two years. A person may renew the license biennially by payment of the renewal fee to the Office.
  2. Any person whose license expired, provided the period of expiration has been less than five years, may reinstate that license by paying the renewal fee plus the late renewal penalty.
  3. Licenses that have lapsed for more than five years may be reinstated by:
    1. demonstrating more than 1,000 hours' licensed practice in another state over the preceding two years; or
    2. successfully completing the national licensing examination within one year prior to applying for reinstatement; and
    3. paying of the renewal fee and late renewal penalty.

      Added 1973, No. 174 (Adj. Sess.), § 4; amended 1975, No. 111 , § 4; 1983, No. 233 (Adj. Sess.), § 2; 1989, No. 250 (Adj. Sess.), § 63; 2005, No. 27 , § 80; 2005, No. 148 (Adj. Sess.), § 31; 2007, No. 163 (Adj. Sess.), § 29.

History

Amendments--2007 (Adj. Sess.) Deleted former subsec. (c) and redesignated former subsec. (d) as present subsec. (c), in former subdivs. (1)(A) and (B) and (2), and added subdiv. (3) designation.

Amendments--2005 (Adj. Sess.). Subsec. (a): Substituted "office" for "board" in the second sentence.

Subsec. (c): Added the third sentence.

Amendments--2005. Section heading: Added "Reinstatement".

Subsec. (b): Substituted "has been less than five years, may reinstate" for "has been less than two years, may renew".

Subsec. (c): Deleted the last four sentences.

Subsec. (d): Added.

Amendments--1989 (Adj. Sess.). Subsec. (a): Substituted "by payment of the" for "in the month of August upon submitting a" preceding "renewal fee" and deleted "of $ 50.00" thereafter in the second sentence and deleted the third sentence.

Subsec. (b): Substituted "that" for "his" following "may renew", "the renewal fee" for "a reinstatement fee of $ 5.00" following "paying", and "late renewal penalty" for "elapsed renewal fees and late payment fees" following "plus the".

Amendments--1983 (Adj. Sess.). Subsec. (c): Added.

Amendments--1975. Subsec. (a): Substituted "$ 50.00" for "$ 10.00" in the second sentence and added the third sentence.

Subsec. (b): Added "and late payment fees" following "renewal fees".

§ 2677. Revocation; suspension and refusing of renewal of license.

The Director may, in his or her discretion, refuse to issue, suspend, revoke, or refuse to renew a license when the applicant or licensee engages in any of the following conduct or the conduct set forth in 3 V.S.A. § 129a :

  1. is guilty, upon the finding of a court of competent jurisdiction, of violating the provisions of this chapter;
  2. is incompetent to practice, by reason of addiction to alcohol, narcotics, or other habit-forming drugs;
  3. is guilty of fraud or deceit in practice as an optician;
  4. violates, induces others to violate, or cooperates with others in violating any of the rules and regulations of the profession;
  5. advertises in any manner that would tend to deceive or mislead the public, or engages in any form of house-to-house canvassing or soliciting for the sale of eyeglasses or other ophthalmic materials or services;
  6. participates in the division, assignment, rebate, or refund of fees or parts thereof in connection referrals from the prescriber; or
  7. originates, issues, alters, or changes in any way any optical prescription, or practices ocular refraction, orthoptics, or visual training, or offers to do so.

    Added 1973, No. 174 (Adj. Sess.), § 4; amended 1997, No. 145 (Adj. Sess.), § 48; 2005, No. 148 (Adj. Sess.), § 32.

History

Amendments--2005 (Adj. Sess.). Substituted "director may, in his or her discretion" for "board may, in its discretion" in the introductory language and "profession" for "board" in subdiv. (4).

Amendments--1997 (Adj. Sess.). Added "engages in any of the following conduct or the conduct set forth in section 129a of Title 3" at the end of the first paragraph.

Cross References

Cross references. Appeal to Office of Professional Regulation from decision of administrative law officer, see 3 V.S.A. § 130a.

§§ 2678, 2679. Repealed. 2005, No. 27, § 117(1).

History

Former §§ 2678, 2679. Former § 2678, relating to initial appointments of the Board of Examiners of Opticians, was derived from 1973, No. 174 (Adj. Sess.), § 4.

Former § 2679, relating to general fund payments relating to the Board of Examiners of Opticians, was derived from 1975, No. 118 , § 64.

§ 2680. Repealed. 1997, No. 59, § 65(2), eff. June 30, 1997.

History

Former § 2680. Former § 2680, relating to optician fees, was derived from 1989, No. 250 (Adj. Sess.), § 64, and amended by 1991, No. 167 (Adj. Sess.), § 39.

§ 2681. Repealed. 2005, No. 148 (Adj. Sess.), § 54.

History

Former § 2681. Former § 2681, relating to fees for opticians, was derived from 1997, No. 59 , § 59 and amended by 2005, No. 27 , § 81.

CHAPTER 49. RADIO AND TELEVISION TECHNICIANS

Subchapter 1. General Provisions

§§ 2701-2703. Repealed. 1979, No. 134 (Adj. Sess.), § 1, eff. April 22, 1980.

History

Former §§ 2701-2703. Former §§ 2701-2703, relating to definitions, penalties, and fees, were derived from 1973, No. 180 (Adj. Sess.).

Subchapter 2. Licensing Board

§§ 2711-2713. Repealed. 1979, No. 134 (Adj. Sess.), § 1, eff. April 22, 1980.

History

Former §§ 2711-2713. Former §§ 2711-2713, relating to the Radio and Television Technicians Licensing Board, were derived from 1973, No. 180 (Adj. Sess.).

Subchapter 3. Licenses

§§ 2721-2730. Repealed. 1979, No. 134 (Adj. Sess.), § 1, eff. April 22, 1980.

History

Former §§ 2721-2730. Former §§ 2721-2730, relating to licenses, were derived from 1973, No. 180 (Adj. Sess.).

CHAPTER 51. RADIOLOGY

History

1983 (Adj. Sess.) amendment of chapter. 1983, No. 230 (Adj. Sess.), § 1 amended this chapter in its entirety by substantially restructuring and rewriting the provisions of this chapter. Prior to the 1984 revision, this chapter, which related to radiological technicians, was comprised of sections 2801-2804, 2831-2835 and 2861-2868, derived from 1973, No. 258 (Adj. Sess.), § 3 and amended by 1977, No. 187 (Adj. Sess.), §§ 1-11.

Cross References

Cross references. Attachment of profession to Office of Professional Regulation, see 3 V.S.A. § 122.

Office of Professional Regulation generally, see 3 V.S.A. ch. 5, subch. 3.

Procedure for adoption of administrative rules, see 3 V.S.A. ch. 25.

Review of regulatory laws, see chapter 57 of this title.

Subchapter 1. General Provisions

§ 2801. Definitions.

As used in this chapter:

  1. "Director" means the Director of the Office of Professional Regulation.
  2. "Practice of radiologic technology" means the practice of:
    1. radiography;
    2. nuclear medicine technology; or
    3. radiation therapy.
  3. "Practice of radiography" means the direct application of ionizing radiation to human beings.
  4. "Practice of nuclear medicine technology" means the act of giving a radioactive substance to a human being or the act of performing associated imaging procedures, or both.
  5. "Practice of radiation therapy" means the direct application of ionizing radiation to human beings for therapeutic purposes or the act of performing associated imaging procedures, or both.
  6. "Licensed practitioner" means a person licensed under this title to practice medicine, osteopathy, advanced practice registered nursing, dentistry, podiatry, naturopathic medicine, or chiropractic.
  7. "Financial interest" means being:
    1. a licensed practitioner of radiologic technology;
    2. a person who deals in goods and services that are uniquely related to the practice of radiologic technology; or
    3. a person who has invested anything of value in a business that provides radiologic technology services.
  8. "Unauthorized practice" means conduct prohibited by section 2802 of this chapter and not exempted by section 2803 of this chapter.
  9. "Direct supervision" means that the person being supervised remains in the physical presence of the supervisor at all times.
  10. "General supervision" means that the supervisor is readily available for consultation or intervention on the premises where radiologic technology services are being provided.
  11. "ARRT" means the American Registry of Radiologic Technologists.
  12. "NMTCB" means the Nuclear Medicine Technologist Certification Board.
  13. "Office" means the Office of Professional Regulation.

    Added 1983, No. 230 (Adj. Sess.), § 1; amended 1991, No. 167 (Adj. Sess.), § 40; 1999, No. 52 , § 15; 2011, No. 116 (Adj. Sess.), § 38; 2019, No. 30 , § 18.

History

Amendments--2019. Subdiv. (1): Substituted "Director" for "Board", and substituted "Director of the Office of Professional Regulation" for "board of radiologic technology".

Subdiv. (2)(A): Deleted "or" at the end.

Subdiv. (6): Inserted "advanced practice registered nursing".

Subdiv. (7): Deleted "or" at the end of subdiv. (A), substituted "that" for "which" in subdivs. (B) and (C).

Subdiv. (8): Substituted "chapter" for "title" twice.

Subdiv. (9): Deleted "personal" following "Direct".

Subdiv. (13): Added.

Amendments--2011 (Adj. Sess.). Deleted "for diagnostic purposes" following "human beings" or similar language in subdivs. (3) and (4); and added "or the act of performing associated imaging procedures, or both" in subdiv. (5).

Subdivs. (11) and (12): Added.

Amendments--1999 Deleted "chiropody" preceding "dentistry" and inserted "naturopathic medicine" following "podiatry" in subdiv. (6), deleted former subdiv. (8) and redesignated former subdiv. (9) as present subdiv. (8), and added subdivs. (9) and (10).

Amendments--1991 (Adj. Sess.). Substituted "radiologic" for "radiological" preceding "technology" in subdivs. (1), (2), and (7)(A)-(C) and deleted "technology" following "therapy" in subdivs. (2)(C) and (5).

§ 2802. Prohibitions.

  1. [Repealed.]
  2. A person shall not practice radiologic technology unless he or she is licensed in accordance with the provisions of this chapter.
  3. A person shall not practice radiography without a license for radiography unless exempt under section 2803 of this chapter.
  4. [Repealed.]
  5. A person shall not practice nuclear medicine technology without a license for that purpose unless exempt under section 2803 of this chapter.
  6. A person shall not practice radiation therapy technology without a license for that purpose unless exempt under section 2803 of this chapter.

    Added 1983, No. 230 (Adj. Sess.), § 1; amended 1991, No. 167 (Adj. Sess.), § 41; 1999, No. 52 , § 16; 2011, No. 116 (Adj. Sess.), § 39; 2019, No. 30 , § 18.

History

Amendments--2019. Substituted "A person shall not" for "No person shall" in subsecs. (b), (c), (e), and (f) and deleted "from the board" preceding "unless exempt" and substituted "chapter" for "title" in subsecs. (c), (e), and (f).

Amendments--2011 (Adj. Sess.). Subsecs. (a) and (d): Repealed.

Amendments--1999 Subsec. (d): Inserted "apply ionizing radiation to human beings for diagnostic or therapeutic purposes or" after "board shall" in the introductory paragraph.

Amendments--1991 (Adj. Sess.). Substituted "radiologic" for "radiological" preceding "technology", deleted "a" preceding "licensed" and substituted "in accordance with the provisions of this chapter" for "practitioner or is under general supervision of a licensed practitioner" thereafter in subsec. (b), and added "of this title" following "section 2803" in subsecs. (e) and (f).

§ 2803. Exemptions.

The prohibitions in section 2802 of this chapter shall not apply to dentists licensed under chapter 12 of this title and actions within their scope of practice nor to:

  1. Licensed practitioners acting within the scope of practice for their licensed field, provided that their practice acts and rules adopted thereunder have been expressly found by the Director, in consultation with advisors appointed under this chapter, to match or surpass the training in radiation safety and proper radiation practices required by this chapter and rules adopted under this chapter.
  2. Students of medicine, dentistry, podiatry, naturopathic medicine, or chiropractic when participating in a program approved or recognized by the Board of Medical Practice, Board of Dental Examiners, or Board of Chiropractic, as appropriate, and when under the general supervision of an instructor who is a licensed practitioner and when acting within the scope of practice for that licensed practitioner's field.
  3. Students in an approved school of radiologic technology under the general supervision of a licensed practitioner or licensed radiologic technologist.
  4. Any person acting as an employee of the United States.
  5. Any of the following when operating dental radiographic equipment to conduct intraoral radiographic examinations under the general supervision of a licensed practitioner; and any of the following when operating dental radiographic equipment to conduct specialized radiographic examinations, including tomographic, cephalometric, or temporomandibular joint examinations, if the person has completed a course in radiography approved by the Board of Dental Examiners and practices under the general supervision of a licensed practitioner:
    1. a licensed dental therapist;
    2. a licensed dental hygienist;
    3. a registered dental assistant who has completed a course in radiography approved by the Board of Dental Examiners; or
    4. a student of dental therapy, dental hygiene, or dental assisting as part of the training program when under the direct supervision of a licensed dentist, licensed dental therapist, licensed dental hygienist, or registered dental assistant.
  6. Licensees certified in one of the three primary modalities set forth in section 2821a of this chapter preparing for postprimary certification in accordance with ARRT or NMTCB under the general supervision of a licensee already certified in the specific postprimary modality at issue.
  7. Researchers operating bone densitometry equipment for body composition upon successful completion of courses on body composition and radiation safety approved by the Director. The Director shall not require this coursework to exceed eight hours. The Director may consider other exemptions from licensure for bona fide research projects subject to course and examination requirements as deemed necessary for public protection.

    Added 1983, No. 230 (Adj. Sess.), § 1; amended 1991, No. 167 (Adj. Sess.), § 42; 1999, No. 52 , § 17; 2011, No. 116 (Adj. Sess.), § 40; 2015, No. 38 , § 27, eff. May 28, 2015; 2017, No. 144 (Adj. Sess.), § 23; 2019, No. 30 , § 18.

History

Amendments--2019. Subdiv. (1): Substituted "have been expressly found by the Director, in consultation with advisors appointed under this chapter, to match or surpass the training in" for "make provisions for" preceding "radiation safety and proper radiation practices" and substituted "required by this chapter and rules adopted under this chapter" for "determined in consultation with the Board" at the end.

Subdiv. (5)(D): Substituted "under the direct supervision of" for "directly supervised by" preceding "a licensed dentist".

Subdiv. (7): Substituted "Director" for "Board" in the first, second, and third sentences.

Amendments--2017 (Adj. Sess.) Subdiv. (5): Amended generally.

Amendments--2015. Subdiv. (2): Substituted "Board of Dental Examiners" for "dentistry" following "Board of Medical Practice" near the middle of the sentence, substituted "Board of Chiropractic" for "chiropractic" near the middle of the sentence, and added "general" preceding "supervision of an instructor" near the end of the sentence.

Subdiv. (3): Added "general" preceding "supervision of a licensed practitioner" near the middle of the sentence.

Subdiv. (5)(A): Substituted "licensed" for "certified" preceding "dental hygienist".

Subdiv. (6): Substituted "general" for "direct personal" preceding "supervision of a licensee" near the end of the sentence.

Amendments--2011 (Adj. Sess.). Substituted "chapter" for "title" and "chapter 12" for "chapter 13" in the introductory language; amended subdiv. (6) generally; and added subdiv. (7).

Amendments--1999. Added "dentists licensed under chapter 13 of this title and actions within their scope of practice nor to" in the introductory paragraph, added the proviso in subdiv. (1), substituted "naturopathic medicine" for "chiropody" following "podiatry" in subdiv. (2), and added "and who work under direct personal supervision of a licensed practitioner" following "title" in the first sentence and added the third sentence in subdiv. (6).

Amendments--1991 (Adj. Sess.). Subdiv. (2): Deleted "or" preceding "chiropody" and inserted "or chiropractic when participating in a program approved or recognized by the board of medical practice, dentistry or chiropractic, as appropriate, and" thereafter.

Subdiv. (3): Substituted "radiologic" for "radiological" preceding "technology" and preceding "technologist".

Subdiv. (5): Amended generally.

Subdiv. (6): Added.

§ 2804. Competency requirement of certain licensed practitioners.

  1. Unless the requirements of subdivision 2803(1) of this chapter have been satisfied, a licensed practitioner shall not apply ionizing radiation to human beings without first having satisfied the Director of his or her competency to do so.
  2. The Director shall:
    1. consult with the appropriate licensing boards concerning suitable performance standards; and
    2. by rule, provide for periodic recertification of competency.
  3. A person subject to the provisions of this section shall be subject to the fees established under subdivisions 2814(4) and (5) of this chapter.
  4. This section does not apply to radiologists who are certified or eligible for certification by the American Board of Radiology, nuclear cardiologists who are certified or eligible for certification by the Certification Board of Nuclear Cardiology, or interventional cardiologists and electrophysiologists who are certified or eligible for certification by the American Board of Internal Medicine.

    Added 1983, No. 230 (Adj. Sess.), § 1; amended 1991, No. 167 (Adj. Sess.), § 43; 1995, No. 171 (Adj. Sess.), § 5; 1999, No. 52 , § 18; 1999, No. 133 (Adj. Sess.), § 20; 2011, No. 116 (Adj. Sess.), § 41; 2015, No. 38 , § 28, eff. May 28, 2015; 2017, No. 48 , § 19; 2019, No. 30 , § 18.

History

- Substituted "chapter 81" for "chapter 79" in the first sentence for purposes of conformity with the redesignation of that chapter.

Amendments--2019. Subsec. (a): Substituted "licensed practitioner" for "physician, as defined in chapter 23 of this title; podiatrist, as defined in chapter 7 of this title; chiropractic physician, as defined in chapter 10 of this title; osteopathic physician, as defined in chapter 33 of this title; or naturopathic physician, as defined in chapter 81 of this title," and substituted "Director" for "Board".

Subsec. (b): Substituted "Director" for "Board" in the introductory language.

Amendments--2017. Subsec. (a): Inserted "chiropractic physician, as defined in chapter 10 of this title," preceding "osteopathic physician".

Amendments--2015. Section amended generally.

Amendments--2011 (Adj. Sess.). Substituted "chapter 10" for "chapter 9" and deleted "for diagnostic purposes" following "human beings" in the first sentence.

Amendments--1999 (Adj. Sess.). Deleted "or therapeutic" preceding "purposes" and "after 1985" thereafter in the first sentence.

Amendments--1999 Substituted "Unless the requirements of section 2803(1) of this title have been satisfied," for "Notwithstanding the exemptions contained in section 2803(1) of this title," and inserted "podiatrist, as defined in chapter 7 of this title," in the first sentence.

Amendments--1995 (Adj. Sess.) Inserted "naturopathic physician as defined in chapter 79 of this title" preceding "or chiropractor" in the first sentence.

Amendments--1991 (Adj. Sess.). Added the third and fourth sentences.

§ 2805. Penalty and enforcement.

A person found guilty of violating section 2802 or 2804 of this chapter shall be subject to the penalties provided in 3 V.S.A. § 127 .

Added 1983, No. 230 (Adj. Sess.), § 1; amended 2007, No. 29 , § 38; 2019, No. 30 , § 18.

History

Amendments--2019. Substituted "chapter" for "title" and "3 V.S.A. 127" for "3 V.S.A § 127(c)".

Amendments--2007. Deleted the subsec. (a) designation, and in that paragraph, substituted "section" for "sections" and "subject to the penalties provided in subsection 127(c) of Title 3" for "fined not more than $1,000.00 or imprisoned not more than 30 days, or both, for each occurrence" and deleted subsec. (b).

Subchapter 2. Administration

History

Revision note. Substituted "radiologic" for "radiological" preceding "technology" in the subchapter heading for purposes of conformity with the text of section 2811 et seq., as amended by 1991, No. 167 (Adj. Sess.).

Amendments--2019. 2019, No. 30 , § 18 substituted "Administration" for "Board of Radiologic Technology" in the subchapter heading.

§ 2811. Regulation of radiologic technology; Director; advisor appointees.

    1. The Director shall administer the provisions of this chapter. (a) (1)  The Director shall administer the provisions of this chapter.
      1. The Secretary of State shall appoint six persons of suitable qualifications in accordance with this section to advise the Director in matters concerning radiologic technology, radiologic safety, and the optimal administration of this chapter. (2) (A) The Secretary of State shall appoint six persons of suitable qualifications in accordance with this section to advise the Director in matters concerning radiologic technology, radiologic safety, and the optimal administration of this chapter.
      2. The Secretary shall appoint the advisors for five-year staggered terms. Four of the initial appointments shall be for four-, three-, two-, and one-year terms.
    2. The Director shall consult the appointed advisors prior to exercising interpretive discretion, adopting or amending rules, and determining any substantial regulatory question presented in the course of administering this chapter.
  1. One advisor shall be a member of the public who has no financial interest in radiologic technology other than as a consumer or possible consumer of its services. The public member shall have no financial interest personally or through a spouse.
  2. One advisor shall be a radiologist certified by the American Board of Radiology.
  3. Three advisors shall be licensed under this chapter, one representing each of the three following primary modalities: radiography, nuclear medicine technology, and radiation therapy.
  4. One advisor shall be a representative from the radiological health program of the Vermont Department of Health.
  5. [Repealed.]

    Added 1983, No. 230 (Adj. Sess.), § 1; amended 1989, No. 250 (Adj. Sess.), § 4; 1991, No. 167 (Adj. Sess.), § 44; 1997, No. 40 , § 32; 2001, No. 151 (Adj. Sess.), § 26, eff. June 27, 2002; 2011, No. 116 (Adj. Sess.), § 42; 2019, No. 30 , § 18.

History

Revision note. Substituted "radiologic" for "radiological" in the section heading to conform the language to the text of the section as amended.

Amendments--2019. Section heading: Substituted "Regulation" for "Board" and added "Director; advisor appointees".

Subsec. (a): Rewrote the subsec.

Subsec. (b): Substituted "advisor" for "member of the board" in the first sentence.

Subsec. (c): Substituted "advisor" for "member of the board".

Subsec. (d): Substituted "advisors" for "members of the board".

Subsec. (e): Substituted "advisor" for "member of the board".

Subsec. (f): Repealed.

Amendments--2011 (Adj. Sess.). Substituted "six members" for "five members" in the first sentence in subsec. (a); and rewrote subsec. (d).

Amendments--2001 (Adj. Sess.) In subsec. (b), substituted "One member of the board" for "Two members of the board", and made grammatical corrections accordingly; added subsec. (e); and redesignated former subsec. (e) as present subsec. (f).

Amendments--1997. Section amended generally.

Amendments--1991 (Adj. Sess.). Substituted "radiologic" for "radiological" preceding "technology" in the first sentence of subsecs. (a) and (b).

Amendments--1989 (Adj. Sess.). Subsec. (a): Substituted "professional regulation" for "secretary of state" in the second sentence.

Cross References

Cross references. Per diem compensation of advisor appointees, see 3 V.S.A. § 129b(f) and 32 V.S.A. § 1010.

§ 2812. Director; powers and duties.

  1. The Director shall adopt rules necessary for the effective administration of this chapter, including:
    1. a definition of the practice of radiologic technology, interpreting section 2801 of this chapter;
    2. qualifications for obtaining licensure, interpreting sections 2821a and 2821b of this chapter;
    3. explanations of appeal and other significant rights given to applicants and the public;
    4. procedures for disciplinary and reinstatement cases;
    5. [Repealed.]
    6. procedures for mandatory reporting of unsafe radiologic conditions or practices;
    7. procedures for continued competency evaluation;
    8. procedures for radiation safety;
    9. procedures for competency standards for license applications and renewals.
  2. The Director shall:
    1. [Repealed.]
    2. [Repealed.]
    3. investigate suspected unprofessional conduct;
    4. periodically determine whether a sufficient supply of good quality radiologic technology services is available in Vermont at a competitive and reasonable price and take suitable action, within the scope of the Office's powers, to solve or bring public and professional attention to any problem that it finds in this area; and
    5. as a condition of renewal require that a licensee establish that he or she has completed a minimum of 24 hours of continuing education, the specific requirements of which may be specified by rule.
  3. The Director may:
    1. Refer cases of apparent improper radiologic technology practice to any occupational board with authority over the person concerned.
    2. Investigate suspected cases of unauthorized practice of radiologic technology, and refer any such case the Office's State prosecuting attorney, to the Attorney General, or a State's Attorney for possible prosecution and injunctive relief.
    3. Conduct hearings.
    4. Administer oaths and issue subpoenas.
    5. Issue orders relating to discovery in the same manner as a judge under the Vermont Rules of Civil Procedure, which may be enforced in the same manner as a subpoena.
    6. Adopt rules relating to the procedures to be followed in handling complaints and conducting hearings under this chapter.
    7. Receive assistance from the Attorney General or other State agencies, so long as the assistance is not contrary to any other State law.
      1. Conduct a competency evaluation where radiographic services are performed by licensees and licensed practitioners required to demonstrate competency under section 2804 of this chapter to ensure that optimum radiologic technology practices are used to minimize patient and occupational radiation dose. (8) (A) Conduct a competency evaluation where radiographic services are performed by licensees and licensed practitioners required to demonstrate competency under section 2804 of this chapter to ensure that optimum radiologic technology practices are used to minimize patient and occupational radiation dose.
      2. The Director may contract with the Department of Health or others to perform evaluations under this subdivision (8).

        Added 1983, No. 230 (Adj. Sess.), § 1; amended 1989, No. 250 (Adj. Sess.), § 4; 1991, No. 167 (Adj. Sess.) § 45; 1993, No. 108 (Adj. Sess.), § 12; 1999, No. 52 , §§ 19, 20; 2011, No. 116 (Adj. Sess.), § 43; 2013, No. 27 , § 32; 2019, No. 30 , § 18.

History

Amendments--2019. Section heading: Inserted "Director".

Subsec. (a): Substituted "Director" for "Board," "effective administration" for "performance," and "this chapter" for "its duties" in the introductory paragraph, and substituted "chapter" for "title" at the end of subdiv. (1).

Subsec. (b): Substituted "Director" for "Board" in the introductory language, repealed subdiv. (2), substituted "the Office's" for "its" following "scope of" in subdiv. (4), and substituted "the specific requirements of which may be specified by rule" for "as approved by the Board" at the end of subdiv. (5).

Subsec. (c): Substituted "Director" for "Board" in the introductory language; inserted "the Office's State prosecuting attorney" in subdiv. (2); and in subdiv. (8), added the subdiv. (A) and (B) designations, in subdiv. (A), substituted "chapter" for "title" in the first sentence and deleted the second sentence, and in subdiv. (B), deleted "of the Office of Professional Regulation" following "Director" and substituted "subdivision (8)" for "subsection" at the end.

Amendments--2013. Subdiv. (a)(2): Substituted "sections 2821a and 2821b" for "section 2821".

Amendments--2011 (Adj. Sess.). Substituted "chapter" for "title" in subdiv. (a)(2), repealed subdivs. (a)(5) and (b)(1), and inserted "a minimum of 24 hours of" preceding "continuing education" and deleted "not to exceed 24 hours in a two-year renewal" following "by the board" in subdiv. (b)(5).

Amendments--1999 Subsec. (a): Made a minor change in punctuation in subdiv. (5) and added subdivs. (6) through (9).

Subdiv. (c)(8): Deleted "inspect premises to" preceding "conduct a competency" in the first sentence, deleted "inspection" preceding "fee required" and substituted "evaluated" for "whose premises are inspected" following "licensed practitioner" in the second sentence, and added the third sentence.

Amendments--1993 (Adj. Sess.). Subdiv. (b)(5): Added.

Amendments--1991 (Adj. Sess.). Subsec. (a): Substituted "radiologic" for "radiological" preceding "technology" in subdiv. (1), and added subdiv. (5).

Subdiv. (b)(4): Substituted "radiologic" for "radiological" preceding "technology services" and substituted "is" for "are" thereafter.

Subsec. (c): Substituted "radiologic" for "radiological" preceding "technology" in subdivs. (1) and (2) and substituted "practice" for "technique" thereafter in subdiv. (1) and added subdiv. (8).

Amendments--1989 (Adj. Sess.). Subdiv. (b)(2): Substituted "professional regulation" for "secretary of state".

Cross References

Cross references. Authority to adopt rules relative to recertification of competency, see § 2804 of this chapter.

Enforcement of subpoenas issued by administrative agencies generally, see 3 V.S.A. § 809a.

Modification of subpoenas or discovery orders issued by administrative agencies, see 3 V.S.A. § 809b.

§ 2813. Repealed. 2019, No. 30, § 18.

History

Former § 2813, relating to Board procedures, was derived from 1983, No. 230 (Adj. Sess.), § 1.

§ 2814. Fees.

Applicants and persons regulated under this chapter shall pay those fees set forth in 3 V.S.A. § 125(b) .

Added 1983, No. 230 (Adj. Sess.), § 1; amended 1989, No. 250 (Adj. Sess.), § 65; 1991, No. 167 (Adj. Sess.), § 46; 1997, No. 59 , § 60, eff. June 30, 1997; 1999, No. 49 , § 180; 2001, No. 143 (Adj. Sess.), § 29, eff. June 21, 2002; 2011, No. 66 , § 9, eff. June 1, 2011; 2011, No. 116 (Adj. Sess.), § 44; 2019, No. 70 , § 21.

History

Amendments--2019. Section amended generally.

Amendments--2011 (Adj. Sess.). Subdiv. (1): Substituted "primary licensure" for "temporary permit and licensure".

Subdivs. (2)(A) and (2)(B): Added "primary".

Amendments--2011. Subdiv. (1): Inserted "temporary permit and" preceding "licensure".

Amendments--2001 (Adj. Sess.) Subdiv. (3): Substituted "$100.00" for "$70.00".

Subdiv. (4): Substituted "$110.00" for "$70.00".

Amendments--1999 Deleted former subdiv. (2) and redesignated former subdivs. (2)-(6) as present subdivs. (2) through (5), substituted "evaluation" for "inspection" and "$125.00" for "$200.00" in present subdiv. (5), and raised fees in present subdivs. (1), (2)(A), and (3).

Amendments--1997 Subdiv. (5): Substituted "$70.00" for "$100.00".

Amendments--1991 (Adj. Sess.). Subdiv. (2): Substituted "$70.00" for "$20.00".

Subdiv. (3)(A): Substituted "$70.00" for "$60.00".

Subdiv. (4): Inserted "initial" preceding "competency".

Subdiv. (5): Added.

Subdiv. (6): Added.

Amendments--1989 (Adj. Sess.). Section amended generally.

Cross References

Cross references. Exemption of persons 80 years of age and over from payment of license renewal fees, see 32 V.S.A. § 1111.

Subchapter 3. Licensing

§ 2821. Repealed. 2011, No. 116 (Adj. Sess.), § 45.

History

Former § 2821. Former § 2821, relating to licensing, was derived from 1983, No. 230 (Adj. Sess.), § 1 and amended by 1991, No. 167 (Adj. Sess.), § 47; 1999, No. 52 , § 21 and 2005, No. 27 , § 82.

§ 2821a. License for primary modalities; common requirements.

The Director shall recognize and follow the ARRT and the NMTCB primary certification process. The Director shall issue a license to practice in one of the following three primary modalities to any person who in addition to the other requirements of this section, has reached the age of majority and has completed preliminary education equivalent to at least four years of high school:

  1. Radiography.  The Director shall issue a radiography license to any person who, in addition to meeting the general requirements of this section:
    1. has graduated from a radiologic technology training program offered by a school of radiologic technology approved by ARRT; and
    2. has obtained primary certification in radiography from ARRT.
  2. Nuclear medicine technology.  The Director shall issue a nuclear medicine technology license to any person who, in addition to meeting the general requirements of this section:
    1. has graduated from a nuclear medicine technology program offered by a school of nuclear medicine technology approved by ARRT or NMTCB; and
    2. has obtained primary certification in nuclear medicine technology from ARRT or NMTCB.
  3. Radiation therapy.  The Director shall issue a radiation therapy license to any person who, in addition to meeting the general requirements of this section:
    1. has graduated from a radiation therapy training program offered by a school of radiologic technology approved by ARRT; and
    2. has obtained primary certification in radiation therapy from the ARRT.

      Added 2011, No. 116 (Adj. Sess.), § 47; amended 2019, No. 30 , § 18.

History

2012. Deleted "common requirements" from subsec. designation and added it to the section heading to conform to V.S.A. style.

Amendments--2019. Substituted "Director" for "board" in the introductory paragraph and in subdivs. (1), (2), and (3).

§ 2821b. License for postprimary modalities.

  1. The Director shall recognize and follow the ARRT and NMTCB postprimary certification process in the following postprimary practice categories: mammography, computed tomography (CT), cardiac-interventional radiography, vascular-interventional radiography, and positron emission tomography (PET).
  2. In order for a licensee who has obtained one of the three primary ARRT or NMTCB certifications set forth in section 2821a of this subchapter to practice in one of the postprimary modalities set forth in subsection (a) of this section, the licensee must first obtain postprimary certification from ARRT or NMTCB for that category, except:
    1. a person with a primary license in radiation therapy may perform CT for treatment simulation; and
    2. a person with a primary license in nuclear medicine technology may perform CT for attenuation correction on hybrid imaging equipment, such as PET/CT and SPECT/CT scanners.
  3. In order to practice bone densitometry or apply ionizing radiation using bone densitometry equipment, a primary certification and license in radiography is required, with the exception that individuals who perform quantitative computed tomography (QCT) bone densitometry must obtain postprimary certification in CT in addition to primary certification.

    Added 2011, No. 116 (Adj. Sess.), § 48; amended 2017, No. 48 , § 20; 2019, No. 30 , § 18.

History

Amendments--2019. Subsec. (a): Substituted "Director shall recognize and follow" for "Board recognizes and follows" and substituted "for" for "in" following "certification process".

Amendments--2017. Subsec. (a): Inserted "and NMTCB" following "ARRT" and inserted ", and positron emission tomography (PET)" following "radiography".

Subsec. (b): Inserted "or NMTCB" following "certification from ARRT".

Effective date of subsec. (b). 2011, No. 116 (Adj. Sess.), § 71(2) provides: "Sec. 48, 26 V.S.A. § 2821b(b) (practice in postprimary modalities), of this act shall take effect on May 31, 2015."

§§ 2822, 2823. Repealed. 2019, No. 30, § 18.

History

Former §§ 2822 and 2823. Former § 2822, relating to the procedure for denial of license, was derived from 1983, No. 230 (Adj. Sess.), § 1.

Former § 2823, relating to the renewal and procedure for nonrenewal, was derived from 1983, No. 230 (Adj. Sess.), § 1 and amended by 2011, No. 116 (Adj. Sess.), § 49.

§ 2824. Repealed. 1999, No. 52, § 46.

History

Former § 2824. Former § 2824, relating to agent for process, was derived from 1983, No. 230 (Adj. Sess.), § 1; and amended by 1989, No. 250 (Adj. Sess.), § 4(d) and 1991, No. 167 (Adj. Sess.) § 48.

§ 2825. Repealed. 2011, No. 116 (Adj. Sess.), § 50.

History

Former § 2825. Former § 2825, relating to temporary permits, was derived from 1983, No. 230 (Adj. Sess.), § 1 and amended by 1991, No. 167 (Adj. Sess.), § 49; 1999, No. 52 , § 22; 2001, No. 129 (Adj. Sess.), § 28; and 2001, No. 151 (Adj. Sess.), § 27.

§ 2825a. Licensure by endorsement.

The Director may grant a license to an applicant who possesses a license in good standing in another state and possesses the applicable ARRT or NMTCB primary and postprimary certifications as set forth in sections 2821a and 2821b of this subchapter, respectively.

Added 2011, No. 116 (Adj. Sess.), § 51; amended 2019, No. 30 , § 18.

History

Amendments--2019. Substituted "Director" for "board".

Subchapter 4. Discipline

§§ 2831, 2832. Repealed. 2019, No. 30, § 18.

History

Former §§ 2831 and 2832. Former § 2831, relating to unprofessional conduct, was derived from 1983, No. 230 (Adj. Sess.), § 1 and amended by 1997, No. 145 (Adj. Sess.), § 49.

Former § 2832, relating to discipline of licensees, was derived from 1983, No. 230 (Adj. Sess.), § 1.

§ 2833. Repealed. 1989, No. 250 (Adj. Sess.), § 92.

History

Former § 2833. Former § 2833, relating to accessibility and confidentiality of information, was derived from 1983, No. 230 (Adj. Sess.), § 1 and amended by 1989, No. 256 (Adj. Sess.), § 4(d).

CHAPTER 52. RADIOLOGIST ASSISTANTS

Sec.

§ 2851. Definitions.

As used in this chapter:

  1. "ARRT" means the American Registry of Radiologic Technologists or its successor, as recognized by the Board.
  2. "Board" means the State Board of Medical Practice established under chapter 23 of this title.
  3. "Contract" means a legally binding written agreement containing the terms of employment of a radiologist assistant.
  4. "Disciplinary action" means any action taken by the Board against a certified radiologist assistant or an applicant or an appeal of that action when that action suspends, revokes, limits, or conditions certification in any way or when it results in a reprimand of the person.
  5. "Protocol" means a detailed description of the duties and scope of practice delegated by a radiologist to a radiologist assistant.
  6. "Radiologist" means a person licensed to practice medicine or osteopathy under chapter 23 or 33 of this title and who is certified by or eligible for certification by the American Board of Radiology or the American Osteopathic Board of Radiology or their predecessors or successors or who is credentialed by a hospital to practice radiology and engages in the practice of radiology at that hospital full-time.
  7. "Radiologist assistant" means a person certified by the State of Vermont under this chapter who is qualified by education, training, experience, and personal character to provide medical services under the direction and supervision of a radiologist.
  8. "Supervision" means the direction and review by a supervising radiologist, as determined to be appropriate by the Board, of the medical services provided by the radiologist assistant. At a minimum, supervision shall mean that a radiologist is readily available for consultation and intervention. A radiologist assistant may provide services under the direction and review of more than one supervising radiologist during the course of his or her employment, subject to the limitations on his or her scope of practice as set forth in this chapter and the protocol filed under subsection 2853(b) of this title.

    Added 2009, No. 103 (Adj. Sess.), § 19a, eff. May 12, 2010.

§ 2852. Certification and rulemaking.

The Board shall certify radiologist assistants, and the Commissioner of Health shall adopt rules regarding the training, practice, supervision, qualification, scope of practice, places of practice, and protocols for radiologist assistants and regarding patient notification and consent.

Added 2009, No. 103 (Adj. Sess.), § 19a, eff. May 12, 2010.

§ 2853. Application.

  1. An application for certification shall be accompanied by an application by the proposed primary supervising radiologist that shall contain a statement that the radiologist shall be responsible for all professional activities of the radiologist assistant.
  2. An application for certification shall be accompanied by a protocol signed by one proposed supervising radiologist and proof of employment of the radiologist assistant by that radiologist or by the hospital at which the radiologist practices. The supervising radiologist who signs the protocol shall be deemed the primary supervisor of the radiologist assistant for the purposes of this chapter.
  3. The applicant shall submit to the Board any other information the Board considers necessary to evaluate the applicant's qualifications.

    Added 2009, No. 103 (Adj. Sess.), § 19a, eff. May 12, 2010.

§ 2854. Eligibility.

To be eligible for certification as a radiologist assistant, an applicant shall:

  1. have obtained a degree from a radiologist assistant educational program that is recognized by the ARRT under its "Recognition Criteria for Radiologist Assistant Educational Programs" adopted on July 1, 2005, as periodically revised and updated;
  2. have satisfactorily completed the radiologist assistant certification examination given by the ARRT and be currently certified by the ARRT;
  3. be certified as a radiologic technologist in radiography by the ARRT;
  4. be licensed as a radiologic technologist in radiography in this State under chapter 51 of this title; and
  5. Subdivision (5) effective 60 days after the adoption of Board rules.  if the applicant has not engaged in practice as a radiologist assistant within the last three years, comply with the requirements for updating knowledge and skills as defined by Board rules.

    Added 2009, No. 103 (Adj. Sess.), § 19a, eff. May 12, 2010; amended 2011, No. 61 , § 5, eff. June 2, 2011.

History

Amendments--2011. Subdiv. (5): Added.

Effective date of enactment of subdiv. (5) 2011, No. 61 , § 12(5) provides that subdiv. (5) shall take effect 60 days after the adoption of the Board rule referenced in that subdiv.

§ 2855. Temporary certification.

  1. The Board may issue a temporary certification to a person who applies for certification for the first time in this State and meets the educational requirements under subsection 2854 of this title.
  2. Temporary certification may be issued only for the purpose of allowing an otherwise qualified applicant to practice as a radiologist assistant until the applicant takes and passes the next ARRT certification examination and a determination is made that he or she is qualified to practice in this State.
  3. Temporary certification shall be issued upon payment of the specified fee for a fixed period of time to be determined by the Board and shall only be renewed by the Board if the applicant demonstrates proof of an exceptional cause.

    Added 2009, No. 103 (Adj. Sess.), § 19a, eff. May 12, 2010.

§ 2856. Renewal of certification.

  1. At least one month prior to the date on which renewal is required, the Board shall send to each radiology assistant a renewal application form and notice of the date on which the existing certification will expire. On or before the renewal date, the radiologist assistant shall file an application for renewal, pay the required fee, and submit proof of current active ARRT certification, including compliance with continuing education requirements. The Board shall register the applicant and issue the renewal certification. Within one month following the date renewal is required, the Board shall pay the certification renewal fees into the Medical Practice Board Special Fund.
  2. Subsection (b) effective 60 days after the adoption of Board rules.  A certification that has lapsed may be reinstated on payment of a renewal fee and a late renewal fee. The applicant shall not be required to pay back renewal fees for the periods when certification was lapsed. However, if certification remains lapsed for a period of three years, the Board may require the applicant to update his or her knowledge and skills as defined by Board rules.

    Added 2009, No. 103 (Adj. Sess.), § 19a, eff. May 12, 2010; amended 2011, No. 61 , § 5, eff. June 2, 2011.

History

Amendments--2011. Subsec. (a): Rewrote the subsec.

Subsec. (b): Deleted "after notice and an opportunity for hearing," preceding "require" and substituted "the applicant to update his or her knowledge and skills as defined by board rules" for "reexamination as a condition of renewal" following "require".

Effective date of amendment of subsec. (b) 2011, No. 61 , § 12(5) provides that subsec. (b) shall take effect 60 days after the adoption of the Board rule referenced in 26 V.S.A. § 2854(5).

§ 2857. Supervision and scope of practice.

  1. The number of radiologist assistants permitted to practice under the direction and supervision of a radiologist shall be determined by the Board after review of the system of care delivery in which the supervising radiologist and radiologist assistants propose to practice. Scope of practice and levels of supervision shall be consistent with guidelines adopted by the American College of Radiology, the American Society of Radiologic Technologists, and the ARRT. The authority of a radiologist assistant to practice shall terminate immediately upon termination of the radiologist assistant's employment, and the primary supervising radiologist shall immediately notify the Board and the Commissioner of the Department of Health of the termination. The radiologist assistant's authority to practice shall not resume until he or she provides proof of other employment and a protocol as required under this chapter.
  2. Subject to the limitations set forth in subsection (a) of this section, the radiologist assistant's scope of practice shall be limited to that delegated to the radiologist assistant by the primary supervising radiologist and for which the radiologist assistant is qualified by education, training, and experience. At no time shall the practice of the radiologist assistant exceed the normal scope of the supervising radiologist's practice. A radiologist assistant may not interpret images, make diagnoses, or prescribe medications or therapies.

    Added 2009, No. 103 (Adj. Sess.), § 19a, eff. May 12, 2010.

§ 2858. Unprofessional conduct.

  1. The following conduct and the conduct described in section 1354 of this title by a certified radiologist assistant constitutes unprofessional conduct. When that conduct is by an applicant or person who later becomes an applicant, it may constitute grounds for denial of certification:
    1. fraud or misrepresentation in applying for or procuring a certificate or in connection with applying for or procuring a periodic recertification as a radiologist assistant;
    2. occupational advertising that is intended or has a tendency to deceive the public;
    3. exercising undue influence on or taking improper advantage of a person using the radiologist assistant's services or promoting the sale of professional goods or services in a manner that exploits a person for the financial gain of the radiologist assistant or of a third party;
    4. failing to comply with provisions of federal or state law governing the profession;
    5. conviction of a crime related to the profession or conviction of a felony, whether or not related to the practice of the profession or failure to report to the Board of Medical Practice a conviction of any crime related to the practice of the profession or any felony in any court within 30 days of the conviction;
    6. conduct that evidences unfitness to practice in the profession;
    7. making or filing false professional reports or records, impeding or obstructing the proper making or filing of professional reports or records, or failing to file the proper professional report or record;
    8. practicing the profession when mentally or physically unfit to do so;
    9. failure to practice competently by reason of any cause on a single occasion or on multiple occasions constitutes unprofessional conduct. Failure to practice competently includes as determined by the Board:
      1. performance of unsafe or unacceptable patient care; or
      2. failure to conform to the essential standards of acceptable and prevailing practice;
    10. accepting and performing responsibilities that the person knows or has reason to know that he or she is not competent to perform;
    11. making any material misrepresentation in the practice of the profession, whether by commission or omission;
    12. holding one's self out as or permitting one's self to be represented as a licensed physician;
    13. performing otherwise than at the direction and under the supervision of a radiologist licensed by the Board;
    14. accepting the delegation of or performing or offering to perform a task or tasks beyond the person's scope of practice as defined by the Board;
    15. administering, dispensing, or prescribing any controlled substance other than as authorized by law;
    16. failing to comply with an order of the Board or violating any term or condition of a certification restricted by the Board;
    17. delegating professional responsibilities to a person whom the certified professional knows or has reason to know is not qualified by training, experience, education, or licensing credentials to perform;
    18. in the course of practice, gross failure to use and exercise on a particular occasion or the failure to use and exercise on repeated occasions that degree of care, skill, and proficiency that is commonly exercised by the ordinary skillful, careful, and prudent professional engaged in similar practice under the same or similar conditions, whether or not actual injury to a patient has occurred;
    19. habitual or excessive use or abuse of drugs, alcohol, or other substances that impair the radiologist assistant's ability to provide medical services; or
    20. revocation of certification to practice as a radiologist assistant in another jurisdiction on one or more of the grounds specified in subdivisions (1)-(19) of this subsection.
  2. A person aggrieved by a final order of the Board may, within 30 days of the order, appeal that order to the Vermont Supreme Court on the basis of the record created before the Board.

    Added 2009, No. 103 (Adj. Sess.), § 19a, eff. May 12, 2010; amended 2011, No. 61 , § 5, eff. June 2, 2011.

History

Amendments--2011. Section amended generally.

§ 2859. Disposition of complaints.

  1. Complaints and allegations of unprofessional conduct shall be processed in accordance with the rules of procedure of the Board.
  2. Any person, firm, corporation, or public officer may submit a written complaint to the Board alleging a radiologist assistant practicing in the State engaged in unprofessional conduct, specifying the grounds. The Board shall initiate an investigation of a radiologist assistant when a complaint is received or may act on its own initiative without having received a complaint.
  3. If the Board determines that the action of a radiologist assistant that is the subject of a complaint falls entirely within the scope of practice of a radiologic technologist in radiography, the Board shall refer the complaint to the Board of Radiologic Technology for review under chapter 51 of this title.
  4. After giving an opportunity for hearing, the Board shall take disciplinary action described in subsection 1361(b) of this title against a radiologist assistant or applicant found guilty of unprofessional conduct.
  5. The Board may approve a negotiated agreement between the parties when it is in the best interest of the public health, safety, or welfare to do so. That agreement may include any of the following conditions or restrictions, which may be in addition to or in lieu of suspension:
    1. A requirement that the person submit to care or counseling.
    2. A restriction that the person practice only under supervision of a named person or a person with specified credentials.
    3. A requirement that the person participate in continuing education in order to overcome specified practical deficiencies.
    4. A requirement that the scope of practice permitted be restricted to a specified extent.
    5. An administrative penalty not to exceed $1,000.00 for each act that constitutes an unprofessional conduct violation. Any money received from the imposition of an administrative penalty imposed under this subdivision shall be deposited into the Board of Medical Practice Regulatory Fee Fund for the purpose of providing education and training for Board members. The Commissioner shall detail in the annual report receipts and expenses from money received under this subsection.
  6. Upon application, the Board may modify the terms of an order under this section and, if certification has been revoked or suspended, order reinstatement on terms and conditions it deems proper.

    Added 2009, No. 103 (Adj. Sess.), § 19a, eff. May 12, 2010; amended 2011, No. 61 , § 5, eff. June 2, 2011.

History

Amendments--2011. Subsec. (b): Rewrote the first sentence.

Subsec. (d): Inserted "an" preceding "opportunity" and "described in subsection 1361(b) of this title" following "action".

Subdiv. (e)(5): Added.

§ 2860. Use of title.

Any person who is certified to practice as a radiologist assistant in this State shall have the right to use the title "radiologist assistant" or "registered radiologist assistant" and the abbreviation "R.A." or "R.R.A." No other person may assume that title or use that abbreviation or any other words, letters, signs, or devices to indicate that the person using them is a radiologist assistant. A radiologist assistant shall not so represent himself or herself unless there is currently in existence a valid employment arrangement between the radiologist assistant and his or her employer or primary supervising radiologist and unless the protocol under which the radiologist assistant's duties are delegated is on file with and has been approved by the Board.

Added 2009, No. 103 (Adj. Sess.), § 19A, eff. May 12, 2010.

§ 2861. Legal liability.

  1. The primary supervising radiologist delegating activities to a radiologist assistant shall be legally liable for the activities of the radiologist assistant, and the radiologist assistant shall in this relationship be the radiologist's agent.
  2. Nothing contained in this chapter shall be construed to apply to nurses acting pursuant to chapter 28 of this title.

    Added 2009, No. 103 (Adj. Sess.), § 19a, eff. May 12, 2010.

§ 2862. Fees.

Applicants and persons regulated under this chapter shall pay the following fees:

      1. Original application for certification $120.00;
      2. Each additional application $55.00;
    1. The Board shall use at least $10.00 of these fees to support the cost of maintaining the Vermont Practitioner Recovery Network, which, for the protection of the public, monitors and evaluates, coordinates services for, and promotes rehabilitation of licensees who have or potentially have an impaired ability to practice medicine with reasonable skill and safety.
      1. Biennial renewal $120.00;
      2. Each additional renewal $55.00;
      1. The Board shall use at least $10.00 of these fees to support the cost of maintaining the Vermont Practitioner Recovery Network, which, for the protection of the public, monitors and evaluates, coordinates services for, and promotes rehabilitation of licensees who have or potentially have an impaired ability to practice medicine with reasonable skill and safety. (B) (i) The Board shall use at least $10.00 of these fees to support the cost of maintaining the Vermont Practitioner Recovery Network, which, for the protection of the public, monitors and evaluates, coordinates services for, and promotes rehabilitation of licensees who have or potentially have an impaired ability to practice medicine with reasonable skill and safety.
      2. In addition to the fee, an applicant for certification renewal shall submit evidence in a manner acceptable to the Board that he or she continues to meet the certification requirements of the ARRT and is licensed as a radiologic technologist under chapter 51 of this title.
  1. Transfer of certification $20.00.

    Added 2009, No. 103 (Adj. Sess.), § 19a, eff. May 12, 2010; amended 2011, No. 61 , § 5, eff. June 2, 2011; 2015, No. 57 , § 16; 2017, No. 39 , § 6.

History

Amendments--2017. Subdivs. (1)(B), (2)(B): Amended generally.

Amendments--2015. Subdivs. (1)(A)(i) and (2)(A)(i): Substituted "120.00" for "115.00".

Amendments--2015. Subdivs. (1)(A)(ii) and (2)(A)(ii): Substituted "55.00" for "50.00".

Amendments--2015. Subdiv. (3): Substituted "20.00" for "15.00".

Amendments--2011. Subdivs. (1)(B), (2)(B): Substituted "cost" for "costs" following "the", "maintaining the" for "the creation and maintenance of a" preceding "Vermont", and "monitors" for "will monitor" preceding "recovering".

§ 2863. Notice of use of radiologist assistants.

A radiologist who uses the services of a radiologist assistant shall post a notice to that effect in an appropriate place and include language in the patient consent form that the radiologist uses a radiologist assistant.

Added 2009, No. 103 (Adj. Sess.), § 19a, eff. May 12, 2010.

§ 2864. Penalty.

  1. A person who, not being certified, holds himself or herself out to the public as being certified under this chapter shall be liable for a fine of not more than $10,000.00.
  2. In addition to the penalty provided in subsection (a) of this section, the Attorney General or a State's Attorney may bring a civil action to restrain continuing violations of this section.

    Added 2009, No. 103 (Adj. Sess.), § 19a, eff. May 12, 2010; amended 2011, No. 61 , § 5, eff. June 2, 2011.

History

Amendments--2011. Subsec. (a): Substituted "$10,000.00" for "$1,000.00" following "than".

CHAPTER 53. POLYGRAPH EXAMINERS

Sec.

History

Revision note. This chapter was enacted as chapter 45 but was renumbered as chapter 53 to conform to V.S.A. classification style.

Cross References

Cross references. Use of polygraph examinations in connection with employment, see 21 V.S.A. ch. 5, subh. 5A.

ANNOTATIONS

1. Constitutionality.

This chapter is valid and is not an unconstitutional delegation of State legislative power where it vests in the Commissioner some discretionary authority in the exercise of his function, it does not leave him a blank charter which he may map as he wishes. Heisse v. Vermont, 519 F. Supp. 36 (D. Vt. 1980).

§ 2901. Definitions.

For the purposes of this chapter:

  1. "Commissioner" means the Commissioner of Public Safety.
  2. "Internship" means the study of polygraph examinations and of the administration of polygraph examinations by a trainee under the personal supervision and control of a polygraph examiner in accordance with a course of study approved by the Commissioner.
  3. "Polygraph examiner" means any person who purports to be able to detect deception or verify the truth of statements through instrumentation or the use of a mechanical device.

    Added 1975, No. 110 .

ANNOTATIONS

Analysis

1. Constitutionality.

Inasmuch as the provisions of subdiv. (2) reflect a valid State concern with the competence of those licensed under 26 V.S.A. ch. 53, the fact that only polygraph operations may conduct internship programs under the chapter and are not obligated to conduct internship programs does not constitute an infirmity that would render the chapter invalid. Heisse v. Vermont, 519 F. Supp. 36 (D. Vt. 1980).

2. Polygraph examiner.

The word "purports" in the definition of an examiner implies that the person is holding himself out as a truth or deception examiner in addition to using a mechanical device to conduct his examinations. Heisse v. Vermont, 519 F. Supp. 36 (D. Vt. 1980).

Where applicant for license held himself out to be a truth or deception examiner and he used the psychological stress evaluator in the conduct of the examinations, he fell within the definition of polygraph examiner. Heisse v. Vermont, 519 F. Supp. 36 (D. Vt. 1980).

§ 2902. Minimum instrumentation required.

  1. Any instrument used to test or question individuals for the purpose of detecting deception or verifying the truth of statements shall record visually, permanently, and simultaneously:
    1. A subject's cardiovascular pattern; and
    2. A subject's respiratory pattern.
  2. Patterns of other physiological changes in addition to subdivisions (a)(1) and (2) of this section may also be recorded.  The use of any instrument or device to detect deception or to verify the truth of statements that does not meet these minimum instrumentation requirements is prohibited and that instrument may not be operated or used.

    Added 1975, No. 110 .

ANNOTATIONS

Analysis

1. Constitutionality.

Where applicant sought to be licensed to use the psychological stress evaluator under this chapter and was rejected, denial of license did not result in violation of equal protection since the practice of polygraph examining has serious implications for the privacy rights of those who may be subjected to it, since within the scientific community there continues to be some discord as to the validity of the psychological stress evaluator and since an individual may be subject to a psychological stress evaluator test without being aware his truthfulness is being tested, whereas with the use of the polygraph the subject cannot be examined unknowingly, and, therefore, a rational basis for the limitation of the chapter to polygraph examiners exists. Heisse v. Vermont, 519 F. Supp. 36 (D. Vt. 1980).

This section was not invalid as constitutionally overboard in the case of an applicant who sought to be licensed to use the psychological stress evaluator to practice truth or deception detection under the chapter where the psychological stress evaluator clearly came within the definition of a mechanical device and section 2901 of this title, when read in conjunction with the body of the chapter, afforded fair warning of violation of chapter when a mechanical device did not meet minimum instrumentation requirements. Heisse v. Vermont, 519 F. Supp. 36 (D. Vt. 1980).

2. Instrumentation requirements.

This section imposes only minimum requirements and the fact that the polygraph does not record ballistocardiographic patterns, changes in arterial pressures, nor every aspect of respiratory patterns, does not proscribe its use under the chapter. Heisse v. Vermont, 519 F. Supp. 36 (D. Vt. 1980).

The use of voice modulation recorded in electronic recording can supplement usual polygraph procedures; when so used by a licensed polygraph operator this section is not offended. Heisse v. Vermont, 519 F. Supp. 36 (D. Vt. 1980).

§ 2903. Unauthorized practice.

A person may not administer polygraph or other examinations utilizing instrumentation for the purpose of detecting deception or verifying the truth of statements or attempt to hold himself or herself out as a polygraph examiner or refer to himself or herself by any other title that would indicate or that is intended to indicate or calculated to mislead members of the public into believing that he or she is qualified to apply instrumentation to detect deception or to verify the truth of statements without being licensed as a polygraph examiner as provided in this chapter.

Added 1975, No. 110 .

ANNOTATIONS

Cited. Heisse v. Vermont, 519 F. Supp. 36 (D. Vt. 1980).

§ 2904. Qualifications for license.

A person may be licensed as a polygraph examiner or an intern if he or she:

  1. establishes that he or she is a person of honesty, truthfulness, integrity, and moral fitness;
  2. has not been convicted of a felony or a misdemeanor involving moral turpitude;
  3. except in the case of an intern, is a graduate of a polygraph examiners course approved by the Commissioner; and
  4. has satisfactorily completed not less than six months of internship training or has completed such other training as the Commissioner may prescribe.

    Added 1975, No. 110 .

§ 2905. Application for license or internship license.

An application for a polygraph operator's license or an internship license shall be made to the Commissioner in writing under oath on forms prescribed by him or her and shall be accompanied by the required nonrefundable fee.

Added 1975, No. 110 .

§ 2906. Examination and license fees.

  1. The Commissioner shall adopt rules for the examination and licensing of all applicants under this chapter and may adopt such other rules as are required to carry out the intent or purposes of this chapter.
    1. Fees are established for the issuance of examiner's licenses, internship licenses, and duplicates and renewals thereof. (b) (1)  Fees are established for the issuance of examiner's licenses, internship licenses, and duplicates and renewals thereof.
      1. Examiner's license fee:                                        $15.00       (B) Internship fee:                                                $10.00       (C) Renewal of examiner's license:                                 $15.00       (D) Any duplicate license:                                         $ 2.00
    2. Fees collected under this subsection shall be credited to a special fund and shall be available to the Department of Public Safety to offset the cost of providing the service.

      Added 1975, No. 110 ; amended 1999, No. 49 , § 166.

History

Revision note. In subdiv. (b)(1), relettered subdivs. (A)-(D) to conform to V.S.A. style.

- 2003. Redesignated the phrase "Internship fee" as subdiv. (B) and the existing subdivs. (B), (C), and (D) as subdivs. (C), (D), and (E) to eliminate a duplicate (A) designation.

Amendments--1999 Subsec. (b): Amended generally.

Cross References

Cross references. Exemption of persons 80 years of age and over from payment of license renewal fees, see 32 V.S.A. § 1111.

§ 2907. Termination and renewal of license.

Each polygraph examiner's license shall be issued for the term of one year and shall, upon application, unless suspended or revoked, be renewed annually. An internship license may be issued for a period not to exceed 12 months and may not be renewed. A polygraph examiner whose license has expired may at any time within two years after the expiration thereof obtain a renewal license without examination by applying therefor and satisfying the provisions of section 2904 of this title.

Added 1975, No. 110 .

History

Revision note. In the third sentence, substituted "section 2904" for "section 2704" to correct an error in the reference.

§ 2908. Refusal, suspension, revocation.

The Commissioner may, pursuant to 3 V.S.A. chapter 25, refuse to issue or may suspend or revoke a license on any one or more of the following grounds:

  1. failure to inform a subject to be examined as to the nature of the examination;
  2. failure to inform a subject to be examined that his or her participation in the examination is voluntary;
  3. making a material misstatement in the application for original license or in the application for any renewal license;
  4. willful disregard or violation of this chapter or of any regulation or rule issued hereunder, including willfully making a false report concerning an examination for polygraph examination purposes;
  5. conviction of a felony or misdemeanor involving moral turpitude;
  6. making any willful misrepresentation or false promises or causing to be printed any false or misleading advertisement for the purpose of directly or indirectly obtaining business;
  7. having demonstrated unworthiness or incompetency to act as a polygraph examiner as defined by this chapter;
  8. allowing one's license under this chapter to be used by any unlicensed person in violation of the provisions of this chapter;
  9. willfully aiding or abetting another in the violation of this chapter or any regulation or rule issued pursuant thereto;
  10. being adjudged as mentally incompetent by any court of this or any other state;
  11. failing, within a reasonable time, to provide information requested by the Commissioner of Public Safety as the result of a formal complaint to him or her that would indicate a violation of this chapter; or
  12. failing to inform the subject of the results of the examination if so requested.

    Added 1975, No. 110 .

History

2019. In subdiv. (4), deleted ", but not limited to," following "including" in accordance with 2013, No. 5 , § 4.

ANNOTATIONS

1. Legislative intent.

Provisions of this section that a license may be revoked if the examiner fails to inform the subject of the nature of the exam and that his participation is voluntary, is evidence of a concern of the Legislature that the licensing provisions be limited to polygraph operators since an individual may be subjected to a psychological stress evaluator examination without his knowledge or consent, but with the use of the polygraph machine the subject cannot be examined unknowingly. Heisse v. Vermont, 519 F. Supp. 36 (D. Vt. 1980).

§ 2909. Penalty.

Any person who violates a provision of this chapter or any rule adopted under this chapter shall be fined not more than $1,000.00 or imprisoned for not more than six months, or both.

Added 1975, No. 110 .

ANNOTATIONS

Cited. Heisse v. Vermont, 519 F. Supp. 36 (D. Vt. 1980).

§ 2910. Effect.

Nothing in this chapter shall be construed as altering, overruling, amending, or repealing any statute, regulation, rule of court, or judicial decision with respect to the admissibility or use of the results of polygraph examinations as evidence in a court of law or administrative proceeding.

Added 1975, No. 110 .

History

Revision note. Section heading was added for purposes of conformity with V.S.A. style.

CHAPTER 55. PSYCHOLOGISTS

Sec.

History

Revision note. This chapter was enacted as chapter 47 but was renumbered as chapter 55 to conform to V.S.A. classification style.

Cross References

Cross references. Office of Professional Regulation generally, see 3 V.S.A. ch. 5, subch. 3.

Psychoanalysts, see chapter 77 of this title.

Procedure for adoption of administrative rules, see 3 V.S.A. ch. 25.

Review of regulatory laws, see chapter 57 of this title.

Roster of psychotherapists who are nonlicensed and noncertified, see chapter 78 of this title.

ANNOTATIONS

1. Due process.

Under this chapter, an applicant's due process rights are protected if he has due notice of Board of Psychological Examiner's decision and an opportunity to appeal; statutory process that does not provide for notice or opportunity to appear before the Board prior to its initial determination, in conjunction with ample opportunity for administrative and judicial review after the initial decision, is in accord with constitutional principles. Brody v. Barasch, 155 Vt. 103, 582 A.2d 132 (1990).

Plaintiff denied license to practice as psychologist was not denied right to due process on basis of inadequate notice of the charges against him or opportunity to be heard where record demonstrated plaintiff was notified in writing of reasons for the denial, and plaintiff and his counsel understood the issues prior to consideration by appeals panel and could have presented any witnesses that they felt would be relevant and helpful. Brody v. Barasch, 155 Vt. 103, 582 A.2d 132 (1990).

§ 3001. Definitions.

As used in this chapter:

  1. "Practice of psychology" means rendering or offering to render to individuals, groups, or organizations, for a consideration, any service involving the application of principles, methods, and procedures of understanding, predicting, and influencing behavior that are primarily drawn from the science of psychology. The science of psychology includes assessment, diagnosis, prevention, and amelioration of adjustment problems and emotional and mental disorders of individuals and groups.
  2. "Psychologist" or "practicing psychologist" means a person who is licensed to practice psychology under this chapter.
  3. "Psychologist-doctorate" means a person who is so licensed under this chapter.
  4. "Psychologist-master" means a person who is so licensed under this chapter.
  5. "Board" means the Board of Psychological Examiners established under this chapter.
  6. "Disciplinary action" or "disciplinary cases" includes any action taken by a board against a licensee, applicant, or person engaged in supervised practice toward licensure as a psychologist, premised upon a finding of wrongdoing or unprofessional conduct by that individual. It includes all sanctions authorized under this chapter, but excluding obtaining injunctions.
  7. "Unprofessional conduct" means conduct prohibited by section 3016 of this title or by other statutes relating to the practice of psychology, whether or not taken by a license holder.
  8. "Financial interest" means being:
    1. a psychologist;
    2. a person who deals in goods and services that are uniquely related to the practice of psychology; or
    3. a person who has invested anything of value in a business that provides psychological services.
  9. "Institution of higher education" means a university, professional school, or other institution of higher learning that:
    1. in the United States, is regionally accredited by bodies approved by the Council on Postsecondary Accreditation of the U.S. Department of Education;
    2. in Canada, holds a membership in the Association of Universities and Colleges of Canada; or
    3. in any other country, is accredited by the respective official organization having such authority.
  10. "Professional psychology training program" means a postgraduate training program that:
    1. is a planned program of study, defined by the Board by rule, that reflects an integration of the science and practice of psychology and emphasizes assessment, intervention, psychopathology, statistical methods, and professional ethics, including practice and internship; or
    2. is designated as a doctoral program in psychology by the Association of State and Provincial Psychology Boards and the National Register of Health Service Providers in Psychology, or is accredited by the American Psychological Association or the Canadian Psychological Association; or
    3. is a master's program in psychology that is offered by an educational institution that is a full member of the Council of Applied Master's Programs in Psychology (CAMPP).
  11. "Psychotherapy" means the provision of treatment, diagnosis, evaluation, or counseling services to individuals or groups, for a consideration, for the purpose of alleviating mental disorders. "Psychotherapy" involves the application of therapeutic techniques to understand unconscious or conscious motivation, resolve emotional, relationship, or attitudinal conflicts, or modify behavior that interferes with effective emotional, social, or mental functioning. "Psychotherapy" follows a systematic procedure of psychotherapeutic intervention that takes place on a regular basis over a period of time, or, in the case of evaluation and brief psychotherapies, in a single or limited number of interventions. If a person is employed by or under contract with the Agency of Human Services, this definition does not apply to persons with less than a master's degree; to persons providing life skills training or instruction, such as learning to make friends, to handle social situations, to do laundry, and to develop community awareness; or to interactions of employees or contracted individuals with clients whose job description or contract specifications do not specifically mention "psychotherapy" as a job responsibility or duty.
  12. [Repealed.]

    Added 1975, No. 228 (Adj. Sess.), § 2; amended 1981, No. 241 (Adj. Sess.), § 1; 1993, No. 98 , § 1; 1993, No. 222 (Adj. Sess.), §§ 1, 1a; 1997, No. 145 (Adj. Sess.), § 13; 1999, No. 52 , § 23; 1999, No. 133 (Adj. Sess.), § 21; 2009, No. 35 , § 38; 2009, No. 103 (Adj. Sess.), § 20, eff. May 12, 2010; 2013, No. 138 (Adj. Sess.), § 21; 2015, No. 38 , § 29, eff. May 28, 2015; 2015, No. 97 (Adj. Sess.), § 61.

History

- Subdiv. (10), as added by 1997, No. 145 (Adj. Sess.), § 13, was redesignated as (11) to avoid conflict with subdiv. (10) as added by 1993, No. 98 .

Amendments--2015 (Adj. Sess.). Subdiv. (1): Deleted ", but is not restricted to," preceding "assessment" in the second sentence.

Amendments--2015. Subdiv. (6): Deleted "or" following "against a licensee" near the beginning of the first sentence; added ", or person engaged in supervised practice toward licensure as a psychologist" preceding "premised upon a finding" near the middle of the first sentence; and substituted "that individual" for "the licensee or applicant" at the end of the first sentence.

Amendments--2013 (Adj. Sess.). Introductory paragraph: Substituted "As used in" for "For the purposes of" at the beginning.

Subdiv. (12): Repealed.

Amendments--2009 (Adj. Sess.) Subdiv. (12): Added.

Amendments--2009. Substituted "postgraduate" for "post-graduate" in subdiv. (10) and substituted "or" for "and" at the end of subdiv. (10)(A).

Amendments--1999 (Adj. Sess.). Subdiv. (10)(A): Deleted "and" following "assessment, intervention" and inserted "statistical methods and professional ethics" following "psychopathology".

Amendments--1999 Subdiv. (10)(A): Inserted "defined by the board by rule" following "study" and "and emphasizes assessment, intervention and psychopathology" following "psychology".

Amendments--1997 (Adj. Sess.). Subdiv. (10): Added.

Amendments--1993 (Adj. Sess.). Subdiv. (1): Deleted "psychological" preceding "service" and added "which are primarily drawn from the science of psychology" following "behavior" in the first sentence and substituted "science of psychology" for "application of such principles and methods" preceding "includes" and deleted "hypnosis; and the resolution of interpersonal and social conflicts" following "groups" in the second sentence.

Subdiv. (10)(C): Amended generally.

Amendments--1993. Substituted "person who is licensed to practice psychology under this chapter" for "psychologist-doctorate or a psychologist-master" following "means a" in subdiv. (2) and added subdivs. (9) and (10).

Amendments--1981 (Adj. Sess.). Section amended generally.

§ 3002. Prohibitions.

  1. A person who is not licensed under this chapter shall not engage in the practice of psychology.
  2. A person who is not licensed under this chapter shall not use the title "psychologist" or any title that contains that word.

    Added 1975, No. 228 (Adj. Sess.), § 2; amended 1981, No. 241 (Adj. Sess.), § 1; 1993, No. 98 , § 2.

History

Amendments--1993. Added a new subsec. (a) and designated the existing provisions of the section as subsec. (b).

Amendments--1981 (Adj. Sess.). Section amended generally.

§ 3003. Penalties.

A person who violates section 3002 of this title shall be subject to the penalties provided in 3 V.S.A. § 127(c) .

Added 1975, No. 228 (Adj. Sess.), § 2; amended 1981, No. 241 (Adj. Sess.), § 1; 2005, No. 27 , § 83; 2007, No. 29 , § 39.

History

Amendments--2007. Deleted the subsec. (a) designation; inserted "of this title"; substituted "subject to the penalties provided in subsection 127(c) of Title 3" for "imprisoned not more than two months or fined not more than $5,000.00, or both"; and deleted subsec. (b).

Amendments--2005. In subsec. (b), inserted "or an attorney assigned by the office of professional regulation" following "attorney general" and substituted "the Washington County superior court" for "a superior court".

Amendments--1981 (Adj. Sess.). Designated existing provisions of the section as subsec. (a), substituted "section 3002" for "a provision of this chapter" in that subsec., and added subsec. (b).

§ 3004. Exceptions.

This chapter shall not apply to a person engaged or acting:

  1. In the discharge of his or her duties as a student of psychology.
  2. In the discharge of his or her duties as a psychologist in an accredited academic institution.
  3. In the discharge of his or her duties in a business, corporation, or research laboratory, provided that he or she is performing those duties for which he or she is employed within the confines of the corporation or organization, and provided that the corporation or organization does not sell psychological services to the public for a fee.
  4. In clinical training for licensure as a clinical social worker or clinical mental health counselor or for certification as a marriage and family therapist or a psychoanalyst provided that the person's title indicates his or her training status and that the person does not identify himself or herself as a psychologist.

    Added 1975, No. 228 (Adj. Sess.), § 2; amended 1981, No. 241 (Adj. Sess.), § 1; 1993, No. 222 (Adj. Sess.), § 1b; 1995, No. 126 (Adj. Sess.), § 11; 1997, No. 145 (Adj. Sess.), § 14; 1999, No. 52 , § 24; 2007, No. 163 (Adj. Sess.), § 30; 2009, No. 3 , § 12a, eff. Sept. 1, 2009; 2009, No. 103 (Adj. Sess.), § 21.

History

Amendments--2009 (Adj. Sess.) Deleted the subsec. (a) designation, rewrote subdiv. (1), inserted "or her" preceding "duties" in subdiv. (2), substituted "himself" for "him" in subdiv. (4), and deleted subsec. (b).

Amendments--2007 (Adj. Sess.) Subsec. (b): Added the second sentence.

Amendments--1999 Subsec. (a): Deleted former subdiv. (3), renumbered former subdiv. (4) as present subdiv. (3) and inserted "or her" following "his" and "or she" following "he" in two places in that subdiv., deleted former subdiv. (5) and redesignated former subdiv. (6) as present subdiv. (4).

Amendments--1997 (Adj. Sess.). Added subsec. (b) and designated the existing provisions as subsec. (a).

Amendments--1995 (Adj. Sess.) Subdiv. (3): Repealed.

Amendments--1993 (Adj. Sess.). Subdiv. (6): Added.

Amendments--1981 (Adj. Sess.). Subdiv. (1): Made minor changes in phraseology.

Subdiv. (3): Inserted "the state" preceding "department", deleted "a psychological associate" preceding "or a person" and "or psychological associate" following "psychologist" at the end of the subdiv.

Subdiv. (4): Deleted "as a psychologist" preceding "in a business".

§ 3005. Exemptions.

  1. The provisions of this chapter shall not apply to persons while engaged in the course of their customary duties as clergy, licensed physicians, nurses, osteopaths, optometrists, dentists, lawyers, social workers, mental health counselors, certified marriage and family therapists and psychoanalysts, rostered psychotherapists, or licensed educators when performing their duties consistent with the accepted standards of their respective professions; provided, however, that they do not describe themselves to the public by any other title or description stating or implying that they are psychologists or are licensed to practice psychology.
  2. The provisions of this chapter shall not apply to persons while engaged in the course of their customary duties:
    1. in the practice of a religious ministry;
    2. in employment or rehabilitation counseling;
    3. as an employee of or under contract with the Agency of Human Services, provided that the person does not practice psychotherapy as defined in section 3001 of this title;
    4. as a mediator;
    5. in an official evaluation for court purposes;
    6. as a member of a self-help group such as Alcoholics Anonymous, peer counseling, or domestic violence groups, whether or not the person is serving for a consideration;
    7. as a respite caregiver, foster care worker, or hospice worker.
  3. Notwithstanding the provisions of subsections (a) and (b) of this section, the provisions of this chapter shall apply to any person licensed by the Board of Psychological Examiners.

    Added 1975, No. 228 (Adj. Sess.), § 2; amended 1981, No. 241 (Adj. Sess.), § 1; 1987, No. 245 (Adj. Sess.), § 4; 1993, No. 98 , § 3; 1993, No. 222 (Adj. Sess.), § 2; 1995, No. 126 (Adj. Sess.), § 4; 1997, No. 145 (Adj. Sess.), § 15.

History

Amendments--1997 (Adj. Sess.). In subsecs. (a) and (b), substituted "provisions" for "prohibitions" near the beginning of each subsec.; in subsec. (a), deleted "teachers" and "consulting teachers" from the list of exempt persons and added "licensed educators"; added the proviso in subdiv. (b)(3); deleted subdiv. (b)(4), listing employees of and persons under contract with schools, making related designation changes; substituted "whether or not the person is serving" for "who is not serving" in subdiv. (b)(6); and added subsec. (c).

Amendments--1995 (Adj. Sess.) Subdiv. (b)(7): Repealed.

Amendments--1993 (Adj. Sess.). Section amended generally.

Amendments--1993. Subsec. (a): Substituted "licensed or certified" for "qualified" preceding "members" and deleted "guidance counselors, probation and parole officers" preceding "or consulting".

Subsec. (b): Amended generally.

Amendments--1987 (Adj. Sess.). Subsec. (a): Inserted "mental health counselors" preceding "guidance counselors".

Amendments--1981 (Adj. Sess.). Subsec. (b): Deleted "licensed practicing" preceding "psychologist" and "a psychological associate" thereafter.

Effective date of amendments--1997 (Adj. Sess.). 1997, No. 148 , § 64(1) and (2) provided that the amendment of this section by that act takes effect on July 1, 1998, except that the following amendments take effect on July 1, 1999: the provisions amending subsec. (a) "substituting the term 'licensed educators' for the terms 'teachers' and 'consulting teachers' as exempt from the provisions of the psychologist, clinical social worker, clinical mental health counselor and psychotherapist practice acts" and the provisions repealing subdiv. (b)(4) "(exemption from the provisions of the psychologist, clinical social worker, clinical mental health counselor and psychotherapist practice acts for employees of or under contract with a school)."

§ 3006. Board; establishment.

The Board of Psychological Examiners is established, which shall consist of five members. The Board shall be composed of three licensed psychologists and two other persons who are consumers but neither of whom are psychologists. Consumer members shall have no financial interest in the practice of psychology, either personally or through a spouse, parent, child, brother, or sister. At least one but not more than two of the psychologists shall represent the practice of psychology within the Agency of Human Services or a community mental health center. All members of the Board shall have been residents of the State of Vermont for at least two years prior to their appointment to the Board. When a person who is an employee of or under contract with a community mental health center is subject to disciplinary action and the Agency of Human Services member or the community mental health center member has a conflict of interest, the Secretary of State shall appoint a psychologist who is an employee of another community mental health center to serve as an ad hoc member of the Board.

Added 1975, No. 228 (Adj. Sess.), § 2; amended 1981, No. 241 (Adj. Sess.), § 1; 1995, No. 126 (Adj. Sess.), § 3; 2005, No. 27 , § 84.

History

Amendments--2005. Deleted "appointed by the governor, with the advice and consent of the senate" at the end of the first sentence, and substituted "secretary of state" for "board" in the fifth sentence.

Amendments--1995 (Adj. Sess.) Deleted "there is established" preceding "the board" and inserted "is established" following "examiners" in the first sentence, deleted "in an institution" following "psychology" and added "or a community mental health center" following "services" in the fourth sentence, and added the sixth sentence.

Amendments--1981 (Adj. Sess.). Deleted "practicing" following "licensed" and "or a member of any profession mentioned in section 3005" following "whom are psychologists" in the second sentence, and added the third sentence.

Cross References

Cross references. Attachment of Board to Office of Professional Regulation, see 3 V.S.A. 122.

Per diem compensation of Board members, see 3 V.S.A. § 129b(f) and 32 V.S.A. § 1010.

§ 3007. Board members; appointments.

Board members shall be appointed by the Governor pursuant to 3 V.S.A. §§ 129b and 2004.

Added 1975, No. 228 (Adj. Sess.), § 2; amended 1981, No. 241 (Adj. Sess.), § 1; 1993, No. 98 , § 4; 2005, No. 27 , § 85.

History

Amendments--2005. Section amended generally.

Amendments--1993 Subsec. (b): Inserted "consecutively" following "serve".

Amendments--1981 (Adj. Sess.). Subsec. (b): Deleted "after July 1, 1979" preceding "no member".

§ 3008. Repealed. 2005, No. 27, § 117(1).

History

Former § 3008. Former § 3008, relating to removal of the Board of Psychological Examiners members, was derived from 1975, No. 228 (Adj. Sess.), § 2 and amended by 1981, No. 241 (Adj. Sess.), § 1.

§ 3009. Organization of Board.

The Board shall hold at least two regular meetings each year; but additional meetings may be held upon call of the Chair or at written request of any two members of the Board. A majority of the members of the Board shall constitute a quorum for transacting business and all action shall be taken upon a majority vote of the members present and voting.

Added 1975, No. 228 (Adj. Sess.), § 2; amended 1981, No. 241 (Adj. Sess.), § 1; 2005, No. 27 , § 86.

History

Amendments--2005 Section amended generally.

Amendments--1981 (Adj. Sess.). Section amended generally.

§ 3009a. Powers and duties of Board.

  1. The Board shall adopt rules necessary to perform its duties under this chapter, including rules that:
    1. specify educational and other prerequisites for obtaining licensure;
    2. explain complaint and appeal procedures to licensees, applicants, and the public;
    3. explain continuing education requirements; and
    4. explain how the Board shall investigate suspected unprofessional conduct.
  2. The Board may:
    1. establish or approve continuing education programs;
    2. conduct hearings;
    3. receive assistance from the Director of the Office of Professional Regulation and from the Attorney General or an attorney assigned by the Office of Professional Regulation.

      Added 1981, No. 241 (Adj. Sess.), § 1; amended 1989, No. 250 (Adj. Sess.), § 4(d); 1993, No. 222 (Adj. Sess.), § 2a; 1997, No. 145 (Adj. Sess.), § 31; 2005, No. 27 , § 87.

History

Amendments--2005 Section amended generally.

Amendments--1997 (Adj. Sess.). Subdiv. (b)(4): Repealed the subdiv., which had authorized the board to submit a proposed annual budget.

Amendments--1993 (Adj. Sess.). Subdiv. (a)(2): Substituted "section" for "sections" preceding "3011" and deleted "and 3012" thereafter.

Amendments--1989 (Adj. Sess.). Subdiv. (b)(3): Substituted "director of the office of professional regulation" for "secretary of state".

§ 3009b. Repealed. 2005, No. 27, § 117(1).

History

Former § 3009b. Former § 3009b, relating procedure before the Board of Psychological Examiners, was derived from 1981, No. 241 (Adj. Sess.), § 1 and amended by 1983, No. 230 (Adj. Sess.), § 17(6).

§ 3010. Fees; licenses.

Applicants and persons regulated under this chapter shall pay the following fees:

  1. Application for license                                        $175.00      (2) Biennial renewal of license                                    $150.00

    (3) [Repealed.]

    (4) [Repealed.]

    Added 1975, No. 228 (Adj. Sess.), § 2; amended 1981, No. 241 (Adj. Sess.), § 1; 1989, No. 250 (Adj. Sess.), § 66; 1991, No. 167 (Adj. Sess.), § 50; 1997, No. 59 , § 61, eff. June 30, 1997; 2007, No. 76 , § 7; 2009, No. 103 (Adj. Sess.), § 22; 2011, No. 33 , § 4; 2013, No. 191 (Adj. Sess.), § 18a.

History

Amendments--2013 (Adj. Sess.). Subdivs. (3) and (4): Repealed.

Amendments--2011. Subdiv. (2): Substituted "$150.00" for "$225.00".

Amendments--2009 (Adj. Sess.) Added subdivs. (3) and (4).

Amendments--2007. Subdiv. (2): Lowered the fee from $275.00 to $225.00.

Amendments--1997 Section amended generally.

Amendments--1991 (Adj. Sess.). Subdiv. (3): Substituted "$225.00" for "$215.00".

Amendments--1989 (Adj. Sess.). Section amended generally.

Amendments--1981 (Adj. Sess.). Section amended generally.

Cross References

Cross references. Exemption of persons 80 years of age and over from payment of license renewal fees, see 32 V.S.A. § 1111.

§ 3011. Repealed. 1997, No. 40, § 33.

History

Former § 3011. Former § 3011, relating to applications for psychologist licenses, was derived from 1975, No. 228 (Adj. Sess.), § 2, and amended by 1981, No. 241 (Adj. Sess.), § 1; 1993, No. 98 , § 5; and 1993, No. 108 (Adj. Sess.), § 13.

Annotations From Former § 3011

1. Misrepresentations.

Board of Psychological Examiners had adequate grounds to deny application for psychologist-doctorate license on the basis of moral unfitness to practice psychology, where applicant's resume contained material and substantive misrepresentations as to applicant's education, training, and experience. Brody v. Barasch, 155 Vt. 103, 582 A.2d 132 (1990).

Misrepresentations on resume submitted in application for license as psychologist-doctorate did not constitute evidence only of past character so as to preclude denial of license; applicant corrected misrepresentations only after Board investigation revealed their existence. Brody v. Barasch, 155 Vt. 103, 582 A.2d 132 (1990).

§ 3011a. Applications.

  1. Any person desiring to obtain a license as a psychologist shall make application therefor to the Board upon such form and in such manner as the Board prescribes and shall furnish evidence satisfactory to the Board that he or she:
    1. is at least 18 years of age;
      1. possesses a doctoral degree in psychology and has completed 4,000 hours of supervised practice as defined by the Board by rule, of which no fewer than 2,000 hours were completed after the doctoral degree in psychology was received; or (2) (A) possesses a doctoral degree in psychology and has completed 4,000 hours of supervised practice as defined by the Board by rule, of which no fewer than 2,000 hours were completed after the doctoral degree in psychology was received; or
      2. possesses a master's degree in psychology and has completed 4,000 hours of supervised practice as defined by the Board by rule of which no fewer than 2,000 hours were completed after the master's degree in psychology was received; and
    2. has successfully completed the examinations designated by the Board.
  2. A person engaged in supervised practice in Vermont, if not licensed as a clinical mental health counselor, marriage and family therapist, licensed independent clinical social worker, or licensed master's social worker shall be registered on the roster of psychotherapists who are nonlicensed and noncertified.
  3. In exceptional cases, the Board may waive any requirement of this section if in its judgment the applicant demonstrates appropriate qualifications.

    Added 1997, No. 40 , § 34; amended 2011, No. 116 (Adj. Sess.), § 52; 2013, No. 138 (Adj. Sess.), § 23.

History

Amendments--2013 (Adj. Sess.). Added subsec. (b) and redesignated former subsec. (b) as present (c).

Amendments--2011 (Adj. Sess.). Subsec. (a): Amended generally.

§ 3012. Repealed. 1993, No. 222 (Adj. Sess.), § 2c.

History

Former § 3012. Former § 3012, relating to licenses, was derived from 1975, No. 228 (Adj. Sess.), § 2, and amended by 1981, No. 241 (Adj. Sess.), § 1.

§ 3013. Conduct of examinations.

  1. The Board shall conduct examinations under this chapter at least twice a year at a time and place designated by it; provided, however, that examinations need not be conducted at times when there are no applicants requesting to be examined. Examinations may be written, computer-administered, computer-adapted, or oral as determined by the Board. In any written examination, each applicant shall be designated by a number so that his or her name is not disclosed to the Board until the examinations have been graded. Examinations shall include questions in such theoretical and applied fields as the Board deems most suitable to test an applicant's knowledge and competence to engage in the practice of psychology. An applicant shall be held to have passed an examination upon the affirmative vote of at least four members of the Board.
  2. Examinations administered by the Board and its procedures of administration shall be fair and reasonable and shall be designed and implemented to ensure that all applicants are admitted to practice if they demonstrate that they possess the minimal occupational qualifications that are consistent with the public health, safety, and welfare.  They shall not be designed or implemented for the purpose of limiting the number of licensees.
  3. If a licensee has a principal place of business, a license shall be prominently displayed at that place.

    Added 1975, No. 228 (Adj. Sess.), § 2; amended 1981, No. 241 (Adj. Sess.), § 1; 1999, No. 133 (Adj. Sess.), § 22.

History

Amendments--1999 (Adj. Sess.). Subsec. (a): Inserted "computer-administered, computer-adapted" following "be written" in the second sentence.

Amendments--1981 (Adj. Sess.). Subsec. (a): Designated existing provisions of the section as subsec. (a) and added "provided, however, that examinations need not be conducted at times when there are no applicants requesting to be examined" following "designated by it" in the first sentence of that subsec. and added subsecs. (b) and (c).

§ 3014. Licensure by endorsement.

  1. The Board may at any time issue a license, upon payment of the required fee, if the applicant presents evidence that he or she:
    1. is licensed or certified to practice psychology in another jurisdiction in which the requirements for such licensing or certification are, in the judgment of the Board, substantially equivalent to those required by this chapter and the rules of the Board;
    2. is a diplomat in good standing of the American Board of Professional Psychology;
    3. holds evidence of professional qualification from an individual certification program acceptable to the Board; and
    4. has taken and passed an examination on the Vermont laws and rules governing the practice of psychology.
  2. The Board may at any time issue a license, upon payment of the required fee, to an applicant who is licensed as a psychologist at the doctoral level in another jurisdiction of the United States or Canada in which the requirements for licensure are not, in the judgment of the Board, substantially equivalent to those required by this chapter and the rules of the Board if the applicant:
    1. Is in good standing with no pending charges as verified to the Board by the licensing authorities of all jurisdictions in which the applicant has held a license;
    2. Has practiced as a licensed psychologist at the doctoral level for an average of at least 1,000 hours per year for a minimum of seven years. The seven years' licensed practice experience need not immediately precede the application so long as the applicant has remained licensed for five years preceding the application; and
    3. Has had no disciplinary history resulting in a finding of unprofessional conduct in any jurisdiction.

      Added 1975, No. 228 (Adj. Sess.), § 2; amended 1981, No. 241 (Adj. Sess.), § 1; 1999, No. 52 , § 25; 2005, No. 27 , § 88; 2013, No. 27 , § 33.

History

Amendments--2013. Added the subsec. (a) designation, and added subsec. (b).

Amendments--2005 Rewrote the section heading, and substituted "substantially" for "essentially" preceding "equivalent" in subdiv. (1).

Amendments--1999 Inserted "or she" following "he" at the end of the introductory paragraph, substituted "jurisdiction" for "state" following "in another" and deleted "or" at the end of subdiv. (1), made a minor change in punctuation in subdiv. (2), and added subdivs. (3) and (4).

Amendments--1981 (Adj. Sess.). Subdiv. (1): Deleted "and regulations" following "rules".

§ 3015. Renewals.

  1. Licenses shall be renewed every two years upon payment of the required fee.
  2. Two months prior to the expiration of the license, the Director of the Office of Professional Regulation shall forward to the holder a form or application of renewal. Upon the receipt of the completed form and the renewal fee, the Director shall issue a new license.
  3. Any application for renewal of a license that has expired shall in addition require the payment of a reinstatement fee. A person reinstating shall not be required to pay renewal fees for the years during which the license was lapsed.
  4. As a condition of renewal, the Board may require that licensees establish that they have satisfied continuing education requirements established by Board rule. Upon application, the Board may exempt from continuing education requirements a licensee on active duty in the U.S. Armed Forces, if obtaining continuing education credits would be impossible in practice or a significant hardship for the licensee.

    Added 1975, No. 228 (Adj. Sess.), § 2; amended 1981, No. 241 (Adj. Sess.), § 1; 1993, No. 98 , § 6; 1999, No. 133 (Adj. Sess.), § 23; 2007, No. 163 (Adj. Sess.), § 31.

History

Revision note. Substituted "office of professional regulation" for "office of professional regulations" in the first sentence of subsec. (b) to correct an error in the reference.

Amendments--2007 (Adj. Sess.) Subsec. (e): Repealed.

Amendments--1999 (Adj. Sess.). Subsec. (d): Added the second sentence.

Amendments--1993. Subsec. (b): Amended generally.

Amendments--1981 (Adj. Sess.). Subsec. (b): Deleted the third sentence.

Subsec. (c): Added.

Subsec. (d): Added.

Subsec. (e): Added.

§ 3016. Unprofessional conduct.

Unprofessional conduct means the conduct listed in this section and in 3 V.S.A. § 129a :

  1. Failing to make available, upon written request of a person using psychological services to succeeding health care professionals or institutions, copies of that person's records in the possession or under the control of the licensee.
  2. Failing to use a complete title in professional activity.
  3. Conduct that evidences moral unfitness to practice psychology.
  4. Engaging in any sexual conduct with a client, or with the immediate family member of a client, with whom the licensee has had a professional relationship within the previous two years.
  5. Harassing, intimidating, or abusing a client or patient.
  6. Entering into an additional relationship with a client, supervisee, research participant, or student that might impair the psychologist's objectivity or otherwise interfere with the psychologist's professional obligations.
  7. Practicing outside or beyond a psychologist's area of training or competence without appropriate supervision.
  8. In the course of practice, failure to use and exercise that degree of care, skill, and proficiency that is commonly exercised by the ordinary skillful, careful, and prudent psychologist engaged in similar practice under the same or similar conditions, whether or not actual injury to a client or patient has occurred.
  9. Conduct that violates the "Ethical Principles of Psychologists and Code of Conduct" of the American Psychological Association, effective December 1, 1992, or its successor principles and code.
  10. Conduct that violates the "ASPPB Code of Conduct-1990" of the Association of State and Provincial Psychology Boards, or its successor code.
  11. Use of conversion therapy as defined in 18 V.S.A. § 8351 on a client younger than 18 years of age.

    Added 1975, No. 228 (Adj. Sess.), § 2; amended 1981, No. 241 (Adj. Sess.), § 1; 1993, No. 98 , § 7; 1993, No. 222 (Adj. Sess.), § 3; 1997, No. 145 (Adj. Sess.), § 50; 1999, No. 52 , § 26; 1999, No. 133 (Adj. Sess.), § 24; 2013, No. 27 , § 34; 2015, No. 138 (Adj. Sess.), § 5.

History

Revision note. Deleted subsec. designation preceding the introductory paragraph for purposes of conformity with V.S.A. style.

Amendments--2015 (Adj. Sess.). Subdiv. (11): Added.

Amendments--2013. Subdiv. (8): Deleted "Notwithstanding the provisions of 3 V.S.A. § 129a(a)(10)" from the beginning.

Amendments--1999 (Adj. Sess.). Added subdivs. (9) and (10).

Amendments--1999 Subdiv. (8): Added.

Amendments--1997 (Adj. Sess.). Rewrote the introductory paragraph, deleted eight subdivs., and renumbered the remainder.

Amendments--1993 (Adj. Sess.). Subdiv. (2): Substituted "willfully" for "wil fully" in three places.

Subdiv. (6): Substituted "that evinces an unfitness to practice" for "related to the practice of" following "crime".

Subdiv. (12): Substituted "any sexual conduct with a client, or with the immediate family member of a client" for "sexual intercourse or other sexual conduct with a person" following "engaging in".

Subdiv. (14): Substituted "an additional" for "a personal, scientific, financial or any other" preceding "relationship", inserted "with a client, supervisee, research participant or student" thereafter, and made a minor punctuation change.

Subdiv. (15): Added.

Amendments--1993. Made a minor change in punctuation at the end of subdiv. (11) and added subdivs. (12) through (14).

Amendments--1981 (Adj. Sess.). Section amended generally.

ANNOTATIONS

1. Moral unfitness.

This section's prohibition against "moral unfitness to practice psychology" was not unconstitutionally vague even though term "moral fitness" was undefined; due process was satisfied where statute was sufficiently clear to inform ordinary person that honesty and truthfulness are required attributes of one seeking license as psychologist. Brody v. Barasch, 155 Vt. 103, 582 A.2d 132 (1990).

Board of Psychological Examiners had adequate grounds to deny application for psychologist-doctorate license on the basis of moral unfitness to practice psychology, where applicant's resume contained material and substantive misrepresentations as to applicant's education, training, and experience. Brody v. Barasch, 155 Vt. 103, 582 A.2d 132 (1990).

§ 3016a. Disciplinary action.

  1. After giving opportunity for hearing, the Board may take disciplinary action against a licensee or applicant found guilty of unprofessional conduct.
  2. In connection with any disciplinary action, the Board may:
    1. refuse to accept the return of a license tendered by the subject of a disciplinary investigation;
    2. refuse to license a person who has been found guilty or who is under investigation in another jurisdiction for an offense that would constitute unprofessional conduct in this State;
    3. issue warnings to a licensee;
    4. suspend, revoke, or reinstate licenses;
    5. notify relevant State, federal, and local agencies and appropriate bodies in other states of the status of any pending or completed disciplinary case against an applicant or licensee, provided that the Board has taken disciplinary action against that person or the Board had made a finding after opportunity for hearing that there is probable cause to believe that disciplinary action is warranted; and
    6. require restitution of fees received from a complainant.
  3. The Board shall investigate all complaints and charges of unprofessional conduct against any licensee.  The Board shall not discontinue a pending investigation or disciplinary case by reason of the absence of the applicant or licensee from the State.

    Added 1981, No. 241 (Adj. Sess.), § 1.

Cross References

Cross references. Appeal to Office of Professional Regulation from decision of Board, see 3 V.S.A. § 130a.

§ 3017. Disclosure of information.

The Board shall adopt rules requiring licensed psychologists to disclose to each client the psychologist's professional qualifications and experience, those actions that constitute unprofessional conduct, the method for filing a complaint or making a consumer inquiry, and provisions relating to the manner in which the information shall be displayed and signed by both the psychologist and the client. The rules may include provisions for applying or modifying these requirements in cases involving institutionalized clients, minors, and adults under the supervision of a guardian.

Added 1993, No. 222 (Adj. Sess.), § 4.

History

Former § 3017. Former § 3017, relating to accessibility and confidentiality of disciplinary records, was derived from 1975, No. 228 (Adj. Sess.), § 2; amended by 1981, No. 241 (Adj. Sess.), § 1; and repealed by 1989, No. 250 (Adj. Sess.), § 92.

§ 3018. Telepractice.

Licensees who provide services regulated under this chapter by means of the Internet or any other electronic means are deemed to provide such services in this State, and are subject to the jurisdiction of the Board. The Board may take disciplinary or other action against such licensees. Action taken by the Board does not preclude any other jurisdiction from also taking disciplinary or other action against such licensees.

Added 1999, No. 133 (Adj. Sess.), § 25.

CHAPTER 57. REVIEW OF REGULATORY LAWS

Sec.

History

Amendments--2015 (Adj. Sess.). 2015, No. 156 (Adj. Sess.), § 1, substituted "Review of Regulatory Laws" for "Review of Licensing Statutes, Boards, and Commissions" in the chapter heading.

§ 3101. Policy and purpose.

  1. It is the policy of the State of Vermont that regulation be imposed upon a profession or occupation solely for the purpose of protecting the public. The General Assembly believes that all individuals should be permitted to enter into a profession or occupation unless there is a demonstrated need for the State to protect the interests of the public by restricting entry into the profession or occupation.
  2. If such a need is identified, the form of regulation adopted by the State shall be the least restrictive form of regulation necessary to protect the public interest. If regulation is imposed, the profession or occupation may be subject to review by the Office of Professional Regulation and the General Assembly to ensure the continuing need for and appropriateness of such regulation.

    Added 1977, No. 183 (Adj. Sess.), § 1; amended 1985, No. 96 , § 1; 1985, No. 255 (Adj. Sess.), § 1; 2015, No. 156 (Adj. Sess.), § 1.

History

Amendments--2015 (Adj. Sess.). Section amended generally.

Amendments--1985 (Adj. Sess.). Section amended generally.

Amendments--1985. Section amended generally.

ANNOTATIONS

1. Applicability.

By its plain and unambiguous terms; the "least restrictive" form of regulation of the statute setting forth the policy and purpose of professional regulation applies only to those regulations governing entry into a profession or occupation; nothing in the language of the statute extends its reach to a discretionary decision by the Board of Medical Practice on whether to modify an earlier consent order sanctioning a licensed physician, such as the consent order here in which appellant agreed to a final and irrevocable surrender of her medical license. In re Taylor, 202 Vt. 511, 150 A.3d 625 (2016).

Cited. Heisse v. State, 143 Vt. 87, 460 A.2d 444 (1983); Perry v. Medical Practice Board, 169 Vt. 399, 737 A.2d 900 (1999).

§ 3101a. Definitions.

As used in this chapter, unless the context clearly requires otherwise:

  1. "Certification" means a voluntary process by which a statutory regulatory entity grants to a person who has met certain prerequisite qualifications the right to assume or to use the title of the profession or occupation, or the right to assume or use the term "certified" in conjunction with the title. Use of the title or the term "certified," as the case may be, by a person who is not certified is unlawful.
  2. "Licensing" and "licensure" mean a process by which a statutory regulatory entity grants to a person who has met certain prerequisite qualifications the right to perform prescribed professional or occupational tasks and to use the title of the profession or occupation. Practice without a license is unlawful.
  3. "License" means an individual, nontransferable authorization to carry on an activity based on qualifications such as:
    1. satisfactory completion of or graduation from an accredited or approved educational or training program; or
    2. acceptable performance on a qualifying examination or series of examinations.
  4. "Office" means the Office of Professional Regulation.
  5. "Practitioner" means a person who is actively engaged in a specified profession or occupation.
  6. "Public member" means an individual who has no material financial interest in the profession or occupation being regulated other than as a consumer.
  7. "Registration" means a process requiring that, prior to rendering services, a practitioner formally notify a regulatory entity of his, her, or its intent to engage in the profession or occupation. Notification may include the name and address of the practitioner, the location of the activity to be performed, and a description of the service to be provided.
  8. "Regulatory entity" means the statutory entity responsible for regulating a profession or occupation, such as a board or an agency of the State.
  9. "Regulatory law" means any law in this State that requires a person engaged in a profession or occupation to be registered, certified, or licensed or that otherwise regulates the operation of that profession or occupation.

    Added 1985, No. 255 (Adj. Sess.), § 2; amended 2015, No. 156 (Adj. Sess.), § 1.

History

Amendments--2015 (Adj. Sess.). Section amended generally.

§ 3102. Repealed. 2015, No. 156 (Adj. Sess.), § 1.

History

Former § 3102. Former § 3102, relating to periodic review requirement, was derived from 1977, No. 183 (Adj. Sess.), § 1 and amended by 1979, No. 134 (Adj. Sess.), § 2; 1979, No. 192 (Adj. Sess.), § 3; 1981, No. 105 , § 1; 1981, No. 227 (Adj. Sess.), § 1; 1983, No. 64 , § 1; 1983, No. 187 (Adj. Sess.), §§ 1, 2; 1983, No. 233 (Adj. Sess.), § 3; 1983, No. 242 (Adj. Sess.), § 12; 1985, No. 96 , § 2; 1985, No. 255 (Adj. Sess.), § 3; 1987, No. 245 (Adj. Sess.), § 3; 1989, No. 60 , § 3; 1989, No. 253 (Adj. Sess.), § 16; 1991, No. 236 (Adj. Sess.), § 4; 1995, No. 79 (Adj. Sess.), § 3; 1995, No. 171 (Adj. Sess.), § 3; 1997, No. 108 (Adj. Sess.), § 4; and 2001, No. 151 (Adj. Sess.), § 48.

Annotations From Former § 3102

Cited. Heisse v. State, 143 Vt. 87, 460 A.2d 444 (1983).

§ 3103. Repealed. 1985, No. 96, § 5.

History

Former § 3103. Former § 3103, relating to preparation of a comprehensive plan for reviews, was derived from 1977, No. 183 (Adj. Sess.), § 1.

§ 3104. Process for review of regulatory laws.

  1. The Office may review a regulatory law that is within its jurisdiction, and shall review any regulatory law within or outside its jurisdiction upon the request of the House or Senate Committee on Government Operations. Notwithstanding any provisions of this section to the contrary, the Office shall not review regulatory laws within the jurisdiction of the Agency of Education. The Office shall base its review on the criteria and standards set forth in section 3105 of this chapter.
  2. The review shall also include the following inquiries in the discretion of the Office or in response to a Committee request:
    1. the extent to which a regulatory entity's actions have been in the public interest and consistent with legislative intent;
    2. the extent to which the profession's historical performance, including the actual history of complaints and disciplinary actions in Vermont, indicates that the costs of regulation are justified by the realized benefits to the public;
    3. the extent to which the scope of the existing regulatory scheme for the profession is commensurate to the risk of harm to the public;
    4. the extent to which the profession's education, training, and examination requirements for a license or certification are consistent with the public interest;
    5. the extent to which a regulatory entity's resolutions of complaints and disciplinary actions have been effective to protect the public;
    6. the extent to which a regulatory entity has sought ideas from the public and from those it regulates, concerning reasonable ways to improve the service of the entity and the profession or occupation regulated;
    7. the extent to which a regulatory entity gives adequate public notice of its hearings and meetings and encourages public participation;
    8. whether a regulatory entity makes efficient and effective use of its funds and meets its responsibilities; and
    9. whether a regulatory entity has sufficient funding to carry out its mandate.
    1. The Office shall give adequate notice to the public, the applicable regulatory entity, and the appropriate professional societies that it is reviewing a particular regulatory law and, as applicable, that regulatory entity. Notice to the regulatory entity and the professional societies shall be in writing. (c) (1)  The Office shall give adequate notice to the public, the applicable regulatory entity, and the appropriate professional societies that it is reviewing a particular regulatory law and, as applicable, that regulatory entity. Notice to the regulatory entity and the professional societies shall be in writing.
    2. The regulatory entity shall provide to the Office the information described in section 3107 of this chapter and available data the Office requests for purposes of the review.
    3. The Office shall seek comments and information from the public and from members of the profession or occupation. It also shall give the regulatory entity a chance to present its position and to respond to any matters raised in the review.
    4. The Office, upon its request, shall have assistance from the Department of Finance and Management, the Auditor of Accounts, the Attorney General, the Joint Fiscal Committee, or any other State agency.
    1. The Office shall file a separate written report for each review with the House and Senate Committees on Government Operations, any legislative committees of jurisdiction for the underlying field of regulation, and the applicable regulatory entity. The reports shall contain: (d) (1)  The Office shall file a separate written report for each review with the House and Senate Committees on Government Operations, any legislative committees of jurisdiction for the underlying field of regulation, and the applicable regulatory entity. The reports shall contain:
      1. findings, alternative courses of action, and recommendations;
      2. a copy of the regulatory entity's administrative rules; and
      3. appropriate legislative proposals.
      1. If the review is in regard to a regulatory law outside its jurisdiction, the Office shall submit the report in conjunction with the agency with jurisdiction over the licensing of the relevant profession. (2) (A) If the review is in regard to a regulatory law outside its jurisdiction, the Office shall submit the report in conjunction with the agency with jurisdiction over the licensing of the relevant profession.
      2. In the event the Office and the agency with jurisdiction do not agree to any aspects of the report, the report shall incorporate separate responses of the Office and that agency.
  3. [Repealed.]
  4. [Repealed.]
  5. [Repealed.]

    Added 1977, No. 183 (Adj. Sess.), § 1; amended 1981, No. 105 , § 2; 1981, No. 227 (Adj. Sess.), § 2; 1985, No. 96 , § 3; 1985, No. 255 (Adj. Sess.), § 4; 1989, No. 250 (Adj. Sess.), § 4(d); 1991, No. 241 (Adj. Sess.), §§ 1, 2; 2015, No. 156 (Adj. Sess.), § 1.

History

Amendments--2015 (Adj. Sess.). Section amended generally.

Amendments--1991 (Adj. Sess.). Subsec. (a): Amended generally.

Subsec. (d): Added "appropriate" preceding "house" and deleted "on government operations" following "committee" in the first sentence and deleted the second sentence in the introductory paragraph.

Amendments--1989 (Adj. Sess.). Subsec. (c): Substituted "director of the office of professional regulation" for "secretary of state" in the sixth sentence.

Amendments--1985 (Adj. Sess.). Subsec. (a): Added.

Subsec. (b): Amended generally.

Subsec. (c): Inserted "the board and the appropriate professional societies" following "public" in the first sentence and "required under section 3107 of this title" following "information" in the third sentence and added the second sentence.

Subsec. (d): Substituted "first session of the next biennium" for "next biennial session" in the second sentence.

Amendments--1985. Subsec. (a): Repealed.

Subsec. (b): Rewrote the first sentence.

Subsec. (c): Deleted "in each case" preceding "the legislative council staff" in the first sentence.

Subsec. (d): Substituted "review" for "profession and occupation" preceding "with the speaker of the house" in the first sentence and "biennial" for "regular legislative" preceding "session" in the second sentence.

Subsec. (f): Deleted "with allocation of the committee workload to be determined jointly by the committee chairmen and insofar as possible to be divided equally" following "chapter".

Amendments--1981 (Adj. Sess.). Added "and with the chairman of the house or senate committee on government operations as provided in subsection (f)" at the end of the first sentence of subsec. (d), deleted the former first sentence of subsec. (e), added a new subsec. (f), and redesignated former subsec. (f) as subsec. (g).

Amendments--1981. Subsec. (d): Deleted "or adjourned" following "regular" in the second sentence.

§ 3105. Criteria and standards.

  1. A profession or occupation shall be regulated by the State only when:
    1. it can be demonstrated that the unregulated practice of the profession or occupation can clearly harm or endanger the health, safety, or welfare of the public, and the potential for the harm is recognizable and not remote or speculative;
    2. the public can reasonably be expected to benefit from an assurance of initial and continuing professional ability; and
    3. the public cannot be effectively protected by other means.
  2. After evaluating the criteria in subsection (a) of this section and considering governmental and societal costs and benefits, if the General Assembly finds that it is necessary to regulate a profession or occupation, the least restrictive method of regulation shall be imposed, consistent with the public interest and this section:
    1. if existing common law and statutory civil remedies and criminal sanctions are insufficient to reduce or eliminate existing harm, regulation should occur through enactment of stronger civil remedies and criminal sanctions;
    2. if a professional or occupational service involves a threat to the public and the service is performed primarily through business entities or facilities that are not regulated, the business entity or the facility should be regulated rather than its employee practitioners;
    3. if the threat to the public health, safety, or welfare, including economic welfare, is relatively small, regulation should be through a system of registration;
    4. if the consumer may have a substantial interest in relying on the qualifications of the practitioner, regulation should be through a system of certification; or
    5. if it is apparent that the public cannot be adequately protected by any other means, a system of licensure should be imposed.
  3. Any of the issues set forth in subsections (a) and (b) of this section and section 3107 of this chapter may be considered in terms of their application to professions or occupations generally.
  4. Prior to review under this chapter and consideration by the General Assembly of any bill to regulate a profession or occupation and upon the request of the House or Senate Committee on Government Operations, the Office shall make, in writing, a preliminary assessment of whether any particular request for regulation meets the criteria set forth in subsection (a) of this section. The Office shall report its preliminary assessment to the House and Senate Committees on Government Operations.
  5. After the review of a proposal to regulate a profession or to amend the scope of a regulated profession, the Office may decline to conduct an analysis and evaluation if it finds that:
    1. the proposed regulatory scheme appears to regulate fewer than 250 individuals;
    2. the Office previously conducted an analysis and evaluation of the proposed regulation of the same profession or occupation, and no new information has been submitted that would cause the Office to alter or modify the recommendations made in its earlier report on that proposed regulation; or
    3. a proposal presented by petition would, in the opinion of the Director, call for the unwarranted expenditure of State resources.

      Added 1977, No. 183 (Adj. Sess.), § 1; amended 1985, No. 96 , § 4; 1985, No. 255 (Adj. Sess.), § 5; amended 1997, No. 145 (Adj. Sess.), § 16; 2009, No. 35 , § 39; 2013, No. 142 (Adj. Sess.), § 42; 2015, No. 131 (Adj. Sess.), § 29; 2015, No. 156 (Adj. Sess.), § 1; 2019, No. 178 (Adj. Sess.), § 16, eff. Oct. 1, 2020.

History

Amendments--2019 (Adj. Sess.). Subsec. (d): Substituted "House and Senate Committees" for "appropriate House or Senate Committee" in the second sentence.

Subsec. (e): Inserted "or to amend the scope of a regulation profession" following "profession" and deleted "of the proposed regulation" following "evaluation"; and added subdiv. (3).

Amendments--2015 (Adj. Sess.). Act No. 131 deleted the former last sentence of subsec. (d).

Act No. 156 amended the section generally.

Amendments--2013 (Adj. Sess.). Subsec. (d): Substituted "General Assembly" for "legislature" following "consideration by the", and added the last sentence.

Amendments--2009. Subsec. (e): Added.

Amendments--1997 (Adj. Sess.). Subsec. (d): Added.

Amendments--1985 (Adj. Sess.). Section amended generally.

Amendments--1985. Subsec. (a): Rewrote the introductory clause.

Subsec. (b): Rewrote the introductory clause.

Subsec. (c): Added.

§ 3106. Director of the Office of Professional Regulation; annual report.

  1. Annually, prior to the commencement of each legislative session, the Director of the Office shall prepare a concise report on the activities of all boards and advisor professions under his or her jurisdiction. The report shall include his or her assessments, conclusions, and recommendations regarding those boards and advisor professions.
  2. The Director shall publish the report on the Office's website and shall also provide written copies of the report to the House and Senate Committees on Government Operations.
  3. The provisions of 2 V.S.A. § 20(d) (expiration of required reports) shall not apply to the report to be made under this section.

    Added 1981, No. 227 (Adj. Sess.), § 3; amended 1985, No. 255 (Adj. Sess.), § 6; 1989, No. 250 (Adj. Sess.), §§ 2, 4(d); 1997, No. 145 (Adj. Sess.), § 6; 2003, No. 60 , § 16; 2013, No. 142 (Adj. Sess.), § 43; 2015, No. 156 (Adj. Sess.), § 1.

History

Amendments--2015 (Adj. Sess.). Section amended generally.

Amendments--2013 (Adj. Sess.). Substituted "Chairpersons of the House and Senate Committees on Government Operations" for "chairpersons of the government operations committees of the house and senate" following "Speaker of the House and to the", and added the last sentence.

Amendments--2003. Section amended generally.

Amendments--1997 (Adj. Sess.). Deleted subsec. (b), which required an annual report by each board, and deleted the designation "(a)" from the remaining paragraph.

Amendments--1989 (Adj. Sess.). Subsec. (a): Substituted "director of the office of professional regulation" for "secretary of state" in the first sentence and "director" for "secretary" in the second sentence.

Subsec. (b): Substituted "shall" for "may" preceding "prepare".

Amendments--1985 (Adj. Sess.). Section amended generally.

§ 3107. Information required of applicants.

Prior to review under this chapter and prior to consideration by the General Assembly of any bill that proposes to regulate a profession or occupation, the profession or occupation being reviewed or seeking regulation shall explain each of the following factors, in writing, to the extent requested by the House or Senate Committee on Government Operations:

  1. Why regulation is necessary, including:
    1. the nature of the potential harm or threat to the public if the profession or occupation is not regulated;
    2. specific examples of the harm or threat identified in subdivision (A) of this subsection (1);
    3. the extent to which consumers will benefit from a method of regulation that permits identification of competent practitioners, indicating typical employers, if any, of practitioners.
  2. The extent to which practitioners are autonomous, as indicated by:
    1. the degree to which the profession or occupation requires the use of independent judgment, and the skill or experience required in making such judgment;
    2. the degree to which practitioners are supervised.
  3. The efforts that have been made to address the concerns that give rise to the need for regulation, including:
    1. voluntary efforts, if any, by members of the profession or occupation to:
      1. establish a code of ethics;
      2. help resolve disputes between practitioners and consumers;
      3. establish requirements for continuing education.
    2. recourse to and the extent of use of existing law.
  4. Why the alternatives to licensure specified in this subdivision would not be adequate to protect the public interest:
    1. stronger civil remedies or criminal sanctions;
    2. regulation of the business entity or facility providing the service rather than the employee practitioners;
    3. regulation of the program or service rather than the individual practitioners;
    4. registration of all practitioners;
    5. certification of practitioners;
    6. other alternatives.
  5. The benefit to the public if regulation is granted, including:
    1. how regulation will result in reduction or elimination of the harms or threats identified under subdivision (1) of this section;
    2. the extent to which the public can be confident that a practitioner is competent:
      1. whether the registration, certification, or licensure will carry an expiration date;
      2. whether renewal will be based only upon payment of a fee, or whether renewal will involve reexamination, peer review, or other enforcement;
      3. the standards for registration, certification, or licensure as compared with the standards of other jurisdictions;
      4. the nature and duration of the educational requirement, if any, including whether the educational requirement includes a substantial amount of supervised field experience; whether educational programs exist in this State; whether there will be an experience requirement; whether the experience must be acquired under a registered, certified, or licensed practitioner; whether there are alternative routes of entry or methods of satisfying the eligibility requirements and qualifications; whether all applicants will be required to pass an examination; and, if an examination is required, by whom it will be developed and how the costs of development will be met.
  6. The form and powers of the regulatory entity, including:
    1. whether the regulatory entity is or would be a board composed of members of the profession or occupation and public members, or a State agency, or both, and, if appropriate, their respective responsibilities in administering the system of registration, certification, or licensure;
    2. the composition of the board, if any, and the number of public members, if any;
    3. the powers and duties of the regulatory entity regarding examinations;
    4. the system for receiving complaints and taking disciplinary action against practitioners.
  7. The extent to which regulation might harm the public, including:
    1. whether regulation will restrict entry into the profession or occupation, including:
      1. whether the standards are the least restrictive necessary to ensure safe and effective performance; and
      2. whether persons who are registered, certified, or licensed in another jurisdiction that the regulatory entity believes has requirements that are substantially equivalent to those of this State will be eligible for endorsement or some form of reciprocity;
    2. whether there are similar professions or occupations that should be included, or portions of the profession or occupation that should be excluded from regulation.
  8. How the standards of the profession or occupation will be maintained, including:
    1. whether effective quality assurance standards exist in the profession or occupation, such as legal requirements associated with specific programs that define or enforce standards, or a code of ethics; and
    2. how the proposed form of regulation will assure quality, including:
      1. the extent to which a code of ethics, if any, will be adopted; and
      2. the grounds for suspension, revocation, or refusal to renew registration, certification, or licensure.
  9. A profile of the practitioners in this State, including a list of associations, organizations, and other groups representing the practitioners and including an estimate of the number of practitioners in each group.
  10. The effect that registration, certification, or licensure will have on the costs of the services to the public.

    Added 1985, No. 255 (Adj. Sess.), § 7; amended 2015, No. 156 (Adj. Sess.), § 1; 2019, No. 178 (Adj. Sess.), § 16, eff. Oct. 1, 2020.

History

Amendments--2019 (Adj. Sess.). Inserted "of applicants" in the section heading.

Amendments--2015 (Adj. Sess.). Section amended generally.

§ 3108. Preliminary assessment of scope of practice.

  1. Office preliminary assessment.
    1. Prior to review under this chapter and consideration by the General Assembly of any bill to materially amend the scope of practice permitted for a regulated profession or occupation, and upon the request of the House or Senate Committee on Government Operations or, in the case of a health care profession, the House Committee on Health Care or the Senate Committee on Health and Welfare or upon the direct petition from a regulated profession or occupation, the Office shall make, in writing, a preliminary assessment of whether the proposed scope of practice amendment is consistent with the principles and standards set forth in this chapter.
    2. The Office shall report its preliminary assessment to the House and Senate Committees on Government Operations and, where a report pertains to a health care profession, to the House Committee on Health Care and the Senate Committee on Health and Welfare.
  2. Required supporting information.  A profession proposing by petition a material amendment of a scope of practice shall explain each of the following factors, in writing, to the extent requested by the Office or the House or Senate Committee on Government Operations, not later than July 1 of the year preceding the next regular session of the General Assembly:
    1. A description of the practices and activities that the profession or occupation would be permitted to engage in if the scope of practice is amended.
    2. Public health, safety, or welfare benefits, including economic benefits that the requestor believes will be achieved if the request is implemented and, if applicable, a description of any harm to public health if the request is implemented.
    3. The impact the amendment of the scope of practice will have on the public's access to occupational services.
    4. A description of the current laws and regulations, both federal and State, pertaining to the profession, including a description of the current education, training, and examination requirements and any relevant certification requirements applicable to the profession for which the amended scope of practice is being sought.
    5. The extent to which the public can be confident that a practitioner is competent to perform the activities and practices permitted under the amended scope of practice, including a description of the nature and duration of the education and training for performing these activities and practices, if any. The description of the education and training shall include the following information:
      1. whether the educational requirement includes a substantial amount of supervised practical experience;
      2. a description of the courses and professional educational programs, including relevant syllabi and curricula, training professionals to perform the activities and practices being proposed under the expanded scope of practice;
      3. whether educational programs exist in this State;
      4. whether there will be an experience requirement;
      5. whether the experience must be acquired under a registered, certified, or licensed practitioner;
      6. whether there are alternative routes of entry or methods of satisfying the eligibility requirements and qualifications; and
      7. whether all applicants will be required to pass an examination and, if an examination is required, by whom it will be developed and how the costs of development will be met.
    6. A description of how the request relates to the profession's ability to practice to the full extent of the profession's education and training.
    7. For health care professionals, a description of the impact an amendment to the scope of practice will have within the health care system, including:
      1. the anticipated economic impact such an expansion will have for the system, for patients, and for other health care providers; and
      2. identification of any health care professions that can reasonably be anticipated to be directly impacted by the request, the nature of the impact, and efforts made by the requestor to discuss the request with such health care professionals.
    8. A summary of the known scope of practice changes either requested or enacted in the State concerning the profession in the five-year period preceding the date of the current request.
    9. A summary of regional and national trends, legislation, laws, and regulations concerning licensure of the profession making the request, and a summary of relevant scope of practice provisions enacted in other states.
    10. How the standards of the profession or occupation will be maintained, including whether effective quality assurance standards pertaining to the activities and practices permitted under the proposed expanded scope of practice exist in the profession or occupation, such as legal requirements associated with specific programs that define or enforce standards.
    11. A profile of the practitioners in this State, including a list of associations, organizations, and other groups representing the practitioners and including an estimate of the number of practitioners in each group.
  3. Exemption.  In lieu of submitting a scope of practice request as described in subsection (b) of this section, a person proposing an amendment to a scope of practice may submit a request for an exemption. The request for exemption shall be submitted to the Office not later than July 1 of the year preceding the next regular session of the General Assembly and shall include a plain language description of the request. The Office may grant the exemption if:
    1. there exist exigent circumstances that necessitate an immediate response to the request, and the delay imposed by analysis would threaten the public health, safety, or welfare;
    2. there is not substantial dispute concerning the scope of practice request; or
    3. the requested amendment is not material, meaning the amendment would not alter the balance of risks and harms to the public health, safety, or welfare; the regulatory burdens on any other group; or the enforcement authority or character of the regulatory program.
  4. Impacted persons.
    1. Any person acting on behalf of a profession that may be directly impacted by a scope of practice request submitted pursuant to this section may submit to the Office a written statement identifying the nature of the impact not later than October 1 of the year preceding the next regular session of the General Assembly. That person shall indicate the nature of the impact by taking into consideration the criteria set forth in subsection (b) of this section and shall provide a copy of the written impact statement to the requestor.
    2. Not later than October 15 of that year, the requestor shall submit a written response to the Office and the person that provided the written impact statement. The requestor's written response shall include a description of areas of agreement and disagreement between the respective professions.

      Added 2019, No. 178 (Adj. Sess.), § 16, eff. Oct. 1, 2020.

CHAPTER 59. PRIVATE INVESTIGATIVE AND SECURITY SERVICES

Cross References

Cross references. Office of Professional Regulation generally, see 3 V.S.A. ch. 5, subch. 3.

Procedure for adoption of administrative rules, see 3 V.S.A. ch. 25.

Review of regulatory laws, see chapter 57 of this title.

Subchapter 1. General Provisions

History

Amendments--2017 (Adj. Sess.) 2017, No. 144 (Adj. Sess.), § 24, added "Provisions" in the subchapter heading.

§ 3151. Definitions.

As used in this chapter:

    1. "Director" means the Director of the Office. (1) (A) "Director" means the Director of the Office.
    2. "Office" means the Office of Professional Regulation.
  1. "Person" means an individual, partnership, corporation, or other business entity.
  2. "Private investigator" means any person who, for consideration engages in or solicits business, accepts employment, or holds himself or herself out to the public as someone who will investigate, obtain information, or provide security of persons incident to, but not limited to, the following:
    1. Any suspected crime, tort, or wrong committed or threatened against the laws of a government or any of its political subdivisions or against any person.
    2. The identity, habits, conduct, honesty, loyalty, movements, whereabouts, affiliations, associations, transactions, reputation, or character of any living person.
    3. Damage, accidents, or injury to persons or property.
    4. The location, disposition, or recovery of lost or stolen property.
    5. Evidence related to a proceeding before any court, agency, officer, or investigative committee.
    6. The identity, location, or apprehension of persons.
  3. "Security" means a person engaged for compensation in the business of protecting property or persons by providing armed or unarmed security service, or armed transport service, or the use of guard dogs. "Security services" includes:
    1. Prevention or detection of intrusion, entry, larceny, vandalism, abuse, fire, or trespass on private property.
    2. Prevention, observation, or detection of any unauthorized activity on private property.
    3. Protection of patrons and persons lawfully authorized to be on the premises of the person, firm, association, or corporation that entered into the contract for security services.
    4. Control, regulation, or direction of the flow or movement of the public, whether by vehicle or otherwise, onto the premises.
    5. Physically responding to any alarm signal device, burglar alarm, television camera, still camera, or a mechanical or electronic device installed or used to prevent or detect burglary, theft, shoplifting, pilferage, losses, or other security measures.
    6. Providing armored transport services.
  4. [Repealed.]
  5. [Repealed.]

    Added 1981, No. 98 , § 1; amended 1995, No. 144 (Adj. Sess.), § 1; 2009, No. 103 (Adj. Sess.), § 23, eff. May 12, 2010; 2017, No. 144 (Adj. Sess.), § 24; 2019, No. 178 (Adj. Sess.), § 17, eff. Oct. 1, 2020.

History

Amendments--2019 (Adj. Sess.). Subdiv. (1): Amended generally.

Amendments--2017 (Adj. Sess.) Repealed subdivs. (5) and (6).

Amendments--2009 (Adj. Sess.) Subdiv. (3): Amended generally.

Subdiv. (4): Substituted "security" for "security guard" in two places, deleted "who is" preceding "engaged for", substituted "persons by providing" for "persons through the use of guard dogs, providing", "transport" for "courier" preceding "service", and "or the use of guard dogs. 'Security services' includes" for "and performing one or more of the following functions" in the introductory paragraph, and rewrote subdivs. (D) and (E).

Subdiv. (5): Amended generally.

Subdiv. (6): Added.

Amendments--1995 (Adj. Sess.) Subdiv. (1): Deleted "armed" preceding "security services".

Subdivs. (3) and (4): Amended generally.

§ 3151a. Exemptions.

  1. The term "private investigator" shall not include:
    1. Law enforcement officers certified under 20 V.S.A. § 2358 while engaged in the performance of their official duties.
    2. Insurance adjusters, insurance appraisers, and persons regularly employed as investigators exclusively by one insurance company.
    3. Persons regularly employed as investigators exclusively by one employer in connection with the affairs of that employer only, provided that the employer is not a private investigative agency and the employee is engaged directly as part of the ordinary payroll for tax, accounting, and insurance purposes.
    4. Persons engaged exclusively in the business of furnishing of information as to the business and financial standing and credit responsibility of persons, provided such information is not obtained through the preparation of investigative consumer reports as defined by the Federal Fair Credit Reporting Act.
    5. Attorneys engaged in the practice of law and law clerks, paralegals, and other laypersons regularly employed exclusively by one attorney or law firm when the attorney or law firm retains complete professional responsibility for the work product of the law clerk, paralegal, or other laypersons in his, her, or its employ.
    6. Employees of the federal government, the State, or of any municipality in the performance of official duties.
    7. News gathering persons.
    8. A person engaged in compiling genealogical information from public records.
    9. Persons providing marketing or demographic information.
    10. Authors researching material for publication.
  2. The term "security guard" shall not include:
    1. Law enforcement officers certified under 20 V.S.A. § 2358 while engaged in the performance of their official duties, including the rendering of security guard services, provided such services have been assigned and approved in advance by the officer's employing department and payment for such services is made to the employing department.
    2. Persons who are not armed, who are engaged exclusively in the business of managing property of others, including incidental inspection for the purpose of discovering damage from entry, theft, vandalism, or other cause.
    3. Persons regularly employed as security guards exclusively by one employer in connection with the affairs of that employer only, provided that the employer is not a security agency and the employee is engaged directly as part of the ordinary payroll for tax, accounting, and insurance purposes.

      Added 1995, No. 144 (Adj. Sess.), § 2; amended 2009, No. 103 (Adj. Sess.), § 24, eff. May 12, 2010; 2017, No. 144 (Adj. Sess.), § 24.

History

Reference in text. The Federal Fair Credit Reporting Act, referred to in subdiv. (a)(4), is codified as 15 U.S.C. § 1681 et seq.

Amendments--2017 (Adj. Sess.) Subdivs. (a)(3) and (b)(3): Added "and the employee is engaged directly as part of the ordinary payroll for tax, accounting, and insurance purposes".

Amendments--2009 (Adj. Sess.) Subsec. (a): Deleted "'private detective' or" following "term" in the introductory paragraph, and substituted "investigative" for "detective" preceding "agency" in subdiv. (3).

Subchapter 2. Administration

History

Amendments--2019 (Adj. Sess.). 2019, No. 178 (Adj. Sess.), § 17, substituted "Administration" for "State Board of Private Investigative and Security Services" in the subchapter heading.

§ 3161. Regulation of private investigative and security services; Director; advisor appointees.

    1. The Director shall administer the provisions of this chapter. (a) (1)  The Director shall administer the provisions of this chapter.
    2. The Director shall consult the advisor appointees prior to exercising interpretive discretion, adopting or amending rules, and determining any substantial regulatory question presented in the course of administering this chapter.
    1. The Secretary of State shall appoint five persons of suitable qualifications in accordance with this section to advise the Director in matters concerning private investigative and security services. (b) (1)  The Secretary of State shall appoint five persons of suitable qualifications in accordance with this section to advise the Director in matters concerning private investigative and security services.
      1. Two advisors shall be members of the public with no financial interest, either personally or through a spouse, in private investigative services or security services.
      2. One advisor shall be a provider of private investigative services.
      3. One advisor shall be a provider of private security services.
      4. The remaining member shall be a provider of private investigative services or a provider of private security services, or a provider of both types of services.
    2. The Secretary of State shall appoint the advisors for five-year staggered terms. Four of the initial appointments shall be for four-, three-, two-, and one-year terms.

      Added 1981, No. 98 , § 1; amended 1995, No. 144 (Adj. Sess.), § 3; 2005, No. 27 , § 89; 2009, No. 103 (Adj. Sess.), § 25; 2019, No. 178 (Adj. Sess.), § 17, eff. Oct. 1, 2020.

History

Amendments--2019 (Adj. Sess.). Rewrote the section.

Amendments--2009 (Adj. Sess.) Substituted "investigative" for "detective" preceding "services" in the second and third sentences.

Amendments--2005 Deleted the subsec. (a) designation and subsecs. (b) and (c), and added the last sentence in the remaining paragraph.

Amendments--1995 (Adj. Sess.) Subsec. (a): Deleted "there is created" preceding "the state board" and added "is created" following "security services" in the first sentence, substituted "five" for "three" following "shall consist of", "two" for "and one" preceding "shall be", and "members" for "a member" thereafter in the second sentence and added the third sentence.

Subsec. (b): Substituted "three" for "five" in the first sentence and added the present second sentence.

Cross References

Cross references. Attachment of Board to Office of Professional Regulation, see 3 V.S.A. § 122.

Per diem compensation of Board members, see 3 V.S.A. § 129b(f) and 32 V.S.A. § 1010.

§ 3162. Director; powers and duties.

The Director shall adopt rules necessary for the effective administration of this chapter, including rules prescribing minimum standards and qualifications for:

  1. security guards who may:
    1. practice independently or head agencies; or
    2. practice within the hierarchy of an agency;
  2. private investigators who may:
    1. practice independently or head agencies; or
    2. practice within the hierarchy of an agency;
  3. agencies; and
  4. recognized trainers and training programs.

    Added 1981, No. 98 , § 1; amended 1989, No. 250 (Adj. Sess.), § 4(d); 1995, No. 144 (Adj. Sess.), § 4; 2001, No. 151 (Adj. Sess.), § 28, eff. June 27, 2002; 2005, No. 27 , § 89a; 2013, No. 138 (Adj. Sess.), § 24; 2017, No. 144 (Adj. Sess.), § 24; 2019, No. 178 (Adj. Sess.), § 17, eff. Oct. 1, 2020.

History

Amendments--2019 (Adj. Sess.). Substituted "Director; powers and duties" for "Board rulemaking authority" in the section heading; and rewrote the introductory paragraph.

Amendments--2017 (Adj. Sess.) Section amended generally.

Amendments--2013 (Adj. Sess.). Subdiv. (7)(C)(i): Substituted "for not more than 180 days from the date of issuance" for "for 180 days" at the end of the first sentence, and inserted "may be issued only once and" following "temporary registration" in the last sentence.

Subdiv. (7)(C)(ii): Substituted "As used in this subdivision (C)" for "For the purposes of this section" at the beginning.

Amendments--2005 Subdiv. (7): Added the second through seventh sentences.

Amendments--2001 (Adj. Sess.) Added subdiv. (7) and redesignated former subdiv. (7) as present subdiv. (8).

Amendments--1995 (Adj. Sess.) Section amended generally.

Amendments--1989 (Adj. Sess.). Subdiv. (b)(1): Substituted "director of the office of professional regulation" for "secretary of state".

§ 3163. Repealed. 2017, No. 144 (Adj. Sess.), § 24.

History

Former § 3163. Former § 3163, relating to functioning of the licensing board, was derived from 1981, No. 98 , § 1 and amended by 1995, No. 144 (Adj. Sess.), § 5 and 2005, No. 27 , § 90.

§§ 3164, 3165. Repealed. 1995, No. 144 (Adj. Sess.), § 18.

History

Former §§ 3164, 3165. Former § 3164, which related to reports by the State Board of Private Investigative and Security Services, was derived from 1981, No. 98 , § 1, and amended by 1989, No. 250 (Adj. Sess.), § 4(d).

Former § 3165, which related to the duties of the Director of the Office of Professional Regulation, was derived from 1981, No. 98 , § 1, and amended by 1989, No. 250 (Adj. Sess.), § 4(d).

Subchapter 3. Licensing

§ 3171. Licensing.

  1. Licensing standards and procedures shall be fair and reasonable and shall be designed and implemented to measure and reasonably ensure an applicant's qualifications to practice the occupation.  They shall not be designed or implemented for the purpose of limiting the number of persons engaged in the occupation.
  2. If a licensee has a principal place of business for a licensed occupation, a license shall be prominently displayed at that place.
  3. Individual registrations may be transferred upon approval by the Director.

    Added 1981, No. 98 , § 1; amended 1995, No. 144 (Adj. Sess.), § 6; 2009, No. 103 (Adj. Sess.), § 26; 2019, No. 178 (Adj. Sess.), § 17, eff. Oct. 1, 2020.

History

Amendments--2019 (Adj. Sess.). Subsec. (c): Substituted "Director" for "Board".

Amendments--2009 (Adj. Sess.) Subsec. (c): Substituted "individual" for "licenses and" preceding "registrations", deleted "not" preceding "be transferred" and added "upon approval by the board" thereafter.

Amendments--1995 (Adj. Sess.) Subsec. (c): Inserted "and registrations" following "licenses".

§ 3172. Licenses.

The Director shall issue agency licenses for private investigative services, private security guard services, or combination guard agency licenses to applicants that submit all of the following:

  1. an application filed in proper form;
  2. the application fee;
  3. evidence of current Vermont business entity registration.

    Added 1981, No. 98 , § 1; amended 1995, No. 144 (Adj. Sess.), § 7; 2009, No. 103 (Adj. Sess.), § 27; 2019, No. 178 (Adj. Sess.), § 17, eff. Oct. 1, 2020.

History

Amendments--2019 (Adj. Sess.). In the introductory paragraph, substituted "Director" for "Board".

Amendments--2009 (Adj. Sess.) Section amended generally.

Amendments--1995 (Adj. Sess.) Section amended generally.

§ 3173. Private investigator licenses.

  1. The Director shall issue a license to a private investigator after obtaining and approving all of the following:
    1. evidence that the applicant has attained the age of majority;
    2. evidence that the applicant has successfully passed any examination required by rule; and
    3. the application fee.
  2. The Director may make inquiries he or she deems necessary into the character, integrity, and reputation of the applicant.
  3. The Director shall require that a person seeking licensure to practice independently as a private investigator has had appropriate experience in investigative work, for a period of not less than two years, as determined by the Director. Such experience may include having been regularly employed as a private investigator licensed in another state or as an investigator for a private investigative agency licensed in this or another state or having been a sworn member of a federal, state, or municipal law enforcement agency.
  4. An application for a license may be denied upon failure of the applicant to provide information required; upon a finding that the applicant does not meet a high standard as to character, integrity, and reputation; or for unprofessional conduct defined in section 3181 of this chapter.

    Added 1981, No. 98 , § 1; amended 1989, No. 250 (Adj. Sess.), § 67; 1995, No. 144 (Adj. Sess.), § 8; 1999, No. 133 (Adj. Sess.), § 26; 2009, No. 103 (Adj. Sess.), § 28; 2013, No. 119 (Adj. Sess.), § 16; 2017, No. 48 , § 21; 2017, No. 144 (Adj. Sess.), § 24; 2019, No. 178 (Adj. Sess.), § 17, eff. Oct. 1, 2020.

History

2015. In subsec. (c), in the second sentence, deleted ", but not be limited to," following "may include" in accordance with 2013, No. 5 , § 4.

Amendments--2019 (Adj. Sess.). Subsecs. (a)-(c): Substituted "Director" for "Board" throughout and amended generally.

Subsec. (a): Added the first sentence.

Amendments--2017 (Adj. Sess.) Subdiv. (a)(4): Substituted "any" for "the" preceding "examination required by" and "rule" for "section 3175 of this title" thereafter.

Subsec. (c): Substituted "a person licensed to practice independently has" for "the person has" in the first sentence and "another state or having been" for "another state, or has been" preceding "a sworn member" in the second sentence.

Subsec. (d): Substituted "chapter" for "title" following "3181 of this".

Amendments--2017. Subsec. (b): Deleted the former first through third sentences and "also" following "may" and "additional" preceding "inquiries".

Amendments--2013 (Adj. Sess.). Subsec. (b): Substituted "Crime Information Center" for "criminal information center" twice.

Amendments--2009 (Adj. Sess.) Substituted "investigator" for "detective and private detective agency" in the section heading, in subsec. (a), deleted the former first sentence, and substituted "investigator after" for "detective or private detective agency without first" and inserted "all of" following "approving" in the present first sentence of the introductory paragraph, rewrote subdiv. (a)(2), and rewrote the third sentence of subsec. (b).

Amendments--1999 (Adj. Sess.). Subsec. (b): Added the third sentence.

Subsec. (e): Repealed.

Amendments--1995 (Adj. Sess.) Subsec. (a): Inserted "private" following "operate a" in the first sentence and "the following" preceding "approving" in the second sentence of the introductory paragraph, deleted former subdiv. (3), and redesignated former subdivs. (4) and (5) as present subdivs. (3) and (4).

Subsec. (b): Deleted the fourth sentence.

Subsec. (c): Made a minor change in phraseology.

Subsec. (d): Added "or for unprofessional conduct defined in section 3181 of this title" at the end of the subsec.

Subsec. (e): Added.

Amendments--1989 (Adj. Sess.). Subdiv. (a)(3): Repealed.

Subsec. (b): Substituted "may" for "shall" preceding "inquire" in the first sentence and preceding "also inquire" in two places in the second sentence.

§ 3173a. Repealed. 1999, No. 52, § 46.

History

Former § 3173a. Former § 3173a, relating to temporary private detective registration, was derived from 1997, No. 145 (Adj. Sess.), § 17.

§ 3174. Security guard licenses.

  1. The Director shall issue a license to a security guard after obtaining and approving all of the following:
    1. evidence that the applicant has attained the age of majority;
    2. evidence that the applicant has successfully passed any examination required by rule; and
    3. the application fee.
  2. The Director may make inquiries he or she deems necessary into the character, integrity, and reputation of the applicant.
  3. The Director shall require that a person seeking licensure to practice independently as a security guard has had experience satisfactory to the Director in security work for a period of not less than two years. Such experience may include having been licensed as a security guard in another state or regularly employed as a security guard for a security agency licensed in this or another state or having been a sworn member of a federal, state, or municipal law enforcement agency.
  4. An application for a license may be denied upon failure of the applicant to provide information required; upon a finding that the applicant does not meet a high standard as to character, integrity, and reputation; or for unprofessional conduct defined in section 3181 of this chapter.

    Added 1981, No. 98 , § 1; amended 1985, No. 86 § 1; amended 1989, No. 250 (Adj. Sess.), §§ 68, 69; 1991, No. 69 , § 1, eff. June 21, 1991; 1995, No. 144 (Adj. Sess.), § 9; 1999, No. 133 (Adj. Sess.), § 27; 2009, No. 103 (Adj. Sess.), § 29; 2017, No. 48 , § 21; 2017, No. 144 (Adj. Sess.), § 24; 2019, No. 178 (Adj. Sess.), § 17, eff. Oct. 1, 2020.

History

Amendments--2019 (Adj. Sess.). Subsecs. (a)-(c): Substituted "Director" for "Board" throughout and amended generally.

Amendments--2017 (Adj. Sess.) Subsec. (a): Substituted "A person shall not" for "No person shall" and inserted "a" preceding "security guard" in the first sentence.

Subdiv. (a)(4): Substituted "any" for "the" preceding "examination required by" and "rule" for "section 3175 of this title" thereafter.

Subsec. (c): Substituted "that a person licensed to practice independently has" for "that the person has" in the first sentence and "state or having been" for "state, or been" preceding "a sworn member" in the second sentence.

Subsec. (d): Substituted "chapter" for "title" following "section 3181 of this".

Amendments--2017. Subsec. (b): Deleted the former first through third sentences and "also" following "may" and "additional" preceding "inquiries".

Amendments--2009 (Adj. Sess.) Deleted "and security agency" preceding "licenses" in the section heading, rewrote the introductory paragraph of subsec. (a), and substituted "bear all costs" for "bear the costs associated with the return and resubmission of illegible fingerprint cards" in the third sentence, and deleted "such" preceding "additional" in the fourth sentence of subsec. (b).

Amendments--1999 (Adj. Sess.). Added the third sentence in subsec. (b), deleted subsec. (d), redesignated former subsec. (e) as present subsec. (d), and deleted subsec. (f).

Amendments--1995 (Adj. Sess.) Substituted "and security agency licenses" for "license" in the section heading, amended subsec. (a) generally, deleted the fourth sentence in subsec. (b), added a new subsec. (c), redesignated former subsec. (c) as subsec. (d), redesignated former subsec. (d) as subsec. (e) and added "or for unprofessional conduct defined in section 3181 of this title", deleted former subsec. (f), and redesignated former subsec. (e) as subsec. (f) and deleted "or corporations operating in interstate commerce and" following "persons" in the first sentence of that subsec.

Amendments--1991. Subsec. (f): Added.

Amendments--1989 (Adj. Sess.). Subdiv. (a)(2): Amended generally.

Subdiv. (a)(3): Repealed.

Subsec. (b): Substituted "may" for "shall" preceding "inquire" in the first sentence and preceding "also inquire" in two places in the second sentence.

Subsec. (e): Inserted "and" preceding "has paid", deleted "and has filed the surety bond required by section 3177" following "section 3178a".

Amendments--1985. Subsec. (e): Added.

§ 3174a. Repealed. 1999, No. 52, § 46.

History

Former § 3174a. Former § 3174a, relating to temporary security guard registration, was derived from 1997, No. 145 (Adj. Sess.), § 18.

§ 3175. Examinations.

The Director shall prepare, or have prepared, and administer separate examinations for private investigators and private security services. Each examination shall be designed to test the competency of the applicant with respect to the lawful and safe provision of each respective service to the public.

Added 1981, No. 98 , § 1; amended 2009, No. 103 (Adj. Sess.), § 30; 2019, No. 178 (Adj. Sess.), § 17, eff. Oct. 1, 2020.

History

Amendments--2019 (Adj. Sess.). Substituted "Director" for "Board" near the beginning of the first sentence.

Amendments--2009 (Adj. Sess.) Substituted "investigators" for "detectives" following "private" in the first sentence.

§ 3175a. Firearms instructor licensure; program of instruction.

  1. The Director shall license firearms training course instructors of private investigators and security guards licensed under this chapter and shall adopt rules governing the licensure of instructors and the approval of firearms and guard dog training programs.
  2. The Director shall not issue a license as a firearms training program instructor without first obtaining and approving all of the following:
    1. evidence that the applicant has attained the age of majority;
    2. a copy of the applicant's training program;
    3. proof of certification as an instructor from an instructor's course approved by the Director;
    4. a federal background check; and
    5. the application fee.
  3. [Repealed.]

    Added 1999, No. 133 (Adj. Sess.), § 28; amended 2001, No. 151 (Adj. Sess.), § 29, eff. June 27, 2002; 2009, No. 103 (Adj. Sess.), § 31; 2019, No. 178 (Adj. Sess.), § 17, eff. Oct. 1, 2020.

History

2019. In subdiv. (b)(2) and subsec. (c), substituted "3178a(a)(5)(A)" for "3178a(5)(A)" to correct the cross-reference.

Amendments--2019 (Adj. Sess.). Subsec. (a): Substituted "Director" for "Board".

Subsec. (b): Amended generally.

Subsec. (c): Repealed.

Amendments--2009 (Adj. Sess.) Deleted "and guard dog training" preceding "instructor" and added "program of instruction" in the section heading, deleted former subsec. (a) and redesignated former subsecs. (b) and (c) as present subsecs. (a) and (b), deleted former subsec. (d), and redesignated former subsec. (e) as present subsec. (c), and deleted subsec. (f), and in present subsec. (a), inserted "firearms training course" preceding "instructors of" and substituted "private investigators and security guards licensed under this chapter" for "such training courses" thereafter, and inserted "all of" following "approving" in present subsec. (b).

Amendments--2001 (Adj. Sess.) Added "instructor licensure" to the heading, inserted the subsec. (a) designation, amended subsec. (a) generally, and added subsecs. (b)-(f).

§ 3175b. Guard dog training instructor license.

  1. An applicant for a license to provide guard dog services shall demonstrate to the Director competence in the handling of guard dogs in a guard dog training program approved by the Director and taught by an instructor currently licensed under this section.
  2. The Director shall not issue a license as a guard dog training program instructor without first obtaining and approving all of the following:
    1. evidence that the applicant has attained the age of majority;
    2. a copy of the applicant's training program;
    3. proof of certification as an instructor from an instructor's course approved by the Director;
    4. a federal background check; and
    5. the application fee.

      Added 2009, No. 103 (Adj. Sess.), § 32; 2019, No. 178 (Adj. Sess.), § 17, eff. Oct. 1, 2020.

History

Amendments--2019 (Adj. Sess.). Substituted "Director" for "Board" in three places and amended the section generally.

§ 3175c. Firearms training and certification.

  1. A licensee seeking a firearms certification shall:
    1. demonstrate to the Director competence in the safe use of firearms by successfully completing a firearms training program approved by the Director;
    2. pay the required fee;
    3. provide the Director with evidence that the applicant has attained the age of majority; and
    4. receive a satisfactory federal background check.
  2. A licensee shall not possess a firearm while performing professional services unless certified and in good standing under this section.

    Added 2009, No. 103 (Adj. Sess.), § 32; 2019, No. 178 (Adj. Sess.), § 17, eff. Oct. 1, 2020.

History

Amendments--2019 (Adj. Sess.). Section amended generally.

§ 3176. Employees of agencies.

  1. An agency licensed under this chapter may employ private investigators or security guards.
  2. An agency shall register all agency investigative and security employees with the Office. Employees shall carry identification indicating the licensee by whom the person is employed.
  3. An employee of a licensee shall not function as an armed private investigator, armed guard, armed courier, or handler of guard dogs unless the employee holds an active specialty designation authorizing the use of firearms or guard dogs, as applicable.
  4. The Director may make inquiries it deems necessary into the character, integrity, and reputation of the employee.
  5. As a prerequisite to registration, all investigative and security employees shall take and successfully complete a training program approved by the Director.
  6. A licensed agency or other entity conducting a training program approved by the Director pursuant to this section shall maintain training records for not less than five years. The retained records shall include, at a minimum, records of the courses taught, subjects covered, and persons who have received instruction. Training records shall be made available to the Office upon request. A licensed agency shall maintain its training records at its regular place of business within the State of Vermont.

    Added 1981, No. 98 , § 1; amended 1989, No 250 (Adj. Sess.), § 70; 1995, No. 144 (Adj. Sess.), § 10; 2001, No. 151 (Adj. Sess.), § 30, eff. June 27, 2002; 2005, No. 148 (Adj. Sess.), § 33; 2007, No. 163 (Adj. Sess.), § 32; 2009, No. 103 (Adj. Sess.), § 33; 2013, No. 119 (Adj. Sess.), § 17; 2017, No. 48 , § 21; 2019, No. 178 (Adj. Sess.), § 17, eff. Oct. 1, 2020.

History

Amendments--2019 (Adj. Sess.). Subsecs. (b) and (c): Amended generally.

Subsecs. (d) and (e): Substituted "Director" for "Board".

Subsec. (f): Substituted "Director" for "Board" and deleted "of Professional Regulation" following "Office" in the third sentence.

Amendments--2017. Subsec. (d): Deleted the former first and second sentences and "also" following "may" and "such additional" following "make".

Amendments--2013 (Adj. Sess.). Subsec. (d): Substituted "Crime Information Center" for "criminal information center" twice.

Amendments--2009 (Adj. Sess.) Subsec. (a): Amended generally.

Amendments--2007 (Adj. Sess.) Subsec. (f): Added the last sentence.

Amendments--2005 (Adj. Sess.). Subsec. (f): Added.

Amendments--2001 (Adj. Sess.) Subsec. (e): Added.

Amendments--1995 (Adj. Sess.) Added "employees of" preceding "agencies" in the section heading, deleted "who shall be covered under the provisions of the licensee's surety bond" in the second sentence of subsec. (a), inserted "investigative and" preceding "security" in the first sentence of subsec. (b), substituted "may" for "shall" in the first and second sentences of subsec. (d), and deleted the former fourth sentence in that subsec.

Amendments--1989 (Adj. Sess.). Subsec. (b): Amended generally.

§ 3176a. Transitory practice.

The Director, under rules adopted by the Director, may grant a transitory permit to practice as a private investigator to a person who is not a resident of Vermont and has no established place of business in this State, if that person is legally qualified by license to practice as a private investigator in any state or country that regulates such practice. Practice under a transitory permit shall not exceed 30 days in any calendar year.

Added 1995, No. 144 (Adj. Sess.), § 11; amended 2009, No. 103 (Adj. Sess.), § 34; 2019, No. 178 (Adj. Sess.), § 17, eff. Oct. 1, 2020.

History

Amendments--2019 (Adj. Sess.). Deleted "of the Office of Professional Regulation" following the first occurrence of "Director", and substituted the second occurrence of "Director" for "Board".

Amendments--2009 (Adj. Sess.) Substituted "private investigator" for "private detective" in two places.

§§ 3176b, 3176c. Repealed. 2017, No. 144 (Adj. Sess.), § 24.

History

Former §§ 3176b, 3176c. Former § 3176b, relating to temporary registration for employees of agencies, was derived from 1999, No. 52 , § 27 and amended by 2009, No. 103 (Adj. Sess.), § 35.

Former § 3176c, relating to temporary emergency registration, was derived from 2005, No. 148 (Adj. Sess.), § 34.

§ 3177. Repealed. 1989, No. 250 (Adj. Sess.), § 92.

History

Former § 3177. Former § 3177, relating to surety bonds, was derived from 1981, No. 98 , § 1.

§ 3178. Repealed. 2017, No. 144 (Adj. Sess.), § 24.

History

Former § 3178. Former § 3178, relating to renewals and reinstatement, was derived from 1981, No. 98 , § 1 and amended by 1989, No. 250 (Adj. Sess.), § 71; 1995, No. 144 (Adj. Sess.), § 12; 2009, No. 103 (Adj. Sess.), § 36; and 2017, No. 48 , § 21.

§ 3178a. Repealed. 2019, No. 178 (Adj. Sess.), § 17, eff. October 1, 2020.

History

Former § 3178a. Former § 3178a, relating to fees, was derived from 1981, No. 98 , § 5 and amended by 1989, No. 250 (Adj. Sess.), § 72; 1991, No. 167 (Adj. Sess.), § 51; 1995, No. 144 (Adj. Sess.), § 13; 2001, No. 143 (Adj. Sess.), § 30, eff. June 21, 2002; 2001, No. 151 (Adj. Sess.), § 29a, eff. June 27, 2002; 2009, No. 103 (Adj. Sess.), § 37; 2011, No. 128 (Adj. Sess.), § 2; 2013, No. 27 , § 35; and 2015, No. 97 (Adj. Sess.), § 61a.

§ 3178b. Repealed. 2009, No. 103 (Adj. Sess.), § 53.

History

Former § 3178b. Former § 3178b, relating to reinstatement of private investigator or security guard license, was derived from 1995, No. 144 (Adj. Sess.), § 14.

§ 3179. Penalties.

  1. A person who engages in the practice or business of a private investigator or security guard without being licensed under this chapter shall be subject to the penalties provided in 3 V.S.A § 127.
  2. Any person who is or has been an employee of a licensee and any licensee who divulges to anyone other than to his or her employer or as his or her employer shall direct, except before an authorized tribunal, any information acquired by him or her during such employment in respect to any of the work to which he or she has been assigned by such employer, and any such employee who willfully makes a false report to his or her employer in respect to any such work, shall be guilty of a misdemeanor and subject to a fine of not more than $500.00.

    Added 1981, No. 98 , § 1; amended 1995, No. 144 (Adj. Sess.), § 15; 2007, No. 29 , § 40; 2009, No. 103 (Adj. Sess.), § 38; 2017, No. 144 (Adj. Sess.), § 24.

History

Amendments--2017 (Adj. Sess.) Subsec. (a): Deleted "to" preceding "this chapter" and substituted "3 V.S.A. § 127" for "3 V.S.A. § 127(c)".

Amendments--2009 (Adj. Sess.) Substituted "private investigator" for "private detective" in subsec. (a), and made gender neutral changes throughout subsec. (b).

Amendments--2007. Section amended generally.

Amendments--1995 (Adj. Sess.) Subsec. (a): Inserted "hold themselves out as engaging in the business of, or" following "persons who" and substituted "$1,000.00" for "$500.00" preceding "or imprisonment."

§ 3180. Repealed. 1989, No. 250 (Adj. Sess.), § 92.

History

Former § 3180. Former § 3180, relating to funds, was derived from 1981, No. 98 , § 1.

Subchapter 4. Unprofessional Conduct and Discipline

§ 3181. Unprofessional conduct.

  1. It shall be unprofessional conduct for a licensee, registrant, or applicant to engage in conduct prohibited by this section, or by 3 V.S.A. § 129a .
  2. Unprofessional conduct means any of the following:
    1. conviction of any felony or a crime involving fraud or dishonesty;
    2. failing to make available, upon request of a person using the licensee's services, copies of documents in the possession or under the control of the licensee, when those documents have been prepared for and purchased by the user of services;
    3. violating a confidential relationship with a client, or disclosing any confidential client information except:
      1. with the client's permission;
      2. in response to a court order;
      3. when necessary to establish or collect a fee from the client; or
      4. when the information is necessary to prevent a crime that the client intends to commit;
    4. accepting any assignment that would be a conflict of interest because of confidential information obtained during employment for another client;
    5. accepting an assignment that would require the violation of any municipal, state, or federal law or client confidence;
    6. using any badge, seal, card, or other device to misrepresent oneself as a police officer, sheriff, or other law enforcement officer;
    7. knowingly submitting a false or misleading report or failing to disclose a material fact to a client;
    8. falsifying or failing to provide required compulsory minimum training in firearms or guard dog handling as required by this chapter;
    9. failing to complete in a timely manner the registration of an employee;
    10. allowing an employee to carry firearms or handle guard dogs prior to being issued a permanent registration card;
    11. allowing an employee to work without carrying the required evidence of temporary or permanent registration;
    12. allowing an employee to use or be accompanied by an untrained guard dog while rendering professional services;
    13. failing to provide information requested by the Director;
    14. failing to return the temporary or permanent registration of an employee;
    15. failing to notify the Director of a change in ownership, partners, officers, or qualifying agent;
    16. providing incomplete, false, or misleading information on an application;
    17. any of the following except when reasonably undertaken in an emergency situation in order to protect life, health, or property:
      1. practicing or offering to practice beyond the scope permitted by law;
      2. accepting and performing occupational responsibilities that the licensee knows or has reason to know that he or she is not competent to perform; or
      3. performing occupational services that have not been authorized by the consumer or his or her legal representative;
    18. for armed and guard dog certified licensees, brandishing, exhibiting, displaying, or otherwise misusing a firearm or guard dog in a careless, angry, or threatening manner unnecessary for the course of the licensee's duties.
  3. [Repealed.]

    Added 1981, No. 98 , § 1; amended 1995, No. 144 (Adj. Sess.), § 16; 1997, No. 145 (Adj. Sess.), § 51; 2001, No. 151 (Adj. Sess.), § 31, eff. June 27, 2002; 2009, No. 103 (Adj. Sess.), § 39; 2017, No. 144 (Adj. Sess.), § 24; 2019, No. 178 (Adj. Sess.), § 17, eff. Oct. 1, 2020.

History

Amendments--2019 (Adj. Sess.). Subdivs. (b)(13) and (b)(15): Substituted "Director" for "Board".

Amendments--2017 (Adj. Sess.) Subsec. (c): Repealed.

Amendments--2009 (Adj. Sess.) Subsec. (a): Inserted "it shall be" preceding "unprofessional" and substituted "for a licensee, registrant, or applicant to engage in" for "is the" thereafter, and deleted "whether or not taken by a license registrant or applicant" at the end of the subsec.

Subsec. (b): Rewrote subdiv. (1), deleted former subdivs. (3) and (4) and redesignated former subdivs. (5)-(20) as present subdivs. (3)-(18), and deleted "subpoena or" preceding "court order" in present subdiv. (3)(B).

Subsec. (c): Rewrote the first sentence and deleted "by the board against an applicant, licensee or registrant" preceding "unprofessional conduct" and "imposed" preceding "supervision" in the second sentence.

Amendments--2001 (Adj. Sess.) Subdiv. (b)(20): Added.

Amendments--1997 (Adj. Sess.). Rewrote subsec. (a), and in subsec. (b), rewrote former subdiv. (6) and renumbered it as (1), deleted seven subdivs. and renumbered the remainder.

Amendments--1995 (Adj. Sess.) Subsec. (a): Substituted "registrant or applicant" for "holder" following "license".

Subsec. (b): Inserted "any of the following" in the introductory paragraph, added "or registration" following "license" in subdiv. (1), inserted "a felony, a crime of moral turpitude, or" following "conviction of" in subdiv. (6), redesignated former subdiv. (11) as subdiv. (26), and added new subdivs. (11)-(25).

Subsec. (c): Amended generally.

§ 3182. Repealed. 1989, No. 250 (Adj. Sess.), § 92.

History

Former § 3182. Former § 3182, relating to accessibility and confidentiality of disciplinary records, was derived from 1981, No. 98 , § 1.

§ 3183. Repealed. 2013, No. 27, § 36.

History

Former § 3183. Former § 3183, relating to remedies, was derived from 1981, No. 98 , § 1 and amended by 1983, No. 230 (Adj. Sess.), § 17(7); and 1989, No. 250 (Adj. Sess.), § 72a.

CHAPTER 61. SOCIAL WORKERS

Sec.

History

Amendments--2015. 2015, No. 38 , § 31, eff. July 1, 2017, deleted "Clinical" preceding "social workers" in the chapter heading.

Transitional provisions; licensed independent clinical social workers; licensed master's social workers. 2015, No. 38 , § 32, effective May 28, 2015 provides: "(a) Licensed independent clinical social workers. A person licensed as a clinical social worker immediately prior to July 1, 2017 is deemed to be licensed at the level of a licensed independent clinical social worker on July 1, 2017 and may within the limits of his or her education, training, and experience practice all aspects of social work without restriction.

"(b) Licensed master's social workers.

"(1) Licensure of master's social workers shall take effect beginning on July 1, 2017.

"(2) An individual who has a master's degree in social work from an accredited social work education program and who can document one year of full-time employment in Vermont in a setting where he or she was supervised or was otherwise accountable to an employer as a social worker may be licensed as a master's social worker without examination until July 1, 2018."

Cross References

Cross references. Attachment of profession to Office of Professional Regulation, see 3 V.S.A. § 122.

Fees for advisor professions, see 3 V.S.A. § 125(b).

Office of Professional Regulation generally, see 3 V.S.A. ch. 5, subch. 3.

Procedure for adoption of administrative rules, see 3 V.S.A. ch. 25.

Review of regulatory laws, see chapter 57 of this title.

§ 3201. Definitions.

As used in this chapter:

  1. "Clinical social work" is a specialty practice of social work within the practice of master's social work and requires the application of social work theory, knowledge, methods, ethics, and the professional use of self to restore or enhance social, psychosocial, or biopsychosocial functioning of individuals, couples, families, groups, organizations and communities.
    1. The practice of clinical social work requires the application of specialized clinical knowledge and advanced clinical skills in the areas of assessment, diagnosis, and treatment of mental, emotional, and behavioral disorders, conditions, and addictions.
    2. Treatment methods include the provision of individual, marital, couple, family, and group counseling, and psychotherapy, which may occur in diverse settings.
    3. The practice of clinical social work may include private practice and the provision of clinical supervision.
    4. Licensed independent clinical social workers are qualified to use the Diagnostic and Statistical Manual of Mental Disorders (DSM), the International Classification of Diseases (ICD), and other diagnostic classification systems used in diagnosis and other activities.
  2. "Director" means the Director of the Office of Professional Regulation.
  3. "Licensed independent clinical social worker" means a person licensed under this chapter to practice clinical social work.
  4. "Licensed master's social worker" is a person licensed under this chapter to practice master's social work. Psychotherapy is not within the scope of practice of a "licensed master's social worker." The practice of a licensed master's social worker engaged in supervised practice toward licensure as a licensed independent clinical social worker may include the practices reserved for licensed independent clinical social workers.
  5. "Master's social work" means the application of social work theory, knowledge, methods, and ethics, and the professional use of self to restore or enhance social, psychosocial, or biopsychosocial functioning of individuals, couples, families, groups, organizations, and communities.
    1. Master's social work practice includes the application of specialized knowledge and advanced practice skills in the areas of assessment, treatment planning, implementation and evaluation, case management, information and referral, supportive counseling, supervision, consultation, education, research, advocacy, community organization, and the development, implementation, and administration of policies, programs, and activities.
    2. Under supervision as provided in this chapter, the practice of master's social work may include the practices reserved for clinical social workers.
  6. "Office" means the Office of Professional Regulation.
  7. "Psychotherapy" means the provision of treatment, diagnosis, evaluation, or counseling services to individuals or groups, for a consideration, for the purpose of alleviating mental disorders.
    1. "Psychotherapy" involves the application of therapeutic techniques to understand unconscious or conscious motivation, resolve emotional, relationship, or attitudinal conflicts, or modify behavior that interferes with effective emotional, social, or mental functioning.
    2. "Psychotherapy" follows a systematic procedure of psychotherapeutic intervention that takes place on a regular basis over a period of time, or, in the case of evaluation and brief psychotherapies, in a single or limited number of interventions.
    3. If a person is employed by or under contract with the Agency of Human Services, this definition does not apply to persons with less than a master's degree; to persons providing life skills training or instruction, such as learning to make friends, to handle social situations, to do laundry, and to develop community awareness; or to interactions of employees or contracted individuals with clients whose job description or contract specifications do not specifically mention "psychotherapy" as a job responsibility or duty.

      Added 1985, No. 253 (Adj. Sess.), § 1; amended 1989, No. 250 (Adj. Sess.), § 4; 1993, No. 98 , § 20; 1993, No. 222 (Adj. Sess.), § 5; 1997, No. 40 , § 49; 1997, No. 145 (Adj. Sess.), § 19; 2011, No. 116 (Adj. Sess.), § 53; 2015, No. 38 , § 31, eff. July 1, 2017.

History

Amendments--2015. Subdivs. (1)-(7): Amended generally.

Amendments--2011 (Adj. Sess.). Subdiv. (1): Added the last sentence.

Amendments--1997 (Adj. Sess.). Subdiv. (4): Added.

Amendments--1997 Subdiv. (3): Substituted "an administrative law officer" for "special panel" in the first sentence.

Amendments--1993 (Adj. Sess.). Subdiv. (1): Amended generally.

Subdiv. (3): Deleted "including obtaining injunctions" preceding "refusal" in the second sentence.

Amendments--1993 Subdiv. (2): Deleted "certified" preceding "clinical social worker" and substituted "licensed" for "certified" preceding "to practice".

Subdiv. (3): Substituted "licensed" for "certified" preceding "clinical" in two places in the first sentence and "a license" for "certification" following "renew" and preceding "issuing" in the second sentence.

Amendments--1989 (Adj. Sess.). Subdiv. (3): Substituted "special panel established by 3 V.S.A. § 129(j)" for "appeals panel established by 3 V.S.A. § 114a" in the first sentence.

§ 3202. Prohibition; offenses.

  1. A person shall not practice or attempt to practice licensed independent clinical social work or licensed master's social work, nor shall any person use in connection with the person's name any letters, words, or insignia indicating or implying that the person is a licensed independent clinical social worker or a licensed master's social worker unless the person is licensed in accordance with this chapter.
  2. A person who violates any of the provisions of subsection (a) of this section shall be subject to the penalties provided in 3 V.S.A. § 127 .
  3. A State agency or a subdivision or contractor thereof shall not use or permit the use of the title "social worker" other than in relation to an employee holding a bachelor's, master's, or doctoral degree from an accredited school or program of social work.

    Added 1985, No. 253 (Adj. Sess.), § 1; amended 1993, No. 98 , § 21, 2007, No. 29 , § 41; 2015, No. 38 , § 31, eff. July 1, 2017; 2015, No. 156 (Adj. Sess.), § 17, eff. July 1, 2017.

History

Amendments--2015 (Adj. Sess.). Subsec. (c): Added.

Amendments--2015. Subsec. (a): Substituted "A person shall not practice" for "No person shall practice", and inserted "licensed independent" preceding "clinical social work", " or licensed master's social work" preceding "nor shall any person", "licensed independent" preceding "clinical social worker", and "or a licensed master's social worker" preceding "unless the person is licensed".

Subsec. (b): Substituted "3 V.S.A. § 127" for "3 V.S.A. § 127(c)" at the end of the sentence.

Amendments--2007. Subsec. (b): Substituted "subject to the penalties provided in subsection 127(c) of Title 3" for "fined not more than $5,000.00 or imprisoned for not more than 60 days, or both".

Amendments--1993 Subsec. (a): Inserted "practice or attempt to practice clinical social work, nor shall any person" preceding "use", deleted "certified" preceding "clinical social worker" and substituted "licensed" for "certified" preceding "in accordance".

§ 3203. Director duties.

  1. The Director shall:
    1. explain appeal procedures to licensees and applicants and complaint procedures to the public;
    2. administer fees collected under this chapter;
    3. provide general information to applicants for licensure as licensed independent clinical social workers and licensed master's social workers;
    4. receive applications for licensing, license applicants qualified under this chapter, or renew, revoke, reinstate, and condition licenses as ordered by an administrative law officer; and
    5. adopt by rule criteria for licensing independent clinical social workers and licensed master's social workers who have five years' licensed or certified practice experience in another jurisdiction of the United States or Canada.
  2. The Director, with the advice of two licensed social workers appointed under section 3204 of this chapter, may adopt rules necessary to enable the Director to perform his or her duties under subsection (a) of this section.

    Added 1985, No. 253 (Adj. Sess.) § 1; amended 1989, No. 250 (Adj. Sess.), § 73; 1993, No. 98 , § 22; 1997, No. 40 , § 49(a); 2005, No. 27 , § 91; 2015, No. 38 , § 31, eff. July 1, 2017; 2015, No. 97 (Adj. Sess.), § 84.

History

Revision note. Deleted "the" following "ordered by" in subdiv. (a)(4) to correct a grammatical error in view of the amendment to this section by 1997, No. 40 , § 49(a).

Amendments--2015 (Adj. Sess.). Subsec. (a): Inserted "the Office of" preceding "Professional Regulation".

Amendments--2015. Section amended generally.

Amendments--2005 Subsec. (b): Substituted "director" for "secretary of state" and "section 3204 of this title" for "26 V.S.A. § 3204".

Amendments--1997 Subsec. (a): Substituted "an administrative law officer" for "special panel" in subdiv. (3).

Amendments--1993 Subsec. (a): Substituted "licensed" for "certified" preceding "clinical" in subdiv. (1), "licensure" for "certification" following "applicants for" in subdiv. (3), "licensing, license" for "certification, certify" preceding "applicants" and "licensing" for "certification" preceding "as ordered" in subdiv. (4).

Subsec. (b): Substituted "licensed" for "certified" preceding "clinical".

Amendments--1989 (Adj. Sess.). Substituted "director of the office of professional regulation" for "secretary of state" in the section heading, designated the existing provisions of the section as subsec. (a), substituted "director of professional regulation" for "secretary of state" in the introductory clause, rewrote subdiv. (2) and substituted "special panel" for "appeals panel" at the end of subdiv. (4) of that subsec. and added subsec. (b).

§ 3204. Advisor appointees.

  1. The Secretary of State shall appoint two individuals licensed under this chapter to serve as advisors in matters relating to licensed social workers. They shall be appointed as set forth in 3 V.S.A. § 129b and shall serve at the pleasure of the Secretary. One of the initial appointments may be for less than a full term.
  2. Appointees shall not have less than three years' licensed experience as a social worker and be in active practice in Vermont during incumbency.
  3. The Director shall refer complaints and disciplinary matters to an administrative law officer established under 3 V.S.A. § 129(j) .
  4. The Director shall seek the advice of the advisors appointed under this section in carrying out the provisions of this chapter. Such members shall be entitled to compensation and expenses as provided in 32 V.S.A. § 1010 for attendance at any meeting called by the Director for this purpose.

    Added 1985, No. 253 (Adj. Sess.), § 1; amended 1989, No. 250 (Adj. Sess.), § 74; 1993, No. 98 , §§ 23, 24; 1997, No. 40 , § 49(a); 2007, No. 29 , § 42; 2015, No. 38 , § 31, eff. July 1, 2017.

History

Revision note. Deleted "the" following "matters to" in subsec. (c) to correct a grammatical error in view of the amendment to this section by 1997, No. 40 , § 49(a).

Amendments--2015. Subsec. (a): Amended generally.

Subsec. (b): Amended generally.

Subsec. (c): Substituted "Director" for "office of professional regulation" preceding "shall refer".

Subsec. (d): Substituted "advisors" for "clinical social workers" preceding "appointed" in the first sentence.

Amendments--2007. Subsec. (a): Substituted "as set forth in section 129b of Title 3" for "for staggered three-year terms" following "appointed" in the second sentence, and "full" for "three-year" preceding "term" in the third sentence.

Amendments--1997 Subsec. (c): Substituted "an administrative law officer" for "special panel".

Amendments--1993 Subsec. (a): Substituted "licensed" for "certified" preceding "clinical" in two places in the first sentence.

Subsec. (b): Inserted "or licensed" following "certified".

Amendments--1989 (Adj. Sess.). Rewrote the section heading.

Subsec. (a): Rewrote the former first through third sentences as the first and second sentences.

Subsec. (c): Substituted "office of professional regulation" for "secretary of state" and "special panel established under 3 V.S.A. § 129(j)" for "appeals panel".

Subsec. (d): Substituted "director" for "secretary of state" preceding "shall seek" and "workers appointed under this section" for "worker members of the appeals panel" preceding "in carrying" in the first sentence, inserted "and expenses" preceding "as provided in", substituted "section 1010 of Title 32" for "3 V.S.A. § 114a(f)" thereafter and "director" for "secretary of state" following "called by the" in the second sentence.

Cross References

Cross references. Per diem compensation of advisor appointees, see 3 V.S.A. § 129b(f) and 32 V.S.A. § 1010.

§ 3205. Licensed master's social worker eligibility.

To be eligible for licensing as a licensed master's social worker, an applicant must have:

  1. received a master's degree or doctoral degree from an accredited social work education program; and
  2. within five years prior to applying for licensure, passed the examinations designated by the Director.

    Added 1985, No. 253 (Adj. Sess.), § 1; amended 1989, No. 250 (Adj. Sess.), § 4; 1993, No. 98 , § 25; 1993, No. 222 (Adj. Sess.), § 5a; 1997, No. 40 , § 35; 2005, No. 148 (Adj. Sess.), § 35; 2011, No. 116 (Adj. Sess.), § 54; 2013, No. 138 (Adj. Sess.), § 25; 2015, No. 38 , § 31, eff. July 1, 2017.

History

Amendments--2015. Section amended generally.

Amendments--2013 (Adj. Sess.). Subdiv. (3): Added the second sentence.

Amendments--2011 (Adj. Sess.). Subdiv. (3): Substituted "completed 3,000 hours of supervised practice of clinical social work as defined by rule" for "had two years of post master's experience in the practice of clinical social work or the equivalent in part time experience" at the beginning and added the last sentence.

Amendments--2005 (Adj. Sess.). Subdivs. (3) and (4): Inserted "a licensed clinical mental health counselor" after "licensed psychologist".

Amendments--1997. Subdiv. (2): Repealed.

Amendments--1993 (Adj. Sess.). Added a new subdiv. (2) and redesignated former subdivs. (2)-(4) as subdivs. (3)-(5).

Amendments--1993 Substituted "licensing" for "certification" following "eligible for" in the introductory paragraph, inserted "licensed or" preceding "certified" in two places in subdiv. (2) and preceding "certified under" in the second sentence of subdiv. (3) and deleted "certified or" preceding "licensed in another" in that sentence.

Amendments--1989 (Adj. Sess.). Subdiv. (4): Substituted "director of the office of professional regulation" for "secretary of state".

§ 3205a. Licensed independent clinical social worker eligibility.

  1. To be eligible for licensure as a licensed independent clinical social worker, an applicant must have:
    1. received a master's degree or doctoral degree from an accredited social work education program;
    2. passed the examinations designated by the Director within five years prior to applying for licensure; and
    3. completed 3,000 hours of supervised practice of independent clinical social work as defined by rule under the supervision of a:
      1. licensed independent clinical social worker;
      2. licensed clinical mental health counselor;
      3. licensed psychologist;
      4. licensed physician or a licensed osteopathic physician who has completed a residency in psychiatry; or
      5. person licensed or certified in another state or Canada in one of these professions or their substantial equivalent.
  2. A person not licensed as a master's social worker who engages in post-master's supervised practice in Vermont toward licensure as a licensed independent clinical social worker shall be entered on the roster of nonlicensed, noncertified psychotherapists.
  3. A licensed master's social worker who engages in post-master's supervised practice in Vermont to become a licensed independent clinical social worker must first register with the Office as set forth by rule.

    Added 2015, No. 38 , § 31, eff. July 1, 2017.

§ 3206. Application.

A person who desires to be licensed under this chapter shall apply using an application form available from the Office, accompanied by payment of the specified fee.

Added 1985, No. 253 (Adj. Sess.), § 1; amended 1989, No. 250 (Adj. Sess.), § 4(d); 1993, No. 98 , § 26; 2015, No. 38 , § 31, eff. July 1, 2017.

History

Amendments--2015. Section amended generally.

Amendments--1993 Substituted "licensed" for "certified" following "desires to be".

Amendments--1989 (Adj. Sess.). Substituted "director" for "secretary" in two places.

§ 3207. Examinations.

The Director may contract with independent testing services for the preparation and administration of examinations.

Added 1985, No. 253 (Adj. Sess.), § 1; amended 1989, No. 250 (Adj. Sess.), §§ 4(d), 75; 1993, No. 98 , § 27; 2015, No. 38 , § 31, eff. July 1, 2017.

History

Amendments--2015. Section amended generally.

Amendments--1993 Subsec. (b): Substituted "a license" for "certification" following "granted" in the first sentence and "licenses" for "certifications" preceding "issued" in the second sentence.

Amendments--1989 (Adj. Sess.). Subsec. (a): Substituted "director of professional regulation" for "secretary of state" in the beginning of the first sentence, "director" for "secretary" following "disclosed to the" in the third sentence and preceding "deems most" in the fourth sentence, and "director of professional regulation, with the advice of the clinical social workers appointed under section 3204 of this title" for "secretary" preceding "shall establish" in the fifth sentence, and inserted "by rule" thereafter in that sentence.

Subsec. (b): Substituted "director" for "secretary" following "administered by the" in the first sentence.

Subsec. (c): Substituted "director of the office of professional regulation" for "secretary of state".

§ 3208. Renewals.

  1. Licenses shall be renewed every two years on a schedule determined by the Office upon payment of the required fee.
  2. An application for reinstatement of a license that has expired shall be accompanied by the renewal fee in addition to other fees set forth in 3 V.S.A. chapter 5. A person shall not be required to pay renewal fees for the years during which the license was lapsed.
  3. [Repealed.]
  4. As a condition of renewal, a licensee shall complete continuing education, approved by the Director by rule, during the preceding two-year period. For purposes of this subsection, the Director may require, by rule, not more than 20 hours of approved continuing social work education as a condition of renewal.
  5. The Director may prescribe, by rule, reinstatement standards for persons wishing to resume practice after five years since holding an active license.

    Added 1985, No. 253 (Adj. Sess.), § 1; amended 1989, No. 250 (Adj. Sess.), § 4(d); 1993, No. 98 , § 28; 1999, No. 52 , § 28; 2015, No. 38 , § 31, eff. July 1, 2017.

History

Amendments--2015. Subsec. (a): Inserted "on a schedule determined by the Office" following "two years".

Subsec. (b): Substituted "reinstatement" for "renewal" following "application for", "that" for "which" following "license", "expired" for "lapsed" preceding "shall be accompanied", and "other fees set forth in 3 V.S.A. chapter 5" for "the reinstatement fee" following "in addition" in the first sentence.

Subsec. (c): Repealed.

Subsec. (e): Added.

Amendments--1999 Subsec. (d): Added.

Amendments--1993 Substituted "licenses" for "certification" preceding "shall be renewed" in subsec. (a), "license" for "certification" following "renewal of a" and "license" for "certificate" preceding "was lapsed" in subsec. (b), and "license if such license" for "certification if such certification" preceding "has lapsed" in subsec. (c).

Amendments--1989 (Adj. Sess.). Subsec. (c): Substituted "director" for "secretary" in the beginning of the subsec.

Cross References

Cross references. Exemption of persons 80 years of age and over from payment of license renewal fees, see 32 V.S.A. § 1111.

§ 3209. Licensure by endorsement.

The Director may, upon payment of the required fee, grant a license without examination if:

  1. the applicant holds an active license to practice licensed master's social work or licensed independent clinical social work in another U.S. or Canadian jurisdiction; and
  2. the requirements for licensing in that jurisdiction are, in the judgment of the Director, substantially equivalent to the requirements of this chapter.

    Added 1985, No. 253 (Adj. Sess.), § 1; amended 1989, No. 250 (Adj. Sess.), § 4(d); 1993, No. 98 , § 29; 2015, No. 38 , § 31, eff. July 1, 2017.

History

Revision note. In the introductory paragraph, substituted "director of the office of professional regulation" for "secretary of state" in view of 1989, No. 250 (Adj. Sess.), § 4(d) to conform the language to the text of the remainder of the section, as amended.

Amendments--2015. Section amended generally.

Amendments--1993 Substituted "licensing" for "certification" preceding "without" in the section heading, and "a license" for "certification" following "grant" in the introductory paragraph, and deleted "or certified" preceding "to practice" in subdiv. (1) and "or certification" following "licensing" in subdiv. (2).

Amendments--1989 (Adj. Sess.). Subdiv. (2): Substituted "director of the office of professional regulation" for "secretary of state" following "judgment of the".

§ 3210. Unprofessional conduct.

  1. The following conduct and the conduct set forth in 3 V.S.A. § 129a by a person licensed under this chapter constitutes unprofessional conduct. When that conduct is by an applicant or a person who later becomes an applicant, it may constitute grounds for denial or discipline of a license:
    1. failing to use a correct title in professional activity;
    2. conduct that evidences unfitness to practice licensed master's or licensed independent clinical social work;
    3. engaging in any sexual conduct with a client, or with the immediate family member of a client, with whom the licensee has had a professional relationship within the previous two years;
    4. harassing, intimidating, or abusing a client or patient;
    5. practicing outside or beyond a licensee's education, training, experience, or competence;
    6. having a conflict of interest that interferes with the exercise of the licensee's professional responsibilities, discretion, and impartial judgment;
    7. failing to inform a client when a real or potential conflict of interest arises and failing to take reasonable steps to resolve the issue in a manner that makes the client's interest primary and protects the client's interest to the greatest extent possible;
    8. taking unfair advantage of any professional relationship or exploiting others to further the licensee's personal, religious, political, or business interests;
    9. engaging in dual or multiple relationships with a client or former client in which there is a risk of exploitation or potential harm to the client;
    10. failing to take steps to protect a client and to set clear, appropriate, and culturally sensitive boundaries, in instances where dual or multiple relationships are unavoidable;
    11. failing to clarify with all parties which individuals will be considered clients and the nature of the licensee's professional obligations to the various individuals who are receiving services, when a licensee provides services to two or more people who have a spousal, familial, or other relationship with each other;
    12. failing to clarify the licensee's role with the parties involved and to take appropriate action to minimize any conflicts of interest, when the clinical social worker anticipates a conflict of interest among the individuals receiving services or anticipates having to perform in conflicting roles such as testifying in a child custody dispute or divorce proceedings involving clients; or
    13. using conversion therapy as defined in 18 V.S.A. § 8351 on a client younger than 18 years of age.
  2. After hearing, and upon a finding of unprofessional conduct, an administrative hearing officer may take disciplinary action against a licensee or applicant.

    Added 1985, No. 253 (Adj. Sess.), § 1; amended 1989, No. 250 (Adj. Sess.), § 4(b); 1993, No. 98 , § 30; 1993, No. 222 (Adj. Sess.), § 6; 1997, No. 40 , § 36; 1997, No. 145 (Adj. Sess.), § 52; 1999, No. 133 (Adj. Sess.), § 29; 2015, No. 38 , § 31, eff. July 1, 2017; 2015, No. 138 (Adj. Sess.), § 7, eff. July 1, 2017.

History

Amendments--2015 (Adj. Sess.). Subdiv. (a)(13): Added.

Amendments--2015. Section amended generally.

Amendments--1999 (Adj. Sess.). Subsec. (a): Deleted subdiv. (5), redesignated former subdiv. (6) as present subdiv. (5), and added subdivs. (6)-(12).

Amendments--1997 (Adj. Sess.). Subsec. (a): Added "and the conduct set forth in section 129a of Title 3", deleted nine subdivs., and renumbered the remainder.

Amendments--1997. Subsec. (a): Rewrote the introductory paragraph.

Subsec. (b): Substituted "an administrative hearing officer" for "the special panel".

Amendments--1993 (Adj. Sess.). Section amended generally.

Amendments--1993 Subsec. (a): Substituted "licensed" for "certified" following "taken by a" and "a license" for "certification" following "applicant for".

Subdiv. (b)(1): Substituted "a license" for "certification" following "use of".

Subsec. (c): Substituted "licensed" for "certified" following "against a".

Amendments--1989 (Adj. Sess.). Subsec. (c): Substituted "special panel" for "appeals panel" following "unprofessional conduct, the".

ANNOTATIONS

1. Particular cases.

It was error to hold that a licensed clinical social worker had engaged in unprofessional conduct when she made recommendations to a guardian ad litem (GAL) in a visitation dispute. The social worker had discussed the recommendations with the child's father, who had expressly consented to release of information about the child to the GAL, and there was no reasonable likelihood that the father was unaware of the uses to which the information could be put; while the social worker might conceivably have responded differently to the GAL's requests or pursued an alternative approach, the record did not demonstrate that the course she chose violated professional standards. Lichtenberg v. Office of Prof'l Regulation, 186 Vt. 641, 987 A.2d 322 (mem.) (2009).

§ 3211. Repealed. 1997, No. 59, § 65(3), eff. June 30, 1997.

History

Former § 3211. Former § 3211, relating to clinical social workers' license and renewal fees, was derived from 1989, No. 250 (Adj. Sess.), § 76, and amended by 1993, No. 98 , § 31.

§ 3212. Exemptions.

  1. The provisions of this chapter shall not apply to persons while engaged in the course of their customary duties as clergy, licensed physicians, nurses, osteopaths, optometrists, dentists, lawyers, psychologists, mental health counselors, certified marriage and family therapists and psychoanalysts, rostered psychotherapists, or licensed educators when performing their duties consistent with the accepted standards of their respective professions; provided, however, that they do not describe themselves to the public by any other title or description stating or implying that they are licensed master's social workers or licensed independent clinical social workers under this chapter.
  2. The provisions of this chapter shall not apply to persons while engaged in the course of their customary duties:
    1. in the practice of a religious ministry;
    2. in employment or rehabilitation counseling;
    3. as an employee of or under contract with the Agency of Human Services, provided the person does not practice psychotherapy as defined in section 3201 of this title;
    4. as a mediator;
    5. in an official evaluation for court purposes;
    6. as a member of a self-help group, such as Alcoholics Anonymous, peer counseling, or domestic violence groups, whether or not the person is serving for a consideration;
    7. as a respite caregiver, foster care worker, or hospice worker.
  3. [Repealed.]

    Added 1993, No. 98 , § 32; amended 1993, No. 222 (Adj. Sess.), § 7; 1995, No. 126 (Adj. Sess.), § 6; 1997, No. 145 (Adj. Sess.), § 20; 2015, No. 38 , § 31, eff. July 1, 2017.

History

Editor's note. 1997, No. 145 (Adj. Sess.), § 20, set out the amendment of this section instructing "26 V.S.A. § 3212 is added to read:"; however, the text that followed was an amendment of § 3212, not the text of a new section.

Amendments--2015. Subsec. (a): Substituted "licensed master's social workers or licensed independent clinical social workers under this chapter" for "clinical social workers or are licensed to practice clinical social work" at the end.

Subsec. (c): Repealed.

Amendments--1997 (Adj. Sess.). In subsecs. (a) and (b), substituted "provisions" for "prohibitions" near the beginning of each subsec.; in subsec. (a), deleted "teachers" and "consulting teachers" from the list of exempt persons and added "licensed educators"; added the proviso in subdiv. (b)(3); deleted subdiv. (b)(4), relating to employees of and persons under contract with schools, making related designation changes; substituted "whether or not the person is serving" for "who is not serving" in subdiv. (b)(6); and added subsec. (c).

Amendments--1995 (Adj. Sess.) Subdiv. (b)(7): Repealed.

Amendments--1993 (Adj. Sess.). Section amended generally.

Effective date of amendments--1997 (Adj. Sess.). 1997, No. 145 , § 64(1) and (2) provided that the amendment of this section by that act takes effect on July 1, 1998, except that the following amendments take effect on July 1, 1999: the provisions amending subsec. (a) "substituting the term 'licensed educators' for the terms 'teachers' and 'consulting teachers' as exempt from the provisions of the psychologist, clinical social worker, clinical mental health counselor and psychotherapist practice acts" and the provisions repealing subdiv. (b)(4) "(exemption from the provisions of the psychologist, clinical social worker, clinical mental health counselor and psychotherapist practice acts for employees of or under contract with a school)."

§ 3212a. Exceptions.

  1. This chapter shall not apply to a person engaged or acting:
    1. in the discharge of his or her duties as a student of clinical social work or preparing for the practice of clinical social work provided that the person's title indicates his or her training status and that the preparation occurs under the supervision of a licensed practicing clinical social worker in recognized training institutions or facilities or in a training program approved by the Office of Professional Regulation;
    2. in clinical training for licensure as a psychologist or clinical mental health counselor or for certification as a marriage and family therapist or a psychoanalyst provided that the person's title indicates his or her training status and that the person does not identify him or herself as a clinical social worker.
  2. Notwithstanding the provisions of subsection (a) of this section, this chapter shall apply to any person licensed as a clinical social worker under this chapter.

    Added 1993, No. 222 (Adj. Sess.), § 7a; amended 1997, No. 145 (Adj. Sess.), § 21.

History

Amendments--1997 (Adj. Sess.). Deleted "Training" from the beginning of the heading, designated the existing provisions as subsec. (a), and added subsec. (b).

§ 3213. Disclosure of information.

  1. The Director, in consultation with the advisor appointees, shall adopt rules requiring licensees to disclose to each client the licensee's professional qualifications and experience, those actions that constitute unprofessional conduct, the method for filing a complaint or making a consumer inquiry, and provisions relating to the manner in which the information shall be displayed and signed by both the licensee and the client. The rules may include provisions for applying or modifying these requirements in cases involving institutionalized clients, minors, and adults under the supervision of a guardian.
  2. A licensed master's social worker employed by an agency that provides each client disclosure information equivalent to that described in subsection (a) of this section meets this section's disclosure requirements.

    Added 1993, No. 222 (Adj. Sess.), § 8; amended 2015, No. 38 , § 31, eff. July 1, 2017.

History

Amendments--2015. Added the subsec. (a) designation; in subsec. (a), in the first sentence, substituted "licensees", "licensee's", and "licensee" for "licensed clinical social workers", "licensed clinical social worker's", and "clinical social worker", respectively; and added subsec. (b).

CHAPTER 62. ALCOHOL AND DRUG ABUSE COUNSELORS

Sec.

History

2014 This chapter was recodified from 33 V.S.A. chapter 8 by 2013, No. 131 (Adj. Sess.), §§ 17, 129.

Transfer of regulatory entities. The professional regulation of alcohol and drug abuse counselors was transferred from the Department of Health's Division of Alcohol and Drug Abuse Programs to the Secretary of State's Office of Professional Regulation pursuant to 2015, No. 156 (Adj. Sess.), §§ 3-5.

Cross References

Cross references. Attachment of profession to Office of Professional Regulation, see 3 V.S.A. § 122.

Office of Professional Regulation generally, see 3 V.S.A. ch. 5, subch. 3.

Procedure for adoption of administrative rules, see 3 V.S.A. ch. 25.

Review of regulatory laws, see chapter 57 of this title.

§ 3231. Definitions.

As used in this chapter:

  1. "Alcohol and drug abuse counselor" means a person who engages in the practice of alcohol and drug abuse counseling for compensation.
  2. "Director" means the Director of the Office of Professional Regulation.
  3. "Office" means the Office of Professional Regulation.
  4. [Repealed.]
  5. "Practice of alcohol and drug abuse counseling" means the application of methods, including psychotherapy, that assist an individual or group to develop an understanding of alcohol and drug abuse dependency problems or process disorders, and to define goals and plan actions reflecting the individual's or group's interests, abilities, and needs as affected by alcohol and drug abuse dependency problems and comorbid conditions.
  6. "Supervision" means the oversight of a person for the purposes of teaching, training, or clinical review by a licensed alcohol and drug abuse counselor or a qualified supervisor as determined by the Director by rule.

    Added 2013, No. 131 (Adj. Sess.), § 129, eff. May 20, 2014; amended 2015, No. 156 (Adj. Sess.), § 4, eff. Sept. 1, 2016; 2019, No. 30 , § 20.

History

Amendments--2019. Subdiv. (5): Inserted "or process disorders," preceding "and to define goals".

Amendments--2015 (Adj. Sess.). Subdiv. (2): Substituted "'Director' means the Director of the Office of Professional Regulation" for "'Commissioner' means the Commissioner of Health".

Subdiv. (3): Substituted "'Office' means the Office of Professional Regulation'" for "'Deputy Commissioner' means the Deputy Commissioner of the Division of Alcohol and Drug Abuse Programs".

Subdiv. (4): Repealed.

Subdiv. (5): Substituted "that assist" for "which assist".

Subdiv. (6): Substituted "licensed alcohol and drug abuse counselor or a qualified supervisor as determined by the Director by rule" for "professional in the same area of specialized practice".

§ 3232. Prohibition; penalties.

  1. A person shall not perform either of the following acts:
    1. practice or attempt to practice alcohol and drug abuse counseling without a valid license issued in accordance with this chapter, except as otherwise provided in section 3233 of this chapter; or
    2. use in connection with the person's name any letters, words, or insignia indicating or implying that the person is an alcohol and drug abuse counselor, unless the person is licensed or certified in accordance with this chapter.
  2. A person who violates any of the provisions of this section shall be subject to the penalties provided in 3 V.S.A. § 127 .

    Added 2013, No. 131 (Adj. Sess.), § 129, eff. May 20, 2014; amended 2015, No. 156 (Adj. Sess.), § 4, eff. Sept. 1, 2016.

History

Amendments--2015 (Adj. Sess.). Subsec. (a): Substituted "A person shall not perform" for "No person shall perform".

Subdiv. (a)(1): Substituted "section 3233 of this chapter" for "section 3233 of this title".

Subdiv. (a)(2): Inserted "or certified" following "person is licensed".

Subsec. (b): Substituted "3 V.S.A. § 127" for "3 V.S.A. § 127(c)".

§ 3233. Exemptions.

The provisions of subdivision 3232(a)(1) of this chapter, relating to the practice of alcohol and drug abuse counseling, shall not apply to:

  1. the activities and services of a rabbi, priest, minister, Christian Science practitioner, or clergy of any religious denomination or sect when engaging in activities that are within the scope of the performance of the person's regular or specialized ministerial duties and for which no separate charge is made, or when these activities are performed, with or without charge, for or under the auspices or sponsorship, individually or in conjunction with others, of an established and legally recognizable church, denomination, or sect and when the person rendering services remains accountable to the established authority of that church, denomination, or sect;
  2. the activities and services of a person licensed, certified, or registered under other laws of this State while acting within the scope of his or her profession or occupation, provided the person does not hold himself or herself out to the public as possessing a license issued pursuant to this chapter;
  3. the activities and services of a student intern or trainee in alcohol and drug abuse counseling who is pursuing a course of study in an accredited institution of higher education or a training course approved by the Director, provided these activities are performed under supervision of and constitute a part of an approved course of study;
  4. the activities and services of an individual certified under this chapter who is working in a preferred provider program under the supervision of a licensed alcohol and drug abuse counselor; or
  5. a person acting as a member of a voluntary group of individuals who offer peer support to each other in recovering from an addiction.

    Added 2013, No. 131 (Adj. Sess.), § 129, eff. May 20, 2014; amended 2015, No. 156 (Adj. Sess.), § 4, eff. Sept. 1, 2016.

History

Amendments--2015 (Adj. Sess.). Subdiv. (4): Substituted "an individual certified under this chapter who is working in a preferred provider program" for "approved alcohol and drug abuse counselors who are working".

§ 3234. Coordination of practice acts.

Notwithstanding any provision of law to the contrary, a person may practice psychotherapy when acting within the scope of a license or certification granted under this chapter, provided he or she does not hold himself or herself out as a practitioner of a profession for which he or she is not licensed or certified.

Added 2013, No. 131 (Adj. Sess.), § 129, eff. May 20, 2014; amended 2015, No. 156 (Adj. Sess.), § 4, eff. Sept. 1, 2016.

History

Amendments--2015 (Adj. Sess.). Inserted "or certification" following "a license" and "or certified" following "not licensed" .

§ 3235. Director; duties.

  1. In addition to the authority granted under 3 V.S.A. chapter 5, the Director shall:
    1. provide general information to applicants for licensure or certification under this chapter;
    2. administer fees collected under this chapter;
    3. refer complaints and disciplinary matters to an administrative law officer established under 3 V.S.A. § 129(j) ;
    4. explain appeal procedures to licensees, certified individuals, and applicants for licensure or certification under this chapter; and
    5. receive applications for licensure or certification under this chapter; issue and renew licenses or certifications; and revoke, suspend, reinstate, or condition licenses or certifications as ordered by an administrative law officer.
  2. The Director may adopt rules necessary to perform the Director's duties under this section, including rules:
    1. Specifying acceptable master's degree requirements.
    2. Setting standards for certifying apprentice addiction professionals and alcohol and drug abuse counselors.
    3. Requiring completion and documentation of not more than 40 hours of acceptable continuing education every two years as a condition for license or certification renewal.
    4. Requiring licensed alcohol and drug abuse counselors to disclose to each client the licensee's professional qualifications and experience, those actions that constitute unprofessional conduct, the method for filing a complaint or making a consumer inquiry, and provisions relating to the manner in which the information shall be displayed and signed by both the licensee and the client. The rules may include provisions for applying or modifying these requirements in cases involving clients of preferred providers, institutionalized clients, minors, and adults under the supervision of a guardian.
    5. Regarding ethical standards for individuals licensed or certified under this chapter.
    6. Regarding display of license or certification.
    7. Regarding reinstatement of a license or certification that has lapsed for more than five years.
    8. Regarding supervised practice toward licensure or certification.

      Added 2013, No. 131 (Adj. Sess.), § 129, eff. May 20, 2014; amended 2015, No. 156 (Adj. Sess.), § 4, eff. Sept. 1, 2016.

History

Amendments--2015 (Adj. Sess.). Section amended generally.

§ 3235a. Advisor appointees.

  1. The Secretary of State shall appoint three individuals licensed under this chapter to serve as advisors in matters relating to alcohol and drug abuse counselors. Advisors shall be appointed as set forth in 3 V.S.A. § 129b . Two of the initial appointments may be for less than a full term.
  2. Appointees shall not have less than three years' licensed experience as an alcohol and drug abuse counselor in Vermont.
  3. The Director shall seek the advice of the advisors appointed under this section in carrying out the provisions of this chapter.

    Added 2015, No. 156 (Adj. Sess.), § 4, eff. Sept. 1, 2016.

Cross References

Cross references. Per diem compensation of advisor appointees, see 3 V.S.A. § 129b(f) and 32 V.S.A. § 1010.

§ 3236. Licensed alcohol and drug abuse counselor eligibility.

  1. To be eligible for licensure as an alcohol and drug abuse counselor, an applicant shall:
    1. have received a master's degree or doctorate in a human services field from an accredited educational institution, including a degree in counseling, social work, psychology, or an allied mental health field, or a master's degree or higher in a health care profession regulated under this title or Title 33, after having successfully completed a course of study with course work including theories of human development, diagnostic and counseling techniques, professional ethics, and a supervised clinical practicum;
      1. hold or be qualified to hold a current alcohol and drug counselor certification from the Office; or (2) (A) hold or be qualified to hold a current alcohol and drug counselor certification from the Office; or
      2. hold an International Certification and Reciprocity Consortium certification from another U.S. or Canadian jurisdiction or a U.S. or Canadian national certification organization approved by the Director;
    2. successfully pass the examination approved by the Director; and
    3. complete 2,000 hours of supervised practice as set forth in rule.
  2. A person who is engaged in supervised practice toward licensure who is not within the preferred provider network shall be registered on the roster of nonlicensed and noncertified psychotherapists.

    Added 2013, No. 131 (Adj. Sess.), § 129, eff. May 20, 2014; amended 2015, No. 156 (Adj. Sess.), § 4, eff. Sept. 1, 2016.

History

Amendments--2015 (Adj. Sess.). Section amended generally.

§ 3236a. Certification of apprentice addiction professionals and alcohol and drug abuse counselors.

  1. The Director may certify an individual who has met requirements set by the Director by rule as:
    1. an apprentice addiction professional; or
    2. an alcohol and drug abuse counselor.
  2. The Director may seek cooperation with the International Certification and Reciprocity Consortium or other recognized alcohol and drug abuse provider credentialing organizations as a resource for examinations and rulemaking.

    Added 2015, No. 156 (Adj. Sess.), § 4, eff. Sept. 1, 2016.

History

Transitional provision; current certification. 2015, No. 156 (Adj. Sess.), § 5, effective September 1, 2016 provides: "Notwithstanding the provisions of 26 V.S.A. § 3236a(a) set forth in Sec. 4 of this act, an individual currently certified by the Vermont Alcohol and Drug Abuse Certification Board as an apprentice addiction professional or an alcohol and drug abuse counselor may renew his or her certification as if previously granted to him or her by the Director of the Office of Professional Regulation pursuant to rules adopted by the Director."

§ 3236b. Licensure or certification by endorsement.

The Director may issue a license or certification to an individual under this chapter if the individual holds a license or certification from a U.S. or Canadian jurisdiction that the Director finds has requirements for licensure or certification that are substantially equivalent to those required under this chapter.

Added 2015, No. 156 (Adj. Sess.), § 4, eff. Sept. 1, 2016.

§ 3237. Repealed. 2015, No. 156 (Adj. Sess.), § 4, eff. September 1, 2016.

History

Former § 3237. Former § 3237, relating to application, was derived from 2013, No. 131 (Adj. Sess.), § 129.

§ 3238. Biennial renewals.

  1. Licenses and certifications shall be renewed every two years on a schedule set by the Office upon:
    1. payment of the required fee; and
    2. documentation that the applicant has completed at least 40 hours of continuing education, approved by the Director.
  2. [Repealed.]
  3. Any application for reinstatement of a license or certification that has expired shall be accompanied by the appropriate fees. A person shall not be required to pay renewal fees for years during which the license or certification was lapsed.
  4. [Repealed.]

    Added 2013, No. 131 (Adj. Sess.), § 129, eff. May 20, 2014; amended 2015, No. 156 (Adj. Sess.), § 4, eff. Sept. 1, 2016.

History

Amendments--2015 (Adj. Sess.). Section amended generally.

Cross References

Cross references. Exemption of persons 80 years of age and over from payment of license renewal fees, see 32 V.S.A. § 1111.

§ 3239. Unprofessional conduct.

The following conduct and the conduct set forth in 3 V.S.A. § 129a , by a person authorized to provide alcohol and drug abuse services under this chapter or an applicant for licensure or certification, constitutes unprofessional conduct:

  1. violation of any provision of this chapter or rule adopted under this chapter;
  2. failing to use a complete title in professional activity;
  3. conduct that evidences moral unfitness to practice alcohol and drug abuse counseling;
  4. negligent, incompetent, or wrongful conduct in the practice of alcohol and drug abuse counseling; or
  5. harassing, intimidating, or abusing a client.
  6. [Repealed.]

    Added 2013, No. 131 (Adj. Sess.), § 129, eff. May 20, 2014; amended 2015, No. 156 (Adj. Sess.), § 4, eff. Sept. 1, 2016.

History

Amendments--2015 (Adj. Sess.). Introductory language: Inserted "or certification" following "for licensure".

Subdiv. (6): Repealed.

§ 3240. Repealed. 2015, No. 156 (Adj. Sess.), § 4, eff. September 1, 2016.

History

Former § 3240. Former § 3240, relating to the Regulatory Fee Fund, was derived from 2013, No. 131 (Adj. Sess.), § 129.

§ 3241. Fees.

In addition to the fees otherwise authorized by law, the Director may charge the fees for professions regulated by the Director as set forth in 3 V.S.A. § 125 .

Added 2013, No. 131 (Adj. Sess.), § 129, eff. May 20, 2014; amended 2015, No. 156 (Adj. Sess.), § 4, eff. Sept. 1, 2016.

History

Amendments--2015 (Adj. Sess.). Rewrote the section.

§ 3242. Medicaid participating providers.

  1. The Department of Vermont Health Access shall grant authorization to a licensed alcohol and drug abuse counselor acting within the scope of his or her practice to participate as a Medicaid provider to deliver clinical and case coordination services to Medicaid beneficiaries consistent with federal law, regardless of whether the counselor works for a preferred provider.
  2. The Department shall amend Vermont's Medicaid State Plan as necessary to comply with subsection (a) of this section.

    Added 2015, No. 59 , § 1, eff. Oct. 1, 2015.

CHAPTER 63. ACUPUNCTURE

Sec.

§§ 3251-3255. Repealed. 1993, No. 199 (Adj. Sess.), § 2.

History

Former §§ 3251-3255. Former §§ 3251-3255, relating to acupuncture, were derived from 1985, No. 227 (Adj. Sess.) and 1989, No. 250 (Adj. Sess.), § 79, and amended by 1989, No. 250 (Adj. Sess.), §§ 77, 78 and 4(d). For current provisions, see chapter 75 of this title.

CHAPTER 65. CLINICAL MENTAL HEALTH COUNSELORS

Sec.

Cross References

Cross references. Office of Professional Regulation generally, see 3 V.S.A. ch. 5, subch. 3.

Procedure for adoption of administrative rules, see 3 V.S.A. ch. 25.

Review of regulatory laws, see chapter 57 of this title.

§ 3261. Definitions.

As used in this chapter:

  1. "Board" means the Board of Allied Mental Health Practitioners established under this chapter.
  2. "Clinical mental health counseling" means providing, for a consideration, professional counseling services that are primarily drawn from the theory and practice of psychotherapy and the discipline of clinical mental health counseling, involving the application of principles of psychotherapy, human development, learning theory, group dynamics, and the etiology of mental illness and dysfunctional behavior to individuals, couples, families, and groups, for the purposes of treating psychopathology and promoting optimal mental health. The practice of clinical mental health counseling includes diagnosis and treatment of mental conditions or psychiatric disabilities and emotional disorders, psychoeducational techniques aimed at the prevention of such conditions or disabilities, consultations to individuals, couples, families, groups, organizations, and communities, and clinical research into more effective psychotherapeutic treatment modalities.
  3. "Clinical mental health counselor" means a person who is licensed to practice clinical mental health counseling under this chapter.
  4. "Disciplinary action" includes any action taken by the Board against a licensed clinical mental health counselor or applicant premised on a finding that the licensed clinical mental health counselor or applicant has engaged in unprofessional conduct. The term includes all sanctions of any kind, including obtaining injunctions, refusing to grant or renew a license, suspending or revoking a license, and issuing warnings.
  5. "Allied mental health fields" include those fields for which training includes coursework in the diagnosis and treatment of mental disorders.
  6. "Psychotherapy" means the provision of treatment, diagnosis, evaluation, or counseling services to individuals or groups, for a consideration, for the purpose of alleviating mental disorders. "Psychotherapy" involves the application of therapeutic techniques to understand unconscious or conscious motivation, resolve emotional, relationship, or attitudinal conflicts, or modify behavior that interferes with effective emotional, social, or mental functioning. "Psychotherapy" follows a systematic procedure of psychotherapeutic intervention that takes place on a regular basis over a period of time, or, in the case of evaluation and brief psychotherapies, in a single or limited number of interventions. If a person is employed by or under contract with the Agency of Human Services, this definition does not apply to persons with less than a master's degree; to persons providing life skills training or instruction, such as learning to make friends, to handle social situations, to do laundry, and to develop community awareness; or to interactions of employees or contracted individuals with clients whose job description or contract specifications do not specifically mention "psychotherapy" as a job responsibility or duty.

    Added 1987, No. 245 (Adj. Sess.), § 1; amended 1989, No. 250 (Adj. Sess.), § 4(b), (d); 1993, No. 98 , § 8; 1993, No. 222 (Adj. Sess.), § 9; 1997, No. 40 , § 50; 1997, No. 145 (Adj. Sess.), § 22; 2013, No. 96 (Adj. Sess.), § 177.

History

Amendments--2013 (Adj. Sess.). Subdiv. (2): Inserted "conditions or psychiatric disabilities" following "treatment of mental", and substituted "conditions or disabilities" for "disorders" following "prevention of such".

Amendments--1997 (Adj. Sess.). Subdiv. (6): Added.

Amendments--1997. Added present subdiv. (1), redesignated former subdivs. (1) and (2) as present subdivs. (2) and (3), deleted former subdiv. (3), and substituted "board" for "director or by the special panel established by 3 V.S.A. § 129(j)" preceding "against" in the first sentence of subdiv. (4).

Amendments--1993 (Adj. Sess.). Subdiv. (1): Amended generally.

Amendments--1993 Subdiv. (2): Deleted "certified" preceding "clinical" and preceding "licensed".

Subdiv. (4): Substituted "licensed" for "certified" preceding "clinical" in two places in the first sentence and "a license" for "certification" preceding "suspending" and following "revoking" in the second sentence.

Amendments--1989 (Adj. Sess.). Subdiv. (3): Amended generally.

§ 3262. Prohibition; offenses.

  1. No person shall practice or attempt to practice clinical mental health counseling, nor shall any person use in connection with the person's name any letters, words, or insignia indicating or implying that the person is a clinical mental health counselor unless the person is licensed in accordance with this chapter.
  2. A person who violates this section shall be subject to the penalties provided in 3 V.S.A. § 127(c) .

    Added 1987, No. 245 (Adj. Sess.), § 1; amended 1993, No. 98 , § 9; 2007, No. 29 , § 43.

History

Amendments--2007. Subsec. (b): Substituted "subject to the penalties provided in subsection 127(c) of Title 3" for "fined not more than $1,000.00".

Amendments--1993 Subsec. (a): Inserted "practice or attempt to practice clinical mental health counseling, nor shall any person" preceding "use", deleted "certified" following "person is a" and substituted "licensed" for "certified" preceding "in accordance".

§ 3262a. Board of Allied Mental Health Practitioners.

  1. The Board of Allied Mental Health Practitioners is established.
  2. The Board shall consist of six members appointed by the Governor pursuant to 3 V.S.A. §§ 129b and 2004.
    1. Two members shall be licensed clinical mental health counselors; one member shall be a licensed marriage and family therapist; one member shall, at the time of appointment, be a nonlicensed and noncertified psychotherapist entered on the roster; and two members shall be public members.
    2. The public members shall have no direct financial interest personally or through a spouse, parent, child, brother, or sister in clinical mental health counseling, marriage and family therapy, or psychotherapy.
    3. The professional members shall have at least three years of professional experience as a clinical mental health counselor, marriage and family therapist, or psychotherapist and shall be actively engaged in one of these professions during incumbency.
  3. [Repealed.]

    Added 1997, No. 40 , § 51; amended 2005, No. 27 , § 92; 2013, No. 138 (Adj. Sess.), § 40; 2017, No. 144 (Adj. Sess.), § 25.

History

Amendments--2017 (Adj. Sess.) Subsec. (a): Substituted "The" for "A" preceding "Board".

Subsec. (c): Repealed.

Amendments--2013 (Adj. Sess.). Section amended generally.

Amendments--2005 Added "pursuant to sections 129b and 2004 of Title 3" in the second sentence, deleted "respectively" following "psychotherapist" in the fifth sentence, added the sixth sentence, and made minor changes in punctuation throughout the section.

Cross References

Cross references. Attachment of Board to Office of Professional Regulation, see 3 V.S.A. § 122.

Per diem compensation of Board members, see 3 V.S.A. § 129b(f) and 32 V.S.A. § 1010.

§ 3263. Allied Mental Health Board; duties.

  1. The Board shall:
    1. provide general information to applicants for licensure as clinical mental health counselors;
    2. administer fees collected under this chapter;
    3. explain appeal procedures to licensed clinical mental health counselors and applicants and complaint procedures to the public;
    4. receive applications for licensure, license applicants under this chapter, renew licenses, and revoke, reinstate, or condition licenses.
  2. The Board may adopt rules necessary to perform its duties under subsection (a) of this section.

    Added 1987, No. 245 (Adj. Sess.), § 1; amended 1989, No. 250 (Adj. Sess.), §§ 4(d), 80; 1993, No. 98 , § 10; 1997, No. 40 , § 52.

History

Amendments--1997. Rewrote the section heading, substituted "board" for "director" in the introductory paragraph of subsec. (a), deleted subdiv. (a)(5), and substituted "board" for "director of the office of professional regulation, with the advice of the clinical mental health counselors who are members of the special panel" and "its" for "his or her" in subsec. (b).

Amendments--1993 Subsec. (a): Substituted "licensure" for "certification" following "applicants for" in subdiv. (1), "licensed" for "certified" preceding "clinical" in subdiv. (3), and "licensure, license" for "certification, certify" preceding "applicants" and "licenses" for "certificates" following "renew" and preceding "as ordered" in subdiv. (4).

Amendments--1989 (Adj. Sess.). Subsec. (a): Substituted "director" for "secretary" in the introductory clause, and "special" for "appeals" preceding "panel" in subdiv. (5).

Subsec. (b): Substituted "director of the office of professional regulation" for "secretary of state".

§ 3264. Repealed. 1997, No. 40, § 74.

History

Former § 3264. Former § 3264, relating to clinical mental health advisor appointees, was derived from 1987, No. 245 (Adj. Sess), § 1, and amended by 1989, No. 250 (Adj. Sess.), § 81; 1993, No. 98 , § 11; and 1997, No. 40 , § 73(a).

§ 3265. Eligibility.

To be eligible for licensure as a clinical mental health counselor an applicant shall have:

  1. Received a master's degree or higher degree in counseling or a related field, from an accredited educational institution, after having successfully completed a course of study requiring a minimum number of graduate credit hours established by the Board by rule and a supervised practicum, internship, or field experience, as defined by the Board by rule, in a mental health counseling setting.
  2. Documented a minimum of 3,000 hours of supervised work in clinical mental health counseling during a minimum of two years of post-master's experience, including at least 100 hours of face-to-face supervision during a minimum of two years of post-master's experience. Persons engaged in supervised work shall be registered on the roster of nonlicensed, noncertified psychotherapists and shall comply with the laws applicable to registrants.
  3. Passed the examinations required by Board rules.

    Added 1987, No. 245 (Adj. Sess.), § 1; amended 1993, No. 98 , § 12; 1993, No. 222 (Adj. Sess.), § 9a; 1997, No. 40 , § 53; 2001, No. 151 (Adj. Sess.), § 32, eff. June 27, 2002; 2005, No. 27 , § 93; 2005, No. 148 (Adj. Sess.), § 36; 2017, No. 144 (Adj. Sess.), § 25.

History

Amendments--2017 (Adj. Sess.) Section amended generally.

Amendments--2005 (Adj. Sess.). Subdiv. (2): Substituted "the substantial equivalent" for "their substantial equivalent" and added "or a supervisor trained by a regional or national organization which has been approved by the board" in the last sentence.

Amendments--2005 Subdiv. (1): Inserted "or a related field" following "counseling".

Subdiv. (2): Rewrote the former first sentence as the present first and second sentences, and made minor changes in punctuation.

Subdiv. (3): Substituted "the examinations required by board rules" for "an examination".

Amendments--2001 (Adj. Sess.) Subdiv. (2): Inserted "a licensed psychiatric nurse practitioner" preceding "a licensed psychologist", and substituted "a licensed marriage and family therapist" for "a certified marriage and family therapist".

Amendments--1997. Section amended generally.

Amendments--1993 (Adj. Sess.). Added a new subdiv. (2), redesignated former subdiv. (2) as subdiv. (3), and substituted "(3)(A)" for "(2)(A)" following "subdivision" in subdiv. (B) of that subdiv., and redesignated former subdivs. (3) and (4) as subdivs. (4) and (5).

Amendments--1993 Substituted "licensure" for "certification" following "eligible for" in the introductory paragraph.

Subdiv. (2): Substituted "counselor advisor appointees" for "counselors who are members of the appeals panel" in subdiv. (B).

Subdiv. (3): Inserted "licensed or" preceding "certified" in two places in the second sentence.

§§ 3266, 3267. Repealed. 2017, No. 144 (Adj. Sess.), § 25.

History

Former §§ 3266, 3267. Former § 3266, relating to application for licensure, was derived from 1987, No. 245 (Adj. Sess.), § 1 and amended by 1989, No. 250 (Adj. Sess.), § 4(d); 1993, No. 98 , § 13; and 1997, No. 40 , § 73(a).

Former § 3267, relating to examination, was derived from 1987, No. 245 (Adj. Sess.), § 1 and amended by 1989, No. 250 (Adj. Sess.), § 4(d); 1993, No. 98 , § 14; 1997, No. 40 , § 54; and 2005, No. 27 , § 94.

§ 3268. Licensing without examination.

The Board may waive the examination requirement if the applicant is a clinical mental health counselor regulated under the laws of another jurisdiction, who is in good standing to practice clinical mental health counseling in that jurisdiction, and, in the opinion of the Board, the standards and qualifications required for regulation of clinical mental health counseling in that jurisdiction are substantially equivalent to those required by this chapter. The Board may adopt by rule criteria for licensing clinical mental health counselors who have five years' licensed or certified practice experience in another jurisdiction of the United States or Canada.

Added 1987, No. 245 (Adj. Sess.), § 1; amended 1989, No. 250 (Adj. Sess.), § 4(d); 1997, No. 40 , § 73(a); 2003, No. 60 , § 17; 2007, No. 29 , § 44.

History

Revision note. Substituted "licensing" for "certification" in the section heading in view of the amendment to this chapter by 1993, No. 98 .

Amendments--2007. Added the second sentence.

Amendments--2003. Substituted "jurisdiction" for "state" throughout, "substantially equivalent" for "currently at least equal" preceding "to those", and deleted the second sentence.

Amendments--1997 Substituted "board" for "director" wherever it appeared throughout the section.

Amendments--1989 (Adj. Sess.). Substituted "director" for "secretary" preceding "may waive" and "the standards" in the first sentence and "may not waive" in the second sentence.

§ 3269. Renewals.

Licenses shall be renewed every two years upon payment of required fees and proof of such continuing education as the Board may require by rule.

Added 1987, No. 245 (Adj. Sess.), § 1; amended 1989, No. 250 (Adj. Sess.), § 4(d); 1993, No. 98 , § 15; 1997, No. 40 , § 55; 2011, No. 66 , § 10, eff. June 1, 2011; 2017, No. 144 (Adj. Sess.), § 25.

History

Amendments--2017 (Adj. Sess.) Section amended generally.

Amendments--2011. Repealed subsec. (d).

Amendments--1997. Subsec. (a): Substituted "board" for "director" in the first sentence and for "director with the advice of the clinical mental health counselors who are members of the special panel" in the second sentence.

Amendments--1993 Substituted "licenses" for "certification" preceding "shall be renewed" in the first sentence of subsec. (a), "license" for "certificate" wherever it appeared in subsecs. (b) and (c), and "a license" for "certification" following "renew" and "license" for "certification" preceding "has lapsed" in subsec. (d).

Amendments--1989 (Adj. Sess.). Substituted "director" for "secretary" wherever it appeared in subsecs. (a), (b) and (d).

Cross References

Cross references. Exemption of persons 80 years of age and over from payment of license renewal fees, see 32 V.S.A. § 1111.

§ 3270. Repealed. 1997, No. 59, § 65(4), eff. June 30, 1997.

History

Former § 3270. Former § 3270, relating to clinical mental health counselor fees, was derived from 1987, No. 245 (Adj. Sess.), § 1, and amended by 1989, No. 250 (Adj. Sess.), § 82; 1991, No. 167 (Adj. Sess.), § 52; 1993, No. 98 , § 16.

§ 3270a. Fees.

Applicants and persons regulated under this chapter shall pay the following fees:

  1. Application for licensure                                      $150.00      (2) Biennial renewal                                               $200.00

    Added 1997, No. 155 (Adj. Sess.), § 6, eff. April 29, 1998; amended 1999, No. 49 , § 181; 2001, No. 143 (Adj. Sess.), § 31, eff. June 21, 2002; 2005, No. 202 (Adj. Sess.), § 20; 2019, No. 70 , § 22.

History

Amendments--2019. Subdiv. (1): Substituted "$150.00" for "$125.00".

Subdiv. (2): Substituted "$200.00" for "$150.00".

Amendments--2005 (Adj. Sess.). Subdiv. (1): Substituted "$125.00" for "$175.00".

Subdiv. (2): Substituted "$150.00" for "$270.00".

Amendments--2001 (Adj. Sess.) Subdiv. (1): Substituted "$175.00" for "$150.00".

Subdiv. (2): Substituted "$270.00" for "$235.00".

Amendments--1999 Subdiv. (2): Substituted "$235.00" for "$250.00".

§ 3271. Unprofessional conduct.

  1. Unprofessional conduct means the following conduct and conduct set forth in 3 V.S.A. § 129a :
    1. using dishonest or misleading advertising;
    2. misusing a title in professional activity;
    3. conduct that evidences unfitness to practice clinical mental health counseling;
    4. engaging in any sexual conduct with a client, or with the immediate family member of a client, with whom the licensee has had a professional relationship within the previous five years;
    5. harassing, intimidating, or abusing a client;
    6. entering into an additional relationship with a client, supervisee, research participant, or student that might impair the licensed clinical mental health counselor's objectivity or otherwise interfere with the clinical mental health counselor's professional obligations;
    7. independently practicing outside or beyond a clinical mental health counselor's area of training, experience, or competence without appropriate supervision; or
    8. using conversion therapy as defined in 18 V.S.A. § 8351 on a client younger than 18 years of age.
  2. After hearing, and upon a finding of unprofessional conduct, the Board may take disciplinary action against a licensed clinical mental health counselor or applicant.

    Added 1987, No. 245 (Adj. Sess.), § 1; amended 1993, No. 98 , § 17; 1993, No. 222 (Adj. Sess.), § 10; 1997, No. 40 , § 57; 1997, No. 145 (Adj. Sess.), § 53; 2007, No. 29 , § 45; 2015, No. 138 (Adj. Sess.), § 8.

History

Amendments--2015 (Adj. Sess.). Subdiv. (a)(8): Added.

Amendments--2007. Subdiv. (a)(4): Substituted "five" for "two" preceding "years".

Amendments--1997 (Adj. Sess.). Subsec. (a): Rewrote the introductory phrase, which read "Unprofessional conduct shall include", deleted eight subdivisions listing unprofessional conduct, and renumbered the remainder.

Amendments--1997. Subsec. (b): Substituted "board" for "special panel" and deleted "direct the secretary to" preceding "take disciplinary".

Amendments--1993 (Adj. Sess.). Deleted former subsec. (a), redesignated former subsec. (b) as subsec. (a) and added "or promoting the sale of services or goods in a manner which exploits a person for the financial gain of a practitioner or a third party" following "counseling services" in subdiv. (4) and substituted "that evinces an unfitness to practice" for "related to the practice of" following "crime" in subdiv. (6) of that subsection, added subdivs. (12)-(15), and redesignated former subsec. (c) as subsec. (b).

Amendments--1993. Substituted "licensed" for "certified" preceding "clinical" and "licensure" for "certification" following "applicant for" in subsec. (a), "a license" for "certification" following "use of" in subdiv. (b)(1), and "special" for "appeals" preceding "panel" and "licensed" for "certified" preceding "clinical" in subsec. (c).

§ 3272. Professional designation.

Nothing in this chapter shall be construed to prohibit the use and incorporation into the title of a clinical mental health counselor of a professional designation issued by a nationally recognized professional licensing organization.

Added 1987, No. 245 (Adj. Sess.), § 1; amended 1993, No. 98 , § 18.

History

Amendments--1993. Substituted "licensing" for "certification" preceding "organization".

§ 3273. Exemptions.

  1. The provisions of this chapter shall not apply to persons while engaged in the course of their customary duties as clergy, licensed physicians, psychologists, nurses, osteopaths, optometrists, dentists, lawyers, social workers, certified marriage and family therapists and psychoanalysts, rostered psychotherapists, or licensed educators when performing their duties consistent with the accepted standards of their respective professions; provided, however, that they do not describe themselves to the public by any other title or description stating or implying that they are clinical mental health counselors or are licensed to practice clinical mental health counseling.
  2. The provisions of this chapter shall not apply to persons while engaged in the course of their customary duties:
    1. in the activities and services of the clergy or leader of any religious denomination, or sect or a Christian Science practitioner when engaging in activities that are within the scope of the performance of the person's regular or specialized ministerial duties and for which no separate charge is made, or when these activities are performed, with or without charge, for or under the auspices of sponsorship, individually or in conjunction with others, of an established and legally recognizable church, denomination, or sect, and when the person rendering services remains accountable to the established authority of that church, denomination, or sect;
    2. in employment or rehabilitation counseling;
    3. as an employee of or under contract with the Agency of Human Services, provided the person does not practice psychotherapy as defined in section 3261 of this title;
    4. as a mediator;
    5. in an official evaluation for court purposes;
    6. as a member of a self-help group, such as Alcoholics Anonymous, peer counseling, or domestic violence groups, whether or not the person is serving for a consideration;
    7. as a respite caregiver, foster care worker, or hospice worker.
  3. Notwithstanding the provisions of subsections (a) and (b) of this section, the provisions of this chapter shall apply to any person licensed as a clinical mental health counselor under this chapter.

    Added 1993, No. 98 , § 19; amended 1993, No. 222 (Adj. Sess.), § 11; 1995, No. 126 (Adj. Sess.), § 8; 1997, No. 145 (Adj. Sess.), § 23; 1999, No. 52 , § 29.

History

Amendments--1999 Subdiv. (b)(1): Amended generally.

Amendments--1997 (Adj. Sess.). In subsecs. (a) and (b), substituted "provisions" for "prohibitions" near the beginning of each subsec.; in subsec. (a), deleted "teachers" and "consulting teachers" from the list of exempt persons and added "licensed educators"; added the proviso in subdiv. (b)(3); deleted subdiv. (b)(4), listing employees of and persons under contract with schools, making related designation changes; substituted "whether or not the person is serving" for "who is not serving" in subdiv. (b)(6); and added subsec. (c).

Amendments--1995 (Adj. Sess.) Subdiv. (b)(7): Repealed.

Amendments--1993 (Adj. Sess.). Section amended generally.

Effective date of amendments--1997 (Adj. Sess.). 1997, No. 145 , § 64(1) and (2) provided that the amendment of this section by that act takes effect on July 1, 1998, except that the following amendments take effect on July 1, 1999: the provisions amending subsec. (a) "substituting the term 'licensed educators' for the terms 'teachers' and 'consulting teachers' as exempt from the provisions of the psychologist, clinical social worker, clinical mental health counselor and psychotherapist practice acts" and the provisions repealing subdiv. (b)(4) "(exemption from the provisions of the psychologist, clinical social worker, clinical mental health counselor and psychotherapist practice acts for employees of or under contract with a school)."

§ 3273a. Exceptions.

  1. This chapter shall not apply to a person engaged or acting:
    1. in the discharge of his or her duties as a student of clinical mental health counseling or preparing for the practice of clinical mental health counseling provided that the person's title indicates his or her training status, if the preparation occurs under the supervision of a licensed practicing clinical mental health counselor in recognized training institutions or facilities or in a training program approved by the Office of Professional Regulation;
    2. in clinical training for licensure as a psychologist or clinical social worker or for certification as a marriage and family therapist or a psychoanalyst provided that the person's title indicates his or her training status and that the person does not identify him or herself as a clinical mental health counselor.
  2. Notwithstanding the provisions of subsection (a) of this section, this chapter shall apply to any person licensed as a clinical mental health counselor under this chapter.

    Added 1993, No. 222 (Adj. Sess.), § 11a; amended 1997, No. 145 (Adj. Sess.), § 24.

History

Amendments--1997 (Adj. Sess.). Deleted "Training" from the beginning of the section heading, designated the existing provisions as subsec. (a), and added subsec. (b).

§ 3274. Disclosure of information.

The Board shall adopt rules requiring licensed clinical mental health counselors to disclose to each client the clinical mental health counselor's professional qualifications and experience, those actions that constitute unprofessional conduct, the method for filing a complaint or making a consumer inquiry, and provisions relating to the manner in which the information shall be displayed and signed by both the clinical mental health counselor and the client. The rules may include provisions for applying or modifying these requirements in cases involving clients of designated agencies, institutionalized clients, minors, and adults under the supervision of a guardian.

Added 1993, No. 222 (Adj. Sess.), § 12; amended 1997, No. 40 , § 58; 2015, No. 38 , § 33, eff. May 28, 2015.

History

Amendments--2015. Inserted "clients of designated agencies," following "requirements in cases involving" in the second sentence.

Amendments--1997. Substituted "board" for "office of professional regulation, in consultation with the advisor appointees" in the first sentence.

CHAPTER 67. AUDIOLOGISTS AND HEARING AID DISPENSERS

History

Amendments--2015. 2015, No. 38 , § 34, eff. September 1, 2015, added "Audiologists and" preceding "Hearing" in the chapter heading.

Transitional provisions; audiologists. 2015, No. 38 , § 35 provides: "(a)(1) As of September 1, 2015, any audiologist currently licensed and in good standing with the Agency of Education shall be deemed licensed by the Secretary of State's Office of Professional Regulation.

"(2) The Office of Professional Regulation shall reissue initial licenses at no charge after that date and shall establish a single expiration and renewal date for all of these licensees.

"(b) An audiologist employed in a school and holding an endorsement from the Agency of Education shall retain that endorsement and shall renew it with the Agency as required by law, in addition to licensure with the Office of Professional Regulation."

Cross References

Cross references. Attachment of professions to Office of Professional Regulation, see 3 V.S.A. § 122.

Office of Professional Regulation generally, see 3 V.S.A. ch. 5, subch. 3.

Procedure for adoption of administrative rules, see 3 V.S.A. ch. 25.

Review of regulatory laws, see chapter 57 of this title.

Subchapter 1. General Provisions

§ 3281. Definitions.

As used in this chapter:

  1. "Audiologist" means a person licensed to practice audiology under this chapter.
  2. "Audiology" means the application of principles, methods, and procedures related to hearing and the disorders of hearing, and to related language and speech disorders, which includes all conditions that impede the normal process of human communication, including disorders of auditory sensitivity, acuity, function, or processing.
  3. "Director" means the Director of the Office of Professional Regulation.
  4. "Disciplinary action" includes any action taken by an administrative law officer established by 3 V.S.A. § 129(j) against a licensed audiologist or hearing aid dispenser or an applicant premised on a finding that the licensee or applicant has engaged in unprofessional conduct. "Disciplinary action" includes all appropriate remedies, including obtaining injunctions, refusing to grant or renew a license, suspending or revoking a license, or issuing warnings.
  5. "Hearing aid" means an amplifying device to be worn by a person who is hard of hearing to improve hearing, including any accessories specifically used in connection with such a device, but excluding theater- or auditorium-wide-area listening devices, telephone amplifiers, or other devices designed to replace a hearing aid for restricted situations.
  6. "Hearing aid dispenser" means a person licensed under this chapter to dispense hearing aids.
  7. "Practice of audiology" includes the following services, which may be provided to persons of all ages:
    1. facilitating the conservation of auditory system function, and developing and implementing environmental and occupational hearing conservation programs;
    2. screening, identifying, assessing, and interpreting, diagnosing, preventing, and rehabilitating peripheral and central auditory system dysfunctions;
    3. providing and interpreting behavioral and electro-physiological measurements of auditory, vestibular, and facial nerve functions;
    4. selecting, fitting, and dispensing of hearing aids, amplification, assistive listening and alerting devices, implantable devices, and other systems, and providing training in their use;
    5. dispensing hearing aids, including conducting and interpreting hearing tests for the purpose of selecting suitable hearing aids;
    6. making ear molds or impressions;
    7. providing instruction to patients on the care and use of hearing aids, auditory system functions, and hearing conservation;
    8. all acts pertaining to selling, renting, leasing, pricing, delivering, and giving warranties for hearing aids;
    9. providing aural rehabilitation and related counseling services to individuals who are hard of hearing and their families;
    10. screening of speech-language and other factors affecting communication function for the purposes of an audiologic evaluation, or initial identification of individuals with other communication disorders; and
    11. management of cerumen.
  8. "Practice of dispensing hearing aids" includes the following services, which may only be provided to persons 18 years of age or older:
    1. the measurement of the sensitivity of human hearing by means of appropriate behavioral testing for the sole purpose of fitting air-conduction hearing aids;
    2. the otoscopic observation of the outer ear in connection with the measurement of hearing and the fitting of hearing aids and for the purpose of referral to other professionals;
    3. the production of ear impressions for earmolds for the purpose of selecting and fitting hearing aids;
    4. the analysis of hearing aid function by means of the appropriate testing equipment;
    5. the selection and fitting of hearing aids with appropriate instruction, orientation, counseling, and management regarding the use and maintenance of these devices and other accessories; and
    6. the modification and general servicing of hearing aids.
  9. "Secretary" means the Secretary of State.

    Added 1989, No. 60 , § 1; amended 1989, No. 250 (Adj. Sess.), § 4(b), (d); 1997, No. 40 , § 49(a); 2013, No. 96 (Adj. Sess.), § 178; 2015, No. 38 , § 34, eff. Sept. 1, 2015.

History

Amendments--2015. Section amended generally.

Amendments--2013 (Adj. Sess.). Subdiv. (4): Substituted "person who is hard of hearing" for "hearing impaired person" following "worn by a" and "theater- or auditorium-wide-area" for "theater or auditorium wide area" following "excluding".

Amendments--1997 Subdiv. (2): Substituted "an administrative law officer" for "special panel" in the first sentence.

Amendments--1989 (Adj. Sess.). Subdiv. (2): Substituted "special panel established by 3 V.S.A. § 129(j)" for "appeals panel established by 3 V.S.A. § 114a" in the first sentence.

Subdiv. (6): Amended generally.

§ 3282. Records and equipment.

  1. A licensee shall maintain records relating to the sale of his or her goods and services and, upon request, shall make such records available to the Director for review.  A licensee shall maintain records required to be kept under this section for a period of at least seven years from the date of the sale.
  2. A licensee shall make the testing equipment available for periodic inspection by the Director or the Director's designee, and shall have all testing equipment calibrated annually by the manufacturer or a qualified testing service in accordance with American National Standards Institute specifications.
  3. The Director shall adopt rules implementing the provisions of this section.

    Added 1989, No. 60 , § 1; amended 1989, No. 250 (Adj. Sess.), § 4(d).

History

Amendments--1989 (Adj. Sess.). Subsec. (a): Substituted "director" for "secretary" preceding "for review" in the first sentence.

Subsec. (b): Substituted "director or the director's" for "secretary or the secretary's" preceding "designee".

Subsec. (c): Substituted "director" for "secretary".

§ 3283. Prices to be disclosed.

A licensee shall disclose in a clear and conspicuous manner the range of retail prices charged for goods and services. The disclosure schedule shall be posted in each licensee's office and retail establishment in which the licensee works, and a written copy given to each client, patient, or customer prior to any sale. Disclosures shall be in the manner set forth by the Director by rule.

Added 1989, No. 60 , § 1; amended 2015, No. 38 , § 34, eff. Sept. 1, 2015.

History

Amendments--2015. Substituted "goods and services" for "hearing aids and accessories" following "charged for" in the first sentence; inserted "licensee's office and" preceding "retail establishment", and "client, patient, or" preceding "customer" in the second sentence; and substituted "Director" for "secretary" preceding "by rule" in the third sentence.

§ 3283a. Expired. 2001, No. 151 (Adj. Sess.), § 32a, eff. July 1, 2003.

History

Former § 3283a. Former § 3283a, relating to physician evaluation requirement for hearing aid, was derived from 1989, No. 60 , § 1, and expired July 1, 2003, pursuant to 2001, No. 151 (Adj. Sess.), § 32a.

§ 3284. Terms of sale; 45-day trial period.

    1. Any sales contract for equipment, including a hearing aid, sold by a licensee to a person in this State, shall contain a clause that requires the licensee to refund the full product price of the equipment, except for the cost of earmolds and service, up to 45 days from the date of delivery of any new or substantially refabricated equipment if, in the opinion of the consumer, the equipment is not satisfactory. (a) (1)  Any sales contract for equipment, including a hearing aid, sold by a licensee to a person in this State, shall contain a clause that requires the licensee to refund the full product price of the equipment, except for the cost of earmolds and service, up to 45 days from the date of delivery of any new or substantially refabricated equipment if, in the opinion of the consumer, the equipment is not satisfactory.
    2. If the returned equipment is damaged while in the possession of the consumer, the amount refunded shall be reduced by the reasonable amount of the damage.
    3. The equipment shall not be sold thereafter as new.
    4. As used in this subsection, "cost of service" means the actual cost of the service provided to fit a hearing aid or install or prepare the equipment, but shall not exceed five percent of the sale price or $50.00, whichever is greater.
  1. The complete terms of the sale, including the terms of the 45-day trial period, the individual prices for goods and services sold, and such other information as the Director may require shall be disclosed in writing to the consumer before the sale is completed.
  2. If the equipment is in the possession of the licensee, manufacturer, repairperson, or their agents during the trial period, the period of time the equipment is in such possession shall not be included in the calculation of the 45-day trial period.

    Added 1989, No. 60 , § 1; amended 1989, No. 250 (Adj. Sess.), § 4(d); 2015, No. 38 , § 34, eff. Sept. 1, 2015.

History

Amendments--2015. Subsec. (a): Amended generally.

Subsec. (c): Substituted "the equipment" for "a hearing aid" preceding "is in the possession", "licensee" for "hearing aid dispenser" preceding "manufacturer", and "equipment" for "aid" following "period of time the".

Amendments--1989 (Adj. Sess.). Subsec. (b): Substituted "director" for "secretary" preceding "may require".

§ 3285. Prohibitions; penalties.

  1. A person shall not:
    1. practice or attempt to practice audiology or dispense hearing aids or hold oneself out as being permitted to do so in this State unless the person is licensed in accordance with this chapter;
    2. use in connection with the person's name an insignia or any letters or words that indicate the person is an audiologist or a hearing aid dispenser unless the person is licensed in accordance with this chapter; or
    3. practice audiology or dispense hearing aids after the person's license under this chapter has been suspended or revoked.
  2. A person who violates a provision of this section or who obtains a license by fraud or misrepresentation shall be subject to the pertinent penalties provided in 3 V.S.A. § 127 .

    Added 2015, No. 38 , § 34, eff. Sept. 1, 2015.

§ 3286. Exemptions.

The provisions of section 3285 of this chapter shall not apply to a person enrolled in a course of study leading to a degree or certificate in audiology at a school accredited by the American Speech-Language Hearing Association, provided:

  1. the activities and services performed constitute part of a supervised course of study;
  2. the person is designated by a title that clearly indicates the person's student or trainee status; and
  3. the person is under the direct supervision of an audiologist licensed in this State.

    Added 2015, No. 38 , § 34, eff. Sept. 1, 2015.

Subchapter 2. Administration

§ 3287. Advisor appointees.

  1. The Secretary shall appoint one otolaryngologist, one audiologist, one hearing aid dispenser who is neither an otolaryngologist nor an audiologist, and one member of the public to serve as advisors in matters related to audiologists and hearing aid dispensers.
    1. The public member shall be an individual with significant hearing impairment who uses a hearing aid regularly.
    2. The members shall be appointed as set forth in 3 V.S.A. § 129b and shall serve at the pleasure of the Secretary.
  2. The Director shall seek the advice of the advisors appointed under this section in carrying out the provisions of this chapter. Such members shall be entitled to compensation and necessary expenses in the amount provided in 32 V.S.A. § 1010 for attendance at any meeting called by the Director for this purpose.

    Added 1989, No. 60 , § 1; amended 1989, No. 250 (Adj. Sess.), § 83; 2007, No. 29 , § 46; 2011, No. 66 , § 10a, eff. June 1, 2011; 2015, No. 38 , § 34, eff. Sept. 1, 2015.

History

Revision note. In subsec. (b), substituted "director" for "secretary" in the second sentence to conform the language to the text of the remainder of the section, as amended.

Amendments--2015. Subsec. (a): Amended generally.

Amendments--2011. Subsec. (a): Inserted "and one member of the public" following "dispensers"; substituted "Of the licensed hearing aid dispensers, one" for "One" preceding "member" and "The public member shall be an individual with significant hearing impairment who uses a hearing aid regularly. The members" for "They" preceding the phrase "shall be appointed".

Subsec. (b): Substituted "advisors" for "hearing aid dispensers" preceding "appointed".

Amendments--2007. Subsec. (a): Substituted "as set forth in section 129b of Title 3" for "for staggered three-year terms" in the third sentence.

Amendments--1989 (Adj. Sess.). Rewrote the section heading.

Subsec. (a): Substituted "advisors in matters related to hearing aid dispensers" for "members of the appeals panel established under 3 V.S.A. § 114a" following "serve as" in the first sentence, deleted the former third sentence, inserted "and" preceding "shall serve" and deleted "and shall be entitled to full participation in the business of that panel when it is considering matters relating to dispensing hearing aids", and deleted the fourth sentence.

Subsec. (b): Substituted "director" for "secretary" preceding "shall seek" and "appointed under this section" for "who are members of the appeals panel" following "dispensers" in the first sentence.

§ 3288. Director duties.

The Director shall:

  1. provide information to applicants for licensure as an audiologist or hearing aid dispenser;
  2. administer fees collected under this chapter;
  3. explain appeal procedures to licensees and applicants and complaint procedures to the public;
  4. receive applications for licensure, grant licensure under this chapter and renew licenses, and deny, revoke, suspend, reinstate, or condition licenses as directed by an administrative law officer;
  5. refer all complaints and disciplinary matters to an administrative law officer established under 3 V.S.A. § 129(j) ; and
  6. with the advice of the advisor appointees, adopt or amend rules necessary to implement the provisions of this chapter.

    Added 1989, No. 60 , § 1; amended 1989, No. 250 (Adj. Sess.), §§ 4(b), (d), 84; 1997, No. 40 , § 49(a); 2015, No. 38 , § 34, eff. Sept. 1, 2015.

History

Amendments--2015. Subdiv. (1): Substituted "an audiologist or" for "a" preceding "hearing aid".

Subdiv. (6): Amended generally.

Amendments--1997 Substituted "an administrative law officer" for "special panel" in subdivs. (4) and (5).

Amendments--1989 (Adj. Sess.). Substituted "director of the office of professional regulation" for "secretary of state" in the section heading, "director" for "secretary" in the introductory clause, "special panel" for "appeals panel" in subdiv. (4), "special panel established under 3 V.S.A. § 129(j)" for "appeals panel" in subdiv. (5) and "advisor appointees" for "members of the appeals panel" in subdiv. (6).

Subchapter 3. Licenses and Examinations

Cross References

Cross references. Fees for advisor professions, see 3 V.S.A. § 125(b).

§ 3290. Eligibility for audiologist license.

To be eligible for licensure as an audiologist, an applicant shall have:

  1. A master's degree or equivalent in audiology or speech-language pathology from an educational institution approved by the Director, with course work completed in areas specified by rule.
  2. Completed a supervised clinical practicum in audiology, the length and content of which shall be established by rule.
  3. Completed a period, as determined by rule, of postgraduate professional training in audiology as approved by the Director.
  4. Passed an examination in audiology approved by the Director, which shall include a section that is equivalent to the hearing aid dispensers examination described in section 3295 of this chapter. An audiologist who has passed this examination is not required to take the hearing aid dispensers examination required by section 3295.

    Added 2015, No. 38 , § 34, eff. Sept. 1, 2015.

§ 3291. License required for hearing aid dispensers.

  1. Unless a person is licensed in accordance with the provisions of this chapter, he or she shall not:
    1. dispense or attempt to dispense hearing aids or hold himself or herself out as being able to dispense hearing aids; or
    2. use in connection with his or her name any letters, words, or insignia indicating or implying that he or she is a hearing aid dispenser.
  2. A person who violates a provision of this chapter or who obtains a license by fraud or misrepresentation shall be subject to the pertinent penalties provided in 3 V.S.A. § 127 .
  3. An audiologist licensed pursuant to this chapter may dispense hearing aids consistent with the requirements of this chapter. Licensed audiologists are not required to obtain a separate license to dispense hearing aids.

    Added 1989, No. 60 , § 1; amended 2001, No. 151 (Adj. Sess.), § 47, eff. July 1, 2003; 2007, No. 29 , § 47; 2015, No. 38 , § 34, eff. Sept. 1, 2015.

History

Amendments--2015. Section heading: Added "for hearing aid dispensers" following "License required".

Subsec. (b): Inserted "pertinent" preceding "penalties" and substituted "3 V.S.A. § 127" for "3 V.S.A. § 127(c)".

Subsec. (c): Substituted "An audiologist" for "Audiologists" preceding "licensed pursuant", "this chapter" for "chapter 87 of this title" preceding "may dispense", and "this" for "that" preceding "chapter" at the end of the first sentence.

Amendments--2007. Subsec. (b): Substituted "shall be subject to the penalties provided in subsection 127(c) of Title 3" for "may be imprisoned not more than 90 days or fined not more than $5,000.00, or both".

Amendments--2001 (Adj. Sess.) Subsec. (c): Added.

§ 3292. Construction.

  1. Nothing in this chapter shall be construed to prohibit a person from manufacturing hearing aids or making mechanical repairs to hearing aids or from issuing warranties in connection with such manufacturing or repairs.
  2. The licensure requirements of this chapter shall not be construed to apply to any person engaged in hearing aid dispensing as part of the academic curriculum of an accredited institution of higher education, provided that said person is directly supervised by a licensed hearing aid dispenser.
  3. Nothing in this chapter shall be construed to prohibit licensed practitioners from acting within the scope of practice for their licensed field. However, such practitioners shall comply with sections 3282, 3283, and 3284 of this title.

    Added 1989, No. 60 , § 1; amended 1991, No. 167 (Adj. Sess.), § 53.

History

Revision note. Substituted "chapter" for "act" in subsec. (b) to conform the reference to V.S.A. style.

Amendments--1991 (Adj. Sess.). Subsec. (c): Added the last sentence.

§ 3293. Eligibility for hearing aid dispenser license.

To be eligible for licensure as a hearing aid dispenser, an applicant shall:

  1. have attained the age of majority; and
  2. pass a written examination administered by the Director under section 3295 of this chapter.

    Added 1989, No. 60 , § 1; amended 2015, No. 38 , § 34, eff. Sept. 1, 2015.

History

Amendments--2015. Added "for hearing and dispenser license" in the section heading, substituted "as a hearing aid dispenser" for "under this chapter" in the introductory paragraph, and "Director" for "secretary" and "chapter" for "title" in subdiv. (2).

§ 3294. Application for licensure as hearing aid dispenser.

An application for licensure as a hearing aid dispenser shall be made on a form furnished by the Director and shall be accompanied by the application and examination fees and evidence of eligibility as requested by the Director.

Added 1989, No. 60 , § 1; amended 1989, No. 250 (Adj. Sess.), § 4(d); 2015, No. 38 , § 34, eff. Sept. 1, 2015.

History

Amendments--2015. Added "for licensure as hearing aid dispenser" in the section heading, and substituted "An application" for "Applications" preceding "for licensure".

Amendments--1989 (Adj. Sess.). Substituted "director" for "secretary" in two places.

§ 3295. Examination for licensure as hearing aid dispenser.

  1. Examinations shall be administered in the manner and places designated by the Director.
  2. The examination shall cover the following: the basic physics of sound, anatomy, and physiology of the ear, structure and function of hearing aids, pure tone audiometry, voice and recorded speech audiometry, interpretation of audiograms as related to hearing aid usage, selection and adaptation of hearing aids, counseling people who are hard of hearing in the appropriate use of hearing aids, identifying situations in which referrals to a physician are appropriate, knowledge of medical and rehabilitation facilities for people who are hard of hearing in this State, and State and federal laws relating to dispensing hearing aids and other areas of knowledge determined by the Director to be necessary.
  3. If the applicant passes the examination and meets the other requirements set forth in this chapter, the applicant shall receive a license upon payment of the license fee.
  4. If an applicant fails the examination, the applicant may retake the examination on one or more occasions upon payment of the examination fee.
  5. The Director shall establish by rule fixed criteria for passing the examination that shall apply to all persons taking the examination.
  6. The Director may waive the examination requirement if the applicant is a hearing aid dispenser regulated under the laws of another state who is in good standing to dispense hearing aids in that state and, in the opinion of the Director, the standards and qualifications required for regulation of hearing aid dispensers in that state are currently at least equal to those required by this chapter.
  7. Licensing standards and procedures shall be fair and reasonable and shall be designed and implemented to measure and reasonably ensure that all applicants are granted licensure if they demonstrate that they possess the minimal occupational qualifications that are consistent with public health, safety, and welfare.  They shall not be designed or implemented for the purpose of limiting the number or types of licensees.

    Added 1989, No. 60 , § 1; amended 1989, No. 250 (Adj. Sess.), § 4(d); 2013, No. 96 (Adj. Sess.), § 179; 2015, No. 38 , § 34, eff. Sept. 1, 2015.

History

Revision note. In subsec. (e), substituted "director" for "secretary" to conform the language to the text of the remainder of the section, as amended.

Amendments--2015. Section heading: Added "for licensure as hearing aid dispenser" following "Examination".

Subsec. (a): Deleted the former first sentence.

Subsec. (b): Inserted "in the appropriate use of hearing aids" preceding "identifying situations".

Amendments--2013 (Adj. Sess.). Subsec. (b): Substituted "people who are hard of hearing" for "the hearing impaired" twice.

Amendments--1989 (Adj. Sess.). Subsec. (a): Substituted "director" for "secretary" preceding "shall conduct" in the first sentence and following "designated by the" in the second sentence.

Subsec. (b): Substituted "director" for "secretary" preceding "to be necessary" at the end of the sentence.

Subsec. (f): Substituted "director" for "secretary" preceding "may waive" in the beginning of the sentence and following "opinion of the".

§ 3295a. Temporary licensure of hearing aid dispenser without examination.

  1. A temporary license may be issued to a person who applies for the first time to practice as a hearing aid dispenser under section 3293 of this chapter, is employed by a licensed hearing aid dispenser, and satisfies the provisions of subdivision (1) of that section.
    1. A temporary license allows a person to practice as a hearing aid dispenser while directly supervised by a hearing aid dispenser licensed under section 3295 of this chapter until he or she takes the next examination provided by the Director and a determination is made of his or her qualifications to practice in this State. (b) (1)  A temporary license allows a person to practice as a hearing aid dispenser while directly supervised by a hearing aid dispenser licensed under section 3295 of this chapter until he or she takes the next examination provided by the Director and a determination is made of his or her qualifications to practice in this State.
    2. The supervising hearing aid dispenser shall personally observe the temporary licensee while conducting and interpreting hearing tests and making earmolds or impressions, for a period of two months following issuance of a license under this section or until the license expires, whichever occurs first.
  2. Temporary licenses shall be issued on payment of the specified fee and shall remain in force no longer than 60 days following examination and shall not be extended except for good and exceptional cause shown by the applicant. Not more than one temporary license may be issued to the same person. An extension shall not be granted to an applicant who fails the examination.

    Added 1991, No. 167 (Adj. Sess.), § 54; amended 2015, No. 38 , § 34, eff. Sept. 1, 2015.

History

Amendments--2015. Section heading: Inserted "of hearing aid dispenser" following "licensure".

Subsec. (a): Substituted "chapter" for "title" following "under section 3293 of this".

Subsec. (b): Inserted the subdiv. designations and in subdiv. (1), substituted "chapter" for "title" following "section 3295 of this".

Subsec. (c): Substituted "An extension shall not be granted" for "No extension shall be granted" preceding "to an applicant" in the third sentence.

§ 3296. Renewals and reinstatement for audiologists and hearing aid dispensers.

  1. Licenses shall be renewed every two years upon payment of the renewal fee.
  2. Upon receipt of the completed form and the renewal fee, the Director shall issue a new license.
  3. The Director may make such rules as may be reasonably necessary for the protection of the public to ensure that an applicant for reinstatement is professionally qualified.
  4. As a condition of renewal, the Director may require that licensees establish that they have satisfied continuing education requirements established by the Director, by rule.

    Added 1989, No. 60 , § 1; amended 1989, No. 250 (Adj. Sess.), § 4(d); 2015, No. 38 , § 34, eff. Sept. 1, 2015.

History

Amendments--2015. Section heading: Added "and reinstatement for audiologists and hearing aid dispensers" following "Renewals".

Subsec. (b): Deleted the former first sentence.

Subsec. (c): Deleted the former first sentence; substituted "ensure" for "assure the director" following "protection of the public to" in the present first sentence; and deleted "under this subsection" following "applicant for reinstatement" in the present first sentence.

Amendments--1989 (Adj. Sess.). Substituted "director" for "secretary" wherever it appeared.

Cross References

Cross references. Exemption of persons 80 years of age and over from payment of license renewal fees, see 32 V.S.A. § 1111.

§ 3297. Repealed. 1997, No. 59, § 65(5), eff. June 30, 1997.

History

Former § 3297. Former § 3297, relating to hearing aid dispenser fees, was derived from 1989, No. 60 , § 1, and amended by 1989, No. 250 (Adj. Sess.), § 85; 1991, No. 167 (Adj. Sess.), § 55.

§ 3298. Repealed. 2015, No. 38, § 34, eff. September 1, 2015.

History

Former § 3298. Former § 3298, relating to maintenance of business address; display of license, was derived from 1989, No. 60 , § 1.

Subchapter 4. Unprofessional Conduct and Discipline

Cross References

Cross references. Appeal to Office of Professional Regulation from decision of administrative law officer, see 3 V.S.A. § 130a.

§ 3301. Unprofessional conduct of hearing aid dispensers.

  1. A licensee shall not engage in unprofessional conduct.  When such conduct is committed by an applicant, it shall be grounds for denial of a license.
  2. Unprofessional conduct means the following conduct and conduct set forth in 3 V.S.A. § 129a :
    1. aiding or abetting a person, directly or indirectly, to commit unauthorized practice;
    2. giving, offering to give, or causing to be given, directly or indirectly, money or anything of value to any person who advises another in a professional capacity, as an inducement for the professional to influence others to purchase goods or services from the licensee;
    3. making a representation that is intended or has a tendency to deceive the public, including:
      1. advertising a particular type of hearing aid for sale when such aid is not for sale;
      2. stating or implying that the use of a hearing aid will retard the progression of a hearing impairment; or
      3. misrepresenting the licensee or the licensee's business by using the word "audiologist" or similar terms if such designation is not accurate;
    4. engaging in any unfair or deceptive act or practice within the meaning of 9 V.S.A. § 2453 , relating to consumer protection;
    5. using undue influence or coercion in connection with the dispensing of hearing aids;
    6. providing or promoting the sale of goods or services to a person who cannot reasonably be expected to benefit from such services or goods;
    7. willfully failing to honor any representation, promise, agreement, or warranty to a consumer;
    8. failing to make available, upon the request of a person using the licensee's services, copies of records or documents in the possession or under the control of the licensee, when those records or documents have been prepared in connection with the furnishing of services or goods to the requesting person;
    9. any of the following except when reasonably undertaken in an emergency situation in order to protect life or health:
      1. practicing or offering to practice beyond the scope permitted by law;
      2. accepting and performing occupational responsibilities that the licensee knows or has reason to know the licensee is not competent to perform; or
      3. performing occupational services that have not been authorized by the consumer or his or her legal representative;
    10. discouraging consumers in any way from exercising their right to a refund within a 45-day trial period, unreasonably delaying payment of such refunds as may be due, or deducting amounts from refunds beyond those allowed by law;
    11. failing to inform a consumer prior to sale that a medical evaluation of hearing loss prior to purchasing a hearing aid is in the consumer's best health interest;
    12. engaging in fraud in connection with any state or federally assisted medical assistance programs.
  3. After hearing, and upon a finding of unprofessional conduct, an administrative law officer may direct the Director to take disciplinary action against a licensed hearing aid dispenser or applicant.

    Added 1989, No. 60 , § 1; amended 1989, No. 250 (Adj. Sess.), § 4(b), (d); 1997, No. 40 , § 49(a); 1997, No. 145 (Adj. Sess.), § 54; 2011, No. 136 (Adj. Sess.), § 1b, eff. May 18, 2012; 2015, No. 38 , § 34, eff. Sept. 1, 2015.

History

Amendments--2015 Added "of hearing aid dispensers" following "conduct" in the section heading.

Amendments--2011 (Adj. Sess.). Subdiv. (b)(4): Acts 109 and 136 substituted "consumer protection" for "consumer fraud".

Amendments--1997 (Adj. Sess.). Rewrote subsec. (b), deleting six subdivs. and renumbering the remainder.

Amendments--1997 Substituted "an administrative law officer" for "special panel" in subsec. (c).

Amendments--1989 (Adj. Sess.). Subsec. (c): Substituted "special" for "appeals" preceding "panel" and "director" for "secretary" following "direct the".

Statutory revision. 2011, No. 136 (Adj. Sess.), § 1b(a) provides: "The legislative council, under its statutory revision authority pursuant to 2 V.S.A. § 424, is directed to delete the term 'consumer fraud' and to insert in lieu thereof the term 'consumer protection' wherever it appears in each of the following sections: 7 V.S.A. § 1010; 8 V.S.A. §§ 2706, 2709, and 2764; 9 V.S.A. § 2471; 18 V.S.A. §§ 1511, 1512, 4086, 4631, 4633, 4634, and 9473; 20 V.S.A. § 2757; and 33 V.S.A. §§ 1923 and 2010; and in any other sections as appropriate.

§ 3302. Unprofessional conduct of audiologists.

  1. A licensee or applicant shall not engage in unprofessional conduct.
  2. Unprofessional conduct means the following conduct and the conduct set forth in 3 V.S.A. § 129a :
    1. willfully making or filing false reports or records in the practice of audiology, willfully impeding or obstructing the proper making or filing of reports or records, or willfully failing to file the proper report or record;
    2. aiding or abetting a person, directly or indirectly, to commit an unauthorized practice;
    3. giving, offering to give, or causing to be given, directly or indirectly, money or anything of value to any person who advises another in a professional capacity, as an inducement for the professional to influence others to purchase goods or services from the licensee;
    4. advertising or making a representation that is intended or has a tendency to deceive the public, including:
      1. advertising a particular type of service, equipment, or hearing aid when the particular service, equipment, or hearing aid is not available;
      2. stating or implying that the use of a hearing aid will retard the progression of a hearing impairment;
      3. advertising or making any statement related to the practice of audiology that is intended to or tends to deceive or mislead the public; and
      4. using, promoting, or causing the use of any misleading, deceiving, improbable, or untruthful advertising matter, promotional literature, testimonial guarantee, warranty, label, brand, insignia, or any other representation;
    5. engaging in any unfair or deceptive act or practice within the meaning of 9 V.S.A. § 2453 , relating to consumer protection;
    6. willfully failing to honor any representation, promise, agreement, or warranty to a client or consumer;
    7. professional negligence or malpractice;
    8. any of the following, except when reasonably undertaken in an emergency situation in order to protect life or health:
      1. practicing or offering to practice beyond the scope permitted by law;
      2. accepting and performing professional or occupational responsibilities that the licensee knows or has reason to know the licensee is not competent to perform; or
      3. performing professional or occupational services that have not been authorized by the consumer or his or her legal representative;
    9. failing to make available, upon request of a person using the licensee's services, copies of records or documents in the possession or under the control of the licensee, when those records or documents have been prepared in connection with the furnishing of services or goods to the requesting persons;
    10. sexual harassment of a patient or client;
    11. engaging in a sexual act as defined in 13 V.S.A. § 3251 with a patient;
    12. conviction of a crime related to the practice of audiology or conviction of a felony, whether or not related to the practice of the profession;
    13. discouraging clients or consumers in any way from exercising their right to a refund within a 45-day trial period, unreasonably delaying payment of such refunds as may be due, or deducting amounts from refunds beyond those allowed by law;
    14. failing to inform a consumer prior to sale of a hearing aid that a medical evaluation of hearing loss prior to purchasing a hearing aid is in the consumer's best health interest;
    15. engaging in fraud in connection with any state or federally assisted medical assistance programs; or
    16. violating any part of the Code of Ethics of the American Speech-Language-Hearing Association or the American Academy of Audiology.

      Added 2015, No. 38 , § 34, eff. Sept. 1, 2015.

CHAPTER 69. REAL ESTATE APPRAISERS

Cross References

Cross references. Attachment of profession to Office of Professional Regulation, see 3 V.S.A. § 122.

Office of Professional Regulation generally, see 3 V.S.A. ch. 5, subch. 3.

Procedure for adoption of administrative rules, see 3 V.S.A. ch. 25.

Real estate brokers and salespersons, see chapter 41 of this title.

Review of regulatory laws, see chapter 57 of this title.

Subchapter 1. General Provisions

History

Amendments--2019. Act No. 30, § 21 designated §§ 3311 and 3312 of this chapter as subchapter 1 and added the subchapter heading.

§ 3311. Definitions.

As used in this chapter:

  1. "Act" means the Federal Financial Institutions Reform, Recovery, and Enforcement Act of 1989, Pub. L. No. 101-73, as amended.
  2. "Appraisal" means an analysis, opinion, or conclusion relating to the value of specified interests in or aspects of identified real estate or identified real property.
  3. "Appraisal management company" means an entity that acts as a broker in acquiring finished appraisals from real estate appraisers licensed under this chapter and that supplies the appraisals to third parties.
  4. "Appraiser" or "real estate appraiser" means a person licensed under this chapter.
  5. "AQB" means the Appraisal Qualifications Board of the Appraisal Foundation as referenced in the Act. Under the provisions of the Act, the AQB establishes the minimum education, experience, and examination requirements for real property appraisers to obtain a state license or certification.
  6. "ASC" means the Appraisal Subcommittee of the Federal Financial Institutions Examination Council created pursuant to the Act. The ASC oversees the real estate appraisal process as it relates to federally related transactions as defined in the Act.
  7. "Director" means the Director of the Office of Professional Regulation.
    1. "Disciplinary action" means any action by any regulatory or certifying authority against a licensed real estate appraiser or applicant premised upon a finding that the person has engaged in unprofessional conduct. (8) (A) "Disciplinary action" means any action by any regulatory or certifying authority against a licensed real estate appraiser or applicant premised upon a finding that the person has engaged in unprofessional conduct.
      1. The term includes all sanctions of any kind, including obtaining injunctions, refusing to grant or renew a license, suspending, revoking, or restricting a license, and issuing warnings. (B) (i) The term includes all sanctions of any kind, including obtaining injunctions, refusing to grant or renew a license, suspending, revoking, or restricting a license, and issuing warnings.
      2. The term does not include monetary civil penalties imposed by a hearing officer in relation to an express finding under 3 V.S.A. § 129(a)(3) that the subject matter does not constitute unprofessional conduct.
  8. "Office" means the Office of Professional Regulation.

    Added 1989, No. 264 (Adj. Sess.), § 1; amended 1993, No. 217 (Adj. Sess.), § 1; 2009, No. 103 (Adj. Sess.), § 40; 2013, No. 27 , § 37; 2019, No. 30 , § 21.

History

Reference in text. The Federal Financial Institutions Reform, Recovery, Enforcement Act of 1989, referred to in subdiv. (1), are codified principally as 12 U.S.C. §§ 93, 161, 164, 202-209, 211, 248, 250, 324, 461, 481, 482, 504-506, 1422-1424, 1426-1428, 1429-1432, 1435, 1436, 1438, 1439a-1446, 1452-1459, 1461-1468c, 1701c, 1706e, 1716, 1717, 1719, 1723a, 1724-1730d, 1730f-1730i, 1766, 1782, 1784-1787, 1790a-1790c, 1811-1825, 1827-1829, 1829b, 1830, 1831b, 1831d-1831k, 1833-1833e, 1843, 1847, 1881, 1882, 1972, 2245, 2802-2807, 2810, 2902, 2906, 3204, 3206, 3302, 3303, 3305, 3309, 3310, 3331-3351, 3401, 3412, 3413, 3420, 3507, 3801, 4009.

Amendments--2019. Subdiv. (7): Substituted "Director" for "Board" and substituted "Director of the Office of Professional Regulation" for "Board of Real Estate Appraisers established under this chapter" following "means the".

Subdiv. (8): Amended generally.

Subdiv. (9): Added.

Amendments--2013. Added the definitions for "AQB" and "ASC" and renumbered the remaining definitions accordingly to retain alphabetical numbering scheme.

Amendments--2009 (Adj. Sess.) Subdiv. (6): Added.

Amendments--1993 (Adj. Sess.). Subdivs. (4) and (5): Added.

§ 3312. Prohibitions; penalty; exemption.

  1. Unless licensed in accordance with the provisions of this chapter, a person shall not:
    1. perform an appraisal in a federally related transaction when a licensed or certified appraiser is required by the Act; or
    2. use in connection with his or her name any letters, words, or insignia indicating that he or she is a State certified or licensed real estate appraiser.
  2. An individual who violates a provision of subsection (a) of this section shall be subject to the penalties provided in 3 V.S.A. § 127 .
  3. A registered appraisal management company shall not be required to be licensed in order to acquire and provide finished appraisals to third parties.

    Added 1989, No. 264 (Adj. Sess.), § 1; amended 1993, No. 217 (Adj. Sess.), § 2; 2007, No. 29 , § 48; 2009, No. 103 (Adj. Sess.), § 41; 2019, No. 30 , § 21.

History

Amendments--2019. Subsec. (a): Substituted "a" for "no," and "shall not" for "may" in the introductory language, and added "or" at the end of subdiv. (1).

Subsec. (b): Substituted "3 V.S.A. § 127" for "3 V.S.A. § 127(c)".

Amendments--2009 (Adj. Sess.) Added ", exemption" in the section heading, and added subsec. (c).

Amendments--2007. Subsec. (a): Deleted "an individual is" preceding "licensed" and substituted "no person may" for "he or she shall not".

Subdiv. (a)(1): Deleted "for a fee or any other thing of value" following "transaction".

Subsec. (b): Substituted "subject to the penalties provided in subsection 127(c) of Title 3" for "fined not more than $1,000.00 or imprisoned not more than 30 days, or both, for each occurrence".

Amendments--1993 (Adj. Sess.). Subsec. (a): Deleted "perform either of the following" following "shall not" in the introductory paragraph and added "or any other thing of value when a licensed or certified appraiser is required by the Act" following "fee" in subdiv. (1).

Effective date. 1989, No. 264 (Adj. Sess.), § 7(a), provided that this section shall take effect on July 1, 1991 or the date approved in accordance with the Federal Financial Institutions Reform, Recovery, and Enforcement Act of 1989 for implementation of the licensing requirements for real estate appraisers, whichever is later.

Subchapter 2. Administration

History

Amendments--2019. Act No. 30, § 21 designated §§ 3313-3315 of this chapter as subchapter 2 and added the subchapter heading.

§ 3313. Regulation of real estate appraisers; Director; advisor appointees.

    1. Director shall administer the provisions of this chapter. (a) (1)  Director shall administer the provisions of this chapter.
      1. The Secretary of State shall appoint six persons of suitable qualifications in accordance with this section to advise the Director in matters concerning real estate appraisal. (2) (A) The Secretary of State shall appoint six persons of suitable qualifications in accordance with this section to advise the Director in matters concerning real estate appraisal.
      2. The Secretary shall appoint the advisors for five-year staggered terms. Four of the initial appointments shall be for four-, three-, two-, and one-year terms.
    2. The Director shall consult the appointed advisors prior to exercising interpretive discretion, adopting or amending rules, and determining any substantial regulatory question presented in the course of administering this chapter.
  1. Three advisors shall be real estate appraisers licensed under this chapter who have been actively engaged in the full-time practice of real estate appraising for five years preceding appointment and have been practicing in Vermont for the two-year period immediately preceding appointment.
  2. Two advisors shall be public members who shall have no direct financial interest personally or through a spouse, parent, child, brother, or sister in real estate appraising.
  3. One advisor shall be a public member actively engaged in the business of banking, including lending for the purpose of buying real property, or shall be a person who is a consumer of appraisal services in the regular course of his or her business.

    Added 1989, No. 264 (Adj. Sess.), § 1; amended 1991, No. 92 , § 2; 1993, No. 217 (Adj. Sess.), § 3; 1999, No. 133 (Adj. Sess.), § 30; 2005, No. 27 , § 95; 2009, No. 103 (Adj. Sess.), § 42; 2019, No. 30 , § 21.

History

Amendments--2019. Section heading: Substituted "Regulation of real estate appraisers; Director; advisor appointees" for "Board of Real Estate Appraisers".

Added the subsec. designations; rewrote subsec. (a); substituted "advisors" for "members" in subsecs. (b) and (c); and substituted "advisor" for "member" in subsec. (d).

Amendments--2009 (Adj. Sess.) Substituted "six" for "five" in second sentence and added the last sentence.

Amendments--2005 Added "pursuant to sections 129b and 2004 of Title 3" in the second sentence, substituted "full-time" for "fulltime" preceding "practice" in the third sentence and made a minor change in punctuation in the last sentence.

Amendments--1999 (Adj. Sess.). Deleted the subsec. (a) designation at the beginning of the section, "with the advice and consent of the senate for three year terms" from the end of the second sentence, and deleted subsecs. (b)-(d).

Amendments--1993 (Adj. Sess.). Subsec. (a): Substituted "for five years preceding appointment and have been practicing in Vermont for the two-year" for "in Vermont for the five-year" following "estate appraising" in the third sentence.

Amendments--1991. Subsec. (a): Deleted the fifth sentence.

Cross References

Cross references. Per diem compensation of advisor appointees, see 3 V.S.A. § 129b(f) and 32 V.S.A. § 1010.

§ 3314. Director; powers and duties.

  1. The Director shall administer the provisions of this chapter in a manner that conforms in all respects with the requirements of the Act.
  2. In addition to the Director's other powers and duties under this chapter, the Director shall:
    1. Receive and review applications.
    2. Collect the registry fee as required by the Act and transmit that fee to the ASC. The registry fee shall be in addition to State licensing and registration fees.
    3. Annually publish a roster of all licensees and transmit the roster to the ASC as required by the Act.
    4. Register appraisal management companies.
    5. Make inquiries he or she deems necessary into the character, integrity, and reputation of the applicant.
    6. Perform other functions and duties as may be necessary to carry out the provisions of this chapter and to comply with the requirements of the Act, including by adopting rules defining and regulating appraisal management companies in a manner consistent with the Act.

      Added 1989, No. 264 (Adj. Sess.), § 1; amended 2009, No. 103 (Adj. Sess.), § 43; 2013, No. 27 , § 38; 2013, No. 138 (Adj. Sess.), § 41; 2017, No. 48 , § 22; 2019, No. 30 , § 21.

History

2014. In subdiv. (b)(5), substituted "Vermont Crime Information Center" for "Vermont Criminal Information Center" twice in accordance with 2013, No. 119 (Adj. Sess.).

Amendments--2019. Section heading: Substituted "Director" for "Board".

Subsec. (a): Substituted "Director" for "Board".

Subsec. (b): Substituted "the Director's" for "it's" and "Director" for "Board" in the introductory language and in subdiv. (5), substituted "Make inquiries he or she" for "The Board may make," at the beginning of the subdiv.

Amendments--2017. Subdiv. (b)(5): Amended generally.

Subdiv. (b)(6): Amended generally.

Amendments--2013 (Adj. Sess.). Added subdiv. (b)(5) and redesignated former subdiv. (b)(5) as present (b)(6).

Amendments--2013. Subdiv. (b)(2): Substituted "ASC" for "Federal Financial Institutions Examination council" at the end of the first sentence, and added the second sentence.

Subdiv. (b)(3): Substituted "ASC" for "Federal Appraisal Subcommittee".

Amendments--2009 (Adj. Sess.) Added subdiv. (b)(4); redesignated former subdiv. (b)(4) as present subdiv. (b)(5); and deleted "such" preceding "other" in subdiv. (b)(5).

§ 3315. Rules.

  1. The Director may adopt rules necessary to implement the provisions of this chapter.
  2. The Director shall adopt rules relating to procedures for processing applications, issuing licenses, registering trainees, inspecting records, and instituting and conducting disciplinary proceedings.

    Added 1989, No. 264 (Adj. Sess.), § 1; amended 1991, No. 92 , § 3; 1993, No. 217 (Adj. Sess.), §§ 4, 5; 2013, No. 27 , § 39; 2019, No. 30 , § 21.

History

Amendments--2019. Substituted "Director" for "Board" in subsecs. (a) and (b).

Amendments--2013. Subsec. (b): Amended generally.

Amendments--1993 (Adj. Sess.). Subdiv. (b)(1): Deleted "for" preceding "issuing" and "instituting" and inserted "registering trainees, inspecting records" following "licenses".

Subdiv. (b)(2): Amended generally.

Subdiv. (b)(6): Added.

Amendments--1991. Subdiv. (b)(2): Amended generally.

Subdiv. (b)(3): Substituted "'certified general real estate appraiser' and 'certified residential real estate appraiser'" for "'state certified real estate appraiser'" following "subdivision for" in the second sentence and "'licensed real estate appraiser'" for "'state licensed real estate appraiser'" following "requirements for" in the third sentence.

Subchapter 3. Licenses, Certifications, and Registrations

History

Amendments--2019. Act No. 30, § 21 designated §§ 3316 through the end of this chapter as subchapter 3 and added the subchapter heading.

§ 3316. Licensing and registration fees.

Applicants and persons regulated under this chapter shall pay those fees set forth in 3 V.S.A. § 125(b) .

Added 1989, No. 264 (Adj. Sess.), § 1; amended 1991, No. 92 , § 4; 1991, No. 167 (Adj. Sess.), § 56; 1993, No. 217 (Adj. Sess.), § 6; 2005, No. 202 (Adj. Sess.), § 19; 2009, No. 103 (Adj. Sess.), § 44; 2015, No. 57 , § 5; 2019, No. 70 , § 23; 2019, No. 178 (Adj. Sess.), § 18, eff. Oct. 1, 2020.

History

Amendments--2019 (Adj. Sess.). Section amended generally.

Amendments--2019. Rewrote the section.

Amendments--2015. Subdiv. (3): Substituted "$200.00" for "$315.00".

Subdiv. (9): Substituted "$400.00" for "$500.00".

Amendments--2009 (Adj. Sess.) Added "licensing and registration" in the section heading, and added subdivs. (8) and (9).

Amendments--2005 (Adj. Sess.). Subdiv. (2): Substituted "$150.00" for "$60.00".

Subdiv. (3): Substituted "$315.00" for "$225.00".

Subdiv. (4): Substituted "$150.00" for "$50.00".

Amendments--1993 (Adj. Sess.). Subdiv. (7): Added.

Amendments--1991 (Adj. Sess.). Subdiv. (1): Substituted "$125.00" for "$60.00".

Subdiv. (2): Substituted "$60.00" for "$125.00".

Subdiv. (3): Substituted "$225.00" for "$200.00".

Amendments--1991. Added subdivs. (4)-(6).

§ 3317. Application.

An individual who desires to be licensed under this chapter shall submit an application as specified by the Director, accompanied by payment of the required fee.

Added 1989, No. 264 (Adj. Sess.), § 1; amended 2019, No. 30 , § 21.

History

Amendments--2019. Substituted "submit an application as specified by" for "apply to" and substituted "Director" for "board in writing on a form furnished by the board. The application shall be".

§ 3318. Examination.

The Director shall examine applicants using an AQB-approved qualifying examination applicable to the credential sought by the applicant.

Added 1989, No. 264 (Adj. Sess.), § 1; amended 1991, No. 92 , § 5; 1993, No. 217 (Adj. Sess.), § 7; 2013, No. 27 , § 40; 2019, No. 30 , § 21.

History

Amendments--2019. Substituted "Director" for "Board", deleted "for" following "examine applicants", and substituted "applicable to" for "for" preceding "the credential".

Amendments--2013. Section amended generally.

Amendments--1993 (Adj. Sess.). Subsec. (a): Amended generally.

Amendments--1991. Subsec. (a): Amended generally.

§ 3319. Temporary practice.

The Director shall issue a temporary license to an individual, after filing of an application and fee, who is a certified or licensed real estate appraiser in another jurisdiction if all of the following apply:

  1. the property to be appraised is part of a federally related transaction for which a licensed or certified appraiser is required by the Act;
  2. the applicant's business is of a temporary nature; and
  3. the applicant registers with the Office.

    Added 1989, No. 264 (Adj. Sess.), § 1; amended 1991, No. 92 , § 6; 1993, No. 217 (Adj. Sess.), § 8; 2019, No. 30 , § 21.

History

Amendments--2019. Substituted "Director" for "board" in the introductory paragraph, added "and" at the end of subdiv. (2), and substituted "Office" for "board" at the end of subdiv. (3).

Amendments--1993 (Adj. Sess.). Subdiv. (1): Added "for which a licensed or certified appraiser is required by the Act" following "transaction".

Amendments--1991. Inserted "after filing of an application and fee" following "individual" in the introductory paragraph.

§ 3319a. Appraiser trainee registration.

      1. A person who has completed a course of instruction approved by the AQB may work as a certified residential or certified general appraiser trainee provided the person is registered with the Office. (a) (1) (A)  A person who has completed a course of instruction approved by the AQB may work as a certified residential or certified general appraiser trainee provided the person is registered with the Office.
      2. An appraiser trainee shall work under the direct supervision of an appraiser who holds either a certified residential or a certified general license in good standing and has held the certified residential or certified general license for at least the minimum number of years required by the AQB.
      1. An appraiser trainee may perform activities within the scope of practice of the license sought, provided that the supervising appraiser reviews and signs all resulting appraisals. (2) (A) An appraiser trainee may perform activities within the scope of practice of the license sought, provided that the supervising appraiser reviews and signs all resulting appraisals.
      2. The supervising appraiser shall be professionally responsible for such activities performed by the trainee.
    1. As used in this subsection, "good standing" means that the appraiser supervisor holds a current, unrestricted license.
  1. [Repealed.]
  2. The Director may give credit for training hours, not exceeding 10 percent of the total hourly experience requirement, for hours worked or training given that does not include or is unrelated to a site inspection.
  3. Appraiser trainees registered with the Board as of July 1, 2013 and who continue on to satisfy the requirements specified by the AQB may become State licensed appraisers, notwithstanding the elimination of that license category.

    Added 1993, No. 217 (Adj. Sess.), § 9; amended 2003, No. 60 , § 18; 2005, No. 27 , § 96; 2005, No. 148 (Adj. Sess.), § 37; 2013, No. 27 , § 41; 2013, No. 138 (Adj. Sess.), § 42; 2019, No. 30 , § 21.

History

Amendments--2019. Subsec. (a): Added the subdiv. designations; in subdiv. (1)(A), substituted "Office" for "Board" at the end; and in subdiv. (3), substituted "subsection" for "section" following "As used in this".

Subsec. (c): Substituted "Director" for "Board" and deleted ", in its discretion," preceding "give credit for".

Amendments--2013 (Adj. Sess.). Subsec. (b): Repealed.

Subsec. (c): Substituted "The" for "Notwithstanding subsection (b) of this section, the" at the beginning.

Subsec. (d): Added.

Amendments--2013. Subsec. (a): Substituted "approved by the AQB" for "as defined pursuant to rule adopted under subdivision 3315(b)(1) of this title" preceding "may work as" and deleted "state licensed" thereafter in the first sentence, substituted "the minimum number of years required by the AQB" for "two years" in the second sentence, and "As used in" for "For purposes of" in the third sentence, and deleted the last sentence.

Amendments--2005 (Adj. Sess.). Designated the existing provisions of the section as subsec. (a), and in that subsec., rewrote the second sentence, and added subsecs. (b) and (c).

Amendments--2005 Added "and who has held a license for at least two years" following "supervised" in the second sentence, deleted "and has not been subject to disciplinary action resulting in a finding of unprofessional conduct within the previous five years" following "unrestricted license" in the fifth sentence and added the sixth sentence.

Amendments--2003. Substituted "subdivision" for "section" preceding "3315(b)(1)" in the first sentence, added "in good standing" following "full license" in the second sentence and deleted the last sentence.

§ 3320. Licensure by reciprocity.

The Director shall waive all licensing requirements for an appraiser applicant holding a valid certification from another state if:

  1. the appraiser licensing and certification program of the other state is in compliance with the provisions of the Act; and
  2. the appraiser applicant holds the valid certification from a state whose requirements for certification or licensing meet or exceed the licensure standards established by this chapter.

    Added 1989, No. 264 (Adj. Sess.), § 1; amended 1993, No. 217 (Adj. Sess.), § 10; 2013, No. 27 , § 42; 2019, No. 30 , § 21.

History

Amendments--2019. Substituted "Director" for "Board" in the introductory paragraph.

Amendments--2013. Section amended generally.

Amendments--1993 (Adj. Sess.). Inserted "for which a licensed or certified appraiser is required by the Act" following "transactions".

§ 3320a. Repealed. 2017, No. 48, § 23, eff. August 10, 2018.

History

Former § 3320a. Former § 3320a, relating to appraisal management companies, was derived from 2009, No. 103 (Adj. Sess.), § 45 and amended by 2013, No. 27 , § 43.

§ 3321. Renewals.

  1. Except for a license issued to an appraisal management company, a licensed issued under this chapter shall be renewed biennially upon payment of the required fee and upon satisfactory completion of the minimum continuing education requirements established by AQB during the immediately preceding two-year period. An appraisal management company shall renew its license annually in compliance with State and federal regulations.
  2. If an individual or an appraisal management company fails to renew in a timely manner, he, she, or it may renew the license within 30 days of the renewal date by satisfying all requirements set forth in law, including, as applicable, those requirements of AQB for reactivation and payment of an additional late renewal penalty.
  3. The Director may reactivate the license of an individual or an appraisal management company whose license has lapsed for more than 30 days upon payment of the renewal fee, the reactivation fee, and the late renewal penalty, provided the individual or appraisal management company has satisfied all the requirements set forth in law, including, as applicable, those requirements of AQB for reactivation.
  4. The Director may require, by rule, as a condition of reactivation, that an applicant, other than an appraisal management company, undergo review of one or more aspects of the applicant's professional work in the practice of real estate appraising, provided that the manner and performance results of the review be specified by the Director. Such a review requirement shall:
    1. be adopted reasonably in advance of the time when it is first required to be met; and
    2. provide for compliance if the applicant shows that within the two years preceding renewal, the applicant underwent a satisfactory quality review for other purposes and that review was substantially equivalent to a review required under this section.
  5. [Repealed.]

    Added 1989, No. 264 (Adj. Sess.), § 1; amended 1993, No. 217 (Adj. Sess.), §§ 11, 12; 2009, No. 103 (Adj. Sess.), § 46, eff. May 12, 2010; 2011, No. 66 , § 11, eff. June 1, 2011; 2013, No. 27 , § 44; 2019, No. 30 , § 21; 2019, No. 178 (Adj. Sess.), § 18, eff. Oct. 1, 2020.

History

Amendments--2019 (Adj. Sess.). Subsecs. (a)-(d): Amended generally.

Subsec. (e): Repealed.

Amendments--2019. Substituted "Director" for "Board" in subsecs. (c) and (d).

Amendments--2013. Subsec. (a): Substituted "the minimum continuing education requirements established by AQB" for "continuing education requirements".

Subsec. (b): Substituted "all requirements of AQB for reactivation" for "all the requirements for renewal".

Subsec. (c): Substituted "reactivate" for "renew", "reactivation" for "renewal" and "reinstatement", "all requirements of AQB" for "all the requirements", and deleted the former second sentence.

Subsec. (d): Substituted "reactivation" for "renewal" in the first sentence.

Amendments--2011. Subsec. (d): Deleted "no applicant may be reviewed more than once every two years and that" following "that".

Amendments--2009 (Adj. Sess.) Subsec. (e): Added.

Amendments--1993 (Adj. Sess.). Subsec. (c): Substituted "renewal fee, the reinstatement fee" for "required fee" following "payment of the" in the first sentence and "reinstatement" for "renewal" following "applicant for" in the second sentence.

Subsec. (d): Added.

Cross References

Cross references. Exemption of persons 80 years of age and over from payment of license renewal fees, see 32 V.S.A. § 1111.

§ 3322. Use of license number; consumer fee disclosure.

    1. Each licensee or registrant shall be assigned a license or registration number that shall be used in a report, a contract, engagement letter, or other instrument used by the licensee or registrant in connection with the licensee's or registrant's activities under this chapter. The license number shall be placed adjacent to or immediately below the title the licensee is entitled to use under this chapter. (a) (1)  Each licensee or registrant shall be assigned a license or registration number that shall be used in a report, a contract, engagement letter, or other instrument used by the licensee or registrant in connection with the licensee's or registrant's activities under this chapter. The license number shall be placed adjacent to or immediately below the title the licensee is entitled to use under this chapter.
    2. Each licensed appraiser shall ensure that the registration number and the appraiser's fee for appraisal services shall appear adjacent to or immediately below the appraisal management company's registered name on documents supplied to clients or customers in this State.
  1. Each licensed appraiser shall include within the body of the appraisal report the amount of the appraiser's fee for appraisal services.

    Added 1989, No. 264 (Adj. Sess.), § 1; amended 1993, No. 217 (Adj. Sess.), § 13; 2009, No. 103 (Adj. Sess.), § 47; 2011, No. 66 , § 11, eff. June 1, 2011; 2019, No. 30 , § 21.

History

Amendments--2019. Subsec. (a): Added the subdiv. (1) and (2) designations; in subdiv. (1), substituted "that" for "which" following "number" in the first sentence; and in subdiv. (2), substituted "Each" for "The" at the beginning of the subdiv.

Subsec. (b): Substituted "Each" for "The" at the beginning of the subsec.

Amendments--2011. Section heading: Added ", consumer fee disclosure" following "number".

Subsec. (a): Added the subsec. designation; deleted ", and the" following "chapter" and inserted "The licensed appraiser shall ensure that the" preceding "registration" and "and the appraiser's fee for appraisal services" following "number".

Subsec. (b): Added.

Amendments--2009 (Adj. Sess.) Inserted "or registrant" following "licensee" in two places, "or registrant's" following "licensee's", "or registration" following "license" and inserted "engagement letter" following "contract" in the first sentence, and added "and the registration number shall appear adjacent to or immediately below the appraisal management company's registered name on documents supplied to clients or customers in this state" following "chapter" in the second sentence.

Amendments--1993 (Adj. Sess.). Section amended generally.

§ 3323. Unprofessional conduct.

  1. The following conduct by a licensee and the conduct set forth in 3 V.S.A. § 129a constitute unprofessional conduct. When that conduct is by an applicant or a person who later becomes an applicant, it may constitute grounds for denial of a license:
    1. Procuring or attempting to procure a license under this chapter by knowingly making a false statement, submitting false information, refusing to provide complete information in response to a question in an application for licensure, or through any form of fraud or misrepresentation.
    2. An act or omission involving dishonesty, fraud, or misrepresentation with the intent to benefit the licensee or another person or with the intent to injure another person.
    3. Violation of any of the standards for the development or communication of real estate appraisals established under the Act.
    4. Failure or refusal to exercise reasonable diligence in developing an appraisal, preparing a report, or communicating an appraisal.
    5. Negligence or incompetence in developing an appraisal, in preparing a report, or in communicating an appraisal.
    6. Accepting an appraisal assignment when the employment itself is contingent upon the appraiser reporting a predetermined analysis or opinion, or where the fee to be paid for the performance of the appraisal assignment is contingent upon the opinion, conclusion, or valuation reached, or upon the consequences resulting from the appraisal assignment.
    7. Violating the confidential nature of governmental records to which the licensee gained access through employment or engagement as an appraiser by a governmental agency.
    8. Violating any term or condition of a license restricted by the Office.
    9. Failing to comply with practice standards adopted by the Director.
  2. The following conduct by an appraisal management company and the conduct set forth in 3 V.S.A. § 129a constitute unprofessional conduct. An appraisal management company includes agents acting on behalf of the registrant in the acquisition, delivery, or use of a real estate appraisal produced by a licensed real estate appraiser. When that conduct is by an applicant or an entity that later becomes an applicant for registration, it may constitute grounds for denial of a license:
    1. Influencing or attempting to influence the development, reporting, result, or review of a real estate appraisal through coercion, compensation, inducement, intimidation, or other manner intended to affect the independent judgment of a licensed real estate appraiser, including:
      1. Withholding or threatening to withhold timely payment for a real estate appraisal report.
      2. Withholding or threatening to withhold future business or work opportunities from a licensed real estate appraiser.
      3. Expressly or implicitly promising future business or work-related compensation for a real estate appraiser.
      4. Ordering or paying for real estate appraisal services based on predetermined valuations or other conclusions to be reached by a licensed real estate appraiser.
      5. Requesting or suggesting that a licensed real estate appraiser provide an estimated, predetermined, or desired valuation in a real estate appraisal report or provide estimated values or comparable sales prior to completion of the appraisal report.
    2. Altering or otherwise changing a completed appraisal report submitted by a licensed appraiser.
    3. Using an appraisal report submitted by an appraiser for a transaction other than the one for which it was developed.
    4. Requiring an independent appraiser to enter into an agreement requiring the independent appraiser to defend, to indemnify, or to hold harmless the registrant or other third party for the development, use, or contents of a real estate appraisal. This subdivision shall not affect a licensee's or a registrant's professional liability to consumers or to other licensees or registrants.
    5. Using or possessing an independent licensed real estate appraiser's digital signature, seal, or other similar stamp of endorsement.
  3. Registrants shall only transmit an exact copy of the completed appraisal to the client or other intended user.
  4. [Repealed.]
  5. Appeals from disciplinary orders and final license denials shall be governed by the provisions of 3 V.S.A. § 130a .

    Added 1989, No. 264 (Adj. Sess.), § 1; amended 1993, No. 217 (Adj. Sess.), § 14; 1997, No. 145 (Adj. Sess.), § 55; 2007, No. 29 , § 49; 2009, No. 103 (Adj. Sess.), § 48; 2019, No. 30 , § 21.

History

Amendments--2019. Subsec. (a): Substituted "Office" for "board" at the end of subdiv. (8), and substituted "Director" for "board" at the end of subdiv. (9).

Subsec. (d): Repealed.

Subsec. (e): Substituted "disciplinary orders and final license denials" for "decisions of the board" following "Appeals from".

Amendments--2009 (Adj. Sess.) Added new subsecs. (b) and (c) and redesignated former subsecs. (b) and (c) as present subsecs. (d) and (e), and in present subsec. (d), substituted "licensee, applicant, or registrant" for "licensee or an applicant" in the introductory paragraph, and inserted "or conditioning" preceding "a license" and added "or registration" thereafter in subdiv. (1).

Amendments--2007. Subsec. (c): Rewrote the subsec.

Amendments--1997 (Adj. Sess.). Rewrote subsec. (a), deleting four subdivs. and renumbering the remainder.

Amendments--1993 (Adj. Sess.). Subsec. (b): Amended generally.

§ 3324. Record retention.

  1. A licensee or registrant shall retain all records related to an appraisal, review, or consulting assignment for not fewer than five years after preparation.
  2. A licensee or registrant shall retain records under this section that relate to a matter in litigation for two years after the litigation concludes or in conformance with the "Uniform Standards of Professional Appraisal Practice," as promulgated by the Appraisal Standards Board of the Appraisal Foundation, whichever period is longer.
  3. Upon reasonable notice, a licensee or registrant shall provide to the Director for inspection and copying any records governed by this section.

    Added 1989, No. 264 (Adj. Sess.), § 1; amended 1993, No. 217 (Adj. Sess.), § 15; 2009, No. 103 (Adj. Sess.), § 49; 2019, No. 30 , § 21.

History

Amendments--2019. Subsec. (a): Substituted "fewer" for "less" preceding "than five years".

Subsec. (c): Substituted "Upon" for "With" at the beginning, substituted "provide to the Director for inspection and copying" for "produce" following "registrant shall", and deleted "for inspection and copying by the board or its authorized agent" following "this section".

Amendments--2009 (Adj. Sess.) Section amended generally.

Amendments--1993 (Adj. Sess.). Inserted "applicant or a person who later becomes an applicant" following "licensee" in the first sentence and substituted "five" for "three" preceding "years" in the first and second sentences, rewrote the third sentence and added the fourth sentence.

§ 3325. Reporting.

An appraiser who reports to the Director appraisal work that does not comply with the provisions of this chapter shall not be considered to have violated the ethics provision of the uniform standards of professional practice.

Added 1993, No. 217 (Adj. Sess.), § 16; amended 2019, No. 30 , § 21.

History

Amendments--2019. Substituted "Director" for "board" preceding "appraisal work" and "that" for "being performed which" thereafter.

CHAPTER 71. OCCUPATIONAL THERAPISTS AND OCCUPATIONAL THERAPY ASSISTANTS

Sec.

Cross References

Cross references. Attachment of profession to Office of Professional Regulation, see 3 V.S.A. § 122.

Fees for advisor professions, see 3 V.S.A. § 125(b).

Office of Professional Regulation generally, see 3 V.S.A. ch. 5, subch. 3.

Procedure for adoption of administrative rules, see 3 V.S.A. ch. 25.

Review of regulatory laws, see chapter 57 of this title.

§ 3351. Definitions.

As used in this chapter:

  1. "Occupational therapist" means a person who is licensed to practice occupational therapy under this chapter.
  2. "Occupational therapy assistant" means a person who is licensed to assist in the practice of occupational therapy under the supervision of an occupational therapist.
  3. "Director" means the Director of the Office of Professional Regulation.
  4. "Disciplinary action" includes any action taken by the Director or by an administrative law officer established by 3 V.S.A. § 129(j) against an occupational therapist, occupational therapy assistant, or applicant premised on a finding that the occupational therapist, occupational therapy assistant, or applicant has engaged in unprofessional conduct. The term includes all sanctions of any kind, refusing to grant or renew licensure, suspending or revoking licensure, and issuing warnings.
  5. "Occupational therapy practice" means the therapeutic use of purposeful and meaningful occupations (goal-directed activities) to evaluate and treat individuals who have a disease or disorder, impairment, activity limitation, or participation restriction that interferes with their ability to function independently in daily life roles, and to promote health and wellness. Occupational therapy intervention may include:
    1. remediation or restoration of performance abilities that are limited due to impairment in biological, physiological, psychological, or neurological processes;
    2. adaptation of task, process, or the environment, or the teaching of compensatory techniques, in order to enhance performance;
    3. disability prevention methods and techniques that facilitate the development of safe application of performance skills;
    4. health promotion strategies and practices that enhance performance abilities.
  6. "Occupational therapy services" include:
    1. evaluating, developing, improving, sustaining, or restoring skills in activities of daily living, work, or productive activities, including instrumental activities of daily living, and play and leisure activities;
    2. evaluating, developing, remediating, or restoring sensorimotor, cognitive, or psychosocial components of performance;
    3. designing, fabricating, applying, or training in the use of assistive technology or orthotic devices, and training in the use of prosthetic devices;
    4. adaptation of environments and processes, including the application of ergonomic principles, to enhance performance and safety in daily life roles;
    5. application of physical agent modalities as an adjunct to or in preparation for engagement in occupations;
    6. evaluating and providing intervention in collaboration with the individual receiving treatment, family, caregiver, or others;
    7. educating the individual receiving treatment, family, caregiver, or others in carrying out appropriate nonskilled interventions; and
    8. consulting with groups, programs, organizations, or communities to provide population-based services.

      Added 1993, No. 102 , § 1; amended 1997, No. 40 , § 49(a); amended 2001, No. 151 (Adj. Sess.), § 33, eff. June 27, 2002; 2013, No. 96 (Adj. Sess.), § 180.

History

Amendments--2013 (Adj. Sess.). Subdiv. (6): Deleted ", but are not limited to" at the end.

Subdivs. (6)(F) and (6)(G): Substituted "individual receiving treatment" for "client" following "the".

Amendments--2001 (Adj. Sess.) Substituted "licensed" for "certified" and "licensure" for "certification" throughout the section, rewrote subdiv. (5), and added subdiv. (6).

Amendments--1997 Subdiv. (4): Substituted "an administrative law officer" for "special panel" in the first sentence.

§ 3352. Prohibition; offenses.

  1. No person shall practice or attempt to practice occupational therapy or hold himself or herself out as being able to do so in this State without first having obtained a license.
  2. No person shall use in connection with the person's name any letters, words, or insignia indicating or implying that the person is an occupational therapist or occupational therapy assistant unless licensed in accordance with this chapter.
  3. A person who violates this section shall be subject to the penalties provided in 3 V.S.A. § 127(c) .

    Added 1993, No. 102 , § 1; amended 2001, No. 151 (Adj. Sess.), § 34, eff. June 27, 2002; 2007, No. 29 , § 50.

History

Amendments--2007. Subsec. (c): Substituted "subject to the penalties provided in subsection 127(c) of Title 3" for "fined not more than $1,000.00 for each occurrence".

Amendments--2001 (Adj. Sess.) Added subsec. (a), redesignated former subsecs. (a) and (b) as present subsecs. (b) and (c), respectively, and substituted "licensed" for "certified" in present subsec. (b).

§ 3353. Director of the Office of Professional Regulation; duties.

  1. The Director shall:
    1. provide general information to applicants for licensure as occupational therapists or occupational therapy assistants;
    2. administer fees collected under this chapter;
    3. explain appeal procedures to occupational therapists, occupational therapy assistants, and applicants, and complaint procedures to the public;
    4. receive applications for licensure, license applicants under this chapter, renew licenses, and revoke, suspend, reinstate, or condition licenses as ordered by an administrative law officer; and
    5. refer all disciplinary matters to an administrative law officer.
  2. The Director of the Office of Professional Regulation, with the advice of the advisor appointees, may adopt rules necessary to perform the duties provided under this chapter.

    Added 1993, No. 102 , § 1; amended 1997, No. 40 , § 49(a); 2001, No. 151 (Adj. Sess.), § 35, eff. June 27, 2002.

History

Amendments--2001 (Adj. Sess.) Substituted "licensure" for "certification", "license" for "certify", and "licenses" for "certificates" throughout the section.

Amendments--1997 Subsec. (a): Substituted "an administrative law officer" for "special panel" in subdivs. (4) and (5).

§ 3354. Advisor appointees.

  1. The Secretary shall appoint two occupational therapists or an occupational therapist and an occupational therapy assistant to serve as advisors in matters relating to occupational therapists and occupational therapy assistants. They shall be appointed as set forth in 3 V.S.A. § 129b and serve at the pleasure of the Secretary. One of the initial appointments shall be for less than a three-year term.
  2. Appointees shall have at least three years of experience as an occupational therapist during the period immediately preceding appointment and shall be actively practicing occupational therapy in Vermont and remain in good standing during incumbency.
  3. The Director shall seek the advice of the occupational therapists appointed under this section in carrying out the provisions of this chapter. These members shall be entitled to compensation and necessary expenses in the amount provided in 32 V.S.A. § 1010 for attendance at any meeting called by the Director for this purpose.

    Added 1993, No. 102 , § 1; amended 2007, No. 29 , § 51.

History

Amendments--2007. Subsec. (a): Substituted "as set forth in section 129b of Title 3" for "for staggered three-year terms" in the second sentence.

§ 3355. Eligibility.

  1. To be eligible for licensure as an occupational therapist, an applicant:
    1. shall have successfully completed the academic requirements of an educational program for occupational therapists accredited by the American Occupational Therapy Association's Accreditation Council for Occupational Therapy Education (ACOTE) or its predecessor or successor organizations;
    2. shall have successfully completed a period of supervised fieldwork experience required by the recognized educational institution where the applicant met the requirements set forth in subdivision (1) of this subsection; and
    3. shall pass an examination as provided in section 3357 of this title.
  2. To be eligible for licensure as an occupational therapy assistant, an applicant:
    1. shall have successfully completed the academic requirements of an educational program for occupational therapy assistants accredited by the American Occupational Therapy Association's Accreditation Council for Occupational Therapy Education (ACOTE) or its predecessor or successor organizations;
    2. shall have successfully completed a period of supervised fieldwork experience required by the recognized educational institution where the applicant met the requirements set forth in subdivision (1) of this subsection; and
    3. shall pass an examination as provided in section 3357 of this title.
  3. Occupational therapist applicants must complete a minimum of 24 weeks of supervised fieldwork experience or satisfy any generally-recognized past standards that identified minimum fieldwork requirements at the time of graduation.
  4. Occupational therapy assistant applicants must complete a minimum of 16 weeks of supervised fieldwork experience or satisfy any generally-recognized past standards that identified minimum fieldwork requirements at the time of graduation.

    Added 1993, No. 102 , § 1; amended 2001, No. 151 (Adj. Sess.), § 36, eff. June 27, 2002.

History

Amendments--2001 (Adj. Sess.) Subsecs. (a) and (b) amended generally; subsecs. (c) and (d) added.

§ 3356. Application.

To apply for licensure as an occupational therapist or occupational therapy assistant, a person shall apply to the Director on a form furnished by the Director. The application shall be accompanied by payment of the specified fee and evidence of eligibility as requested by the Director.

Added 1993, No. 102 , § 1; amended 2001, No. 151 (Adj. Sess.), § 37, eff. June 27, 2002.

History

Amendments--2001 (Adj. Sess.) Substituted "licensure" for "certification" following "apply for".

§ 3357. Examination.

  1. Written examinations shall be conducted under this chapter by a nationally recognized credentialing body approved by the Director. Examinations shall be conducted at least twice a year, except that examinations need not be conducted when no one has applied to be examined.
  2. Examinations administered and the procedures of administration shall be fair and reasonable and shall be designed and implemented to ensure that all applicants are granted licensure if they demonstrate that they possess the minimal occupational qualifications that are necessary for the protection of the public health, safety, and welfare. The examination shall not be designed or implemented for the purpose of limiting the number of licensees. The Director, with the advice of the advisor appointees, shall establish, by rule, fixed criteria for passing the examination that shall apply to all persons taking the examination.
  3. The Director shall administer a written examination on the basic and clinical sciences relating to occupational therapy techniques and methods. Before selecting the examination, the Director shall consult the advisor appointees.
  4. The Director may authorize the use of independent testing services or others to assist in the administration of written examinations.

    Added 1993, No. 102 , § 1; amended 2001, No. 151 (Adj. Sess.), § 38, eff. June 27, 2002.

History

Amendments--2001 (Adj. Sess.) Subsec. (a): Added "by a nationally-recognized credentialing body approved by the director" at the end of the first sentence, and inserted "Examinations shall be conducted" at the beginning of the second sentence.

Subsec. (b): Substituted "licensure" for "certification" and "licensees" for "certificate holders".

§ 3358. Licensure without examination; waiver of educational requirement.

  1. The Director may waive the examination requirement if the applicant is an occupational therapist or occupational therapy assistant regulated under the laws of another state, the District of Columbia, or territory of the United States, who is in good standing to practice occupational therapy in that state or territory, and, in the opinion of the Director, the standards and qualifications required for regulation of occupational therapy in that state or territory are currently at least equal to those required by this chapter. The Director may not waive any required period of supervised experience.
  2. The Director may waive the examination requirement if the applicant is certified prior to July 1, 1993 as a registered occupational therapist (OTR) or certified occupational therapy assistant (COTA), if, in the opinion of the Director, the standards and qualifications for such certification are at least equal to those required by this chapter.
  3. The Director may waive the educational requirement for licensure as an occupational therapist, if the applicant is recognized as a certified occupational therapist after having qualified for and passed an occupational therapist examination, and the Director determines that the examination so taken meets the requirements of section 3357 of this chapter.

    Added 1993, No. 102 , § 1; amended 2001, No. 151 (Adj. Sess.), § 39, eff. June 27, 2002.

History

Revision note. Substituted "July 1, 1993" for "the effective date of this act" in subsec. (b) for purposes of clarity.

Amendments--2001 (Adj. Sess.) Substituted "Licensure" for "Certification" in the section heading; in subsec. (b), deleted "by the American Occupational Therapy Certification Board" following "(COTA)"; and in subsec. (c), substituted "licensure" for "certification", and "recognized as a certified occupational therapist" for "recognized by the American Occupational Therapy Certification Board as an A.O.T.A. certified occupational therapist".

§ 3358a. Temporary licensure without examination.

  1. A temporary license without examination for practice under the direction of an occupational therapist licensed in Vermont may be issued to a person who applies for the first time to practice occupational therapy in this State as an occupational therapist or as an occupational therapy assistant under section 3355 of this title and meets all other qualifications of that section.
  2. A temporary license may be issued only for the purpose of allowing a qualified applicant to practice as an occupational therapist or as an occupational therapy assistant until:
    1. the applicant takes the next examination provided by the Director of the Office of Professional Regulation under section 3357 of this title, and a determination is made of the applicant's qualifications to practice in this State; or
    2. the necessary data for licensure without examination under section 3358 of this title is collected and ruled on by the Director of the Office of Professional Regulation.
  3. Temporary licenses shall be issued on payment of the specified fee for a fixed period of time to be determined by the Director of the Office of Professional Regulation, and shall not be renewed except by the Director of the Office of Professional Regulation, subject to proof of an exceptional cause shown by the applicant.

    Added 2001, No. 151 (Adj. Sess.), § 40, eff. June 27, 2002.

§ 3359. Renewals.

  1. Licenses shall be renewed every two years upon payment of the required fee, provided the person applying for renewal completes at least 20 hours of continuing competence requirements, approved by the Director, during the preceding two-year period. The Director, with the advice of the advisor appointees, shall establish, by rule, guidelines and criteria for continuing competence credit. The Director may waive the continuing competence requirement for the initial licensure period.
  2. Biennially, the Director shall forward a renewal form to each licensee. Upon receipt of the completed form and the renewal fee, the Director shall issue a new license.
  3. Any application for renewal of a license that has expired shall be accompanied by the renewal fee and late fee. A person shall not be required to pay renewal fees for years during which the license was lapsed.
  4. The Director may, after notice and opportunity for reinstatement hearing, revoke a person's right to renew licensure if the license has lapsed for five or more years.

    Added 1993, No. 102 , § 1; amended 2001, No. 151 (Adj. Sess.), § 41, eff. June 27, 2002.

History

Amendments--2001 (Adj. Sess.) Substituted "license", "licensure", "license", and "licensee" for "certification", "certificate", and "certificate holder", as appropriate, throughout the section; in subsec. (a) substituted "continuing competence requirements" for "continuing education" once, and "continuing competence" for "continuing education" in two places.

Cross References

Cross references. Exemption of persons 80 years of age and over from payment of license renewal fees, see 32 V.S.A. § 1111.

§ 3360. Repealed. 1997, No. 59, § 65(6), eff. June 30, 1997.

History

Former § 3360. Former § 3360, relating to occupational therapist fees, was derived from 1993, No. 102 , § 1, and amended by 1995, No. 47 , § 26.

§ 3361. Unprofessional conduct.

  1. A person licensed under this chapter or a person applying for a license shall not engage in unprofessional conduct.
  2. Unprofessional conduct means the following conduct and conduct set forth in 3 V.S.A. § 129a :
    1. Misrepresentation or concealment of a material fact to obtain, renew, or reinstate a license under this chapter.
    2. Suspension or revocation of a license, certificate, or registration to practice occupational therapy in another jurisdiction on one or more of the grounds specified in this section.
    3. Willful disregard of a subpoena or notice of the Office of Professional Regulation.
    4. Failure to keep written occupational therapy records justifying a course of treatment for a patient, including patient histories, examination results, and test results.
    5. Performing professional services that have not been authorized by the patient or his or her legal representative.
    6. Performing any procedure or prescribing any therapy that, by the prevailing standards of occupational therapy practice, would constitute experimentation on a human subject without first obtaining full, informed, and written consent.
    7. In the course of practice, gross failure to use and exercise on a particular occasion or the failure to use and exercise on repeated occasions, that degree of care, skill, and proficiency which is commonly exercised by the ordinary skillful, careful, and prudent occupational therapist or occupational therapy assistant engaged in similar practice under the same or similar conditions, whether or not actual injury to a patient has occurred and whether or not committed within or without the State.
    8. Delegating professional responsibilities to a person who the certificate holder knows, or has reason to know, is not qualified by training, experience, or certification to perform them.
    9. Conduct that evidences unfitness to practice.
    10. Addiction to narcotics, habitual drunkenness, or rendering professional services to a patient if the occupational therapist or occupational therapy assistant is intoxicated or under the influence of drugs.
    11. Sexual harassment of a patient.
    12. Engaging in a sexual act as defined in 13 V.S.A. § 3251 with a patient under the care of the person licensed under this chapter.
  3. In connection with a disciplinary action, the Office of Professional Regulation may refuse to accept the return of a license tendered by the subject of a disciplinary investigation.
  4. The burden of proof in a disciplinary action shall be on the State to show by a preponderance of the evidence that the person has engaged in unprofessional conduct.
  5. After hearing and upon a finding of unprofessional conduct, or upon approval of a negotiated agreement, an administrative law officer may take disciplinary action against the occupational therapist or occupational therapy assistant, or applicant. That action may include any of the following conditions or restrictions, which may be in addition to or in lieu of suspension:
    1. A requirement that the person submit to care or counseling.
    2. A restriction that a licensee practice only under supervision of a named individual or an individual with specified credentials.
    3. A requirement that an occupational therapist or occupational therapy assistant participate in continuing education as directed by the administrative law officer, in order to overcome specified deficiencies.
    4. A requirement that the licensee's scope of practice be restricted to a specified extent.
  6. The administrative law officer may reinstate a revoked license on terms and conditions he or she deems proper.

    Added 1993, No. 102 , § 1; amended 1997, No. 145 (Adj. Sess.), § 56; 2001, No. 151 (Adj. Sess.), § 42, eff. June 27, 2002.

History

Amendments--2001 (Adj. Sess.) Substituted "licensed", "license" and "licensee" for "certified", "certificate," and "certificate holder", respectively, throughout the section, and made related grammatical corrections; and inserted "occupational" preceding "therapist" in subdiv. (e)(3).

Amendments--1997 (Adj. Sess.). In subsec. (b), added "the following conduct and conduct set forth in section 129a of Title 3", deleted five subdivisions listing unprofessional conduct and renumbered the remainder; in subsec. (e), substituted "an administrative law officer" for "the office of professional regulation" in the opening paragraph and in subdiv. (3), and in subsec. (f) substituted "administrative law officer" for "director".

Cross References

Cross references. Appeal to Office of Professional Regulation from decision of administrative law officer, see 3 V.S.A. § 130a.

§ 3362. Professional designation.

Nothing in this chapter shall be construed to prohibit the use and incorporation into the title of an occupational therapist or occupational therapy assistant of a professional designation organization.

Added 1993, No. 102 , § 1.

CHAPTER 73. DIETITIANS

Sec.

History

Revision note. This chapter, which was enacted as chapter 71 of this title by 1993, No. 103 , § 1, comprising §§ 3351-3360, was renumbered as chapter 73, comprising §§ 3381-3390, to avoid a conflict with existing chapter 71, as added by 1993, No. 102 , § 1.

Cross References

Cross references. Attachment of profession to Office of Professional Regulation, see 3 V.S.A. § 122.

Fees for advisor professions, see 3 V.S.A. § 125(b).

Office of Professional Regulation generally, see 3 V.S.A. ch. 5, subch. 3.

Procedure for adoption of administrative rules, see 3 V.S.A. ch. 25.

Review of regulatory laws, see chapter 57 of this title.

§ 3381. Definitions.

As used in this chapter:

  1. "Academy of Nutrition and Dietetics" means the national professional organization of dietitians that provides direction and leadership for quality dietetic practice, education, and research.
  2. "Certified dietitian" means a person who is certified to practice dietetics under this chapter.
  3. "Commission on Dietetic Registration" means the Commission on Dietetic Registration that is a member of the National Commission for Certifying Agencies.
  4. "Dietetics" means advising and assisting individuals or groups on appropriate dietary intake by integrating information from the individual or group assessment with information of food and other sources of nutrients and meal preparation.
  5. "Director" means the Director of the Office of Professional Regulation.
  6. "Disciplinary action" means any action taken by an administrative law officer established under 3 V.S.A. § 129(j) against a certified dietitian or an applicant. It includes all sanctions of any kind, refusal to grant or renew certification, suspension or revocation of certification, issuing warnings, and other similar sanctions.

    Added 1993, No. 103 , § 1; amended 1997, No. 40 , § 49; 2011, No. 116 (Adj. Sess.), § 55.

History

Amendments--2011 (Adj. Sess.). Subdiv. (1): Substituted "Academy of Nutrition and Dietetics" for "American Dietetic Association".

Amendments--1997 Subdiv. (6): Substituted "an administrative law officer" for "special panel" in the first sentence.

§ 3382. Prohibition; penalty.

  1. No person shall use in connection with the person's name any letters, words, or insignia indicating or implying that the person is a certified dietitian unless the person is certified in accordance with this chapter.
  2. A person who violates this section shall be subject to the penalties provided in 3 V.S.A. § 127(c) .

    Added 1993, No. 103 , § 1; amended 2007, No. 29 , § 52.

History

Amendments--2007. Subsec. (b): Substituted "the penalties provided in subsection 127(c) of Title 3" for "a civil penalty of not more than $1,000.00 for each occurrence".

§ 3383. Director; duties.

  1. The Director shall have the following duties:
    1. To provide general information to applicants for certification as dietitians.
    2. To explain appeal procedures to certified dietitians and applicants and complaint procedures to the public.
    3. To administer fees established by law.
    4. To receive applications for certification, issue certification to applicants qualified under this chapter, deny or renew certifications, and issue, revoke, suspend, condition, and reinstate certifications as ordered by an administrative law officer.
    5. To prepare and maintain a registry of certified dietitians.
  2. The Director, after consultation with the advisor appointees, may adopt rules necessary to perform the Director's duties under this section.

    Added 1993, No. 103 , § 1; amended 1997, No. 40 , § 49(a).

History

Amendments--1997 Subdiv. (a)(4): Substituted "an administrative law officer" for "special panel".

§ 3384. Advisor appointees.

  1. The Secretary of State shall appoint two certified dietitians to serve as advisors in matters relating to dietitians. The advisors shall be appointed as set forth in 3 V.S.A. § 129b and serve at the pleasure of the Secretary. One of the initial appointments may be for less than a full term. Appointees shall not have less than three years' experience as a dietitian immediately preceding appointment and shall be actively engaged in the practice of dietetics in Vermont during incumbency.
  2. The Director shall seek the advice of the dietitian advisors in carrying out the provisions of this chapter. Such advisor appointees shall be entitled to compensation and necessary expenses in the amount provided in 32 V.S.A. § 1010 for attendance at any meeting called by the Director for this purpose.

    Added 1993, No. 103 , § 1; amended 1997, No. 40 , § 49(a); 2007, No. 29 , § 53; 2009, No. 103 (Adj. Sess.), § 50.

History

Amendments--2009 (Adj. Sess.) Deleted "functions and" preceding "advisor appointees" and "of administrative law officer" thereafter in the section heading.

Amendments--2007. Subsec. (a): Deleted former subsec. (a) and redesignated former subsec. (b) as present subsec. (a) and in that subsec., deleted "for three-year terms" following "dietitians", added the second sentence, and substituted "full" for "three-year" preceding "term" in the third sentence.

Amendments--1997 Subsec. (a): Substituted "an administrative law officer" for "special panel".

§ 3385. Eligibility.

To be eligible for certification as a dietitian, an applicant:

  1. shall not be in violation of any of the provisions of this chapter or rule adopted in accordance with the provisions of the chapter; and
    1. shall have proof of registration as a registered dietitian by the Commission on Dietetic Registration; or (2) (A) shall have proof of registration as a registered dietitian by the Commission on Dietetic Registration; or
    2. shall have:
      1. received a bachelor of arts or science or a higher degree in dietetics from an accredited college or university; and
      2. satisfactorily completed a minimum of 900 practicum hours of supervision under an Academy of Nutrition and Dietetics dietitian registered by the Commission on Dietetic Registration; and
      3. passed an examination to the satisfaction of the Director.

        Added 1993, No. 103 , § 1; amended 2011, No. 116 (Adj. Sess.), § 56.

History

Amendments--2011 (Adj. Sess.). Subdiv. (2)(B)(ii): Substituted "Academy of Nutrition and Dietetics" for "American Dietetic Association".

§ 3386. Examination.

  1. The Director shall examine applicants for certification as dietitians at such times and places as the Director may determine. Each applicant shall be assigned a number so that the applicant's name is not disclosed to the Director until after the examination has been graded.
  2. Examinations and examination procedures shall be fair and reasonable and shall be designed to ensure that all applicants are granted certification if they demonstrate that they possess the minimal occupational qualifications that are consistent with the public health, safety, and welfare. They shall not be designed or implemented for the purpose of limiting the number of certified persons.
  3. The Director shall administer a written examination on dietetics. Before selecting the examination, the Director shall consult the advisors appointed under section 3384 of this title.
  4. Applicants who are dietitians registered by the Commission on Dietetic Registration shall not be required to take the examination provided for under this section.

    Added 1993, No. 103 , § 1.

History

Revision note. Substituted "section 3384" for "section 3354" in subsec. (c) in view of the renumbering of that section.

§ 3387. Application.

A person who desires to be certified as a dietitian shall apply to the Director in writing, on a form furnished by the Director, accompanied by payment of the required fee and evidence that the applicant meets the requirements set forth in section 3385 of this chapter.

Added 1993, No. 103 , § 1; 2019, No. 178 (Adj. Sess.), § 19, eff. Oct. 1, 2020.

History

Revision note. Substituted "section 3388" for "section 3358" and "section 3385" for "section 3355" in view of the renumbering of those sections.

Editor's note. Section 3388, referred to in this section, was repealed by 1997, No. 59 , § 65(7), eff. June 30, 1997.

Amendments--2019 (Adj. Sess.). Substituted "the required fee" for "a fee required pursuant to section 3388 of this title", and "chapter" for "title".

§ 3387a. Expired. 2001, No. 129 (Adj. Sess.), § 42a, eff. July 1, 2005.

History

Former § 3387a. Former § 3387a, relating to temporary certification to practice dietetics, was derived from 2001, No. 129 (Adj. Sess.), § 30.

§ 3388. Repealed. 1997, No. 59, § 65(7), eff. June 30, 1997.

History

Former § 3388. Former § 3388, relating to dietitian fees, was derived from 1993, No. 103 , § 1.

§ 3389. Renewals; continuing education.

  1. Certificates shall be renewed every two years upon payment of the required fee, provided the person applying for renewal completes at least 30 hours of continuing education, approved by the Director, during the preceding two-year period. The Director, with the advice of the advisors appointed under section 3384 of this title, shall establish by rule guidelines and criteria for continuing education credit.
  2. Biennially, the Director shall forward a renewal form to each certificate holder. Upon receipt of the completed form and the renewal fee, the Director shall issue a new certificate.
  3. Any application for reinstatement of a certificate that has lapsed shall be accompanied by the renewal fee and the late renewal penalty. A person shall not be required to pay renewal fees for years during which the certificate was lapsed.
  4. The Director may, after notice and opportunity for hearing, revoke a person's right to reinstate certification if the certification has lapsed for five or more years.

    Added 1993, No. 103 , § 1.

History

Revision note. Substituted "section 3384" for "section 3354" in the second sentence of subsec. (a) in view of the renumbering of that section.

Cross References

Cross references. Exemption of persons 80 years of age and over from payment of license renewal fees, see 32 V.S.A. § 1111.

§ 3390. Unprofessional conduct.

  1. Unprofessional conduct means misusing a title in professional activity and any of the conduct listed in 3 V.S.A. § 129a , whether committed by a certified dietitian or an applicant.
  2. After hearing, and upon a finding of unprofessional conduct, an administrative law officer may take disciplinary action against a certified dietitian or applicant.

    Added 1993, No. 103 , § 1; amended 1997, No. 40 , § 49(a); 1997, No. 145 (Adj. Sess.), § 57.

History

Amendments--1997 (Adj. Sess.). Rewrote subsec. (a) and deleted all its subdivs., listing unprofessional conduct.

Amendments--1997 Subsec. (b): Substituted "an administrative law officer" for "special panel".

Cross References

Cross references. Appeal to Office of Professional Regulation from decision of administrative law officer, see 3 V.S.A. § 130a.

CHAPTER 75. ACUPUNCTURISTS

History

Revision note. Sections 3351-3361 of this chapter, as enacted by 1993, No. 199 (Adj. Sess.), § 1, were redesignated as §§ 3401-3411 to avoid conflict with existing §§ 3351-3362, comprising chapter 71, and existing §§ 3381-3390, comprising chapter 73.

Effective date. 1993, No. 199 (Adj. Sess.), § 4, provided: "This act [which added this chapter comprising sections 3401-3411 of this title] shall take effect July 1, 1994, except that all provisions of this act, relating to certification, shall take effect July 1, 1995."

Cross References

Cross references. Attachment of profession to Office of Professional Regulation, see 3 V.S.A. § 122.

Fees for advisor professions, see 3 V.S.A. § 125(b).

Office of Professional Regulation generally, see 3 V.S.A. ch. 5, subch. 3.

Procedure for adoption of administrative rules, see 3 V.S.A. ch. 25.

Review of regulatory laws, see chapter 57 of this title.

Subchapter 1. General Provisions

History

Amendments--2019. Act No. 30, § 23 designated §§ 3401-3402 of this chapter as subchapter 1 and added the subchapter heading.

§ 3401. Definitions.

As used in this chapter:

  1. "Acupuncture" or the "practice of acupuncture" means the insertion of fine needles through the skin at certain points on the body, with or without the application of electric current or the application of heat to the needles or skin, or both, for the purpose of promoting health and well-being or to prevent or alleviate pain or unease.
  2. "Licensed acupuncturist" means a person who is licensed to practice acupuncture under this chapter.
  3. "Director" means the Director of the Office of Professional Regulation.

    Added 1993, No. 199 (Adj. Sess.), § 1; amended 1997, No. 40 , §§ 37, 49(b); 2019, No. 30 , § 23.

History

Amendments--2019. Subdiv. (1): Amended generally.

Subdivs. (4) and (5): Repealed.

Amendments--1997. Substituted "licensed" for "certified" in two places in subdiv. (2), "an administrative law officer appointed pursuant to" for "a special panel established by" preceding "section 129(j)" and "licensed" for "certified or registered" preceding "acupuncturist" in the first sentence and "license" for "certificate or registration" and for "certification or registration" in the second sentence of subdiv. (4), deleted former subdiv. (5), and redesignated former subdiv. (6) as present subdiv. (5).

§ 3401a. Scope of practice.

  1. A licensed acupuncturist may, in addition to the practice of acupuncture employing fine needles, in a manner consistent with acupuncture theory, employ electrical, magnetic, thermal, and mechanical skin stimulation techniques; nonlaboratory diagnostic techniques; nutritional, herbal, and manual therapies; exercise and lifestyle counseling; acupressure; and massage.
  2. A licensed acupuncturist shall not offer diagnosis of any human pathology except for a functional diagnosis, based upon the physical complaint of a patient or acupuncture theory, for purposes of developing and managing a plan of acupuncture care, or as necessary to document to insurers and other payers the reason a patient sought care.

    Added 2019, No. 30 , § 23.

§ 3402. Prohibitions; offenses; exemptions; evaluating nonacupuncturists.

  1. Except as provided in subsections (d) through (g) of this section, a person shall not practice acupuncture unless he or she is licensed in accordance with the provisions of this chapter.
    1. A person shall not use in connection with the person's name any letters, words, or insignia indicating or implying that the person is an acupuncturist unless the person is licensed in accordance with this chapter. (b) (1)  A person shall not use in connection with the person's name any letters, words, or insignia indicating or implying that the person is an acupuncturist unless the person is licensed in accordance with this chapter.
    2. The only title a licensed acupuncturist may use in reference to that license is "licensed acupuncturist" or its abbreviation, as "Lic. Ac."
  2. A person who violates any of the provisions of subsection (a) or (b) of this section shall be subject to the penalties provided in 3 V.S.A. § 127 .
  3. Nothing in subsection (a) of this section shall prevent a student from performing acupuncture under the supervision of a competent licensed acupuncturist instructor:
    1. within a school or a college or an acupuncture department of a college or university that is licensed by the Vermont Agency of Education or certified by the Accreditation Commission for Acupuncture and Oriental Medicine;
    2. as a student in a Director-approved apprenticeship; or
    3. as an intern in any hospital.
  4. Nothing in subsection (a) of this section shall prevent a person who is licensed or certified as an acupuncturist in another state or Canadian province from practicing acupuncture for no more than five days in a calendar year as part of a health care professional educational seminar or program in Vermont, if the educational seminar or program is directly supervised by a Vermont-licensed health care professional whose scope of practice includes acupuncture.
  5. This chapter shall not be construed to limit or restrict in any way the right of a licensed practitioner of a health care profession regulated under this title from performing services within the scope of his or her professional practice.
  6. Nothing in subsection (a) of this section shall prevent an unlicensed person from engaging in auriculotherapy, an unregulated practice wherein needles are inserted into the external human ear, provided such person:
    1. has appropriate training in clean needle technique;
    2. employs sterile, single-use needles, without reuse;
    3. does not purport to treat any disease, disorder, infirmity, or affliction;
    4. does not use any letters, words, or insignia indicating or implying that the person is an acupuncturist; and
    5. makes no statement implying that his or her practice of auriculotherapy is licensed, certified, or otherwise overseen by the State.
  7. The Director, with cooperation of the relevant professional regulatory boards, shall monitor and evaluate whether nonacupuncturists employing acupuncture as a therapeutic modality are doing so safely, within their scopes of practice, and in a manner consistent with the public health, safety, and welfare.

    Added 1993, No. 199 (Adj. Sess.), § 1; amended 1997, No. 40 , § 38; 2001, No. 136 (Adj. Sess.), § 1, eff. June 13, 2002; 2005, No. 148 (Adj. Sess.), § 38; 2007, No. 29 , § 54; 2013, No. 92 (Adj. Sess.), § 275, eff. Feb. 14, 2014; 2015, No. 111 (Adj. Sess.), § 1, eff. May 17, 2016; 2017, No. 48 , § 25; 2019, No. 30 , § 23.

History

Amendments--2019. Subsec. (a): Inserted "subsections (d) through (g) of this" preceding "section" and deleted "3412 of this title" thereafter.

Subsec. (g): Added.

Subsec. (h): Redesignated from former subsec. (g).

Amendments--2017. Section heading: Inserted "; evaluating nonacupuncturists" at the end.

Subsec. (g): Added.

Amendments--2015 (Adj. Sess.). Subsec. (a): Substituted "a person shall not" for "no person shall".

Subsec. (b): Amended generally.

Subsec. (c): Substituted "3 V.S.A. § 127" for "3 V.S.A. § 127(c)".

Subsec. (f): Added.

Amendments--2013 (Adj. Sess.). Subdiv. (d)(1): Substituted "that" for "which" and "Agency of Education" for "state department of education".

Amendments--2007. Subsec. (c): Substituted "subsection" for "subsections" preceding "(a) or (b)" and "subject to the penalties provided in subsection 127(c) of Title 3" for "fined not more than $5,000.00 or imprisoned for not more than 60 days, or both".

Amendments--2005 (Adj. Sess.). Subsecs. (d) and (e): Added.

Amendments--2001 (Adj. Sess.) Subsec. (a): Substituted "Except as provided in section 3412 of this title, no" for "No".

Amendments--1997. Section amended generally.

Subchapter 2. Administration

History

Amendments--2019. Act No. 30, § 23 designated §§ 3403-3404 of this chapter as subchapter 3 and added the subchapter heading.

§ 3403. Director; functions.

  1. The Director shall:
    1. Provide general information to applicants for licensure as acupuncturists.
    2. Collect fees as provided under this chapter.
    3. Explain appeal procedures to licensed acupuncturists and applicants and complaint procedures to the public.
    4. Receive applications for licensure, license applicants under this chapter, renew licenses, and revoke, reinstate, or condition licenses as ordered by an administrative law officer.
    5. Refer all disciplinary matters to an administrative law officer.
  2. The Director may adopt rules necessary to perform his or her duties under this chapter.

    Added 1993, No. 199 (Adj. Sess.), § 1; amended 1997, No. 40 , § 39; 2019, No. 30 , § 23.

History

Amendments--1997. Section amended generally.

§ 3404. Advisor appointees.

    1. The Secretary of State shall appoint two licensed acupuncturists to serve as advisors in matters relating to acupuncture as set forth in 3 V.S.A. § 129b . (a) (1)  The Secretary of State shall appoint two licensed acupuncturists to serve as advisors in matters relating to acupuncture as set forth in 3 V.S.A. § 129b .
    2. Appointees shall have at least three years' experience as an acupuncturist immediately preceding appointment and shall be actively engaged in the practice of acupuncture in Vermont during incumbency.
  1. The Director shall seek the advice of the acupuncturist advisors in carrying out the provisions of this chapter.

    Added 1993, No. 199 (Adj. Sess.), § 1; amended 1997, No. 40 , § 49(b); 2005, No. 148 (Adj. Sess.), § 39; 2019, No. 30 , § 23.

History

Amendments--2019. Subsec. (a): Added the subdiv. (1) and (2) designations.

Subsec. (b): Deleted the second sentence.

Amendments--2005 (Adj. Sess.). Subsec. (a): In the first sentence, deleted "for three year terms" following "acupuncturists" and added "as set forth in section 129b of Title 3" at the end, and deleted the former second sentence.

Amendments--1997 Subsec. (a): Substituted "licensed" for "certified" in the first sentence.

Cross References

Cross references. Per diem compensation of advisor appointees, see 3 V.S.A. § 129b(f) and 32 V.S.A. § 1010.

Subchapter 3. Licenses

History

Amendments--2019. Act No. 30, § 23 designated §§ 3405 through the end of this chapter as subchapter 3 and added the subchapter heading.

§ 3405. Licenses.

To be eligible for licensure as an acupuncturist, an applicant shall be at least 18 years of age and shall furnish satisfactory proof that he or she:

  1. holds a degree or diploma from an educational institution accredited by the Accreditation Commission for Acupuncture and Oriental Medicine or a substantially equivalent or successor accrediting organization approved by the U.S. Department of Education and the Director, which shall include at least two academic years and a minimum of 400 hours of supervised clinical practice; and
  2. passed the examination described in section 3406 of this chapter.

    Added 1993, No. 199 (Adj. Sess.), § 1; amended 1997, No. 40 , § 49(b); 2005, No. 148 (Adj. Sess.), § 40; 2007, No. 29 , § 55; 2017, No. 48 , § 27; 2019, No. 30 , § 23.

History

Amendments--2019. Subdiv. (1): Amended generally.

Subdiv. (2): Substituted "chapter" for "title" at the end.

Amendments--2017. Amended the subdiv. designations.

Amendments--2007. Subdiv. (2): Inserted "no later than December 31, 2010" following "program" and "where the training program is approved by the director and begun prior to December 31, 2007 and" following "director".

Amendments--2005 (Adj. Sess.). Section amended generally.

Amendments--1997 Substituted "licensure" for "certification" in the section heading and in the introductory paragraph and "license" for "certificate" in subdiv. (1).

§ 3406. Examination.

  1. The Director shall examine applicants for licensure and may use a standardized national examination. The examination shall include the following subjects:
    1. Anatomy and physiology.
    2. Acupuncture pathology.
    3. Acupuncture diagnosis.
    4. Hygiene, sanitation, and sterilization techniques.
    5. The principles, practices, and techniques of acupuncture.
    6. Clean needle techniques.
    7. Chinese herbology for those licensed after January 1, 2007 who intend to employ nonprescription remedies and herbal therapies.
  2. The Director may adopt rules necessary to perform his or her duties under this section.

    Added 1993, No. 199 (Adj. Sess.), § 1; amended 1997, No. 40 , § 49(b); 2005, No. 148 (Adj. Sess.), § 41; 2019, No. 30 , § 23.

History

Amendments--2019. Subsec. (a): Substituted "Acupuncture" for "Traditional Oriental" in subdivs. (2) and (3), and deleted "and Oriental medicine" at the end of subdiv. (5).

Amendments--2005 (Adj. Sess.). Subdiv. (a)(7): Added.

Amendments--1997 Subsec. (a): Substituted "licensure" for "certification" in the introductory paragraph.

§ 3407. Licensure without examination.

  1. The Director may waive the examination requirement under subdivision 3405(2) of this chapter if the applicant is an acupuncturist regulated under the laws of another state who is in good standing to practice acupuncture in that state and, in the opinion of the Director, the standards and qualifications required for regulation of acupuncturists in that state are substantially equivalent to those required by this chapter.
  2. The Director may waive the examination requirement under subdivision 3405(2) of this chapter for an applicant who has furnished evidence of having passed the examination administered by the National Certification Commission for Acupuncture and Oriental Medicine.

    Added 1993, No. 199 (Adj. Sess.), § 1; amended 1997, No. 40 , § 49(b); 2007, No. 163 (Adj. Sess.), § 33; 2019, No. 30 , § 23.

History

Revision note. Substituted "3405(3)" for "3353(3)" in subsecs. (a) and (b) in view of the renumbering of that section. For explanation of renumbering of the sections in this chapter, see note set out preceding § 3401 of this chapter.

Amendments--2019. Subsec. (a): Substituted "3405(2)" for "3405(3)", and "chapter" for "title".

Subsec. (b): Substituted "3405(2)" for "3405(3)", and "chapter" for "title", and "National Certification Commission for Acupuncture and Oriental Medicine" for "National Commission for the Certification of Acupuncturists".

Amendments--2007 (Adj. Sess.) Subsec. (a): Substituted "substantially equivalent" for "at least equal" preceding "to those required".

Amendments--1997 Substituted "licensure" for "certification" in the section heading.

§ 3407a. Repealed. 1997, No. 40, § 43.

History

Former § 3407a. Former § 3407a, relating to registration of acupuncturists, was derived from 1993, No. 199 (Adj. Sess.), § 1.

§ 3408. Renewals.

Licenses shall be renewed every two years upon payment of the required fee and furnishing satisfactory evidence of having completed 30 hours of continuing education credit during the preceding two years. The Director may adopt rules for the approval of continuing education programs and the awarding of credit.

Added 1993, No. 199 (Adj. Sess.), § 1; amended 1997, No. 40 , § 40; 2019, No. 30 , § 23.

History

Amendments--2019. Deleted the subsec. (a) designation, and deleted former subsecs. (b) and (c).

Amendments--1997. Section amended generally.

Cross References

Cross references. Exemption of persons 80 years of age and over from payment of license renewal fees, see 32 V.S.A. § 1111.

§ 3409. Repealed. 1997, No. 59, § 65(8), eff. June 30, 1997.

History

Former § 3409. Former § 3409, relating to acupuncturist fees, was derived from 1993, No. 199 (Adj. Sess.), § 1.

§ 3410. Repealed. 2019, No. 30, § 23.

History

Former § 3410, relating to unprofessional conduct, was derived from 1993, No. 199 (Adj. Sess.), § 1 and amended by 1997, No. 40 , § 41; and 1997, No. 145 (Adj. Sess.), § 58.

§ 3411. Disclosure information.

The Director shall adopt rules requiring licensed acupuncturists to disclose to each new client before the first treatment the acupuncturist's professional qualifications and experience, those actions that constitute unprofessional conduct, the method for filing a complaint or making a consumer inquiry, and provisions relating to the manner in which the information shall be displayed and signed by both the acupuncturist and the client.

Added 1993, No. 199 (Adj. Sess.), § 1; amended 1997, No. 40 , § 42.

History

Amendments--1997. Substituted "licensed" for "registered" following "rules requiring".

§ 3412. Repealed. 2019, No. 30, § 23.

History

Former § 3412, relating to acupuncture detoxification; specialized certification, was derived from 2001, No. 136 (Adj. Sess.), § 2.

CHAPTER 76. MARRIAGE AND FAMILY THERAPISTS

Sec.

History

Repeal of sunset provisions. 1997, No. 145 (Adj. Sess.), § 31(c) repealed 1993, No. 222 (Adj. Sess.), § 20, which had provided that this chapter would expire on July 1, 1999, and that the chapter would be subject to sunset reviews by the Legislative Counsel before the 1999 Biennial Session.

Cross References

Cross references. Attachment of Board to Office of Professional Regulation, see 3 V.S.A. § 122.

Office of Professional Regulation generally, see 3 V.S.A. ch. 5, subch. 3.

Procedure for adoption of administrative rules, see 3 V.S.A. ch. 25.

Review of regulatory laws, see chapter 57 of this title.

§ 4031. Definitions.

As used in this chapter:

  1. "American Association for Marriage and Family Therapy" means a national professional association of marriage and family therapists that accredits marriage and family therapy academic programs and provides direction and leadership for marriage and family therapy practice, education, and research.
  2. "Board" means the Board of Allied Mental Health Practitioners established under section 3262a of this title.
  3. "Licensed marriage and family therapist" means a person who is licensed under this chapter.
  4. "Commission" means the Commission on Accreditation for Marriage and Family Therapy Education, the committee of the American Association for Marriage and Family Therapy that reviews and accredits academic programs in marriage and family therapy that are offered at both regionally recognized colleges and universities and at independent post-graduate training institutes.
  5. "Disciplinary action" includes any action taken by the Board against a licensed marriage and family therapist on a finding of unprofessional conduct by the licensed marriage and family therapist or an applicant. It includes all sanctions of any kind, such as refusing to license a person as a marriage and family therapist or to renew a licensure, suspension or revocation of the person's licensure, issuing warnings, and other such limitations.
  6. "Marriage and family services" means the diagnosis and treatment of mental conditions or disabilities, whether cognitive, affective, or behavioral, from the context of marital and family systems. It further involves the professional application of psychotherapeutic and family systems theory and technique in the delivery of services to individuals, couples, and families for the purpose of treating such diagnosed mental conditions or disabilities.
  7. "Marriage and family therapy" means the rendering of professional marriage and family services to individuals, family groups, couples, singly or in groups, whether such services are offered directly to the general public or through organizations either private or public, for compensation, monetary or otherwise.

    Added 1993, No. 222 (Adj. Sess.), § 13; amended 1997, No. 40 , § 59; 1999, No. 52 , § 35; 2013, No. 96 (Adj. Sess.), § 181.

History

Revision note. Substituted "license" for "certify" in the second sentence of subdiv. (5) in light of the amendment by 1999, No. 52 , § 35.

Amendments--2013 (Adj. Sess.). Subdiv. (6): Substituted "mental conditions or disabilities" for "nervous and mental disorders" twice.

Amendments--1999 Subdiv. (3): Substituted "licensed" for "certified" in two places.

Subdiv. (5): Substituted "licensed" for "certified" in two places in the first sentence and "licensure" for "certification" in two places in the second sentence.

Amendments--1997. Added present subdiv. (2), redesignated former subdivs. (2) and (3) as present subdivs. (3) and (4), deleted former subdiv. (4), and substituted "board" for "director or special panel established by 3 V.S.A. § 129" and added "or an applicant" following "therapist" in the first sentence of subdiv. (5).

§ 4032. Disclosure of information.

The Board shall adopt rules requiring licensed marriage and family therapists to disclose to each client the marriage and family therapist's professional qualifications and experience, those actions that constitute unprofessional conduct, the method for filing a complaint or making a consumer inquiry, and provisions relating to the manner in which the information shall be displayed and signed by both the marriage and family therapist and the client. The rules may include provisions for applying or modifying these requirements in cases involving clients for designated agencies, institutionalized clients, minors, and adults under the supervision of a guardian.

Added 1993, No. 222 (Adj. Sess.), § 13; amended 1997, No. 40 , § 60; 1999, No. 52 , § 35; 2015, No. 38 , § 36, eff. May 28, 2015.

History

Amendments--2015. Inserted "clients for designated agencies," following "cases involving" in the second sentence.

Amendments--1999 Substituted "licensed marriage" for "certified marriage" in the first sentence.

Amendments--1997. Substituted "board" for "office of professional regulation, in consultation with the advisor appointees" preceding "shall adopt" in the first sentence.

§ 4033. Prohibition; penalty.

  1. No person shall practice or attempt to practice marriage and family therapy, nor shall any person use in connection with the person's name any letters, words, or insignia indicating or implying that the person is a licensed marriage and family therapist unless licensed in accordance with this chapter.
  2. A person who violates subsection (a) of this section shall be subject to the penalties provided in 3 V.S.A. § 127(c) .

    Added 1993, No. 222 (Adj. Sess.), § 13; amended 1999, No. 52 , § 31; 2007, No. 29 , § 56.

History

Amendments--2007. Subsec. (b): Substituted "subject to the penalties provided in subsection 127(c) of Title 3" for "fined not more than $1,000.00 for each occurrence".

Amendments--1999 Subsec. (a): Inserted "practice or attempt to practice marriage and family therapy, nor shall any person", substituted "licensed" for "certified" following "person is a" and following "therapist unless".

§ 4034. Board of Allied Mental Health Practitioners; duties.

  1. The Board shall:
    1. Provide general information to applicants for licensure as marriage and family therapists.
    2. Administer fees collected under this chapter.
    3. Explain appeal procedures to marriage and family therapists and applicants and complaint procedures to the public.
    4. Receive applications for licensure of applicants under this chapter, renew licensure, and revoke, suspend, reinstate, or condition licensure as ordered by the Board.
    5. Refer all disciplinary matters to the Board.
  2. The Board may adopt rules necessary to perform its duties under this section.

    Added 1993, No. 222 (Adj. Sess.), § 13; amended 1997, No. 40 , §§ 61, 73(a), (b); 1999, No. 52 , § 35.

History

Revision note. Substituted "board of allied mental health practitioners" for "director of the office of professional regulation" preceding "duties" in the section heading pursuant to the amendment of 26 V.S.A. § 4031(2) by 1997, No. 40 , § 59, eff. June 30, 1997.

Amendments--1999 Subsec. (a): Substituted "licensure" for "certification" in subdiv. (1) and in three places in subdiv. (4).

Amendments--1997. Subsec. (a): Substituted "board" for "director" in the introductory paragraph and for "the special panel" in subdivs. (4) and (5).

Subsec. (b): Substituted "board" for "director of the office of professional regulation, with the advice of the advisor appointees" and "its" for "his or her".

§ 4035. Repealed. 1997, No. 40, § 74.

History

Former § 4035. Former § 4035, relating to marriage and family therapist advisor appointees, was derived from 1993, No. 222 (Adj. Sess.), § 13, and amended by 1997, No. 40 , § 73(a).

§ 4036. Application.

To apply for licensure as a marriage and family therapist, a person shall apply to the Board on a form that the Director shall furnish. The application shall be accompanied by payment of the specified fee and evidence of eligibility as requested by the Board.

Added 1993, No. 222 (Adj. Sess.), § 13; amended 1997, No. 40 , § 73(a); 1999, No. 52 , § 35.

History

Amendments--1999 Substituted "licensure" for "certification" in the first sentence.

Amendments--1997 Substituted "board" for "director" in the first and second sentences.

§ 4037. Eligibility.

To be eligible for licensure as a marriage and family therapist, an applicant:

  1. Shall have successfully:
      1. completed a graduate degree program in marriage and family therapy at an institution that is accredited by both a regional educational accrediting body and the Commission, or a post-graduate training institute that is accredited by the Commission; or (A) (i) completed a graduate degree program in marriage and family therapy at an institution that is accredited by both a regional educational accrediting body and the Commission, or a post-graduate training institute that is accredited by the Commission; or
      2. obtained a graduate degree focusing on marriage and family therapy, as defined by the Board by rule, at an institution that is accredited by a regional or national educational accrediting body recognized by the U.S. Department of Education and approved by the Board; and
    1. met specific graduate credit and course requirements for licensure as set forth by the Board by rule.
  2. [Repealed.]
  3. Shall have successfully completed a two-calendar-year work experience in marriage and family therapy under the supervision of either a licensed marriage and family therapist or licensed clinical social worker in this State or a marriage and family therapist or licensed clinical social worker in another state who would meet the license requirements. The Board may, when a qualified marriage and family therapist is not reasonably available, permit a person licensed as a clinical mental health counselor, clinical social worker, psychologist, or licensed physician certified in psychiatry by the American Board of Medical Specialties, to serve as a supervisor. Persons engaged in the work experience shall be entered on the Roster of Psychotherapists who are Nonlicensed and Noncertified and shall comply with the laws of that profession. The Board shall adopt rules establishing standards and procedures for satisfying the requirements of this subdivision.
  4. Shall have passed an examination as provided in section 4038 of this title.

    Added 1993, No. 222 (Adj. Sess.), § 13; amended 1997, No. 40 , § 62; 1997, No. 111 (Adj. Sess.), § 1; 1999, No. 52 , §§ 32, 35; 2001, No. 129 (Adj. Sess.), § 29a, eff. June 13, 2002; 2005, No. 27 , § 97; 2005, No. 148 (Adj. Sess.), § 42.

History

Editor's note. 1999, No. 52 , § 35 provided for the amendment of subdiv. (1) of this section; however, the text purported to be amended by the act was contained in the introductory paragraph. Therefore, the amendment by 1999, No. 52 , § 35, was implemented in that paragraph.

Amendments--2005 (Adj. Sess.). Subdiv. (3): Added the second sentence.

Amendments--2005 Subdiv. (1): Amended generally.

Subdiv. (3): Substituted "two-calendar-year" for "two calendar year" in the first sentence and added the second sentence.

Amendments--2001 (Adj. Sess.). Subdiv. (3): Inserted "or licensed clinical social worker" following "family therapist" in two places.

Amendments--1999 Introductory paragraph: Substituted "licensure" for "certification".

Subdiv. (3): Substituted "licensed" for "certified" and "license" for "certification" in the first sentence, and "board" for "director" in the second sentence.

Amendments--1997 (Adj. Sess.) Subdiv. (3): Added the second sentence.

Amendments--1997. Subdiv. (2): Repealed.

§ 4038. Examination.

  1. A written examination shall be conducted under this chapter at least twice a year except that an examination need not be conducted when no one has applied to be examined.
  2. An examination administered and the procedures of administration shall be fair and reasonable and shall be designed and implemented to ensure that all applicants are granted licensure if they demonstrate that they possess the minimal occupational qualifications that are necessary for the protection of the public health, safety, and welfare. The examination shall not be designed or implemented for the purpose of limiting the number of licensed marriage and family therapists. The Board shall establish criteria for passing the examination that shall apply to all persons taking the examination.
  3. The Board shall administer a written examination based on the applicant's marriage and family therapy educational and clinical background.
  4. The Board may authorize the use of established marriage and family therapy tests as utilized by the American Association for Marriage and Family Therapy.

    Added 1993, No. 222 (Adj. Sess.), § 13; amended 1997, No. 40 , § 63; 1999, No. 52 , § 35.

History

Amendments--1999 Subsec. (b): Substituted "licensure" for "certification" following "granted" in the first sentence and substituted "licensed" for "certified" preceding "marriage" in the second sentence.

Amendments--1997. Substituted "board" for "director, with the advice of the advisor appointees" in the third sentence of subsec. (b) and "board" for "director" in subsecs. (c) and (d) and deleted the second sentence in subsec. (c).

§ 4039. Certification without examination.

The Board may waive the examination requirement for licensure if the applicant is a marriage and family therapist regulated under the laws of another jurisdiction who is in good standing to practice marriage and family therapy in that jurisdiction and, in the opinion of the Board, the standards and qualifications required for regulation of marriage and family therapy in that jurisdiction are substantially equivalent to those required by this chapter. The Board may adopt by rule criteria for licensing marriage and family therapists who have five years' licensed or certified practice experience in another jurisdiction of the United States or Canada.

Added 1993, No. 222 (Adj. Sess.), § 13; amended 1997, No. 40 , § 73; 1999, No. 52 , § 35; 2003, No. 60 , § 19; 2007, No. 29 , § 57.

History

Amendments--2007. Added the second sentence.

Amendments--2003. Redesignated the former subsec. (a) as present undesignated paragraph and substituted "substantially equivalent" for "currently at least equal" following "jurisdiction are".

Subsec. (b): Deleted.

Amendments--1999 Subsec. (a): Substituted "licensure" for "certification" following "requirement for".

Amendments--1997 Substituted "board" for "director" wherever it appeared throughout the section.

§ 4040. Renewals.

  1. Licenses shall be renewed every two years upon payment of the required fee provided the person applying for renewal has completed at least 20 hours of continuing education, approved by the Board, during the preceding two-year period. The Board shall establish, by rule, guidelines and criteria for continuing education credit. The continuing education requirement shall not apply for the first renewal period.
  2. Biennially, the Board shall forward a renewal form to each licensed marriage and family therapist. Upon receipt of the completed form and the renewal fee, the Board shall renew a license.
  3. Any application for renewal of a license that has expired shall be accompanied by the renewal fee and late fee. A person shall not be required to pay renewal fees for years during which the license was lapsed.
  4. [Repealed.]

    Added 1993, No. 222 (Adj. Sess.), § 13; amended 1997, No. 40 , §§ 64, 73(a); 1999, No. 52 , § 33; 2013, No. 27 , § 45.

History

Amendments--2013. Subsec. (d): Repealed.

Amendments--1999 Subsec. (a): Substituted "licenses" for "certification" preceding "shall be" in the first sentence.

Subsec. (b): Substituted "licensed" for "certified" preceding "marriage" in the first sentence and "license" for "certification" following "renew a" in the second sentence.

Subsec. (c): Substituted "license" for "certification" preceding "which has" in the first sentence and "license" for "certificate" preceding "was lapsed" in the second sentence.

Subsec. (d): Substituted "license" for "certification" in two places.

Amendments--1997. Subsec. (a): Substituted "board" for "director" preceding "during" in the first sentence and "board" for "director, with the advice of the advisor appointees" in the second sentence.

Subsec. (b): Substituted "board" for "director" in the first and second sentences.

Subsec. (d): Substituted "board" for "director".

Cross References

Cross references. Exemption of persons 80 years of age and over from payment of license renewal fees, see 32 V.S.A. § 1111.

§ 4041. Repealed. 1997, No. 59, § 65(9), eff. June 30, 1997.

History

Former § 4041. Former § 4041, relating to marriage and family therapist fees, was derived from 1993, No. 222 (Adj. Sess.), § 13.

§ 4041a. Fees.

Applicants and persons regulated under this chapter shall pay the following fees:

  1. Application for licensure                                      $150.00      (2) Biennial renewal                                               $250.00

    Added 1997, No. 155 (Adj. Sess.), § 7, eff. April 29, 1998; amended 1999, No. 49 , § 182; 2001, No. 143 (Adj. Sess.), § 32, eff. June 21, 2002; 2005, No. 202 (Adj. Sess.), § 21; 2019, No. 70 , § 24.

History

Amendments--2019 Subdiv. (1): Substituted "$150.00" for "$125.00".

Subdiv. (2): Substituted "$250.00" for "$150.00".

Amendments--2005 (Adj. Sess.). Subdiv. (1): Substituted "$125.00" for "$175.00".

Subdiv. (2): Substituted "$150.00" for "$270.00".

Amendments--2001 (Adj. Sess.) Subdiv. (1): Substituted "licensure" for "certification" and "$175.00" for "$150.00".

Subdiv. (2): Substituted "renewal" for "certification" and "$270.00" for "$235.00".

Amendments--1999 Subdiv. (1): Substituted "$150.00" for "$300.00".

Subdiv. (2): Substituted "$235.00" for "$600.00".

§ 4042. Unprofessional conduct.

  1. Unprofessional conduct means the following conduct and the conduct set forth in 3 V.S.A. § 129a :
    1. Failing to use a complete title in professional activity.
    2. Conduct that evidences moral unfitness to practice marriage and family therapy.
    3. Engaging in any sexual conduct with a client, or with the immediate family member of a client, with whom the licensed marriage and family therapist has had a professional relationship within the previous two years.
    4. Harassing, intimidating, or abusing a client.
    5. Entering into an additional relationship with a client, supervisee, research participant, or student that might impair the marriage and family therapist's objectivity or otherwise interfere with the marriage and family therapist's professional obligations.
    6. Practicing outside or beyond a marriage and family therapist's area of training, experience, and competence without appropriate supervision.
    7. Using conversion therapy as defined in 18 V.S.A. § 8351 on a client younger than 18 years of age.
  2. After hearing and upon a finding of unprofessional conduct, or upon approval of a negotiated agreement, the Board may take disciplinary action against the licensed marriage and family therapist or applicant. That action may include any of the following conditions or restrictions, which may be in addition to or in lieu of suspension:
    1. A requirement that the person submit to appropriate treatment.
    2. A restriction that a licensed marriage and family therapist practice only under the supervision of a named individual or an individual with specified credentials.
    3. A requirement that a licensed marriage and family therapist participate in continuing education as directed by the Board in order to overcome specified deficiencies.
    4. A requirement that the licensed marriage and family therapist's scope of practice be restricted to a specified extent.
  3. The Board may reinstate a revoked license on terms and conditions that the Board deems to be proper.

    Added 1993, No. 222 (Adj. Sess.), § 13; amended 1997, No. 40 , § 65; 1997, No. 145 (Adj. Sess.), § 59; 1999, No. 52 , §§ 34, 35; 2015, No. 138 (Adj. Sess.), § 9.

History

Amendments--2015 (Adj. Sess.). Subdiv. (a)(7): Added.

Amendments--1999 Subdiv. (a)(3): Substituted "licensed" for "certified" preceding "marriage".

Subsec. (b): Substituted "licensed" for "certified" preceding "marriage" in the introductory paragraph and in subdivs. (2)-(4).

Subsec. (c): Substituted "license" for "certification".

Amendments--1997 (Adj. Sess.). Rewrote subsec. (a), deleting nine subdivs. and renumbering the remainder.

Amendments--1997. Deleted former subsecs. (b) and (c), redesignated former subsec. (d) as present subsec. (b) and substituted "board" for "office of professional regulation" in the first sentence of the introductory paragraph and in subdiv. (3) of that subsec., and redesignated former subsec. (e) as present subsec. (c) and substituted "board" for "director" and for "special panel" in that subsec.

Cross References

Cross references. Appeal to Office of Professional Regulation from decision of Board, see 3 V.S.A. § 130a.

CHAPTER 77. PSYCHOANALYSTS

Sec.

History

Repeal of sunset provisions. 1997, No. 145 (Adj. Sess.), § 31(c), repealed 1993, No. 222 (Adj. Sess.), § 20, which had provided that this chapter would expire on July 1, 1999, and that the chapter would be subject to sunset reviews by the Legislative Counsel before the 1999 Biennial Session.

Cross References

Cross references. Attachment of profession to Office of Professional Regulation, see 3 V.S.A. § 122.

Fees for advisor professions, see 3 V.S.A. § 125(b).

Office of Professional Regulation generally, see 3 V.S.A. ch. 5, subch. 3.

Procedure for adoption of administrative rules, see 3 V.S.A. ch. 25.

Psychologists, see chapter 55 of this title.

Review of regulatory laws, see chapter 57 of this title.

Roster of Psychotherapists who are Nonlicensed and Noncertified, see chapter 78 of this title.

§ 4051. Definitions.

As used in this chapter:

  1. "Certified psychoanalyst" means a person who is certified under this chapter.
  2. "Director" means the Director of the Office of Professional Regulation.
  3. "Disciplinary action" includes any action taken by the Director or an administrative law officer appointed pursuant to 3 V.S.A. § 129(j) against a certified psychoanalyst or an applicant on a finding of unprofessional conduct by the certified psychoanalyst or applicant. It includes all sanctions of any kind, refusing to certify a person as a psychoanalyst or to renew a certification, suspension or revocation of the person's certification, issuing warnings, and other such limitations.
  4. "National psychoanalytic association" means a national professional organization of psychoanalysts that conducts onsite visits of psychoanalytic institutes applying for association membership. National psychoanalytic associations also provide direction and leadership for psychoanalytic practice, education, and research within a specific school of thought.
  5. "Psychoanalytic services" means therapeutic services that are based on an understanding of the unconscious and how unconscious processes affect the human mind as a whole, including actions, thoughts, perceptions, and emotions. Psychoanalytic services are provided by individuals who have:
    1. undergone a personal analysis by a psychoanalyst who has been approved by a psychoanalytic training institute; and
    2. met all of the certification or certification exemption requirements of this chapter.

      Added 1993, No. 222 (Adj. Sess.), § 15; amended 1997, No. 40 , § 45.

History

Amendments--1997. Subdiv. (3): Substituted "an administrative law officer appointed pursuant to" for "special panel established by" and inserted "or an applicant" and "or applicant" in the first sentence.

§ 4052. Disclosure of information.

The Office of Professional Regulation, in consultation with the advisor appointees, shall adopt rules requiring certified psychoanalysts to disclose to each client the psychoanalyst's professional qualifications and experience, those actions that constitute unprofessional conduct, the method for filing a complaint or making a consumer inquiry, and provisions relating to the manner in which the information shall be displayed and signed by both the psychoanalyst and the client. The rules may include provisions for applying or modifying these requirements in cases involving institutionalized clients, minors, and adults under the supervision of a guardian.

Added 1993, No. 222 (Adj. Sess.), § 15.

§ 4053. Prohibition; penalty.

  1. No person shall use in connection with the person's name any letters, words, or insignia indicating or implying that the person is a certified psychoanalyst unless certified in accordance with this chapter.
  2. A person who violates subsection (a) of this section shall be subject to the penalties provided in 3 V.S.A. § 127(c) .

    Added 1993, No. 222 (Adj. Sess.), § 15; amended 2007, No. 29 , § 58.

History

Amendments--2007. Subsec. (b): Substituted "subject to the penalties provided in subsection 127(c) of Title 3" for "fined not more than $1,000.00 for each occurrence".

§ 4054. Director of the Office of Professional Regulation; duties.

  1. The Director shall:
    1. Provide general information to applicants for certification as psychoanalysts.
    2. Administer fees collected under this chapter.
    3. Explain appeal procedures to psychoanalysts and applicants and complaint procedures to the public.
    4. Receive applications for certification of applicants under this chapter, renew certification, and revoke, suspend, reinstate, or condition certification as ordered by an administrative law officer.
    5. Refer all disciplinary matters to an administrative law officer.
  2. The Director of the Office of Professional Regulation, with the advice of the advisor appointees established under section 4055 of this title, may adopt rules under 3 V.S.A. chapter 25 that are necessary to perform the duties provided under this chapter.

    Added 1993, No. 222 (Adj. Sess.), § 15; amended 1997, No. 40 , § 49(a).

History

Amendments--1997 Subsec. (a): Substituted "an administrative law officer" for "special panel" in subdivs. (4) and (5).

§ 4055. Advisor appointees.

  1. The Secretary of State shall appoint two certified psychoanalysts to serve as advisors in matters relating to psychoanalysts. They shall be appointed as set forth in 3 V.S.A. § 129b and serve at the pleasure of the Secretary. One of the initial appointments shall be for less than a full term.
  2. Appointees shall have at least five years of experience as psychoanalysts during the period immediately preceding appointment and shall be actively practicing certified psychoanalysts in Vermont and remain in good standing during incumbency.
  3. The Director shall seek the advice of the certified psychoanalysts appointed under this section in carrying out the provisions of this chapter. These members shall be entitled to compensation and necessary expenses in the amount provided in 32 V.S.A. § 1010 for attendance at any meeting called by the Director for this purpose.

    Added 1993, No. 222 (Adj. Sess.), § 15; amended 2007, No. 29 , § 59.

History

Amendments--2007. Subsec. (a): Substituted "as set forth in section 129b of Title 3" for "for staggered three-year terms" following "appointed" in the first sentence and "full" for "three-year" preceding "term" in the second sentence.

§ 4056. Application.

To apply for certification as a psychoanalyst, a person shall apply to the Director on a form that the Director shall furnish. The application shall be accompanied by payment of the specified fee and evidence of eligibility as requested by the Director.

Added 1993, No. 222 (Adj. Sess.), § 15.

§ 4057. Eligibility.

  1. To be eligible for certification as a psychoanalyst, an applicant shall satisfy the following requirements:
    1. Have earned a master's degree.
    2. Have earned a graduate certificate or doctoral degree in psychoanalysis from a free-standing psychoanalytic institute that is chartered by a state or foreign government and accredited by a national psychoanalytic association.
  2. A student who is in training at a free-standing state or foreign government chartered psychoanalytic institute may practice as a psychoanalyst-in-training until issuance of State certification as long as that person is meeting the requirements for supervised practice of the institute at which that person is training.

    Added 1993, No. 222 (Adj. Sess.), § 15; amended 1997, No. 40 , § 46.

History

Amendments--1997. Added "shall satisfy the following requirements" at the end of the introductory paragraph in subsec. (a), deleted "shall" preceding "have" in subdiv. (a)(1), deleted former subdiv. (a)(2), redesignated former subdiv. (a)(3) as present subdiv. (a)(2) and deleted "shall" preceding "have" in that subdiv., and deleted former subdiv. (a)(4).

§ 4058. Repealed. 1997, No. 40, § 48.

History

Former § 4058. Former § 4058, relating to examination of psychoanalysts, was derived from 1993, No. 222 (Adj. Sess.), § 15.

§ 4059. Exemption.

  1. Any person who has met the educational and clinical criteria established under subdivision 4057(a)(2) of this title and is licensed or certified under this title as a physician, osteopath, psychologist, clinical social worker, clinical mental health counselor, or marriage and family therapist shall be exempt from the provisions of this chapter.
  2. Notwithstanding the provisions of subsection (a) of this section, the provisions of this chapter shall apply to any person certified as a psychoanalyst under this chapter.

    Added 1993, No. 222 (Adj. Sess.), § 15; amended 1997, No. 40 , § 47; 1997, No. 145 (Adj. Sess.), § 25.

History

Amendments--1997 (Adj. Sess.). Designated the first paragraph as subsec. (a) and added subsec. (b).

Amendments--1997. Rewrote the section heading, deleted former subsec. (a) and the subsec. (b) designation, and inserted "or certified" following "licensed".

§ 4060. Renewals.

  1. Certification shall be renewed every two years upon payment of the required fee, provided the person applying for renewal completes at least 20 hours of continuing education, approved by the Director, during the preceding two-year period. The Director, with the advice of the advisor appointees, shall establish, by rule, guidelines and criteria for continuing education credit. The education requirement shall not apply for the first renewal period.
  2. Biennially, the Director shall forward a renewal form to each certified psychoanalyst. Upon receipt of the completed form and the renewal fee, the Director shall issue a new certificate.
  3. Any application for renewal of a certificate that has expired shall be accompanied by the renewal fee and late fee. A person shall not be required to pay renewal fees for years during which the certificate was lapsed.
  4. The Director may, after notice and opportunity for hearing, revoke a person's right to renew certification if the certification has lapsed for five or more years.

    Added 1993, No. 222 (Adj. Sess.), § 15.

Cross References

Cross references. Exemption of persons 80 years of age and over from payment of license renewal fees, see 32 V.S.A. § 1111.

§ 4061. Repealed. 1997, No. 59, § 65(10), eff. June 30, 1997.

History

Former § 4061. Former § 4061, relating to psychoanalyst fees, was derived from 1993, No. 222 (Adj. Sess.), § 15.

§ 4062. Unprofessional conduct.

  1. Unprofessional conduct means the following conduct and the conduct set forth in 3 V.S.A. § 129a :
    1. Failing to use a complete title in professional activity.
    2. Conduct that evidences moral unfitness to practice psychoanalysis.
    3. Engaging in any sexual conduct with a client, or with the immediate family member of a client, with whom the certified psychoanalyst has had a professional relationship within the previous two years.
    4. Harassing, intimidating, or abusing a client.
    5. Entering into an additional relationship with a client, supervisee, research participant, or student that might impair the psychoanalyst's objectivity or otherwise interfere with the psychoanalyst's professional obligations.
    6. Practicing outside or beyond a psychoanalyst's area of training, experience, or competence without appropriate supervision.
    7. Using conversion therapy as defined in 18 V.S.A. § 8351 on a client younger than 18 years of age.
  2. In connection with a disciplinary action, the Office of Professional Regulation may refuse to accept the return of a certification tendered by the subject of a disciplinary investigation.
  3. The burden of proof in a disciplinary action shall be on the State to show by a preponderance of the evidence that the person has engaged in unprofessional conduct.
  4. After hearing and upon a finding of unprofessional conduct, or upon approval of a negotiated agreement, the administrative law officer may take disciplinary action against the certified psychoanalyst or applicant. That action may include any of the following conditions or restrictions, which may be in addition to or in lieu of suspension:
    1. A requirement that the person submit to appropriate treatment.
    2. A restriction that a certified psychoanalyst practice only under supervision of a named individual or an individual with specified credentials.
    3. A requirement that a certified psychoanalyst participate in continuing education as directed by the Office of Professional Regulation in order to overcome specified deficiencies.
    4. A requirement that the certified psychoanalyst's scope of practice be restricted to a specified extent.
  5. The administrative law officer may reinstate a revoked certification on terms and conditions that the administrative law officer deems to be proper.

    Added 1993, No. 222 (Adj. Sess.), § 15; amended 1997, No. 145 (Adj. Sess.), § 60; 2015, No. 138 (Adj. Sess.), § 10.

History

Amendments--2015 (Adj. Sess.). Subdiv. (a)(7): Added.

Amendments--1997 (Adj. Sess.). Rewrote subsec. (a), deleting nine subdivs. and renumbering the remainder; in subsec. (d), substituted "administrative law officer" for "office of professional regulation"; and rewrote subsec. (e).

Cross References

Cross references. Appeal to Office of Professional Regulation from decision of administrative law officer, see 3 V.S.A. § 130a.

CHAPTER 78. ROSTER OF PSYCHOTHERAPISTS WHO ARE NONLICENSED AND NONCERTIFIED

Sec.

History

Repeal of sunset provisions. 1997, No. 145 (Adj. Sess.), § 31(c) repealed 1993, No. 222 (Adj. Sess.), § 20, which had provided that this chapter would expire on July 1, 1999, and that the chapter would be subject to sunset reviews by the Legislative Counsel before the 1999 Biennial Session.

Cross References

Cross references. Attachment of Board to Office of Professional Regulation, see 3 V.S.A. § 122.

Office of Professional Regulation generally, see 3 V.S.A. ch. 5, subch. 3.

Procedure for adoption of administrative rules, see 3 V.S.A. ch. 25.

Review of regulatory laws, see chapter 57 of this title.

§ 4081. Legislative intent.

It is the intent of this chapter:

  1. To ensure that consumers of psychotherapy services are provided with the information relating to the training and qualification of nonlicensed and noncertified providers of psychotherapy necessary to enable them to make informed decisions concerning their choice of providers.
  2. That psychotherapists who are nonlicensed and noncertified are entered on a roster and practice according to established standards of professional conduct and be subject to disciplinary procedures if they fail to adhere to those standards.
  3. That the term psychotherapy as used in this chapter be narrowly interpreted to ensure that only those persons who provide services that clearly fall within the definition of psychotherapy are subject to the provisions of this chapter.

    Added 1993, No. 222 (Adj. Sess.), § 17.

§ 4082. Definitions.

As used in this chapter:

  1. "Board" means the Board of Allied Mental Health Practitioners established under section 3262a of this title.
  2. "Disciplinary action" includes any action taken by the Board against a person who is entered on the Roster or who applies for entry on the Roster, premised on a finding of unprofessional conduct. It includes all sanctions of any kind, such as refusal to enter a person on the Roster or to renew a Roster entry, suspension or revocation of the person's right to be entered on the Roster, issuing warnings, limitations on a person's right to practice, and other similar sanctions.
  3. "Psychotherapist who is nonlicensed and noncertified" means a person who practices psychotherapy and is neither a licensed psychologist, clinical social worker, or mental health counselor, nor a certified marriage and family therapist or a psychoanalyst.
  4. "Psychotherapy" means the provision of treatment, diagnosis, evaluation, or counseling services to individuals or groups, for a consideration, for the purpose of alleviating mental disorders. "Psychotherapy" involves the application of therapeutic techniques to understand unconscious or conscious motivation, resolve emotional, relationship, or attitudinal conflicts, or modify behavior that interferes with effective emotional, social, or mental functioning. "Psychotherapy" follows a systematic procedure of psychotherapeutic intervention that takes place on a regular basis over a period of time, or, in the case of evaluation and brief psychotherapies, in a single or limited number of interventions. If a person is employed by or under contract with the Agency of Human Services, this definition does not apply to persons with less than a master's degree; to persons providing life skills training or instruction, such as learning to make friends, to handle social situations, to do laundry, and to develop community awareness; or interactions of employees or contracted individuals with clients whose job description or contract specifications do not specifically mention "psychotherapy" as a job responsibility or duty.
  5. "Roster" means the list of psychotherapists who are nonlicensed and noncertified that is maintained by the Office of Professional Regulation in the Office of the Secretary of State.

    Added 1993, No. 222 (Adj. Sess.), § 17; amended 1997, No. 40 , § 66; 1997, No. 145 (Adj. Sess.), § 26; 2005, No. 27 , § 98.

History

2019. In subdiv. (1), substituted "Board of Allied Mental Health Practitioners" for "allied mental health practitioners board" to correct the name of the Board.

Amendments--2005 Subdiv. (2): Inserted "or who applies for entry on the roster" preceding "premised" and deleted "by a psychotherapist" following "unprofessional conduct" in the first sentence.

Amendments--1997 (Adj. Sess.). Subdiv. (4): Added the last sentence.

Amendments--1997. Subdiv. (1): Amended generally.

Subdiv. (2): Substituted "board" for "director or the special panel established by 3 V.S.A. § 129" preceding "against a person" in the first sentence.

Effective date. Pursuant to 1993, No. 222 (Adj. Sess.), § 25, subdiv. (4) of this section took effect on June 20, 1994 and the remaining provisions of the section took effect on July 1, 1994.

§ 4083. Prohibitions; penalties.

  1. No person shall practice psychotherapy unless the person is entered on the Roster of Psychotherapists who are Nonlicensed and Noncertified.
  2. A person entered on the Roster shall not use the terms certified, clinical, licensed, registered, or State-approved, or any other term that would give the impression that the psychotherapist or the service that is being provided is recommended or approved by the State based solely on inclusion on the Roster.
  3. A person who violates the provisions of this section shall be subject to the penalties provided in 3 V.S.A. § 127(c) .

    Added 1993, No. 222 (Adj. Sess.), § 17; amended 2007, No. 29 , § 60.

History

Amendments--2007. Subsec. (c): Substituted "subject to the penalties provided in subsection 127(c) of Title 3" for "fined not more than $1,000.00".

§ 4084. Unauthorized practice.

The provisions of 3 V.S.A. § 127 , relating to unauthorized practice, shall apply to a psychotherapist who practices without being entered on the Roster.

Added 1993, No. 222 (Adj. Sess.), § 17.

§ 4085. Exemptions.

  1. The provisions of this chapter shall not apply to persons while engaged in the course of their customary duties as clergy, licensed physicians, nurses, osteopaths, optometrists, dentists, lawyers, psychologists, social workers, mental health counselors, certified marriage and family therapists, licensed alcohol and drug counselors, and psychoanalysts or licensed educators when performing their duties consistent with the accepted standards of their respective professions.
  2. The provisions of this chapter shall not apply to persons while engaged in the course of their duties:
    1. In the activities and services of the clergy or leader of any religious denomination or sect or a Christian Science practitioner when engaging in activities that are within the scope of the performance of the person's regular or specialized ministerial duties and for which no separate charge is made, or when these activities are performed, with or without charge, for or under the auspices of sponsorship, individually or in conjunction with others, of an established and legally recognizable church, denomination, or sect, and when the person rendering services remains accountable to the established authority of that church, denomination, or sect.
    2. In employment or rehabilitation counseling.
    3. As an employee of, or under contract with, the Agency of Human Services, provided the person is not covered by the definition of psychotherapy in section 4082 of this title.
    4. As a mediator.
    5. In an official evaluation for court purposes.
    6. As a volunteer for, or a member of, a self-help group such as Alcoholics Anonymous and peer counseling or domestic violence groups whether or not the person is serving for a consideration.
    7. As a respite caregiver, foster care worker, or hospice worker.
  3. The prohibitions of this chapter shall not apply to practices in the fields of:
    1. Body work education and healing, including massage therapy, stress reduction, physical fitness, or yoga.
    2. Energy-related therapy, including kinesiology, crystology, and sound therapy.
    3. Psychic reading and healing arts, including astrology, channeling, and palmistry.
    4. Social science research and education, including sociology and educational tutoring.
    5. Human resource development, including personnel management, career development, and business consultants.
  4. Notwithstanding the provisions of subsections (a), (b), and (c) of this section, the provisions of this chapter shall apply to any person entered on the Roster as a nonlicensed and noncertified psychotherapist under this chapter.

    Added 1993, No. 222 (Adj. Sess.), § 17; amended 1995, No. 126 (Adj. Sess.), § 10; 1997, No. 145 (Adj. Sess.), § 27; 1999, No. 52 , § 36; 2011, No. 66 , § 12, eff. June 1, 2011.

History

Amendments--2011. Subsec. (a): Inserted ", licensed alcohol and drug counselors," following "family therapists".

Amendments--1999 Subdiv. (b)(1): Amended generally.

Amendments--1997 (Adj. Sess.). In subsecs. (a) and (b), substituted "provisions" for "prohibitions" near the beginning of each subsec.; in subsec. (a), deleted "teachers" and "consulting teachers" from the list of exempt persons and added "licensed educators"; added the proviso in subdiv. (b)(3); deleted subdiv. (b)(4), listing employees of and persons under contract with schools, making related designation changes; substituted "whether or not the person is serving" for "who is not serving" in subdiv. (b)(6); and added subsec. (d).

Amendments--1995 (Adj. Sess.) Subdiv. (b)(7): Repealed.

Effective date of amendments--1997 (Adj. Sess.). 1997, No. 145 , § 64(1) and (2) provided that the amendment of this section by that act takes effect on July 1, 1998, except that the following amendments take effect on July 1, 1999: the provisions amending subsec. (a) "substituting the term 'licensed educators' for the terms 'teachers' and 'consulting teachers' as exempt from the provisions of the psychologist, clinical social worker, clinical mental health counselor and psychotherapist practice acts" and the provisions repealing subdiv. (b)(4) "(exemption from the provisions of the psychologist, clinical social worker, clinical mental health counselor and psychotherapist practice acts for employees of or under contract with a school)."

§ 4086. Roster of Psychotherapists who are Nonlicensed and Noncertified.

  1. A roster of psychotherapists who are nonlicensed and noncertified is created. The Roster shall include all nonlicensed and noncertified psychotherapists who practice in this State.
  2. Any psychologist, clinical social worker, clinical mental health counselor, marriage and family therapist, psychoanalyst, or any other allied mental health practitioner whose license, certification, registration, or state endorsement is suspended or has been permanently revoked by Vermont or any other jurisdiction shall be ineligible for entry on the Roster.

    Added 1993, No. 222 (Adj. Sess.), § 17; amended 2005, No. 27 , § 99.

History

Amendments--2005 Subsec. (a): Deleted the third sentence.

§ 4087. Entry on the Roster; procedure.

  1. A psychotherapist who is nonlicensed and noncertified shall apply for entry on the Roster. Applications shall be made on the form provided by the Director, shall contain such information and professional data as the Director may require, and shall be accompanied by payment of the specified fee.
  2. Each psychotherapist whose name appears on the Roster shall notify the Director, in writing, of any change in the information previously provided to the Director. Notifications of changes of information shall be made within 30 days of the date the change occurred.
  3. [Repealed.]

    Added 1993, No. 222 (Adj. Sess.), § 17; amended 1997, No. 40 , § 67; 2003, No. 60 , § 20.

History

Amendments--2003. Subsec. (c): Repealed.

Amendments--1997. Subsec. (a): Deleted "on January 1, 1995 or within 30 days of commencing the practice of psychotherapy, whichever occurs later" preceding "a psychotherapist" at the beginning of the first sentence.

Subsec. (c): Substituted "board" for "director of the office of professional regulation" preceding "has notified".

§ 4088. Renewal.

Entries on the Roster shall be renewed every two years by submission of a new, completed Roster form and shall be accompanied by payment of the specified fee.

Added 1993, No. 222 (Adj. Sess.), § 17.

Cross References

Cross references. Exemption of persons 80 years of age and over from payment of license renewal fees, see 32 V.S.A. § 1111.

§ 4089. Repealed. 1997, No. 59, § 65(11), eff. June 30, 1997.

History

Former § 4089. Former § 4089, relating to rostered psychotherapist fees, was derived from 1993, No. 222 (Adj. Sess.), § 17.

§ 4089a. Fees.

A person who seeks entry on the roster shall pay the following fees:

  1. Initial roster entry                                            $80.00      (2) Biennial roster reentry                                        $150.00

    Added 1997, No. 155 (Adj. Sess.), § 8, eff. April 29, 1998; amended 1999, No. 49 , § 184; 2001, No. 143 (Adj. Sess.), § 33, eff. June 21, 2002; 2005, No. 202 (Adj. Sess.), § 22; 2019, No. 70 , § 25.

History

Amendments--2019. Subdiv. (1): Substituted "$80.00" for "$75.00".

Subdiv. (2): Substituted "$150.00" for "$90.00".

Amendments--2005 (Adj. Sess.). Subdiv. (1): Substituted "$75.00" for "$100.00".

Subdiv. (2): Substituted "$90.00" for "$125.00".

Amendments--2001 (Adj. Sess.) Subdiv. (1): Substituted "$100.00" for "$75.00".

Subdiv. (2): Substituted "reentry" for "re-entry" and "$125.00" for "$100.00".

Amendments--1999 Subdiv. (1): Substituted "$75.00" for "$50.00".

Subdiv. (2): Substituted "$100.00" for "$75.00".

§ 4090. Disclosure of information.

The Board shall adopt rules requiring persons entered on the Roster to disclose to each client the psychotherapist's professional qualifications and experience, those actions that constitute unprofessional conduct, the method for filing a complaint or making a consumer inquiry, and provisions relating to the manner in which the information shall be displayed and signed by both the rostered psychotherapist and the client. The rules may include provisions for applying or modifying these requirements in cases involving clients of designated agencies, institutionalized clients, minors, and adults under the supervision of a guardian.

Added 1993, No. 222 (Adj. Sess.), § 17; amended 1997, No. 40 , § 69; 2015, No. 38 , § 37, eff. May 28, 2015.

History

Amendments--2015. Deleted "and" following "unprofessional conduct," in the first sentence and inserted "clients of designated agencies," following "cases involving" in the second sentence.

Amendments--1997. Substituted "board" for "office of professional regulation, in consultation with the advisor appointees" preceding "shall adopt" in the first sentence.

§ 4091. Board; duties.

  1. The Board shall:
    1. Provide general information to applicants for entry on the Roster.
    2. Explain appeal procedures to persons entered on the Roster and complaint procedures to the public.
    3. Administer fees collected under this chapter.
    4. Receive applications for entry on the Roster, enter applicants, renew entries on the Roster, and revoke, reinstate, or condition entry on the Roster as ordered by the Board.
    5. Refer all complaints and disciplinary matters to the Board.
  2. The Board may adopt rules necessary to perform its duties under subsection (a) of this section.

    Added 1993, No. 222 (Adj. Sess.), § 17; amended 1997, No. 40 , §§ 70, 73(a), (b).

History

Amendments--1997. Substituted "board" for "director" in the section heading and in the introductory paragraph of subsec. (a), "board" for "special panel" in subdivs. (a)(4) and (5) and for "director, after consultation with the advisor appointees appointed under section 4092 of this title" in subsec. (b).

§ 4092. Repealed. 1997, No. 40, § 74.

History

Former § 4092. Former § 4092, relating to psychotherapist advisor appointees, was derived from 1993, No. 222 (Adj. Sess.), § 17, and amended by 1997, No. 40 , § 73(a).

§ 4093. Unprofessional conduct.

  1. Unprofessional conduct means the following conduct and conduct set forth in 3 V.S.A. § 129a :
    1. Providing fraudulent or deceptive information in an application for entry on the Roster.
    2. Conviction of a crime that evinces an unfitness to practice psychotherapy.
    3. Unauthorized use of a protected title in professional activity.
    4. Conduct that evidences moral unfitness to practice psychotherapy.
    5. Engaging in any sexual conduct with a client, or with the immediate family member of a client, with whom the psychotherapist has had a professional relationship within the previous two years.
    6. Harassing, intimidating, or abusing a client.
    7. Entering into an additional relationship with a client, supervisee, research participant, or student that might impair the psychotherapist's objectivity or otherwise interfere with his or her professional obligations.
    8. Practicing outside or beyond a psychotherapist's area of training, experience, or competence without appropriate supervision.
  2. After hearing, and upon a finding of unprofessional conduct, the Board may take disciplinary action against a rostered psychotherapist or an applicant.

    Added 1993, No. 222 (Adj. Sess.), § 17; amended 1997, No. 40 , § 71; 1997, No. 145 (Adj. Sess.), § 61; 1999, No. 52 , § 37.

History

Amendments--1999 Deleted former subsec. (b) and redesignated former subsec. (c) as present subsec. (b).

Amendments--1997 (Adj. Sess.). Rewrote subsec. (a), deleting seven subdivs. and renumbering the remainder.

Amendments--1997. Subsec. (b): Amended generally.

Subsec. (c): Substituted "board may" for "special panel may direct the director to" preceding "take" and added "or an applicant" following "psychotherapist" at the end of the sentence.

Cross References

Cross references. Appeal to Office of Professional Regulation from decision of Board, see 3 V.S.A. § 130a.

CHAPTER 79. TATTOOISTS AND BODY PIERCERS

Sec.

History

Amendments--2001 (Adj. Sess.). 2001, No. 129 (Adj. Sess.), § 31, eff. June 13, 2002, added "and body piercers" to the section heading.

Cross References

Cross references. Attachment of profession to Office of Professional Regulation, see 3 V.S.A. § 122.

Fees for advisor professions, see 3 V.S.A. § 125(b).

Office of Professional Regulation generally, see 3 V.S.A. ch. 5, subch. 3.

Procedure for adoption of administrative rules, see 3 V.S.A. ch. 25.

Review of regulatory laws, see chapter 57 of this title.

§ 4101. Definitions.

As used in this chapter:

  1. "Anatomical reproduction" is the practice of restoring the appearance of a portion of a person's body after surgery, accident, or other trauma.
  2. "Director" means the Director of the Office of Professional Regulation.
  3. "Disciplinary action" includes any action taken by an administrative law officer against a licensed tattooist or applicant premised on a finding of unprofessional conduct. Disciplinary action includes all appropriate remedies, including denial of an application for or renewal of a license, suspension or revocation of a license, limiting or conditioning of a license, issuing reprimands or warnings, and adopting consent orders.
  4. "Operator" means any person who practices tattooing, body piercing, or permanent cosmetics.
  5. "Practice of body piercing" means the piercing of any part of the body by someone other than a licensed physician who utilizes a needle or other instrument for the purpose of inserting an object into the body for nonmedical purposes. Body piercing includes ear piercing, except when performed on the lower lobe of the ear:
    1. with an instrument approved by the Director, by rule;
    2. by the individual on himself or herself;
    3. by a parent or guardian when the subject of the piercing is a minor; or
    4. by a household member when the subject of the piercing is an adult.
  6. "Practice of permanent cosmetics" means to place a specific type of tattoo that includes permanent eyeliner, permanent lip color, permanent eyebrows, anatomical reproduction, and permanent eye shadow as well as other specific procedures that may be identified by rule by the Director consistent with the Society of Permanent Cosmetic Professionals' or its successor group's guidelines.
  7. "Practice of tattooing" or "practice tattooing" means to place a permanent mark, design, or coloration of a human being by a process of pricking or ingraining an indelible pigment on or in the skin. "Practice of tattooing" or "practice tattooing" does not mean anatomical reproduction when performed under the direction of a physician.
  8. "Special panel" means a panel established pursuant to 3 V.S.A. § 129(j) .
  9. "Shop" means a facility regularly used to offer or perform the practice of tattooing or body piercing.

    Added 1995, No. 79 (Adj. Sess.), § 1; amended 1997, No. 40 , § 49(a); 1999, No. 52 , § 38; 2001, No. 129 (Adj. Sess.), § 31, eff. June 13, 2002; 2007, No. 163 (Adj. Sess.), § 34; 2017, No. 48 , § 29.

History

Amendments--2017. Subdiv. (3): Substituted "licensed" for "registered" preceding "tattooist" and "license" for "registration" in three places.

Subdiv. (4): Deleted "or" following "tattooing" and inserted ", or permanent cosmetics" following "piercing".

Amendments--2007 (Adj. Sess.) Added new subdiv. (1), redesignated former subdivs. (1)-(4) as present subdivs. (2)-(5), added new subdiv. (6), and redesignated former subdivs. (5)-(7) as present subdivs. (7)-(9), and in present subdiv. (7), inserted "or in" preceding "the skin" in the first sentence, and added the second sentence.

Amendments--2001 (Adj. Sess.). Added subdivs. (3) and (4), redesignated former subdivs. (3), (4), and (6) as present subdivs. (5), (6), and (7), deleted former subdiv. (5), and inserted "or body piercing" following "tattooing" at the end of present subdiv. (7).

Amendments--1999 Subdiv. (6): Added.

Amendments--1997 Subdiv. (2): Substituted "an administrative law officer" for "special panel" in the first sentence.

Subdiv. (4): Substituted "an administrative law officer" for "special panel" at the beginning of the subdiv.

§ 4102. Prohibitions.

  1. A person shall not practice tattooing, permanent cosmetics, or body piercing unless that person is licensed in accordance with the provisions of this chapter.
  2. A person under 18 years of age shall not practice tattooing, permanent cosmetics, or body piercing.
  3. A tattooist shall not tattoo a minor without the written consent of the parent or guardian of the minor.
  4. A person who violates any of the provisions of this section shall be subject to the penalties provided in 3 V.S.A. § 127 .

    Added 1995, No. 79 (Adj. Sess.), § 1; amended 2001, No. 129 (Adj. Sess.), § 31, eff. June 13, 2002; 2007, No. 29 , § 61; 2013, No. 138 (Adj. Sess.), § 43; 2017, No. 48 , § 29.

History

Amendments--2017. Subsec. (a): Substituted "A person shall not" for "No person shall" and "licensed" for "registered".

Subsec. (b): Substituted "A" for "No" preceding "person"; deleted "the age of" preceding "18"; and substituted "years of age shall not" for "may".

Subsec. (d): Substituted "3 V.S.A. § 127" for "3 V.S.A. § 127(c)".

Amendments--2013 (Adj. Sess.). Subsecs. (a) and (b): Inserted ", permanent cosmetics," following "tattooing".

Amendments--2007. Subsec. (d): Substituted "subject to the penalties provided in subsection 127(c) of Title 3" for "fined not more than $1,000.00 for each occurrence".

Amendments--2001 (Adj. Sess.). Inserted "or body piercing" following "tattooing" in subsecs. (a) and (b).

§ 4103. Director; function; Commissioner of Health; rules.

  1. The Director shall administer the requirements of this chapter and shall:
    1. Provide general information to applicants for licensure as an operator.
    2. Collect fees as provided under this chapter.
    3. Explain appeal procedures to licensed operators and applicants and complaint procedures to the public.
    4. Receive applications for licensure, license applicants pursuant to this chapter, renew licenses, and revoke, reinstate, or condition licenses as ordered by an administrative law officer.
    5. Refer all disciplinary matters to an administrative law officer.
  2. The Director, after consultation with the Commissioner of Health, shall adopt rules relating to infection control procedures and public health practices to be followed in the practice of tattooing, permanent cosmetics, and body piercing in order to protect the public from communicable diseases. The Commissioner shall also recommend standards of sanitation and sterilization for shops, including standards relating to separate areas and equipment for tattooing and body piercing and recommendations on the use of ear-piercing guns.
  3. The Director may adopt rules necessary to perform his or her duties pursuant to this chapter. These rules may include provisions governing the supervision and temporary licensure of tattoo artists, body piercers, and permanent cosmetologists, as may be necessary to allow this State to be a venue for appropriately regulated special events such as conventions, festivals, or professional conferences.
  4. The Director may inspect shops used for the practice of tattooing, permanent cosmetics, or body piercing. No fee shall be charged for initial inspections under this subsection; however, if the Director determines that it is necessary to inspect the same premises under the same ownership more than once in any two-year period, a reinspection fee of $100.00 may be charged. The Director may waive all or a part of the reinspection fee in accordance with criteria established by rule.

    Added 1995, No. 79 (Adj. Sess.), § 1; amended 1997, No. 40 , § 49(a); 1999, No. 52 , § 39; 2001, No. 129 (Adj. Sess.), § 31, eff. June 13, 2002; 2007, No. 163 (Adj. Sess.), § 35; 2017, No. 48 , § 29.

History

Amendments--2017. Subdiv. (a)(1): Substituted "licensure" for "registration".

Subdiv. (a)(3): Substituted "licensed" for "registered".

Subdiv. (a)(4): Substituted "licensure" for "registration", "license" for "register", and in two places "licenses" for "registrations".

Subsec. (c): Added the second sentence.

Amendments--2007 (Adj. Sess.) Inserted "permanent cosmetics" following "tattooing" in the first sentence of subsecs. (b) and (d) and substituted "pursuant to this chapter" for "under subsection (a) of this section" in subsec. (c).

Amendments--2001 (Adj. Sess.). Subdiv. (a)(1): Substituted "an operator" for "tattooists".

Subdiv. (a)(3): Substituted "operators" for "tattooists".

Subsec. (b): Inserted "and body piercing" following "tattooing" in the first sentence, "and sterilization" following "sanitation", and substituted "shops, including standards relating to separate areas and equipment for tattooing and body piercing and recommendations on the use of ear-piercing guns" for "tattooing facilities" in the second sentence.

Subsec. (d): Inserted "or body piercing" following "tattooing" in the first sentence.

Amendments--1999 Subsec. (d): Added.

Amendments--1997 Subsec. (a): Substituted "an administrative law officer" for "special panel" in subdivs. (4) and (5).

§ 4104. Advisor appointees.

    1. The Secretary of State shall appoint: (a) (1)  The Secretary of State shall appoint:
      1. a professional in the field of public health and medicine from a list of persons provided by the Commissioner of Health; and
      2. two licensed operators who have been practicing tattooing and body piercing for at least the three years immediately preceding appointment and who shall actively be engaged in the practice of tattooing and body piercing in Vermont during incumbency.
    2. The appointees shall be appointed to serve as advisors in matters relating to tattooing, permanent cosmetics, and body piercing. The appointees shall be appointed as set forth in 3 V.S.A. § 129b .
  1. The Director shall seek the advice of the advisor appointees in carrying out the provisions of this chapter. The advisor appointees shall be entitled to compensation and necessary expenses as provided in 32 V.S.A. § 1010 for attendance at any meeting called by the Director for that purpose.

    Added 1995, No. 79 (Adj. Sess.), § 1; amended 2001, No. 129 (Adj. Sess.), § 31, eff. June 13, 2002; 2007, No. 29 , § 62; 2013, No. 27 , § 46; 2013, No. 138 (Adj. Sess.), § 44; 2017, No. 48 , § 29.

History

Amendments--2017. Section heading: Substituted "Advisor" for "Advisory".

Subdiv. (a)(1)(B): Substituted "licensed" for "registered" preceding "operators".

Amendments--2013 (Adj. Sess.). Subdiv. (a)(2): Inserted ", permanent cosmetics," following "tattooing".

Amendments--2013. Added subdiv. designations in subsec. (a), and in subdiv. (a)(1)(B), substituted "two registered operators who have" for "registered operator who has" and deleted "and a member of the public" from the end of the subdiv.

Amendments--2007. Subsec. (a): Deleted "staggered terms of three-years" following "appointed for" in the second sentence and added the third sentence.

Amendments--2001 (Adj. Sess.). Subsec. (a): Substituted "operator" for "tattooist" in the first sentence and inserted "and body piercing" following "tattooing" throughout the subsec.

§ 4105. Apprenticeship requirements for licensure.

  1. Initial registration.
    1. A person who intends to engage in the practice of tattooing, permanent cosmetics, or body piercing in this State shall register with the Office of Professional Regulation and shall pay the required fee.
    2. Registration shall be in the form required by the Director and shall include such information as the Director may require concerning the location of the registrant's practice, the registrant's qualification, and the nature of the services offered.
  2. Tattooists and body piercers.
      1. As a prerequisite to licensure, a tattooist or body piercer applicant shall provide proof of an apprenticeship of at least 1,000 hours of experience obtained within two calendar years working under the direct supervision of a body piercer or tattooist licensed and in good standing with this State or the state in which he or she is regulated, and who has been in practice a minimum of three years. (1) (A) As a prerequisite to licensure, a tattooist or body piercer applicant shall provide proof of an apprenticeship of at least 1,000 hours of experience obtained within two calendar years working under the direct supervision of a body piercer or tattooist licensed and in good standing with this State or the state in which he or she is regulated, and who has been in practice a minimum of three years.
      2. Proof may be in the form of a sworn affidavit from the supervising tattooist or body piercer, including information as the Director may reasonably require on forms provided by the Director.
    1. Apprenticeships shall include successful completion of a three-hour course in universal precautions and infectious diseases.
    2. Apprentices shall contact the Office for the appropriate forms prior to beginning the apprenticeship.
    3. As used in this subsection, "good standing" shall mean that the tattooist or body piercer supervisor holds a current, unrestricted license in this State or an unrestricted authorization to practice tattooing or body piercing in another state. A tattooist or body piercer who holds a restricted license or restricted authorization to practice may petition the Director for permission to be a tattooist or body piercer supervisor, which may be granted by the Director for good cause shown.
  3. Permanent cosmetologists.
      1. As a prerequisite to licensure for the practice of permanent cosmetics, an applicant shall provide proof of a course of approved study lasting at least 60 hours. (1) (A) As a prerequisite to licensure for the practice of permanent cosmetics, an applicant shall provide proof of a course of approved study lasting at least 60 hours.
        1. In addition, the applicant shall obtain at least 40 hours of practical experience, within two calendar years preceding the application, working under the direct supervision of a tattooist or permanent cosmetologist licensed and in good standing with this State or the state in which he or she is regulated, and who has been in practice a minimum of three years. (B) (i) In addition, the applicant shall obtain at least 40 hours of practical experience, within two calendar years preceding the application, working under the direct supervision of a tattooist or permanent cosmetologist licensed and in good standing with this State or the state in which he or she is regulated, and who has been in practice a minimum of three years.
        2. Proof may be in the form of a sworn affidavit from the supervising permanent cosmetologist or tattooist, including information as the Director may reasonably require on forms provided by the Director.
    1. Training shall include successful completion of a three-hour course in universal precautions and infectious diseases.
    2. Prior to training and obtaining practical experience, applicants shall contact the Office and submit the appropriate forms.
    3. As used in this subsection, "in good standing" shall mean that the permanent cosmetologist or tattooist supervisor holds a current, unrestricted license in this State or an unrestricted authorization to practice permanent cosmetics or tattooing in another state. A permanent cosmetologist or tattooist who holds a restricted license or restricted authorization to practice may petition the Director for permission to be a supervisor, which the Director may grant for good cause shown.
  4. Shops.  A shop shall not operate in this State without first registering with the Office of Professional Regulation and paying a fee of $100.00. Registration shall be in the form required by the Director.
    1. A shop shall not be granted registration unless the shop complies with this chapter and rules adopted under this chapter.
    2. All shops shall designate a person who is licensed under this chapter in the practice of tattooing or body piercing, who shall be responsible for overall cleanliness and sanitation of the shop.
    3. The practice of tattooing or body piercing shall be permitted only in registered shops.
    4. The practice of permanent cosmetics may be performed anywhere the practice of tattooing is permitted, on the premises of a health care professional licensed pursuant to this title, or on premises meeting the sanitation requirements of this chapter as determined by the Director or as set forth by rule.
  5. [Repealed.]

    Added 1995, No. 79 (Adj. Sess.), § 1; amended 1999, No. 52 , § 40; 2001, No. 129 (Adj. Sess.), § 31, eff. June 13, 2002; 2003, No. 60 , § 21; 2005, No. 27 , § 100; 2005, No. 148 (Adj. Sess.), § 43; 2007, No. 29 , § 63; 2007, No. 163 (Adj. Sess.), §§ 36, 45; 2013, No. 138 (Adj. Sess.), § 45; 2017, No. 48 , § 29.

History

Amendments--2017. Section amended generally.

Amendments--2013 (Adj. Sess.). Section amended generally.

Amendments--2007 (Adj. Sess.) Inserted ", permanent cosmetics," following "tattooing" in the first sentence of subsec. (a), added new subsec. (c), redesignated former subsec. (c) as subsec. (d), and added subdiv. (d)(4) and subsec. (e).

Amendments--2007. Subsec. (b): Substituted "two calendar years" for "one calendar year" in the first sentence.

Amendments--2005 (Adj. Sess.). Subdiv. (c)(2): Substituted "shall designate a person, who is licensed pursuant to this chapter in the practice of tattooing or body piercing, who shall be responsible" for "shall have a designated registrant responsible".

Amendments--2005 Subsec. (b): Added the last two sentences.

Amendments--2003. Rewrote section heading, redesignated former subsec. (b) as present subsec. (c), and added present subsec. (b).

Amendments--2001 (Adj. Sess.). Subsec. (a): Inserted "or body piercing" following "tattooing" in the first sentence.

Subdiv. (b)(3): Inserted "or body piercing" following "tattooing".

Amendments--1999 Designated the existing provisions of the section as subsec. (a) and added subsec. (b).

§ 4106. Renewals.

  1. Licenses and registrations shall be renewed every two years upon payment of the required fee.
  2. [Repealed.]
  3. As a condition of renewal, a licensee or registrant shall submit to the Director proof of at least three hours of continuing education in the area of universal precautions and infectious diseases.

    Added 1995, No. 79 (Adj. Sess.), § 1; amended 2001, No. 129 (Adj. Sess.), § 31, eff. June 13, 2002; 2005, No. 148 (Adj. Sess.), § 44; 2017, No. 48 , § 29.

History

Amendments--2017. Subsec. (a): Substituted "Licenses and registrations" for "Registrations".

Subsec. (b): Repealed.

Subsec. (c): Inserted "licensee or" preceding "registrant".

Amendments--2005 (Adj. Sess.). Subsec. (c): Added.

Amendments--2001 (Adj. Sess.). Subsec. (b): Substituted "operator" for "tattooist".

Cross References

Cross references. Exemption of persons 80 years of age and over from payment of license renewal fees, see 32 V.S.A. § 1111.

§ 4107. Repealed. 1997, No. 59, § 65(12), eff. June 30, 1997.

History

Former § 4107. Former § 4107, relating to tattooist fees, was derived from 1995, No. 79 (Adj. Sess.), § 1.

§ 4108. Unprofessional conduct.

  1. A licensed or registered operator or applicant shall not engage in unprofessional conduct.
  2. Unprofessional conduct means the following conduct and conduct set forth in 3 V.S.A. § 129a :
    1. Using dishonest or misleading advertising.
    2. Addiction to narcotics, habitual drunkenness, or rendering professional services to a client if the operator is intoxicated or under the influence of drugs.
    3. Sexual harassment of a client.
    4. Tattooing or body piercing a minor in violation of the provisions of section 4102 of this title.
  3. After hearing and upon a finding of unprofessional conduct, an administrative law officer may take disciplinary action against a licensed or registered operator or applicant.

    Added 1995, No. 79 (Adj. Sess.), § 1; amended 1997, No. 40 , § 49(a); 1997, No. 145 (Adj. Sess.), § 62; 2001, No. 129 (Adj. Sess.), § 31, eff. June 13, 2002; 2017, No. 48 , § 29.

History

Amendments--2017. Subsec. (a): Inserted "licensed or" preceding "registered".

Subsec. (c): Inserted "licensed or" preceding "registered" and substituted "operator" for "tattooist" following "registered".

Amendments--2001 (Adj. Sess.). Substituted "operator" for "tattooist" in subsec. (a) and subdiv. (b)(2), and inserted "or body piercing" following "Tattooing" in subdiv. (b)(4).

Amendments--1997 (Adj. Sess.). Subsec. (b): Added "the following conduct and conduct set forth in section 129a of Title 3" to the introductory clause, deleted six subdivs. listing unprofessional conduct, and renumbered the remainder.

Amendments--1997 Subsec. (c): Substituted "an administrative law officer" for "special panel".

§ 4109. Disclosure information.

The Director shall adopt rules requiring licensed operators to disclose to each new client before the first treatment the operator's professional qualifications and experience, the infection control procedures and public health practices to be followed to protect the public from communicable diseases, the actions that constitute unprofessional conduct, the method for filing a complaint or making a consumer inquiry, and provisions relating to the manner in which the information shall be displayed and signed by both the operator and the client.

Added 1995, No. 79 (Adj. Sess.), § 1; amended 2001, No. 129 (Adj. Sess.), § 31, eff. June 13, 2002; 2017, No. 48 , § 29.

History

Amendments--2017. Substituted "licensed" for "registered" preceding "operators".

Amendments--2001 (Adj. Sess.). Substituted references to "operator" or "operators" for references to "tattooist" or "tattooists" throughout the section.

CHAPTER 81. NATUROPATHIC PHYSICIANS

Sec.

History

Revision note. Chapter 79 of this title, comprising sections 4101-4112, was redesignated as chapter 81 of this title, comprising sections 4121-4132 and internal references were revised in order to avoid conflict with 26 V.S.A. 4101-4112 as added by 1995, No. 79 (Adj. Sess.).

Repeal of sunset of chapter. 1999, No. 52 , § 43, repealed 1995, No. 171 (Adj. Sess.), § 12, which would have repealed this chapter on July 1, 1999.

Cross References

Cross references. Attachment of profession to Office of Professional Regulation, see 3 V.S.A. 122.

Fees for advisor professions, see 3 V.S.A. § 125(b).

Office of Professional Regulation generally, see 3 V.S.A. ch. 5, subch. 3.

Procedure for adoption of administrative rules, see 3 V.S.A. ch. 25.

Review of regulatory laws, see chapter 57 of this title.

§ 4121. Definitions.

As used in this chapter:

  1. "Acupuncture" means the insertion of fine needles through the skin at certain points on the body, with or without the application of electric current or the application of heat to the needles or skin, or both, for the purpose of promoting health and balance as defined by traditional and modern Oriental theories.
  2. "Approved naturopathic medical college" means a college that grants a degree of doctor of naturopathic medicine or doctor of naturopathy:
    1. is accredited by the Council of Naturopathic Medical Education, its successor, or other accrediting agency recognized by the U.S. Department of Education;
    2. has attained candidate for accreditation status with such agency; or
    3. meets educational standards essentially equivalent to those established by such accrediting agency.
  3. "Director" means the Director of the Office of Professional Regulation.
  4. "Disciplinary action" means any action taken by an administrative law officer established in 3 V.S.A. § 129(j) against a licensee or applicant on a finding of unprofessional conduct by the licensee or applicant. "Disciplinary action" includes issuance of warnings and all sanctions including denial, suspension, revocation, limitation, or restriction of licenses, and other similar limitations.
  5. "Natural" means present in, produced by, or derived from nature.
  6. "Naturopathic childbirth" means uncomplicated natural home birth assisted by a naturopathic physician.
  7. [Repealed.]
  8. "Naturopathic medicine" or "the practice of naturopathic medicine" means a system of health care that utilizes education, natural medicines, and natural therapies to support and stimulate a patient's intrinsic self-healing processes and to prevent, diagnose, and treat human health conditions, injuries, and pain. In connection with such system of health care, an individual licensed under this chapter may:
    1. Administer or provide for preventative and therapeutic purposes nonprescription medicines, topical medicines, botanical medicines, homeopathic medicines, counseling, hypnotherapy, nutritional and dietary therapy, naturopathic physical medicine, naturopathic childbirth, therapeutic devices, barrier devices for contraception, and prescription medicines authorized by this chapter.
    2. Use diagnostic procedures commonly used by physicians in general practice, including physical and orificial examinations, electrocardiograms, diagnostic imaging techniques, phlebotomy, clinical laboratory tests and examinations, and physiological function tests.
  9. "Naturopathic physical medicine" means the use of the physical agents of air, water, heat, cold, sound, and light, and the physical modalities of electrotherapy, biofeedback, acupuncture, diathermy, ultraviolet light, ultrasound, hydrotherapy, and exercise. "Naturopathic physical medicine" also includes naturopathic manipulation and mobilization therapy if, in the opinion of the Director, the naturopathic physician's education emphasized the importance of the neuromusculoskeletal structure and manipulative therapy in the maintenance and restoration of health. Naturopathic medicine does not include the practice of physical therapy, physical rehabilitation, or chiropractic.
  10. "Naturopathic physician" is a person who practices naturopathic medicine and is licensed under this chapter.
  11. "Prescription medicine" means any human drug, including finished dosage forms and active ingredients subject to Section 503(b) of the federal Food, Drug, and Cosmetic Act, required by federal law or regulation to be dispensed only by prescription.
  12. "Topical medicines" mean medicines applied to the surface of the body and include topical analgesics, anesthetics, antiseptics, scabicides, antifungals, antibacterials, cryo-agents, and anti-inflammatory agents.
  13. "Naturopathic pharmacology examination" means a test administered by the Director or the Director's designee, the passage of which is required to obtain the special license endorsement under subsection 4125(d) of this chapter.

    Added 1995, No. 171 (Adj. Sess.), § 1; amended 1997, No. 40 , § 49; 2001, No. 129 (Adj. Sess.), § 32, eff. June 13, 2002; 2005, No. 148 (Adj. Sess.), § 45; 2007, No. 163 (Adj. Sess.), § 37; 2009, No. 25 , § 12; 2011, No. 116 (Adj. Sess.), § 57.

History

Reference in text. Section 503(b) of the federal Food, Drug, and Cosmetic Act, referred to in subdiv. (11), is codified as 21 U.S.C. § 353(b).

Amendments--2011 (Adj. Sess.). Subdiv. (7): Repealed.

Subdiv. (8)(A): Deleted "or by the formulary established under subsection 4125(c) of this title" from the end.

Subdiv. (13): Added.

Amendments--2009. Subdiv. (8): Substituted "conditions, injuries, and pain" for "conditions and injuries" in the first sentence.

Amendments--2007 (Adj. Sess.) Added new subdiv. (7) and redesignated former subdivs. (7)-(11) as present subdivs. (8)-(12), and in subdiv. (12), inserted "medicines applied to the surface of the body and include" preceding "topical" and deleted "and" preceding "cryo-agents" and added ", and anti-inflammatory agents" thereafter.

Amendments--2005 (Adj. Sess.). Added subdiv. (10) and redesignated former subdiv. (10) as subdiv. (11).

Amendments--2001 (Adj. Sess.). Added subdivs. (5) and (6) and redesignated former subdivs. (5)-(8) as present subdivs. (7)-(10).

Subdiv. (7): Inserted "and" following "self-healing processes".

Subdiv. (7)(A): Deleted "natural" preceding "medicines", "natural therapies" following "medicines", "and" following "devices" and inserted "botanical medicines, homeopathic medicines" following "topical medicines", "nutritional and" preceding "dietary therapy", "naturopathic childbirth" following "physical medicine", and "and prescription medicines authorized by this chapter or by the formulary established under subsection (4125(c) of this title" following "contraception".

Subdiv. (10): Deleted "and" preceding "antibacterials" and inserted "and cryo-agents" following "antibacterials".

Amendments--1997. Subdiv. (4): Substituted "an administrative law officer" for "special panel" in the first sentence.

§ 4122. Prohibitions and penalties.

  1. No person shall perform any of the following acts:
    1. Practice naturopathic medicine in this State without a valid license issued in accordance with this chapter except as provided in section 4123 of this title.
    2. Use in connection with the person's name any letters, words, or insignia indicating or implying that the person is a naturopathic physician unless the person is licensed in accordance with this chapter. A person licensed under this chapter may use the designations "N.D.," "doctor of naturopathic medicine," "naturopathic doctor," "doctor of naturopathy," or "naturopathic physician."
  2. A person licensed under this chapter shall not perform any of the following acts:
    1. Prescribe, dispense, or administer any prescription medicines without obtaining from the Director the special license endorsement under subsection 4125(d) of this chapter.
    2. Perform surgical procedures, except for episiotomy and perineal repair associated with naturopathic childbirth.
    3. Use for therapeutic purposes any device regulated by the U.S. Food and Drug Administration (FDA) that has not been approved by the FDA.
    4. Perform naturopathic childbirth without obtaining from the Director the special license endorsement under subsection 4125(b) of this chapter.
  3. A person who violates any of the provisions of this section shall be subject to the penalties provided in 3 V.S.A. § 127(c) .

    Added 1995, No. 171 (Adj. Sess.), § 1; amended 2001, No. 129 (Adj. Sess.), § 33, eff. June 13, 2002; 2005, No. 148 (Adj. Sess.), § 46; 2007, No. 29 , § 64; 2007, No. 163 (Adj. Sess.), § 38; 2011, No. 116 (Adj. Sess.), § 58.

History

Revision note. Substituted "section 4123" for "section 4103" in subdiv. (a)(1) to conform to the redesignation of that section.

Amendments--2011 (Adj. Sess.). Substituted "without obtaining from the director the special license endorsement under subsection 4125(d) of this chapter" for "except those medicines authorized by this chapter" in subdiv. (b)(1); and substituted "obtaining from the director the special license endorsement under subsection 4125(b) of this chapter" for "obtaining an endorsement from the director" in subdiv. (b)(4).

Amendments--2007 (Adj. Sess.) Subdiv. (b)(4): Added.

Amendments--2007. Subsec. (c): Substituted "subject to the penalties provided in subsection 127(c) of Title 3" for "imprisoned not more than three months or fined not more than $1,000.00, or both".

Amendments--2005 (Adj. Sess.). Subdiv. (b)(1): Substituted "prescription medicines" for "controlled substances".

Amendments--2001 (Adj. Sess.). Subdiv. (b)(1): Deleted "natural" preceding "medicines".

Subdiv. (b)(2): Inserted "except for episiotomy and perineal repair associated with naturopathic childbirth" following "surgical procedures".

§ 4123. Exemptions.

  1. Nothing in this chapter shall be construed to prohibit any of the following:
    1. The practice of a profession by a person who is licensed, certified, or registered under other laws of this State and is performing services within the authorized scope of practice of that profession.
    2. The practice of naturopathic medicine by a person duly licensed to engage in the practice of naturopathic medicine in another state, territory, or the District of Columbia who is called into this State for consultation with a naturopathic physician licensed under this chapter.
    3. The practice of naturopathic medicine by a student enrolled in an approved naturopathic medical college. The performance of services shall be pursuant to a course of instruction and under the supervision of an instructor, who shall be a naturopathic physician licensed in accordance with this chapter.
    4. The use or administration of over-the-counter medicines or other nonprescription agents.
  2. The provisions of subdivision 4122(a)(1) of this chapter, relating to the practice of naturopathic medicine, shall not be construed to limit or restrict in any manner the right of a practitioner of another health care profession from carrying on in the usual manner any of the functions related to that profession.

    Added 1995, No. 171 (Adj. Sess.), § 1; amended 2005, No. 148 (Adj. Sess.), § 47; 2011, No. 116 (Adj. Sess.), § 59.

History

Revision note. Substituted "section 4122(a)(1)" for "section 4102(a)(1)" in subsec. (b) to conform to the redesignation of that section.

Amendments--2011 (Adj. Sess.). Deleted ", regardless of whether the over-the-counter medicine or agent is on the naturopathic formulary" from the end of subdiv. (a)(4); and substituted "chapter" for "title" in the beginning of subsec. (b).

Amendments--2005 (Adj. Sess.). Subdiv. (a)(4): Added.

§ 4124. Reporting contagious and infectious diseases; death certificates.

Naturopathic physicians are subject to the provisions of the law relating to contagious and infectious diseases and to the issuance of birth and death certificates.

Added 1995, No. 171 (Adj. Sess.), § 1; amended 2001, No. 129 (Adj. Sess.), § 34, eff. June 13, 2002.

History

Amendments--2001 (Adj. Sess.). Inserted "birth and" preceding "death certificates".

§ 4125. Director; duties.

  1. The Director, with the advice of the advisor appointees, shall:
    1. provide general information to applicants for licensure as naturopathic physicians;
    2. administer fees collected under this chapter;
    3. administer examinations;
    4. explain appeal procedures to naturopathic physicians and applicants for licensure and complaint procedures to the public;
    5. receive applications for licensure under this chapter; issue and renew licenses; and revoke, suspend, reinstate, or condition licenses as ordered by an administrative law officer; and
    6. refer all disciplinary matters to an administrative law officer.
  2. The Director, with the advice of the advisor appointees, shall adopt rules necessary to perform the Director's duties under this section, which shall include rules regulating a special license endorsement to practice naturopathic childbirth.
  3. [Repealed.]
  4. The Director, in consultation with the Commissioner of Health, shall adopt rules consistent with the Commissioner's recommendations regulating a special license endorsement that shall authorize a naturopathic physician to prescribe, dispense, and administer prescription medicines. These rules shall require a naturopathic physician to pass a naturopathic pharmacology examination in order to obtain this special license endorsement. The naturopathic pharmacology examination shall be administered by the Director or the Director's designee and shall test an applicant's knowledge of the pharmacology, clinical use, side effects, and drug interactions of prescription medicines, including substances in the Vermont Department of Health's regulated drugs rule.
    1. The Director shall appoint an advisory committee to study and report to the Director and the Commissioner of Health on matters relating to the prescribing authority of naturopathic physicians under the special license endorsement, including recommendations if necessary for revisions to the administrative rules in order to ensure that naturopathic physicians prescribe, dispense, and administer prescription medicines within the scope of a naturopathic physician's pharmacology education, training, and experience. (e) (1)  The Director shall appoint an advisory committee to study and report to the Director and the Commissioner of Health on matters relating to the prescribing authority of naturopathic physicians under the special license endorsement, including recommendations if necessary for revisions to the administrative rules in order to ensure that naturopathic physicians prescribe, dispense, and administer prescription medicines within the scope of a naturopathic physician's pharmacology education, training, and experience.
    2. The Committee shall be composed of at least seven members: two naturopathic physicians, two physicians licensed by the Board of Medical Practice or the Board of Osteopathic Physicians and Surgeons, a pharmacologist, a pharmacist, and a member of the public.
    3. Members of the Committee shall be entitled to compensation at the rate provided in 32 V.S.A. § 1010 .

      Added 1995, No. 171 (Adj. Sess.), § 1; amended 1997, No. 40 , § 49(a); 2001, No. 129 (Adj. Sess.), § 35, eff. June 13, 2002; 2003, No. 60 , § 22; 2005, No. 148 (Adj. Sess.), § 48; 2007, No. 163 (Adj. Sess.), § 39; 2011, No. 116 (Adj. Sess.), § 60; 2013, No. 138 (Adj. Sess.), § 46.

History

Amendments--2013 (Adj. Sess.). Subdivs. (e)(1)-(e)(3): Added.

Amendments--2011 (Adj. Sess.). Subsec. (b): Substituted "regulating a special license endorsement to practice naturopathic childbirth" for "regulating the naturopathic formulary, the naturopathic formulary examination, and naturopathic childbirth".

Subsec. (c): Repealed.

Subsec. (d): Added.

Amendments--2007 (Adj. Sess.) Rewrote subsec. (b), and in subsec. (c), inserted "in consultation with the commissioner of health and in accordance with consultation procedures adopted by the director by rule," following "annually", deleted "in a manner" preceding "consistent" and deleted ", subject to the approval of the commissioner of health" following "practice and training" in the first sentence.

Amendments--2005 (Adj. Sess.). Subsecs. (b) and (c): Amended generally.

Amendments--2003. Subsec. (c): Deleted "protocol and" preceding "formulary" in the first sentence and substituted "care" for "safety" following "patient's" in the second sentence.

Amendments--2001 (Adj. Sess.). Subsec. (b): Added the language beginning "including rules relating to a special license" at the end of the first sentence, and ending at the end of the subsec.

Subsec. (c): Substituted "At least annually, the" for "The" preceding "commissioner", "review and be responsible for periodically updating" for "establish" preceding "formulary of prescription drugs" and added the language beginning "and that includes a protocol and formulary" and ending at the end of the subsec.

Amendments--1997 Subsec. (a): Substituted "an administrative law officer" for "special panel" in subdivs. (4) and (5).

§ 4126. Advisor appointees.

  1. The Secretary of State shall appoint two naturopathic physicians licensed under this chapter to serve as advisors to the Director in matters relating to naturopathic physicians. They shall be appointed as set forth in 3 V.S.A. § 129b and serve at the pleasure of the Secretary. One of the initial appointments shall be for less than a full term.
  2. Appointees shall have at least three years of experience as a naturopathic physician during the period immediately preceding appointment and shall be actively practicing naturopathic medicine in Vermont and remain in good standing during incumbency.
  3. The Director shall seek the advice of the advisor appointees under this section in carrying out the provisions of this chapter. The advisor appointees shall be entitled to compensation and necessary expenses as provided in 32 V.S.A. § 1010 for attendance at any meetings called by the Director for this purpose.
  4. [Repealed.]

    Added 1995, No. 171 (Adj. Sess.), § 1; amended 1997, No. 40 , § 49(a); 2007, No. 29 , § 65; 2019, No. 178 (Adj. Sess.), § 20, eff. Oct. 1, 2020.

History

Revision note. In subsec. (d), substituted "serve as" for "serve on a" following "unable to" and "serve as" for "serve on" following "person to" to correct a grammatical error.

Amendments--2019 (Adj. Sess.). Subsec. (d): Repealed.

Amendments--2007. Subsec. (a): Substituted "as set forth in section 129b of Title 3" for "for staggered terms of three-years" following "appointed"; deleted "of state" following "secretary" in the second sentence and substituted "full" for "three-year" preceding "term" at the end of the third sentence.

Amendments--1997 Subsec. (d): Substituted "an administrative law officer" for "special panel" preceding "by reason".

§ 4127. Eligibility for licensure.

To be eligible for licensure as a naturopathic physician, an applicant shall satisfy all the following:

  1. Have been granted a degree of doctor of naturopathic medicine, or a degree determined by the Director to be essentially equivalent to such degree, from an approved naturopathic medical college.
  2. Be physically and mentally fit to practice naturopathic medicine.
  3. Pass a licensing examination approved by the Director by rule, unless the applicant is exempt from examination pursuant to section 4129 of this chapter.
  4. [Repealed.]

    Added 1995, No. 171 (Adj. Sess.), § 1; amended 2007, No. 163 (Adj. Sess.), § 40; 2011, No. 116 (Adj. Sess.), § 61.

History

Amendments--2011 (Adj. Sess.). Subdiv. (3): Substituted "approved by the director by rule" for "approved by the director pursuant to subsection 4129(a) of this title" and "section 4129 of this chapter" for "subsection 4129(b) of this title".

Subdiv. (4): Repealed.

Amendments--2007 (Adj. Sess.) In subdiv. (3), substituted "a licensing examination" for "an examination" and inserted "pursuant to subsection 4129(a) of this title", and added subdiv. (4).

§ 4128. Application for licensure.

A person shall apply for a license under this chapter by filing with the Director an application provided by the Director accompanied by the required fees and evidence of eligibility.

Added 1995, No. 171 (Adj. Sess.), § 1.

§ 4129. Waiver of licensing examination requirement.

The Director shall waive the examination requirement if the applicant is a naturopathic physician regulated under the laws of another jurisdiction who is in good standing to practice naturopathic medicine in that jurisdiction and, in the opinion of the Director, the standards and qualifications required for regulation in that jurisdiction are at least equal to those required by this chapter.

Added 1995, No. 171 (Adj. Sess.), § 1; amended 2007, No. 163 (Adj. Sess.), § 41; 2011, No. 116 (Adj. Sess.), § 62.

History

Amendments--2011 (Adj. Sess.). Rewrote the section heading and the section and deleted the subsec. (a) and (b) designations.

Amendments--2007 (Adj. Sess.) Substituted "Licensing examination" for "Examination; waiver of examination" in the section heading, and substituted "the licensing examination" for "an examination" and deleted "for licensure" preceding "at least twice" in the first sentence of subsec. (a).

§ 4130. Biennial license renewal; continuing education.

  1. The license to practice naturopathic medicine shall be renewed every two years by filing a renewal application on a form provided by the Director. The application shall be accompanied by the required fee and evidence of compliance with subsection (b) of this section.
  2. As a condition of renewal, a naturopathic physician shall complete a program of continuing education, approved by the Director, during the preceding two years. The Director shall not require more than 30 hours of continuing education biennially.

    Added 1995, No. 171 (Adj. Sess.), § 1; amended 2007, No. 163 (Adj. Sess.), § 42; 2011, No. 116 (Adj. Sess.), § 63.

History

Amendments--2011 (Adj. Sess.). Subsec. (a): Deleted the former last sentence.

Amendments--2007 (Adj. Sess.) Subsec. (a): Added the third sentence.

Cross References

Cross references. Exemption of persons 80 years of age and over from payment of license renewal fees, see 32 V.S.A. § 1111.

§ 4131. Supervision.

A naturopathic physician licensed pursuant to this chapter shall be authorized to work independently and shall not require supervision by any other health care professional; provided, however, that this section shall not be construed to limit the regulatory authority of the Director or Office of Professional Regulation.

Added 2011, No. 96 (Adj. Sess.), § 5, eff. May 2, 2012.

History

Former § 4131. Former § 4131, relating to naturopathic physician fees, was derived from 1995, No. 171 (Adj. Sess.), § 1 and was previously repealed by 1997, No. 59 , § 65(13), eff. June 30, 1997.

§ 4132. Unprofessional conduct.

  1. The following conduct and conduct set forth in 3 V.S.A. § 129a by a person licensed under this chapter or an applicant for licensure constitutes unprofessional conduct:
    1. Failing to use a complete or accurate title in professional activity.
    2. Conduct that evidences moral unfitness to practice naturopathic medicine.
    3. Harassing, intimidating, or abusing a patient.
    4. Agreeing with any other person or organization, or subscribing to any code of ethics or organizational bylaws, when the intent or primary effect of that agreement, code, or bylaw is to restrict or limit the flow of information concerning alleged or suspected unprofessional conduct to the Board.
    5. Abandonment of a patient.
    6. Gross overcharging for professional services on repeated occasions, including filing of false statements for collection of fees for which services were not rendered.
    7. Sexual harassment of a patient.
    8. Engaging in an inappropriate sexual act with a patient.
    9. Willful misrepresentation in treatments.
    10. Practicing naturopathic medicine in an area or areas in which the licensee is not trained to practice.
    11. Using conversion therapy as defined in 18 V.S.A. § 8351 on a client younger than 18 years of age.
  2. The Director may refuse to accept the return of a license tendered by the subject of a disciplinary investigation and may notify relevant State, federal, and local agencies and appropriate bodies in other states of the status of any pending or completed disciplinary case against the licensee, provided that notice of charges against the licensee has been served or disciplinary action against that person has been taken.
  3. The burden of proof in a disciplinary action shall be on the State to show by a preponderance of the evidence that the person has engaged in unprofessional conduct.
  4. After hearing, and upon a finding of unprofessional conduct, an administrative law officer may take disciplinary action against a licensee or applicant.

    Added 1995, No. 171 (Adj. Sess.), § 1; amended 1997, No. 40 , § 49(a); 1997, No. 145 (Adj. Sess.), § 63; 1999, No. 133 (Adj. Sess.), § 33; 2001, No. 129 (Adj. Sess.), § 36, eff. June 13, 2002; 2015, No. 138 (Adj. Sess.), § 11.

History

Amendments--2015 (Adj. Sess.). Subdiv. (a)(11): Added.

Amendments--2001 (Adj. Sess.). Subdiv. (a)(10): Added.

Amendments--1999 (Adj. Sess.). Subsec. (a): Inserted "or accurate" following "a complete" in subdiv. (1) and added subdivs. (5)-(9).

Amendments--1997 (Adj. Sess.). Subsec. (a): Added "and conduct set forth in section 129a of Title 3" in the introductory language, deleted subdivs. (1) through (8) and (11), listing unprofessional conduct, and renumbered the remainder.

Cross References

Cross references. Appeal to Office of Professional Regulation from decision of administrative law officer, see 3 V.S.A. § 130a.

CHAPTER 83. ATHLETIC TRAINERS

Sec.

Cross References

Cross references. Attachment of profession to Office of Professional Regulation, see 3 V.S.A. § 122.

Fees for advisor professions, see 3 V.S.A. § 125(b).

Office of Professional Regulation generally, see 3 V.S.A. ch. 5, subch. 3.

Procedure for adoption of administrative rules, see 3 V.S.A. ch. 25.

Review of regulatory laws, see chapter 57 of this title.

§ 4151. Definitions.

As used in this chapter:

  1. "Athlete" means any individual participating in fitness training and conditioning, sports, or other athletic competition, practices, or events requiring physical strength, agility, flexibility, range of motion, speed, or stamina.
  2. "Athletic injury" means a disruption of tissue continuity, physiological function, or neurological function that is sustained by an athlete when that injury:
    1. results from that individual's participation in or training for sports, fitness training, or other athletic competition; or
    2. restricts or prevents that individual from participation in those activities.
  3. "Athletic training" means the application of principles and methods of conditioning, the prevention, immediate care, recognition, evaluation, assessment, and treatment of athletic and orthopedic injuries within the scope of education and training, the organization and administration of an athletic training program, and the education and counseling of athletes, coaches, family members, medical personnel, communities, and groups in the area of care and prevention of athletic and orthopedic injuries.
  4. "Licensed athletic trainer" means a person licensed in accordance with the provisions of this chapter.
  5. "Conditioning" means programs designed to enhance the following physiological areas: flexibility, muscle strength, muscle endurance, neuromuscular coordination, and cardio-respiratory endurance that will assist in improved athletic performance specific to the sport in which the athlete participates. Conditioning includes programs used before the season, and programs to reestablish performance during the season.
  6. "Director" means the Director of the Office of Professional Regulation.
  7. "Disciplinary action" or "disciplinary cases" includes any action taken by the administrative law officer established in 3 V.S.A. § 129 against a licensed athletic trainer or applicant premised upon a finding of wrongdoing or unprofessional conduct. It includes all sanctions of any kind, denying, suspending, or revoking licenses, issuing warnings, and other sanctions.
  8. "Orthopaedic injury" means a disruption of musculoskeletal tissue continuity that is sustained by a physically active individual. An individual with this type of injury may be treated by an athletic trainer as long as the individual does not have any underlying pathologies that would affect treatment.
  9. "Physically active individual" means an individual who is well conditioned, healthy, and free from underlying pathology, who participates in athletic or recreational activities that require physical skills and utilize strength, power, endurance, speed, flexibility, range of motion, or agility.
  10. "Referral" means sending a determination, recorded in writing, by an allopathic or osteopathic physician, podiatrist, advanced practice registered nurse, physician assistant, physical therapist, naturopath, dentist, or chiropractor, that an athlete or physically active individual should be treated by an athletic trainer, and that such person is free of an underlying pathology that would affect treatment.
  11. [Repealed.]
  12. "Underlying pathology" means any disease process, including neuromuscular disease, diabetes, spinal cord injuries, and systemic diseases.

    Added 1997, No. 108 (Adj. Sess.), § 1, eff. Jan. 1, 1999; amended 1999, No. 133 (Adj. Sess.), § 31; 2003, No. 60 , § 23; 2017, No. 48 , § 31; 2019, No. 30 , § 24.

History

2017. In subdiv. (12), deleted "but not limited to" following "including" in accordance with 2013, No. 5 , § 4.

Amendments--2019. Subdiv. (3): Deleted "and" following "medical personnel,", inserted ", and groups" following "communities", deleted the second sentence, and deleted former subdivs. (A) and (B).

Subdiv. (10): Amended generally.

Subdiv. (11): Repealed.

Amendments--2017. Subdiv. (3)(B): Inserted "advanced practice registered nurse, physician assistant," preceding "dentist".

Amendments--2003. Section amended generally.

Amendments--1999 (Adj. Sess.). Subdiv. (3): Deleted "who have been determined, by a physician's examination, to be free of underlying pathology" from the end of subdiv. (A), inserted "dentist" following "osteopathic physician", and "an" preceding "underlying pathology that would affect treatment" thereafter in subdiv. (B).

§ 4151a. Practice contexts; referral required for clinical care.

  1. A person licensed under this chapter may provide athletic training:
    1. by formal engagement with a team, school, college, university, league, or other sporting organization, to affiliated athletes participating in organized sports or athletic teams at an interscholastic, intramural, instructional, intercollegiate, amateur, or professional level;
    2. upon referral of an athlete or physically active individual to an athletic training clinic;
    3. by engagement with an employer or organization for the purpose of educating groups on the care and prevention of athletic and orthopedic injuries or conditioning appropriate to physical demands upon employees or members; or
    4. in a bona fide emergency necessitating response care of an injured athlete.
  2. Practice outside the settings set forth in subsection (a) of this section, including clinical practice without referral, exceeds an athletic trainer's scope of practice. Such practice is not entitled to the protections of section 4160 of this chapter and may be sanctioned as unprofessional conduct.

    Added 2019, No. 30 , § 24.

§ 4152. Prohibition; offenses.

  1. A person shall not use in connection with the person's name any letters, words, or insignia indicating or implying that the person is a licensed athletic trainer unless the person is licensed in accordance with this chapter.
  2. A person who violates any of the provisions of subsection (a) of this section shall be subject to the penalties provided in 3 V.S.A. § 127 .

    Added 1997, No. 108 (Adj. Sess.), § 1, eff. Jan. 1, 1999; amended 2003, No. 60 , § 24; 2007, No. 29 , § 66; 2019, No. 30 , § 24.

History

Amendments--2019. Subsec. (a): Substituted "A person shall not" for "No person may" at the beginning of the subsec.

Subsec. (b): Substituted "3 V.S.A. § 127" for "3 V.S.A. § 127(c)".

Amendments--2007. Subsec. (b): Substituted "who violates" for "violating" and "subject to the penalties provided in subsection 127(c) of Title 3" for "fined not more than $1,000.00 or imprisoned not more than 30 days, or both, for each occurrence".

Amendments--2003. Subsec. (a): Substituted "licensed" for "certified" in two places.

§ 4153. Exemptions.

The provisions of this chapter shall not apply to:

  1. a nonresident athletic trainer who does not otherwise practice in this State and who is employed by an out-of-state educational institution or a professional sports team, provided that the nonresident athletic trainer is certified by the National Athletic Trainers Association;
  2. [Repealed.]
  3. a person duly licensed under the laws of this State who is practicing within the scope of the profession for which the person is licensed; or
  4. the practice of athletic training that is incidental to a program of study by a person enrolled in an athletic training education program approved by the Director, or graduates of an approved athletic training education program working under the direct supervision of a person licensed under this chapter within 90 days following graduation from that program.

    Added 1997, No. 108 (Adj. Sess.), § 1, eff. Jan. 1, 1999; amended 2003, No. 60 , § 25; 2019, No. 30 , § 24.

History

Amendments--2019. Subdiv. (2): Repealed.

Subdiv. (4): Amended generally.

Amendments--2003. Rewrote section.

§ 4154. Office of Professional Regulation.

  1. The Director shall:
    1. Provide general information to applicants for licensure as athletic trainers.
    2. Explain appeal procedures to licensed athletic trainers and applicants, and complaint procedures to the public.
    3. Administer fees as established by law.
    4. Receive applications for licensure, administer examinations, provide licenses to applicants qualified under this chapter, renew, revoke, and reinstate licenses as ordered by an administrative law officer.
    5. Refer all disciplinary matters to an administrative law officer.
  2. The Director may adopt rules necessary to perform his or her duties under this section.

    Added 1997, No. 108 (Adj. Sess.), § 1, eff. Jan. 1, 1999; amended 2003, No. 60 , § 26.

History

Amendments--2003. Subsec. (a): Substituted "licensure" for "certification", "licensed" for "certified", and "licenses" for "certificates".

§ 4155. Advisor appointees.

  1. The Secretary of State shall appoint two athletic trainers as advisors in matters relating to athletic training. The advisors shall be appointed as set forth in 3 V.S.A. § 129b and serve at the pleasure of the Secretary. One of the initial appointments may be for less than a four-year term. Appointees shall have not less than three years' experience as an athletic trainer immediately preceding appointment and shall be actively engaged in the practice of athletic training in this State during incumbency.
  2. The Director shall seek the advice of the athletic trainer advisors in carrying out provisions of this chapter.

    Added 1997, No. 108 (Adj. Sess.), § 1, eff. Jan. 1, 1999; amended 2007, No. 29 , § 67.

History

Amendments--2007. Subsec. (a): Deleted "for four-year terms to serve at the secretary's pleasure" following "trainers" in the first sentence, and added the present second sentence.

Cross References

Cross references. Per diem compensation of advisor appointees, see 3 V.S.A. § 129b(f) and 32 V.S.A. § 1010.

§ 4156. Eligibility.

To be eligible for licensure as an athletic trainer, an applicant shall have:

  1. graduated from an athletic training program that is accredited by an agency recognized by the U.S. Department of Education or the Council on Post-Secondary Accreditation; and
  2. passed an examination approved by the Director.

    Added 1997, No. 108 (Adj. Sess.), § 1, eff. Jan. 1, 1999; amended 2003, No. 60 , § 27.

History

Amendments--2003. Section amended generally.

§ 4157. Licensure without examination.

The Director may, upon payment of the required fee, grant licensure without examination if the applicant is licensed or certified in good standing to practice athletic training in another jurisdiction with regulatory requirements substantially equivalent to those in this State.

Added 1997, No. 108 (Adj. Sess.), § 1, eff. Jan. 1, 1999; amended 2003, No. 60 , § 28.

History

Amendments--2003. Rewrote the section heading, substituted "licensure" for "certification" following "grant", and added "with regulatory requirements substantially equivalent to those in this state" to the end of the sentence.

§§ 4157a-4159. Repealed. 2019, No. 30, § 24.

History

Former §§ 4157a-4159. Former § 4157a, relating to temporary licensure, was derived from 1999, No. 133 (Adj. Sess.), § 32 and amended by 2003, No. 60 , § 29.

Former § 4158, relating to application, was derived from 1997, No. 108 (Adj. Sess.), § 1 and amended by 2003, No. 60 , § 30.

Former § 4158a, relating to renewals, was derived from 1999, No. 52 , § 41 and amended by 2003, No. 60 , § 31.

Former § 4159, relating to unprofessional conduct, was derived from 1997, No. 108 (Adj. Sess.), § 1 and amended by 2003, No. 60 , § 32.

§ 4160. Coordination of practice acts.

Notwithstanding any provision of law to the contrary, the practice of athletic training by a person licensed under this chapter shall not constitute unauthorized practice of any other profession regulated under this title, provided the person is acting within the scope of his or her profession as an athletic trainer and does not hold himself or herself out as a practitioner of a profession for which he or she is not licensed or certified. Nothing in this chapter shall be construed to prevent persons licensed as athletic trainers from performing patient care activities under the supervision of licensed health care providers.

Added 1997, No. 108 (Adj. Sess.), § 1, eff. Jan. 1, 1999; amended 2003, No. 60 , § 33.

History

Amendments--2003. Substituted "licensed" for "certified" following "person" in the first sentence and substituted "licensed" for "certified" following "persons" in the second sentence.

CHAPTER 85. MIDWIVES

Sec.

History

Midwives, Department of Health; repeal of data submission and data access requirements. 2019, No. 178 (Adj. Sess.), § 22 provides: "2011 Acts and Resolves No. 35, Secs. 7 (requiring midwives and APRN certified nurse midwives to submit data on home births) and 8(a) (requiring the Department of Health to access midwife data) are repealed."

Legislative findings. 1999, No. 133 (Adj. Sess.), § 43, eff. Jan. 1, 2001, provided: "The general assembly finds that:

"(1) pregnancy and birth are usually normal and healthy events in the life of a woman and her family which have physical, emotional, spiritual and social dimensions;

"(2) prenatal care and attendance at birth by skilled providers can contribute to the health of women during pregnancy, facilitate the birth process and allow for both the detection of abnormalities and rendering of emergency measures when needed;

"(3) midwifery is a useful art and practice that affirms the integrity of women's bodies and their autonomy, and the right and responsibility of a woman to make choices concerning birth;

"(4) licensed professional midwives have demonstrated competence to provide sound care for pregnant women and to assist at birth in other states;

"(5) midwifery care can appropriately occur at home, in birthing centers or in medical facilities."

Data submission to Division of Research of the Midwives Alliance. 2011, No. 35 , § 7 provides: "Each midwife licensed pursuant to chapter 85 of Title 26 and each advanced practice registered nurse licensed pursuant to chapter 28 of Title 26 who is certified as a nurse midwife shall submit data to the database maintained by the Division of Research of the Midwives Alliance of North America regarding each home birth in Vermont for which he or she is the attending midwife."

Department of Health. 2011, No. 35 , § 8(a) provides: "The department of health shall access the database maintained by the Division of Research of the Midwives Alliance of North America to obtain information relating to care provided in Vermont by midwives licensed pursuant to chapter 85 of Title 26 and by advanced practice registered nurses licensed pursuant to chapter 28 of Title 26 who are certified as nurse midwives."

Cross References

Cross references. Attachment of profession to Office of Professional Regulation, see 3 V.S.A. § 122.

Fees for advisor professions, see 3 V.S.A. § 125(b).

Office of Professional Regulation generally, see 3 V.S.A. ch. 5, subch. 3.

Procedure for adoption of administrative rules, see 3 V.S.A. ch. 25.

Review of regulatory laws, see chapter 57 of this title.

§ 4181. Definitions.

The definitions contained in this section shall apply throughout this chapter unless the context clearly requires otherwise:

  1. "Director" means the Director of the Office of Professional Regulation.
  2. "Licensed Midwife (LM)" means anyone who has met the requirements set down by the North American Registry of Midwives and who meets the eligibility criteria set forth in this chapter.
  3. "Midwifery" means the provision of care, support, and education to healthy women during the childbearing cycle, including normal pregnancy, labor, childbirth, and the postpartum period. Such care occurs in collaboration and consultation with other health care providers, and can appropriately occur at home, in birthing centers, or in medical facilities. Such care, support, and education may relate to:
    1. appropriate measures that promote and maintain the health of the mother and baby;
    2. the availability of birthing alternatives;
    3. the prevention or reduction of risk to the mother and baby;
    4. the detection of abnormal conditions;
    5. the procurement of appropriate medical assistance;
    6. the execution of emergency measures;
    7. the provision of newborn care and appropriate screening; and
    8. the provision of wellwoman health care.
  4. "Midwifery educational process" means a course of study that includes a combination of apprenticeship, self-teaching, experience, formal instruction, correspondence work or at-distance learning, and practice in nonmedical settings, usually the home, but sometimes freestanding birth centers, approved or accredited, or both, by the Midwifery Education Accreditation Council.
  5. "NARM" means the North American Registry of Midwives.
  6. [Repealed.]

    Added 1999, No. 133 (Adj. Sess.), § 44, eff. Jan. 1, 2001; 2019, No. 178 (Adj. Sess.), § 21, eff. Oct. 1, 2020.

History

Amendments--2019 (Adj. Sess.). Subdiv. (6): Repealed.

§ 4182. Exemptions.

In recognition that, in Vermont, a variety of practitioners provides care to women during pregnancy and birth, this chapter does not apply to the following:

  1. Certified nurse midwives authorized under the Board of Nursing to practice in Vermont, unless they have chosen to become licensed midwives. Notwithstanding this subsection, certified nurse midwives who choose to become licensed midwives remain subject to the jurisdiction of the Board of Nursing as well as to the provisions of this chapter.
  2. Licensed physicians or other licensed health care providers authorized to provide midwifery care.
  3. Student midwives in training with licensed midwives.

    Added 1999, No. 133 (Adj. Sess.), § 44, eff. Jan. 1, 2001.

§ 4183. Eligibility.

A person shall be eligible to be licensed as a midwife, if the person has:

  1. certification as a certified professional midwife (CPM) by the North American Registry of Midwives;
  2. earned a high school degree or its equivalent as a basis for entry into the study of midwifery; and
  3. agreed to practice according to the scope and standards of practice as required by rules adopted pursuant to section 4185 of this title.

    Added 1999, No. 133 (Adj. Sess.), § 44, eff. Jan. 1, 2001.

§ 4184. Application for and issuance of license.

To become a licensed midwife, a person shall apply to the Director on a form the Director shall furnish. The application shall be accompanied by the specified fee and evidence that the person meets the eligibility requirements of section 4183 of this title.

Added 1999, No. 133 (Adj. Sess.), § 44, eff. Jan. 1, 2001.

§ 4185. Director; duties.

  1. The Director shall:
    1. provide general information to applicants for licensure as midwives;
    2. explain appeal procedures to licensed midwives and applicants and complaint procedures to the public;
    3. administer fees as established by law;
    4. receive applications for licensure, administer examinations, provide licenses to applicants qualified under this chapter, renew, revoke, and reinstate licenses as ordered by an administrative law officer; and
    5. refer all disciplinary matters to an administrative law officer.
    1. The Director shall adopt general rules necessary to perform his or her duties under this chapter, maintain and make available a list of approved programs for continuing education and, by January 1, 2001, in consultation with the Commissioner of Health, the Vermont Medical Society, and the Vermont chapter of the American College of Nurse-Midwives, adopt specific rules defining the scope and practice standards, including risk-assessment criteria, based at a minimum, on the practice standards of the Midwives Alliance of North America (MANA), and defining a protocol and formulary for drug use by licensed midwives, including anti-hemorrhagic drugs and oxygen. (b) (1)  The Director shall adopt general rules necessary to perform his or her duties under this chapter, maintain and make available a list of approved programs for continuing education and, by January 1, 2001, in consultation with the Commissioner of Health, the Vermont Medical Society, and the Vermont chapter of the American College of Nurse-Midwives, adopt specific rules defining the scope and practice standards, including risk-assessment criteria, based at a minimum, on the practice standards of the Midwives Alliance of North America (MANA), and defining a protocol and formulary for drug use by licensed midwives, including anti-hemorrhagic drugs and oxygen.
      1. Once initially established by rule, the formulary for medication use by licensed midwives, including anti-hemorrhagic agents and oxygen, shall be updated by the Director as necessary, subject to the approval of the Commissioner of Health and notwithstanding the provisions of 3 V.S.A. chapter 25. (2) (A) Once initially established by rule, the formulary for medication use by licensed midwives, including anti-hemorrhagic agents and oxygen, shall be updated by the Director as necessary, subject to the approval of the Commissioner of Health and notwithstanding the provisions of 3 V.S.A. chapter 25.
      2. The Director shall update the protocol and formulary in consultation with the Commissioner of Health or designee, the Vermont Midwives Association, the Vermont Medical Society, and the Vermont chapter of the American College of Nurse-Midwives to ensure licensed midwives have available those medications deemed necessary to maintain best practice standards and deemed necessary for licensed midwives to provide prenatal and postpartum care consistent with accepted and prevailing standards of care for mothers and their babies.
    1. The Director shall appoint an advisory committee to study and report to the Director and to the Commissioner of Health on matters relating to midwifery, including recommendations if necessary for revisions to the administrative rules. The Committee shall focus on improving communication and collaboration among birth providers. (c) (1)  The Director shall appoint an advisory committee to study and report to the Director and to the Commissioner of Health on matters relating to midwifery, including recommendations if necessary for revisions to the administrative rules. The Committee shall focus on improving communication and collaboration among birth providers.
    2. The Committee shall be composed of at least six members: three midwives licensed under this chapter, two physicians licensed by the Board of Medical Practice or the Board of Osteopathic Physicians and Surgeons, and one advanced practice registered nurse midwife licensed by the Board of Nursing.
    3. Members of the Committee shall be entitled to compensation at the rate provided in 32 V.S.A. § 1010 .

      Added 1999, No. 133 (Adj. Sess.), § 44, eff. Jan. 1, 2001; amended 2007, No. 29 , § 68; 2013, No. 138 (Adj. Sess.), § 47; 2019, No. 178 (Adj. Sess.), § 21, eff. Oct. 1, 2020.

History

Amendments--2019 (Adj. Sess.). Subsec. (b): Amended generally.

Amendments--2013 (Adj. Sess.). Subdivs. (c)(1)-(c)(3): Added.

Amendments--2007. Subsec. (b): Added the second and third sentences.

ANNOTATIONS

1. Construction with other law.

Pursuant to statutory authority, Vermont has adopted the Administrative Rules for Licensed Midwives, and several of the midwifery rules were implicated in a case seeking immediate summary suspension of a midwife's license to practice midwifery. Each time the midwife violated a midwifery rule, she also committed unprofessional conduct. Devers-Scott v. Office of Professional Regulation, 181 Vt. 248, 918 A.2d 230 (January 12, 2007).

§ 4186. Advisor appointees.

  1. The Secretary of State shall appoint two licensed midwives and one physician, licensed under chapter 23 of this title and who has professional experience with home births, to serve as advisors in matters relating to licensed midwives. They shall be appointed for staggered five-year terms and shall serve at the pleasure of the Secretary. One of the initial appointments may be for less than five years.
  2. The midwife appointees shall not have less than three years' experience as midwives qualified to be licensed under this chapter during the period immediately preceding appointment and shall be actively engaged in midwifery during their incumbency.
  3. The Office of Professional Regulation shall investigate complaints regarding licensed midwives or applicants for licensing or renewal and, when appropriate, refer them to an administrative law officer established under 3 V.S.A. § 129(j) .
  4. The Director shall seek the advice of the persons appointed under this section in carrying out the provisions of this chapter. Such appointees shall be entitled to compensation and expenses as provided in 32 V.S.A. § 1010 for attendance at any meeting called by the Director for this purpose.

    Added 1999, No. 133 (Adj. Sess.), § 44, eff. Jan. 1, 2001.

§ 4187. Renewals.

    1. Biennially, the Director shall forward a renewal form to each licensed midwife. The completed form shall include verification that during the preceding two years, the licensed midwife has: (a) (1)  Biennially, the Director shall forward a renewal form to each licensed midwife. The completed form shall include verification that during the preceding two years, the licensed midwife has:
      1. completed 20 hours of continuing education approved by the Director by rule;
      2. participated in at least four peer reviews;
      3. submitted individual practice data;
      4. maintained current cardiopulmonary resuscitation certification; and
      5. filed a timely certificate of birth for each birth at which he or she was the attending midwife, as required by law.
    2. Upon receipt of the completed form and of the renewal fee, the Director shall issue a renewal license to applicants who qualify under this section.
  1. The Director shall renew a license that has lapsed for a period of three years or less upon receipt of the renewal fee and late renewal penalty, the reinstatement fee, and an application for renewal that shows that the person still meets the eligibility requirements of this chapter and that all the requirements for renewal, including continuing education, have been satisfied. A person shall not be required to pay renewal fees for lapsed years.
  2. The Director may adopt rules to assure that an applicant whose license has lapsed for a period greater than three years may be eligible for licensing, but such rules shall not establish requirements greater than the eligibility requirements of this chapter.

    Added 1999, No. 133 (Adj. Sess.), § 44, eff. Jan. 1, 2001; amended 2011, No. 35 , § 5, eff. May 18, 2011.

History

Amendments--2011. Subdiv. (a)(1)(E): Added.

Cross References

Cross references. Exemption of persons 80 years of age and over from payment of license renewal fees, see 32 V.S.A. § 1111.

§ 4188. Unprofessional conduct.

  1. A licensed midwife or applicant for licensing, renewal, or reinstatement shall not engage in unprofessional conduct.
  2. Unprofessional conduct shall include the conduct prohibited by 3 V.S.A. § 129a and by this section, whether or not taken by a license holder:
    1. failing to provide for informed consent, or exercising undue influence on or taking improper advantage of a person using midwifery services;
    2. willfully making or filing false reports or records in the practice of midwifery, obstructing that filing, or willfully failing to file required reports or records, including birth certificates;
    3. engaging in abusive behavior of any kind with clients.
  3. After a hearing, and upon a finding of unprofessional conduct, an administrative law officer may take disciplinary action against a licensed midwife or applicant.

    Added 1999, No. 133 (Adj. Sess.), § 44, eff. Jan. 1, 2001.

ANNOTATIONS

1. Findings.

Where the record not only substantially supported, but virtually compelled, the conclusion that midwife repeatedly engaged in unprofessional conduct and provided substandard care to her patients, and there was ample credible support in the record for the administrative law officer's (ALO's) further conclusion that her approach to the accusations itself raised doubts about her future ability to comply with the midwifery rules, the reach of which she has consistently sought to escape through hypertechnical constructions at odds with the rules' protective purposes, the revocation of midwife's license was an appropriate exercise of the ALO's discretion. Devers-Scott v. Office of Professional Regulation, 181 Vt. 248, 918 A.2d 230 (January 12, 2007).

Cross References

Cross references. Appeal to Office of Professional Regulation from decision of administrative law officer, see 3 V.S.A. § 130a.

§ 4189. Prohibition; offenses.

  1. No person shall use in connection with the person's name any letters, words, or insignia indicating or implying that the person is a licensed midwife, unless the person is licensed in accordance with this chapter. However, a person may use any designation issued by a state or nationally recognized organization, as long as the name of that organization is clearly used with the designation.
  2. No person shall practice midwifery in this State without a valid license issued in accordance with this chapter except as provided in section 4182 of this title.
  3. A person who violates this section shall be subject to the penalties provided in 3 V.S.A. § 127(c) .

    Added 1999, No. 133 (Adj. Sess.), § 44, eff. Jan. 1, 2001; amended 2007, No. 29 , § 69.

History

Amendments--2007. Subsec. (c): Substituted "subject to the penalties provided in subsection 127(c) of Title 3" for "fined not more than $1,000.00".

§ 4190. Written plan for consultation, emergency transfer, and transport.

  1. Every licensed midwife shall develop a written plan for consultation with physicians licensed under chapter 23 of this title and other health care providers for emergency transfer, for transport of an infant to a newborn nursery or neonatal intensive care nursery, and for transport of a woman to an appropriate obstetrical department or patient care area. The written plan shall be submitted to the Director on an approved form with the application required by section 4184 of this title and biennially thereafter with the renewal form required by section 4187 of this title. The written transport plan shall be reviewed and approved by the advisors appointed pursuant to section 4186 of this title and shall be provided to any health care facility or health care professional identified in the plan. The Director, in consultation with the advisors, the Commissioner of Health, and other interested parties, shall develop a single, uniform form for use in all cases in which a transfer or transport occurs, which shall include the medical information needed by the facility or professional receiving the transferred or transported patient.
    1. A licensed midwife shall, within 30 days of a birth or sentinel event, complete any peer review that is both required by rules governing licensed midwives and that is generated due to a death, significant morbidity to client or child, transfer to hospital, or to practice performed outside the standards for midwives as set forth in the rules governing licensed midwives. This peer review report shall be submitted to the Office of Professional Regulation within 30 days of its completion. (b) (1)  A licensed midwife shall, within 30 days of a birth or sentinel event, complete any peer review that is both required by rules governing licensed midwives and that is generated due to a death, significant morbidity to client or child, transfer to hospital, or to practice performed outside the standards for midwives as set forth in the rules governing licensed midwives. This peer review report shall be submitted to the Office of Professional Regulation within 30 days of its completion.
    2. During the peer review process, other health care professionals engaged in the care or treatment of the client may provide written input to the peer review panel related to quality assurance and other matters within or related to the licensed midwife's scope of practice. The written comments shall be filed with the Office of Professional Regulation and subject to the same confidentiality provisions as apply to other documents related to peer reviews. Upon completion of the peer review process, the Director shall provide notice of the final disposition of the peer review to all health care professionals who submitted input pursuant to this subdivision.

      Added 1999, No. 133 (Adj. Sess.), § 44, eff. Jan. 1, 2001; amended 2007, No. 29 , § 70; 2011, No. 35 , § 6, eff. May 18, 2011.

History

Amendments--2011. Subsec. (a): Added the third and fourth sentences.

Subsec. (b): Added the subdiv. (1) designation at the beginning of the subsec. and in that subdiv., in the second sentence, inserted "report" following "review", and added subdiv. (2).

Amendments--2007. Designated the existing provisions of the section as subsec. (a) and added subsec. (b).

§ 4191. Informed consent.

A licensed midwife shall provide each client with and maintain a record of a signed informed consent form that describes the midwife's education and credentials, whether the midwife has professional liability insurance coverage, procedures and risks of home birth, a copy of the emergency plan required by section 4190 of this title, and the address and phone number of the Office of Professional Regulation where complaints may be filed.

Added 1999, No. 133 (Adj. Sess.), § 44, eff. Jan. 1, 2001.

CHAPTER 86. ELECTROLOGISTS

Sec.

Cross References

Cross references. Attachment of profession to Office of Professional Regulation, see 3 V.S.A. § 122.

Office of Professional Regulation generally, see 3 V.S.A. ch. 5, subch. 3.

Procedure for adoption of administrative rules, see 3 V.S.A. ch. 25.

Review of regulatory laws, see chapter 57 of this title.

§ 4401. Purpose.

The General Assembly finds that the public's health would be better protected if services by electrologists were regulated, because the unregulated practice of electrology can harm or endanger the health, safety, or welfare of the public through use of improper sterilization and infection control procedures. Electrology is the procedure performed to remove hair permanently from the human body. This is accomplished by inserting a fine, sterile needle into the hair follicle and applying a measured amount of electricity to produce heat or a chemical reaction to permanently destroy the hair follicle's germinating capacity. The practice of electrology requires adherence to strict sanitary and sterilization processes and, therefore, regulation should be by licensure of electrologists.

Added 1999, No. 133 (Adj. Sess.), § 46, eff. Jan. 1, 2001; amended 2005, No. 27 , § 101.

History

Amendments--2005 Rewrote the last sentence.

§ 4402. Definitions.

As used in this chapter:

  1. "Director" means the Director of the Office of Professional Regulation.
  2. "Disciplinary action" means any action taken by an administrative law officer established under 3 V.S.A. § 129(j) against a certified electrologist or an applicant. It includes all sanctions of any kind, including obtaining injunctions, refusal to grant or renew certification, suspension or revocation of certification, issuing warnings, and other similar sanctions.
  3. "Electrology" means the removal of hair by electrical current using needle/probe electrode-type epilation, which would include electrolysis (direct current/DC), thermolysis (alternating current/AC), or a combination of both (superimposed or sequential blend). "Electrology" includes the use of lasers approved by the U.S. Food and Drug Administration for electrology by electrologists possessing a special license endorsement set forth in subsection 4404(d) of this chapter.
  4. "Electrology office" means a facility regularly used to offer or to perform the practice of electrology.
  5. "Practice of electrology" or "practicing electrology" means engaging in the performance of electrology.

    Added 1999, No. 133 (Adj. Sess.), § 46, eff. Jan. 1, 2001; amended 2001, No. 129 (Adj. Sess.), § 37, eff. June 13, 2002; 2005, No. 148 (Adj. Sess.), § 49; 2009, No. 103 (Adj. Sess.), § 51; 2013, No. 138 (Adj. Sess.), § 48.

History

Amendments--2013 (Adj. Sess.). Subdiv. (3): Deleted "by properly trained licensed electrologists" following "includes the use", and substituted "U.S." for "United States" preceding "Food and Drug Administration" and "by electrologists possessing a special license endorsement set forth in subsection 4404(d) of this chapter" for "and as otherwise permitted by Vermont law" at the end.

Amendments--2009 (Adj. Sess.) Subdiv. (3): Added the last sentence.

Subdiv. (5): Deleted "continuing" preceding "performance".

Amendments--2005 (Adj. Sess.). Subdiv. (5): Deleted "for compensation" from the end.

Amendments--2001 (Adj. Sess.). Added present subdiv. (4), redesignated former subdiv. (4) as present subdiv. (5), and deleted former subdiv. (5).

§ 4403. Prohibition; penalty; construction.

  1. A person shall not use in connection with the person's name any letters, words, or insignia indicating or implying that the person is a licensed electrologist unless the person is licensed in accordance with this chapter.
  2. A person shall not practice or attempt to practice electrology or hold himself or herself out as being able to do so in this State without first having obtained a license as required by this chapter.
  3. A person licensed under this chapter shall not use lasers for hair removal without obtaining from the Director the special license endorsement set forth in subsection 4404(d) of this chapter.
  4. A person who violates this section shall be subject to the penalties provided in 3 V.S.A. § 127 .
  5. This chapter shall not be construed to limit or restrict in any way the right of a practitioner of another occupation that is regulated by this State from performing services within the scope of his or her professional practice.

    Added 1999, No. 133 (Adj. Sess.), § 46, eff. Jan. 1, 2001; amended 2005, No. 27 , § 102; 2007, No. 29 , § 71; 2013, No. 138 (Adj. Sess.), § 49; 2015, No. 38 , § 38, eff. May 28, 2015.

History

Amendments--2015. Section heading: Inserted "; construction" following "penalty".

Subsec. (a): Substituted "A person shall not"' for "No person shall" preceding "use in connection".

Subsec. (b): Substituted "A person shall not"' for "No person shall" preceding "practice or attempt".

Subsec. (e): Added.

Amendments--2013 (Adj. Sess.). Added subsec. (c), redesignated former subsec. (c) as present (d), and substituted "3 V.S.A. § 127" for "3 V.S.A. § 127(c)" at the end of present subsec. (d).

Amendments--2007. Subsec. (c): Substituted "subject to the penalties provided in subsection 127(c) of Title 3" for "fined not more than $1,000.00 for each occurrence".

Amendments--2005 Substituted "licensed" for "certified" in two places, added new subsec. (b), and redesignated former subsec. (b) as subsec. (c).

§ 4404. Director; duties.

  1. The Director shall have the following duties:
    1. provide general information to applicants for licensure as electrologists;
    2. explain appeal procedures to licensed electrologists and applicants and complaint procedures to the public;
    3. administer fees established by law;
    4. receive applications for licensure, issue licensure to applicants qualified under this chapter, deny or renew licenses, and issue, revoke, suspend, condition, and reinstate licenses as ordered by an administrative law officer;
    5. refer complaints and disciplinary matters to an administrative law officer.
  2. The Director may inspect electrology offices used for the practice of electrology. A fee shall not be charged for inspections under this subsection.
  3. The Director, after consultation with the advisor appointees, may adopt rules necessary to perform the Director's duties under this chapter.
  4. The Director shall adopt rules regulating a special license endorsement that shall authorize an electrologist to use lasers for hair removal. These rules shall require an electrologist to complete a comprehensive laser hair removal course satisfactorily in order to obtain this special license endorsement.

    Added 1999, No. 133 (Adj. Sess.), § 46, eff. Jan. 1, 2001; amended 2001, No. 129 (Adj. Sess.), § 38, eff. June 13, 2002; 2005, No. 27 , § 103; 2013, No. 138 (Adj. Sess.), § 50; 2019, No. 178 (Adj. Sess.), § 23, eff. Oct. 1, 2020.

History

Reference in text. Section 4410 of this title, referred to in subsec. (b) of this section, related to fees, but was eliminated from the final version of 1999, No. 133 (Adj. Sess.), § 46. Section 4410, as enacted, deals with renewals and continuing education.

Amendments--2019 (Adj. Sess.). Subsec. (b): Amended generally.

Amendments--2013 (Adj. Sess.). Subsec. (d): Added.

Amendments--2005 Subsec. (a): Substituted "licensure" for "certification" in subdivs. (1) and (4); "licensed" for "certified" in subdiv. (2); and "licenses" for "certifications" in subdiv. (4).

Amendments--2001 (Adj. Sess.). Subsec. (b): Substituted "electrology offices" for "shops" in the first sentence.

§ 4405. Advisor appointees.

  1. The Secretary of State shall appoint two licensed electrologists for five-year terms to serve as advisors in matters relating to electrologists. One of the initial appointments may be for less than a five-year term. Appointees shall not have less than three years' experience as an electrologist immediately preceding appointment and shall be actively engaged in the practice of electrology in Vermont during incumbency.
  2. The Director shall seek the advice of the electrologist advisors in carrying out the provisions of this chapter. Such advisor appointees shall be entitled to compensation and necessary expenses in the amount provided in 32 V.S.A. § 1010 for attendance at any meeting called by the Director for this purpose.

    Added 1999, No. 133 (Adj. Sess.), § 46, eff. Jan. 1, 2001; amended 2005, No. 27 , § 104.

History

Amendments--2005 Subsec. (a): Substituted "licensed" for "certified" in the first sentence.

§ 4406. Eligibility.

To be eligible for licensure as an electrologist, an applicant:

  1. shall not be in violation of any of the provisions of this chapter or rule adopted in accordance with the provisions of the chapter;
  2. shall:
    1. have satisfactorily completed a course of study of at least 600 hours at a school of electrolysis approved by the Director in consultation with the advisor appointees that meets or exceeds the standards set by the American Electrology Association, and have passed the examination described in section 4407 of this title; or

      / (B) possess a current license or certification in good standing in another jurisdiction having requirements substantially equivalent to those in this State.

      Added 1999, No. 133 (Adj. Sess.), § 46, eff. Jan. 1, 2001; amended 2001, No. 129 (Adj. Sess.), § 39, eff. June 13, 2002; 2005, No. 27 , § 105; 2009, No. 35 , § 40.

History

Amendments--2009. Made a minor punctuation change at the end of subdiv. (2)(B) and deleted subdivs. (2)(C) through (2)(E).

Amendments--2005 Section amended generally.

Amendments--2001 (Adj. Sess.). Subdiv. (2)(C): Added.

§ 4407. Examination.

  1. The Director shall examine applicants for licensure as electrologists at such times and places as the Director may determine.
  2. Examinations and examination procedures shall be fair and reasonable. They shall be designed to ensure that all applicants who demonstrate possession of the minimal occupational qualifications that are consistent with the public health, safety, and welfare are granted licensure. Examinations shall not be designed or implemented for the purpose of limiting the number of licensees.
  3. The Director shall examine applicants for licensure and may use a standardized national examination. The Director may limit, by rule, the number of times a person may take an examination. Before selecting the examination, the Director shall consult the advisors appointed under section 4405 of this title.

    Added 1999, No. 133 (Adj. Sess.), § 46, eff. Jan. 1, 2001; amended 2005, No. 27 , § 106.

History

Amendments--2005 Subsec. (a): Substituted "licensure" for "certification".

Subsec. (b): Amended generally.

Subsec. (c): Substituted "licensure" for "certification" in the first sentence.

§ 4408. Application.

A person who desires to be licensed as an electrologist shall apply to the Director in writing, on a form furnished by the Director, accompanied by payment of a fee required pursuant to section 4412 of this title and evidence that the applicant meets the requirements set forth in section 4406 of this title.

Added 1999, No. 133 (Adj. Sess.), § 46, eff. Jan. 1, 2001; amended 2005, No. 27 , § 107.

History

Amendments--2005 Substituted "licensed" for "certified" and "section 4412" for "section 4410".

§ 4409. Electrology office license.

  1. No electrology office shall operate in this State without first obtaining an electrology office license from the Office of Professional Regulation and paying the fee provided in section 4412 of this title. Electrology office applications shall be in the form required by the Director.
  2. No electrology office shall be granted a license unless the office complies with this chapter and rules adopted under this chapter.
  3. Each electrology office shall have a designated licensed electrologist responsible for overall cleanliness and sanitation of the office.
  4. The practice of electrology shall be permitted only in licensed electrology offices.

    Added 1999, No. 133 (Adj. Sess.), § 46, eff. Jan. 1, 2001; amended 2001, No. 129 (Adj. Sess.), § 40, eff. June 13, 2002; 2005, No. 27 , § 108.

History

Amendments--2005 Section heading: Substituted "license" for "registration".

Subsec. (a): Substituted "obtaining an electrology office license from" for "registering with" and "section 4412" for "section 4410" in the first sentence and "electrology office applications" for "registration" in the second sentence.

Subsec. (b): Substituted "a license" for "registration".

Subsec. (c): Substituted "each electrology office shall" for "all electrology offices shall" and "licensed electrologist" for "person".

Subsec. (d): Substituted "licensed" for "registered".

Amendments--2001 (Adj. Sess.). Substituted "Electrology office" for "Shop" in the section heading, and "electrology office", "electrology offices", or "office" for "shop" or "shops" throughout the section.

§ 4410. Renewals; continuing education.

  1. Licenses shall be renewed every two years upon payment of the required fee, provided the person applying for renewal completes 10 hours of continuing education, approved by the Director, during the preceding two-year period. The continuing education requirement begins with the first full two-year renewal period. The Director, with the advice of the advisors appointed under section 4405 of this title, shall establish guidelines and criteria for continuing education credit.
  2. Biennially, the Director shall forward a renewal form to each licensee. Upon receipt of the completed form and the renewal fee, the Director shall issue a new license.
  3. Any application for reinstatement of a license that has lapsed shall be accompanied by the renewal fee and the late renewal penalty. A person shall not be required to pay renewal fees for years during which the license was lapsed.
  4. To demonstrate continuing competence, a person whose license has lapsed for more than five years shall document completion of 10 hours of continuing education and successfully complete the licensing examination prior to reinstatement of the license.

    Added 1999, No. 133 (Adj. Sess.), § 46, eff. Jan. 1, 2001; 2005, No. 27 , § 109.

History

Amendments--2005 Subsec. (a): Substituted "licenses" for "certificates" and "10 hours" for "20 hours" in the first sentence and added the second sentence.

Subsec. (b): Substituted "licensee" for "certificate holder" in the first sentence and "license" for "certificate" in the second sentence.

Subsec. (c): Substituted "license" for "certificate" in the first and second sentences.

Subsec. (d): Amended generally.

Cross References

Cross references. Exemption of persons 80 years of age and over from payment of license renewal fees, see 32 V.S.A. § 1111.

§ 4411. Unprofessional conduct.

  1. Unprofessional conduct includes misusing a title in professional activities and any of the conduct listed in 3 V.S.A. § 129a , whether committed by a licensed electrologist or an applicant.
  2. After hearing, and upon a finding of unprofessional conduct, an administrative law officer may take disciplinary action against a licensed electrologist or applicant.

    Added 1999, No. 133 (Adj. Sess.), § 46, eff. Jan. 1, 2001; amended 2005, No. 27 , § 110.

History

Amendments--2005 Subsec. (a): Substituted "includes" for "means" and "licensed" for "certified".

Subsec. (b): Substituted "licensed" for "certified".

Cross References

Cross references. Appeal to Office of Professional Regulation from decision of administrative law officer, see 3 V.S.A. § 130a.

§ 4412. Fees.

In addition to examination fees, applicants and licensees regulated under this chapter shall be subject to the fees set forth in 3 V.S.A. § 125(b) .

Added 2001, No. 129 (Adj. Sess.), § 41, eff. June 13, 2002; amended 2005, No. 27 , § 111; 2019, No. 70 , § 26.

History

Amendments--2019. Deleted "and the following fees:" at the end of the introductory paragraph and deleted subdivs. (1) and (2).

Amendments--2005 Section amended generally.

CHAPTER 87. SPEECH-LANGUAGE PATHOLOGISTS

Sec.

History

Amendments--2015. 2015, No. 38 , § 39, eff. Sept. 1, 2015, deleted "and audiologists" following "speech-language pathologists" in the chapter heading.

Transitional provisions. 2015, No. 38 , § 41, effective May 28, 2015 provides: "(a)(1) As of September 1, 2015, any speech-language pathologist licensed and in good standing with the Agency of Education shall be deemed licensed by the Secretary of State's Office of Professional Regulation.

"(2) The Office of Professional Regulation shall re-issue initial licenses speech-language pathologist licenses at no charge after that date and shall establish a single expiration and renewal date for all of those licensees.

"(b) A speech-language pathologist employed in a school and holding an endorsement from the Agency of Education shall retain that endorsement and shall renew it with the Agency as required by law, in addition to licensure with the Office of Professional Regulation."

Cross References

Cross references. Attachment of profession to Office of Professional Regulation, see 3 V.S.A. § 122.

Office of Professional Regulation generally, see 3 V.S.A. ch. 5, subch. 3.

Procedure for adoption of administrative rules, see 3 V.S.A. ch. 25.

Review of regulatory laws, see chapter 57 of this title.

§ 4451. Definitions.

As used in this chapter:

  1. "Director" means the Director of the Office of Professional Regulation.
  2. "Disciplinary action" means any action taken by the administrative law officer appointed pursuant to 3 V.S.A. § 129(j) against a licensee or applicant for licensure under this chapter, premised on a finding that the person has engaged in unprofessional conduct. "Disciplinary action" includes all sanctions of any kind, including obtaining injunctions, refusal to give an examination, refusal to grant or renew a license, suspension or revocation of a license, placement of limitations or restrictions upon a license, issuance of warnings, ordering restitution, and other similar sanctions.
  3. "Office" means the Office of Professional Regulation.
  4. "Practice of speech-language pathology" includes:
    1. screening, identifying, assessing and interpreting, diagnosing, rehabilitating, treating, and preventing disorders of language and speech, including disorders involving articulation, fluency, and voice;
    2. screening, identifying, assessing and interpreting, diagnosing, and rehabilitating disorders of oral-pharyngeal function, including dysphagia and related disorders;
    3. screening, identifying, assessing and interpreting, diagnosing, and rehabilitating communication disorders;
    4. assessing, selecting, and developing augmentative and alternative communication systems, and providing training in their use;
    5. providing aural rehabilitation, speech-language, and related counseling services to individuals who are hard of hearing or experiencing auditory processing problems and their families;
    6. enhancing speech-language proficiency and communication effectiveness, including accent modification; and
    7. screening of hearing and other factors for the purpose of speech-language evaluation, or the initial identification of individuals with other communication disorders.
  5. "Secretary" means the Secretary of State.
  6. "Speech-language pathologist" means a person licensed to practice speech-language pathology under this chapter.
  7. "Speech-language pathology" means the application of principles, methods, and procedures related to the development and disorders of human communication, which include any and all conditions that impede the normal process of human communication.

    Added 2001, No. 151 (Adj. Sess.), § 45, eff. July 1, 2003; amended 2005, No. 214 (Adj. Sess.), § 5, eff. July 1, 2007; 2013, No. 92 (Adj. Sess.), § 276, eff. Feb. 14, 2014; 2013, No. 96 (Adj. Sess.), § 182; 2015, No. 38 , § 39, eff. Sept. 1, 2015.

History

Amendments--2015. Section amended generally.

Amendments--2013 (Adj. Sess.). Subdiv. (4): Act No. 92 substituted "'Agency' means the Agency of Education" for "'Department' means the department of education" following "The Secretary, in consultation with the".

Subdiv. (7): Act No. 96 substituted "person who is hard of hearing" for "hearing impaired person" following "worn by a".

Subdivs. (8)(I) and (9)(E): Act No. 96 substituted "individuals who are hard of hearing" for "hearing impaired individuals" following "services to".

Amendments--2005 (Adj. Sess.). Substituted "Vermont standards board for professional educators" for "state board of education" in subdiv. (3); substituted "jurisdiction of the board" for "jurisdiction of the state board of education" in subdivs. (10) and (14); and in subdiv. (14), substituted "under the licensing rules of the board" for "under the state board of education licensing rules".

§ 4452. Prohibitions; penalties.

  1. A person shall not:
    1. practice or attempt to practice speech-language pathology or hold oneself out as being permitted to do so in this State unless the person is licensed in accordance with this chapter;
    2. use in connection with the person's name an insignia or any letters or words that indicate the person is a speech-language pathologist unless the person is licensed in accordance with this chapter; or
    3. practice speech-language pathology after the person's license under this chapter has been suspended or revoked.
  2. A person who violates a provision of this section or who obtains a license by fraud or misrepresentation shall be subject to the pertinent penalties provided in 3 V.S.A. § 127 .

    Added 2001, No. 151 (Adj. Sess.), § 45, eff. June 27, 2002; amended 2007, No. 29 , § 72; 2015, No. 38 , § 39, eff. Sept. 1, 2015.

History

Amendments--2015. Subsec. (a): Substituted "A person shall not" for "No person shall".

Subdiv. (a)(1): Deleted "audiology or" following "attempt to practice".

Subdiv. (a)(2): Substituted "that" for "which" following "letters or words", and deleted "an audiologist or" following "indicate the person is".

Subdiv. (a)(3): Deleted "audiology or" following "practice".

Subsec. (b): Inserted "pertinent" preceding "penalties" and substituted "3 V.S.A. § 127" for "3 V.S.A. § 127(c)".

Amendments--2007. Subsec. (b): Substituted "shall be subject to the penalties provided in subsection 127(c) of Title 3" for "may be imprisoned not more than 90 days or fined not more than $5,000.00, or both".

§ 4453. Exemptions.

The provisions of section 4452 of this chapter shall not apply to a person enrolled in a course of study leading to a degree or certificate in speech-language pathology at a school accredited by the American Speech-Language Hearing Association, provided:

  1. the activities and services performed constitute part of a supervised course of study;
  2. the person is designated by a title that clearly indicates the person's student or trainee status; and
  3. the person is under the direct supervision of a speech-language pathologist licensed in this State.

    Added 2001, No. 151 (Adj. Sess.), § 45, eff. July 1, 2003; amended 2015, No. 38 , § 39, eff. Sept. 1, 2015.

History

Amendments--2015. Section amended generally.

§ 4454. Construction.

This chapter shall not be construed to limit or restrict in any way the right of a practitioner of another occupation that is regulated by this State from performing services within the scope of his or her professional practice.

Added 2001, No. 151 (Adj. Sess.), § 45, eff. July 1, 2003; amended 2005, No. 214 (Adj. Sess.), § 6, eff. July 1, 2007; 2015, No. 38 , § 39, eff. Sept. 1, 2015.

History

Amendments--2015. Deleted the former subsec. (a) designation and former subsec. (b) and substituted "that" for "which" following "another occupation".

Amendments--2005 (Adj. Sess.). Subsec. (b): Substituted "authority of the board" for "authority of the state board of education" and "jurisdiction of the board" for "jurisdiction of the state board of education or the Vermont standards board for professional educators".

§ 4455. Advisor appointees.

  1. The Secretary shall appoint two individuals to serve as advisors in matters related to speech-language pathology. Both advisors shall be licensed speech-language pathologists, shall have not less than three years' experience as speech-language pathologists immediately preceding appointment, and shall be actively engaged in the practice of speech-language pathology in Vermont during incumbency.
  2. The Director shall seek the advice of the individuals appointed under this section in carrying out the provisions of this chapter. The advisors shall be entitled to compensation and necessary expenses as provided in 32 V.S.A. § 1010 for meetings called by the Director.
  3. [Repealed.]

    Added 2001, No. 151 (Adj. Sess.), § 45, eff. July 1, 2003; amended 2005, No. 214 (Adj. Sess.), § 7, eff. July 1, 2007; 2013, No. 92 (Adj. Sess.), § 277, eff. Feb. 14, 2014; 2015, No. 38 , § 39, eff. Sept. 1, 2015.

History

Amendments--2015. Section amended generally.

Amendments--2013 (Adj. Sess.). Subsec. (a): Substituted "Secretary of Education" for "commissioner of education".

Amendments--2005 (Adj. Sess.). Subsec. (b): Substituted "jurisdiction of the board" for "jurisdiction of the state board of education" in the first sentence.

§ 4456. Director duties.

  1. The Director shall administer the application and renewal process for all licensees under this chapter, and shall:
    1. provide information to applicants for licensure under this chapter;
    2. administer fees collected under this chapter;
    3. explain appeal procedures to licensees and applicants and explain complaint procedures to the public;
    4. explain sanctions, including license revocation and suspension, that may be imposed in disciplinary cases, the criteria by which sanctions are selected, and procedures for reinstatement where appropriate;
    5. receive applications for licensure, grant licensure under this chapter, renew licenses, and deny, revoke, suspend, reinstate, or condition licenses as directed by an administrative law officer;
    6. with the advice of the advisor appointees, adopt rules necessary to implement the provisions of this chapter, which may include rules providing for the issuance of a restricted, provisional license to a person in the process of completing the postgraduate professional training required by subdivision 4457(3) of this chapter;
    7. prepare and maintain a registry of licensed speech-language pathologists; and
    8. issue to each person licensed a certificate of licensure that shall be prima facie evidence of the right of the person to whom it is issued to practice as a licensed speech-language pathologist, subject to the conditions and limitations of this chapter.
  2. [Repealed.]

    Added 2001, No. 151 (Adj. Sess.), § 45, eff. July 1, 2003; amended 2005, No. 214 (Adj. Sess.), § 8, eff. July 1, 2007; 2013, No. 92 (Adj. Sess.), § 278, eff. Feb. 14, 2014; 2015, No. 38 , § 39, eff. Sept. 1, 2015; 2017, No. 48 , § 32.

History

Amendments--2017. Subdiv. (a)(6): Inserted ", which may include rules providing for the issuance of a restricted, provisional license to a person in the process of completing the postgraduate professional training required by subdivision 4457(3) of this chapter" following "chapter".

Amendments--2015. Section amended generally.

Amendments--2013 (Adj. Sess.). Section heading: Substituted "Secretary" for "Commissioner".

Subsec. (a): Substituted "Secretary of Education" for "commissioner of education" following "The".

Subsec. (b): Substituted "The Agency" for "The department" at the beginning and "Secretary of State" for "secretary" following "contract with the".

Amendments--2005 (Adj. Sess.). Subdiv. (a)(6): Substituted "jurisdiction of the board" for "jurisdiction of the state board of education".

§ 4457. Licensure; applications; eligibility.

An applicant for licensure under this chapter shall submit an application to the Office on a form furnished by the Office, along with payment of the specified fee and evidence of the eligibility qualifications established by the Director that shall include, at a minimum:

  1. a master's degree or equivalent in speech-language pathology from an educational institution approved by the Director with course work completed in areas specified by rule;
  2. completion of a supervised clinical practicum, the length and content of which shall be established by rule;
  3. completion of a period, as determined by rule, of postgraduate professional training as approved by the Director; and
  4. passing an examination in speech-language pathology approved by the Director.

    Added 2001, No. 151 (Adj. Sess.), § 45, eff. July 1, 2003; amended 2005, No. 214 (Adj. Sess.), § 9, eff. July 1, 2007; 2015, No. 38 , § 39, eff. Sept. 1, 2015.

History

Amendments--2015. Section amended generally.

Amendments--2005 (Adj. Sess.). Substituted "established by the board" for "established by the state board of education" in the first sentence.

§ 4458. Renewals; continuing education.

A license shall be renewed on a schedule set by the Director upon payment of the renewal fee, provided the person applying for renewal completes professional development activities in accord with the processes approved by the Director. The Director shall establish, by rule, guidelines and criteria for the renewal or reinstatement of licenses issued under this chapter.

Added 2001, No. 151 (Adj. Sess.), § 45, eff. July 1, 2003; amended 2005, No. 214 (Adj. Sess.), § 10, eff. July 1, 2007; 2015, No. 38 , § 39, eff. Sept. 1, 2015.

History

Amendments--2015. Section amended generally.

Amendments--2005 (Adj. Sess.). Subsec. (a): In the first sentence, substituted "determined by the board" for "determined by the state board of education" and "approved by the department or the board" for "approved by the department or the Vermont standards board for professional educators".

Cross References

Cross references. Exemption of persons 80 years of age and over from payment of license renewal fees, see 32 V.S.A. § 1111.

§ 4459. Fees.

Each applicant and licensee shall pay the fees set forth in 3 V.S.A. § 125 .

Added 2001, No. 151 (Adj. Sess.), § 45, eff. July 1, 2003; amended 2015, No. 38 , § 39, eff. Sept. 1, 2015.

History

Amendments--2015. Section amended generally.

§§ 4460-4463. Repealed. 2015, No. 38, § 40, eff. September 1, 2015.

History

Former §§ 4460-4463. Former § 4460, relating to records and equipment, was derived from 2001, No. 151 (Adj. Sess.), § 45.

Former § 4461, relating to prices to be disclosed, was derived from 2001, No. 151 (Adj. Sess.), § 45.

Former § 4462, relating to terms of sale, 45-day trial period, was derived from 2001, No. 151 (Adj. Sess.), § 45.

Former § 4463, relating to maintenance of business address; display of license, was derived from 2001, No. 151 (Adj. Sess.), § 45.

§ 4464. Unprofessional conduct.

  1. A licensee or applicant shall not engage in unprofessional conduct.
  2. Unprofessional conduct means the following conduct and the conduct set forth in 3 V.S.A. § 129a :
    1. willfully making or filing false reports or records in the practice of speech-language pathology, willfully impeding or obstructing the proper making or filing of reports or records, or willfully failing to file the proper report or record;
    2. aiding or abetting a person, directly or indirectly, to commit an unauthorized practice;
    3. giving, offering to give, or causing to be given, directly or indirectly, money or anything of value to any person who advises another in a professional capacity, as an inducement for the professional to influence others to purchase goods or services from the licensee;
    4. advertising or making a representation that is intended or has a tendency to deceive the public, including:
      1. advertising a particular type of service or equipment when the particular service or equipment is not available;
      2. advertising or making any statement related to the practice of speech-language pathology that is intended to or tends to deceive or mislead the public;
      3. using or promoting or causing the use of any misleading, deceiving, improbable, or untruthful advertising matter, promotional literature, testimonial guarantee, or any other representation;
    5. engaging in any unfair or deceptive act or practice within the meaning of 9 V.S.A. § 2453 , relating to consumer protection;
    6. willfully failing to honor any representation, promise, or agreement to a client or consumer;
    7. professional negligence or malpractice;
    8. any of the following, except when reasonably undertaken in an emergency situation in order to protect life or health:
      1. practicing or offering to practice beyond the scope permitted by law;
      2. accepting and performing professional or occupational responsibilities that the licensee knows or has reason to know the licensee is not competent to perform; or
      3. performing professional or occupational services that have not been authorized by the consumer or his or her legal representative;
    9. failing to make available, upon request of a person using the licensee's services, copies of records or documents in the possession or under the control of the licensee, when those records or documents have been prepared in connection with the furnishing of services or goods to the requesting persons;
    10. sexual harassment of a patient or client;
    11. engaging in a sexual act as defined in 13 V.S.A. § 3251 with a patient;
    12. conviction of a crime related to the practice of speech-language pathology or conviction of a felony, whether or not related to the practice of the profession;
    13. [Repealed.]
    14. [Repealed.]
    15. engaging in fraud in connection with any State or federally assisted medical assistance programs; or
    16. violating any part of the Code of Ethics of the American Speech-Language-Hearing Association.

      Added 2001, No. 151 (Adj. Sess.), § 45, eff. July 1, 2003; amended 2011, No. 136 (Adj. Sess.), § 1b, eff. May 18, 2012; 2013, No. 96 (Adj. Sess.), § 183; 2015, No. 38 , § 39, eff. Sept. 1, 2015.

History

Amendments--2015. Section amended generally.

Amendments--2013 (Adj. Sess.). Subsec. (b): Substituted "3 V.S.A. § 129a" for "section 129a of Title 3" following "set forth in".

Amendments--2011 (Adj. Sess.). Subdiv. (b)(5): Substituted "consumer protection" for "consumer fraud".

CHAPTER 89. AUCTIONEERS

Sec.

Cross References

Cross references. Attachment of profession to Office of Professional Regulation, see 3 V.S.A. § 122.

Fees for advisor professions, see 3 V.S.A. § 125(b).

Office of Professional Regulation generally, see 3 V.S.A. ch. 5, subch. 3.

Procedure for adoption of administrative rules, see 3 V.S.A. ch. 25.

Review of regulatory laws, see chapter 57 of this title.

§ 4601. Repealed. 2003, No. 60, § 37.

History

Former § 4601. Former § 4601, relating to revocation of licenses, was derived from 2001, No. 151 (Adj. Sess.), § 43, eff. June 27, 2002.

§ 4602. Definitions.

As used in this chapter:

  1. "Auction" means the offering of real or personal property for sale by means of exchanges between an auctioneer and bidders.
  2. "Auctioneer" means a person who, for a fee or other compensation, conducts, advertises, or offers services to conduct auctions. Not included in this definition are persons required or authorized by law to sell real or personal property to retailers or merchants.
  3. "Director" means the Director of the Office of Professional Regulation.
  4. "Disciplinary action" means any action taken by an administrative law officer established under 3 V.S.A. § 129(j) against a licensed auctioneer or an applicant. It includes all sanctions of any kind, including the denial of licensure and the issuance of warnings, reprimands, conditions, suspensions, or revocations of licensure.

    Added 2001, No. 151 (Adj. Sess.), § 43, eff. June 27, 2002; amended 2003, No. 60 , § 34; 2005, No. 27 , § 112; 2013, No. 27 , § 47.

History

Amendments--2013. Subdiv. (4): Inserted "and" preceding "the issuance of warnings" in the second sentence.

Amendments--2005 Subdiv. (2): Inserted ", for a fee or other compensation," preceding "conducts" in the first sentence.

Amendments--2003. Redesignated former subdivs. (1) and (2) as present subdivs. (3) and (4), and added present subdivs. (1) and (2).

§ 4603. Prohibition; penalty.

  1. No person shall use in connection with the person's name any letters, words, or insignia indicating or implying that the person is a licensed auctioneer unless the person is licensed in accordance with this chapter.
  2. No person shall provide services as an auctioneer as defined by this chapter unless the person is licensed in accordance with this chapter.
  3. A person who violates this section shall be subject to the penalties provided in 3 V.S.A. § 127(c) .

    Added 2001, No. 151 (Adj. Sess.), § 43, eff. June 27, 2002; amended 2003, No. 60 , § 35; 2007, No. 29 , § 73.

History

Amendments--2007. Subsec. (c): Substituted "subject to the penalties provided in subsection 127(c) of Title 3" for "fined not more than $1,000.00 for each occurrence".

Amendments--2003. Redesignated former subsec. (b) as present subsec. (c) and added present subsec. (b).

§ 4604. Director; duties.

  1. The Director shall have the following duties:
    1. provide general information to applicants for licensure as auctioneers;
    2. explain appeal procedures to licensed auctioneers and applicants, and complaint procedures to the public;
    3. administer fees established by law;
    4. receive applications for licensure, issue licenses to applicants qualified under this chapter, deny or renew licenses, and issue, revoke, suspend, condition, and reinstate licenses as ordered by an administrative law officer;
    5. refer complaints and disciplinary matters to an administrative law officer.
  2. The Director, after consultation with the advisor appointees, may adopt rules necessary to perform the Director's duties under this chapter.

    Added 2001, No. 151 (Adj. Sess.), § 43, eff. June 27, 2002.

§ 4605. Advisor appointees.

  1. The Secretary of State shall appoint two licensed auctioneers for five-year terms to serve as advisors in matters relating to auctioneers. One of the initial appointments may be for less than a five-year term. Appointees shall not have less than three years' experience as an auctioneer immediately preceding appointment, and shall be actively engaged in practice as an auctioneer in Vermont during incumbency.
  2. The Director shall seek the advice of the auctioneer advisors in carrying out the provisions of this chapter. The advisors shall be entitled to compensation and necessary expenses in the amount provided in 32 V.S.A. § 1010 for attendance at any meeting called by the Director for this purpose.

    Added 2001, No. 151 (Adj. Sess.), § 43, eff. June 27, 2002.

§ 4606. Application.

  1. A person who desires to be licensed as an auctioneer shall apply to the Director, in writing, on a form furnished by the Director, accompanied by payment of the required fee. As a prerequisite to licensure, an applicant for licensure as an auctioneer shall have:
    1. completed a course of instruction at an auctioneering school approved by the Director with course requirements consisting of at least 40 clock hours; or
    2. completed an apprenticeship of at least 250 hours of experience obtained within one calendar year that includes active participation in at least six auctions, including bid calling, under the direction and supervision of an auctioneer licensed and in good standing with this State or the state in which he or she is licensed and who has been in practice a minimum of three years. Such proof may be in the form of a sworn affidavit from the supervising auctioneer, including information as the Director may reasonably require on forms provided by the Director. Auctioneer apprentices shall contact the Office for the appropriate forms prior to beginning the apprenticeship. Registered apprentices may perform auctioneering incidental to their apprenticeship under the direct supervision of a licensed auctioneer.
    1. The Director shall license otherwise qualified applicants who have obtained a license in another jurisdiction that has licensure requirements substantially equivalent to those in this State. (b) (1)  The Director shall license otherwise qualified applicants who have obtained a license in another jurisdiction that has licensure requirements substantially equivalent to those in this State.
    2. For experienced applicants from states without licensure, the Director may allow related education, training, or experience of the applicant on a case-by-case basis to be a substitute for all or part of the apprenticeship requirement.

      Added 2001, No. 151 (Adj. Sess.), § 43, eff. June 27, 2002; amended 2003, No. 60 , § 36; 2005, No. 27 , § 113; 2013, No. 27 , § 47a.

History

Amendments--2013. Added the subdiv. (b)(1) designation and added subdiv. (b)(2).

Amendments--2005 Subdiv. (a)(2): Substituted "250 hours" for "1,000 hours" and inserted "including bid calling" in the first sentence and added the last sentence.

Amendments--2003. Designated the former undesignated paragraph as subsec. (a) and added the second sentence, added subdivs. (a)(1) and (a)(2) and subsec. (b).

§ 4607. Renewals.

  1. Licenses shall be renewed every two years upon payment of the required fee.
  2. Biennially, the Director shall forward a renewal form to each license holder. Upon receipt of the completed form and the renewal fee, the Director shall issue a new license.
  3. Any application for reinstatement of a license that has lapsed shall be accompanied by the renewal fee and the late renewal penalty. A person shall not be required to pay renewal fees for years during which the license was lapsed.

    Added 2001, No. 151 (Adj. Sess.), § 43, eff. June 27, 2002.

Cross References

Cross references. Exemption of persons 80 years of age and over from payment of license renewal fees, see 32 V.S.A. § 1111.

§ 4608. Claims.

Final settlement of accounts between consignors of auctioned goods and any auctioneer licensed under this chapter shall be made within 30 days of the auction sale from which the consignment was made.

Added 2001, No. 151 (Adj. Sess.), § 43, eff. June 27, 2002.

ANNOTATIONS

1. Construction.

Thirty-day limitations period for "claims" against auctioneer was limited to "claims" by consignors against auctioneers for the net proceeds from the auctioned sale of their consigned goods and did not govern cause of action by purchaser at auction based on fraudulent conduct. King v. Federal Deposit Insurance Corp.,, 785 F. Supp. 58 (D. Vt. 1992), (Decided under prior law.)

§ 4609. Unprofessional conduct.

  1. The term "unprofessional conduct" means misusing a title in professional activities and any of the conduct listed in 3 V.S.A. § 129a , whether committed by a licensed auctioneer or an applicant.
  2. After hearing, and upon a finding of unprofessional conduct, an administrative law officer may take disciplinary action against a licensed auctioneer or applicant.

    Added 2001, No. 151 (Adj. Sess.), § 43, eff. June 27, 2002.

Cross References

Cross references. Appeal to Office of Professional Regulation from decision of administrative law officer, see 3 V.S.A. § 130a.

CHAPTER 91. RESPIRATORY CARE

Sec.

History

Legislative findings and purpose. 2003, No. 139 (Adj. Sess.), § 1, provides: "(a) The general assembly finds that:

"(1) The practice of respiratory care in the state of Vermont affects the health, safety, and welfare of the public.

"(2) Respiratory care should be subject to regulation and control so as to protect the public from the unqualified practice of respiratory care and from unprofessional conduct by persons licensed to practice respiratory care.

"(3) Respiratory care is a dynamic art and science, the practice of which is continually evolving to include new ideas and more sophisticated techniques in patient care.

"(b) The general assembly declares that the purpose of this act is to protect and benefit the public by setting standards of qualifications, education, training, and experience for those who seek to obtain a license and hold the title of respiratory care practitioner."

Cross References

Cross references. Attachment of profession to Office of Professional Regulation, see 3 V.S.A. § 122.

Fees for advisor professions, see 3 V.S.A. § 125(b).

Office of Professional Regulation generally, see 3 V.S.A. ch. 5, subch. 3.

Procedure for adoption of administrative rules, see 3 V.S.A. ch. 25.

Review of regulatory laws, see chapter 57 of this title.

§ 4701. Definitions.

As used in this chapter:

  1. "Advisor" means an advisor appointed to give advice to the Director of the Office of Professional Regulation under section 4705 of this title.
  2. "Consultation by telecommunications" means a respiratory care practitioner renders professional or expert opinion or advice via telecommunications or computer technology from another location. The term includes the transfer of data or exchange of educational or related information by any means of audio, video, or data communications.
  3. "Direct supervision" means a respiratory care practitioner licensed in this State is physically present and is immediately available to direct and supervise tasks related to patient management.
  4. "Director" means the Director of the Office of Professional Regulation.
  5. "Disciplinary action" includes any action taken by the Director or by an administrative law officer established by 3 V.S.A. § 129(j) against a respiratory care practitioner or applicant premised on a finding that he or she has engaged in unprofessional conduct. The term includes all sanctions of any kind, refusing to grant or renew licensure, suspending or revoking licensure, and issuing warnings, reprimands, administrative penalties, and conditions.
  6. "Indirect supervision" means a respiratory care practitioner licensed in this State is immediately available for consultation, direction, or supervision regarding the practice or performance of respiratory care.
  7. "Performance of respiratory care" means respiratory care in accordance with the prescription of a licensed physician, licensed osteopath, certified physician assistant, certified anesthesiologist assistant, or licensed nurse practitioner, including the diagnostic and therapeutic use of the following:
    1. Medical gases (except for the purpose of anesthesia), aerosols, and humidification.
    2. Pharmacologic agents.
    3. Mechanical or physiological ventilatory support.
    4. Bronchopulmonary hygiene.
    5. Cardiopulmonary resuscitation.
    6. Insertion and maintenance of artificial airways.
    7. Specific diagnostic and testing techniques employed in the medical management of patients to assist in diagnosis, monitoring, treatment, and research of pulmonary abnormalities, including measurements of ventilatory volumes, pressures, and flows, collection and analysis of specimens of blood and blood gases and specimens from the respiratory tract, expired and inspired gas samples, respiratory secretions, and pulmonary function testing and hemodynamic and other related physiologic measurements of the cardiopulmonary system.
    8. Insertion and maintenance of arterial and venous catheters.
  8. "Practice of respiratory care" means:
    1. Direct and indirect respiratory care services, including the administration of pharmacologic, diagnostic, and therapeutic agents necessary to implement a treatment, disease prevention, pulmonary rehabilitative, or diagnostic regimen by a licensed physician, physician assistant, anesthesiologist assistant, or nurse practitioner.
    2. Transcription and implementation of written or verbal orders of a licensed physician, physician assistant, anesthesiologist assistant, or nurse practitioner that pertains to the practice of respiratory care.
    3. Observing and monitoring signs and symptoms, general behavior, general physical response to respiratory care treatment and diagnostic testing, including determination of whether such signs, symptoms, reactions, behavior, or general response exhibits abnormal characteristics.
    4. Implementing report, referral, and respiratory care protocols or changes in treatment, based on observed abnormalities, pursuant to a physician, physician assistant, anesthesiologist assistant, or nurse practitioner's prescription.
    5. Initiating emergency procedures pursuant to rules adopted by the Director or as otherwise provided under this chapter.
    6. Respiratory care may be practiced in any clinic, hospital, skilled nursing facility, private dwelling, or other place deemed appropriate or necessary by the Director and in accordance with the prescription or verbal orders of a licensed physician, physician assistant, anesthesiologist assistant, or nurse practitioner.
  9. "Respiratory care" means the allied health profession responsible for the treatment, management, diagnostic testing, control, and care of patients with deficiencies and abnormalities associated with cardiopulmonary systems under the direction of a physician, physician assistant, anesthesiologist assistant, or nurse practitioner. Respiratory care also includes inhalation therapy and respiratory therapy.
  10. "Respiratory care educational program" means a program accredited by the Committee on Accreditation for Respiratory Care (CoARC) or by the Commission on Accreditation of Allied Health Education Programs (CAAHEP), or their successor organizations. To qualify for the student respiratory therapist's license, the applicant must be actively enrolled, and in good standing, in a program accredited by one of the agencies listed in this subdivision.
  11. "Respiratory care practitioner" means a person:
    1. employed in the practice or performance of respiratory care who has the knowledge and skill necessary to administer the functions defined in subdivision (8) of this section;
    2. capable of serving as a resource in relation to the clinical and technical aspects of respiratory care as to the safe and effective methods for administering respiratory care modalities;
    3. able to function in situations of unsupervised patient contact requiring individual judgment;
    4. capable of supervising, directing, or teaching less skilled personnel in the provision of respiratory care services.
  12. "Supervisor of record" means a respiratory care practitioner licensed in this State who has been practicing actively as a respiratory care practitioner for at least two years prior to becoming a supervisor of record and is employed by the same employer as the person being supervised.

    Added 2003, No. 139 (Adj. Sess.), § 2.

§ 4702. Prohibition; offenses.

  1. No person shall practice or attempt to practice respiratory care or hold himself or herself out as being able to do so in this State without first having obtained a license.
  2. No person shall use in connection with the person's name any letters, words, or insignia indicating or implying that the person is a respiratory care practitioner unless licensed in accordance with this chapter.
  3. No person shall practice or attempt to practice respiratory care while his or her license has been revoked or suspended.
  4. A person who violates a provision of this section shall be subject to the penalties provided in 3 V.S.A. § 127(c) .

    Added 2003, No. 139 (Adj. Sess.), § 2; amended 2005, No. 148 (Adj. Sess.), § 50; 2007, No. 29 , § 74.

History

Amendments--2007. Subsec. (d): Added.

Amendments--2005 (Adj. Sess.). Subsec. (c): Amended generally.

§ 4703. Professional identification.

  1. A person holding a license to practice respiratory care in this State shall use the title "respiratory care practitioner" and the abbreviation "R.C.P."
  2. A licensee shall show his or her license when requested.
  3. A person matriculated in an accredited respiratory education program shall use the title "student respiratory therapist" and the abbreviation "S.R.T."

    Added 2003, No. 139 (Adj. Sess.), § 2.

§ 4704. Director of the Office of Professional Regulation; duties.

  1. The Director shall:
    1. provide general information to applicants for licensure as respiratory care practitioners;
    2. administer fees as provided for under 3 V.S.A. § 125(b) ;
    3. explain appeal procedures to respiratory care practitioners and applicants and explain complaint procedures to the public;
    4. receive applications for licensure, license applicants under this chapter, and renew licenses;
    5. refer all disciplinary matters to an administrative law officer;
    6. revoke, suspend, reinstate, or condition licenses as ordered by an administrative law officer;
    7. issue reprimands or impose administrative penalties as ordered by an administrative law officer.
  2. The Director of the Office of Professional Regulation, with the advice of the advisor appointees, may adopt rules necessary to perform the duties provided under this chapter.

    Added 2003, No. 139 (Adj. Sess.), § 2.

§ 4705. Advisor appointees.

  1. The Secretary of State shall appoint two respiratory care practitioners to serve as advisors in matters relating to respiratory care. They shall be appointed for staggered five-year terms and serve at the pleasure of the Secretary. One of the initial appointments shall be for less than a five-year term.
  2. Each appointee shall have at least three years of experience as a respiratory care practitioner during the period immediately preceding appointment and shall be actively practicing respiratory care in Vermont and remain in good standing during incumbency.
  3. The Director shall seek the advice of the respiratory care practitioners appointed under this section in carrying out the provisions of this chapter. These appointees shall be entitled to compensation and necessary expenses in the amounts provided in 32 V.S.A. § 1010 for attendance at any meeting called by the Director for this purpose.

    Added 2003, No. 139 (Adj. Sess.), § 2; amended 2005, No. 27 , § 114.

History

Amendments--2005 Substituted "five-year terms" for "three-year terms" in the second and third sentences.

§ 4706. Application.

To apply for licensure as a respiratory care practitioner, a person shall apply to the Director on a form furnished by the Director. The application shall be accompanied by payment of the specified fee and evidence of eligibility as requested by the Director.

Added 2003, No. 139 (Adj. Sess.), § 2.

§ 4707. Eligibility.

To be eligible for licensure as a respiratory care practitioner, an applicant shall:

  1. have completed a respiratory care educational program as defined in subdivision 4701(10) of this title; and
  2. pass a standardized national examination approved by the Director.

    Added 2003, No. 139 (Adj. Sess.), § 2; amended 2007, No. 163 (Adj. Sess.), § 43.

History

Amendments--2007 (Adj. Sess.) Section amended generally.

§ 4708. Examination.

Examinations shall be conducted under this chapter by a nationally recognized credentialing body approved by the Director. Examinations administered and the procedures of administration shall be fair and reasonable and shall be designed and implemented to ensure that all applicants are granted licensure if they demonstrate that they possess the minimal occupational qualifications that are necessary for the protection of the public health, safety, and welfare. The examination shall not be designed or implemented for the purpose of limiting the number of licensees. The Director may authorize the use of independent testing services or other services to assist in the administration of examinations.

Added 2003, No. 139 (Adj. Sess.), § 2.

§ 4709. Licensure without examination; endorsement.

  1. The Director may issue a license to practice respiratory care by endorsement and without examination to an applicant who is currently licensed to practice respiratory care under the laws of another state, territory, or country, and who is in good standing to practice respiratory care in that jurisdiction, and, in the opinion of the Director, the standards and qualifications required for regulation of respiratory care in that state or territory are currently at least equal to those required by this chapter.
  2. An applicant for licensure by endorsement may practice under the indirect supervision and responsibility of a licensed respiratory care practitioner in this State, providing the applicant obtains a temporary license and the following are met:
    1. A current supervisor of record form is on file with the Director.
    2. The application is complete, except the Director may be waiting for validation of out-of-state licenses.

      Added 2003, No. 139 (Adj. Sess.), § 2.

§ 4710. Temporary licensure.

  1. A temporary license without examination for practice under the direction of a respiratory care practitioner licensed in Vermont may be issued to a person who applies for the first time to practice respiratory care in this State as a respiratory care practitioner and meets all other qualifications of section 4707 of this title.
  2. A temporary license may be issued only for the purpose of allowing a qualified applicant to practice as a respiratory care practitioner until:
    1. The applicant takes the next examination provided by the Director and a determination is made of the applicant's qualification to practice in this State.
    2. The necessary data for licensure without examination are collected and ruled on by the Director.
  3. Temporary licenses shall be issued on payment of the specified fee for a fixed period of time to be determined by the Director by rule and shall not be renewed, except by petitioning the Director, subject to proof of an exceptional cause shown by the applicant.

    Added 2003, No. 139 (Adj. Sess.), § 2.

§ 4711. Temporary licensure for student respiratory therapists.

  1. Respiratory care services may be performed without a license by a student currently enrolled in a respiratory care educational program when these services are incidental to the clinical aspect of a student's course of study.
  2. A student enrolled in a respiratory care educational program who is employed in an organized health care system shall apply for a temporary student license from the Director prior to performing respiratory care services. Students who have obtained a temporary license may render respiratory care services only under the direct supervision of a licensed respiratory care practitioner for a limited period of time and under conditions specified by the Director by rule. The scope of practice of the student respiratory therapist is limited to those activities for which there is documented evidence of competency.

    Added 2003, No. 139 (Adj. Sess.), § 2.

§ 4712. Exemptions from licensure.

  1. A person shall not practice respiratory care or represent himself or herself to be a respiratory care practitioner unless he or she is licensed under this chapter, except that this chapter shall not prohibit:
    1. A person matriculated in an education program approved by the Director who is pursuing a degree in respiratory care or respiratory therapy from satisfying supervised clinical education requirements related to the person's respiratory care education while under direct supervision of a respiratory care practitioner or physician.
    2. A respiratory care practitioner from practicing in the U.S. Armed Services, U.S. Public Health Services, or the Department of Veterans Affairs, pursuant to federal regulations of health care providers.
    3. A respiratory care practitioner who is licensed in another jurisdiction of the United States from providing consultation by telecommunications.
    4. A respiratory care practitioner who is licensed in another jurisdiction of the United States, or foreign educated respiratory care practitioner credentialed in another country, from practicing respiratory care in conjunction with teaching or participating in an educational seminar of no more than 60 days in a calendar year.
    5. Those individuals meeting the aide/assistant classification or those working under medical supervision in a pulmonary function testing or research facility.
    6. Respiratory care rendered in an emergency.
    7. Self care by a patient or gratuitous care by family members or friends who do not represent themselves as respiratory care practitioners.
    8. A respiratory care practitioner who is licensed in another jurisdiction of the United States or a foreign educated respiratory care practitioner credentialed in another country from practicing respiratory care in conjunction with the interfacility transport of a critically ill patient.
    9. A home care medical equipment dealer from performing services related to delivery, setup, instruction, or maintenance of durable medical equipment, including home respiratory equipment. This exemption does not include therapeutic evaluation or assessment.
    10. [Expired.]
    11. A polysomnographic technologist, technician, or trainee from performing activities within the scope of practice adopted by the association of polysomnographic technologists, while under the direction of a Vermont licensed physician who has training in sleep medicine.
    12. A perfusionist from performing those activities contained within the perfusion scope of practice adopted by the American Society of Extracorporeal Technologists, or its successor organization, while under the supervision of a licensed physician.
  2. This chapter does not restrict a person licensed or certified under any other law of this State from engaging in the profession or practice for which that person is licensed or certified if that person does not represent, imply, or claim that he or she is a respiratory care practitioner or a provider of respiratory care. This chapter does not expand the scope of practice of any other profession or occupation referred to in this chapter.

    Added 2003, No. 139 (Adj. Sess.), § 2; 2019, No. 178 (Adj. Sess.), § 24, eff. Oct. 1, 2020.

History

Amendments--2019 (Adj. Sess.). Subsec. (a): Substituted "A person shall not" for "No person shall" in the introductory paragraph; and substituted "Director" for "board" in subdiv. (1).

Expiration of subdiv. (a)(10). Pursuant to 2003, No. 139 (Adj. Sess.), § 3, subdiv. (a)(10) (practice exemption for assistants and aides) of this section expired on July 1, 2007.

§ 4713. Renewals; continuing education.

  1. Licenses shall be renewed every two years upon payment of the required fee, provided the person applying for renewal completes at least 12 hours of continuing education requirements, approved by the Director, during the preceding two-year period.
  2. The Director, with the advice of the advisor appointees, shall establish, by rule, guidelines and criteria for continuing education credit.
  3. Biennially, the Director shall forward a renewal form to each licensee. Upon receipt of the completed form, renewal fee, and evidence of eligibility, the Director shall issue a new license.
  4. Any application for renewal of a license that has expired shall be accompanied by the renewal fee and late fee. A person shall not be required to pay renewal fees for years during which the license was lapsed.
  5. If a respiratory care practitioner's license has lapsed for more than five consecutive years, that person shall pay all applicable renewal and reinstatement fees and shall demonstrate competence to the Director's satisfaction by one or more of the following, as determined by the Director:
    1. documenting licensed practice in another state;
    2. completing a remedial course;
    3. completing continuing education requirements; or
    4. passing an examination approved by the Director.

      Added 2003, No. 139 (Adj. Sess.), § 2; amended 2005, No. 27 , § 115; 2007, No. 163 (Adj. Sess.), § 44.

History

Amendments--2007 (Adj. Sess.) Subsec. (b): Deleted the second and third sentences.

Amendments--2005 Subsec. (e): Amended generally.

Cross References

Cross references. Exemption of persons 80 years of age and over from payment of license renewal fees, see 32 V.S.A. § 1111.

§ 4714. Unprofessional conduct.

  1. A person licensed under this chapter or a person applying for a license shall not engage in unprofessional conduct.
  2. Unprofessional conduct means the following conduct in addition to the conduct set forth in 3 V.S.A.§ 129a:
    1. Failure to keep written respiratory care records justifying a course of treatment for a patient, including patient history, examination results, and test results.
    2. Performing professional services that have not been authorized by the patient or his or her legal representative.
    3. Performing any procedure or prescribing any therapy that, by the prevailing standards of respiratory care practice, would constitute experimentation on a human subject without first obtaining full, informed written consent.
    4. Sexual harassment of a patient.
    5. Engaging in a sexual act as defined in 13 V.S.A. § 3251 with a patient under the care of the person licensed under this chapter.
  3. In connection with a disciplinary action, the Office of Professional Regulation may refuse to accept the return of a license tendered by the subject of a disciplinary investigation.
  4. The burden of proof in a disciplinary action shall be on the State to show by a preponderance of the evidence that the person has engaged in unprofessional conduct.
  5. After hearing and upon a finding of unprofessional conduct or upon approval of a negotiated agreement, an administrative law officer may take disciplinary action against the licensee or applicant. That action may include any of the following conditions or restrictions, which may be in addition to or in lieu of a warning, reprimand, administrative penalty, suspension, or revocation:
    1. A requirement that the person submit to care or counseling.
    2. A restriction that a licensee practice only under supervision of a named individual or an individual with specified credentials.
    3. A requirement that a licensee participate in continuing education as directed by the administrative law officer in order to overcome specified deficiencies.
    4. A requirement that the licensee's scope of practice be restricted to a specified extent.
  6. The administrative law officer may reinstate a revoked license on terms and conditions he or she deems proper.

    Added 2003, No. 139 (Adj. Sess.), § 2.

Cross References

Cross references. Appeal to Office of Professional Regulation from decision of administrative law officer, see 3 V.S.A. § 130a.

§ 4715. Repealed. 2007, No. 163 (Adj. Sess.), § 45.

History

Former § 4715. Former § 4715, relating to grandfather provision for existing practitioners without formal respiratory care education, was derived from 2003, No. 139 (Adj. Sess.), § 2.

CHAPTER 93. MOTOR VEHICLE RACING

Sec.

Cross References

Cross references. Attachment of profession to Office of Professional Regulation, see 3 V.S.A. § 122.

Office of Professional Regulation generally, see 3 V.S.A. ch. 5, subch. 3.

Procedure for adoption of administrative rules, see 3 V.S.A. ch. 25.

Review of regulatory laws, see chapter 57 of this title.

§ 4801. Definitions.

As used in this chapter:

  1. "Director" means the Director of the Office of Professional Regulation.
  2. "Disciplinary action" means an action by an administrative law officer appointed under 3 V.S.A. § 129 premised upon a finding of wrongdoing. It also means a sanction of any kind, including denying, suspending, or revoking a permit or license, issuing warnings, and other sanctions.
  3. "Motor vehicle" means a land vehicle propelled or drawn by power other than muscular power, including an automobile; midget, sprint, or stock car; go-cart; all-terrain vehicle; motorcycle; and snowmobile.
  4. "Municipality" means a town, city, or village.
  5. "Office" means the Office of Professional Regulation.
  6. "Permittee" means the permit holder.
  7. "Race" means a race, scramble, demolition derby, or contest involving a motor vehicle as defined in this section at which prizes or other consideration is awarded to participants or admission is charged to spectators. However, this subdivision shall not apply to sports car events as defined in subdivision (11) of this section.
  8. "Regulation," unless otherwise specified, means a regulation or rule or amendment, revision, or repeal of a regulation or rule adopted by the Director.
  9. "Scramble" means a motorcycle race on a prescribed course over rugged terrain, usually a half-mile or more in length.
  10. "Selectboard" includes the mayor and board of aldermen or city council of a city, or the trustees of a village.
  11. A "sports car event" is an event in which one motor vehicle at a time competes over a defined course against a set standard and includes standards as to time, distance, and performance, including rallies, gymkhanas, autocrosses, hill climbs, and performance trials.

    Added 2005, No. 27 , § 116; 2019, No. 178 (Adj. Sess.), § 25, eff. Oct. 1, 2020.

History

Amendments--2019 (Adj. Sess.). Subdiv. (8): Substituted "Director" for "commission" at the end.

§ 4802. Permit required.

  1. No person shall conduct or hold any race, without first acquiring a permit from the Director and from the selectboard of the municipality where the race is to be held. Permits duly signed and certified to by the selectboard and Director shall be filed with the clerk in the municipality where the race is to be held.
  2. A person violating any of the provisions of subsection (a) of this section shall be subject to the penalties provided in 3 V.S.A. § 127(c) .

    Added 2005, No. 27 , § 116; amended 2007, No. 29 , § 75.

History

Amendments--2007. Subsec. (b): Substituted "subject to the penalties provided in subsection 127(c) of Title 3" for "fined not more than $1,000.00 or imprisoned not more than 30 days, or both, for each occurrence".

§ 4803. Director; duties.

  1. The Director shall:
    1. Provide general information to applicants for racing permits.
    2. Explain appeal procedures to permittees and applicants and complaint procedures to the public.
    3. Administer fees as established by law.
    4. Receive applications for permits, administer inspections of tracks, provide permits to applicants qualified under this chapter, and renew, revoke, and reinstate permits as ordered by an administrative law officer.
    5. Refer all disciplinary matters to an administrative law officer.
  2. The Director may adopt rules necessary to perform his or her duties under this chapter and shall establish safety standards for protection of the public pursuant to the provisions of this chapter. The Director shall seek the advice of the advisor appointees in drafting and adopting those rules.

    Added 2005, No. 27 , § 116.

§ 4804. Advisor appointees.

  1. The Secretary of State shall appoint three advisors for five-year terms to serve at the Secretary's pleasure in matters relating to motor vehicle racing.
  2. The Director shall seek the advice of the advisors in carrying out the provisions of this chapter.

    Added 2005, No. 27 , § 116.

Cross References

Cross references. Per diem compensation of advisor appointees, see 3 V.S.A. § 129b(f) and 32 V.S.A. § 1010.

§ 4805. Contents and conditions of permits.

A separate permit shall be required for each location of a race. Each application shall be submitted in writing on a form furnished by the Director, accompanied by payment of a fee required by this chapter, prior to a race or scramble. The application shall include: the name and address of the permittee; a description of the location where the race is to be held; the days and hours on which the race is to be held; details of the way in which the safety standards set out in section 4811 of this title and in rule are to be implemented; the number of spectators anticipated; the service and accommodations to be provided by the permittee during the race; and other information as may be required by the Director. A permittee shall only be authorized to hold the type of race for which the permittee's specific tracks and locations have been inspected and approved.

Added 2005, No. 27 , § 116; amended 2005, No. 148 (Adj. Sess.), § 51.

History

Amendments--2005 (Adj. Sess.). Added the last sentence.

§ 4806. Fees; dispositions.

  1. Notwithstanding the fee provisions of 3 V.S.A. § 125 , applicants and persons regulated under this chapter shall pay the following fees:
    1. Annual event permit applications:
      1. Auto racing                                                $  800.00;       (B) Go-cart, snowmobile, or motorcycle racing                  $  500.00;      (2) Unlimited event permit applications:       (A) Auto racing                                               $ 1,250.00;       (B) Go-cart, snowmobile, or motorcycle racing                 $ 1,250.00;      (3) Single event permit applications:       (A) Auto racing                                                $  500.00;       (B) Go-cart, snowmobile, or motorcycle racing                  $  500.00;      (4) Annual event permit biennial renewals:       (A) Auto racing                                                $  500.00;       (B) Go-cart, snowmobile, or motorcycle racing                  $  500.00;      (5) Unlimited event permit biennial renewals:       (A) Auto racing                                               $ 2,500.00;       (B) Go-cart, snowmobile, or motorcycle racing                 $ 2,500.00.
  2. A municipality where a race is to be held may charge an additional fee, not to exceed the municipality's costs associated with the race.
  3. A single event permit shall authorize any number of events within a 10-day period in the same location and on the same racing track. An annual-event permit shall authorize any number of events within two 10-day periods in consecutive years and may be renewed every two years.
  4. Notwithstanding the provisions of subdivision (a)(3)(B) of this section, a person in good standing incorporated or authorized to transact business as a nonprofit corporation under Title 11B shall pay a fee of $100.00 for a single-event snowmobile racing permit.

    Added 2005, No. 27 , § 116; amended 2009, No. 103 (Adj. Sess.), § 52; 2011, No. 128 (Adj. Sess.), § 2a.

History

Amendments--2011 (Adj. Sess.) Subdivs. (a)(4) and (a)(5): Substituted "renewals" for "renewal".

Subsec. (d): Added.

Amendments--2009 (Adj. Sess.) Rewrote subsec. (a) and added subsec. (c).

§ 4807. Renewals.

  1. Permits shall be renewed every two years upon payment of the required fee.
  2. Biennially, the Director shall forward a renewal form to each permit holder. Upon receipt of the completed form and the renewal fee, the Director shall issue a new permit.
  3. Any application for renewal of a permit that has expired shall be accompanied by the renewal fee and late renewal penalty. A person shall not be required to pay renewal fees for years during which the permit was lapsed.

    Added 2005, No. 27 , § 116.

§ 4808. Proof of insurance required.

Permittees shall file with the Director and the clerk of the municipality issuing a permit a liability insurance certificate showing a current policy covering bodily injury with limits of not less than $500,000.00 per individual and $2 million per event and property damage with limits of not less than $2 million.

Added 2005, No. 27 , § 116.

§ 4809. Regulations under which a race may be conducted.

The Director shall adopt and publish, and from time to time may alter, amend, or repeal, safety rules pertaining to racing and track standards. The safety standards set forth in section 4811 of this title shall be minimum standards only, and the Director may prescribe additional or more stringent safety rules as circumstances may require.

Added 2005, No. 27 , § 116.

§ 4810. Inspection and suspension.

The Director or his or her designees may inspect race facilities before or during any race and may suspend a permit immediately for failure to comply with this chapter or with any administrative rule or any of the conditions under which the permit was issued.

Added 2005, No. 27 , § 116.

§ 4811. Safety standards.

Minimum safety standards for the conduct of any race covered by this chapter are established as follows:

  1. Each race track shall have a substantial fence of steel wire or plank construction or other barrier not less than three feet high between the track and area designated for spectators. No grandstand shall be constructed or spectators allowed on a curved side of a track. For motorcycle, ATV, or snowmobile racing, each track shall have a snow fence or other suitable barrier not less than four feet high between the track and the area designated for spectators. The outside portion of all tracks shall be a reasonable distance from the spectators.
  2. Each racing promoter or permittee shall provide proper police protection, fire protection, and medical aid and enforce sanitary and health measures at all times.
  3. Any driver shall have a legal operator's license. Any driver under the age of majority shall have the written consent of a parent or guardian. A person under 10 years of age shall not be allowed in the pit area.
  4. No operator suspected of being in violation of 23 V.S.A. § 1201 shall be permitted to drive in.
  5. The enforcement of all track safety standards shall be under the jurisdiction of the Director and the Department of Public Safety and the cost of enforcement shall be paid by the permittee.
  6. Any rules adopted by the Director or permittee for the protection of life, health, and property shall be posted in a conspicuous place at all times.

    Added 2005, No. 27 , § 116; amended 2013, No. 138 (Adj. Sess.), § 50a.

History

Amendments--2013 (Adj. Sess.). Subdiv. (3): Added the last sentence.

§ 4812. Police protection.

Adequate police protection within the grounds and the vicinity of a race and the adjacent public highways shall be provided by the permittee as required by the Director. Expenses for police protection shall be borne by the permittee, and no funds shall be expended from the appropriation of the Department of Public Safety for that protection.

Added 2005, No. 27 , § 116.

§ 4813. Unprofessional conduct.

  1. A permittee shall not engage in unprofessional conduct. When unprofessional conduct is committed by an applicant, it may be grounds for denial of the application or other disciplinary action.
  2. Unprofessional conduct means a failure to comply with the provisions of this chapter, the safety standards set forth by administrative rule, or the conduct set forth in 3 V.S.A. § 129a .
  3. After notice and an opportunity for hearing, and upon a finding of unprofessional conduct, an administrative law officer may take disciplinary action against a permittee or applicant.

    Added 2005, No. 27 , § 116.

Cross References

Cross references. Appeal to Office of Professional Regulation from decision of administrative law officer, see 3 V.S.A. § 130a.

CHAPTER 95. APPLIED BEHAVIOR ANALYSIS

History

2016. The chapter on foresters, enacted as chapter 95 of this title pursuant to 2015, No. 166 (Adj. Sess.), § 2, has been redesignated as chapter 101 of this title to avoid conflict with this chapter.

Cross References

Cross references. Attachment of profession to Office of Professional Regulation, see 3 V.S.A. § 122.

Office of Professional Regulation generally, see 3 V.S.A. ch. 5, subch. 3.

Procedure for adoption of administrative rules, see 3 V.S.A. ch. 25.

Review of regulatory laws, see chapter 57 of this title.

Subchapter 1. General Provisions

§ 4901. Purpose and effect.

In order to safeguard the life and health of the people of this State, a person shall not hold himself or herself out as practicing, practice, or offer to practice, as an applied behavior analyst or an assistant behavior analyst unless currently licensed under this chapter.

Added 2015, No. 38 , § 46, eff. July 1, 2016.

§ 4902. Definitions.

As used in this chapter:

  1. "Applied behavior analyst" means a person who is licensed under this chapter to engage in the practice of applied behavior analysis.
  2. "Assistant behavior analyst" means a person who is licensed under this chapter to engage in the practice of applied behavior analysis under the supervision of an applied behavior analyst.
  3. "Director" means the Director of the Office of Professional Regulation.
  4. "License" means a current authorization granted by the Director permitting the practice of applied behavior analysis.
  5. "Practice of applied behavior analysis" means the design, implementation, and evaluation of systematic instructional and environmental modifications for the purpose of producing socially significant improvements in and understanding of behavior based on the principles of behavior identified through the experimental analysis of behavior.
    1. It includes the identification of functional relationships between behavior and environments.
    2. It uses direct observation and measurement of behavior and environment. Contextual factors, establishing operations, antecedent stimuli, positive reinforcers, and other consequences are used, based on identified functional relationships with the environment, in order to produce practical behavior change.

      Added 2015, No. 38 , § 46, eff. July 1, 2016; amended 2015, No. 97 (Adj. Sess.), § 86.

History

Amendments--2015 (Adj. Sess.). Subdiv. (3): Inserted "the Office of" preceding "Professional Regulation".

§ 4903. Prohibitions; offenses.

  1. It shall be a violation of this chapter for any person, including any corporation, association, or individual, to:
    1. sell or fraudulently obtain or furnish any applied behavior analysis degree, diploma, certificate of registration, license, or any other related document or record or to aid or abet another person to do so;
    2. practice applied behavior analysis under cover of any degree, diploma, registration, license, or related document or record illegally or fraudulently obtained or signed or issued unlawfully or under fraudulent representation;
    3. practice applied behavior analysis unless currently licensed or otherwise authorized to do so under the provisions of this chapter;
    4. represent himself or herself as being licensed or otherwise authorized by this State to practice applied behavior analysis or use in connection with a name any words, letters, signs, or figures that imply that a person is an applied behavior analyst or assistant behavior analyst when not licensed or otherwise authorized under this chapter;
    5. practice applied behavior analysis during the time a license or authorization issued under this chapter is suspended or revoked; or
    6. employ an unlicensed or unauthorized person to practice as an applied behavior analyst or assistant behavior analyst.
  2. Any person violating this section shall be subject to the penalties provided in 3 V.S.A. § 127 .

    Added 2015, No. 38 , § 46, eff. July 1, 2016.

§ 4904. Exceptions.

This chapter does not prohibit:

  1. The practice of a person who is not licensed under this chapter, who does not use the term "behavior analysis" or similar descriptors suggesting licensure under this chapter, and who is engaged in the course of his or her customary duties:
    1. in the practice of a religious ministry;
    2. in employment or rehabilitation counseling;
    3. as an employee of or under contract with the Agency of Human Services;
    4. as a mediator;
    5. in an official evaluation for court purposes;
    6. as a member of a self-help group, such as Alcoholics Anonymous, peer counseling, or domestic violence groups, whether or not for consideration;
    7. as a respite caregiver, foster care worker, or hospice worker; or
    8. incident to the practice of any other legally recognized profession or occupation.
  2. A person engaged or acting in the discharge of his or her duties as a student of applied behavior analysis or preparing for the practice of applied behavior analysis, provided that the person's title indicates his or her training status and that the preparation occurs under the supervision of an applied behavior analyst in a recognized training institution or facility.
  3. A behavior interventionist or paraprofessional, employed by a school, from working under the close direction of a supervisor licensed under this chapter, in relation to the direct implementation of skill-acquisition and behavior-modification plans developed by the supervisor or in relation to data collection or assessment designed by the supervisor, provided the supervisor retains ultimate responsibility for delegating professional responsibilities in a manner consistent with 3 V.S.A. § 129a(a)(6) .

    Added 2015, No. 38 , § 46, eff. July 1, 2016.

Subchapter 2. Administration

§ 4911. Duties of the Director.

  1. The Director shall:
    1. provide general information to applicants for licensure under this chapter;
    2. receive applications for licensure and provide licenses to applicants qualified under this chapter;
    3. administer fees as established by law;
    4. refer all disciplinary matters to an administrative law officer;
    5. renew, revoke, and reinstate licenses as ordered by an administrative law officer; and
    6. explain appeal procedures to persons licensed under this chapter and to applicants and complaint procedures to the public.
  2. The Director may adopt rules necessary to perform his or her duties under this section.

    Added 2015, No. 38 , § 46, eff. July 1, 2016.

§ 4912. Advisor appointees.

  1. The Secretary of State shall appoint three persons in accordance with 3 V.S.A. § 129b for three-year staggered terms to serve at the Secretary's pleasure as advisors in matters relating to applied behavior analysis. One of the initial appointments shall be for less than a three-year term.
    1. Two of these appointees shall be applied behavior analysts.
      1. An applied behavior analyst advisor appointee shall have not less than three years' experience as an applied behavior analyst immediately preceding appointment, shall be licensed as an applied behavior analyst in Vermont, and shall be actively engaged in the practice of applied behavior analysis in this State during incumbency.
      2. Not more than one of these appointees may be employed by a designated agency. As used in this subdivision, "designated agency" shall have the same meaning as in 18 V.S.A. § 7252 .
    2. One of these appointees shall be the parent of an individual with autism or a developmental disorder who is a recipient of applied behavior analysis services. This appointee shall not have a child or other family member who is receiving applied behavior analysis services from one of the advisor appointees appointed under subdivision (1) of this subsection.
  2. The Director shall seek the advice of the advisor appointees in carrying out the provisions of this chapter.

    Added 2015, No. 38 , § 46, eff. July 1, 2016.

Cross References

Cross references. Per diem compensation of advisor appointees, see 3 V.S.A. § 129b(f) and 32 V.S.A. § 1010.

Subchapter 3. Licenses

§ 4921. Eligibility for licensure by examination as an applied behavior analyst.

To be eligible for licensure as an applied behavior analyst, an applicant shall:

  1. Obtain a doctoral or master's degree from a recognized educational program accredited by the Association for Behavior Analysis International Accreditation Board, or from a program at a recognized educational institution that is approved by the Director and that substantially meets the educational standards of the Association for Behavior Analysis International Accreditation Board or the Behavior Analysis Certification Board. Any program shall include an approved course sequence of the Behavior Analyst Certification Board.
  2. Successfully complete an approved practicum or supervised experience in the practice of applied behavior analysis, totaling at least 1,500 hours over a period of not less than one calendar year, of which at least 75 hours are in direct one-to-one contact with a supervisor.
  3. Successfully complete, as defined by the Director, a nationally recognized examination adopted from the Behavior Analyst Certification Board and approved by the Director, related to the principles and practice of applied behavior analysis. This subdivision (3) shall not be construed to require the Director to develop or administer any examination.

    Added 2015, No. 38 , § 46, eff. July 1, 2016.

§ 4922. Eligibility for licensure by examination as an assistant behavior analyst.

To be eligible for licensure as an assistant behavior analyst, an applicant shall:

  1. Obtain a bachelor's degree from a program at a recognized educational institution that is approved by the Director and that substantially meets the educational standards of the Association for Behavior Analysis International Accreditation Board or the Behavior Analysis Certification Board. Any program shall include an approved course sequence of the Behavior Analyst Certification Board.
  2. Successfully complete an approved practicum or supervised experience in the practice of applied behavior analysis, totaling at least 1,000 hours over a period of not less than one calendar year, of which at least 50 hours are in direct one-to-one contact with a supervisor.
  3. Successfully complete, as defined by the Director, a nationally recognized examination adopted from the Behavior Analyst Certification Board and approved by the Director, related to the principles and practice of applied behavior analysis. This subdivision (3) shall not be construed to require the Director to develop or administer any examination.

    Added 2015, No. 38 , § 46, eff. July 1, 2016.

§ 4923. Licensure by endorsement.

A person may be licensed under this chapter if he or she:

    1. possesses a valid registration or license to engage in the practice of applied behavior analysis issued by the appropriate regulatory authority of a state, territory, or possession of the United States, or the District of Columbia, based on requirements and qualifications shown by the application to be equal to or greater than the requirements of this chapter; or (1) (A) possesses a valid registration or license to engage in the practice of applied behavior analysis issued by the appropriate regulatory authority of a state, territory, or possession of the United States, or the District of Columbia, based on requirements and qualifications shown by the application to be equal to or greater than the requirements of this chapter; or
    2. is certified as a board certified behavior analyst by the Behavior Analyst Certification Board; and
  1. meets any active practice requirements established by the Director by rule.

    Added 2015, No. 38 , § 46, eff. July 1, 2016.

§ 4924. Issuance of licenses.

The Director shall issue a license, upon payment of the fees prescribed in this chapter, to any applicant who has satisfactorily met all the requirements of this chapter.

Added 2015, No. 38 , § 46, eff. July 1, 2016.

§ 4925. Renewals.

  1. Licenses shall be renewed every two years, on a schedule determined by the Director, upon payment of the renewal fee.
  2. Biennially, the Director shall provide notice to each licensee of license expiration and renewal requirements. Upon receipt of a complete and satisfactory renewal application and fee, the Director shall issue a new license.
  3. As a condition of renewal, the Director may by rule require that a licensee establish that he or she has completed continuing education. The Director may accept proof of current certification from the Behavior Analyst Certification Board as evidence of continuing competency if the Director finds that the maintenance of such certification implies appropriate continuing education.
  4. [Repealed.]

    Added 2015, No. 38 , § 46, eff. July 1, 2016; amended 2019, No. 30 , § 25.

History

Amendments--2019. Subsec. (b): Substituted "a complete and satisfactory renewal application and fee" for "the completed form and the renewal fee" in the second sentence.

Subsec. (d): Repealed.

Cross References

Cross references. Exemption of persons 80 years of age and over from payment of license renewal fees, see 32 V.S.A. § 1111.

§ 4926. License and renewal fees.

Applicants and persons regulated under this chapter shall pay those fees set forth in 3 V.S.A. § 125(b) .

Added 2015, No. 38 , § 46, eff. July 1, 2016.

§ 4927. Applications.

The Director shall promulgate applications for licensure and license renewal. Each application shall contain a statement under oath showing the applicant's education, experience, and other pertinent information and shall be accompanied by the required fee.

Added 2015, No. 38 , § 46, eff. July 1, 2016; amended 2019, No. 30 , § 25.

History

Amendments--2019. Substituted "The" for "Applications for licensure and license renewal shall be on forms provided by the" at the beginning, and inserted "shall promulgate applications for licensure and license renewal" at the end of the first sentence.

§ 4928. Scope of practice of applied behavior analysts.

  1. A person licensed under this chapter shall only engage in the practice of applied behavior analysis upon, and within the scope of, a referral from a licensed health professional or school official duly authorized to make such a referral.
  2. The practice of applied behavior analysis shall not include psychological testing, neuropsychology, diagnosis of mental health or developmental conditions, psychotherapy, cognitive therapy, sex therapy, psychoanalysis, psychopharmacological recommendations, hypnotherapy, or academic teaching by college or university faculty.

    Added 2015, No. 38 , § 46, eff. July 1, 2016.

§ 4929. Supervision of assistant behavior analysts.

An assistant behavior analyst shall only engage in the practice of applied behavior analysis if he or she has a minimum of five hours per month of off-site case supervision by an applied behavior analyst. A supervising applied behavior analyst may require that his or her supervision of an assistant behavior analyst exceed the minimum requirements of this section, including the requirement that the supervision be on-site.

Added 2015, No. 38 , § 46, eff. July 1, 2016.

§ 4930. Disclosure of information.

The Director may adopt rules requiring a person licensed under this chapter to disclose the licensee's professional qualifications and experience, those actions that constitute unprofessional conduct, and the method for filing a complaint or making a consumer inquiry, and the manner in which that information shall be made available and to whom.

Added 2015, No. 38 , § 46, eff. July 1, 2016.

§ 4931. Unprofessional conduct.

  1. Unprofessional conduct means the following conduct and the conduct set forth in 3 V.S.A. § 129a , committed by a licensee, an applicant, or a person who later becomes an applicant:
    1. making or causing to be made a false, fraudulent, or forged statement or representation in procuring or attempting to procure licensure or renew a license to practice under this chapter;
    2. using dishonest or misleading advertising;
    3. misusing a title in professional activity;
    4. engaging in any sexual conduct with a client, or with the immediate family member of a client, with whom the licensee has had a professional relationship within the previous five years;
    5. harassing, intimidating, or abusing a client;
    6. entering into an additional relationship with a client, supervisee, research participant, or student that might impair the person's objectivity or otherwise interfere with a licensee's obligations;
    7. practicing outside or beyond a licensee's area of training, experience, or competence;
    8. being or having been convicted of a misdemeanor related to the practice of applied behavior analysis or a felony;
    9. being unable to practice applied behavior analysis competently by reason of any cause;
    10. willfully or repeatedly violating any of the provisions of this chapter;
    11. being habitually intemperate or addicted to the use of habit-forming drugs;
    12. having a mental, emotional, or physical disability, the nature of which interferes with the ability to practice applied behavior analysis competently;
    13. engaging in conduct of a character likely to deceive, defraud, or harm the public, including exposing clients to unjustifiably degrading or cruel interventions or implementing therapies not supported by a competent clinical rationale; or
    14. failing to notify the Director in writing within ten days of the loss, revocation, discontinuation, or invalidation of any certification or degree offered to support eligibility for licensure or to demonstrate continuing competency.
  2. A person shall not be liable in a civil action for damages resulting from the good faith reporting of information to the Director or the Office of Professional Regulation about alleged incompetent, unprofessional, or unlawful conduct of a person licensed under this chapter.

    Added 2015, No. 38 , § 46, eff. July 1, 2016.

CHAPTER 97. POTABLE WATER SUPPLY AND WASTEWATER SYSTEM DESIGNERS

Cross References

Cross references. Attachment of profession to Office of Professional Regulation, see 3 V.S.A. § 122.

Office of Professional Regulation generally, see 3 V.S.A. ch. 5, subch. 3.

Procedure for adoption of administrative rules, see 3 V.S.A. ch. 25.

Review of regulatory laws, see chapter 57 of this title.

Subchapter 1. General Provisions

§ 5001. Purpose and effect.

In order to safeguard the life and health of the people of this State, a person, other than a professional engineer exempted under this chapter, shall not design a potable water supply or wastewater system that requires a permit or designer's certification or license under the laws of this State unless currently licensed under this chapter.

Added 2015, No. 156 (Adj. Sess.), § 11, eff. Jan. 1, 2017.

§ 5002. Definitions.

As used in this chapter:

  1. "Director" means the Director of the Office of Professional Regulation.
  2. "License" means a current authorization granted by the Director permitting the practice of potable water supply or wastewater system design.
  3. "Potable water supply or wastewater system designer" or "designer" means a person who is licensed under this chapter to engage in the practice of potable water supply or wastewater system design.
  4. "Practice of potable water supply or wastewater system design" or "design" means planning the physical and operational characteristics of a potable water supply or wastewater system that requires a permit or designer's certification or license under the laws of this State.

    Added 2015, No. 156 (Adj. Sess.), § 11, eff. Jan. 1, 2017.

§ 5003. Prohibitions; offenses.

  1. It shall be a violation of this chapter for any person, including any corporation, association, or individual, to:
    1. sell or fraudulently obtain or furnish any design degree, diploma, certificate of registration, license, or any other related document or record or to aid or abet therein;
    2. practice design under cover of any degree, diploma, registration, license, or related document or record illegally or fraudulently obtained or signed or issued unlawfully or under fraudulent representation;
    3. practice design unless duly registered and currently licensed or otherwise authorized to do so under the provisions of this chapter;
    4. represent himself or herself as being licensed or otherwise authorized by this State to practice design or use in connection with a name any words, letters, signs, or figures that imply that a person is a licensed designer when not licensed or otherwise authorized under this chapter;
    5. practice design during the time a license or authorization issued under this chapter is suspended or revoked;
    6. employ an unlicensed or unauthorized person to practice as a licensed designer; or
    7. practice or employ a licensed designer to practice beyond the scope of his or her practice prescribed by rule.
  2. Any person violating this section shall be subject to the penalties provided in 3 V.S.A. § 127 .

    Added 2015, No. 156 (Adj. Sess.), § 11, eff. Jan. 1, 2017.

§ 5004. Exceptions.

This chapter does not prohibit:

  1. the furnishing of assistance in the case of an emergency or disaster;
  2. the practice of design by a person employed by the U.S. government or any bureau, division, or agency thereof while in the discharge of his or her official federal duties; or
  3. the practice of any other occupation or profession by a person duly licensed or otherwise authorized under the laws of this State.

    Added 2015, No. 156 (Adj. Sess.), § 11, eff. Jan. 1, 2017.

§ 5005. Qualified professional engineers exempt.

A licensed professional engineer may practice design without a license under this chapter if he or she satisfies the criteria set forth in 10 V.S.A. § 1975(b) .

Added 2015, No. 156 (Adj. Sess.), § 11, eff. Jan. 1, 2017.

Subchapter 2. Administration

§ 5011. Duties of the Director.

  1. The Director shall:
    1. provide general information to applicants for licensure as designers;
    2. receive applications for licensure, administer or approve examinations, and provide licenses to applicants qualified under this chapter;
    3. administer fees as established by law;
    4. refer all disciplinary matters to an administrative law officer;
    5. renew, revoke, and reinstate licenses as ordered by an administrative law officer; and
    6. explain appeal procedures to licensed designers and to applicants, and complaint procedures to the public.
  2. The Director shall adopt rules necessary to perform his or her duties under this section after due consultation with the Secretary of Natural Resources. These rules may establish grades, types, classes, or subcategories of licenses corresponding to prescribed scopes of practice.

    Added 2015, No. 156 (Adj. Sess.), § 11, eff. Jan. 1, 2017.

§ 5012. Advisor appointees.

    1. The Secretary of State shall appoint three persons to be advisors to the Secretary, two of which shall be designers licensed under this chapter and one of which shall be a representative of the Agency of Natural Resources. Advisors shall be appointed for five-year staggered terms to serve at the Secretary's pleasure as advisors in matters relating to design. Two of the initial appointments may be for a term of fewer than five years. (a) (1)  The Secretary of State shall appoint three persons to be advisors to the Secretary, two of which shall be designers licensed under this chapter and one of which shall be a representative of the Agency of Natural Resources. Advisors shall be appointed for five-year staggered terms to serve at the Secretary's pleasure as advisors in matters relating to design. Two of the initial appointments may be for a term of fewer than five years.
    2. A designer appointee shall have not fewer than five years' experience as a licensed designer immediately preceding appointment; shall be licensed as a designer in Vermont; and shall be actively engaged in the practice of design in this State during incumbency.
    3. The Agency of Natural Resources appointee shall be involved in the permitting program established under 10 V.S.A. chapter 64.
  1. The Director shall seek the advice of the advisor appointees in carrying out the provisions of this chapter.

    Added 2015, No. 156 (Adj. Sess.), § 11, eff. Jan. 1, 2017.

Cross References

Cross references. Per diem compensation of advisor appointees, see 3 V.S.A. § 129b(f) and 32 V.S.A. § 1010.

Subchapter 3. Licenses

§ 5021. Eligibility for licensure.

  1. To be eligible for licensure as a designer, an applicant shall be at least 18 years of age; able to read and write the English language; hold a high school diploma, General Equivalency Diploma (GED), or equivalent; and demonstrate such specific education, training, experience, and examination performance as the Director may by rule require to hold the class of license sought.
  2. The Director may waive examination for an applicant licensed or certified in good standing by a foreign jurisdiction found by the Director to enforce equivalent standards to obtain the class of license sought in this State. The applicant's previous job description and experience in the design field may be considered.

    Added 2015, No. 156 (Adj. Sess.), § 11, eff. Jan. 1, 2017.

§ 5022. License renewal.

    1. A license shall be renewed every two years upon application, payment of the required fee, and proof of compliance with such continuing education or periodic reexamination requirements as the Director may by rule prescribe. Failure to comply with the provisions of this section shall result in suspension of all privileges granted to the licensee, beginning on the expiration date of the license. (a) (1)  A license shall be renewed every two years upon application, payment of the required fee, and proof of compliance with such continuing education or periodic reexamination requirements as the Director may by rule prescribe. Failure to comply with the provisions of this section shall result in suspension of all privileges granted to the licensee, beginning on the expiration date of the license.
    2. A license that has lapsed shall be renewed upon payment of the biennial renewal fee and the late renewal penalty.
  1. The Director may adopt rules necessary for the protection of the public to assure the Director that an applicant whose license has lapsed or who has not worked for more than three years as a licensed designer is professionally qualified for license renewal. Conditions imposed under this subsection shall be in addition to the requirements of subsection (a) of this section.

    Added 2015, No. 156 (Adj. Sess.), § 11, eff. Jan. 1, 2017.

Cross References

Cross references. Exemption of persons 80 years of age and over from payment of license renewal fees, see 32 V.S.A. § 1111.

§ 5023. Applications.

Applications for licensure and license renewal shall be on forms provided by the Director. Each application shall contain a statement under oath showing the applicant's education, experience, and other pertinent information and shall be accompanied by the required fee.

Added 2015, No. 156 (Adj. Sess.), § 11, eff. Jan. 1, 2017.

§ 5024. Licensure generally.

The Director shall issue a license or renew a license, upon payment of the fees required under this chapter, to an applicant or licensee who has satisfactorily met all the requirements of this chapter.

Added 2015, No. 156 (Adj. Sess.), § 11, eff. Jan. 1, 2017.

§ 5025. Fees.

Applicants and persons regulated under this chapter shall pay those fees set forth in 3 V.S.A. § 125(b) .

Added 2015, No. 156 (Adj. Sess.), § 11, eff. Jan. 1, 2017.

§ 5026. Unprofessional conduct.

  1. Unprofessional conduct means the following conduct and the conduct set forth in 3 V.S.A. § 129a committed by a licensee, an applicant, or a person who later becomes an applicant:
    1. has made or caused to be made a false, fraudulent, or forged statement or representation in procuring or attempting to procure registration or renew a license to practice as a licensed designer;
    2. whether or not committed in this State, has been convicted of a crime related to water system design or installation or a felony that evinces an unfitness to practice design;
    3. is unable to practice design competently by reason of any cause;
    4. has willfully or repeatedly violated or caused the violation of any of the provisions of this chapter, the terms of a permit, the Vermont On-Site Wastewater and Potable Water Supply Regulations, or the Vermont Water Quality Standards;
    5. is habitually intemperate or is addicted to the use of habit-forming drugs;
    6. has a mental, emotional, or physical disability, the nature of which interferes with the ability to practice design competently;
    7. engages in conduct of a character likely to deceive, defraud, or harm the public;
    8. has reviewed or acted on permit applications for a potable water supply or wastewater system that he or she designed or installed.
  2. A person shall not be liable in a civil action for damages resulting from the good faith reporting of information to the Director or the Office of Professional Regulation about alleged incompetent, unprofessional, or unlawful conduct of a licensed designer.

    Added 2015, No. 156 (Adj. Sess.), § 11, eff. Jan. 1, 2017.

CHAPTER 99. POLLUTION ABATEMENT FACILITY OPERATORS

Cross References

Cross references. Attachment of profession to Office of Professional Regulation, see 3 V.S.A. § 122.

Office of Professional Regulation generally, see 3 V.S.A. ch. 5, subch. 3.

Procedure for adoption of administrative rules, see 3 V.S.A. ch. 25.

Review of regulatory laws, see chapter 57 of this title.

Subchapter 1. General Provisions

§ 5101. Purpose and effect.

In order to safeguard the life and health of the people of this State, a person shall not practice or offer to practice pollution abatement facility operation unless currently licensed under this chapter.

Added 2015, No. 156 (Adj. Sess.), § 13, eff. Jan. 1, 2017.

§ 5102. Definitions.

As used in this chapter:

  1. "Director" means the Director of the Office of Professional Regulation.
  2. "License" means a current authorization granted by the Director permitting the practice of pollution abatement facility operation.
  3. "Permit," when used as a noun, means an authorization by the Agency of Natural Resources to operate a facility regulated under 10 V.S.A. § 1263 .
  4. "Practice of pollution abatement facility operation" means the operation and maintenance of a facility regulated under 10 V.S.A. § 1263 by a person required by the terms of a permit to hold particular credentials, including those of an "operator," "assistant chief operator," or "chief operator."
  5. "Pollution abatement facility operator" means a person who is licensed under this chapter, or pursuant to rules developed pursuant to this chapter, to engage in the practice of pollution abatement facility operation consistent with a permit.

    Added 2015, No. 156 (Adj. Sess.), § 13, eff. Jan. 1, 2017.

§ 5103. Prohibitions; offenses.

  1. It shall be a violation of this chapter for any person, including any corporation, association, or individual, to:
    1. sell or fraudulently obtain or furnish any pollution abatement facility operation degree, diploma, certificate of registration, license, or any other related document or record or to aid or abet therein;
    2. practice or knowingly permit the practice of pollution abatement facility operation under cover of any degree, diploma, registration, license, or related document or record illegally or fraudulently obtained or signed or issued unlawfully or under fraudulent representation;
    3. practice or permit the practice of pollution abatement facility operation other than by a person duly registered and currently licensed or otherwise authorized to do so under the provisions of this chapter;
    4. represent himself or herself as being licensed or otherwise authorized by this State to practice pollution abatement facility operation or use in connection with a name any words, letters, signs, or figures that imply that a person is a pollution abatement facility operator when not licensed or otherwise authorized under this chapter;
    5. practice pollution abatement facility operation during the time a license or authorization issued under this chapter is suspended or revoked; or
    6. employ an unlicensed or unauthorized person to practice as a pollution abatement facility operator.
  2. Any person violating this section shall be subject to the penalties provided in 3 V.S.A. § 127(c) .

    Added 2015, No. 156 (Adj. Sess.), § 13, eff. Jan. 1, 2017.

§ 5104. Exceptions.

This chapter does not prohibit:

  1. the furnishing of assistance in the case of an emergency or disaster; or
  2. a person not licensed under this chapter from working under the direct or indirect supervision of a pollution abatement facility operator, where such employment is consistent with the terms, conditions, and intent of a facility's permit.

    Added 2015, No. 156 (Adj. Sess.), § 13, eff. Jan. 1, 2017.

Subchapter 2. Administration

§ 5111. Duties of the Director.

  1. The Director shall:
    1. provide general information to applicants for licensure as pollution abatement facility operators;
    2. receive applications for licensure, administer or approve examinations and training programs, and provide licenses to applicants qualified under this chapter;
    3. administer fees as established by law;
    4. refer all disciplinary matters to an administrative law officer;
    5. renew, revoke, and reinstate licenses as ordered by an administrative law officer; and
    6. explain appeal procedures to licensed pollution abatement facility operators and to applicants, and complaint procedures to the public.
  2. The Director shall adopt rules necessary to perform his or her duties under this section after due consultation with the Secretary of Natural Resources. These rules may establish grades, types, classes, or subcategories of licenses corresponding to facilities of distinct types and complexity.

    Added 2015, No. 156 (Adj. Sess.), § 13, eff. Jan. 1, 2017.

§ 5112. Advisor appointees.

    1. The Secretary of State shall appoint three persons to be advisors to the Secretary, two of which shall be pollution abatement facility operators and one of which shall be a representative of the Agency of Natural Resources. Advisors shall be appointed for five-year staggered terms to serve at the Secretary's pleasure as advisors in matters relating to operation. Two of the initial appointments may be for a term of fewer than five years. (a) (1)  The Secretary of State shall appoint three persons to be advisors to the Secretary, two of which shall be pollution abatement facility operators and one of which shall be a representative of the Agency of Natural Resources. Advisors shall be appointed for five-year staggered terms to serve at the Secretary's pleasure as advisors in matters relating to operation. Two of the initial appointments may be for a term of fewer than five years.
    2. A pollution abatement facility operator appointee shall have not fewer than five years' experience as a pollution abatement facility operator immediately preceding appointment, shall be licensed as a pollution abatement facility operator in Vermont, and shall be actively engaged in the practice of pollution abatement facility operation in this State during incumbency.
    3. An appointee representing the Agency of Natural Resources shall be involved in the administration of the permitting program established under 10 V.S.A. § 1263 .
  1. The Director shall seek the advice of the advisor appointees in carrying out the provisions of this chapter.

    Added 2015, No. 156 (Adj. Sess.), § 13, eff. Jan. 1, 2017.

Cross References

Cross references. Per diem compensation of advisor appointees, see 3 V.S.A. § 129b(f) and 32 V.S.A. § 1010.

Subchapter 3. Licenses

§ 5121. Eligibility for licensure.

  1. To be eligible for licensure as a pollution abatement facility operator, an applicant shall be at least 18 years of age; be able to read and write the English language; and demonstrate such specific education, training, experience, and examination performance as the Director may by rule require to hold the class of license sought.
  2. The Director may waive examination for an applicant licensed or certified in good standing by a foreign jurisdiction found by the Director to enforce equivalent standards to obtain the class of license sought in this State. The applicant's previous job description and experience in the pollution abatement field may be considered.

    Added 2015, No. 156 (Adj. Sess.), § 13, eff. Jan. 1, 2017; 2019, No. 178 (Adj. Sess.), § 26, eff. Oct. 1, 2020.

History

Amendments--2019 (Adj. Sess.). Subsec. (a): Deleted "hold a high school diploma, General Equivalency Diploma (GED), or equivalent" following "language".

§ 5122. License renewal.

    1. A license shall be renewed every two years upon application, payment of the required fee, and proof of compliance with such continuing education or periodic reexamination requirements as the Director may by rule prescribe. Failure to comply with the provisions of this section shall result in suspension of all privileges granted to the licensee, beginning on the expiration date of the license. (a) (1)  A license shall be renewed every two years upon application, payment of the required fee, and proof of compliance with such continuing education or periodic reexamination requirements as the Director may by rule prescribe. Failure to comply with the provisions of this section shall result in suspension of all privileges granted to the licensee, beginning on the expiration date of the license.
    2. A license that has lapsed shall be renewed upon payment of the biennial renewal fee and the late renewal penalty.
  1. The Director may adopt rules necessary for the protection of the public to assure the Director that an applicant whose license has lapsed or who has not worked for more than three years as a pollution abatement facility operator is professionally qualified for license renewal. Conditions imposed under this subsection shall be in addition to the requirements of subsection (a) of this section.

    Added 2015, No. 156 (Adj. Sess.), § 13, eff. Jan. 1, 2017.

Cross References

Cross references. Exemption of persons 80 years of age and over from payment of license renewal fees, see 32 V.S.A. § 1111.

§ 5123. Applications.

Applications for licensure and license renewal shall be on forms provided by the Director. Each application shall contain a statement under oath showing the applicant's education, experience, and other pertinent information and shall be accompanied by the required fee.

Added 2015, No. 156 (Adj. Sess.), § 13, eff. Jan. 1, 2017.

§ 5124. Licensure generally.

The Director shall issue a license or renew a license upon payment of the fees required under this chapter to an applicant or licensee who has satisfactorily met all the requirements of this chapter.

Added 2015, No. 156 (Adj. Sess.), § 13, eff. Jan. 1, 2017.

§ 5125. Fees.

Applicants and persons regulated under this chapter shall pay those fees set forth in 3 V.S.A. § 125(b) .

Added 2015, No. 156 (Adj. Sess.), § 13, eff. Jan. 1, 2017.

§ 5126. Unprofessional conduct.

  1. Unprofessional conduct means the following conduct and the conduct set forth in 3 V.S.A. § 129a committed by a licensee, an applicant, or a person who later becomes an applicant:
    1. has made or caused to be made a false, fraudulent, or forged statement or representation in procuring or attempting to procure registration or renew a license to practice as a water treatment facility operator;
    2. whether or not committed in this State, has been convicted of a crime related to pollution abatement or environmental compliance or a felony that evinces an unfitness to practice water treatment facility operation;
    3. is unable to practice pollution abatement facility operation competently by reason of any cause;
    4. has willfully or repeatedly violated or caused the violation of any of the provisions of this chapter, the terms of a permit, the Vermont Water Pollution Control Permit Regulations, or the Vermont Water Quality Standards;
    5. is habitually intemperate or is addicted to the use of habit-forming drugs;
    6. has a mental, emotional, or physical disability, the nature of which interferes with the ability to practice pollution abatement facility operation competently;
    7. engages in conduct of a character likely to deceive, defraud, or harm the public;
    8. fails to display prominently his or her pollution abatement facility operator license in the office of a facility at which he or she performs licensed activities; or
    9. unreasonably fails to ensure proper operations of the facility.
  2. A person shall not be liable in a civil action for damages resulting from the good faith reporting of information to the Director or the Office of Professional Regulation about alleged incompetent, unprofessional, or unlawful conduct of a pollution abatement facility operator or facility, corporation, or municipal corporation employing such person.

    Added 2015, No. 156 (Adj. Sess.), § 13, eff. Jan. 1, 2017.

CHAPTER 101. FORESTERS

History

2016. 2015, No. 166 (Adj. Sess.), § 2 enacted this chapter as chapter 95 of this title, comprising §§ 4901-4926. It has been redesignated as chapter 101 of this title, comprising §§ 5201-5226, to avoid conflict with chapter 95 of this title (applied behavior analysis), §§ 4901-4931, as added by 2015, No. 38 , § 46.

Cross References

Cross references. Attachment of profession to Office of Professional Regulation, see 3 V.S.A. § 122.

Office of Professional Regulation generally, see 3 V.S.A. ch. 5, subch. 3.

Procedure for adoption of administrative rules, see 3 V.S.A. ch. 25.

Review of regulatory laws, see chapter 57 of this title.

Subchapter 1. General Provisions

§ 5201. Purpose and effect.

In order to implement State policy and safeguard the public welfare, a person shall not engage in the practice of forestry unless currently licensed under this chapter.

Added 2015, No. 166 (Adj. Sess.), § 2.

§ 5202. Definitions.

As used in this chapter:

  1. "Director" means the Director of the Office of Professional Regulation.
  2. "Disciplinary action" means any action taken against a licensee for unprofessional conduct.
  3. "Forester" means a person who is licensed to practice forestry under this chapter.
    1. "Forestry" means the science, art, and practice of creating, managing, using, and conserving forests and associated resources to meet desired goals, needs, and values, including timber management, wildlife management, biodiversity management, and watershed management. Forestry science consists of those biological, physical, quantitative, managerial, and social sciences that are applied to forest management. Forestry services include investigations, consultations, timber inventory, and appraisal, development of forest management plans, and responsible supervision of forest management or other forestry activities on public or private lands. (4) (A) "Forestry" means the science, art, and practice of creating, managing, using, and conserving forests and associated resources to meet desired goals, needs, and values, including timber management, wildlife management, biodiversity management, and watershed management. Forestry science consists of those biological, physical, quantitative, managerial, and social sciences that are applied to forest management. Forestry services include investigations, consultations, timber inventory, and appraisal, development of forest management plans, and responsible supervision of forest management or other forestry activities on public or private lands.
    2. "Forestry" does not include services for the physical implementation of cutting, hauling, handling, or processing of forest products or for the physical implementation of silvicultural treatments and practices.
  4. "License" means a current authorization granted by the Director permitting the practice of forestry pursuant to this chapter.
  5. "SAF" means the Society of American Foresters.

    Added 2015, No. 166 (Adj. Sess.), § 2.

§ 5203. Prohibitions; offenses.

  1. It shall be a violation of this chapter for any person, including any corporation, association, or individual, to:
    1. sell or fraudulently obtain or furnish any forestry degree, diploma, certificate of registration, license, or any other related document or record or to aid or abet in so doing;
    2. practice forestry under cover of any degree, diploma, registration, license, or related document or record illegally or fraudulently obtained, or signed or issued unlawfully or under fraudulent representation;
    3. practice forestry unless licensed to do so under the provisions of this chapter;
    4. represent himself or herself as being licensed in this State to practice forestry or use in connection with a name any words, letters, signs, or figures that imply that a person is a forester when not licensed under this chapter; or
    5. practice forestry during the time a license issued under this chapter is suspended or revoked.
  2. Any person violating this section shall be subject to the penalties provided in 3 V.S.A. § 127 .
  3. When considering a violation of this chapter, the Director shall recognize that, in appropriate circumstances, loggers and log buyers may make investigations, consultations, timber inventories, and appraisals and may responsibly conduct harvesting activities on private land.

    Added 2015, No. 166 (Adj. Sess.), § 2.

§ 5204. Exemptions.

The following shall not require a license under this chapter:

  1. An individual, college or university, family, family trust, or business from practicing forestry on his, her, or its own lands, provided that a business may only practice forestry on an aggregate of not more than 400 acres of its own lands.
  2. The practice of any other occupation or profession by a person duly licensed or otherwise authorized under the laws of this State.
    1. An individual from carrying out forest practices when acting under the general supervision of a forester or acting as an expert consultant on work related to forestry, such as forest certification audits or the study of hydrology or wildlife biology. (3) (A) An individual from carrying out forest practices when acting under the general supervision of a forester or acting as an expert consultant on work related to forestry, such as forest certification audits or the study of hydrology or wildlife biology.
    2. As used in subdivision (A) of this subdivision (3), "general supervision" means the forester need not be on-site when the individual performs the work described in subdivision (A), but shall maintain continued involvement in and accept professional responsibility for that work.
  3. Unlicensed professional activities within or relating to forests, if such activities do not involve the application of forestry principles or judgment and do not require forestry education, training, and experience to ensure competent performance.

    Added 2015, No. 166 (Adj. Sess.), § 2.

Subchapter 2. Administration

§ 5211. Duties of the Director.

  1. The Director shall:
    1. provide general information to applicants for licensure as foresters;
    2. receive applications for licensure and provide licenses to applicants qualified under this chapter;
    3. provide standards and approve education programs for applicants and for the benefit of foresters who are reentering practice following a lapse of five or more years;
    4. administer fees as established by law;
    5. refer all disciplinary matters to an administrative law officer;
    6. renew, revoke, and reinstate licenses as ordered by an administrative law officer; and
    7. explain appeal procedures to licensed foresters and to applicants, and complaint procedures to the public.
  2. The Director may adopt rules necessary to perform his or her duties under this section.

    Added 2015, No. 166 (Adj. Sess.), § 2.

§ 5212. Advisor appointees.

    1. The Secretary of State shall appoint three foresters for five-year staggered terms to serve at the Secretary's pleasure as advisors in matters relating to forestry. One of the initial appointments shall be for less than a five-year term. (a) (1)  The Secretary of State shall appoint three foresters for five-year staggered terms to serve at the Secretary's pleasure as advisors in matters relating to forestry. One of the initial appointments shall be for less than a five-year term.
    2. An appointee shall have not less than ten years' experience as a forester immediately preceding appointment, shall be licensed as a forester in Vermont, and shall be actively engaged in the practice of forestry in this State during incumbency.
  1. The Director shall seek the advice of the forestry advisor appointees in carrying out the provisions of this chapter.

    Added 2015, No. 166 (Adj. Sess.), § 2.

Cross References

Cross references. Per diem compensation of advisor appointees, see 3 V.S.A. § 129b(f) and 32 V.S.A. § 1010.

Subchapter 3. Licenses

§ 5221. Qualifications for licensure.

Applicants for licensure shall qualify under one of the following paths to licensure:

  1. Possession of a bachelor's degree, or higher, in forestry from a program approved by the Director, satisfactory completion of two years of the SAF Certified Forester experience requirements, and passage of the SAF Certified Forester examination, which may include a State portion if required by the Director by rule.
  2. Possession of a bachelor's degree, or higher, in a forestry-related field from a program approved by the Director, satisfactory completion of three years of the SAF Certified Forester experience requirements, and passage of the SAF Certified Forester examination, which may include a State portion if required by the Director by rule.
  3. Possession of an associate degree in forestry from a program approved by the Director, satisfactory completion of four years of the SAF Certified Forester experience requirements, and passage of the SAF Certified Forester examination, which may include a State portion if required by the Director by rule.
  4. Possession of a valid registration or license to engage in the practice of forestry issued by the appropriate regulatory authority of a state, territory, or possession of the United States, or the District of Columbia, based on requirements and qualifications shown by the application to be equal to or greater than the requirements of this chapter. Such an applicant may be examined on forestry matters peculiar to Vermont and may be granted a license at the discretion of the Director.

    Added 2015, No. 166 (Adj. Sess.), § 2.

§ 5222. Applications for licensure.

Applications for licensure shall be on forms provided by the Director. Each application shall contain a statement under oath showing the applicant's education, forestry experience, and other pertinent information required by the Director. Applications shall be accompanied by the required fee.

Added 2015, No. 166 (Adj. Sess.), § 2.

§ 5223. Issuance of licenses.

The Director shall issue a license, upon payment of the fees prescribed in this chapter, to any applicant who has satisfactorily met all the requirements of this chapter.

Added 2015, No. 166 (Adj. Sess.), § 2.

§ 5224. Renewals.

  1. Licenses shall be renewed every two years upon payment of the renewal fee.
  2. Biennially, the Director shall provide notice to each licensee of license expiration and renewal requirements. Upon receipt of the completed form and the renewal fee, the Director shall issue a new license.
  3. As a condition of renewal, the Director shall require that a licensee establish that he or she has completed continuing education, as approved by the Director, of 24 hours for each two-year renewal period.
  4. The Director may reinstate the license of an individual whose license has expired upon payment of the required fee and reinstatement penalty, provided the individual has satisfied all the requirements for renewal, including continuing education.

    Added 2015, No. 166 (Adj. Sess.), § 2.

Cross References

Cross references. Exemption of persons 80 years of age and over from payment of license renewal fees, see 32 V.S.A. § 1111.

§ 5225. License and renewal fees.

Applicants and persons regulated under this chapter shall pay those fees set forth in 3 V.S.A. § 125(b) .

Added 2015, No. 166 (Adj. Sess.), § 2.

§ 5226. Unprofessional conduct.

  1. The Director may deny an application for licensure or relicensure, revoke or suspend any license to practice forestry issued under this chapter, or discipline or in other ways condition the practice of a licensee upon due notice and opportunity for hearing in compliance with the provisions of 3 V.S.A. chapter 25 if the person engages in the following conduct or the conduct set forth in 3 V.S.A. § 129a :
    1. has made or caused to be made a false, fraudulent, or forged statement or representation in procuring or attempting to procure registration or renew a license to practice forestry;
    2. whether or not committed in this State, has been convicted of a crime related to the practice of forestry or a felony that evinces an unfitness to practice forestry;
    3. is unable to practice forestry competently by reason of any cause;
    4. has willfully or repeatedly violated any of the provisions of this chapter;
    5. is habitually intemperate or is addicted to the use of habit-forming drugs capable of impairing the exercise of professional judgment;
    6. engages in conduct of a character likely to deceive, defraud, or harm the public; or
    7. aiding, abetting, encouraging, or negligently causing a substantial violation of the statutes or rules of the Vermont Department of Forests, Parks and Recreation.
  2. Any person or institution aggrieved by any action of the Director under this section may appeal as provided in 3 V.S.A. § 130a .
  3. A person shall not be liable in a civil action for damages resulting from the good faith reporting of information to the Director about incompetent, unprofessional, or unlawful conduct of a forester.

    Added 2015, No. 166 (Adj. Sess.), § 2.

CHAPTER 103. NOTARIES PUBLIC

History

Applicability; notary public commission in effect. 2017, No. 160 (Adj. Sess.), § 6 provides: "(a)(1) This act shall apply to a notarial act performed on or after the effective date of this act [July 1, 2019].

"(2) A notary public, in performing notarial acts on and after the effective date of this act, shall comply with the provisions of this act.

"(b)(1) A commission as a notary public in effect on the effective date of this act shall continue until its date of expiration.

"(2) A notary public who applies to renew a commission as a notary public on or after the effective date of this act shall comply with the provisions of this act."

Cross References

Cross references. Attachment of profession to Office of Professional Regulation, see 3 V.S.A. § 122.

Office of Professional Regulation generally, see 3 V.S.A. ch. 5, subch. 3.

Procedure for adoption of administrative rules, see 3 V.S.A. ch. 25.

Review of regulatory laws, see chapter 57 of this title.

Subchapter 1. General Provisions

§ 5301. Short title.

This chapter may be cited as the Uniform Law on Notarial Acts.

Added 2017, No. 160 (Adj. Sess.), § 1, eff. July 1, 2019.

§ 5302. Uniformity of application and construction.

In applying and construing this uniform act, consideration shall be given to the need to promote uniformity of the law with respect to its subject matter among states that enact it.

Added 2017, No. 160 (Adj. Sess.), § 1, eff. July 1, 2019.

§ 5303. Relation to Electronic Signatures in Global and National Commerce Act.

This chapter modifies, limits, and supersedes the Electronic Signatures in Global and National Commerce Act, 15 U.S.C. § 7001 et seq., but does not modify, limit, or supersede Section 101(c) of that act, 15 U.S.C. § 7001(c) , or authorize electronic delivery of any of the notices described in Section 103(b) of that act, 15 U.S.C. § 7003(b) .

Added 2017, No. 160 (Adj. Sess.), § 1, eff. July 1, 2019.

History

2019. Substituted "This chapter" for "This act" at the beginning of the section to conform to V.S.A style.

§ 5304. Definitions.

As used in this chapter:

  1. "Acknowledgment" means a declaration by an individual before a notary public that the individual has signed a record for the purpose stated in the record and, if the record is signed in a representative capacity, that the individual signed the record with proper authority and signed it as the act of the individual or entity identified in the record.
  2. "Certificate" or "notarial certificate" means the part of, or attachment to, a notarized document that is completed by a notary public, bears the required information set forth in section 5367 of this chapter, and states the facts attested to or certified by the notary public in a particular notarization.
  3. "Commission term" means the two-year period commencing on February 1 and continuing through January 31 of the second year following the commencement of the term.
  4. "Electronic" means relating to technology having electrical, digital, magnetic, wireless, optical, electromagnetic, or similar capabilities.
  5. "Electronic signature" means an electronic symbol, sound, or process attached to or logically associated with a record and executed or adopted by an individual with the intent to sign the record.
  6. "In a representative capacity" means acting as:
    1. an authorized officer, agent, partner, trustee, or other representative for a person other than an individual;
    2. a public officer, personal representative, guardian, administrator, executor, trustee, or other representative, in the capacity stated in a record;
    3. an agent or attorney-in-fact for a principal; or
    4. an authorized representative of another in any other capacity.
    1. "Notarial act" means an act, whether performed with respect to a tangible or an electronic record, that a notary public may perform under the law of this State. The term includes taking an acknowledgment, administering an oath or affirmation, taking a verification on oath or affirmation, attesting a signature, and noting a protest of a negotiable instrument. (7) (A) "Notarial act" means an act, whether performed with respect to a tangible or an electronic record, that a notary public may perform under the law of this State. The term includes taking an acknowledgment, administering an oath or affirmation, taking a verification on oath or affirmation, attesting a signature, and noting a protest of a negotiable instrument.
    2. "Notarial act" does not include a corporate officer attesting to another corporate officer's signature in the ordinary course of the corporation's business.
    3. Nothing in this chapter shall be construed to require the use of a notary public to witness a signature that is allowed by law to be witnessed by an individual who is not a notary public.
  7. "Notarial officer" means an individual authorized to perform a notarial act under authority and within the jurisdiction of another state, under authority and within the jurisdiction of a federally recognized Indian tribe, under authority of federal law, under authority and within the jurisdiction of a foreign state or constituent unit of the foreign state, or under authority of a multinational or international governmental organization.
  8. "Notary public" means an individual commissioned to perform a notarial act by the Office.
  9. "Office" means the Office of Professional Regulation within the Office of the Secretary of State.
  10. "Official stamp" means a physical image affixed to or embossed on a tangible record or an electronic process, seal, or image or electronic information attached to or logically associated with an electronic record.
  11. "Person" means an individual, corporation, business trust, statutory trust, partnership, limited liability company, association, joint venture, public corporation, government or governmental subdivision, agency, or instrumentality, or any other legal or commercial entity.
  12. "Record" means information that is inscribed on a tangible medium or that is stored in an electronic or other medium and is retrievable in perceivable form.
  13. "Sign" means, with present intent to authenticate or adopt a record:
    1. to execute or adopt a tangible symbol; or
    2. to attach to or logically associate with the record an electronic symbol, sound, or process.
  14. "Signature" means a tangible symbol or an electronic signature that evidences the signing of a record.
  15. "Stamping device" means:
    1. a physical device capable of affixing to or embossing on a tangible record an official stamp; or
    2. an electronic device or process capable of attaching to or logically associating with an electronic record an official stamp.
  16. "State" means a state of the United States, the District of Columbia, Puerto Rico, the U.S. Virgin Islands, or any territory or insular possession subject to the jurisdiction of the United States.
  17. "Verification on oath or affirmation" means a declaration, made by an individual on oath or affirmation before a notary public, that a statement in a record is true.

    Added 2017, No. 160 (Adj. Sess.), § 1, eff. July 1, 2019; amended 2019, No. 30 , § 27.

History

Amendments--2019. Subdiv. (8): Amended generally.

§ 5305. Exemptions.

  1. Judiciary- and law enforcement-related employees.
    1. Employee exemptions.
      1. Judiciary-related.
        1. The persons set forth in subdivision (2)(A) of this subsection, when acting within the scope of their official duties, are exempt from all of the requirements of this chapter, including the requirement to pay the fee set forth in section 5324 of this chapter, except for the requirement to apply for a commission as set forth in subsections 5341(a), (c), (d), and (e) and subdivisions (b)(1)-(3) of this chapter.
        2. A commission issued to a person under this subdivision (A) shall not be considered a license.
      2. Law enforcement-related.
        1. The persons set forth in subdivision (2)(B) of this subsection, when acting within the scope of their official duties, shall be commissioned as notaries public authorized to perform a notarial act as a matter of law and are exempt from all of the requirements of this chapter, including the requirement to pay the fee set forth in section 5324 of this chapter.
        2. A notarial act that identifies the notary public as a person who is exempt under this subdivision (B) shall establish as a matter of law that the person is commissioned as a notary public for the purpose of acting within the scope of official duties under this subsection.
    2. Employees, defined.
      1. Judiciary-related. Persons employed by the Judiciary, including judges, Superior Court clerks, court operations managers, Probate registers, case managers, docket clerks, assistant judges, county clerks, and after-hours relief from abuse contract employees.
      2. Law enforcement-related. Persons employed as law enforcement officers certified under 20 V.S.A. chapter 151; who are noncertified constables; or who are employed by a Vermont law enforcement agency, the Department of Public Safety, of Fish and Wildlife, of Motor Vehicles, of Liquor and Lottery, or for Children and Families, the Office of the Defender General, the Office of the Attorney General, or a State's Attorney or Sheriff.
    3. Official duties, defined. As used in subdivision (1) of this subsection, "acting within the scope of official duties" means that a person is notarizing a document that:
      1. he or she believes is related to the execution of his or her duties and responsibilities of employment or is the type of document that other employees notarize in the course of employment;
      2. is useful or of assistance to any person or entity identified in subdivision (2) of this subsection (a);
      3. is required, requested, created, used, submitted, or relied upon by any person or entity identified in subdivision (2) of this subsection (a);
      4. is necessary in order to assist in the representation, care, or protection of a person or the State;
      5. is necessary in order to protect the public or property;
      6. is necessary to represent or assist crime victims in receiving restitution or other services;
      7. relates to a Vermont or federal court rule or statute governing any criminal, postconviction, mental health, family, juvenile, civil, probate, Judicial Bureau, Environmental Division, or Supreme Court matter; or
      8. relates to a matter subject to Title 4, 12, 13, 15, 18, 20, 23, or 33 of the Vermont Statutes Annotated.
  2. Attorneys.
    1. Attorneys licensed and in good standing in this State are exempt from:
      1. the examination requirement set forth in subsection 5341(b) of this chapter; and
      2. the continuing education requirement set forth in section 5343 of this chapter.
    2. If a complaint of a violation of this chapter is filed in regard to a Vermont licensed attorney, the Office shall refer the complaint to the Professional Responsibility Board and shall request a report back from the Board regarding the final disposition of the complaint.
  3. Town clerks, assistants, and justices of the peace.
      1. A town clerk and his or her assistants may perform notarial acts as notaries public throughout the town clerk's county, provided that they shall comply with all of the requirements of this chapter, except as provided in subdivision (2) of this subsection. (1) (A) A town clerk and his or her assistants may perform notarial acts as notaries public throughout the town clerk's county, provided that they shall comply with all of the requirements of this chapter, except as provided in subdivision (2) of this subsection.
      2. Subject to the provisions of subdivision (A) of this subdivision (1), performing notarial acts as a notary public shall be considered within the scope of the official duties of a town clerk and his or her assistants.
    1. Justices of the peace and town clerks and their assistants are exempt from the fee set forth in section 5324 of this chapter.
  4. Unauthorized practice.  Nothing in this section is intended to prohibit prosecution of a person under 3 V.S.A. § 127 (unauthorized practice).

    Added 2017, No. 160 (Adj. Sess.), § 1, eff. July 1, 2019; amended 2019, No. 30 , § 28; 2019, No. 73 , § 36.

History

Editor's note. The text of this section is based on a harmonization of two amendments. During the 2019 session, this section was amended twice, by Act Nos. 30 and 73, resulting in two versions of this section. In order to reflect all of the changes enacted by the Legislature during the 2019 session, the text of Act Nos. 30 and 73 was merged to arrive at a single version of this section. The changes that each of the amendments made are described in amendment notes set out below.

2019. In subdiv. (a)(1)(A)(i), substituted "subsections 5341(a), (c), (d), and (e) and subdivisions (b)(1)-(3) of this chapter" for "section 5341(a), (b)(1)-(3), (c), (d), and (e) of this chapter" to conform references to V.S.A. style.

Amendments--2019. Section amended generally by Act No. 30.

Act No. 73 substituted "Liquor and Lottery" for "Liquor Control" in subdiv. (a)(2)B).

Subchapter 2. Administration

§ 5321. Secretary of State's Office duties.

The Office shall:

  1. provide general information to applicants for commissioning as a notary public;
  2. administer fees as provided under section 5324 of this chapter;
  3. explain appeal procedures to notaries public and applicants and explain complaint procedures to the public; and
  4. receive applications for commissioning, review applications, and grant and renew commissions when appropriate under this chapter.

    Added 2017, No. 160 (Adj. Sess.), § 1, eff. July 1, 2019.

§ 5322. Advisor appointees.

  1. The Secretary of State shall appoint two notaries public to serve as advisors in matters relating to notarial acts. One of the advisors shall be an attorney selected from a list of at least three licensed attorneys provided by the Vermont Bar Association. The advisors shall be appointed for staggered five-year terms and serve at the pleasure of the Secretary. One of the initial appointments shall be for less than a five-year term.
  2. Each appointee shall have at least three years of experience as a notary public during the period immediately preceding appointment and shall be actively commissioned in Vermont and remain in good standing during incumbency.
  3. The Office shall seek the advice of the advisor appointees in carrying out the provisions of this chapter. The appointees shall be entitled to compensation and reimbursement of expenses as set forth in 32 V.S.A. § 1010 for attendance at any meeting called by the Office for this purpose.

    Added 2017, No. 160 (Adj. Sess.), § 1, eff. July 1, 2019.

§ 5323. Rules.

  1. The Office, with the advice of the advisor appointees, may adopt rules to implement this chapter. The rules may:
    1. prescribe the manner of performing notarial acts regarding tangible and electronic records;
    2. include provisions to ensure that any change to or tampering with a record bearing a certificate of a notarial act is self-evident;
    3. include provisions to ensure integrity in the creation, transmittal, storage, or authentication of electronic records or signatures;
    4. prescribe the process of granting, renewing, conditioning, denying, suspending, or revoking the commission of or otherwise disciplining a notary public and assuring the trustworthiness of an individual holding a commission as notary public;
    5. include provisions to prevent fraud or mistake in the performance of notarial acts; and
    6. prescribe standards for remote online notarization, including standards for credential analysis, the process through which a third person affirms the identity of an individual, the methods for communicating through a secure communication link, the means by which the remote notarization is certified, and the form of notice to be appended disclosing the fact that the notarization was completed remotely on any document acknowledged through remote online notarization.
  2. Rules adopted regarding the performance of notarial acts with respect to electronic records and remote online notarization may not require, or accord greater legal status or effect to, the implementation or application of a specific technology or technical specification. In adopting, amending, or repealing rules regarding notarial acts with respect to electronic records and remote online notarization, the Office shall consider, as far as is consistent with this chapter:
    1. the most recent standards regarding electronic records and remote online notarization promulgated by national bodies, such as the National Association of Secretaries of State;
    2. standards, practices, and customs of other jurisdictions that substantially enact this chapter; and
    3. the views of governmental officials and entities and other interested persons.
  3. Neither electronic notarization nor remote online notarization shall be allowed until the Secretary of State has adopted rules and prescribed standards in these areas.

    Added 2017, No. 160 (Adj. Sess.), § 1, eff. July 1, 2019.

§ 5324. Fees.

For the issuance of a commission as a notary public, the Office shall collect a fee of $15.00.

Added 2017, No. 160 (Adj. Sess.), § 1, eff. July 1, 2019.

Subchapter 3. Commissions

§ 5341. Commission as notary public; qualifications; no immunity or benefit.

  1. An individual qualified under subsection (b) of this section may apply to the Office for a commission as a notary public. The applicant shall comply with and provide the information required by rules adopted by the Office and pay the application fee set forth in section 5324 of this chapter.
  2. An applicant for a commission as a notary public shall:
    1. be at least 18 years of age;
    2. be a citizen or permanent legal resident of the United States;
    3. be a resident of or have a place of employment or practice in this State;
    4. not be disqualified to receive a commission under section 5342 of this chapter; and
    5. Subdivision (b)(5) effective February 1, 2021.  pass a basic examination approved by the Office based on the statutes, rules, and ethics relevant to notarial acts.
  3. Before issuance of a commission as a notary public, an applicant for the commission shall execute an oath of office and submit it to the Office.
  4. Upon compliance with this section, the Office shall issue a commission as a notary public to an applicant, which shall be valid through the then current commission term end date.
  5. A commission to act as a notary public authorizes the notary public to perform notarial acts. The commission does not provide the notary public any immunity or benefit conferred by law of this State on public officials or employees.

    Added 2017, No. 160 (Adj. Sess.), § 1, eff. July 1, 2019.

History

Applicability of enactment of section. 2017, No. 160 (Adj. Sess.), § 9(4), eff. May 22, 2018, provides: "In Sec. 1 [which enacted this section], the examination requirement for new notaries public applicants set forth in 26 V.S.A. § 5341(b)(5) and the continuing education requirement for notaries public renewal applicants set forth in 26 V.S.A. § 5343(b) shall take effect on February 1, 2021 and shall apply to those applicants for the notaries public commission terms that begin on that date."

§ 5342. Grounds to deny, refuse to renew, revoke, suspend, or condition commission of notary public.

  1. The Office may deny, refuse to renew, revoke, suspend, or impose a condition on a commission as notary public for any act or omission that demonstrates the individual lacks the honesty, integrity, competence, or reliability to act as a notary public, including:
    1. failure to comply with this chapter;
    2. a fraudulent, dishonest, or deceitful misstatement or omission in the application for a commission as a notary public submitted to the Office;
    3. a conviction of the applicant or notary public of any felony or a crime involving fraud, dishonesty, or deceit;
    4. a finding against, or admission of liability by, the applicant or notary public in any legal proceeding or disciplinary action based on the applicant's or notary public's fraud, dishonesty, or deceit;
    5. failure by the notary public to discharge any duty required of a notary public, whether by this chapter, rules of the Office, or any federal or State law;
    6. use of false or misleading advertising or representation by the notary public representing that the notary has a duty, right, or privilege that the notary does not have;
    7. violation by the notary public of a rule of the Office regarding a notary public;
    8. denial, refusal to renew, revocation, suspension, or conditioning of a notary public commission in another state; or
    9. committing any of the conduct set forth in 3 V.S.A. § 129a(a) .
  2. If the Office denies, refuses to renew, revokes, suspends, or imposes conditions on a commission as a notary public, the applicant or notary public is entitled to timely notice and hearing in accordance with 3 V.S.A. chapter 25.

    Added 2017, No. 160 (Adj. Sess.), § 1, eff. July 1, 2019.

§ 5343. Renewals; continuing education.

  1. Biennially, the Office shall provide a renewal notice to each commissioned notary public. Upon receipt of a notary public's completed renewal, payment of the fee as set forth in section 5324 of this chapter, and evidence of eligibility, the Office shall issue to him or her a new commission.
  2. Subsection (b) effective February 1, 2021.  A notary public applying for renewal shall complete continuing education approved by the Office, which shall not be required to exceed two hours, during the preceding two-year period.
  3. The Office, with the advice of the advisor appointees, shall establish by rule guidelines and criteria for continuing education credit.

    Added 2017, No. 160 (Adj. Sess.), § 1, eff. July 1, 2019.

History

Applicability of enactment of section. 2017, No. 160 (Adj. Sess.), § 9(4), eff. May 22, 2018, provides: "In Sec. 1 [which enacted this section], the examination requirement for new notaries public applicants set forth in 26 V.S.A. § 5341(b)(5) and the continuing education requirement for notaries public renewal applicants set forth in 26 V.S.A. § 5343(b) shall take effect on February 1, 2021 and shall apply to those applicants for the notaries public commission terms that begin on that date."

Cross References

Cross references. Exemption of persons 80 years of age and over from payment of license renewal fees, see 32 V.S.A. § 1111.

§ 5344. Database of notaries public.

The Office shall maintain an electronic database of notaries public:

  1. through which a person may verify the authority of a notary public to perform notarial acts; and
  2. that indicates whether a notary public has notified the Office that the notary public will be performing notarial acts on electronic records.

    Added 2017, No. 160 (Adj. Sess.), § 1, eff. July 1, 2019.

§ 5345. Prohibitions; offenses.

  1. A person shall not perform or attempt to perform a notarial act or hold himself or herself out as being able to do so in this State without first having been commissioned.
  2. A person shall not use in connection with the person's name any letters, words, or insignia indicating or implying that the person is a notary public unless commissioned in accordance with this chapter.
  3. A person shall not perform or attempt to perform a notarial act while his or her commission has been revoked or suspended.
  4. A person who violates a provision of this section shall be subject to a fine of not more than $5,000.00 or imprisonment for not more than one year, or both. Prosecution may occur upon the complaint of the Attorney General or a State's Attorney and shall not act as a bar to civil or administrative proceedings involving the same conduct.
  5. A commission as a notary public shall not authorize an individual to assist a person in drafting legal records, give legal advice, or otherwise practice law.
  6. Except as otherwise allowed by law, a notary public shall not withhold access to or possession of an original record provided by a person who seeks performance of a notarial act by the notary public.

    Added 2017, No. 160 (Adj. Sess.), § 1, eff. July 1, 2019.

Subchapter 4. Notarial Acts

§ 5361. Notarial acts in this State; authority to perform.

  1. A notarial act, as defined in subdivision 5304(7)(A) of this chapter, may only be performed in this State by a notary public commissioned under this chapter.
  2. The signature and title of an individual performing a notarial act in this State are prima facie evidence that the signature is genuine and that the individual holds the designated title.

    Added 2017, No. 160 (Adj. Sess.), § 1, eff. July 1, 2019; amended 2019, No. 30 , § 29.

History

Amendments--2019. Inserted ", as defined in subdivision 5304(7)(A) of this chapter," following "A notarial act".

§ 5362. Authorized notarial acts.

  1. A notary public may perform a notarial act authorized by this chapter or otherwise by law of this State.
  2. A notary public shall not perform a notarial act with respect to a record to which the notary public or the notary public's spouse is a party, or in which either of them has a direct beneficial interest. A notarial act performed in violation of this subsection is voidable.

    Added 2017, No. 160 (Adj. Sess.), § 1, eff. July 1, 2019.

§ 5363. Requirements for certain notarial acts.

  1. Acknowledgments.  A notary public who takes an acknowledgment of a record shall determine, from personal knowledge or satisfactory evidence of the identity of the individual, that the individual appearing before the officer and making the acknowledgment has the identity claimed and that the signature on the record is the signature of the individual.
  2. Verifications.  A notary public who takes a verification of a statement on oath or affirmation shall determine, from personal knowledge or satisfactory evidence of the identity of the individual, that the individual appearing before the officer and making the verification has the identity claimed and that the signature on the statement verified is the signature of the individual.
  3. Signatures.  A notary public who attests to a signature shall determine, from personal knowledge or satisfactory evidence of the identity of the individual, that the individual appearing before the officer and signing the record has the identity claimed.
  4. Protests.  A notary public who makes or notes a protest of a negotiable instrument shall determine the matters set forth in 9A V.S.A. § 3-505(b), protest; certificate of dishonor.

    Added 2017, No. 160 (Adj. Sess.), § 1, eff. July 1, 2019.

§ 5364. Personal appearance required.

  1. If a notarial act relates to a statement made in or a signature executed on a record, the individual making the statement or executing the signature shall appear personally before the notary public.
  2. The requirement for a personal appearance is satisfied if:
    1. the notary public and the person executing the signature are in the same physical place; or
    2. the notary public and the person are communicating through a secure communication link using protocols and standards prescribed in rules adopted by the Secretary of State pursuant to the rulemaking authority set forth in this chapter.

      Added 2017, No. 160 (Adj. Sess.), § 1, eff. July 1, 2019.

§ 5365. Identification of individual.

  1. Personal knowledge.  A notary public has personal knowledge of the identity of an individual appearing before the officer if the individual is personally known to the officer through dealings sufficient to provide reasonable certainty that the individual has the identity claimed.
  2. Satisfactory evidence.  A notary public has satisfactory evidence of the identity of an individual appearing before the officer if the officer can identify the individual:
    1. by means of:
      1. a passport, driver's license, or government-issued nondriver identification card, which is current or expired not more than three years before performance of the notarial act; or
      2. another form of government identification issued to an individual, which is current or expired not more than three years before performance of the notarial act, contains the signature or a photograph of the individual, and is satisfactory to the officer; or
    2. by a verification on oath or affirmation of a credible witness personally appearing before the officer and known to the officer or whom the officer can identify on the basis of a passport, driver's license, or government-issued nondriver identification card, which is current or expired not more than three years before performance of the notarial act.
  3. Additional information.  A notary public may require an individual to provide additional information or identification credentials necessary to assure the notary public of the identity of the individual.

    Added 2017, No. 160 (Adj. Sess.), § 1, eff. July 1, 2019.

§ 5366. Signature if individual unable to sign.

If an individual is physically unable to sign a record, the individual may direct an individual other than the notary public to sign the individual's name on the record. The notary public shall insert "Signature affixed by (name of other individual) at the direction of (name of individual)" or words of similar import.

Added 2017, No. 160 (Adj. Sess.), § 1, eff. July 1, 2019.

§ 5367. Certificate of notarial act.

  1. A notarial act shall be evidenced by a certificate. The certificate shall:
    1. be executed contemporaneously with the performance of the notarial act;
    2. be signed and dated by the notary public and be signed in the same manner as on file with the Office;
    3. identify the jurisdiction in which the notarial act is performed;
    4. contain the title of office of the notary public; and
    5. indicate the date of expiration of the officer's commission.
    1. If a notarial act regarding a tangible record is performed by a notary public, an official stamp shall be affixed to or embossed on the certificate or, in the alternative, the notary shall clearly print or type the notary public's name and commission number on the certificate. (b) (1)  If a notarial act regarding a tangible record is performed by a notary public, an official stamp shall be affixed to or embossed on the certificate or, in the alternative, the notary shall clearly print or type the notary public's name and commission number on the certificate.
    2. If a notarial act regarding an electronic record is performed by a notary public and the certificate contains the information specified in subdivisions (a)(2)-(4) of this section, an official stamp may be attached to or logically associated with the certificate.
  2. A certificate of a notarial act is sufficient if it meets the requirements of subsections (a) and (b) of this section and:
    1. is in a short form as set forth in section 5368 of this chapter;
    2. is in a form otherwise permitted by the law of this State;
    3. is in a form permitted by the law applicable in the jurisdiction in which the notarial act was performed; or
    4. sets forth the actions of the notary public and the actions are sufficient to meet the requirements of the notarial act as provided in sections 5362-5364 of this chapter or a law of this State other than this chapter.
  3. By executing a certificate of a notarial act, a notary public certifies that the notary public has complied with the requirements and made the determinations specified in sections 5363-5365 of this chapter.
  4. A notary public shall not affix the notary public's signature to, or logically associate it with, a certificate until the notarial act has been performed.
    1. If a notarial act is performed regarding a tangible record, a certificate shall be part of, or securely attached to, the record. (f) (1)  If a notarial act is performed regarding a tangible record, a certificate shall be part of, or securely attached to, the record.
    2. If a notarial act is performed regarding an electronic record, the certificate shall be affixed to, or logically associated with, the electronic record.
    3. If the Office has established standards by rule pursuant to section 5323 of this chapter for attaching, affixing, or logically associating the certificate, the process shall conform to those standards.

      Added 2017, No. 160 (Adj. Sess.), § 1, eff. July 1, 2019.

§ 5368. Short-form certificates.

The following short-form certificates of notarial acts shall be sufficient for the purposes indicated, if completed with the information required by subsections 5367(a) and (b) of this chapter:

  1. For an acknowledgment in an individual capacity:

    Added 2017, No. 160 (Adj. Sess.), § 1, eff. July 1, 2019.

State of Vermont [County] of _________________________________________________ This record was acknowledged before me on ____________ by ____________ Date ________ Name(s) of individual(s)________________________________________ Signature of notary public ___________________________________________________ Stamp________ [__________________] Title of office____________ [My commission expires: ____________] (2) For an acknowledgment in a representative capacity: State of Vermont [County] of _________________________________________________ This record was acknowledged before me on ________ by ____________ Date ________ Name(s) of individual(s) ____________ as ____________ (type of authority, such as officer or trustee) of ____________ (name of party on behalf of whom record was executed). Signature of notary public ___________________________________________________ Stamp [________________________] Title of office ____________ [My commission expires: ____________ ] (3) For a verification on oath or affirmation: State of Vermont [County] of _________________________________________________ Signed and sworn to (or affirmed) before me on ____________ by _______________ Date ____________ Name(s) of individuals making statement ______________________________________ Signature of notary public ___________________________________________________ Stamp [________________________] Title of office____________ [My commission expires: ____________ ] (4) For attesting a signature: State of Vermont [County] of _________________________________________________ Signed [or attested] before me on ____________ by ____________________________ Date ________ Name(s) of individual(s) _______________________________________ Signature of notary public ___________________________________________________ Stamp [________________________] Title of office ____________ [My commission expires: ____________]

§ 5369. Official stamp.

The official stamp of a notary public shall:

  1. include the notary public's name, jurisdiction, and other information required by the Office; and
  2. be capable of being copied together with the record to which it is affixed or attached or with which it is logically associated.

    Added 2017, No. 160 (Adj. Sess.), § 1, eff. July 1, 2019.

§ 5370. Stamping device.

  1. A notary public is responsible for the security of the notary public's stamping device and shall not allow another individual to use the device to perform a notarial act.
  2. If a notary public's stamping device is lost or stolen, the notary public or the notary public's personal representative or guardian shall notify promptly the Office on discovering that the device is lost or stolen.

    Added 2017, No. 160 (Adj. Sess.), § 1, eff. July 1, 2019.

§ 5371. Notification regarding performance of notarial act on electronic record; selection of technology.

  1. A notary public may select one or more tamper-evident technologies to perform notarial acts with respect to electronic records from the tamper-evident technologies approved by the Office by rule. A person shall not require a notary public to perform a notarial act with respect to an electronic record with a technology that the notary public has not selected.
  2. Before a notary public performs the notary public's initial notarial act with respect to an electronic record, the notary public shall notify the Office that the notary public will be performing notarial acts with respect to electronic records and identify the technology the notary public intends to use from the list of technologies approved by the Office by rule. If the Office has established standards by rule for approval of technology pursuant to section 5323 of this chapter, the technology shall conform to the standards. If the technology conforms to the standards, the Office shall approve the use of the technology.

    Added 2017, No. 160 (Adj. Sess.), § 1, eff. July 1, 2019.

§ 5372. Authority to refuse to perform notarial act.

  1. A notary public may refuse to perform a notarial act if the notary public is not satisfied that:
    1. the individual executing the record is competent or has the capacity to execute the record; or
    2. the individual's signature is knowingly and voluntarily made.
  2. A notary public may refuse to perform a notarial act unless refusal is prohibited by law other than this chapter.

    Added 2017, No. 160 (Adj. Sess.), § 1, eff. July 1, 2019.

§ 5373. Validity of notarial acts.

  1. Except as otherwise provided in subsection 5372(b) of this chapter, the failure of a notary public to perform a duty or meet a requirement specified in this chapter shall not impair the marketability of title or invalidate a notarial act or a certification evidencing the notarial act.
  2. An acknowledgment that contains a notary commission expiration date that is either inaccurate or expired shall not invalidate the acknowledgment if it can be established that on the date the acknowledgment was taken, the notary public's commission was active.
  3. The validity of a notarial act under this chapter shall not prevent an aggrieved person from seeking to invalidate the record or transaction that is the subject of the notarial act or from seeking other remedies based on law of this State other than this chapter or law of the United States.
  4. Defects in the written evidence of acknowledgment in a document in the public records may be cured by the notary public who performed the original notarial act. The notary public shall, under oath and before a different notary public, execute a writing correcting any defect. Upon recording, the corrective document corrects any deficiency and ratifies the original written evidence of acknowledgment as of the date the acknowledgment was originally taken.
  5. Notwithstanding any provision of law to the contrary, a document that conveys an interest in real property shall be recordable in the land records and, if recorded, shall be sufficient for record notice to third parties, notwithstanding the failure of a notary public to perform any duty or meet any requirement specified in this chapter. Such failure includes the failure to comply in full or in part with the requirements of sections 5367-5369 of this title.
  6. This section does not validate a purported notarial act performed by an individual who does not have the authority to perform notarial acts.

    Added 2017, No. 160 (Adj. Sess.), § 1, eff. July 1, 2019.

§ 5374. Notarial act in another state.

  1. A notarial act performed in another state has the same effect under the law of this State as if performed by a notary public of this State, if the act performed in that state is performed by:
    1. a notary public of that state;
    2. a judge, clerk, or deputy clerk of a court of that state; or
    3. any other individual authorized by the law of that state to perform the notarial act.
  2. If a deed or other conveyance or a power of attorney for the conveyance of land, the acknowledgment or proof of which is taken out of State, is certified agreeably to the laws of the state in which the acknowledgment or proof is taken, it shall be valid as though it were taken before a proper officer in this State.
  3. An acknowledgment for a deed or other conveyance or a power of attorney for the conveyance of land that is taken out of State before a proper officer of this State shall be valid as if taken within this State.
  4. The signature and title of an individual performing a notarial act in another state are prima facie evidence that the signature is genuine and that the individual holds the designated title.
  5. The signature and title of a notarial officer described in subdivision (a)(1) or (2) of this section conclusively establish the authority of the officer to perform the notarial act.

    Added 2017, No. 160 (Adj. Sess.), § 1, eff. July 1, 2019.

§ 5375. Notarial act under authority of federally recognized Indian tribe.

  1. A notarial act performed under the authority and in the jurisdiction of a federally recognized Indian tribe has the same effect as if performed by a notary public of this State, if the act performed in the jurisdiction of the tribe is performed by:
    1. a notary public of the tribe;
    2. a judge, clerk, or deputy clerk of a court of the tribe; or
    3. any other individual authorized by the law of the tribe to perform the notarial act.
  2. The signature and title of an individual performing a notarial act under the authority of and in the jurisdiction of a federally recognized Indian tribe are prima facie evidence that the signature is genuine and that the individual holds the designated title.
  3. The signature and title of a notarial officer described in subdivision (a)(1) or (2) of this section conclusively establish the authority of the officer to perform the notarial act.

    Added 2017, No. 160 (Adj. Sess.), § 1, eff. July 1, 2019.

§ 5376. Notarial act under federal authority.

  1. A notarial act performed under federal law has the same effect under the law of this State as if performed by a notary public of this State, if the act performed under federal law is performed by:
    1. a judge, clerk, or deputy clerk of a court;
    2. an individual in military service or performing duties under the authority of military service who is authorized to perform notarial acts under federal law;
    3. an individual designated a notarizing officer by the U.S. Department of State for performing notarial acts overseas; or
    4. any other individual authorized by federal law to perform the notarial act.
  2. The signature and title of an individual acting under federal authority and performing a notarial act are prima facie evidence that the signature is genuine and that the individual holds the designated title.
  3. The signature and title of an officer described in subdivision (a)(1), (2), or (3) of this section shall conclusively establish the authority of the officer to perform the notarial act.

    Added 2017, No. 160 (Adj. Sess.), § 1, eff. July 1, 2019.

§ 5377. Evidence of authenticity of notarial act performed in this State.

  1. The authenticity of the official notarial stamp and signature of a notary public may be evidenced by either:
    1. A certificate of authority from the Secretary of State authenticated as necessary.
    2. An apostille from the Secretary of State in the form prescribed by the Hague convention of October 5, 1961 abolishing the requirement of legalization of foreign public documents.
  2. An apostille as specified by the Hague convention shall be attached to any document that requires authentication and that is sent to a nation that has signed and ratified this convention.

    Added 2017, No. 160 (Adj. Sess.), § 1, eff. July 1, 2019.

§ 5378. Foreign notarial act.

  1. In this section, "foreign state" means a government other than the United States, a state, or a federally recognized Indian tribe.
  2. If a notarial act is performed under authority and in the jurisdiction of a foreign state or constituent unit of the foreign state or is performed under the authority of a multinational or international governmental organization, the act has the same effect under the law of this State as if performed by a notary public of this State.
  3. If the title of office and indication of authority to perform notarial acts in a foreign state appears in a digest of foreign law or in a list customarily used as a source for that information, the authority of an officer with that title to perform notarial acts is conclusively established.
  4. The signature and official stamp of an individual holding an office described in subsection (c) of this section are prima facie evidence that the signature is genuine and the individual holds the designated title.
  5. An apostille in the form prescribed by the Hague Convention of October 5, 1961, and issued by a foreign state party to the Convention, conclusively establishes that the signature of the notarial officer is genuine and that the officer holds the indicated office.
  6. A consular authentication issued by an individual designated by the U.S. Department of State as a notarizing officer for performing notarial acts overseas and attached to the record with respect to which the notarial act is performed conclusively establishes that the signature of the notarial officer is genuine and that the officer holds the indicated office.

    Added 2017, No. 160 (Adj. Sess.), § 1, eff. July 1, 2019.

CHAPTER 105. MASSAGE THERAPISTS, BODYWORKERS, AND TOUCH PROFESSIONALS

Subchapter 1. General Provisions

§ 5401. Definitions. Section 5401 effective April 1, 2021.

As used in this chapter:

  1. "Director" means the Director of the Office of Professional Regulation.
    1. "Establishment" means any place of business that: (2) (A) "Establishment" means any place of business that:
      1. offers the practice of massage or the practice of bodywork or where the practice of massage or the practice of bodywork is conducted on the premises of the business; or
      2. represents itself to the public by any title or description of services incorporating the words "touch professional," "bodywork," "massage," "massage therapy," "massage therapist," "massage practitioner," "massagist," "masseur," "masseuse," "energy work," or other words identified by the Director in rules.
    2. A "place of business" includes any office, clinic, facility, salon, spa, or other location not otherwise exempted under section 5404 of this chapter where a person or persons engage in the practice of massage or the practice of bodywork.
  2. "Practice of massage" and "practice of bodywork" mean offering or engaging in massage or bodywork in exchange for consideration.
    1. "Massage" and "Bodywork" mean systems of structured touch that are: (4) (A) "Massage" and "Bodywork" mean systems of structured touch that are:
        1. applied to the superficial, soft or deep tissue, muscle, or connective tissue of another person by manual means, including friction, gliding, rocking, tapping, kneading, and nonspecific stretching; or

        (II) designed to affect the energy fields of the body for the purpose of promoting and maintaining health and well-being; and

      1. provided to clients in a manner in which the clients have a reasonable expectation of privacy.
    2. Massage and bodywork may include the use of therapies such as heliotherapy or hydrotherapy; the use of moist, hot, and cold external applications; and the use of oils or other lubricants.
    3. Neither massage nor bodywork include the diagnosis of illness, disease, impairment, or disability.
  3. "Massage therapist, bodyworker, or touch professional" means a person who holds a registration from the Office to practice massage or practice bodywork or both.

    Added 2019, No. 178 (Adj. Sess.), § 29, eff. April 1, 2021.

§ 5402. Prohibitions. Section 5402 effective April 1, 2021.

  1. An individual shall not engage in or offer the practice of massage or the practice of bodywork unless the individual is registered with the Office.
  2. It shall be a violation of this chapter for any individual to engage in the practice of massage or the practice of bodywork, or to offer to engage in the practice of massage or the practice of bodywork, if the individual's registration has been suspended or revoked.
  3. An individual shall not use in connection with the individual's name any letters, words, titles, or insignia indicating or implying that the individual is offering or engaging in the practice of massage or the practice of bodywork, including the terms "massage therapist," "bodyworker," or "touch professional," unless the individual holds a registration in accordance with this chapter.

    Added 2019, No. 178 (Adj. Sess.), § 29, eff. April 1, 2021.

§ 5403. Unauthorized practice. Section 5403 effective April 1, 2021.

Any individual who engages in the practice of massage or the practice of bodywork without a registration from the Office shall be subject to the penalties provided in 3 V.S.A. § 127 (unauthorized practice).

Added 2019, No. 178 (Adj. Sess.), § 29, eff. April 1, 2021.

§ 5404. Exemptions. Section 5404 effective April 1, 2021.

  1. The following shall not require a registration under this chapter:
    1. the practice of massage or the practice of bodywork by a student as part of a professional massage or bodywork education program;
    2. the practice of massage or the practice of bodywork by an apprentice as part of a massage or bodywork apprenticeship; or
    3. the practice of massage or the practice of bodywork provided to clients in a manner in which the clients do not have a reasonable expectation of privacy.
  2. The provisions of this chapter requiring individuals to be registered shall not apply to individuals who engage in or offer the practice of massage or the practice of bodywork in the course of their customary duties as physicians, podiatrists, physician assistants, nurses, including advanced practice registered nurses, osteopaths, acupuncturists, athletic trainers, barbers, cosmetologists, estheticians, electrologists, chiropractors, midwives, naturopathic physicians, occupational therapists, physical therapists, or respiratory care practitioners.
  3. Nothing in this chapter shall prohibit a massage therapist, bodyworker, or touch professional from engaging in or offering the practice of massage or the practice of bodywork at a location that is not an establishment, so long as prior to engaging in that practice at that location, the registrant and his or her client agree that the location is acceptable.

    Added 2019, No. 178 (Adj. Sess.), § 29, eff. April 1, 2021.

Subchapter 2. Administration

§ 5411. Duties of the Director. Section 5411 effective April 1, 2021.

  1. Generally.  The Director shall:
    1. provide general information to applicants for registration as a massage therapist, bodyworker, or touch professional;
    2. receive applications for registration and provide registrations to applicants qualified under this chapter;
    3. administer fees as established by law;
    4. refer all disciplinary matters to an administrative law officer;
    5. explain appeal procedures to applicants and registrants; and
    6. explain complaint procedures to the public.
  2. Rules.
    1. The Director shall adopt rules requiring a massage therapist, bodyworker, or touch professional to disclose to each new client before the first treatment the following information:
      1. the professional qualifications and experience of the registrant;
      2. actions that constitute unprofessional conduct;
      3. the method for filing a complaint against a registrant; and
      4. the method for making a consumer inquiry with the Office.
    2. The Director shall adopt rules regarding the display of:
      1. the registrations of employed or contracted massage therapists, bodyworkers, or touch professionals at an establishment; and
      2. information regarding unprofessional conduct and filing complaints with the Office.
    3. The rules described in this subsection shall include provisions relating to the manner in which the information disclosed shall be distributed or displayed and a requirement that a massage therapist, bodyworker, or touch professional and his or her client sign an acknowledgement that the information was disclosed.
    4. The Director may adopt other rules as necessary to perform his or her duties under this chapter.

      Added 2019, No. 178 (Adj. Sess.), § 29, eff. April 1, 2021.

§ 5412. Advisor appointees. Section 5412 effective April 1, 2021.

  1. The Secretary of State shall appoint three advisors of suitable qualifications, as described in this section, to advise the Director on matters relating to the practice of massage and the practice of bodywork.
  2. The Secretary shall appoint the advisors to serve, at the Secretary's pleasure, for five-year staggered terms. To stagger the advisors' terms, the Secretary may initially appoint two of the advisors for less than a five-year term.
  3. Two of the three advisors shall be massage therapists, bodyworkers, or touch professionals registered under this chapter who have been actively engaged in the practice of massage or the practice of bodywork, or both, for the three-year period immediately preceding appointment. These two advisors shall maintain their registrations in this State and be actively engaged in the practice of massage or the practice of bodywork, or both during their incumbency.
  4. Director shall seek the advice of the advisors in carrying out the provisions of this chapter.

    Added 2019, No. 178 (Adj. Sess.), § 29, eff. April 1, 2021.

Subchapter 3. Registrations

History

2020 The original enactment of this subchapter did not include a § 5425. Therefore, §§ 5426-5428 of this subchapter were redesignated as §§ 5425-5427.

§ 5421. Application. Section 5421 effective April 1, 2021.

A person who desires to be registered under this chapter shall apply for a registration in the manner specified by the Director, accompanied by payment of the required fee.

Added 2019, No. 178 (Adj. Sess.), § 29, eff. April 1, 2021.

§ 5422. Registration by endorsement. Section 5422 effective April 1, 2021.

The Director may issue a registration to an individual under this chapter if the individual holds a license, registration, certification, or other authorization to practice massage therapy or bodywork from a U.S. or Canadian jurisdiction.

Added 2019, No. 178 (Adj. Sess.), § 29, eff. April 1, 2021.

§ 5423. Establishments; designee and inspection. Section 5423 effective April 1, 2021.

  1. An establishment shall designate a massage therapist, bodyworker, or touch professional to be responsible for ensuring the establishment complies with the requirements of this chapter and the rules adopted by the Director.
  2. A person authorized by the Director may enter any establishment for the purpose of inspection when a complaint has been filed with the Office regarding the practice of massage or the practice of bodywork at that establishment. A fee shall not be charged for any inspection under this subsection.

    Added 2019, No. 178 (Adj. Sess.), § 29, eff. April 1, 2021.

§ 5424. Registration renewal. Section 5424 effective April 1, 2021.

  1. A registration under this chapter shall be renewed every two years by submission of a new, completed application and shall be accompanied by payment of the required fee.
  2. A registration that has lapsed shall be renewed upon payment of the biennial renewal fee and the late renewal penalty.

    Added 2019, No. 178 (Adj. Sess.), § 29, eff. April 1, 2021.

§ 5425. Fees. Section 5425 effective April 1, 2021.

Applicants and persons regulated under this chapter shall pay those fees set forth in 3 V.S.A. § 125(b) .

Added 2019, No. 178 (Adj. Sess.), § 29, eff. April 1, 2021.

§ 5426. Display of registration. Section 5426 effective April 1, 2021.

A massage therapist, bodyworker, or touch professional shall conspicuously display his or her registration in any establishment where the registrant is engaged in the practice of massage or the practice of bodywork.

Added 2019, No. 178 (Adj. Sess.), § 29, eff. April 1, 2021.

§ 5427. Unprofessional conduct. Section 5427 effective April 1, 2021.

Unprofessional conduct means the conduct set forth in 3 V.S.A. § 129a and the following:

  1. engaging in activities in violation of 13 V.S.A. § 2605 (voyeurism);
  2. engaging in a sexual act with a client;
  3. conviction of a crime committed while engaged in the practice of massage or the practice of bodywork;
  4. performing massage or bodywork that the massage therapist, bodyworker, or touch professional knows or has reason to know has not been authorized by a client or the client's legal representative; and
  5. engaging in conduct of a character likely to deceive, defraud, or harm the public.

    Added 2019, No. 178 (Adj. Sess.), § 29, eff. April 1, 2021.