Revisor’s notes. —

The provisions of this title were redrafted in 1982 to remove personal pronouns pursuant to § 4, ch. 58, SLA 1982, and to make other minor word changes. Additional minor word changes were also made throughout the title in 1987, 1991, 1998, 2010, and 2018.

Cross references. —

For temporary provisions relating to occupational licensing and the COVID-19 public health disaster emergency declared on March 11, 2020, see § 6 and 8, ch. 10, SLA 2020 in the 2020 Temporary and Special Acts.

For a temporary provision relating to immunity for certain licenses for actions related to exposure to COVID-19, see sec. 14, ch. 2, SLA 2021. in the 2021 Temporary and Special Acts.

Administrative Code. —

For professional and vocational regulations, see 12 AAC.

Collateral references. —

51 Am. Jur. 2d, Licenses and Permits, §§ 1 — 151.

53 C.J.S., Licenses, § et seq.

Chapter 01. Centralized Licensing.

Administrative Code. —

For general occupational licensing functions, see 12 AAC 02.

Sec. 08.01.010. Applicability of chapter.

This chapter applies to the

  1. Board of Public Accountancy (AS 08.04.010 );
  2. regulation of acupuncturists under AS 08.06;
  3. State Board of Registration for Architects, Engineers, and Land Surveyors (AS 08.48.011 );
  4. Athletic Commission (AS 05.05 and AS 05.10);
  5. regulation of athletic trainers under AS 08.07;
  6. regulation of audiologists and speech-language pathologists under AS 08.11;
  7. Board of Barbers and Hairdressers (AS 08.13.010 );
  8. regulation of behavior analysts under AS 08.15;
  9. Big Game Commercial Services Board (AS 08.54.591 );
  10. regulation of business licenses under AS 43.70;
  11. Board of Chiropractic Examiners (AS 08.20.010 );
  12. regulation of collection agencies under AS 08.24;
  13. regulation of concert promoters under AS 08.92;
  14. regulation of construction contractors and home inspectors under AS 08.18;
  15. Board of Dental Examiners (AS 08.36.010 );
  16. regulation of dietitians and nutritionists under AS 08.38;
  17. Board of Certified Direct-Entry Midwives (AS 08.65.010 );
  18. regulation of dispensing opticians under AS 08.71;
  19. regulation of electrical and mechanical administrators under AS 08.40;
  20. regulation of agencies that perform euthanasia services under AS 08.02.050 ;
  21. regulation of professional geologists under AS 08.02.011 ;
  22. regulation of private professional guardians and private professional conservators (AS 08.26);
  23. regulation of hearing aid dealers under AS 08.55;
  24. Board of Marine Pilots (AS 08.62.010 );
  25. Board of Marital and Family Therapy (AS 08.63.010 );
  26. Board of Massage Therapists (AS 08.61.010 );
  27. State Medical Board (AS 08.64.010 );
  28. regulation of morticians under AS 08.42;
  29. regulation of the practice of naturopathy under AS 08.45;
  30. Board of Nursing (AS 08.68.010 );
  31. regulation of nursing home administrators under AS 08.70;
  32. Board of Examiners in Optometry (AS 08.72.010 );
  33. regulation of pawnbrokers (AS 08.76.100 08.76.590 );
  34. Board of Pharmacy (AS 08.80.010 );
  35. State Physical Therapy and Occupational Therapy Board (AS 08.84.010 );
  36. Board of Professional Counselors (AS 08.29.010 );
  37. Board of Psychologist and Psychological Associate Examiners (AS 08.86.010 );
  38. Real Estate Commission (AS 08.88.011 );
  39. Board of Certified Real Estate Appraisers (AS 08.87.010 );
  40. Board of Social Work Examiners (AS 08.95.010 );
  41. Board of Veterinary Examiners (AS 08.98.010 ).

History. (am E.O. No. 60, § 3 (1985); § 1 ch 59 SLA 1966; am § 2 ch 136 SLA 1967; am § 2 ch 101 SLA 1968; am § 2 ch 143 SLA 1968; am § 2 ch 151 SLA 1968; am § 1 ch 106 SLA 1970; am § 6 ch 32 SLA 1971; am § 4 ch 179 SLA 1972; am § 2 ch 45 SLA 1973; am § 14 ch 65 SLA 1973; am § 1 ch 43 SLA 1975; am § 1 ch 43 SLA 1977; am § 1 ch 141 SLA 1980; am § 1 ch 142 SLA 1980; am § 42 ch 167 SLA 1980; am §§ 9, 10 ch 6 SLA 1984; am § 1 ch 37 SLA 1985; am § 2 ch 56 SLA 1986; am § 1 ch 71 SLA 1986; am § 2 ch 131 SLA 1986; am § 1 ch 2 FSSLA 1987; am § 1 ch 74 SLA 1987; am § 48 ch 94 SLA 1987; am § 1 ch 45 SLA 1988; am § 12 ch 85 SLA 1988; am § 1 ch 98 SLA 1988; am § 3 ch 126 SLA 1988; am § 1 ch 132 SLA 1988; am § 1 ch 37 SLA 1989; am § 3 ch 6 SLA 1990; am § 2 ch 177 SLA 1990; am § 2 ch 129 SLA 1992; am § 1 ch 130 SLA 1992; am §§ 1, 37 ch 101 SLA 1994; am §§ 1, 12 ch 91 SLA 1995; am §§ 1, 16 ch 33 SLA 1996; am § 1 ch 131 SLA 1996; am § 2 ch 75 SLA 1998; am § 2 ch 118 SLA 1998; am § 2 ch 67 SLA 1999; am § 2 ch 72 SLA 1999; am § 1 ch 42 SLA 2000; am § 1 ch 62 SLA 2002; am § 1 ch 134 SLA 2003; am § 1 ch 84 SLA 2004; am § 1 ch 84 SLA 2005; am § 2 ch 40 SLA 2008; am § 2 ch 49 SLA 2010; am § 1 ch 36 SLA 2014; am § 1 ch 41 SLA 2014; am § 1 ch 114 SLA 2014)

Revisor’s notes. —

The second 1988 amendment, which added a new paragraph referring to the regulation of electrical administrators, was superseded by the enactment of ch. 98, SLA 1988, which reestablished the Board of Electrical Examiners, referred to in former paragraph (12). Consequently, the second 1988 amendment is not set out in the text of the section.

Under § 57, ch. 40, SLA 2008, the repeal of paragraph (16) by § 4, ch. 19, SLA 2008 was disregarded.

Reorganized in 1985, 1988, 1991, 1992, 1994, 1998, 1999, 2002, 2010, and 2014 to categorize and alphabetize the material and to retain that organization. Paragraph (19) was enacted as (37); renumbered in 2002, at which time other paragraphs were also renumbered to maintain alphabetical order.

Cross references. —

For a temporary provision relating to occupational licensing and the COVID-19 pubic health emergency disaster declared on January 15, 2021, see sec. 7, ch. 2, SLA 2021, in the 2021 Temporary and Special Acts.

Administrative Code. —

For occupational licensing fees, see 12 AAC 2, art. 2.

For application requirements and licensing, see 12 AAC 12, art. 1.

Effect of amendments. —

The first 2014 amendment, effective July 1, 2015, added present paragraph (5).

The second 2014 amendment, effective September 16, 2014, added present paragraph (8).

The third 2014 amendment, effective July 1, 2015, added present paragraph (26).

Sec. 08.01.020. Board organization.

Board members are appointed by the governor and serve at the pleasure of the governor. Unless otherwise provided, the governor may designate the chair of a board, and all other officers shall be elected by the board members. Unless otherwise provided, officers of a board are the chair and the secretary. A board may provide by regulation that three or more unexcused absences from meetings are cause for removal.

History. (§ 1 ch 59 SLA 1966; am § 2 ch 94 SLA 1987)

Sec. 08.01.025. Public members.

A public member of a board may not

  1. be engaged in the occupation that the board regulates;
  2. be associated by legal contract with a member of the occupation that the board regulates except as a consumer of the services provided by a practitioner of the occupation; or
  3. have a direct financial interest in the occupation that the board regulates.

History. (§ 1 ch 258 SLA 1976)

Sec. 08.01.030. Quorum.

A majority of the membership of a board constitutes a quorum unless otherwise provided.

History. (§ 1 ch 59 SLA 1966)

Sec. 08.01.035. Appointments and terms.

Members of boards subject to this chapter are appointed for staggered terms of four years. Except as provided in AS 39.05.080 (4), a member of a board serves until a successor is appointed. Except as provided in AS 39.05.080 (4), an appointment to fill a vacancy on a board is for the remainder of the unexpired term. A member who has served all or part of two successive terms on a board may not be reappointed to that board unless four years have elapsed since the person has last served on the board.

History. (§ 3 ch 94 SLA 1987; am § 13 ch 85 SLA 1988; am § 1 ch 80 SLA 1996)

Sec. 08.01.040. Transportation and per diem.

A board member is entitled to transportation expenses and per diem as set out in AS 39.20.180 .

History. (§ 1 ch 59 SLA 1966)

Sec. 08.01.050. Administrative duties of department.

  1. The department shall perform the following administrative and budgetary services when appropriate:
    1. collect and record fees;
    2. maintain records and files;
    3. issue and receive application forms;
    4. notify applicants of acceptance or rejection as determined by the board or, for occupations or activities listed in AS 08.01.010 that are regulated directly by the department, as determined by the department under applicable law;
    5. designate dates examinations are to be held and notify applicants;
    6. publish notice of examinations and proceedings;
    7. arrange space for holding examinations and proceedings;
    8. notify applicants of results of examinations;
    9. issue licenses or temporary licenses as authorized by the board or, for occupations or activities listed in AS 08.01.010 that are regulated directly by the department, as authorized by the department under applicable law;
    10. issue duplicate licenses upon submission of a written request by the licensee attesting to loss of or the failure to receive the original and payment by the licensee of a fee established by regulation adopted by the department;
    11. notify licensees of renewal dates at least 30 days before the expiration date of their licenses;
    12. compile and maintain a current register of licensees;
    13. answer routine inquiries;
    14. maintain files relating to individual licensees;
    15. arrange for printing and advertising;
    16. purchase supplies;
    17. employ additional help when needed;
    18. perform other services that may be requested by the board;
    19. provide inspection, enforcement, and investigative services to the boards and for the occupations listed in AS 08.01.010 regarding all licenses issued by or through the department;
    20. retain and safeguard the official seal of a board and prepare, sign, and affix a board seal, as appropriate, for licenses approved by a board;
    21. issue business licenses under AS 43.70.
  2. The form and content of a license, authorized by a board listed in AS 08.01.010 , including any document evidencing renewal of a license, shall be determined by the department after consultation with and consideration of the views of the board concerned.
  3. [Repealed, § 49 ch 94 SLA 1987.]
  4. At the request of one of the following boards, the department may contract with public agencies and private professional organizations to provide assistance and treatment to persons licensed by the board who abuse alcohol, other drugs, or other substances:
    1. Board of Social Work Examiners;
    2. Board of Dental Examiners;
    3. Board of Marital and Family Therapy;
    4. State Medical Board;
    5. Board of Nursing;
    6. Board of Examiners in Optometry;
    7. Board of Pharmacy;
    8. State Physical Therapy and Occupational Therapy Board;
    9. Board of Professional Counselors;
    10. Board of Psychologist and Psychological Associate Examiners; and
    11. Board of Veterinary Examiners.

History. (§ 1 ch 59 SLA 1966; am § 1 ch 102 SLA 1976; am § 39 ch 218 SLA 1976; am § 2 ch 258 SLA 1976; am §§ 1, 2 ch 49 SLA 1980; am § 1 ch 82 SLA 1980; am § 2 ch 141 SLA 1980; am § 1 ch 166 SLA 1980; am § 1 ch 48 SLA 1983; am § 3 ch 56 SLA 1986; am § 3 ch 131 SLA 1986; am § 2 ch 74 SLA 1987; am § 21 ch 87 SLA 1987; am §§ 4, 49 ch 94 SLA 1987; am § 2 ch 45 SLA 1988; am § 2 ch 98 SLA 1988; am § 4 ch 6 SLA 1990; am § 1 ch 99 SLA 1990; am § 1 ch 34 SLA 1992; am § 2 ch 101 SLA 1994; am § 2 ch 91 SLA 1995; am § 2 ch 33 SLA 1996; am § 4 ch 32 SLA 1997; am § 3 ch 75 SLA 1998; am § 3 ch 118 SLA 1998; am § 1 ch 152 SLA 2003; am § 4 ch 19 SLA 2008)

Revisor’s notes. —

Minor word changes were made in 1986 to reconcile amendments made to (a)(4) and (a)(9) of this section by chapters 56 and 131, SLA 1986. In 2010, former paragraph (d)(12) was renumbered as (d)(3) to retain alphabetical order.

Cross references. —

For construction of the 1996 amendments, see § 15, ch. 33, SLA 1996 in the Temporary and Special Acts. For transitional provisions relating to the 1996 amendments, see § 13 and 14, ch. 33, SLA 1996 in the Temporary and Special Acts. For transition provisions relating the 1998 amendments to subsection (d) by § 3, ch. 75, SLA 1998, see § 7, ch. 75, SLA 1998 in the 1998 Temporary and Special Acts.

For provisions relating to issuance of a temporary license to a person who served in the armed forces, see AS 08.01.064 .

Administrative Code. —

For collection of fees, see 12 AAC 2, art. 1.

For occupational licensing fees, see 12 AAC 2, art. 2.

For examination review procedures, see 12 AAC 2, art. 3.

For audiologists, see 12 AAC 7.

For application requirements and licensing, see 12 AAC 12, art. 1.

For registration and licensing, see 12 AAC 36, art. 1.

For licenses, permits, and examinations, see 12 AAC 42, art. 1.

For surety fund claims, see 12 AAC 64, art. 6.

Sec. 08.01.060. Application for license.

  1. All applications for examination or licensing to engage in the business or profession covered by this chapter shall be made in writing to the department.
  2. If the applicant is a natural person, the application must require that the applicant submit the applicant’s social security number to the department. Notwithstanding any other provision of this title, a license to engage in a profession may not be issued by the department to a natural person unless the social security number has been provided to the department.

History. (§ 1 ch 59 SLA 1966; am § 6 ch 87 SLA 1997)

Administrative Code. —

For collection of fees, see 12 AAC 2, art. 1.

For application requirements and licensing, see 12 AAC 12, art. 1.

Collateral references. —

Right of person wrongfully refused license upon proper application therefor to do act for which license is required, 30 A.L.R.2d 1006.

Sec. 08.01.062. Courtesy licenses.

  1. A board established under this title and the department, with respect to an occupation that it regulates under this title, may by regulation establish criteria for issuing a temporary courtesy license to nonresidents who enter the state so that, on a temporary basis, they may practice the occupation regulated by the board or the department.
  2. The regulations adopted under (a) of this section may include limitations relating to the
    1. duration of the license’s validity;
    2. scope of practice allowed under the license; and
    3. other matters considered important by the board or the department.

History. (§ 2 ch 126 SLA 1990)

Revisor’s notes. —

Formerly AS 08.02.030 . Renumbered in 1998.

In 1999, “Department of Commerce and Economic Development” was changed to “Department of Community and Economic Development” in (a) of this section in accordance with § 88, ch. 58, SLA 1999.

In 2004, “Department of Community and Economic Development” was changed to “Department of Commerce, Community, and Economic Development” in (a) of this section in accordance with § 3, ch. 47, SLA 2004.

Administrative Code. —

For occupational licensing fees, see 12 AAC 2, art. 2.

For examination applications and standards, see 12 AAC 9, art. 1.

For licensing, see 12 AAC 16, art. 2.

For licensing, see 12 AAC 40, art. 1.

For applications, see 12 AAC 60, art. 1.

For veterinary licensing and examination, see 12 AAC 68, art. 1.

Sec. 08.01.063. Military courtesy licenses.

  1. Except as provided in (d) of this section, and notwithstanding another provision of law, the department or appropriate board may issue a temporary courtesy license to the spouse of an active duty member of the armed forces of the United States if the spouse applies to the department or appropriate board in the manner prescribed by the department or appropriate board. An application must include evidence satisfactory to the department or appropriate board that the applicant
    1. is married to and living with a member of the armed forces of the United States who is on active duty and assigned to a duty station in this state under official active duty military orders;
    2. holds a current license or certificate in another state, district, or territory of the United States with requirements that the department or appropriate board determines are equivalent to those established under this title for that occupation;
    3. if required by the department or appropriate board for obtaining a license in the applicant’s profession, has been fingerprinted and has provided the fees required by the Department of Public Safety under AS 12.62.160 for criminal justice information and a national criminal history record check; the fingerprints and fees shall be forwarded to the Department of Public Safety to obtain a report of criminal justice information under AS 12.62 and a national criminal history record check under AS 12.62.400 ;
    4. has not committed an act in any jurisdiction that would have constituted grounds for the refusal, suspension, or revocation of a license or certificate to practice that occupation under this title at the time the act was committed;
    5. has not been disciplined by a licensing or credentialing entity in another jurisdiction and is not the subject of an unresolved complaint, review procedure, or disciplinary proceeding conducted by a licensing or credentialing entity in another jurisdiction; and
    6. pays any fees required under this title.
  2. The department or appropriate board shall expedite the procedure for issuance of a license under (a) of this section.
  3. A temporary courtesy license issued under this section is valid for 180 days and may be extended at the discretion of the department or appropriate board for one additional 180-day period, on application of the holder of the temporary courtesy license.
  4. This section does not apply to the practice of law or the regulation of attorneys under AS 08.08.

History. (§ 1 ch 25 SLA 2011; am §§ 1, 2 ch 29 SLA 2021; am § 1 ch 34 SLA 2021)

Effect of amendments. —

The first 2021 amendment, effective January 1, 2022, in (a), in the introductory language, substituted “shall” for “may” following “appropriate board”, inserted “an active duty member of the armed forces of the United States or” following “temporary courtesy license to”, inserted “active duty member or” following “United States if the”, inserted “meets the requirements of this section and” following “spouse”; in (a)(1), inserted “an active duty member of the armed forces of the United States or is” near the beginning, in (a)(2), inserted “, or that is recognized by the United States, including a branch of the armed forces of the United States,” following “territory of the United States”, and inserted “substantially” following “board determines are”; rewrote (b), which read, “The department or appropriate board shall expedite the procedure for issuance of a license under (a) of this section.”

The second 2021 amendment, effective December 13, 2021, added (e) — (g).

Sec. 08.01.063. Military courtesy licenses.

  1. Except as provided in (d) of this section, and notwithstanding another provision of law, the department or appropriate board may issue a temporary courtesy license to the spouse of an active duty member of the armed forces of the United States if the spouse applies to the department or appropriate board in the manner prescribed by the department or appropriate board. An application must include evidence satisfactory to the department or appropriate board that the applicant
    1. is married to and living with a member of the armed forces of the United States who is on active duty and assigned to a duty station in this state under official active duty military orders;
    2. holds a current license or certificate in another state, district, or territory of the United States with requirements that the department or appropriate board determines are equivalent to those established under this title for that occupation;
    3. if required by the department or appropriate board for obtaining a license in the applicant’s profession, has been fingerprinted and has provided the fees required by the Department of Public Safety under AS 12.62.160 for criminal justice information and a national criminal history record check; the fingerprints and fees shall be forwarded to the Department of Public Safety to obtain a report of criminal justice information under AS 12.62 and a national criminal history record check under AS 12.62.400 ;
    4. has not committed an act in any jurisdiction that would have constituted grounds for the refusal, suspension, or revocation of a license or certificate to practice that occupation under this title at the time the act was committed;
    5. has not been disciplined by a licensing or credentialing entity in another jurisdiction and is not the subject of an unresolved complaint, review procedure, or disciplinary proceeding conducted by a licensing or credentialing entity in another jurisdiction; and
    6. pays any fees required under this title.
  2. The department or appropriate board shall expedite the procedure for issuance of a license under (a) of this section.
  3. A temporary courtesy license issued under this section is valid for 180 days and may be extended at the discretion of the department or appropriate board for one additional 180-day period, on application of the holder of the temporary courtesy license.
  4. This section does not apply to the practice of law or the regulation of attorneys under AS 08.08.
  5. The department shall prepare an annual report that describes, for the previous fiscal year, information on temporary courtesy licenses issued under this section, including
    1. expedited application procedures;
    2. progress made toward implementing regulations for the licenses, changes to regulations made to accommodate the needs of military spouses, and any plans for future regulations;
    3. the number and type of the licenses that have been issued; and
    4. the department’s efforts to inform each board authorized to issue a temporary courtesy license under this section and the military community in the state about the licenses.
  6. The department shall submit the report prepared under (e) of this section to the Joint Armed Services Committee on or before the first day of March each year. In addition, the department shall consolidate the two most recent reports and submit a biennial report to the legislature on or before the first day of March during the first regular session of each legislature. The department shall deliver a copy of the biennial report to the senate secretary and the chief clerk of the house of representatives and notify the legislature that the report is available.
  7. The department shall annually produce and distribute to each board authorized to issue a temporary courtesy license under this section informational materials for the purpose of improving the board’s knowledge of the licenses, the application process, and best practices in providing applicant support. The department shall encourage the boards to designate a single employee to serve as the point of contact for public information and inquiries related to temporary courtesy licenses for military spouses.

History. (§ 1 ch 25 SLA 2011; am §§ 1, 2 ch 29 SLA 2021; am § 1 ch 34 SLA 2021)

Sec. 08.01.063. Military courtesy licenses.

  1. Except as provided in (d) of this section, and notwithstanding another provision of law, the department or appropriate board shall issue a temporary courtesy license to an active duty member of the armed forces of the United States or the spouse of an active duty member of the armed forces of the United States if the active duty member or spouse meets the requirements of this section and applies to the department or appropriate board in the manner prescribed by the department or appropriate board. An application must include evidence satisfactory to the department or appropriate board that the applicant
    1. is an active duty member of the armed forces of the United States or is married to and living with a member of the armed forces of the United States who is on active duty and assigned to a duty station in this state under official active duty military orders;
    2. holds a current license or certificate in another state, district, or territory of the United States, or that is recognized by the United States, including a branch of the armed forces of the United States, with requirements that the department or appropriate board determines are substantially equivalent to those established under this title for that occupation;
    3. if required by the department or appropriate board for obtaining a license in the applicant’s profession, has been fingerprinted and has provided the fees required by the Department of Public Safety under AS 12.62.160 for criminal justice information and a national criminal history record check; the fingerprints and fees shall be forwarded to the Department of Public Safety to obtain a report of criminal justice information under AS 12.62 and a national criminal history record check under AS 12.62.400 ;
    4. has not committed an act in any jurisdiction that would have constituted grounds for the refusal, suspension, or revocation of a license or certificate to practice that occupation under this title at the time the act was committed;
    5. has not been disciplined by a licensing or credentialing entity in another jurisdiction and is not the subject of an unresolved complaint, review procedure, or disciplinary proceeding conducted by a licensing or credentialing entity in another jurisdiction; and
    6. pays any fees required under this title.
  2. The department or appropriate board shall issue a temporary license under this section to a person who meets the requirements under (a) of this section within 30 days after the department or appropriate board receives the person’s completed application for the temporary license.
  3. A temporary courtesy license issued under this section is valid for 180 days and may be extended at the discretion of the department or appropriate board for one additional 180-day period, on application of the holder of the temporary courtesy license.
  4. This section does not apply to the practice of law or the regulation of attorneys under AS 08.08.
  5. The department shall prepare an annual report that describes, for the previous fiscal year, information on temporary courtesy licenses issued under this section, including
    1. expedited application procedures;
    2. progress made toward implementing regulations for the licenses, changes to regulations made to accommodate the needs of military spouses, and any plans for future regulations;
    3. the number and type of the licenses that have been issued; and
    4. the department’s efforts to inform each board authorized to issue a temporary courtesy license under this section and the military community in the state about the licenses.
  6. The department shall submit the report prepared under (e) of this section to the Joint Armed Services Committee on or before the first day of March each year. In addition, the department shall consolidate the two most recent reports and submit a biennial report to the legislature on or before the first day of March during the first regular session of each legislature. The department shall deliver a copy of the biennial report to the senate secretary and the chief clerk of the house of representatives and notify the legislature that the report is available.
  7. The department shall annually produce and distribute to each board authorized to issue a temporary courtesy license under this section informational materials for the purpose of improving the board’s knowledge of the licenses, the application process, and best practices in providing applicant support. The department shall encourage the boards to designate a single employee to serve as the point of contact for public information and inquiries related to temporary courtesy licenses for military spouses.

History. (§ 1 ch 25 SLA 2011; am §§ 1, 2 ch 29 SLA 2021; am § 1 ch 34 SLA 2021)

Sec. 08.01.064. Military education, training, and service credit; temporary license.

  1. Notwithstanding another provision of law, the department or applicable board shall accept military education, training, and service for some or all of the qualifications otherwise required of an applicant for a license or certificate issued under this chapter if
    1. the department or applicable board determines that the military education, training, and service is substantially equivalent to some or all of the qualifications otherwise required of an applicant for a license or certificate issued under this chapter; and
    2. the applicant provides satisfactory evidence of successful completion of the education, training, or service as a member of the armed forces of the United States, the United States Reserves, the National Guard of any state, the Military Reserves of any state, or the Naval Militia of any state.
  2. If the department issues temporary licenses or certificates as authorized by the department or applicable board under AS 08.01.050(a)(9) , the department or applicable board shall issue a temporary license or certificate to a person who
    1. applies to the department or applicable board in a manner prescribed by the department or board;
    2. meets the requirements in AS 08.01.063(a)(3) — (6); and
    3. while in the armed forces of the United States or any state, as described in (a) of this section,
      1. held a current license or certificate in another state, district, or territory of the United States, practiced in the area of the license or certificate, and maintained the license or certificate in active status before and at the time of application for a license or certificate under this subsection; or
      2. was awarded a degree, diploma, or certificate by a branch of the armed forces of the United States or any state, as described in (a) of this section, that met standards for an equivalent license or a certificate of technical training.
  3. The department or applicable board shall expedite the procedure for issuance of a license or certificate under (b) of this section for an applicant who is on active duty.
  4. A license or certificate issued under (b) of this section is valid for 180 days and may be extended at the discretion of the department or applicable board for one additional 180-day period if the holder of the license or certificate applies for an extension on a form approved by the department or applicable board.
  5. The department or applicable board may adopt regulations necessary to implement this section.

History. (§ 1 ch 28 SLA 2013)

Sec. 08.01.065. Establishment of fees.

  1. Except for business licenses, the department shall adopt regulations that establish the amount and manner of payment of application fees, examination fees, license fees, registration fees, permit fees, investigation fees, and all other fees as appropriate for the occupations covered by this chapter.
  2. [Repealed, § 4 ch 34 SLA 1992.]
  3. Except as provided in  (f) — (j) of this section, the department shall establish fee levels under (a) of this section so that the total amount of fees collected for an occupation approximately equals the actual regulatory costs for the occupation. The department shall annually review each fee level to determine whether the regulatory costs of each occupation are approximately equal to fee collections related to that occupation. If the review indicates that an occupation’s fee collections and regulatory costs are not approximately equal, the department shall calculate fee adjustments and adopt regulations under (a) of this section to implement the adjustments. In January of each year, the department shall report on all fee levels and revisions for the previous year under this subsection to the office of management and budget. If a board regulates an occupation covered by this chapter, the department shall consider the board’s recommendations concerning the occupation’s fee levels and regulatory costs before revising fee schedules to comply with this subsection. In this subsection, “regulatory costs” means costs of the department that are attributable to regulation of an occupation plus
    1. all expenses of the board that regulates the occupation if the board regulates only one occupation;
    2. the expenses of a board that are attributable to the occupation if the board regulates more than one occupation.
  4. The license fee for a business license is set by  AS 43.70.030(a) . The department shall adopt regulations that establish the manner of payment of the license fee.
  5. [Repealed, § 28 ch 90 SLA 1991.]
  6. Notwithstanding (c) of this section, the department shall establish fee levels under (a) of this section so that the total amount of fees collected by the State Board of Registration for Architects, Engineers, and Land Surveyors approximately equals the total regulatory costs of the department and the board for all occupations regulated by the board. The department shall set the fee levels for the issuance and renewal of a certificate of registration issued under  AS 08.48.211 so that the fee levels are the same for all occupations regulated by the board.
  7. Notwithstanding (c) of this section, the department shall establish fee levels under (a) of this section so that the total amount of fees collected by the department for all occupations regulated under  AS 08.11 approximately equals the total regulatory costs of the department for all occupations regulated by the department under  AS 08.11. The department shall set the fee levels for the issuance and renewal of licenses issued under  AS 08.11 so that the fee levels are the same for all occupations regulated by the department under  AS 08.11.
  8. Notwithstanding (c) of this section, the department shall establish fee levels under (a) of this section so that the total amount of fees collected by the Board of Barbers and Hairdressers approximately equals the total regulatory costs of the department, the board, and the Department of Environmental Conservation for all occupations regulated by the board. For purposes of this subsection, the regulatory costs of the Department of Environmental Conservation for the occupations regulated by the board include the cost of inspections under  AS 08.13.210(b) , the cost of developing and adopting regulations under  AS 44.46.020 for barbershop, hairdressing,  hair braiding, manicuring, esthetics, body piercing, ear piercing,  tattooing , and permanent cosmetic coloring establishments, and the cost to the Department of Environmental Conservation of enforcing  the regulations for body piercing, tattooing, and permanent cosmetic coloring establishments. The department shall set the fee levels for the issuance and renewal of a practitioner’s license issued under  AS 08.13.100 so that the license and license renewal fees are the same for all occupations regulated by the Board of Barbers and Hairdressers.
  9. Notwithstanding (c) of this section, the department shall establish fee levels under (a) of this section so that the total amount of fees collected by the Department of Commerce, Community, and Economic Development for specialty contractors, home inspectors, and associate home inspectors approximately equals the total regulatory costs of the department for those three registration categories. The department shall set the fee levels for the issuance and renewal of a certificate of registration issued under  AS 08.18 so that the fee levels are the same for all three of these registration categories and so that the fee level for a home inspector with a joint registration is not different from the fee level for a home inspector who does not have a joint registration. In this subsection, “joint registration” has the meaning given in  AS 08.18.171 .
  10. The department shall establish for real estate appraisal management companies registered under  AS 08.87 a registry fee in an amount that equals the amount determined by the federal Appraisal Subcommittee established under  12 U.S.C. 3310 as a national registry fee for each real estate appraiser of the appraiser panel of a real estate appraisal management company under  12 U.S.C. 3338 (Title XI, Financial Institutions Reform, Recovery, and Enforcement Act of 1989), as amended by  12 U.S.C. 5301 —  5641 (Dodd-Frank Wall Street  Reform and Consumer Protection Act); the department may annually remit fees paid under this subsection to the Appraisal Subcommittee for participation in the national registry for real estate appraisal management companies.

History. (§ 2 ch 37 SLA 1985; am § 4 ch 138 SLA 1986; am § 3 ch 74 SLA 1987; am § 1 ch 87 SLA 1987; am § 5 ch 94 SLA 1987; am § 3 ch 45 SLA 1988; am § 14 ch 85 SLA 1988; am § 28 ch 90 SLA 1991; am § 1 ch 2 FSSLA 1992; am §§ 2, 4 ch 34 SLA 1992; am §§ 1, 2 ch 47 SLA 1998; am §§ 2, 3 ch 42 SLA 2000; am §§ 1, 2 ch 93 SLA 2000; am §§ 2, 3 ch 134 SLA 2003; am § 1 ch 23 SLA 2018; am §§ 1, 2 ch 67 SLA 2018)

Revisor's notes. —

Both § 2, ch. 34, SLA 1992 and § 1, ch. 2, FSSLA 1992 made identical amendments to (c) of this section. The latter was given effect because it had the earlier effective date.

The 2000 amendments to (c) of this section were harmonized by the revisor. Subsection (h) was enacted as (g) and relettered in 2000.

In 2004, “Department of Community and Economic Development” was changed to “Department of Commerce, Community, and Economic Development” in (i) of this section in accordance with § 3, ch. 47, SLA 2004.

Cross references. —

For limitation on fees set by regulation, see AS 37.10.050(a) ; for accounting for and disposition of fees, see AS 37.05.142 and 37.05.144 .

For provision relating to the applicability of the 2018 amendment to this section, see sec. 8(a), ch. 67, SLA 2018, in the 2018 Temporary and Special Acts.

Administrative Code. —

For collection of fees, see 12 AAC 2, art. 1.

For occupational licensing fees, see 12 AAC 2, art. 2.

For application requirements and licensing, see 12 AAC 12, art. 1.

For registration, see 12 AAC 22, art. 1.

For renewal and reinstatement, see 12 AAC 22, art. 2.

For registration and licensing, see 12 AAC 36, art. 1.

For licensing, registration, and permit requirements, see 12 AAC 52, art. 1.

For veterinary licensing and examination, see 12 AAC 68, art. 1.

Effect of amendments. —

The first 2018 amendment, effective January 1, 2019, in (h), inserted “hair braiding,” following “hairdressing,” and substituted “the regulations for body piercing, tattooing, and permanent cosmetic coloring” for “those regulations except for the enforcement costs related to ear piercing” in the second sentence, and made related and stylistic changes.

The second 2018 amendment, effective January 1, 2019, in (c), substituted “provided in (f) — (j)” for “Provided in (f) — (i)” in the first sentence; added (j).

Sec. 08.01.070. Administrative duties of boards.

Each board shall perform the following duties in addition to those provided in its respective law:

  1. take minutes and records of all proceedings;
  2. hold a minimum of one meeting each year;
  3. hold at least one examination each year;
  4. request, through the department, investigation of violations of its laws and regulations;
  5. prepare and grade board examinations;
  6. set minimum qualifications for applicants for examination and license and may establish a waiver of continuing education requirements for renewal of a license for the period in which a licensee is engaged in active duty military service as described under AS 08.01.100(f) ;
  7. forward a draft of the minutes of proceedings to the department within 20 days after the proceedings;
  8. forward results of board examinations to the department within 20 days after the examination is given;
  9. notify the department of meeting dates and agenda items at least 15 days before meetings and other proceedings are held;
  10. submit before the end of the fiscal year an annual performance report to the department stating the board’s accomplishments, activities, and needs.

History. (§ 1 ch 59 SLA 1966; am § 6 ch 94 SLA 1987; am § 1 ch 63 SLA 2005)

Notes to Decisions

Applied in

Vick v. Bd. of Elec. Exam'rs, 626 P.2d 90 (Alaska 1981).

Sec. 08.01.075. Disciplinary powers of boards.

  1. A board may take the following disciplinary actions, singly or in combination:
    1. permanently revoke a license;
    2. suspend a license for a specified period;
    3. censure or reprimand a licensee;
    4. impose limitations or conditions on the professional practice of a licensee;
    5. require a licensee to submit to peer review;
    6. impose requirements for remedial professional education to correct deficiencies in the education, training, and skill of the licensee;
    7. impose probation requiring a licensee to report regularly to the board on matters related to the grounds for probation;
    8. impose a civil fine not to exceed $5,000.
  2. A board may withdraw probationary status if the deficiencies that required the sanction are remedied.
  3. A board may summarily suspend a licensee from the practice of the profession before a final hearing is held or during an appeal if the board finds that the licensee poses a clear and immediate danger to the public health and safety. A person is entitled to a hearing conducted by the office of administrative hearings (AS 44.64.010 ) to appeal the summary suspension within seven days after the order of suspension is issued. A person may appeal an adverse decision of the board on an appeal of a summary suspension to a court of competent jurisdiction.
  4. A board may reinstate a suspended or revoked license if, after a hearing, the board finds that the applicant is able to practice the profession with skill and safety.
  5. A board may accept the voluntary surrender of a license.  A license may not be returned unless the board determines that the licensee is competent to resume practice and the licensee pays the appropriate renewal fee.
  6. A board shall seek consistency in the application of disciplinary sanctions.  A board shall explain a significant departure from prior decisions involving similar facts in the order imposing the sanction.

History. (§ 7 ch 94 SLA 1987; am § 7 ch 163 SLA 2004)

Administrative Code. —

For disciplinary guidelines, see 12 AAC 4, art. 7.

For parenteral sedation, see 12 AAC 28, art. 6.

For advanced nurse practitioner, see 12 AAC 44, art. 4.

For disciplinary guidelines, see 12 AAC 44, art. 7.

For certified nurse aide, see 12 AAC 44, art. 8.

For disciplinary guidelines, see 12 AAC 52, art. 9.

Notes to Decisions

Suspension proper. —

Board had authority to suspend a real estate appraiser’s license after he was convicted of stealing $250,000 from children’s sports programs as there was a presumed logical nexus between his crime of moral turpitude and his ability to satisfy the ethical standards of the real estate appraisal profession. Wendte v. State, 70 P.3d 1089 (Alaska 2003).

Memorandum of agreement does not rise to the level of a decision. —

Memorandum of agreement is not a decision because it is not the result of a contested hearing and does not represent a determination of the issues presented. It is a negotiated settlement agreement with a lesser significance than a decision and yields sanctions or conditions acceptable to an administrative board, but does not have formal standing. State v. Wold, 278 P.3d 266 (Alaska 2012).

Sec. 08.01.077. Conviction as grounds for disciplinary action.

Notwithstanding any other provision of this title, the conviction under AS 47.24.010 of a person licensed, certified, or regulated by the department or a board under this title may be considered by the department or board as grounds for disciplinary proceedings or sanctions.

History. (§ 1 ch 103 SLA 1994; am § 2 ch 30 SLA 1996)

Revisor’s notes. —

Formerly AS 08.01.088 . Renumbered in 1998.

Sec. 08.01.080. Department regulations.

The department shall adopt regulations to carry out the purposes of this chapter, including describing

  1. how an examination is to be conducted;
  2. what is contained in application forms;
  3. how a person applies for an examination or license.

History. (§ 1 ch 59 SLA 1966; am § 9 ch 13 SLA 2019)

Administrative Code. —

For collection of fees, see 12 AAC 2, art. 1.

For examination review procedures, see 12 AAC 2, art. 3.

For audiologists, see 12 AAC 7.

For application requirements and licensing, see 12 AAC 12, art. 1.

For registration, see 12 AAC 21, art. 1.

For specialty contractor trades, see 12 AAC 21, art. 2.

For mechanical contractor, see 12 AAC 21, art. 3.

For residential contractor endorsement, see 12 AAC 21, art. 4.

For registration, see 12 AAC 22, art. 1.

For renewal and reinstatement, see 12 AAC 22, art. 2.

For continuing competency requirements, see 12 AAC 22, art. 3.

Effect of amendments. —

The 2019 amendment, effective October 17, 2019, in the introductory language deleted “but not limited to” following “including” and made a related change.

Collateral references. —

Right to attack validity of statute, ordinance, or regulation relating to occupational or professional license as affected by applying for, or securing, license, 65 ALR2d 660.

Single or isolated transactions as falling within provisions of commercial or occupational licensing requirements, 93 ALR2d 90.

Validity of statute, ordinance, or regulation requiring fingerprint of those engaging in specified occupations, 41 ALR3d 732.

Sec. 08.01.087. Investigative and enforcement powers of department.

  1. The department may, upon its own motion, conduct investigations to
    1. determine whether a person has violated a provision of this chapter or a regulation adopted under it, or a provision of AS 43.70, or a provision of this title or regulation adopted under this title dealing with an occupation or board listed in AS 08.01.010 ; or
    2. secure information useful in the administration of this chapter.
  2. If it appears to the commissioner that a person has engaged in or is about to engage in an act or practice in violation of a provision of this chapter or a regulation adopted under it, or a provision of AS 43.70, or a provision of this title or regulation adopted under this title dealing with an occupation or board listed in AS 08.01.010 , the commissioner may, if the commissioner considers it in the public interest, and after notification of a proposed order or action by telephone or facsimile to all board members, if a board regulates the act or practice involved, unless a majority of the members of the board object within 10 days,
    1. issue an order directing the person to stop the act or practice; however, reasonable notice of and an opportunity for a hearing must first be given to the person, except that the commissioner may issue a temporary order before a hearing is held; a temporary order remains in effect until a final order affirming, modifying, or reversing the temporary order is issued or until 15 days after the person receives the notice and has not requested a hearing by that time; a temporary order becomes final if the person to whom the notice is addressed does not request a hearing within 15 days after receiving the notice; the office of administrative hearings (AS 44.64.010 ) shall conduct the hearing and shall issue a proposed decision within 10 days after the hearing; the commissioner shall issue a final order within five days after the proposed decision is issued;
    2. bring an action in the superior court to enjoin the acts or practices and to enforce compliance with this chapter, a regulation adopted under it, an order issued under it, or with a provision of this title or regulation adopted under this title dealing with business licenses or an occupation or board listed in AS 08.01.010 ;
    3. examine or have examined the books and records of a person whose business activities require a business license or licensure by a board listed in AS 08.01.010, or whose occupation is listed in AS 08.01.010; the commissioner may require the person to pay the reasonable costs of the examination; and
    4. issue subpoenas for the attendance of witnesses, and the production of books, records, and other documents.
  3. Under procedures and standards of operation established by the department by regulation, and with the agreement of the appropriate agency, the department may designate appropriate state or municipal agencies to investigate reports of abuse, neglect, or misappropriation of property by certified nurse aides.

History. (§ 3 ch 258 SLA 1976; am § 4 ch 56 SLA 1986; am § 4 ch 45 SLA 1988; am § 2 ch 30 SLA 1992; am § 1 ch 2 SLA 1998; am § 8 ch. 163 SLA 2004; am § 10 ch 13 SLA 2019)

Effect of amendments. —

The 2019 amendment, effective October 17, 2019, in the introductory language in (b) deleted “, telegraph,” following “telephone”.

Administrative Code. —

For administering of anesthetic agent, see 12 AAC 28, art. 1.

For parenteral sedation, see 12 AAC 28, art. 6.

Notes to Decisions

Scope of cease and desist order. —

An order issued pursuant to subsection (b) of this section must be limited to directing an individual to stop activities that are otherwise prohibited by the relevant statutes and regulations. It is not sufficient that the order be in the public interest; rather, that is an additional condition which must be met. State v. Smith, 593 P.2d 625 (Alaska 1979).

The language of this section does not suggest that a power exists to enforce an order under subsection (b) of this section which prevents negligence by the expedient of preventing the dentist from practicing or by preventing him from practicing except under stringent limitations. It authorizes the prohibition of specific illegal acts which are likely to occur in the future. State v. Smith, 593 P.2d 625 (Alaska 1979).

Since under former AS 08.36.310 [see now AS 08.36.315 ], the power to revoke a dentist’s license is discretionary and the board may impose less drastic penalties, it is clear that the legislature did not intend that it be per se illegal for persons who have committed the transgressions listed in former AS 08.36.310 [see now AS 08.36.315 ] to continue to practice dentistry. Therefore orders cannot be based on a theory that a dentist violates the statutes merely by continuing his practice in an otherwise legal manner. State v. Smith, 593 P.2d 625 (Alaska 1979).

Since this section is very specific as to the scope of a cease and desist order issued by the commissioner, it would plainly be improper to hold that there is a broader power implied. This is especially true since other statutes pertaining to the regulation of the dental profession authorize the board of dental examiners, not the commissioner, to revoke or suspend the license of a dentist, to impose conditions under which he or she may practice, and they define in comprehensive detail the grounds for such actions. State v. Smith, 593 P.2d 625 (Alaska 1979).

The specific activities listed in former AS 08.36.310 [see now AS 08.36.315 ], detailing the grounds for revocation of a dentist’s license, are clearly proscribed, and a hearing officer’s order limited to directing a dentist to stop such activities or activities otherwise prohibited by the relevant statutes and regulations is proper in scope. State v. Smith, 593 P.2d 625 (Alaska 1979).

In an order issued by a hearing officer which imposed significant conditions on a dentist’s right to practice his profession of oral surgery pending the outcome of license revocation proceedings before the state board of dental examiners, provisions prohibiting the dentist from administering general anesthesia and requiring him to maintain detailed patient records were held to be valid, while the other provisions, requiring the dentist to practice dentistry only in the office of another duly licensed, actively practicing dentist; to practice only during normal business hours with another dentist physically present and with nurses or dental assistants in the office; and to practice only on patients specifically referred to him in writing by another, duly licensed, and actively practicing, dentist or physician and to perform only those procedures for which the patients were specifically referred, were held invalid as exceeding the statutory authority upon which the order was based. State v. Smith, 593 P.2d 625 (Alaska 1979).

Severability of order. —

Where some of the provisions of an order were limited to forbidding illegal acts and that some of them were not, and where it was possible to elide the excessive portions, it was not necessary that the entire order be vacated. State v. Smith, 593 P.2d 625 (Alaska 1979).

Finality of order. —

An order of the superior court that merely vacated modified order of the commissioner without ruling on the original order would not have resulted in the original order becoming final. Only if the person involved had failed to request a hearing within 15 days would that result have occurred. State v. Smith, 593 P.2d 625 (Alaska 1979).

Applied in

Vick v. Bd. of Elec. Exam'rs, 626 P.2d 90 (Alaska 1981).

Collateral references. —

Disqualification, for bias or interest, of member of occupation or profession sitting in license revocation proceedings. 97 ALR2d 1210.

Sec. 08.01.088. [Renumbered as AS 08.01.077.]

Sec. 08.01.089. Copies of records for child support purposes.

If a copy of a public record concerning an individual who owes or is owed child support that is prepared or maintained by the department is requested by the child support services agency created in AS 25.27.010 or a child support enforcement agency of another state, the department shall provide the requesting agency with a certified copy of the public record, including the individual’s social security number. If these records are prepared or maintained by the department in an electronic data base, the records may be supplied by providing the requesting agency with a copy of the electronic record and a statement certifying its contents. A requesting agency receiving information under this section may use it only for child support purposes authorized under law.

History. (§ 7 ch 87 SLA 1997)

Revisor’s notes. —

In 2004, “child support enforcement agency created in AS 25.27.010 ” was changed to “child support services agency created in AS 25.27.010 ” in this section in accordance with § 12(a), ch. 107, SLA 2004.

Sec. 08.01.090. Applicability of the Administrative Procedure Act.

The Administrative Procedure Act (AS 44.62) applies to regulations adopted and proceedings held under this chapter, except those under AS 08.01.087(b) and actions taken under AS 08.68.333(c) .

History. (§ 1 ch 59 SLA 1966; am § 4 ch 258 SLA 1976; am § 2 ch 2 SLA 1998)

Sec. 08.01.100. License renewal, lapse, and reinstatement.

  1. Licenses shall be renewed biennially on the dates set by the department with the approval of the respective board.
  2. A license subject to renewal shall be renewed on or before the date set by the department.  If the license is not renewed by the date set by the department, the license lapses.  In addition to renewal fees required for reinstatement of the lapsed license, the department may impose a delayed renewal penalty, established by regulation, that shall be paid before a license that has been lapsed for more than 60 days may be renewed.  The department may adopt a delayed renewal penalty only with the concurrence of the appropriate board.
  3. Except as provided in (f) of this section, when continuing education or other requirements are made a condition of license renewal, the requirements shall be satisfied before a license is renewed.
  4. Except as otherwise provided, a license may not be renewed if it has been lapsed for five years or more.
  5. Notwithstanding any other provision of this title, a renewal of a license may not be issued by the department to a natural person unless the licensee’s social security number has been provided to the department.
  6. The department may establish and implement a waiver of continuing education requirements for renewal of a license regulated by the department and a board may establish and implement a waiver of continuing education requirements for renewal of a license regulated by the board for the period in which a licensee is engaged in active duty military service in the armed forces of the United States.
  7. A member of the armed forces of the United States on active duty in a combat zone, danger pay post, or qualified hazardous duty area, who is a licensee under this title in good standing at the time of the licensee’s active duty order is exempt from any fees or other requirements to maintain that license or good standing while the licensee is in that zone, at that post, or in that area. This exemption is valid for 180 days after returning to the licensee’s permanent duty station, if the licensee does not engage in licensed practice for profit in the private sector. The licensee shall pay fees and meet all other requirements for the license period beginning after the exemption ends. In this subsection,
    1. “combat zone” has the meaning given in 26 U.S.C. 112(c)(2) (Internal Revenue Code);
    2. “danger pay post” means a post so designated by the United States Secretary of State in the Department of State Standardized Regulations for purposes of danger pay under 5 U.S.C. 5928;
    3. “qualified hazardous duty area” means an area that, during the applicant’s deployment, is treated as if it were a combat zone for purposes of a federal tax exemption under 26 U.S.C. 112 (Internal Revenue Code).

History. (§ 1 ch 59 SLA 1966; am § 2 ch 94 SLA 1968; am § 3 ch 49 SLA 1980; am § 1 ch 56 SLA 1980; am § 1 ch 58 SLA 1980; am § 1 ch 75 SLA 1980; am § 1 ch 130 SLA 1980; am § 1 ch 162 SLA 1980; am § 2 ch 166 SLA 1980; am § 3 ch 37 SLA 1985; am §§ 8 — 10 ch 94 SLA 1987; am § 8 ch 87 SLA 1997; am §§ 2, 3 ch 63 SLA 2005; am § 2 ch 25 SLA 2011)

Administrative Code. —

For collection of fees, see 12 AAC 2, art. 1.

For occupational licensing fees, see 12 AAC 2, art. 2.

For continuing education, see 12 AAC 4, art. 6.

For license renewal and continuing competency, see 12 AAC 5, art. 2.

For application requirements and licensing, see 12 AAC 12, art. 1.

For renewal and continuing competency requirements, see 12 AAC 14, art. 4.

For continuing education, see 12 AAC 16, art. 3.

For residential contractor endorsement, see 12 AAC 21, art. 4.

For renewal and reinstatement, see 12 AAC 22, art. 2.

For registration and licensing, see 12 AAC 36, art. 1.

For licensing, see 12 AAC 40, art. 1.

For continuing medical education, see 12 AAC 40, art. 3.

For mobile intensive care paramedics, see 12 AAC 40, art. 4.

For physician assistants, see 12 AAC 40, art. 5.

For licenses, permits, and examinations, see 12 AAC 42, art. 1.

For examinations and licensure, see 12 AAC 44, art. 3.

For certified nurse aide, see 12 AAC 44, art. 8.

For license renewal and continuing education requirements, see 12 AAC 52, art. 3.

For licensing requirements, see 12 AAC 56, art. 1.

For license renewal and reinstatement; continuing education, see 12 AAC 62, art. 3.

For veterinary licensing and examination, see 12 AAC 68, art. 1.

For guide license qualifications, see 12 AAC 75, art. 1.

For transportation services, see 12 AAC 75, art. 4.

Notes to Decisions

Res judicata. —

A prior judgment requiring the Division of Occupational Licensing to issue a registration certificate precludes a subsequent claim for money damages arising from the same conduct. State v. Smith, 720 P.2d 40 (Alaska 1986).

Cited in

Romero v. State, 792 P.2d 679 (Alaska Ct. App. 1990).

Collateral references. —

Pardon as restoring public office or license or eligibility therefor. 58 ALR3d 1191.

Sec. 08.01.102. Citation for unlicensed practice or activity.

The department may issue a citation for a violation of a license requirement under this chapter, except a requirement to have a license under AS 43.70, if there is probable cause to believe a person has practiced a profession or engaged in business for which a license is required without holding the license. Each day a violation continues after a citation for the violation has been issued constitutes a separate violation. A citation issued under this section must comply with the standards adopted under AS 12.25.175 12.25.230 .

History. (§ 11 ch 94 SLA 1987; am § 5 ch 45 SLA 1988; am § 2 ch 104 SLA 2008; am § 9 ch 29 SLA 2010)

Editor’s notes. —

Under § 61, ch. 29, SLA 2010, the 2010 amendment of this section applies “to all citations issued . . . for violations occurring on or after July 1, 2010.”

Sec. 08.01.103. Procedure and form of citation.

  1. A person receiving the citation issued under AS 08.01.102 is not required to sign a notice to appear in court.
  2. The time specified in the notice to appear on a citation issued under AS 08.01.102 shall be at least five working days after the issuance of the citation.
  3. The department is responsible for the issuance of books containing appropriate citations and shall maintain a record of each book issued and each citation contained in it.  The department shall require and retain a receipt for every book issued to an employee of the department.
  4. On or before the 10th working day after the issuance of a citation, the department shall deposit the original or a copy of the citation with a court having jurisdiction over the alleged offense. Upon its deposit with the court, the citation may be disposed of only by trial in the court or other official action taken by the magistrate, judge, or prosecutor. The department may not dispose of a citation, copies of it, or the record of its issuance except as required under this subsection and (e) of this section.
  5. The department shall require the return of a copy of every citation issued by the department and all copies of a citation that has been spoiled or upon which an entry has been made and not issued to an alleged violator.  The department shall also maintain, in connection with each citation, a record of the disposition of the charge by the court where the original or copy of the citation was deposited.
  6. A citation issued under AS 08.01.102 is considered to be a lawful complaint for the purpose of prosecution.

History. (§ 11 ch 94 SLA 1987; am §§ 10 — 13 ch 29 SLA 2010)

Editor’s notes. —

Under § 61, ch. 29, SLA 2010, the 2010 amendments to (a), (b), (d), and (f) of this section apply “to all citations issued . . . for violations occurring on or after July 1, 2010.”

Sec. 08.01.104. Failure to obey citation.

Unless the citation has been voided or otherwise dismissed by the magistrate, judge, or prosecutor, a person who without lawful justification or excuse fails to appear in court to answer a citation issued under AS 08.01.102 , regardless of the disposition of the charge for which the citation was issued, is guilty of a class B misdemeanor.

History. (§ 11 ch 94 SLA 1987)

Sec. 08.01.105. Penalty for improper payment.

An applicant shall pay a penalty of $10 each time a negotiable instrument is presented to the department in payment of an amount due and payment is subsequently refused by the named payor.

History. (§ 3 ch 258 SLA 1976)

Sec. 08.01.110. Definitions.

In this chapter,

  1. “board” includes the boards and commissions listed in AS 08.01.010 ;
  2. “commissioner” means the commissioner of commerce, community, and economic development;
  3. “department” means the Department of Commerce, Community, and Economic Development;
  4. “license” means a business license or a license, certificate, permit, or registration or similar evidence of authority issued for an occupation by the department or by one of the boards listed in AS 08.01.010 ;
  5. “licensee” means a person who holds a license;
  6. “occupation” means a trade or profession listed in AS 08.01.010 .

History. (§ 1 ch 59 SLA 1966; am § 40 ch 218 SLA 1976; am § 5 ch 258 SLA 1976; am § 5 ch 56 SLA 1986; am § 5 ch 131 SLA 1986; am § 6 ch 45 SLA 1988; am § 3 ch 21 SLA 1991)

Revisor’s notes. —

Minor word changes were made in (4) of this section in 1986 to reconcile amendments made to the paragraph by chapters 56 and 131, SLA 1986.

Reorganized in 1986 to alphabetize the defined terms.

In 1999, “commissioner of commerce and economic development” was changed to “commissioner of community and economic development” and “Department of Commerce and Economic Development” was changed to “Department of Community and Economic Development” in accordance with § 88, ch. 58, SLA 1999.

In 2004, “commissioner of community and economic development” was changed to “commissioner of commerce, community, and economic development” in paragraph (2) and “Department of Community and Economic Development” was changed to “Department of Commerce, Community, and Economic Development” in paragraph (3), in accordance with § 3, ch. 47, SLA 2004.

Chapter 02. Miscellaneous Provisions.

Sec. 08.02.010. Professional designation requirements.

  1. An acupuncturist licensed under AS 08.06, an audiologist or speech- language pathologist licensed under AS 08.11, a behavior analyst licensed under AS 08.15, a person licensed in the state as a chiropractor under AS 08.20, a professional counselor licensed under AS 08.29, a dentist under AS 08.36, a dietitian or nutritionist licensed under AS 08.38, a massage therapist licensed under AS 08.61, a marital and family therapist licensed under AS 08.63, a medical practitioner or osteopath under AS 08.64, a direct-entry midwife certified under AS 08.65, a registered or advanced practice registered nurse under AS 08.68, an optometrist under AS 08.72, a licensed pharmacist under AS 08.80, a physical therapist or occupational therapist licensed under AS 08.84, a psychologist under AS 08.86, or a clinical social worker licensed under AS 08.95, shall use as professional identification appropriate letters or a title after that person’s name that represents the person’s specific field of practice. The letters or title shall appear on all signs, stationery, or other advertising in which the person offers or displays personal professional services to the public. In addition, a person engaged in the practice of medicine or osteopathy as defined in AS 08.64.380 , or a person engaged in any manner in the healing arts who diagnoses, treats, tests, or counsels other persons in relation to human health or disease and uses the letters “M.D.” or the title “doctor” or “physician” or another title that tends to show that the person is willing or qualified to diagnose, treat, test, or counsel another person, shall clarify the letters or title by adding the appropriate specialist designation, if any, such as “dermatologist,” “radiologist,” “audiologist,” “naturopath,” or the like.
  2. A person subject to (a) of this section who fails to comply with the requirements of (a) of this section shall be given notice of noncompliance by that person’s appropriate licensing board or, if the person is not regulated by a board, by the department. If, after a reasonable time, with opportunity for a hearing, the person’s noncompliance continues, the board or department, as appropriate, may suspend or revoke the person’s license or registration, or administer other disciplinary action which in its determination is appropriate.

History. (§ 1 ch 6 SLA 1973; am § 11 ch 6 SLA 1984; am § 6 ch 131 SLA 1986; am § 2 ch 2 FSSLA 1987; am § 4 ch 126 SLA 1988; am § 1 ch 40 SLA 1989; am § 5 ch 6 SLA 1990; am § 3 ch 129 SLA 1992; am § 2 ch 130 SLA 1992; am § 1 ch 45 SLA 1996; am § 5 ch 32 SLA 1997; am § 1 ch 49 SLA 1999; am § 3 ch 67 SLA 1999; am § 4 ch 42 SLA 2000; am § 2 ch 41 SLA 2014; am § 2 ch 114, SLA 2014; am § 1 ch 33 SLA 2016)

Effect of amendments. —

The first 2014 amendment, effective September 16, 2014, in (a), inserted “a behavior analyst licensed under AS 08.15” following “speech-language pathologist licensed under AS 08.11.”, and made stylistic changes.

The second 2014 amendment, effective July 1, 2015, in (a), inserted “a massage therapist licensed under AS 08.61,” following “a dietician or nutritionist licensed under AS 08.38,”.

The 2016 amendment, effective July 7, 2016, in (a) inserted “or advanced practice registered” preceding “nurse”.

Sec. 08.02.011. Professional geologist.

The commissioner of commerce, community, and economic development shall certify an applicant as a professional geologist if the applicant is certified as a professional geologist by the American Institute of Professional Geologists.

History. (§ 2 ch 142 SLA 1980)

Revisor’s notes. —

Enacted as AS 08.53.010. Renumbered in 1980.

In 1999, “commissioner of commerce and economic development” was changed to “commissioner of community and economic development” in accordance with § 88, ch. 58, SLA 1999.

In 2004, “commissioner of community and economic development” was changed to “commissioner of commerce, community, and economic development” in accordance with § 3, ch. 47, SLA 2004.

Administrative Code. —

For occupational licensing fees, see 12 AAC 2, art. 2.

Sec. 08.02.020. Limitation of liability.

An action may not be brought against a person for damages resulting from

  1. the person’s good faith performance of a duty, function, or activity required as a
    1. member of, or witness before, a licensing board or peer review committee established to review a licensing matter;
    2. member of a committee appointed under AS 08.64.336(c) ;
    3. contractor or agent of a contractor under AS 08.01.050(d) or AS 08.64.101(a)(5) ;
  2. a recommendation or action in accordance with the prescribed duties of a licensing board, peer review committee established to review a licensing matter, committee appointed under AS 08.64.336(c) , or contractor or agent of a contractor under AS 08.01.050(d) or AS 08.64.101(a)(5) when the person acts in the reasonable belief that the action or recommendation is warranted by facts known to the person, board, peer review committee, committee appointed under AS 08.64.336(c) , or contractor or agent of the contractor under AS 08.01.050(d) or AS 08.64.101(a)(5) after reasonable efforts to ascertain the facts upon which the action or recommendation is made; or
  3. a report made in good faith to a public agency by the person, or participation by the person in an investigation by a public agency or a judicial or administrative proceeding relating to the report, if the report relates to the abuse of alcohol, other drugs, or other substances by a person licensed by a board listed in AS 08.01.050(d) .

History. (§ 45 ch 102 SLA 1976; am § 12 ch 94 SLA 1987; am § 1 ch 126 SLA 1990; am § 3 ch 34 SLA 1992)

Revisor's notes. —

In 1998 and 2018, references to AS 08.64.101 in this section were corrected to reflect renumbering and relettering in that section.

Notes to Decisions

For constitutionality of ch. 102, SLA 1976, see Plumley v. George E. Hale, M.D., Inc., 594 P.2d 497 (Alaska 1979).

Sec. 08.02.025. Compliance with student loan requirements. [Repealed, § 18 ch 54 SLA 1997.]

Sec. 08.02.030. [Renumbered as AS 08.01.062.]

Sec. 08.02.040. Access to certain mental health information and records by the state.

  1. Notwithstanding AS 08.29.200 , AS 08.63.200 , AS 08.86.200 , AS 08.95.900 , another provision of this title, or a regulation adopted under this title, a licensee or an entity employing or contracting with a licensee may disclose confidential patient mental health information, communications, and records to the Department of Health and Social Services when disclosure is authorized under AS 47.30.540 , 47.30.590 , 47.30.845 , or AS 47.31.032 . Information, communications, and records received by the Department of Health and Social Services under this section are confidential medical records of patients and are not open to public inspection and copying under AS 40.25.110 40.25.120 .
  2. In this section, “licensee” has the meaning given in AS 08.01.110 .

History. (§ 1 ch 74 SLA 2001)

Sec. 08.02.050. Permits for use of drugs to euthanize domestic animals.

  1. A qualified agency may apply to the department and obtain a permit that authorizes the purchase, possession, and use by the agency of sodium pentobarbital, sodium pentobarbital with lidocaine, and other drugs authorized in regulations adopted by the department for the purpose of euthanizing injured, sick, or abandoned domestic animals in the lawful possession of the agency. To qualify to obtain the permit, the agency shall certify that it will
    1. comply with applicable federal laws related to the use of the drugs; and
    2. not permit an employee to administer the drugs unless the employee has successfully completed a euthanasia technician certification course approved by the National Animal Control Association, the American Humane Association, or the Humane Society of the United States.
  2. The department may revoke or suspend a permit or take another disciplinary action under AS 08.01.075 if it determines that the agency or an employee of the agency
    1. improperly used sodium pentobarbital, sodium pentobarbital with lidocaine, or another drug authorized for use under this section;
    2. failed to follow federal or state laws regarding proper storage and handling of the drugs;
    3. allowed an employee to administer the drugs before the employee successfully completed the certification course described in (a)(2) of this section; or
    4. violated this title or a regulation adopted under this title.
  3. In this section, “agency” means an animal control agency of a municipality or recognized governmental entity or an entity that has contracted with a municipality or recognized governmental entity to perform animal control or animal euthanasia services.
  4. The department may adopt regulations to implement this section.

History. (§ 2 ch 62 SLA 2002)

Administrative Code. —

For occupational licensing fees, see 12 AAC 2, art. 2.

Sec. 08.02.090. Definition.

In this chapter, “department” means the Department of Commerce, Community, and Economic Development.

History. (§ 2 ch 8 SLA 2011)

Chapter 03. Termination, Continuation and Reestablishment of Regulatory Boards.

Cross references. —

For review of the activities of agencies, boards and commissions, see AS 44.66.

Sec. 08.03.010. Termination dates for regulatory boards.

  1. [Repealed, § 4 ch 14 SLA 1987.]
  2. [Repealed, § 4 ch 14 SLA 1987.]
  3. The following boards have the termination date provided by this subsection:
    1. Board of Public Accountancy (AS 08.04.010 ) — June 30, 2029;
    2. Board of Governors of the Alaska Bar Association (AS 08.08.040 ) — June 30, 2029;
    3. State Board of Registration for Architects, Engineers, and Land Surveyors (  AS 08.48.011 ) — June 30, 2025;
    4. Board of Barbers and Hairdressers (AS 08.13.010 ) — June 30, 2027;
    5. Board of Chiropractic Examiners (  AS 08.20.010 ) — June 30, 2022;
    6. Board of Professional Counselors ( AS 08.29.010 ) — June 30, 2026;
    7. Board of Dental Examiners (AS 08.36.010 ) — June 30, 2027;
    8. Board of Certified Direct-Entry Midwives (AS 08.65.010 ) — June 30, 2023;
    9. Big Game Commercial Services Board (AS 08.54.591 ) — June 30, 2024;
    10. Board of Marine Pilots (AS 08.62.010 ) — June 30, 2027;
    11. Board of Marital and Family Therapy ( AS 08.63.010 ) — June 30, 2026;
    12. Board of Massage Therapists (  AS 08.61.010 ) — June 30, 2024;
    13. State Medical Board (AS 08.64.010 ) — June 30, 2023;
    14. Board of Nursing (AS 08.68.010 ) — June 30, 2025;
    15. Board of Examiners in Optometry (  AS 08.72.010 ) — June 30, 2022;
    16. Board of Pharmacy ( AS 08.80.010 ) — June 30, 2022;
    17. State Physical Therapy and Occupational Therapy Board (  AS 08.84.010 ) — June 30, 2022;
    18. Board of Psychologist and Psychological Associate Examiners ( AS 08.86.010 ) — June 30, 2026;
    19. Real Estate Commission ( AS 08.88.011 ) — June 30, 2026;
    20. Board of Certified Real Estate Appraisers ( AS 08.87.010 ) — June 30, 2026;
    21. Board of Social Work Examiners ( AS 08.95.010 ) — June 30, 2026;
    22. Board of Veterinary Examiners (  AS 08.98.010 ) — June 30, 2025.
  4. [Repealed, § 3 ch 74 SLA 1979.]
  5. [Repealed, § 3 ch 74 SLA 1979.]

History. (§ 2 ch 149 SLA 1977; am §§ 1, 3 ch 74 SLA 1979; am §§ 1, 3 ch 36 SLA 1980; am §§ 1, 3 ch 37 SLA 1980; am §§ 1, 3 ch 38 SLA 1980; am §§ 1, 3 ch 39 SLA 1980; am §§ 1, 3 ch 40 SLA 1980; am §§ 1, 3 ch 41 SLA 1980; am §§ 1, 3 ch 42 SLA 1980; am §§ 1, 2 ch 43 SLA 1980; am §§ 1, 3 ch 67 SLA 1980; am §§ 10, 11 ch 71 SLA 1980; am §§ 6, 7 ch 72 SLA 1980; am §§ 2, 15 ch 82 SLA 1980; am §§ 1, 3 ch 87 SLA 1980; am §§ 7, 8 ch 143 SLA 1980; am §§ 1, 2 ch 153 SLA 1980; am §§ 2, 5 ch 159 SLA 1980; am §§ 41, 42 ch 167 SLA 1980; am §§ 1, 13 ch 52 SLA 1981; am §§ 1, 2 ch 53 SLA 1981; am § 1 ch 28 SLA 1982; am § 1 ch 60 SLA 1982; am § 1 ch 96 SLA 1982; am § 1 ch 8 SLA 1983; am § 1 ch 9 SLA 1983; am § 1 ch 13 SLA 1983; am § 1 ch 29 SLA 1983; am § 2 ch 48 SLA 1983; am §§ 12, 13 ch 6 SLA 1984; am § 1 ch 29 SLA 1984; am § 1 ch 49 SLA 1984; am § 1 ch 50 SLA 1984; am § 1 ch 63 SLA 1984; am § 1 ch 4 SLA 1985; am § 1 ch 28 SLA 1985; am § 1 ch 85 SLA 1985; am § 1 ch 36 SLA 1986; am § 1 ch 39 SLA 1986; am § 1 ch 46 SLA 1986; am § 2 ch 71 SLA 1986; am § 1 ch 96 SLA 1986; am § 1 ch 99 SLA 1986; am § 1 ch 137 SLA 1986; am § 1 ch 145 SLA 1986; am § 1 ch 146 SLA 1986; am § 3 ch 2 FSSLA 1987; am § 4 ch 14 SLA 1987; am § 1 ch 55 SLA 1987; am § 1 ch 60 SLA 1987; am § 4 ch 74 SLA 1987; am § 1 ch 79 SLA 1987; am § 2 ch 87 SLA 1987; am § 48 ch 94 SLA 1987; am § 1 ch 50 SLA 1988; am § 1 ch 51 SLA 1988; am § 1 ch 57 SLA 1988; am § 1 ch 61 SLA 1988; am § 1 ch 62 SLA 1988; am § 3 ch 98 SLA 1988; am § 1 ch 124 SLA 1988; am § 5 ch 126 SLA 1988; am § 2 ch 132 SLA 1988; am § 1 ch 160 SLA 1988; am § 1 ch 20 SLA 1989; am § 2 ch 37 SLA 1989; am § 2 ch 40 SLA 1989; am § 1 ch 45 SLA 1989; am § 1 ch 48 SLA 1989; am § 1 ch 2 SLA 1990; am § 1 ch 3 SLA 1990; am § 1 ch 25 SLA 1990; am § 3 ch 177 SLA 1990; am § 1 ch 62 SLA 1991; am § 2 ch 89 SLA 1991; am § 1 ch 19 SLA 1992; am § 1 ch 20 SLA 1992; am § 1 ch 21 SLA 1992; am § 1 ch 22 SLA 1992; am § 1 ch 23 SLA 1992; am §§ 4, 5 ch 129 SLA 1992; am § 3 ch 130 SLA 1992; am § 21 ch 6 SLA 1993; am § 1 ch 20 SLA 1993; am § 1 ch 21 SLA 1993; am § 1 ch 22 SLA 1993; am § 1 ch 23 SLA 1993; am § 1 ch 24 SLA 1993; am § 1 ch 25 SLA 1993; am § 1 ch 23 SLA 1994; am § 1 ch 25 SLA 1994; am § 1 ch 27 SLA 1994; am § 1 ch 48 SLA 1994; am § 1 ch 88 SLA 1994; am § 1 ch 93 SLA 1994; am § 1 ch 95 SLA 1994; am § 1 ch 97 SLA 1994; am § 37 ch 101 SLA 1994; am § 1 ch 74 SLA 1995; am § 12 ch 91 SLA 1995; am §§ 1, 3 — 7 ch 93 SLA 1995; am § 16 ch 33 SLA 1996; am § 1 ch 92 SLA 1996; am § 1 ch 93 SLA 1996; am § 1 ch 94 SLA 1996; am § 1 ch 34 SLA 1997; am § 1 ch 36 SLA 1997; am § 1 ch 47 SLA 1997; am § 1 ch 66 SLA 1997; am § 1 ch 5 SLA 1998; am § 1 ch 13 SLA 1998; am § 1 ch 46 SLA 1998; am § 1 ch 52 SLA 1998; am § 4 ch 75 SLA 1998; am § 4 ch 118 SLA 1998; am § 1 ch 1 SLA 1999; am § 1 ch 9 SLA 1999; am § 1 ch 52 SLA 1999; am § 1 ch 2 SLA 2001; am § 1 ch 5 SLA 2001; am § 1 ch 7 SLA 2001; am § 1 ch 24 SLA 2001; am § 1 ch 46 SLA 2001; am § 1 ch 47 SLA 2001; am § 1 ch 12 SLA 2002; am § 1 ch 16 SLA 2002; am § 1 ch 39 SLA 2002; am § 2 ch 58 SLA 2002; am § 1 ch 101 SLA 2002; am § 1 ch 2 SLA 2003; am § 1 ch 10 SLA 2003; am § 1 ch 16 SLA 2003; am § 1 ch 20 SLA 2003; am § 1 ch 106 SLA 2004; am § 1 ch 10 SLA 2005; am § 1 ch 11 SLA 2005; am §§ 1 — 6 ch 36 SLA 2005; am § 1 ch 38 SLA 2005; am § 1 ch 47 SLA 2005; am § 1 ch 58 SLA 2005; am § 2 ch 84 SLA 2005; am § 1 ch 22 SLA 2006; am § 1 ch 23 SLA 2006; am § 1 ch 24 SLA 2006; am § 1 ch 101 SLA 2006; am § 1 ch 9 SLA 2007; am § 1 ch 12 SLA 2007; am § 1 ch 31 SLA 2007; am § 1 ch 49 SLA 2007; am § 4 ch 19 SLA 2008; am § 1 ch 25 SLA 2008; am § 56 ch 40 SLA 2008; am § 1 ch 114 SLA 2008; am § 1 ch 23 SLA 2009; am § 1 ch 29 SLA 2009; am § 1 ch 39 SLA 2009; am § 1 ch 46 SLA 2009; am § 1 ch 31 SLA 2010; am § 1 ch 32 SLA 2010; am § 1 ch 33 SLA 2010; am § 1 ch 34 SLA 2010; am § 1 ch 53 SLA 2010; am § 1 ch 55 SLA 2010; am §§ 1 — 4 ch 23 SLA 2012; am § 1 ch 30 SLA 2013; am § 1 ch 31 SLA 2013; am § 1 ch 39 SLA 2013; am § 1 ch 41 SLA 2013; am § 1 ch 31 SLA 2014; am § 1 ch 32 SLA 2014; am § 1 ch 33 SLA 2014; am § 1 ch 34 SLA 2014; am § 1 ch 42 SLA 2014; am § 3 ch 114 SLA 2014; am § 1 ch 18 SLA 2015; am § 1 ch 24 SLA 2016; am § 1 ch 59 SLA 2016; am § 1 ch 7 SLA 2017; am § 1 ch 11 SLA 2017; am § 1 ch 12 SLA 2017; am § 1 ch 9 SLA 2018; am § 1 ch 39 SLA 2018; am § 1 ch 40 SLA 2018; am § 1 ch 41 SLA 2018; am § 1 ch 42 SLA 2018; am § 1 ch 43 SLA 2018; am § 1 ch 44 SLA 2018; am § 1 ch 45 SLA 2018; am § 1 ch 14 SLA 2019; am § 1 ch 16 SLA 2019; am § 1 ch 23 SLA 2019; am §§ 1, 2 ch 26 SLA 2019; am § 1 ch 20 SLA 2020; am § 1 ch 6 SLA 2021; am § 1 ch 8 SLA 2021; am § 1 ch 23 SLA 2021)

Revisor’s notes. —

Subsection (c) was reorganized in 1991, 2010, and 2014 to place the paragraphs in alphabetical order by occupation.

Cross references. —

For termination dates of other boards, councils, or commissions, see AS 44.66.010(a) .

Effect of amendments. —

The first 2014 amendment, effective June 19, 2014, extended the termination date of the State Physical Therapy and Occupational Therapy Board from June 30, 2014 to June 30, 2022.

The second 2014 amendment, effective June 19, 2014, extended the termination date of the Board of Chiropractic Examiners from June 30, 2014 to June 30, 2022.

The third 2014 amendment, effective June 19, 2014, extended the termination date of the Board of Marital and Family Therapy from June 30, 2014 to June 30, 2018.

The fourth 2014 amendment, effective June 19, 2014, extended the termination date of the Board of Examiners in Optometry from June 30, 2014 to June 30, 2022.

The fifth 2014 amendment, effective June 19, 2014, extended the termination date of the Board of Certified Real Estate Appraisers from June 30, 2014 to June 30, 2018.

The sixth 2014 amendment, effective July 1, 2015, added present (c)(12).

The 2015 amendment, effective May 15, 2015, in (c)(8) substituted “June 30, 2017” for “June 30, 2015”.

The 2016 amendment, effective June 21, 2016, in (19), substituted “2018” for “2016”.

The first 2017 amendment, effective May 14, 2017, in (c)(8), substituted “June 30, 2021” for “June 30, 2017”.

The second 2017 amendment, effective July 1, 2017, in (c)(3), substituted “June 30, 2025” for “June 30, 2017”.

The third 2017 amendment, effective June 17, 2017, in (c)(22), substituted “June 30, 2025” for “June 30, 2017”.

The first 2018 amendment, effective May 16, 2018, in (c)(12), substituted “June 30, 2024” for “June 30, 2018”.

The second 2018 amendment, effective June 30, 2018, in (c)(20), substituted “June 30, 2026” for “June 30, 2018”.

The third 2018 amendment, effective June 30, 2018, in (c)(19), substituted “June 30, 2026” for “June 30, 2018”.

The fourth 2018 amendment, effective June 30, 2018, in (c)(18), substituted “June 30, 2026” for “June 30, 2018”.

The fifth 2018 amendment, effective June 30, 2018, in (c)(6), substituted “June 30, 2026” for “June 30, 2018”.

The sixth 2018 amendment, effective June 30, 2018, in (c)(21), substituted “June 30, 2026” for “June 30, 2018”.

The seventh 2018 amendment, effective June 30, 2018, in (c)(16), substituted “June 30, 2022” for “June 30, 2018”.

The eighth 2018 amendment, effective June 30, 2018, in (c)(11), substituted “June 30, 2026” for “June 30, 2018”.

The first 2019 amendment, effective August 2, 2019, in (c)(7), substituted “June 30, 2027” for “June 30, 2019”.

The second 2019 amendment, effective August 9, 2019, in (c)(14), substituted “June 30, 2025” for “June 30, 2019”.

The third 2019 amendment, effective August 17, 2019, in (c)(10), substituted “June 30, 2027” for “June 30, 2019”.

The fourth 2019 amendment, effective September 14, 2019, in (c)(4), substituted “June 30, 2027” for “June 30, 2019” and in (c)(9), substituted “June 30, 2024” for “June 30, 2019.”

The 2020 amendment, effective April 21, 2020, in (c)(13), substituted “June 30, 2023” for “June 30, 2020”.

The first 2021 amendment, effective June 10, 2021, in (c)(8), substituted “June 30, 2023” for “June 30, 2021” at the end.

The second 2021 amendment, effective June 10, 2021, in (c)(1), substituted “June 30, 2029” for “June 30, 2021” at the end.

The third 2021 amendment, effective July 22, 2021, in (c)(2), substituted “June 30, 2029” for “June 30, 2021” at the end.

Editor’s notes. —

Under § 8, ch. 23, SLA 2012, the 2012 amendments to (c)(4), (7), and (13) of this section are retroactive to June 30, 2011.

Sec. 08.03.020. Procedures governing termination, transition, and continuation.

  1. Upon termination, each board listed in AS 08.03.010 shall continue in existence until June 30 of the next succeeding year for the purpose of concluding its affairs. During this period, termination does not reduce or otherwise limit the powers or authority of each board. One year after the date of termination, a board not continued shall cease all activities, and the statutory authority of the board is transferred to the department.
  2. The termination, dissolution, continuation or reestablishment of a regulatory board shall be governed by the legislative oversight procedures of AS 44.66.050 .
  3. A board scheduled for termination under this chapter may be continued or reestablished by the legislature for a period not to exceed eight years unless the board is continued or reestablished for a longer period under AS 08.03.010 .
  4. The department shall carry out the functions of a board that has ceased all activities under (a) of this section. Litigation, hearings, investigations, and other proceedings pending at the time the board ceased activities continue in effect and may be continued or completed by the department. Licenses, certificates, orders, and regulations issued or adopted by the board and in effect at the time the board ceased activities remain in effect for the term issued or until revoked, amended, vacated, or repealed by the department.

History. (§ 2 ch 74 SLA 1979; am § 2 ch 36 SLA 1980; am § 2 ch 37 SLA 1980; am § 2 ch 38 SLA 1980; am § 2 ch 39 SLA 1980; am § 2 ch 40 SLA 1980; am § 2 ch 41 SLA 1980; am § 2 ch 42 SLA 1980; am § 2 ch 67 SLA 1980; am § 2 ch 87 SLA 1980; am §§ 2 — 4 ch 58 SLA 2005)

Cross references. —

For procedures governing review, termination, and continuation of other boards, councils, or commissions, see AS 44.66.

Chapter 04. Accountants.

Cross references. —

For transitional provision authorizing persons who, on January 1, 2011, hold permits or practice privileges under this chapter, to continue to practice under the authority of the permit or practice privilege until its normal expiration under the former provisions of this chapter before the chapter’s 2010 amendments, see § 44, ch. 67, SLA 2010, in the 2010 Temporary and Special Acts.

Administrative Code. —

For board of public accountancy, see 12 AAC 04.

Collateral references. —

1 Am. Jur. 2d, Accountants, § 1 et seq.

Constitutionality, construction, and application of statutory provisions respecting persons who may prepare tax returns for others, 10 ALR2d 1443.

Conclusiveness of statement or decision of accountant or similar third person under contract between others requiring property to be valued by him, 50 ALR2d 1268.

Tax preparer’s liability to taxpayer in connection with preparation of tax returns, 81 ALR3d 1119.

Accountant’s malpractice liability to client, 92 A.L.R.3d 396.

Valuation of goodwill in accounting practice for purposes of divorce court’s property distribution, 77 ALR4th 609.

Goodwill in accounting practice as subject to distribution on dissolution of marriage, 77 ALR4th 645.

Privileged communications between accountant and client—limitations or restrictions, waiver, and persons entitled to invoke, 26 ALR7th 8.

What constitutes privileged communications with preparer of federal tax returns so as to render communication inadmissible in federal tax prosecution, 36 ALR Fed. 686.

Article 1. Board of Public Accountancy.

Sec. 08.04.005. Purpose.

It is the policy of the state and the purpose of this chapter to promote the reliability of information that is used for guidance in financial transactions or assessing the financial status or performance of commercial, noncommercial, and governmental enterprises. The public interest requires that

  1. persons professing special competence in accountancy or who offer assurance as to the reliability or fairness of presentation of financial information should demonstrate their qualifications to do so, and that persons who have not demonstrated and maintained adequate qualifications should not be permitted to hold themselves out as having special competence or to offer assurance about their actions;
  2. the professional conduct of persons licensed as having special competence in accountancy should be regulated in all aspects of the practice of public accounting;
  3. a public authority competent to prescribe and assess the qualifications and to regulate the professional conduct of practitioners of public accounting should be established; and
  4. the use of titles relating to the practice of public accounting that are likely to mislead the public as to the status or competence of the persons using these titles should be prohibited.

History. (§ 2 ch 62 SLA 1991; am § 2 ch 16 SLA 2006)

Sec. 08.04.010. Creation of board.

There is created the Board of Public Accountancy.

History. (§ 2(1) ch 187 SLA 1960; am § 3 ch 82 SLA 1980)

Sec. 08.04.020. Appointment and qualifications of board.

  1. The board consists of seven members appointed by the governor. Each member shall be a resident of this state for at least one year. Five members shall be certified public accountants or public accountants and two members shall be public members.
  2. Except for public members, an individual may not be appointed unless the individual holds a current license. Public members may not be employed by a person holding a license, permit, out-of-state exemption, or practice privilege under this chapter. Notwithstanding AS 08.01.025 , an accountant who does not hold a license under this chapter and is not engaged in the practice of public accounting in violation of this chapter is eligible for appointment as a public member under this section.

History. (§ 2(2) ch 187 SLA 1960; am § 6 ch 258 SLA 1976; am § 4 ch 82 SLA 1980; am § 3 ch 62 SLA 1991; am § 3 ch 16 SLA 2006; am § 1 ch 67 SLA 2010)

Cross references. —

For term of office, see AS 08.01.035 .

For transitional provision relating to the members of the Board of Public Accountancy who are in office on January 1, 2008, see § 56, ch. 16, SLA 2006, in the 2006 Temporary and Special Acts.

Sec. 08.04.025. Meetings of board.

The board shall hold a minimum of four meetings a year.

History. (§ 4 ch 62 SLA 1991)

Sec. 08.04.030. Removal of members.

The governor shall remove any member of the board whose license has been revoked or suspended. The governor may, after hearing, remove any member for neglect of duty or other just cause.

History. (§ 2(2) ch 187 SLA 1960; am § 2 ch 66 SLA 1997; am § 4 ch 16 SLA 2006)

Cross references. —

See also AS 08.01.020 and 08.01.035 .

Sec. 08.04.040. Vacancy on board.

A vacancy shall be filled by appointment for the unexpired term, except as provided in AS 39.05.080 (4), and all vacancies shall be filled within 60 days. Except as provided in AS 39.05.080 (4), after the expiration of a member’s term of office a member continues to serve until a successor is appointed and qualifies, formally advises the board of acceptance of the appointment, and appears at the next meeting of the board.

History. (§ 2(2) ch 187 SLA 1960; am § 5 ch 82 SLA 1980; am § 13 ch 94 SLA 1987; am § 2 ch 80 SLA 1996)

Cross references. —

See also AS 08.01.035 .

Sec. 08.04.050. Quorum.

A majority of the board constitutes a quorum for the transaction of business.

History. (§ 2(3) ch 187 SLA 1960)

Sec. 08.04.055. Executive secretary of board.

  1. The department, in consultation with the board, shall employ a certified public accountant or person who has other accounting experience satisfactory to the board and who is not a member of the board to serve as executive secretary of the board.
  2. The executive secretary shall perform duties as prescribed by the board.
  3. The executive secretary of the board is in the partially exempt service and entitled to receive a monthly salary equal to a step in Range 23 on the salary schedule set out in AS 39.27.011(a) .

History. (§ 2 ch 67 SLA 2010; am § 1 ch 9 SLA 2011)

Sec. 08.04.060. Employment of personnel. [Repealed, § 3 ch 59 SLA 1966.]

Sec. 08.04.070. Functions of board.

  1. The board shall elect annually from its members a presiding officer, secretary, and treasurer. One person may hold the offices of secretary and treasurer.
  2. The board may adopt and amend regulations for the orderly conduct of its affairs and for the administration of this chapter.
  3. The board shall adopt a seal.
  4. [Repealed, § 53 ch 16 SLA 2006.]
  5. [Repealed, § 53 ch 16 SLA 2006.]
  6. The board shall adopt a formal statement of goals, objectives, and policies to be reviewed and updated annually.
  7. [Repealed, § 6 ch 19 SLA 1998.]
  8. The board shall define by regulation the qualifications and duties of the executive secretary and delegate authority to the executive secretary as necessary to conduct board business.

History. (§ 2(3) ch 187 SLA 1960; am § 6 ch 82 SLA 1980; am § 19 ch 6 SLA 1998; am § 53 ch 16 SLA 2006; am § 3 ch 67 SLA 2010; am §§ 11, 12 ch 13 SLA 2019)

Administrative Code. —

For rules of professional conduct, see 12 AAC 4, art. 1.

For the board, see 12 AAC 4, art. 2.

For requirements for certificate or license, see 12 AAC 4, art. 3.

For examination, see 12 AAC 4, art. 4.

For certificates and licenses, see 12 AAC 4, art. 5.

For continuing education, see 12 AAC 4, art. 6.

For disciplinary guidelines, see 12 AAC 4, art. 7.

For quality review, see 12 AAC 4, art. 8.

Effect of amendments. —

The 2019 amendment, effective October 17, 2019, made stylistic changes in (a); in (f), inserted a comma following “objectives”.

Sec. 08.04.075. Substantial equivalency.

The board shall determine whether the education, examination, and experience qualifications of another state or an individual are substantially equivalent to the national standard or to another standard established by the board to protect the public interest. The board may adopt by regulation the qualifications established by a nationally recognized professional organization for accountants as the national standard or for another standard established by the board to protect the public interest. The board may accept the determination of a nationally recognized professional organization for accountants or adopt another standard as to whether the qualifications of the other state or an individual are substantially equivalent to the national standard. When ascertaining substantial equivalency under this chapter, the order in which education, examination, or experience requirements were attained shall be disregarded.

History. (§ 5 ch 16 SLA 2006; am § 4 ch 67 SLA 2010)

Administrative Code. —

For certificates and licenses, see 12 AAC 4, art. 5.

Sec. 08.04.080. Adoption of rules.

The board may adopt rules of professional conduct to establish and maintain a high standard of integrity and dignity in the profession of public accounting. At least 30 days before the adoption of any rule or amendment, the board shall send a notice of the proposed rule or amendment to each holder of a license or permit issued under this chapter to the address of the license or permit holder last known to the board.

History. (§ 2(5) ch 187 SLA 1960; am § 6 ch 16 SLA 2006; am § 1 ch 26 SLA 2014; am § 1 ch 74 SLA 2018)

Administrative Code. —

For rules of professional conduct, see 12 AAC 4, art. 1.

Effect of amendments. —

The 2014 amendment, effective September 15, 2014, substituted “30 days” for “60 days” near the beginning of the second sentence.

The 2018 amendment, effective October 31, 2018, in the second sentence, substituted “send a notice” for “mail copies” following “the board shall”, and deleted “together with a notice of its effective date” following “proposed rule or amendment”.

Sec. 08.04.085. Regulations regarding attest functions. [Repealed, § 42 ch 67 SLA 2010.]

Sec. 08.04.090. Applicability of Administrative Procedure Act. [Repealed, § 15 ch 82 SLA 1980. For current law, see AS 08.01.090.]

Article 2. Certified Public Accountants.

Sec. 08.04.100. Certificate granted.

The certificate of “Certified Public Accountant” shall be granted by the board to any person who meets the requirements of AS 08.04.110 08.04.130 . The holder of a certificate issued under this section is not authorized to engage in the practice of public accounting in the state unless the holder also has a current license or permit, or an out-of-state exemption or practice privilege.

History. (§ 3(1) ch 187 SLA 1960; am § 8 ch 16 SLA 2006; am § 5 ch 67 SLA 2010)

Sec. 08.04.105. License for individual to practice as a public accountant.

  1. The board shall issue a license to engage in the practice of public accounting to an individual who meets the requirements of AS 08.04.110 08.04.130 . The license is valid for the remainder of the biennial licensing period during which the initial license was granted.
  2. The board may renew a license granted under this section if the licensee
    1. maintains all of the licensee’s offices as required by AS 08.04.360 08.04.380 ;
    2. complies with the continuing education requirements of AS 08.04.425 and the quality review requirements of AS 08.04.426 ; and
    3. complies with the requirements of this chapter.

History. (§ 9 ch 16 SLA 2006)

Administrative Code. —

For requirements for certificate or license, see 12 AAC 4, art. 3.

Sec. 08.04.110. Personal requirements.

An applicant for a certified public accountant license shall be of good moral character.

History. (§ 3(2) ch 187 SLA 1960; am § 3 ch 127 SLA 1974; am § 2 ch 67 SLA 1983; am § 10 ch 16 SLA 2006; am § 2 ch 74 SLA 2018)

Administrative Code. —

For requirements for license, see 12 AAC 4, art. 3.

Effect of amendments. —

The 2018 amendment, effective October 31, 2018, deleted “at least 19 years of age and” following “certified public accountant license shall be”.

Sec. 08.04.120. Educational and experience requirements.

  1. The education and experience requirements for an applicant are a baccalaureate degree or its equivalent conferred by a college or university acceptable to the board and additional semester hours or post-baccalaureate study so that the total educational program includes at least 150 hours, with an accounting concentration or equivalent as determined by the board by regulation to be appropriate, and two years of accounting experience satisfactory to the board.
  2. [Repealed, §  9 ch 74 SLA 2018.]

History. (§ 3(3) — (6) ch 187 SLA 1960; am § 14 ch 6 SLA 1984; am § 4 ch 21 SLA 1991; am §§ 5, 6 ch 62 SLA 1991; am §§ 22, 23 ch 29 SLA 1996; am § 11 ch 16 SLA 2006; am § 1 ch 37 SLA 2008; am § 9 ch 74 SLA 2018)

Administrative Code. —

For requirements for certificate or license, see 12 AAC 4, art. 3.

For certificates and licenses, see 12 AAC 4, art. 5.

Effect of amendments. —

The 2018 amendment, effective October 31, 2018, repealed (b).

Sec. 08.04.130. Examination.

An applicant shall pass an examination in accounting and reporting, in auditing, and in other related subjects that the board determines appropriate. The examination shall be designated in advance by the board as the examination for the license of certified public accountant. The board shall use the Uniform Certified Public Accountant Examination of the American Institute of Certified Public Accountants and the institute’s advisory grading service, if available. The board shall, by regulation, establish what constitutes a passing grade on the examination for purposes of licensure under AS 08.04.105 08.04.240 .

History. (§ 3(7) ch 187 SLA 1960; am § 7 ch 62 SLA 1991; am § 1 ch 139 SLA 2003; am § 12 ch 16 SLA 2006)

Administrative Code. —

For requirements for certificate or license, see 12 AAC 4, art. 3.

For examination, see 12 AAC 4, art. 4.

For disciplinary guidelines, see 12 AAC 4, art. 7.

Sec. 08.04.140. Frequency of examination [Repealed by § 3, ch. 139, SLA 2003.]

Sec. 08.04.150. Qualifications to take examination.

A person is qualified to take the examination for certified public accountants if the person either

  1. has a baccalaureate degree or its equivalent conferred by a college or university acceptable to the board with
    1. an accounting concentration or the equivalent, as defined in regulations of the board;
    2. a minimum of 15 semester credit hours or 22 quarter credit hours of accounting subjects; or
    3. one year of public accounting experience under the direct supervision of a certified public accountant; or
  2. has met or is within 18 semester credit hours or 27 quarter credit hours of meeting the undergraduate educational requirements of AS 08.04.120 and has completed at least 15 semester hours or 22 quarter hours of accounting subjects.

History. (§ 3(9) ch 187 SLA 1960; am § 8 ch 62 SLA 1991; am § 1 ch 12 SLA 1997)

Administrative Code. —

For requirements for certificate or license, see 12 AAC 4, art. 3.

For examination, see 12 AAC 4, art. 4.

Sec. 08.04.160. Re-examination. [Repealed by § 3, ch. 139, SLA 2003.]

Sec. 08.04.170. Examination standards. [Repealed by § 3, ch. 139, SLA 2003.]

Sec. 08.04.180. Prior applicants.

History. [Repealed, § 9 ch 74 SLA 2018.]

Sec. 08.04.190. Examination fee.

An applicant shall pay the appropriate fee at the time of application for examination or reexamination.

History. (§ 3(12) ch 187 SLA 1960; am § 1 ch 147 SLA 1976; am § 4 ch 37 SLA 1985)

Sec. 08.04.195. Reciprocity with other states.

  1. Notwithstanding AS 08.04.110 08.04.190 , the board may issue a license to engage in the practice of public accounting to an applicant who holds a license, or its equivalent, issued by another state if the applicant
    1. passed the Uniform Certified Public Accountant Examination of the American Institute of Certified Public Accountants in order to receive the applicant’s initial license from the other state;
    2. meets the accounting experience requirements established by the board by regulation;
    3. is not the subject of review procedures, disciplinary proceedings, or unresolved complaints related to the applicant’s license from another state; and
    4. is of good moral character.
  2. An applicant for the initial issuance of a license under this section shall list in the application all states where the applicant has applied for or holds a license, or its equivalent, and shall notify the board in writing within 30 days after a denial, revocation, or suspension of a license, or the equivalent, by another state.
  3. The board may by regulation establish the education and continuing education requirements for the issuance of a license under this section.
  4. The board may renew a license issued under this section if the licensee
    1. maintains all of the licensee’s offices as required by AS 08.04.360 08.04.380 ;
    2. complies with the continuing education requirements established under (c) of this section; and
    3. complies with the requirements of this chapter.

History. (§ 1 ch 29 SLA 1996; am § 2 ch 139 SLA 2003; am §§ 14, 15 ch 16 SLA 2006; am § 3 ch 74 SLA 2018)

Cross references. —

For temporary courtesy licenses, see AS 08.01.062 .

Administrative Code. —

For requirements for certificate or license, see 12 AAC 4, art. 3.

Effect of amendments. —

The 2018 amendment, effective October 31, 2018, rewrote (a)(2), which read “has four years of experience outside the state in the practice of public accounting or meets equivalent requirements established by the board by regulation; the four years must occur after the applicant passes the examination required in (1) of this subsection and within the 10 years immediately preceding the applicant’s application under this chapter;”.

Sec. 08.04.200. Use of title “certified public accountant” by individual.

An individual who has a license from the board as a certified public accountant or holds a practice privilege shall be known as a certified public accountant and may use the abbreviation “CPA.”

History. (§ 3(13) ch 187 SLA 1960; am § 16 ch 16 SLA 2006; am § 6 ch 67 SLA 2010)

Sec. 08.04.210. Effect on certificates existing on April 26, 1960.

A person who, on April 26, 1960, held a certificate as a certified public accountant issued under the laws of the Territory or State of Alaska is not required to obtain a license under this chapter but is otherwise subject to this chapter. Certificates issued before April 26, 1960, shall be considered licenses issued under this chapter.

History. (§ 3(14) ch 187 SLA 1960; am § 17 ch 16 SLA 2006)

Sec. 08.04.220. Certification of foreign accountants. [Repealed, § 15 ch 82 SLA 1980.]

Sec. 08.04.230. Registration of foreign accountants. [Repealed, § 2 ch 147 SLA 1976.]

Sec. 08.04.240. Application of partnerships, limited liability companies, corporations, and other legal entities for permits.

  1. The board shall grant a permit to engage in the practice of public accounting as a partnership to a partnership that applies to the board as a partnership of certified public accountants if the partnership meets the following requirements:
    1. more than one-half of the ownership of the partnership belongs to certified public accountants of this or another state in good standing;
    2. an individual who is a certified public accountant or has a practice privilege, who is responsible for supervising attest functions or compilation services in the partnership, and who signs or authorizes another person to sign an accountant’s report on financial statements on behalf of the partnership meets the competency requirements established by the board under AS 08.04.423 ;
    3. an individual who signs or authorizes another person to sign an accountant’s report on financial statements on behalf of the partnership meets the competency requirements established by the board under AS 08.04.423 ; and
    4. each partner who is personally engaged in this state in the practice of public accounting as a member of that partnership and whose principal place of business is in this state is a certified public accountant of this state in good standing.
  2. The board shall grant a permit to engage in the practice of public accounting as a corporation to a corporation organized for the practice of public accounting that applies to the board as a corporation of certified public accountants if the corporation meets the following requirements:
    1. the sole purpose and business of the corporation are to furnish to the public services not inconsistent with this chapter or the regulations adopted under it by the board; however, the corporation may invest its funds in a manner not incompatible with the practice of public accounting;
    2. at least a simple majority of the shares of the corporation are owned by certified public accountants of this or another state in good standing and the principal officer of the corporation and any officer having authority over the practice of public accounting by the corporation is a certified public accountant of this or another state in good standing;
    3. an individual who is a certified public accountant or has a practice privilege, who is responsible for supervising attest functions or compilation services in the corporation, and who signs or authorizes another person to sign an accountant’s report on financial statements on behalf of the corporation meets the competency requirements established by the board under AS 08.04.423 ;
    4. an individual who signs or authorizes another person to sign an accountant’s report on financial statements on behalf of the corporation meets the competency requirements established by the board under AS 08.04.423 ;
    5. each shareholder or director personally engaged in this state in the practice of public accounting and whose principal place of business is located in this state is a certified public accountant of this state in good standing;
    6. to facilitate compliance with the provisions of this section relating to the ownership of stock, there is a written agreement binding the corporation or the qualified shareholders to purchase shares offered for sale by, or not under the ownership or effective control of, a qualified shareholder and binding a holder not a qualified shareholder to sell these shares to the corporation or the qualified shareholders; the agreement must be noticed on each certificate of corporate stock; the corporation may purchase any amount of its stock for this purpose, notwithstanding any impairment of capital, so long as one share remains outstanding; and
    7. the corporation is in compliance with those other regulations pertaining to corporations practicing public accounting in this state that the board may adopt.
  3. Application for a permit under this section shall be made upon the affidavit of a general partner, member, or shareholder who is a certified public accountant of this state in good standing or an individual with a practice privilege. The board shall, in each case, determine whether the applicant is eligible for a permit under this section. A partnership, limited liability company, corporation, or other legal entity that is issued a permit under this section may use the words “certified public accountants” or the abbreviation “CPAs” in connection with the name of the partnership, limited liability company, corporation, or other legal entity. The board shall be notified within one month after the admission or withdrawal of a partner, member, or shareholder from a partnership, limited liability company, corporation, or other legal entity issued a permit under this section.
  4. The board shall grant a permit to engage in the practice of public accounting as a limited liability company to a limited liability company engaged in this state in the practice of public accounting that applies to the board as a limited liability company of certified public accountants if
    1. the sole purpose and the sole business of the company are to furnish to the public services that are consistent with this chapter or the regulations adopted under this chapter, except that the company may invest its money in a manner that is compatible with the practice of public accounting;
    2. more than one-half of the ownership of the limited liability company belongs to certified public accountants of this or another state in good standing;
    3. an individual who is a certified public accountant or has a practice privilege, who is responsible for supervising attest functions or compilation services in the company, and who signs or authorizes another person to sign an accountant’s report on financial statements on behalf of the company meets the competency requirements established by the board under AS 08.04.423 ;
    4. an individual who signs or authorizes another person to sign an accountant’s report on financial statements on behalf of the company meets the competency requirements established by the board under AS 08.04.423 ; and
    5. each member personally engaged in this state in the practice of public accounting and whose principal place of business is located in this state is a certified public accountant of this state in good standing.
  5. The board may grant a permit to engage in the practice of public accounting to a legal entity, other than a partnership, corporation, or limited liability company, if the legal entity applies to the board on a form provided by the board and satisfies other application requirements and conditions for the legal entity that are established by the board by regulation to protect the public interest.
  6. An initial permit issued under (a), (b), (d), or (e) of this section lasts for the remainder of the biennial licensing period during which the initial permit was granted.
  7. The board shall renew a permit granted under (a), (b), (d), or (e) of this section or a renewal issued under this subsection if
    1. the permittee maintains all of the licensee’s offices that are located in this state as required by AS 08.04.360 08.04.380 ;
    2. each individual who is required by (a), (b), (d), or (e) of this section to be a certified public accountant of this state complies with the continuing education requirements of AS 08.04.425 and the quality review requirements of AS 08.04.426 ; and
    3. the permittee complies with the requirements of this chapter, including the competency requirement of (a)(2) and (3), (b)(3) and (4), and (d)(3) and (4) of this section.
  8. A partnership holding a permit issued under former AS 08.04.330 — 08.04.340 on June 29, 1980, qualifies for a permit under this section as long as each partner personally engaged in the practice of public accounting in this state holds a license or permit under AS 08.04.661 .
  9. For the purposes of issuing a permit under this section, a partnership, limited liability company, corporation, or other legal entity may include owners who are not certified public accountants if
    1. the partnership, corporation, limited liability company, or other legal entity designates a certified public accountant or an individual with practice privileges to be responsible for the proper registration of the entity and identifies the certified public accountant or individual to the board;
    2. all of the owners of the partnership, corporation, limited liability company, or other legal entity who are not certified public accountants are active individual participants in the partnership, corporation, limited liability company, or other legal entity, or in an entity affiliated with the partnership, corporation, limited liability company, or other legal entity; and
    3. the partnership, corporation, limited liability company, or other legal entity complies with the other requirements that the board may adopt by regulation to protect the public interest as described under AS 08.04.005 .
  10. If the ownership of a partnership, limited liability company, corporation, or other legal entity, after it has received or renewed a permit, does not comply with (i) of this section, the partnership, limited liability company, corporation, or other legal entity shall take corrective action to comply with (i) of this section within a reasonable time after the noncompliance begins. The board shall establish by regulation the criteria to determine what is a reasonable time and may base the regulation on national standards.

History. (§§ 5(1), 10(3) ch 187 SLA 1960; § 3 ch 147 SLA 1976; am §§ 2, 3 ch 29 SLA 1996; am §§ 18, 19 ch 16 SLA 2006; am §§ 7 — 12 ch 67 SLA 2010)

Administrative Code. —

For permits and practice privileges, see 12 AAC 4, art. 5.

Sec. 08.04.250. Requirements for registration. [Repealed, § 4 ch 147 SLA 1976.]

Sec. 08.04.260. Temporary certificate as certified public accountant. [Repealed, § 7 ch 66 SLA 1997.]

Secs. 08.04.270 — 08.04.340. Public accountants. [Repealed, § 15 ch 82 SLA 1980.]

Article 3. Regulation of Accountants.

Cross references. —

For a transitional provision relating to a person who, on January 1, 2008, holds a current permit for individual or general practice issued under this chapter to continue to operate under authority of the permit until renewed under the provisions of this chapter as amended by ch. 16, SLA 2006, see § 55(a), ch. 16, SLA 2006, in the 2006 Temporary and Special Acts.

Sec. 08.04.350. Registration of offices. [Repealed, § 12 ch 62 SLA 1988.]

Sec. 08.04.360. Supervision required.

Each office established or maintained in this state for the practice of public accounting shall be under the direct supervision of an individual in residence who holds a license or a practice privilege. The supervisor may be a sole proprietor, partner, principal, member, or staff employee. A supervisor may serve in this capacity at one office only.

History. (§ 9(2) ch 187 SLA 1960; am § 4 ch 29 SLA 1996; am § 20 ch 16 SLA 2006)

Sec. 08.04.370. Use of title “certified public accountant” by office of legal entity.

The title “certified public accountant” or the abbreviation “CPA” may not be used in connection with an office of a legal entity holding a permit or an out-of-state exemption unless the supervision requirement of AS 08.04.360 is satisfied.

History. (§ 9(3) ch 187 SLA 1960; am § 21 ch 16 SLA 2006; am § 13 ch 67 SLA 2010)

Sec. 08.04.380. Waiver of requirements.

The board may waive the requirements of AS 08.04.240(a)(4) , (b)(5), and (d)(5), 08.04.360 , and 08.04.370 if

  1. the community has a population of 2,000 or less; and
  2. the individual, partnership, corporation, limited liability company, or other legal entity that opens or maintains the office maintains another office in the state that meets the requirements outlined in AS 08.04.360 and 08.04.370 .

History. (§ 9(4) ch 187 SLA 1960; am § 2 ch 70 SLA 1964; am § 7 ch 147 SLA 1976; am § 5 ch 29 SLA 1996; am § 22 ch 16 SLA 2006; am § 14 ch 67 SLA 2010)

Sec. 08.04.390. Permit for individual practice as a public accountant. [Repealed, § 53 ch 16 SLA 2006.]

Sec. 08.04.400. Permit for partnership, limited liability company, or corporate practice as a public accountant. [Repealed, § 53 ch 16 SLA 2006.]

Sec. 08.04.410. Inactive license for person not engaged in practice.

Notwithstanding AS 08.04.105 or 08.04.195 , an individual holding a license who is not engaged in the practice of public accounting may maintain the license in good standing by notifying the board that the individual is inactive and paying the required fee.

History. (§ 10(4) ch 187 SLA 1960; am § 10 ch 147 SLA 1976; am § 7 ch 37 SLA 1985; am § 3 ch 66 SLA 1997; am § 23 ch 16 SLA 2006)

Administrative Code. —

For certificates and licenses, see 12 AAC 4, art. 5.

For continuing education, see 12 AAC 4, art. 6.

Sec. 08.04.420. Practice privileges.

  1. Except as limited by (b) of this section, an individual who does not have a license in this state, but who is licensed to practice public accounting in another state and whose principal place of business for the practice of public accounting is in the other state may engage in the practice of public accounting in this state under a practice privilege if the state in which the individual is licensed to practice public accounting
    1. requires as a condition of licensure that an individual
      1. have at least 150 semester hours of college education, including a baccalaureate or higher degree conferred by a college or university;
      2. achieve a passing grade on the Uniform Certified Public Accountant Examination; and
      3. possess at least one year of experience, which includes providing any type of service or advice involving the use of accounting, attest, compilation, management advisory, financial advisory, tax, or consulting skills; the experience may be obtained through practice with the government, industry, colleges, universities, or the public; or
    2. does not require as a condition of licensure that an individual satisfy the requirements of (1) of this subsection, but the individual’s qualifications are substantially equivalent to the requirements of (1) of this subsection; however, for the purposes of this paragraph, the education of an individual who holds a valid license to practice public accounting that is issued by another state before January 1, 2013, and who passes the Uniform Certified Public Accountant Examination before January 1, 2013, is exempt from the education requirement identified in (1)(A) of this subsection.
  2. Unless the individual is a sole practitioner, if an individual who engages in the practice of public accounting under a practice privilege under (a) of this section performs designated functions for a client whose home office is in this state, the individual may only provide the designated functions through a legal entity that has a permit.
  3. An individual who may engage in the practice of public accounting in this state under (a) or (b) of this section is not required to provide a notice to the board, to pay a fee to the board, or to submit documentation to the board in order to engage in the practice of public accounting in this state. The person may engage in the practice of public accounting by mail, by telephone, by electronic means, or in person.

History. (§ 10(5) ch 187 SLA 1960; am § 11 ch 147 SLA 1976; am § 8 ch 37 SLA 1985; am § 7 ch 29 SLA 1996; am § 24 ch 16 SLA 2006; am § 15 ch 67 SLA 2010)

Cross references. —

For temporary courtesy licenses, see AS 08.01.062 .

Administrative Code. —

For certificates and licenses, see 12 AAC 4, art. 5.

Sec. 08.04.421. Out-of-state permits and exemptions.

  1. A legal entity that does not have an office in this state, that is authorized to practice public accounting in another state, and that performs designated functions for a client whose home office is located in this state may not engage in the practice of public accounting in this state unless the legal entity has an out-of-state permit. To obtain an out-of-state permit, the legal entity shall submit to the board
    1. a written notice on a form provided by the board;
    2. the fee required by the board;
    3. verification of the current authorization of the legal entity to practice public accounting in the other state; and
    4. verification that the legal entity participates in a quality review program comparable to the program required of entities registered under AS 08.04.426 .
  2. A legal entity that performs designated services but not designated functions for a client whose home office is located in this state may engage in the practice of public accounting in this state under an out-of-state exemption if the legal entity
    1. does not have an office in this state;
    2. is authorized to practice public accounting in another state;
    3. performs the designated services through an individual with a practice privilege; and
    4. participates in a quality review program comparable to the program required under AS 08.04.426 .
  3. A legal entity that does not have an office in this state, is authorized to practice public accounting in another state, and does not perform designated functions or designated services for a client whose home office is located in this state may engage in the practice of public accounting in this state under an out-of-state exemption if the services that the legal entity performs within the practice of public accounting are performed
    1. through an individual who has a practice privilege; and
    2. only to the extent that the legal entity can lawfully perform the services in the state where the individual with a practice privilege has the individual’s principal place of business.
  4. If the board denies an out-of-state permit to a legal entity under (a) of this section, the board shall provide notice of the denial to the legal entity.
  5. Notwithstanding AS 08.01.100(b) , the board shall establish by regulation the period for which an out-of-state permit authorized by (a) of this section is valid. However, the initial term of an out-of-state permit may not exceed three years. The board may renew an out-of-state permit and shall establish by regulation the terms for and length of a renewal, except that the length of a renewal for an out-of-state permit may not exceed four years.
  6. A legal entity who may engage in the practice of public accounting under an out-of-state exemption is not required to provide a notice to the board, pay a fee to the board, or submit documentation to the board. The person may engage in the practice of public accounting by mail, by telephone, by electronic means, or in person.
  7. In this section, “designated service” means
    1. a review of a financial statement, if the performance of the review is established by the Statements on Standards for Accounting and Review Services; or
    2. a compilation service.

History. (§ 16 ch 67 SLA 2010)

Sec. 08.04.422. Conditions of practice privileges, out-of-state permits, and out-of-state exemptions.

An individual with a practice privilege who engages in the practice of public accounting in the state under the practice privilege, a legal entity with a permit or exemption under AS 08.04.421 who engages in the practice of public accounting in this state under the permit or exemption, and a legal entity that hires an individual with a practice privilege shall

  1. consent to the personal and subject matter jurisdiction and disciplinary authority of the board;
  2. agree to comply with this chapter, including the regulations adopted by the board;
  3. agree that the individual or legal entity will stop offering to engage or engaging in the practice of public accounting, whether individually or on behalf of a legal entity, if the license from the state of the individual’s or legal entity’s principal place of business becomes invalid; and
  4. consent to the appointment of the state board that issued the individual’s license as the individual’s or legal entity’s agent for service of process in a court action or in another proceeding against the individual or legal entity that arises out of a transaction or an operation connected with or incidental to the individual’s or legal entity’s engagement in the practice of public accounting.

History. (§ 16 ch 67 SLA 2010)

Sec. 08.04.423. Competency requirement after licensing.

If, at any time after receiving a license, a licensee decides to perform attest functions, the licensee shall meet the competency requirements established by the board by regulation.

History. (§ 25 ch 16 SLA 2006)

Administrative Code. —

For rules of professional conduct, see 12 AAC 4, art. 1.

Sec. 08.04.425. Continuing education.

  1. The board shall by regulation prescribe requirements for continuing education for individuals with licenses under this chapter. In adopting these regulations, the board may
    1. use and rely upon guidelines and pronouncements with respect to continuing education issued by recognized educational and professional associations in the field; and
    2. prescribe content, duration, and organization of courses or programs that will satisfy the continuing education requirements.
  2. Each application for renewal of a license to practice as a certified public accountant by an individual who has held a license as a certified public accountant for two years or more shall be accompanied or supported by documents or other evidence indicating satisfaction of the continuing education requirements prescribed by the board during the two years immediately preceding the application.
  3. Failure by an applicant for renewal of a license to furnish the evidence required under (b) of this section constitutes grounds for revocation, suspension, or refusal to renew the license under AS 08.04.450 unless the board determines that failure to have been due to reasonable cause or excusable neglect. However, the board may renew a license despite failure to furnish evidence of satisfaction of the continuing education requirements established under (a) of this section if the applicant agrees to follow a particular program or schedule of continuing education prescribed by the board.
  4. In adopting regulations under (a) of this section, or in issuing individual orders under (c) of this section, the board
    1. shall consider
      1. the accessibility of applicants to the continuing education courses or programs that it may require; and
      2. any impediments to interstate practice of public accounting that may result from differences in continuing education requirements prescribed by other states; and
    2. may relax or suspend the continuing education requirements
      1. for applicants who certify that they do not intend to engage in the practice of public accounting; or
      2. in instances of individual hardship.

History. (§ 12 ch 147 SLA 1976; am § 5 ch 21 SLA 1991; am § 26 ch 16 SLA 2006)

Administrative Code. —

For continuing education, see 12 AAC 4, art. 6.

Sec. 08.04.426. Quality review.

  1. The board may require as a condition for renewal of a license or a permit that the applicant for the renewal undergo a quality review conducted as required by the board by regulation.
  2. The quality review under (a) of this section must include verification that the reviewing individual meets the competency requirements set out in the professional standards established by the board for the services. In this subsection, “reviewing individual” means the individual who is responsible for supervising and signing off on or authorizing another individual to sign off on attest functions performed by the applicant.
  3. The board shall adopt the regulations under (a) of this section in a reasonable time before the regulations are scheduled to become effective.
  4. The regulations adopted under (a) of this section may require that
    1. an applicant demonstrate that the applicant has undergone a quality review that is a satisfactory equivalent to the quality review under (a) of this section;
    2. the quality reviews be subject to supervision by an oversight body established or approved by the board;
    3. the quality reviews be operated and the documents be maintained in a manner that is designed to preserve confidentiality; and
    4. the board or another person, except for the oversight body authorized by (2) of this subsection, may not access the documents furnished or generated in the course of the quality review.
  5. An oversight body required by (d)(2) of this section shall
    1. periodically report to the board on the effectiveness of the quality review program it is supervising; and
    2. provide the board with a list of the applicants who have participated in a quality review program that is satisfactory to the board.

History. (§ 12 ch 62 SLA 1991; am § 27 ch 16 SLA 2006)

Administrative Code. —

For quality review, see 12 AAC 4, art. 8.

Sec. 08.04.430. Expiration and renewal. [Repealed, § 49 ch 94 SLA 1987. For current law, see AS 08.01.100.]

Sec. 08.04.440. Effect of failure to obtain license or permit.

Failure of an individual, partnership, limited liability company, corporation, or other legal entity to apply for a required license or permit or to pay a required fee within (1) three years from the expiration date of the license or permit last obtained or renewed, or (2) three years from the date the person was granted a license or permit as a public accountant valid under AS 08.04.661 deprives the individual, partnership, limited liability company, corporation, or other legal entity of the right to a license or permit or renewal of a license or permit unless the board determines that the failure is excusable. In case of excusable failure, the fee for a license or permit or renewal of a license or permit under this section may not exceed three times one year’s portion of the fee that would have otherwise been required for the license, permit, or renewal.

History. (§ 10(7) ch 187 SLA 1960; am § 13 ch 147 SLA 1976; am § 12 ch 82 SLA 1980; am § 8 ch 29 SLA 1996; am § 4 ch 66 SLA 1997; am § 28 ch 16 SLA 2006; am § 17 ch 67 SLA 2010)

Administrative Code. —

For continuing education, see 12 AAC 4, art. 6.

Sec. 08.04.450. Revocation or suspension of license, practice privilege, permit, or out-of-state exemption.

  1. In addition to its powers under AS 08.01.075 , the board may revoke, suspend, or refuse to renew a license, practice privilege, permit, or out-of-state exemption, or may censure a holder of a license, practice privilege, permit, or out-of-state exemption, for
    1. fraud or deceit in obtaining a license or permit required by this chapter;
    2. dishonesty or gross negligence in the practice of public accounting, or other acts discreditable to the accounting profession;
    3. violation of a provision of AS 08.04.500 08.04.610 or failure to take corrective action to comply with AS 08.04.240(i) within the time allowed under AS 08.04.240(j) ;
    4. violation of a rule of professional conduct or other regulation adopted by the board;
    5. conviction of a felony under the laws of any state or of the United States;
    6. conviction of any crime, an essential element of which is dishonesty or fraud, under the laws of any state or of the United States;
    7. cancellation, revocation, suspension, or refusal to renew authority to practice as a certified public accountant or public accountant in any other state for any cause other than failure to pay a required fee;
    8. suspension or revocation of the right to practice before any state or federal agency;
    9. failure to satisfy the continuing education requirements prescribed by the board under AS 08.04.425 , except as conditioned, relaxed, or suspended by the board under AS 08.04.425(c) and (d);
    10. failure to satisfactorily complete a quality review requirement under AS 08.04.426 ; or
    11. committing an act in another state for which the holder of the license, practice privilege, permit, or out-of-state exemption would be subject to discipline in this or the other state.
  2. The board shall investigate a complaint made by the board of accountancy, or other regulatory body for the practice of accounting, of another state.

History. (§ 11(1) ch 187 SLA 1960; am § 14 ch 147 SLA 1976; am § 13 ch 62 SLA 1991; am § 5 ch 66 SLA 1997; am § 29 ch 16 SLA 2006; am § 4 ch 58 SLA 2010; am §§ 18, 19 ch 67 SLA 2010)

Cross references. —

For disciplinary powers of boards generally, see AS 08.01.075 .

Administrative Code. —

For requirements for license and license renewal, see 12 AAC 4, art. 3.

For disciplinary guidelines, see 12 AAC 4, art. 7.

Notes to Decisions

Cited in

Wendte v. State, 70 P.3d 1089 (Alaska 2003).

Collateral references. —

Cancellation or suspension irrespective of licensee’s personal fault, validity of statute or rule making specified conduct or condition the ground for, 3 ALR2d 107.

Plea of nolo contendere or non vult contendere, 89 ALR2d 606.

Disqualification, for bias or interest, of member of occupation or profession sitting in license revocation proceeding, 97 ALR2d 1210.

Disciplinary action against attorney or accountant for misconduct related to preparation of tax returns for others, 81 ALR3d 1140.

Sec. 08.04.460. Suspension or revocation of license revokes permit. [Repealed, § 53 ch 16 SLA 2006.]

Sec. 08.04.470. Revocation of permit of partnership, limited liability company, corporation, or other legal entity.

The board shall revoke the permit of a partnership, limited liability company, corporation, or other legal entity if at any time it does not meet the qualifications prescribed by the sections of this chapter under which it qualified for the permit.

History. (§ 12(1) ch 187 SLA 1960; am § 15 ch 147 SLA 1976; am § 9 ch 29 SLA 1996; am § 30 ch 16 SLA 2006)

Sec. 08.04.480. Grounds for censure of, or the revocation, suspension, or refusal to renew a permit for, a partnership, limited liability company, corporation, or other legal entity.

The board may revoke or suspend the permit of a partnership, limited liability company, corporation, or other legal entity, may revoke, suspend, or refuse to renew its permit, or may censure the partnership, limited liability company, corporation, or other legal entity for any of the causes enumerated in AS 08.04.450 or for any of the following additional causes:

  1. the revocation or suspension of the license or practice privilege of a partner, a member, a shareholder, or, if the permittee is a legal entity other than a partnership, corporation, or limited liability company, an owner of the permittee;
  2. the revocation, suspension, or refusal to renew the permit of a partner, a member, or a shareholder, or, if the permittee is a legal entity other than a partnership, corporation, or limited liability company, an owner of the permittee;
  3. the cancellation, revocation, suspension, or refusal to renew the authority of the partnership or any partner, the limited liability company or a member, the corporation or a shareholder, or the other legal entity to practice public accounting in another state for any cause other than failure to pay a required fee in that state.

History. (§ 12(2) ch 187 SLA 1960; am § 16 ch 147 SLA 1976; am § 10 ch 29 SLA 1996; am § 6 ch 66 SLA 1997; am § 31 ch 16 SLA 2006)

Sec. 08.04.490. Reinstatement.

Upon application in writing and after a hearing, the board may issue a new license or allow a practice privilege to an individual whose license or practice privilege has been revoked, or may issue a new permit to a person whose permit has been revoked, or may modify the suspension of or may reissue any license, practice privilege, or permit to practice public accounting that has been revoked or suspended.

History. (§ 14 ch 197 SLA 1960; am § 32 ch 16 SLA 2006; am § 20 ch 67 SLA 2010)

Sec. 08.04.495. Fees.

The department shall set fees under AS 08.01.065 for examinations, reexaminations, permits, licenses, and practice privileges.

History. (§ 10 ch 37 SLA 1985; am § 33 ch 16 SLA 2006; am § 21 ch 67 SLA 2010)

Revisor’s notes. —

In 1999, “Department of Commerce and Economic Development” was changed to “Department of Community and Economic Development” in accordance with § 88, ch. 58, SLA 1999.

In 2004, “Department of Community and Economic Development” was changed to “Department of Commerce, Community, and Economic Development” in this section in accordance with § 3, ch. 47, SLA 2004.

Administrative Code. —

For occupational licensing fees, see 12 AAC 2, art. 2.

Article 4. Unlawful Acts and Penalties.

Administrative Code. —

For disciplinary guidelines, see 12 AAC 04, art. 7.

Sec. 08.04.500. Individual posing as a certified public accountant.

  1. An individual may not assume or use the title or designation “certified public accountant” or the abbreviation “CPA” or any other title, designation, word, letter, abbreviation, sign, card, or device tending to indicate that the individual is a certified public accountant, unless the individual has received a license and all of the individual’s offices in this state for the practice of public accounting are maintained as required by AS 08.04.360 08.04.380 .
  2. This section does not prohibit an individual in good standing in any state, including an individual acting as a sole practitioner in the individual’s home state, holding a practice privilege under AS 08.04.420 from using the title “certified public accountant” or another title allowed under (a) of this section.

History. (§ 15(1) ch 187 SLA 1960; am § 17 ch 147 SLA 1976; am § 5 ch 14 SLA 1987; am § 4 ch 62 SLA 1988; am § 34 ch 16 SLA 2006; am § 22 ch 67 SLA 2010)

Sec. 08.04.505. Issuance of reports.

Only a person who holds a valid license, practice privilege, permit, or out-of-state exemption may issue a report on financial statements of another person or governmental unit. This restriction does not apply to

  1. an officer, partner, member, or employee of a sole proprietorship, partnership, corporation, limited liability company, or other legal entity affixing that person’s signature to a statement or report in reference to the financial affairs of the sole proprietorship, partnership, corporation, limited liability company, or other legal entity with wording designating the position, title, or office that the person holds in the sole proprietorship, partnership, corporation, limited liability company, or other legal entity;
  2. an act of a public official or employee in the performance of official duties;
  3. the performance by persons of other services involving the use of accounting skills, including the preparation of tax returns, management advisory services, and the preparation of financial statements without the issuance of reports on them.

History. (§ 14 ch 62 SLA 1991; am § 11 ch 29 SLA 1996; am § 35 ch 16 SLA 2006; am § 23 ch 67 SLA 2010)

Sec. 08.04.510. Partnership, limited liability company, corporation, or other legal entity posing as a certified public accountant.

  1. A partnership, limited liability company, corporation, or other legal entity may not assume or use the title or designation “certified public accountant” or the abbreviation “CPA” or any other title, designation, word, letter, abbreviation, sign, card, or device tending to indicate that it is composed of certified public accountants, unless the partnership, limited liability company, corporation, or other legal entity holds a permit or an out-of-state exemption and is engaging in the practice of public accounting under the name on its permit, and its offices in this state for the practice of public accounting are maintained as required by AS 08.04.360 08.04.380 .
  2. A partnership, limited liability company, corporation, or other legal entity consisting of certified public accountants in good standing in any state, that does not have a permit as a partnership, limited liability company, corporation, or other legal entity consisting of certified public accountants under AS 08.04.240 but holds a permit under AS 08.04.421 or out-of-state exemption, may use the title or designation “certified public accountants” or another title permitted under (a) of this section.

History. (§ 15(2) ch 187 SLA 1960; am § 18 ch 147 SLA 1976; am § 6 ch 14 SLA 1987; am § 5 ch 62 SLA 1988; am § 12 ch 29 SLA 1996; am § 36 ch 16 SLA 2006; am § 24 ch 67 SLA 2010)

Sec. 08.04.520. Individual posing as public accountant.

An individual may not assume or use the title or designation “public accountant” or the abbreviation “PA” or other title, designation, word, letter, abbreviation, sign, card, or device tending to indicate that the individual is a public accountant, unless the individual holds a current license or practice privilege and the individual’s offices in this state for the practice of public accounting are maintained as required by AS 08.04.360 08.04.380 .

History. (§ 15(3) ch 187 SLA 1960; am § 6 ch 62 SLA 1988; am § 37 ch 16 SLA 2006; am § 25 ch 67 SLA 2010)

Sec. 08.04.530. Partnership, limited liability company, or corporation posing as public accountant.

A partnership, limited liability company, or corporation may not assume or use the designation “public accountant” or the abbreviation “PA” or any other title, designation, word, letter, abbreviation, sign, card, or device tending to indicate that the partnership, limited liability company, or corporation is composed of public accountants, unless the partnership, limited liability company, or corporation holds a current permit or out-of-state exemption, and, if it has a permit, is practicing under the name on its permit, and its office in this state for the practice of public accounting is maintained as required by AS 08.04.360 08.04.380 .

History. (§ 15(4) ch 187 SLA 1960; am § 19 ch 147 SLA 1976; am § 7 ch 62 SLA 1988; am § 13 ch 29 SLA 1996; am § 38 ch 16 SLA 2006; am § 26 ch 67 SLA 2010)

Sec. 08.04.540. Use of deceptive title or abbreviation.

An individual, partnership, limited liability company, corporation, or other legal entity may not assume or use the title or designation “certified accountant,” “chartered accountant,” “enrolled accountant,” “licensed accountant,” “registered accountant,” or any other title or designation likely to be confused with “certified public accountant” or “public accountant,” or any of the abbreviations “C,” “EA,” “LA,” “RA,” or similar abbreviations likely to be confused with “CPA” or “PA” except that “EA” may be used to the extent that it relates to the term “enrolled agent” as defined by the federal Internal Revenue Service; however, an individual, partnership, limited liability company, corporation, or other legal entity holding a current license or permit or an out-of-state exemption or practice privilege, and whose offices in this state for the practice of public accounting, if any, are maintained as required by AS 08.04.360 08.04.380 may hold out to the public as an accountant or auditor.

History. (§ 15(5) ch 187 SLA 1960; am § 20 ch 147 SLA 1976; am § 8 ch 62 SLA 1988; am § 14 ch 29 SLA 1996; am § 2 ch 12 SLA 1997; am § 39 ch 16 SLA 2006; am § 27 ch 67 SLA 2010)

Sec. 08.04.550. Corporation may not assume title. [Repealed, § 21 ch 147 SLA 1976. For current law, see AS 08.04.540.]

Sec. 08.04.560. Individual may not assume title.

An individual may not sign or affix any name or any trade or assumed name used by that individual to any accounting or financial statement or opinion or report on any accounting or financial statement with any wording indicating that the person is a certified public accountant or public accountant or with any wording indicating that the person has expert knowledge in accounting or auditing, unless the individual holds a current license or practice privilege and the individual’s offices in this state, if any, for the practice of public accounting are maintained as required by AS 08.04.360 08.04.380 .

History. (§ 15(7) ch 187 SLA 1960; am § 9 ch 62 SLA 1988; am § 40 ch 16 SLA 2006; am § 28 ch 67 SLA 2010)

Sec. 08.04.565. Prohibited acts.

An individual licensed under AS 08.04.105 may not perform attest functions through a partnership, limited liability company, corporation, or other business entity unless the partnership, limited liability company, corporation, or other business entity holds a valid permit issued under AS 08.04.240 .

History. (§ 4 ch 74 SLA 2018)

Effective dates. —

Section 4, ch. 74, SLA 2018, which enacted this section, took effect on October 31, 2018.

Sec. 08.04.570. Acts not prohibited.

AS 08.04.560 does not prohibit

  1. an officer, employee, partner, member, or principal of any organization from affixing that person’s signature to any statement or report in reference to the financial affairs of the organization together with any wording designating the position, title, or office which that person holds;
  2. an act of a public official or public employee in the performance of that person’s duties;
  3. a person maintaining a bookkeeping or tax service from affixing that person’s signature to any record, statement, or report maintained or prepared by the person.

History. (§ 15(7) ch 187 SLA 1960; am § 15 ch 29 SLA 1996)

Sec. 08.04.580. Partnership posing as accountants or auditors.

History. [Repealed, § 9 ch 74 SLA 2018.]

Sec. 08.04.590. Use of title with corporate name.

History. [Repealed, § 9 ch 74 SLA 2018.]

Sec. 08.04.595. Use of title with limited liability company name.

History. [Repealed, § 9 ch 74 SLA 2018.]

Sec. 08.04.598. Use of title with name of other legal entity.

History. [Repealed, § 9 ch 74 SLA 2018.]

Sec. 08.04.600. Disclosure of lack of license or permit.

An individual, partnership, limited liability company, corporation, or other entity that does not hold a current license, a current practice privilege, a current permit, or a current out-of-state exemption, may not hold out to the public as a certified public accountant or public accountant by use of such words or abbreviations on any sign, card, or letterhead, or in any advertisement or directory, without indicating that the individual, partnership, limited liability company, corporation, or other entity does not hold a current license, a current practice privilege, or a current permit. This section does not prohibit

  1. an officer, employee, partner, member, or principal of an organization from self-description through the position, title, or office that the person holds in the organization;
  2. an act of a public official or public employee in the performance of that individual’s duties; or
  3. a person from maintaining a bookkeeping or tax service.

History. (§ 15(10) ch 187 SLA 1960; am § 23 ch 147 SLA 1976; am § 17 ch 29 SLA 1996; am § 45 ch 16 SLA 2006; am § 33 ch 67 SLA 2010)

Sec. 08.04.610. Deceptive use of title or designation by partnership, limited liability company, corporation, or other legal entity.

A person may not assume or use the title or designation “certified public accountant” or “public accountant” or an abbreviation of them, in conjunction with a name indicating or implying that there is a partnership, limited liability company, corporation, or other entity, or in conjunction with the designation “and Company,” “and Co.,” “L.L.C.,” “LLC,” “Ltd.,” or any similar designation unless there is a bona fide partnership, limited liability company, corporation, other legal entity holding a permit issued under that name, or a current out-of-state exemption. However, a sole proprietor or partnership lawfully using the title or designation “certified public accountant” or “public accountant” or an abbreviation of them in conjunction with such names or designation on April 26, 1960, may continue to do so if the person or partnership otherwise complies with this chapter.

History. (§ 15(11) ch 187 SLA 1960; am § 24 ch 147 SLA 1976; am § 18 ch 29 SLA 1996; am § 46 ch 16 SLA 2006; am § 34 ch 67 SLA 2010)

Sec. 08.04.620. Exceptions.

This chapter does not prohibit

  1. an individual who does not hold a current license or practice privilege from serving as an employee of or as an assistant to an individual, partnership, limited liability company, corporation, or other legal entity holding a current license, a current practice privilege, a current permit, or a current out-of-state exemption so long as the employee or assistant does not use the employee’s or the assistant’s name in connection with an accounting or financial statement;
  2. an individual who holds a valid license or equivalent authorization in another state from indicating that the individual is entitled to use the title “certified public accountant,” but the individual may not indicate that services are available to the public unless the individual holds a current license or practice privilege issued under this chapter;
  3. a holder of a certificate, license, or degree from a foreign country that constitutes a recognized qualification for the practice of public accounting in that country from indicating that the person holds the certificate, license, or degree, but the person may not indicate that the person’s services are available to the public unless the person holds a current license, practice privilege, permit, or out-of-state exemption under this chapter.

History. (§ 16 ch 187 SLA 1960; am § 25 ch 147 SLA 1976; am § 19 ch 29 SLA 1996; am § 47 ch 16 SLA 2006; am § 35 ch 67 SLA 2010)

Sec. 08.04.630. Injunction against unlawful act.

Whenever, in the judgment of the board, a person has engaged in an act that constitutes a violation of AS 08.04.500 08.04.610 , the board may apply to the appropriate court for an order enjoining the act. Upon a showing by the board that a person has engaged in the act, the court shall grant an injunction or any other appropriate order without bond.

History. (§ 17 ch 187 SLA 1960; am § 3 ch 70 SLA 1964)

Collateral references. —

Right to enjoin business competitor from unlicensed or otherwise illegal acts or practices. 90 ALR2d 7.

Recovery back of money paid to unlicensed person required by law to have occupation or business license or permit to make contract. 74 ALR3d 637.

Sec. 08.04.640. Penalty.

A person who violates a provision of AS 08.04.500 08.04.610 is guilty of a misdemeanor and upon conviction is punishable by a fine of not more than $500, or by imprisonment for not more than one year, or by both.

History. (§ 18 ch 187 SLA 1960; am § 48 ch 16 SLA 2006)

Sec. 08.04.650. Single act evidence of practice.

The display or uttering by a person of a card, sign, advertisement, or other printed, engraved, or written instrument or device, bearing a person’s name in conjunction with the words “certified public accountant,” or any abbreviation of that phrase, or with the words “public accountant,” or any abbreviation of that phrase, or any words or abbreviations likely to be confused with any of them is prima facie evidence in any action brought under AS 08.04.630 or 08.04.640 that the person whose name is displayed caused the display or uttering of the card, sign, advertisement, or written instrument or device, and that the person is holding out to be a certified public accountant or public accountant. In any action, evidence of the commission of a single act prohibited by this chapter is sufficient to justify an injunction or a conviction without evidence of a general course of conduct.

History. (§ 18 ch 187 SLA 1960)

Article 5. Miscellaneous Provisions.

Sec. 08.04.660. Ownership of accountant’s working papers.

Statements, records, schedules, working papers, and memoranda made by a certified public accountant or a public accountant incident to or in the course of professional service to a client, except reports submitted to a client, are the property of the accountant, in the absence of an express agreement between the accountant and the client to the contrary. A statement, record, schedule, working paper, or memorandum may not be sold, transferred, or bequeathed to a person other than a partner of the accountant without the consent of the client or the client’s personal representative or assignee.

History. (§ 20 ch 187 SLA 1960; am § 49 ch 16 SLA 2006)

Collateral references. —

Right of accountant to lien upon client’s books and records in former’s possession, 76 ALR2d 1322.

Ownership of, and literary property in, working papers and date of accountant, 90 ALR2d 784.

Privilege against self-incrimination as ground for refusal to produce noncorporate documents in possession of person asserting privilege but owned by another, 37 ALR3d 1373.

Self-incrimination with respect to production of partnership books or records, 17 ALR4th 1039.

Sec. 08.04.661. Previous licensure.

A person holding a valid license as a public accountant under former AS 08.04.270 or a person holding a valid permit under former AS 08.04.390 on June 29, 1980, may continue to practice under the conditions imposed by statute and regulation on that date but that person is otherwise subject to this chapter. A license or permit effective under this section may be renewed under conditions imposed by statute and regulation that were in effect on June 29, 1980, except that any renewal fee required under this chapter applies.

History. (§ 8 ch 82 SLA 1980; am § 50 ch 16 SLA 2006)

Revisor’s notes. —

Enacted as AS 08.04.345. Renumbered in 1980.

Sec. 08.04.662. Confidential communications.

  1. A license holder, a permit holder, a practice privilege holder, an out-of-state exemption holder, or a partner, an officer, a shareholder, a member, or an employee of a license holder, a permit holder, an out-of-state exemption holder, or a practice privilege holder may not reveal information communicated to the license holder, permit holder, out-of-state exemption holder, or practice privilege holder by a client about a matter concerning which the client has employed the license holder, permit holder, out-of-state exemption holder, or practice privilege holder in a professional capacity. This section does not apply to
    1. information required to be disclosed by the standards of the public accounting profession in reporting on the examination of financial statements;
    2. the release of information the client has authorized the license holder, permit holder, out-of-state exemption holder, or practice privilege holder to reveal;
    3. information revealed as part of the discovery of evidence related to a court or administrative proceeding or introduced in evidence in a court or administrative proceeding;
    4. information revealed in ethical investigations conducted by private professional organizations;
    5. information revealed in the course of a quality review under AS 08.04.426 ; or
    6. information disclosed
      1. under applicable state or federal laws or regulations; or
      2. as required by the Public Company Accounting Oversight Board.
  2. Client information obtained by the board under (a)(3) — (6) of this section is confidential and is not a public record for purposes of AS 40.25.110 40.25.140 .

History. (§ 17 ch 62 SLA 1991; am § 20 ch 29 SLA 1996; am § 51 ch 16 SLA 2006; am § 36 ch 67 SLA 2010; am § 5 ch 74 SLA 2018)

Revisor’s notes. —

In 2000, “AS 40.25.110 40.25.140 ” was substituted for “AS 09.25.110 — 09.25.140 ” to reflect the 2000 renumbering of AS 09.25.110 — 09.25.140 .

Effect of amendments. —

The 2018 amendment, effective October 31, 2018, added (a)(6), and made related changes; in (b), substituted “(a)(3) – (6)” for “(a)(3) – (5)” following “by the board under”.

Sec. 08.04.670. Construction.

If any provision of this chapter or the application of any provision to any person or to any circumstances is invalid, the remainder is not affected.

History. (§ 22 ch 187 SLA 1960)

Article 6. General Provisions.

Sec. 08.04.680. Definitions.

In this chapter, unless the context indicates otherwise,

  1. “attest function” means
    1. an audit or other engagement, if the performance of the audit or other engagement is established by the Statements on Auditing Standards;
    2. a review of a financial statement, if the performance of the review is established by the Statements on Standards for Accounting and Review Services;
    3. an examination of prospective financial information, if the performance of the examination is established by the Statements on Standards for Attestation Engagements;
    4. an engagement, if the performance of the engagement is established by the Auditing Standards of the Public Company Accounting Oversight Board; or
    5. any examination, review, or agreed upon procedure to be performed in accordance with the standards on attestation engagements as
      1. developed by national accountancy organizations, including the American Institute of Certified Public Accountants and the Public Company Accounting Oversight Board; and
      2. adopted by the board in regulation;
  2. “board” means the Board of Public Accountancy;
  3. “certificate” means a certificate granted under AS 08.04.100 ;
  4. “compilation service” means a service that
    1. is performed as established by the Statements on Standards for Accounting and Review Services; and
    2. presents, in the form of financial statements, information that is the representation of management, but does not express an assurance on the statements;
  5. “department” means the Department of Commerce, Community, and Economic Development;
  6. “designated function” means
    1. an audit or other engagement, if the performance of the audit or other engagement is established by the Statements on Auditing Standards;
    2. an examination of prospective financial information, if the performance of the examination is established by the Statements on Standards for Attestation Engagements; or
    3. an engagement, if the performance of the engagement is established by the Auditing Standards of the Public Company Accounting Oversight Board;
  7. “home office” means the location specified by the client as the address to which an attest function service or a compilation service is directed;
  8. “legal entity” means an organization that can organize as a legal person under the laws of this state;
  9. “license” means a license issued under AS 08.04.105 or 08.04.195 ;
  10. “limited liability company” means an organization organized under AS 10.50 or a foreign limited liability company; in this paragraph, “foreign limited liability company” has the meaning given in AS 10.50.990 ;
  11. “member” means a person who has been admitted to membership in a limited liability company;
  12. “out-of-state exemption” means the exemption provided under AS 08.04.421(b) or (c);
  13. “partnership” means a general partnership, a limited partnership, a limited liability partnership, or another form of partnership;
  14. “permit” means a permit issued under AS 08.04.240 or 08.04.421(a) ;
  15. “practice of public accounting” means the offering to perform or the performance as a person holding a license, practice privilege, or permit under this chapter of a service involving the use of accounting or auditing skills; in this paragraph, “accounting or auditing skills” includes preparing financial statements, issuing reports on financial statements, furnishing management services, furnishing financial advisory services, providing consulting services, preparing tax returns, advising on tax matters, or consulting on tax matters;
  16. “practice privilege” means a practice privilege authorized under AS 08.04.420 ;
  17. “principal place of business” means the office location designated by an individual for the purposes of substantial equivalency and reciprocity;
  18. “quality review” means a study, appraisal, or review of one or more aspects of the professional work of a person in the practice of public accounting, by a person who holds a certificate and who is not affiliated with the person being reviewed, conducted as prescribed under AS 08.04.426 ;
  19. “report,” when used with reference to an attest or compilation service,
    1. means
      1. an opinion, report, or other form of language that states or implies assurance as to the reliability of financial statements and that also contains or is accompanied by a statement or implication that the person issuing it has special knowledge or competency in accounting or auditing, which may arise from use by the issuer of the report of names or titles indicating that the issuer is a certified public accountant or auditor, or from the language of the report itself;
      2. any form of language that disclaims an opinion when the form of the language is conventionally understood to imply a positive assurance as to the reliability of the financial statements referred to or special competence on the part of the person issuing the language;
      3. any other form of language that is conventionally understood to imply that assurance or special knowledge or competence;
    2. does not include
      1. a compilation of financial statement language that does not express or imply assurance or special knowledge or competence; or
      2. the following disclaimer language when used by a person without a license, a practice privilege, or an out-of-state exemption in connection with financial statements:
  20. “state” means a state of the United States, the District of Columbia, the Commonwealth of Puerto Rico, the Northern Mariana Islands, Guam, the United States Virgin Islands, and American Samoa.

“I (we) have prepared the accompanying (financial statements) of (name of entity) as of (time period) for the (period) then ended. This presentation is limited to preparing, in the form of financial statements, information that is the representation of management (owners).”; or

“I (we) have not audited or reviewed the accompanying financial statements and, accordingly, do not express an opinion or any other form of assurance on them.”;

History. (§ 21 ch 187 SLA 1960; am §§ 13, 14 ch 82 SLA 1980; am § 4 ch 59 SLA 1982; am § 7 ch 14 SLA 1987; am § 18 ch 62 SLA 1991; am § 21 ch 29 SLA 1996; am § 52 ch 16 SLA 2006; am §§ 37 — 41 ch 67 SLA 2010; am §§ 6 – 8 ch 74 SLA 2018)

Revisor’s notes. —

The paragraphs of this section were renumbered in 1996 and 2010 to maintain alphabetical order.

Effect of amendments. —

The 2018 amendment, effective October 31, 2018, added (1)(E), and made related changes; in (19), added “an attest or compilation service” at the end of the introductory language, in (19)(A)(i), substituted “, which may arise” for “; a statement or implication of special knowledge or competence”, in (19)(A)(ii), deleted “except as provided in this paragraph, “report” includes” at the beginning, in (19)(A)(iii), deleted “and “report” includes” at the beginning, in (19)(B), deleted “’report’” at the beginning, and made related and stylistic changes; in (20), inserted “the Northern Mariana Islands” following “Puerto Rico,”, and “United States” preceding “Virgin Islands”.

Sec. 08.04.690. Short title.

This chapter may be cited as the Accountancy Act.

History. (§ 1 ch 167 SLA 1960; am § 5 ch 127 SLA 1974; am § 26 ch 147 SLA 1976)

Chapter 06. Acupuncture.

Cross references. —

For legislative purpose in enacting this chapter, see § 1, ch. 6, SLA 1990.

For provisions relating to needle stick and sharps injury protections, see AS 18.60.880 18.60.890 .

Administrative Code. —

For acupuncture, see 12 AAC 05.

Collateral references. —

Acupuncture as illegal practice of medicine, 72 ALR3d 1257.

Sec. 08.06.010. Practice of acupuncture without license prohibited.

A person may not practice acupuncture without a license.

History. (§ 2 ch 6 SLA 1990)

Sec. 08.06.020. Application for license.

A person desiring to practice acupuncture shall apply in writing to the department.

History. (§ 2 ch 6 SLA 1990)

Administrative Code. —

For licensing, see 12 AAC 5, art. 1.

Sec. 08.06.030. License to practice acupuncture.

  1. A person is qualified to receive a license to practice acupuncture if the person
    1. is of good moral character;
    2. is at least 21 years of age;
    3. either
      1. has completed a course of study consistent with the core curriculum and guidelines of the Accreditation Commission for Acupuncture and Oriental Medicine at a school of acupuncture approved by the department; or
      2. is licensed to practice acupuncture in another jurisdiction that has acupuncture licensing requirements equivalent to those of this state;
    4. is qualified for certification by the National Certification Commission for Acupuncture and Oriental Medicine as a diplomate in acupuncture;
    5. does not have a disciplinary proceeding or unresolved complaint pending at the time of application; and
    6. has not had a license to practice acupuncture suspended or revoked in this state or in another jurisdiction.
  2. The department shall issue a license to practice acupuncture to each person who is qualified and who pays the appropriate fee.
  3. Each person licensed to practice acupuncture under this chapter shall display the license in a conspicuous place where the licensee practices.

History. (§ 2 ch 6 SLA 1990; am § 7 ch 23 SLA 1995; am § 9 ch 21 SLA 2000)

Administrative Code. —

For occupational licensing fees, see 12 AAC 2, art. 2.

For licensing, see 12 AAC 5, art. 1.

Sec. 08.06.040. Renewal of license.

The department may not renew a license under this chapter unless the applicant demonstrates continued competence as an acupuncturist in a manner established by the department in regulations.

History. (§ 2 ch 6 SLA 1990; am § 6 ch 129 SLA 1992)

Administrative Code. —

For license renewal and continuing competency, see 12 AAC 5, art. 2.

Sec. 08.06.050. Disclosure.

  1. A person who practices acupuncture shall disclose that the person’s training and practice are in acupuncture
    1. to each patient; and
    2. on all material used in the practice of acupuncture and made available to patients or to the public.
  2. A person who practices acupuncture without being covered by malpractice insurance shall disclose to each patient that the person does not have the insurance.

History. (§ 2 ch 6 SLA 1990)

Administrative Code. —

For practice standards, see 12 AAC 5, art. 3.

Sec. 08.06.060. Restrictions on practice of acupuncture.

A person who practices acupuncture may not

  1. give, prescribe, or recommend in the practice a
    1. prescription drug;
    2. controlled substance;
    3. poison;
  2. engage in surgery; or
  3. use the word “physician” in the person’s title unless the person is also licensed as a physician.

History. (§ 2 ch 6 SLA 1990)

Sec. 08.06.070. Grounds for imposition of disciplinary sanctions.

After a hearing, the department may impose a disciplinary sanction on a person licensed under this chapter when the department finds that the licensee

  1. secured a license through deceit, fraud, or intentional misrepresentation;
  2. engaged in deceit, fraud, or intentional misrepresentation in the course of providing professional services or engaging in professional activities;
  3. advertised professional services in a false or misleading manner;
  4. has been convicted of a felony or other crime that affects the licensee’s ability to continue to practice competently and safely;
  5. intentionally or negligently engaged in patient care, or permitted the performance of patient care by persons under the licensee’s supervision, that does not conform to minimum professional standards regardless of whether actual injury to the patient occurred;
  6. failed to comply with this chapter, with a regulation adopted under this chapter, or with an order of the department;
  7. continued to practice after becoming unfit due to
    1. professional incompetence;
    2. failure to keep informed of current professional practices;
    3. addiction to or severe dependency on alcohol or other drugs that impairs the ability to practice safely;
    4. physical or mental disability; or
  8. engaged in lewd or immoral conduct in connection with the delivery of professional service to patients.

History. (§ 2 ch 6 SLA 1990)

Sec. 08.06.080. Exemption.

This chapter does not apply to a person who practices acupuncture under AS 08.36 or AS 08.64.

History. (§ 2 ch 6 SLA 1990)

Sec. 08.06.090. Penalty.

A person who violates this chapter or a regulation adopted under this chapter is guilty of a class B misdemeanor.

History. (§ 2 ch 6 SLA 1990)

Cross references. — For penalties for misdemeanors, see AS 12.55.035 and 12.55.135 .

Sec. 08.06.100. Regulations.

The department may adopt regulations to implement this chapter, including regulations establishing

  1. standards for the practice of acupuncture;
  2. standards for continuing education and training;
  3. a code of ethics for the practice of acupuncture.

History. (§ 2 ch 6 SLA 1990)

Administrative Code. —

For occupational licensing fees, see 12 AAC 2, art. 2.

For licensing, see 12 AAC 5, art. 1.

For license renewal and continuing competency, see 12 AAC 5, art. 2.

For practice standards, see 12 AAC 5, art. 3.

Sec. 08.06.190. Definitions.

In this chapter,

  1. “acupuncture” means a form of healing developed from traditional Chinese medical concepts that uses the stimulation of certain points on or near the surface of the body by the insertion of needles to prevent or modify the perception of pain or to normalize physiological functions;
  2. “department” means the Department of Commerce, Community, and Economic Development;
  3. “practice of acupuncture” means the insertion of sterile acupuncture needles and the application of moxibustion to specific areas of the human body based upon acupuncture diagnosis; the practice of acupuncture includes adjunctive therapies involving mechanical, thermal, electrical, and electromagnetic treatment and the recommendation of dietary guidelines and therapeutic exercise.

History. (§ 2 ch 6 SLA 1990)

Revisor’s notes. —

In 1999, “Department of Commerce and Economic Development” was changed to “Department of Community and Economic Development” in accordance with § 88, ch. 58, SLA 1999.

In 2004, “Department of Community and Economic Development” was changed to “Department of Commerce, Community, and Economic Development” in paragraph (2), in accordance with § 3, ch. 47, SLA 2004.

Chapter 07. Athletic Trainers.

Effective dates. —

Section 8, ch. 36, SLA 2014 makes this chapter effective July 1, 2015.

Sec. 08.07.010. License required.

  1. An individual may not practice or offer to practice athletic training, or allow another person to offer athletic training by the individual, in the state without being licensed under this chapter, unless the individual is
    1. a student in an accredited athletic trainer program who is practicing athletic training under the supervision of an athletic trainer or a person licensed to practice medicine or osteopathy under AS 08.64;
    2. licensed, certified, or registered as an athletic trainer in another state and is present in the state for not more than 90 days in a calendar year for a specific athletic event or series of athletic events with an individual or group not based in the state; or
    3. in the military service of the United States or as an employee of the federal government performing athletic training services within the scope of the individual’s official duties.
  2. This section does not prohibit a person licensed under another chapter of this title from performing functions defined as athletic training if those functions are within the scope of that person’s license and the person does not use a title listed in (d) of this section.
  3. Nothing in this chapter requires licensing of a coach or fitness trainer who
    1. does not use a title listed in (d) of this section; and
    2. is acting within the scope of the person’s duties as a coach or fitness trainer.
  4. Unless licensed under this chapter or exempted under (a)(2) or (3) of this section, an individual may not use the titles “athletic trainer,” “licensed athletic trainer,” “certified athletic trainer,” “athletic trainer certified,” “A.T.,” “A.T.L.,” “C.A.T.,” “A.T.C.,” or any combination of those terms to indicate that the individual is a licensed athletic trainer.

History. (§ 2 ch 36 SLA 2014)

Editor’s notes. —

Under sec. 5, ch. 36, SLA 2014, the licensing requirement in this section will not apply until July 1, 2017 “to a person who has been practicing athletic training in this state for at least three of the five years immediately preceding July 1, 2015”. See sec. 5, ch. 36, SLA 2014 in the 2014 Temporary and Special Acts for the complete applicability provisions for this section.

Sec. 08.07.020. Qualifications for license; fee; renewal.

  1. The department shall issue an athletic trainer license to an individual who
    1. applies to the department on a form provided by the department;
    2. meets the requirements established in regulation by the department;
    3. pays the fees established by the department; and
    4. provides proof of certification by the Board of Certification, Inc., or another nationally recognized professional association approved by the department.
  2. An athletic trainer license may be renewed upon proof of certification by the Board of Certification, Inc., or another nationally recognized professional association approved by the department and as provided in AS 08.01.100 .

History. (§ 2 ch 36 SLA 2014)

Sec. 08.07.030. Scope of practice of athletic trainers.

  1. An athletic trainer may practice athletic training only under the direction of a person licensed to practice medicine or osteopathy under AS 08.64. In this subsection, “direction” means the physician authorizes a procedure by a verbal order if the physician is present or by written order, telecommunication, or athletic training treatment plans, protocols, or standing orders established by the physician if the physician is not present.
  2. An athletic trainer shall immediately refer an athlete to an appropriate licensed health care professional if the athletic trainer determines that athletic training is contraindicated or the symptoms or conditions present require treatment outside the scope of practice of an athletic trainer.
  3. The practice of an athletic trainer includes
    1. the treatment of an athlete for an athletic injury or illness prevention;
    2. the clinical evaluation and assessment of an athlete for an athletic injury or illness sustained or exacerbated while participating in an athletic or sport-related exercise or activity;
    3. the immediate care and treatment of an athlete for an athletic injury or illness sustained or exacerbated while participating in an athletic or sport-related exercise or activity; and
    4. the rehabilitation and reconditioning of an athlete from an athletic injury or illness sustained or exacerbated while participating in an athletic or sport-related exercise or activity.
  4. In this section, “health care professional” has the meaning given to “health care provider” in AS 09.65.300 .

History. (§ 2 ch 36 SLA 2014)

Sec. 08.07.040. Regulations.

After consulting the professional standards issued by the Board of Certification, Inc., the board’s successor, or another nationally recognized professional association approved by the department, the department shall adopt regulations to protect the public, ensure quality patient care, and regulate the licensing of athletic trainers that include

  1. minimum standards for licensure as an athletic trainer;
  2. minimum standards of care for practice as an athletic trainer; and
  3. continuing education requirements.

History. (§ 2 ch 36 SLA 2014)

Editor’s notes. —

For a transitional provision effective June 19, 2014 authorizing the Department to adopt regulations necessary to implement the changes made by ch. 36, SLA 2014, with the regulations not to take effect before July 1, 2015, see sec. 6, ch. 36, SLA 2014.

Sec. 08.07.090. Definitions.

In this chapter,

  1. “athlete” means an individual who participates in an athletic or sport-related exercise or activity, including interscholastic, intercollegiate, intramural, semiprofessional, and professional sports activities;
  2. “athletic injury or illness” means an injury or illness sustained or exacerbated through participation in an activity, exercise, recreation, sport, or game requiring physical strength, range of motion, flexibility, body awareness and control, speed, stamina, or agility of a type sustained in association with sports participation as part of an educational institution, professional sports club, amateur sports club, recreational sports club, or organization;
  3. “athletic trainer” means an individual who is licensed under AS 08.07.020 to practice athletic training in this state;
  4. “athletic training” means injury and illness prevention and the evaluation, assessment, immediate care, treatment, rehabilitation, and reconditioning of an athletic injury or illness.

History. (§ 2 ch 36 SLA 2014)

Chapter 08. Attorneys.

Cross references. —

For additional provisions relating to the practice of law in Alaska, see AS 22.20.040 22.20.090 and the Alaska Bar Rules, the Bylaws of the Alaska Bar Association, and the Alaska Rules of Professional Conduct in the Alaska Rules of Court.

Notes to Decisions

Power of state. —

A state has a substantial interest in regulating the practice of law within its boundaries, and a state has broad power to establish standards for the licensing of legal practitioners. In re Urie, 617 P.2d 505 (Alaska 1980).

Collateral references. —

D. Edward Martin, Attorney’s Handbook of Accounting, Auditing and Financial Reporting (Matthew Bender).

How to Manage Your Law Office (LexisNexis).

7 Am. Jur. 2d, Attorneys at Law, §§ 1, 2, 7.

7 C.J.S., Attorney and Client, §§ 3, 11, 12, 19.

Article 1. The Alaska Bar Association.

Sec. 08.08.010. Creation of Alaska Bar Association.

There is created an instrumentality of the state known as the Alaska Bar Association, referred to in this chapter as the Alaska Bar. The Alaska Bar shall have a common seal, may sue and be sued, and may, for the purpose of carrying into effect and promoting the objects of the Alaska Bar, enter into contracts and acquire, hold, encumber, and dispose of real and personal property.

History. (§ 2 ch 196 SLA 1955)

Notes to Decisions

Alaska Bar Act is valid and must be complied with. In re the Reinstatemant of Paul, 17 Alaska 360 (D. Alaska 1957).

Applied in

In re Alaska Supreme Court Orders, 395 P.2d 853 (Alaska 1964).

Quoted in

In re Moody, 524 P.2d 1261 (Alaska 1974).

Sec. 08.08.020. Members.

  1. Every person licensed to practice law in the state shall become a member in the Alaska Bar.  All active and inactive members in good standing as of September 14, 1976, shall be considered to be members.
  2. A person licensed to practice law in the state who, on September 14, 1976, is not enrolled on the membership rolls, shall be reinstated as a member only in accordance with the Alaska Bar Rules.

History. (§ 4 ch 196 SLA 1955; am § 2 ch 181 SLA 1976)

Notes to Decisions

Quoted in

In re Moody, 524 P.2d 1261 (Alaska 1974).

Article 2. The Board of Governors and Officers.

Sec. 08.08.030. Governance of the Alaska Bar.

The Alaska Bar is governed by the Board of Governors of the Alaska Bar. The board has the powers and duties conferred by this chapter and by the Alaska Bar Rules. Members of the board do not receive a salary.

History. (§ 6 ch 196 SLA 1955; am § 3 ch 181 SLA 1976)

Sec. 08.08.040. Board of Governors of the Alaska Bar.

  1. There is created a Board of Governors of the Alaska Bar to be elected under bylaws and regulations adopted by the board.
  2. The board consists of nine active members elected by the active members of the Alaska Bar and three persons appointed by the governor who are not attorneys.

History. (§ 5 ch 196 SLA 1955; am § 1 ch 178 SLA 1960; am § 4 ch 181 SLA 1976; am § 2 ch 52 SLA 1981)

Sec. 08.08.050. Selection of the board.

  1. Two members of the board shall be elected by and from among the members of the association resident in the first judicial district; four members of the board shall be elected by and from among the members of the association resident in the third judicial district; two members by and from among the members of the association resident in the combined area of the second and fourth judicial districts; and one member of the board shall be elected at large by and from among the members of the association residing in the entire state. Three members who are not attorneys shall be appointed by the governor and are subject to confirmation by the legislature in joint session.
  2. Members of the Board of Governors shall hold office for three years and until their successors are elected or appointed and qualified.
  3. Four board members shall be selected on the following triennial rotation:
    1. in the first year, one member from the first judicial district, one member from the combined area of the second and fourth judicial districts, one member from the third judicial district, and one appointed member;
    2. in the second year, one member at large, two members from the third judicial district, and one appointed member; and
    3. in the third year, one member from the combined area of the second and fourth judicial districts, one member from the third judicial district, one member from the first judicial district, and one appointed member.

History. (§ 5 ch 196 SLA 1955; am § 1 ch 178 SLA 1960; am §§ 1, 2 ch 9 SLA 1971; am §§ 3 — 5 ch 52 SLA 1981; am § 2 ch 31 SLA 2013)

Sec. 08.08.060. Election of officers.

The active members of the Alaska Bar who are in actual attendance at the association’s annual convention shall elect by a majority vote during the convention the association’s officers from the membership of the Board of Governors.

History. (§ 5 ch 196 SLA 1955; am § 1 ch 178 SLA 1960)

Sec. 08.08.070. Vacancies on the board.

  1. The board shall fill a vacancy in the elected membership of the board until the next annual election.
  2. The governor shall appoint a member to fill a vacancy in the appointed membership of the board for the unexpired term.

History. (§ 5 ch 196 SLA 1955; am § 1 ch 178 SLA 1960; am § 6 ch 52 SLA 1981)

Sec. 08.08.075. Meetings of the board.

AS 44.62.310 44.62.319 (Open Meetings Act) apply to the meetings of the board. Members of the Alaska Bar and the public shall be given 30 days’ notice of meetings of the board except for emergency meetings. Meetings of the board shall take place in the state.

History. (§ 7 ch 52 SLA 1981)

Revisor’s notes. —

In 2010, “AS 44.62.310 44.62.319 (Open Meetings Act)” was substituted for “AS 44.62.310 and 44.62.312 ” in accordance with § 29(1), ch. 58, SLA 2010.

Sec. 08.08.080. Powers of board.

  1. Except as may be otherwise provided in this chapter or the Alaska Bar Rules, the board may approve and recommend to the state supreme court rules
    1. concerning admission, discipline, licensing, continuing legal education, and defining the practice of law;
    2. providing for continuing legal education and for certification of a continuing legal education program;
    3. establishing a program for the certification of attorneys as specialists.
  2. The board may adopt bylaws and regulations consistent with this chapter and the Alaska Bar Rules
    1. concerning membership and the classification of membership in the Alaska Bar;
    2. fixing the annual membership fees;
    3. concerning annual and special meetings.
  3. Consistent with this chapter and the Alaska Bar Rules, the board may
    1. provide for employees of the Alaska Bar, the time, place and method of their selection, and their respective powers, duties, terms of office, and compensation;
    2. establish, collect, deposit, invest, and disburse membership and admission fees, penalties, and other funds;
    3. sue in the name of the Alaska Bar in a court of competent jurisdiction to enjoin a person from doing an act constituting a violation of this chapter;
    4. provide for all other matters affecting in any way the organization and functioning of the Alaska Bar.

History. (§ 7 ch 196 SLA 1955; am §§ 2, 3 ch 178 SLA 1960; am § 5 ch 181 SLA 1976; am § 8 ch 52 SLA 1981)

Notes to Decisions

Final power and authority to determine standards for admission to practice of law in Alaska resides in the supreme court, which has the inherent power to intercede at any time in admission matters. In re Luna, 569 P.2d 789 (Alaska 1977).

Practice of law not defined. —

There is no rule defining the practice of law nor is there a statute defining the term except in the context of the requirements of active practice of law as a qualification for justices. In re Robson, 575 P.2d 771 (Alaska 1978). See also In re Babcock, 387 P.2d 694 (Alaska 1963)(Decided prior to the 1976 and 1981 amendments to this section)

For case construing board’s power to define practice of law prior to 1976 amendment of this section, see In re Moody, 524 P.2d 1261 (Alaska 1974).

Superior court law clerk should be regarded as practicing law for the purposes of membership classification. In re Moody, 524 P.2d 1261 (Alaska 1974).

Activities constituted practice of law in violation of supreme court’s suspension order. —

Where a person held himself out as a lawyer; performed legal services and gave legal advice in setting up a prepaid legal service plan, completing and filing necessary forms; signed a letter of the type usually written by an attorney with “attorney at law” printed aside his name; permitted another person to refer to him in court as his attorney without making any clarifying comments and typed and edited a newsletter indicating his availability to serve as attorney for a union and its members, the cumulative effect of these activities leads to the inescapable conclusion that he was engaged in the practice of law in violation of the supreme court’s order suspending him from practice. In re Robson, 575 P.2d 771 (Alaska 1978).

Board exceeded its authority in requiring a cash deposit before allowing an unsuccessful applicant to the Alaska Bar to exercise his right to discovery in an appeal to the board. In re Luna, 569 P.2d 789 (Alaska 1977).

Applied in

Horowitz v. Alaska Bar Ass'n, 609 P.2d 39 (Alaska 1980); Gladden v. State, 110 P.3d 1006 (Alaska Ct. App. 2005).

Quoted in

In re Houston, 378 P.2d 644 (Alaska 1963).

Cited in

Skuse v. State, 714 P.2d 368 (Alaska Ct. App. 1986).

Collateral references. —

Procedural due process requirements in proceedings involving applications for admission to bar, 2 ALR3d 1266.

Disciplinary action against attorney based on misconduct prior to admission to bar, 92 ALR3d 807.

Sexual conduct or orientation as ground for denial of admission to bar, 105 ALR5th 217.

Falsehoods, misrepresentations, impersonations, and other irresponsible conduct as bearing on requisite good moral character for admission to bar, 107 ALR5th 167.

Failure to pay creditors as affecting applicant’s moral character for purposes of admission to the bar, 108 ALR5th 289.

Criminal record as affecting applicant’s moral character for purposes of admission to the bar, 3 ALR6th 49.

Sec. 08.08.082. Continuing legal education for board members.

A member of the Board of Governors each year shall complete the mandatory ethics continuing legal education requirements and the voluntary continuing legal education requirements set out in the Alaska Bar Rules.

History. (§ 3 ch 31 SLA 2013)

Effective dates. —

Section 4, ch. 31, SLA 2013 makes this section effective June 4, 2013, in accordance with AS 01.10.070(c) .

Legislative history reports. —

For House letter of intent on ch. 31, SLA 2013, which enacted this section, see 2013 House Journal 1006, 1069.

Sec. 08.08.085. Annual report.

  1. The Board of Governors shall annually prepare a report on all matters concerning admissions, discipline of members, and disbarment proceedings, except for those matters defined as confidential by court rule, and notify the legislature that the report is available.
  2. The annual report of the Board of Governors must note each addition, modification, or repeal of
    1. a bylaw or regulation of the Alaska Bar;
    2. the Alaska Bar Rules proposed to or adopted by the state supreme court.
  3. The annual report of the Board of Governors may recommend to the legislature changes to this chapter and to the provisions of state law generally.

History. (§ 6 ch 181 SLA 1976; am § 9 ch 52 SLA 1981; am § 3 ch 21 SLA 1995)

Sec. 08.08.090. Power of the bar to make or change bylaws and regulations.

A bylaw or regulation adopted by the Board of Governors may be modified or rescinded, or a new bylaw or regulation may be adopted, by a vote of the active members of the association under bylaws and regulations to be adopted by the Board of Governors.

History. (§ 7 ch 196 SLA 1955; am § 3 ch 168 SLA 1960; am § 7 ch 181 SLA 1976)

Sec. 08.08.100. Administrative Procedure Act.

The bylaws and regulations adopted by the board or the members of the Alaska Bar under this chapter are not subject to AS 44.62 (Administrative Procedure Act).

History. (§ 7 ch 196 SLA 1955; am § 3 ch 178 SLA 1960; am § 8 ch 181 SLA 1976)

Notes to Decisions

Language of this section exempts bylaws and regulations themselves, not merely their method of adoption, from the Administrative Procedure Act, both by naming that act and by referring to the chapter number, AS 44.62. There is nothing in this language which hints that the exemption should be any narrower in scope. Horowitz v. Alaska Bar Ass'n, 609 P.2d 39 (Alaska 1980).

Stated in

In re Simpson, 645 P.2d 1223 (Alaska 1982).

Secs. 08.08.110 — 08.08.120. Admission, suspension and disbarment; disqualification to hear disciplinary matters. [Repealed, § 11 ch 181 SLA 1976.]

Article 3. Admission to Alaska Bar.

Sec. 08.08.130. Eligibility for admission. [Repealed, § 11 ch 181 SLA 1976.]

Sec. 08.08.135. Study of law in office of practicing attorney. [Repealed, § 2 ch 135 SLA 1967.]

Sec. 08.08.136. Assistance from law enforcement officers.

State and local law enforcement officers shall assist the Board of Governors in the processing of fingerprints of applicants seeking admission to the Alaska Bar Association and shall release the resulting information to the association.

History. (§ 1 ch 8 SLA 1985)

Sec. 08.08.137. Fingerprints; social security number.

The Board of Governors shall require an applicant for admission to be fingerprinted and to provide the applicant’s social security number and provide the fees required by the Department of Public Safety under AS 12.62.160 for criminal justice information and a national criminal history record check. The fingerprints and fees shall be forwarded to the Department of Public Safety to obtain a report of criminal justice information under AS 12.62 and a national criminal history record check under AS 12.62.400 . The Board of Governors may use the information obtained from the fingerprinting only in its official determination of the character and fitness of the applicant for admission to the Alaska Bar Association. The applicant’s social security number shall be provided to the child support services agency established in AS 25.27.010 , or the child support enforcement agency of another state, upon request by the respective agency; the requesting agency may use that information only for child support purposes authorized under law.

History. (§ 1 ch 8 SLA 1985; am § 9 ch 87 SLA 1997; am § 3 ch 79 SLA 2004)

Revisor’s notes. —

In 2004, “child support enforcement agency established in AS 25.27.010 ” was changed to “child support services agency established in AS 25.27.010 ” in this section in accordance with § 12(a), ch. 107, SLA 2004.

Cross references. —

For effect of this section on Alaska Bar Rules 3 and 5, see § 2, ch. 8, SLA 1985 in the Temporary and Special Acts. For effect on court rules of amendments to this section made by ch. 87, SLA 1997, see § 155, ch. 87, SLA 1997, in the 1997 Temporary and Special Acts.

Secs. 08.08.140 — 08.08.200. Out-of-state attorneys; fee provisions; procedure for admission. [Repealed, § 11 ch 181 SLA 1976.]

Sec. 08.08.201. Administration of bar examination.

  1. The Board of Governors shall administer the bar examination under the Alaska Bar Rules.
  2. The Board of Governors may contract with another state or a testing organization for the preparation and grading of a portion of the Alaska Bar examination.
  3. The Board of Governors shall contract with persons experienced in the administration of bar examinations for advice on the preparation and grading of the portion of the bar examination prepared under the direction of the board.
  4. The Board of Governors shall establish and maintain standards for experience and training of persons who administer the portion of the bar examination prepared under the direction of the board.

History. (§ 10 ch 52 SLA 1981)

Notes to Decisions

Access to multistate bar examination. —

The Alaska Supreme Court interpreted Alaska Bar Rule 4(5) to allow a failing applicant access to multistate bar examination questions and answers and to the applicant’s own answers. In re Obermeyer, 717 P.2d 382 (Alaska 1986).

Challenge of examination administration and grading. —

With the exception of the argument that he was entitled to a representative sampling of overall passing and failing exams and to an opportunity to review multistate bar examination questions and answers, one who had failed the Alaska bar examination stated criticisms of the administration of the exam that amounted to no more than disputes with the Alaska Bar Association about the ideal way to handle the bar exam; they did not establish violations of equal protection or due process rights. In re Obermeyer, 717 P.2d 382 (Alaska 1986).

Access to sampling of overall passing and failing exams. —

An applicant who fails the Alaska bar examination is entitled to a representative sampling of the examination papers of other applicants who received overall passing and overall failing grades, not merely benchmark answers. In re Obermeyer, 717 P.2d 382 (Alaska 1986).

Applied in

Gladden v. State, 110 P.3d 1006 (Alaska Ct. App. 2005).

Collateral references. —

Failed applicant’s right of access to bar examination questions and answers, 57 ALR4th 1212.

Sec. 08.08.205. Eligibility to take bar examination.

Applicants who have not graduated from an accredited law school but are otherwise qualified may take the bar examination if they have completed a clerkship in the manner prescribed by AS 08.08.207 .

History. (§ 12 ch 181 SLA 1976)

Cross references. —

For additional requirements, see Alaska Bar Rule 2.

Notes to Decisions

Thirty-day residency requirement unconstitutional. —

The former 30-day residency requirement of Alaska Bar Rule 2 violated the privileges and immunities clause of U.S. Const., art. IV, § 2, since it was a form of prohibited economic protectionism. Sheley v. Alaska Bar Ass'n, 620 P.2d 640 (Alaska 1980).

Collateral references. —

Court review of bar examiners’ decision on applicant’s examination, 39 ALR3d 719.

Sec. 08.08.207. Law clerks.

  1. Every person who desires subsequently to qualify as a general applicant for admission to the Alaska Bar without having been graduated from an approved law school shall register as a law clerk as provided by this section. The person shall present satisfactory proof that the person has been granted a bachelor’s degree, other than bachelor of laws, by a college or university offering the degree on the basis of a four-year course of study and has successfully completed the first year of studies at a law school.
  2. The applicant shall obtain regular and full-time employment as a law clerk in the office of a judge of a court of record or an attorney or firm of attorneys licensed to practice law in the state and engaged in the general practice of law. The person by whom the applicant is employed, or, if the applicant is employed by a firm, the person under whose direction the applicant is to study, must have been admitted to practice law in the state for at least five years at the time the application for registration is filed, and be otherwise eligible to act as tutor. Before the commencement of the study of law under this section, the applicant shall file with the university an application to register as a law clerk. The application shall be made on a form to be provided by the university and shall require answers to interrogatories the university may determine from time to time to be relevant to a consideration of the application. Proof of a fact stated in the application may be required by the university. If the applicant fails or refuses to furnish any information or proof or answer any interrogatory required by the application, or independently by the university, in a manner satisfactory to the university, the application may be denied.
  3. Accompanying the application there must be submitted a statement under oath of the person by whom the applicant is employed as a law clerk, or, if the applicant is employed by a firm, of the person under whose direction the applicant is to study, certifying to the fact of the employment and that that person will act as tutor for the applicant and will faithfully instruct the applicant in the branches of the law prescribed by the course of study adopted by the university.  A person is not eligible to act as tutor while disciplinary proceedings, following the service of a formal complaint, are pending against the person, or if the person has ever been censured, reprimanded, suspended or disbarred.  If a registered law clerk finds it necessary to change tutors during the period of study, a new application for registration as a law clerk is required and such credit given for study under a prior tutor as the university may determine.
  4. A law clerk whose registration has been approved by the university must pursue a course of study for three calendar years of at least 44 weeks each year, with a minimum each week of 35 hours of study. Time spent in the performance of the duties of the law clerk is considered time spent in the study of law. The tutor must give personal direction regularly and frequently to the law clerk, must examine the law clerk at least once a month on the work done in the previous month, and must certify monthly as to compliance with the requirements of this subsection and (e) and (g) of this section.
  5. The examinations shall be written and not oral, and shall be answered by the clerk without research or assistance during the examination.  The monthly certificate of compliance submitted by the tutor shall be accompanied by the originals of all written examinations and answers given during the period reported.  If the certificates, together with the required attachments, are not filed timely with the university, no credit may be given for any period of the default.
  6. If a registered law clerk does not furnish evidence of completion of law studies within a period of six years after registration, the university may cancel the registration.
  7. The course of study to be pursued by a registered law clerk shall cover subjects, textbooks, casebooks, and other material the university may from time to time require.
  8. A registered law clerk who has attended either an approved or a nonapproved law school may, in the discretion of the university, receive credit for work done and obtain advanced standing.  In no event will credit be given for fractional parts of semesters or terms, or for correspondence school work.
  9. In this section,
    1. “law school” means an accredited law school approved by or meeting the standards of the Section of Legal Education and Admissions of the American Bar Association or the Association of American Law Schools or a school in the state offering a course of study that the university approves as equivalent to a year’s study in a law school under this section;
    2. “university” means the University of Alaska.

History. (§ 12 ch 181 SLA 1976; am §§ 1 — 8 ch 119 SLA 1978; am § 4 ch 67 SLA 1983; am §§ 13 — 15 ch 13 SLA 2019)

Cross references. —

For effect of the 1978 amendment on Alaska Bar Rule 2, see § 9, ch. 119, SLA 1978 in the Temporary and Special Acts. For legislative findings concerning licensure of registered law clerks, see § 1, ch. 181, SLA 1976 in the Temporary and Special Acts.

Effect of amendments. —

The 2019 amendment, effective October 17, 2019, in (b), in the first sentence, substituted “in the state” for “in Alaska”, and made a stylistic change in the second sentence; in (d), at the beginning of the second sentence, substituted “Time” for “It being understood that the time actually”, inserted “law” preceding “clerk” in the third sentence, and made related and stylistic changes throughout; in (i)(1), substituted “an accredited law school” for “a law school accredited”, substituted “Section of Legal Education and Admissions” for “Council of Legal education”, substituted “the state” for “Alaska”, and made stylistic changes.

Notes to Decisions

Quoted in

In re Urie, 617 P.2d 505 (Alaska 1980).

Collateral references. —

Activities of law clerks as illegal practice of law, 13 ALR3d 1137.

Article 4. Unlawful Acts.

Sec. 08.08.210. Who may practice law.

  1. A person may not engage in the practice of law in the state unless the person is licensed to practice law in the state and is an active member of the Alaska Bar. A member of the bar in good standing in another jurisdiction may appear in the courts of the state under the rules the supreme court may adopt.
  2. The practice of law shall be defined in the Alaska Bar Rules.
  3. This section and AS 08.08.230 do not apply to the practice of law for the legislature by a person employed by or under contract with the legislature until the results are released of the third Alaska Bar examination following that person’s employment.
  4. Employees of the Department of Law, the Public Defender Agency, and the office of public advocacy whose activities would constitute the practice of law under this chapter and under Alaska Bar Rules are required to obtain a license to practice law in the state not later than 10 months following the commencement of employment.

History. (§ 12 ch 196 SLA 1955; am § 9 ch 181 SLA 1976; am § 5 ch 59 SLA 1982; am § 1 ch 88 SLA 1996; am §§ 16, 17 ch 13 SLA 2019)

Cross references. —

For practice in state courts by attorneys from other jurisdictions, see Civil Rule 81, Alaska Rules of Court; for definition of “practice of law,” see Alaska Bar Rule 63.

Effect of amendments. —

The 2019 amendment, effective October 17, 2019, in (a) and (d), substituted “the state” for “Alaska”, and made related and stylistic changes.

Notes to Decisions

Bar Rule 63 defines “unlicensed practice” for civil purposes. —

Although the definition in Bar Rule 63 literally applies only to the criminal offense of the unlicensed practice of law, that rule also necessarily defines the conduct that, at a minimum, constitutes the unlicensed practice of law for non-criminal purposes. This is necessarily so because the civil law may not permit conduct which the criminal law prohibits. Christiansen v. Melinda, 857 P.2d 345 (Alaska 1993).

Agent may not sue pro se in principal's stead. —

An agent authorized to act for a principal under a statutory form power of attorney may not bring suit as a pro se litigant in the principal’s stead. The unlicensed, in-court representation of another is considered “engaging in the practice of law” and is thus, prohibited by Alaska’s statute proscribing the unlicensed “practice of law” under subsection (a). The statutory power of attorney does not overcome that prohibition. Christiansen v. Melinda, 857 P.2d 345 (Alaska 1993).

Law school graduate. —

In public interest litigation against the State of Alaska, the trial court erred in awarding attorney fees to a resident who appeared pro se; though he had a law degree, he was not admitted to practice law in Alaska, and he was not entitled to an award of fees. Ahtna Tene Nená v. State, 288 P.3d 452 (Alaska 2012).

Practice of law by employee of Alaska public defender agency. —

Employee of the Alaska Public Defender Agency, who was a law school graduate, but not a licensed attorney, was validly practicing law when he represented defendant because the Alaska Bar Association treated AS 08.08.210(d) as a separate authorization to practice law. Grove v. State, 258 P.3d 843 (Alaska Ct. App. 2011).

Applied in

Skuse v. State, 714 P.2d 368 (Alaska Ct. App. 1986); Pister v. State, Dep't of Revenue, 354 P.3d 357 (Alaska 2015).

Quoted in

In re Houston, 378 P.2d 644 (Alaska 1963); In re Moody, 524 P.2d 1261 (Alaska 1974).

Stated in

Noll v. Alaska Bar Ass'n, 649 P.2d 241 (Alaska 1982).

Collateral references. —

7 Am. Jur. 2d, Attorneys at Law, §§ 25-39.

7 C.J.S., Attorney and Client, §§ 29-42.

Validity and construction of statutes or rules conditioning right to practice law upon residence or citizenship, 53 ALR3d 1163.

Pardon as restoring public office or license or eligibility therefor, 58 ALR3d 1191.

Attorney’s right to appear pro hac vice in state court, 20 ALR4th 855.

Right of attorney to act or become licensed to act as real estate broker, 23 ALR4th 230.

What constitutes “unauthorized practice of law” by out-of-state counsel? 83 ALR5th 497.

What constitutes unauthorized practice of law by paralegal, 109 ALR5th 275.

Unauthorized practice of law — Real estate closings, 119 A.L.R.5th 1.

Sec. 08.08.220. Disciplinary proceedings and review. [Repealed, § 5 ch 94 SLA 1980.]

Sec. 08.08.230. Unlawful practice a misdemeanor.

  1. A person not an active member of the Alaska Bar and not licensed to practice law in the state who engages in the practice of law or holds out as entitled to engage in the practice of law as that term is defined in the Alaska Bar Rules, or an active member of the Alaska Bar who wilfully employs such a person knowing that the person is engaging in the practice of law or holding out as entitled to so engage, is guilty of a class A misdemeanor.
  2. This section does not prohibit the use of paralegal personnel as defined by rules of the Alaska supreme court.

History. (§ 13 ch 196 SLA 1955; am § 10 ch 181 SLA 1976; am § 11 ch 52 SLA 1981; am § 18 ch 13 SLA 2019)

Revisor's notes. —

For related court rule, see Rule 63, Alaska Bar Rules.

Cross references. —

For sentences for misdemeanors, see AS 12.55.035 and 12.55.135 . For non-lawyer assistants, see Alaska Rule of Professional Conduct 5.3.

Effect of amendments. —

The 2019 amendment, effective October 17, 2019, in (a), substituted “licensed to practice law in the state” for “licensed to practice law in Alaska”.

Opinions of attorney general. —

The activity of presenting cases at an administrative hearing before the Human Rights Commission or one of its hearing officers by a non-attorney staff member of the commission does not constitute the unlawful practice of law. September 11, 1979 Op. Att’y Gen.

Notes to Decisions

Lay representation not precluded. —

This section does not preclude the exercise of discretion by a court to allow lay representation. Skuse v. State, 714 P.2d 368 (Alaska Ct. App. 1986).

Stated in

Noll v. Alaska Bar Ass'n, 649 P.2d 241 (Alaska 1982); Christiansen v. Melinda, 857 P.2d 345 (Alaska 1993); Murphy v. Fairbanks N. Star Borough, 494 P.3d 556 (Alaska 2021).

Cited in

Ahtna Tene Nená v. State, 288 P.3d 452 (Alaska 2012).

Sec. 08.08.240. Suspension upon conviction of certain crime. [Repealed, § 11 ch 181 SLA 1976.]

Article 5. General Provisions.

Sec. 08.08.245. Definitions. [Repealed, § 3 ch 135 SLA 1967.]

Sec. 08.08.250. Short title.

This chapter may be cited as the Alaska Integrated Bar Act.

History. (§ 1 ch 196 SLA 1955)

Chapter 11. Audiologists and Speech-language Pathologists.

Cross references. —

For legislative findings and purpose related to the enactment of this chapter, see § 1, ch. 131, SLA 1986, in the Temporary and Special Acts.

Administrative Code. —

For audiologists, 12 AAC 07.

Sec. 08.11.010. Qualifications for audiologist license.

The department shall issue a license to practice audiology to an individual who

  1. is 18 years of age or older;
  2. applies on a form provided by the department;
  3. pays the fee required under AS 08.11.050 ;
  4. furnishes evidence satisfactory to the department that the person
    1. has not engaged in conduct that is a ground for imposing disciplinary sanctions under AS 08.11.080 ;
    2. holds a master’s degree or doctorate in audiology from an accredited educational institution approved by the department; and either has
      1. a Certificate of Clinical Competence in Audiology from the American Speech-Language-Hearing Association or the equivalent of the certificate; or
      2. practiced audiology for two years as of January 1, 1986, or is in the process of completing the year of supervised clinical experience required for the Certificate of Clinical Competence of the American Speech-Language-Hearing Association.

History. (§ 7 ch 131 SLA 1986)

Administrative Code. —

For occupational licensing fees, see 12 AAC 2, art. 2.

For audiologists, see 12 AAC 7.

Sec. 08.11.015. Qualifications for speech-language pathologist license.

The department shall issue a license to practice speech-language pathology to an individual who

  1. is 18 years of age or older;
  2. applies on a form provided by the department;
  3. pays the fee required under AS 08.11.050 ;
  4. has not engaged in conduct that is a ground for imposing disciplinary sanctions under AS 08.11.085 ; and
  5. furnishes evidence satisfactory to the department that the person holds a Certificate of Clinical Competence in speech-language pathology from the American Speech-Language-Hearing Association or the equivalent of the certificate.

History. (§ 5 ch 42 SLA 2000)

Sec. 08.11.020. Temporary license to practice audiology as an audiologist.

  1. On receipt of the completed application the department shall issue a temporary license for the practice of audiology as an audiologist to an individual who is licensed to practice audiology in another state and has submitted to the department an application for a license under AS 08.11.010 .
  2. The department may issue a temporary license to the following:
    1. a nonresident for the practice of audiology as an audiologist in the state for 30 days or less in a calendar year, if the individual is licensed to practice audiology in another state, territory of the United States, foreign country, or province that has requirements for a license to practice audiology that are substantially equivalent to or higher than the requirements of AS 08.11.010 ;
    2. a nonresident for the practice of audiology as an audiologist in the state for 30 days or less in a calendar year, if the individual meets the qualifications and requirements for a license under AS 08.11.010 , and resides in a state or territory of the United States or a foreign country or province that does not license individuals to practice audiology.
  3. The department may impose by regulation additional limitations that it determines appropriate on a temporary license issued under this section.

History. (§ 7 ch 131 SLA 1986)

Cross references. —

For temporary courtesy licenses, see AS 08.01.062 .

Administrative Code. —

For occupational licensing fees, see 12 AAC 2, art. 2.

Sec. 08.11.025. Temporary license to practice speech-language pathology as a speech-language pathologist.

  1. The department may issue a temporary license for the practice of speech-language pathology as a speech-language pathologist to an individual who is licensed to practice speech-language pathology in another state and has submitted to the department an application for a license and appropriate fees under AS 08.11.015 .
  2. Subject to (c) and (d) of this section, the department may issue a temporary license to the following:
    1. a nonresident for the practice of speech-language pathology as a speech-language pathologist in the state for 60 days or less in a calendar year, if the individual is licensed to practice speech-language pathology in another state, territory of the United States, foreign country, or province that has requirements for a license to practice speech-language pathology that are substantially equivalent to or higher than the requirements of AS 08.11.015 ;
    2. a nonresident for the practice of speech-language pathology as a speech-language pathologist in the state for 60 days or less in a calendar year, if the individual meets the qualifications and requirements for a license under AS 08.11.015 and resides in a state or territory of the United States or a foreign country or province that does not license individuals to practice speech-language pathology;
    3. a person, whether a resident or not, who is in the process of completing a year of supervised clinical experience required for a certificate of clinical competence in speech-language pathology from the American Speech-Language Hearing Association.
  3. The department shall deny a temporary license to an applicant under (b) of this section if the board finds that the applicant has committed an act that is grounds for a disciplinary sanction under AS 08.11.085 .
  4. The department may impose by regulation additional limitations that it determines appropriate on a temporary license issued under this section.

History. (§ 6 ch 42 SLA 2000; am § 1 ch 114 SLA 2004)

Cross references. —

For temporary courtesy licenses, see AS 08.01.062 .

Sec. 08.11.030. Reinstatement of lapsed license or registration; renewal of suspended license or registration.

  1. [Repealed, § 49 ch 94 SLA 1987.]
  2. [Repealed, § 49 ch 94 SLA 1987.]
  3. The department may reinstate a lapsed license or registration if the license or registration has lapsed for less than two years and if the individual submits to the department an application for renewal and pays a delinquency fee in addition to the renewal fee.
  4. A suspended license or registration is subject to expiration and must be renewed as provided in AS 08.01.100 , but the renewal does not entitle the individual while the license or registration remains suspended to practice audiology, speech-language pathology, or as a speech-language pathologist assistant, or to engage in other activity or conduct that violates the order or judgment that suspended the license.

History. (§ 7 ch 131 SLA 1986; am § 49 ch 94 SLA 1987; am § 7 ch 42 SLA 2000; am §§ 2, 3 ch 114 SLA 2004)

Revisor’s notes. —

In 1991, a reference to AS 08.01.100 was substituted for a reference to “this section” in (d) of this section to correct a manifest error of omission in ch. 94, SLA 1987.

Cross references. —

For license duration and renewal, see AS 08.01.100 .

Sec. 08.11.040. Display of license.

  1. An individual licensed to practice audiology as an audiologist or licensed to practice speech-language pathology as a speech-language pathologist in the state shall display the license in a prominent place at each place of business of the individual.
  2. If an audiologist or speech-language pathologist has more than one place of business, the department shall, on request and payment of a fee, issue a duplicate license for each place of business of the individual.

History. (§ 7 ch 131 SLA 1986; am § 8 ch 42 SLA 2000)

Sec. 08.11.042. Activities of speech-language pathologist assistant.

  1. A person may not practice as a speech-language pathologist assistant in the state without registration under this chapter.
  2. Except as provided in (e) of this section, a person registered under this chapter and who is under the immediate supervision of a person licensed as a speech-language pathologist in the state may perform treatment of a person who is medically fragile, as determined by the licensed speech-language pathologist, or who otherwise demonstrates a need for assistance with feeding or swallowing.
  3. Except as provided in (b) and (e) of this section, a person registered under this chapter and who is under the direct supervision of a person licensed as a speech-language pathologist in the state may perform screening and treatment techniques or activities and assist the speech-language pathologist during assessments, research, in-service training, and public relations activities.
  4. Except as provided in (b), (c), and (e) of this section, a person registered under this chapter and who is under the indirect supervision of a person licensed as a speech-language pathologist in the state may
    1. perform screening and treatment activities, excluding interpretation, if the supervising speech-language pathologist has previously given instruction on the performance of those screening and treatment activities, has observed the assistant in the performance of those activities, and has determined that the speech-language pathologist assistant is competent to perform those activities;
    2. conduct clerical tasks, including record keeping, documentation of a person’s progress toward meeting established objectives as stated in the treatment plan or individualized education plan, scheduling, and equipment maintenance;
    3. implement a documented treatment plan, individualized education plan, or protocol developed by the supervising speech-language pathologist;
    4. sign treatment notes if the note is reviewed and cosigned by the supervising speech-language pathologist; and
    5. discuss with the client and the client’s family members or guardian behaviors observed by the speech-language pathologist assistant during treatment of the client when the behaviors are supported by documented objective data.
  5. A registered speech-language pathologist assistant may not
    1. administer diagnostic assessment tools, perform formal or informal evaluations, or interpret test or evaluation results;
    2. participate in family conferences, on an interdisciplinary team, at a staff meeting, or at an individualized education plan meeting in which diagnostic information is interpreted or in which plans for a client’s treatment are developed or reviewed without the presence of a licensed speech-language pathologist;
    3. write, develop, or modify a client’s treatment plan or individualized education plan;
    4. assist a client without following a documented treatment plan or individualized education plan that has been prepared by a licensed and adequately trained speech-language pathologist;
    5. sign a client record or billing record that does not contain the signature of a licensed speech-language pathologist;
    6. select a person for speech-language pathology services;
    7. provide counseling to a client or a client’s family or guardian;
    8. disclose clinical or confidential information, either orally, in writing, or by electronic means, to anyone not designated in writing to receive the communication by a licensed speech-language pathologist; or
    9. perform screening of feeding or swallowing functions.

History. (§ 4 ch 114 SLA 2004)

Sec. 08.11.043. Qualifications for speech-language pathologist assistant registration.

  1. The department shall register an individual as a speech-language pathologist assistant if the individual submits an application on a form approved by the department, pays the required fee, and
    1. submits proof satisfactory to the department that the individual has successfully completed
      1. an associate of applied science degree in disabilities with a speech-language support emphasis either from the University of Alaska Anchorage in affiliation with Prince William Sound Community College or from another approved program; or
      2. a bachelor’s degree in speech-language pathology from an accredited institution; and
    2. submits proof satisfactory to the department that the individual has successfully completed 100 hours of field work supervised by a licensed speech-language pathologist.
  2. Notwithstanding the requirements of (a) of this section, the department shall register an individual as a speech-language pathologist assistant if the individual provides proof satisfactory to the department that the individual has been employed in a position for at least one year preceding July 1, 2004, that includes the practice of speech-language pathologist assistant as set out in AS 08.11.042 and if the individual
    1. submits an application on a form approved by the department;
    2. pays the required fee;
    3. submits proof satisfactory to the department that the individual has passed a competency-based checklist examination adopted by the department; and
    4. submits a written recommendation from a licensed speech-language pathologist in support of the application.
  3. The department shall maintain a registry of individuals registered under this section and shall notify an applicant in writing of a decision to approve or deny an application under this section. An approval is valid for two years, except as provided under AS 08.11.083 .
  4. The department shall renew a valid registration issued under this chapter if the speech-language pathologist assistant submits a timely application on a form approved by the department accompanied by a sworn statement that the applicant has available documentation of approved continuing education consisting of 15 clock hours for the preceding two years. The department shall approve continuing education if the education is provided at state or regional conferences, workshops, formal in-service training, independent study programs, or a combination of these, and pertains to communication disorders.

History. (§ 4 ch 114 SLA 2004)

Sec. 08.11.045. Supervision of speech-language pathologist assistant.

  1. A speech-language pathologist qualified under (b) of this section shall design and implement a plan for supervision of a speech-language pathologist assistant that protects the client and that maintains the highest possible standard of care. The amount of supervision required in the plan must be documented and must take into account the experience and skills of the speech-language pathologist assistant, the client’s needs, the service setting, the tasks assigned, and the laws governing the activities of the speech-language pathologist assistant. A plan for supervision must provide for direct supervision of the speech-language pathologist assistant for at least 50 percent of the speech-language pathologist assistant services during the first 90 days of employment of the speech-language pathologist assistant and, after the first 90 days of employment, for at least 20 percent of the speech-language pathologist assistant services.
  2. A speech-language pathologist is qualified to supervise a speech-language pathologist assistant only if the speech-language pathologist is familiar with all applicable laws and
    1. is licensed under this chapter; or
    2. has a valid Type A or Type C teaching certificate issued under AS 14.20 with an endorsement in speech-language pathology, speech and hearing sciences, or communication disorders.
  3. A speech-language pathologist qualified under (b) of this section who agrees to supervise a speech-language pathologist assistant shall
    1. monitor and evaluate the services provided and documentation completed by the speech-language pathologist assistant, including the competency level for the type of client and service site and compliance with all applicable laws;
    2. assist the speech-language pathologist assistant in the development of a professional development plan that includes at least 15 clock hours of approved continuing education under AS 08.11.043(d) biennially; and
    3. direct the handling of emergencies by the speech-language pathologist assistant.
  4. A speech-language pathologist may not supervise more than two individuals or carry a higher caseload of clients while supervising a speech-language pathologist assistant than when the speech-language pathologist was not supervising a speech-language pathologist assistant.

History. (§ 4 ch 114 SLA 2004)

Sec. 08.11.050. Fees.

The department shall set fees under AS 08.01.065 for each of the following:

  1. application;
  2. credential review;
  3. audiologist license and speech-language pathologist license;
  4. temporary license;
  5. renewal of license;
  6. delinquency;
  7. reinstatement;
  8. duplicate license;
  9. speech-language pathologist assistant registration application and renewal.

History. (§ 7 ch 131 SLA 1986; am § 9 ch 42 SLA 2000; am § 5 ch 114 SLA 2004)

Administrative Code. —

For occupational licensing fees, see 12 AAC 2, art. 2.

Sec. 08.11.070. Dealing in hearing aids.

An audiologist may deal in hearing aids as a hearing aid dealer without being licensed as a hearing aid dealer under AS 08.55, but shall comply with AS 08.55.050 , 08.55.070 , 08.55.100 , 08.55.110(a) , 08.55.110(b)(3) and (c) — (h), and 08.55.130 (7) — (13) when dealing in hearing aids.

History. (§ 7 ch 131 SLA 1986)

Sec. 08.11.080. Grounds for imposition of disciplinary sanctions on an audiologist.

  1. After a hearing, the department may impose a disciplinary sanction on an audiologist when the department finds that the licensee
    1. secured a license through deceit, fraud, or intentional misrepresentation;
    2. engaged in deceit, fraud, or intentional misrepresentation in the course of practicing audiology;
    3. advertised professional services in a false or misleading manner;
    4. has been convicted of a felony or other crime that affects the person’s ability to continue to practice competently and safely;
    5. continued to practice audiology after becoming unfit due to
      1. professional incompetence;
      2. use of drugs or alcohol in a manner that affects the person’s ability to practice audiology competently and safely;
      3. physical or mental disability;
    6. permitted another person to use the licensee’s license;
    7. employed a person who does not have a valid current license to practice audiology to perform work as an audiologist covered by this chapter;
    8. failed to comply with a provision of this chapter or a regulation adopted under this chapter, or an order of the department.
  2. The department may not impose disciplinary sanctions on an audiologist for the evaluation, diagnosis, or treatment of a person through audio, video, or data communications when physically separated from the person if the audiologist
    1. or another licensed health care provider is available to provide follow-up care;
    2. requests that the person consent to sending a copy of all records of the encounter to a primary care provider if the audiologist is not the person’s primary care provider and, if the person consents, the audiologist sends the records to the person’s primary care provider; and
    3. meets the requirements established by the department in regulation.
  3. The department shall adopt regulations restricting the evaluation, diagnosis, supervision, and treatment of a person as authorized under (b) of this section by establishing standards of care, including standards for training, confidentiality, supervision, practice, and related issues.

History. (§ 7 ch 131 SLA 1986; am § 10 ch 42 SLA 2000; am § 1 ch 25 SLA 2016)

Effect of amendments. —

The 2016 amendment, effective September 19, 2016, added (b) and (c).

Sec. 08.11.083. Grounds for imposition of disciplinary sanctions on a speech-language pathologist assistant.

  1. After a hearing, the department may impose a disciplinary sanction on a registered speech-language pathologist assistant when the department finds that the registrant
    1. secured a registration through deceit, fraud, or intentional misrepresentation;
    2. fraudulently or deceptively used a registration;
    3. altered a registration;
    4. sold, bartered, or offered to sell or barter a registration;
    5. engaged in deceit, fraud, or intentional misrepresentation in the course of assisting in the practicing of speech-language pathology;
    6. advertised speech-language services in a manner that is false, misleading, or deceptive;
    7. has been convicted of a felony or other crime that affects the person’s ability to continue to practice competently and safely, including a crime involving drugs or alcohol;
    8. engaged in unprofessional conduct, in sexual misconduct, or in lewd or immoral behavior in connection with the delivery of professional services to clients;
    9. continued to practice speech-language pathology after becoming unfit due to
      1. professional incompetence or gross negligence;
      2. use of drugs or alcohol in a manner that affects the person’s ability to practice speech-language pathology competently and safely;
      3. a physical or mental disability;
    10. permitted another person to use the registrant’s registration;
    11. has been disciplined by an official government body with jurisdiction over licensure, certification, or registration of a health care or teaching practice; a certified copy of the final disciplinary action constitutes conclusive evidence against the person;
    12. failed to maintain confidentiality except as otherwise required or permitted by law;
    13. failed to comply with a provision of this chapter or a regulation adopted under this chapter, or an order of the department.
  2. The department may not impose disciplinary sanctions on a speech- language pathologist assistant for the evaluation, diagnosis, or treatment of a person through audio, video, or data communications when physically separated from the person if the speech-language pathologist assistant
    1. or another licensed health care provider is available to provide follow-up care;
    2. requests that the person consent to sending a copy of all records of the encounter to a primary care provider if the speech-language pathologist assistant is not the person’s primary care provider and, if the person consents, the speech-language pathologist assistant sends the records to the person’s primary care provider; and
    3. meets the requirements established by the board in regulation.
  3. The department shall adopt regulations restricting the evaluation, diagnosis, supervision, and treatment of a person as authorized under (b) of this section by establishing standards of care, including standards for training, confidentiality, supervision, practice, and related issues.

History. (§ 6 ch 114 SLA 2004; am § 2 ch 25 SLA 2016)

Effect of amendments. —

The 2016 amendment, effective September 19, 2016, added (b) and (c).

Sec. 08.11.085. Grounds for imposition of disciplinary sanctions on a speech-language pathologist.

  1. After a hearing, the department may impose a disciplinary sanction on a speech-language pathologist when the department finds that the licensee
    1. secured a license or temporary license through deceit, fraud, or intentional misrepresentation;
    2. fraudulently or deceptively used a license or temporary license;
    3. altered a license or temporary license;
    4. sold, bartered, or offered to sell or barter a license or temporary license;
    5. engaged in deceit, fraud, or intentional misrepresentation in the course of practicing speech-language pathology;
    6. advertised professional services in a false or misleading manner;
    7. has been convicted of a felony or other crime that affects the person’s ability to continue to practice competently and safely;
    8. engaged in unprofessional conduct, in sexual misconduct, or in lewd or immoral behavior in connection with the delivery of professional services to clients;
    9. continued to practice speech-language pathology after becoming unfit due to
      1. professional incompetence;
      2. use of drugs or alcohol in a manner that affects the person’s ability to practice speech-language pathology competently and safely;
      3. a physical or mental disability;
    10. permitted another person to use the licensee’s license or temporary license;
    11. employed a person who does not have a valid current license or temporary license to practice speech-language pathology to perform work as a speech-language pathologist covered by this chapter;
    12. failed to comply with a provision of this chapter or a regulation adopted under this chapter, or an order of the department.
  2. The department may not impose disciplinary sanctions on a speech- language pathologist for the evaluation, diagnosis, or treatment of a person through audio, video, or data communications when physically separated from the person if the speech-language pathologist
    1. or another licensed health care provider is available to provide follow-up care;
    2. requests that the person consent to sending a copy of all records of the encounter to a primary care provider if the speech-language pathologist is not the person’s primary care provider and, if the person consents, the speech-language pathologist sends the records to the person’s primary care provider; and
    3. meets the requirements established by the board in regulation.
  3. The department shall adopt regulations restricting the evaluation, diagnosis, supervision, and treatment of a person as authorized under (b) of this section by establishing standards of care, including standards for training, confidentiality, supervision, practice, and related issues.

History. (§ 11 ch 42 SLA 2000; am § 3 ch 25 SLA 2016)

Effect of amendments. —

The 2016 amendment, effective September 19, 2016, added (b) and (c).

Sec. 08.11.090. Disciplinary sanctions.

  1. When it finds that an audiologist has committed an act listed in AS 08.11.080 , that a speech-language pathologist has committed an act listed in AS 08.11.085 , or that a speech-language pathologist assistant has committed an act listed in AS 08.11.083 , the department may impose the following sanctions singly or in combination:
    1. permanently revoke a license or registration to practice;
    2. suspend a license or registration for a determinate period of time;
    3. censure a licensee or registrant;
    4. issue a letter of reprimand;
    5. place a licensee or registrant on probationary status and require the licensee or registrant to
      1. report regularly to the department on matters involving the basis of probation;
      2. limit practice to those areas prescribed;
      3. continue professional education until a satisfactory degree of skill has been attained in those areas determined by the department to need improvement;
    6. impose limitations or conditions on the practice of a licensee or registrant.
  2. The department may withdraw a limitation, condition, or probationary status if it finds that the deficiency that required the sanction has been remedied.
  3. The department may summarily suspend a license before final hearing or during the appeals process if the department finds that the licensee poses a clear and immediate danger to the public welfare and safety if the licensee continues to practice. An individual whose license is suspended under this subsection is entitled to a hearing conducted by the office of administrative hearings (AS 44.64.010 ) not later than seven days after the effective date of the order. The individual may appeal the suspension after the hearing to the superior court.
  4. The department may reinstate a license or registration that has been suspended or revoked if the department finds after a hearing that the individual is able to practice with reasonable skill and safety.
  5. One year after revocation of a license or registration issued under this chapter, the individual whose license or registration was revoked may reapply for the license or registration. The department may require an examination for reinstatement.
  6. The department may place a registrant on probation, with the costs of probation to be borne by the registrant
    1. in lieu of revocation or suspension;
    2. upon the issuance of a registration to an individual who has been found guilty of unprofessional conduct but who otherwise qualifies for registration under this chapter; or
    3. as a condition upon the reissuance or reinstatement of any registration that has been suspended or revoked by the department.
  7. The department may require a registrant who has been placed on probation or who has been suspended to obtain additional professional training, including continuing education or clinical or field work.

History. (§ 7 ch 131 SLA 1986; am § 12 ch 42 SLA 2000; am §§ 7 — 11 ch 114 SLA 2004; am § 9 ch 163 SLA 2004)

Cross references. —

For general disciplinary powers, see AS 08.01.075 .

Sec. 08.11.095. Revocation of speech-language pathologist license.

After a hearing, the department shall revoke the speech-language pathologist license of a person who does not continue to be able to furnish the evidence required for licensure under AS 08.11.015 (5).

History. (§ 13 ch 42 SLA 2000)

Sec. 08.11.100. Prohibited acts.

  1. Unless a person is licensed as an audiologist under this chapter, the person may not
    1. practice audiology;
    2. use a title indicating or representing that the person practices as an audiologist;
    3. advertise that the person practices audiology.
  2. Unless a person is licensed as a speech-language pathologist under this chapter, the person may not
    1. practice speech-language pathology;
    2. use a title indicating or representing that the person practices as a speech-language pathologist;
    3. advertise that the person practices speech-language pathology.

History. (§ 7 ch 131 SLA 1986; am §§ 14, 15 ch 42 SLA 2000)

Sec. 08.11.110. Penalty.

A person who violates AS 08.11.100 is guilty of a class B misdemeanor.

History. (§ 7 ch 131 SLA 1986)

Cross references. —

For sentences for misdemeanors, see AS 12.55.035 and 12.55.135 .

Sec. 08.11.120. Audiology exemptions.

  1. This chapter does not apply to an individual who practices audiology consistent with the accepted standards and code of ethics of the individual’s profession as part of the individual’s duties as
    1. a physician licensed under AS 08.64;
    2. an employee of the federal government who is required to practice audiology during the employment, if
      1. the employer maintains appropriate supervision of the individual’s practice of audiology;
      2. the individual practices audiology as part of the duties for which the individual is employed;
      3. the individual practices audiology in the facility where the individual is employed or under the supervision of the federal governmental unit where the individual is employed; and
      4. the individual does not render or offer to render audiology services to the public for compensation in addition to the salary the individual receives from the federal governmental unit;
    3. a student, intern, or resident pursuing a course of study in audiology at an accredited college or a clinical training facility approved by the department, if the activities of the student, intern, or resident constitute part of a supervised course of study and the student, intern, or resident is designated as an “audiology intern,” “audiology trainee,” or other title approved by the department that clearly indicates that the person is training to be an audiologist.
  2. Notwithstanding the provisions of this chapter,
    1. a nurse licensed under AS 08.68 may perform hearing sensitivity evaluations;
    2. an individual licensed as a hearing aid dealer under AS 08.55 may deal in hearing aids;
    3. an individual holding a class A certificate issued by the Conference of Executives of American Schools of the Deaf may teach the hearing impaired;
    4. an individual may engage in the testing of hearing as part of a hearing conservation program that complies with the regulations of the Occupational Safety and Health Administration of the federal government if the individual is certified to do the testing by a state or federal agency acceptable to the Occupational Safety and Health Administration;
    5. an individual may perform hearing screening under AS 47.20.310 if authorized to do so under a protocol adopted under AS 47.20.310(e) by the Department of Health and Social Services.
  3. An individual who is not an audiologist, but who is exempt under this section, may not use a title or description stating or implying that the person is an audiologist.
  4. An individual exempt under (a)(2) of this section may consult with and disseminate research findings and scientific information to accredited academic institutions or governmental agencies, and offer lectures to the public for a fee, monetary or otherwise, without being licensed under this chapter.
  5. An individual who is not licensed under this chapter but who teaches the practice of audiology in an audiologist training program at a college or university may use the title “audiologist” but may not practice audiology.

History. (§ 7 ch 131 SLA 1986; am § 3 ch 43 SLA 2006)

Sec. 08.11.125. Speech-language pathology exemptions.

  1. Except as otherwise specifically provided in this section, this chapter does not apply to an individual who practices speech-language pathology as part of the individual’s duties as
    1. a physician licensed under AS 08.64;
    2. an employee of, or contractor with, a school district while practicing speech-language pathology for the school district;
    3. a student, intern, or resident pursuing a course of study in speech-language pathology at an accredited college or a clinical training facility approved by the department if the activities of the student, intern, or resident constitute part of a supervised course of study and the student, intern, or resident is designated as a “speech-language pathology intern,” “speech-language pathology trainee,” or other title approved by the department that clearly indicates that the person is training to be a speech-language pathologist.
  2. An individual who is not licensed as a speech-language pathologist but who is exempt under (a)(1) or (3) of this section may not use a title or description stating or implying that the person is a speech-language pathologist.
  3. An individual who is not licensed under this chapter but who teaches the practice of speech-language pathology in a speech-language pathology training program at a college or university may use the title “speech-language pathologist” but may not practice speech-language pathology.

History. (§ 16 ch 42 SLA 2000)

Sec. 08.11.130. Administrative Procedure Act.

AS 44.62 (Administrative Procedure Act) applies to regulations and proceedings under this chapter.

History. (§ 7 ch 131 SLA 1986)

Sec. 08.11.200. Definitions.

In this chapter, unless the context indicates otherwise,

  1. “audiologist” means an individual who is licensed under AS 08.11.010 to practice audiology in the state;
  2. “dealing in hearing aids” has the meaning given in AS 08.55.200 ;
  3. “department” means the Department of Commerce, Community, and Economic Development;
  4. “direct supervision” means supervision that is on-site or available by visual or real-time electronic means through which a supervising speech-language pathologist observes and guides a speech-language pathologist assistant while the assistant performs a clinical activity; “direct supervision” may include demonstration, coaching, and observation to the extent that the demonstration, coaching, or observation otherwise meets the requirements of this paragraph;
  5. “hearing aid” has the meaning given in AS 08.55.200 ;
  6. “immediate supervision” means supervision in the physical presence of the speech-language pathologist assistant during the provision of client services by the speech-language pathologist assistant;
  7. “indirect supervision” means supervision by telephonic or electronic means or by intermittent on-site visits while located either inside or outside of the facility in which the speech-language pathologist assistant is located; “indirect supervision” may include demonstrations, record review, evaluation of audiotaped or videotaped client services, or communication by telephone or electronic mail to the extent that these activities otherwise meet the requirements of this paragraph;
  8. “practice of audiology” means the application of principles, methods, and procedures of measurement, testing, appraisal, prediction, consultation, habilitation, rehabilitation, counseling, and instruction related to hearing and hearing impairment for the purpose of modifying communicative disorders involving speech, language, auditory function, including auditory training, speech reading and the recommendation, evaluation, fitting, and sale of hearing aids, including the fitting of ear molds;
  9. “practice of speech-language pathology” means the application of principles, methods, and procedures related to the development and disorders of human communication, including
    1. screening for, identifying, assessing, interpreting, diagnosing, rehabilitating, and preventing disorders of speech, such as disorders related to articulation, fluency, voice, and language;
    2. screening for, identifying, assessing, interpreting, diagnosing, and rehabilitating disorders of oral-pharyngeal function or dysphagia or related disorders;
    3. screening for, identifying, assessing, interpreting, diagnosing, and rehabilitating cognitive and communication disorders;
    4. assessing, selecting, and developing augmentative and alternative communication systems and providing training in their use;
    5. providing aural rehabilitation and related counseling services to hearing impaired individuals and their families;
    6. enhancing speech-language proficiency and communication effectiveness, such as accent reduction; and
    7. screening of hearing and other factors for the purpose of speech-language evaluation or the initial identification of individuals with other communication disorders, if judgments and descriptive statements about the results of the screening are limited to pass-fail determinations;
  10. “screening” means a procedure in which a client is identified by either “pass” or “fail” for purposes of necessitating further evaluation of speech, language, or hearing;
  11. “speech-language pathologist” means an individual who is licensed under AS 08.11.015 to practice speech-language pathology in the state;
  12. “supervision” means the provision of direction and evaluation of the tasks assigned.

History. (§ 7 ch 131 SLA 1986; am § 17 ch 42 SLA 2000; am § 12 ch 114 SLA 2004; am § 19 ch 13 SLA 2019)

Revisor's notes. —

In 1999, “Department of Commerce and Economic Development” was changed to “Department of Community and Economic Development” in accordance with § 88, ch. 58, SLA 1999.

This section was reorganized in 2004 to maintain alphabetical order.

In 2004, “Department of Community and Economic Development” was changed to “Department of Commerce, Community, and Economic Development” in paragraph (3), in accordance with § 3, ch. 47, SLA 2004.

Effect of amendments. —

The 2019 amendment, effective October 17, 2019, in (9), deleted “but not limited to” at the end of the introductory language, inserted “for” following “screening” three times, inserted “disorders related to” following “such as” in (9)(A), and made stylistic changes.

Chapter 12. Barbers.

[Repealed, § 5 ch 159 SLA 1980.]

Chapter 13. Barbers and Hairdressers.

Administrative Code. —

For board of barbers and hairdressers, see 12 AAC 09.

Collateral references. —

10 Am. Jur. 2d, Barbers and Cosmetologists, § 1 et seq.

Liability of cosmetology school for injury to patron, 81 ALR4th 444.

Article 1. Board of Barbers and Hairdressers.

Sec. 08.13.010. Creation and membership of board.

  1. There is created the Board of Barbers and Hairdressers consisting of seven members appointed by the governor.
  2. The board consists of
    1. one person licensed as a barber under this chapter;
    2. one person licensed to practice body piercing, tattooing, or permanent cosmetic coloring under this chapter;
    3. two persons licensed as hairdressers under this chapter, one of whom is also licensed as an esthetician under this chapter;
    4. one public member;
    5. one person licensed to practice manicuring under this chapter; and
    6. one person licensed to practice any activity licensed under this chapter.

History. (§ 1 ch 159 SLA 1980; am § 2 ch 34 SLA 1997; am § 1 ch 57 SLA 1999; am § 3 ch 93 SLA 2000; am § 13 ch 32 SLA 2016; am § 2 ch 23 SLA 2018)

Effect of amendments. —

The 2016 amendment, effective October 4, 2016, in (a), substituted “seven” for “six”; in (b)(1), substituted “one person” for “two persons” and “a barber” for “barbers”; added (5) and (6); and made related stylistic changes.

The 2018 amendment, effective January 1, 2019, in (b)(2) deleted “or licensed to practice” following “to practice body piercing;” and substituted “tattooing, or” for “tattooing and”.

Sec. 08.13.020. Terms of office and removal of members. [Repealed, § 49 ch 94 SLA 1987. For current law, see AS 08.01.035.]

Sec. 08.13.030. Powers and duties of the board.

  1. The board shall exercise general control over the vocations of barbering, hairdressing, hair braiding, manicuring, esthetics, body piercing, tattooing, and permanent cosmetic coloring.
  2. The board shall
    1. examine applicants and approve the issuance of licenses and permits to practice;
    2. authorize the issuance of licenses for schools of barbering, hairdressing, manicuring, and esthetics;
    3. develop written instructions and notices that tattooing, permanent cosmetic coloring, and body piercing shop owners and practitioners are required to give or display under AS 08.13.215 ;
    4. enforce the provisions of this chapter, regulations adopted under this chapter, and regulations relating to barbering, hairdressing, hair braiding, manicuring, and esthetics adopted under AS 44.46.020(a)(5)(C) .
  3. The board may
    1. suspend or revoke a license or permit;
    2. on its own motion or upon receipt of a written complaint, conduct hearings and request the
      1. Department of Commerce, Community, and Economic Development to investigate the practices of a person, shop, or school involved in the practice or teaching of barbering, hairdressing, hair braiding, manicuring, or esthetics; or
      2. Department of Commerce, Community, and Economic Development or the Department of Environmental Conservation to investigate the practices of a person, shop, or school involved in the practice or teaching of body piercing, tattooing, or permanent cosmetic coloring;
    3. adopt regulations or do any act necessary to carry out the provisions of this chapter.

History. (§ 1 ch 159 SLA 1980; am § 2 ch 57 SLA 1999; am § 4 ch 93 SLA 2000; am § 3 ch 23 SLA 2018)

Revisor’s notes. —

In 1999, “Department of Commerce and Economic Development” was changed to “Department of Community and Economic Development” in accordance with § 88, ch. 58, SLA 1999.

In 2004, “Department of Community and Economic Development” was changed to “Department of Commerce, Community, and Economic Development” in (c)(2) of this section, in accordance with § 3, ch. 47, SLA 2004.

Administrative Code. —

For examination applications and standards, see 12 AAC 9, art. 1.

For examinations, see 12 AAC 9, art. 3.

For licensing requirements, see 12 AAC 9, art. 4.

For schools and curriculum, see 12 AAC 9, art. 5.

For student permits, training, and apprentices, see 12 AAC 9, art. 6.

For barbering, hairdressing, manicuring, or esthetics schools and shops, see 18 AAC 23, art. 2.

For body piercing, tattooing, or permanent cosmetic coloring shops, see 18 AAC 23, art. 3.

Effect of amendments. —

The 2018 amendment, effective January 1, 2019, in the introductory language of (a), inserted “hair braiding,” following “hairdressing,”, deleted “and the vocation of” preceding “tattooing” and made related and stylistic changes; in (b)(3), deleted “shop owners and practitioners” following “cosmetic coloring,” and made related changes, added (b)(4); rewrote (c)(2).

Sec. 08.13.040. Meetings and examinations.

  1. The board shall meet as often as necessary to conduct its business. It shall conduct separate examinations covering the following fields of practice: barbering, hairdressing, advanced manicuring, and esthetics. Examinations shall be given at least twice in every year for each of these fields of practice for which applications for licensure or endorsements are pending. An applicant may take an examination in more than one field during the same testing session. The board may not require an applicant for licensure as a manicurist to take or pass an examination conducted by the board for the field of manicuring; however, nothing in this sentence prohibits the board from requiring a licensed manicurist to pass an examination to obtain an optional endorsement as an advanced manicurist under AS 08.13.080(f) .
  2. The board may not require a person applying for a limited license to practice non-chemical barbering under AS 08.13.100(f) to take an examination that tests the person’s knowledge of chemical processes, including permanent waving, bleaching, coloring, or chemical straightening.

History. (§ 1 ch 159 SLA 1980; am § 3 ch 57 SLA 1999; am § 1 ch 27 SLA 2015; am § 2 ch 12 SLA 2017; am § 4 ch 23 SLA 2018)

Administrative Code. —

For examination applications and standards, see 12 AAC 9, art. 1.

For examinations, see 12 AAC 9, art. 3.

For licensing requirements, see 12 AAC 9, art. 4.

Effect of amendments. —

The 2015 amendment, effective January 1, 2016, deleted “advanced” after “hairdressing” in the second sentence, deleted “or endorsements” after “for licensure” in the third sentence, and deleted the fifth sentence, which read, “The board may not require an applicant for licensure as a manicurist to take or pass an examination conducted by the board for the field of manicuring; however, nothing in this sentence prohibits the board from requiring a licensed manicurist to pass an examination to obtain an optional endorsement as an advanced manicurist under AS 08.13.080(c) .”

The 2017 amendment, effective June 17, 2017, in the second sentence, inserted “advanced” preceding “manicuring”, in the third sentence, inserted “or endorsements” following “applications for licensure”, added the last sentence.

The 2018 amendment, effective January 1, 2019, added (b).

Sec. 08.13.050. Records of the board.

The Department of Commerce, Community, and Economic Development shall keep a record of the board’s proceedings related to the issuance, refusal, suspension, and revocation of each license and permit. The record shall contain the name of the person to whom a license or permit is issued, the person’s place of business, the date of issuance for each license and permit, and whether it is currently valid. The record shall be open to inspection by the public at all reasonable times.

History. (§ 1 ch 159 SLA 1980; am § 2 ch 137 SLA 1986; am § 1 ch 6 SLA 1998)

Revisor’s notes. —

In 1999, “Department of Commerce and Economic Development” was changed to “Department of Community and Economic Development” in accordance with § 88, ch. 58, SLA 1999.

In 2004, “Department of Community and Economic Development” was changed to “Department of Commerce, Community, and Economic Development” in this section in accordance with § 3, ch. 47, SLA 2004.

Article 2. Examination and Licensing.

Administrative Code. —

For examinations, see 12 AAC 09, art. 3.

For licensing requirements, see 12 AAC 09, art. 4.

Collateral references. —

11 Am. Jur. 2d, Barbers and Cosmetologists, §§ 7-9.

“Grandfather clause” of statute or ordinance regulating or licensing, 4 ALR2d 667.

Validity, construction, and effect of statute or ordinance regulating beauty shops, or beauty culture schools, 56 ALR2d 879.

Sec. 08.13.070. License required.

A person may not

  1. practice barbering, hairdressing, hair braiding, manicuring, esthetics, body piercing, tattooing, or permanent cosmetic coloring without a license, temporary permit, temporary license, or student permit unless exempted under AS 08.13.160(d) ;
  2. practice barbering, hairdressing, hair braiding, manicuring, esthetics, body piercing, tattooing, or permanent cosmetic coloring except in a shop or school licensed under this chapter unless exempted under AS 08.13.160(d) or permitted under AS 08.13.160(e) ;
  3. open or conduct a school of barbering, hairdressing, manicuring, or esthetics without a license;
  4. teach in a school of barbering, hairdressing, manicuring, or esthetics, or supervise an apprentice in barbering, hairdressing, manicuring, or esthetics without an instructor’s license;
  5. operate a shop in violation of AS 08.13.120 ;
  6. permit an employee or other person being supervised who is not exempted under AS 08.13.160(d) to practice barbering, hairdressing, hair braiding, manicuring, esthetics, body piercing, tattooing, or permanent cosmetic coloring without a license, temporary permit, temporary license, or student permit;
  7. permit the use of the person’s license, temporary permit, temporary license, or student permit by another person;
  8. obtain or attempt to obtain a license, temporary permit, temporary license, or student permit by fraudulent means.

History. (§ 1 ch 159 SLA 1980; am § 3 ch 137 SLA 1986; am § 4 ch 57 SLA 1999; am § 5 ch 93 SLA 2000; am § 5 ch 23 SLA 2018)

Revisor’s notes. —

The amendments to this section made by ch. 57, SLA 1999 (effective September 1, 2001) and ch. 93, SLA 2000, as amended by ch. 104, SLA 2002 (effective December 1, 2002) were harmonized by the revisor.

Administrative Code. —

For examination applications and standards, see 12 AAC 9, art. 1.

For licensing requirements, see 12 AAC 9, art. 4.

For schools and curriculum, see 12 AAC 9, art. 5.

Effect of amendments. —

The 2018 amendment, effective January 1, 2019 inserted “hair braiding,” following “hairdressing,” and “tattooing, or” for “tattooing and” in (1), (2), and (6), and made related changes.

Sec. 08.13.080. Qualifications of applicants.

  1. An applicant for an examination authorized under AS 08.13.040 must
    1. have successfully completed all courses that a school with a curriculum in barbering approved by the board is required to teach in order to be licensed under AS 08.13.110 if applying for a license to practice barbering; the curriculum may be limited for non-chemical barbering under AS 08.13.100(f) ;
    2. have successfully completed all courses that a school with a curriculum in hairdressing approved by the board is required to teach to be licensed under AS 08.13.110 if applying for a license to practice hairdressing;
    3. have successfully completed all courses that a school with a curriculum in esthetics approved by the board is required to teach in order to be licensed under AS 08.13.110 if applying for a license to practice esthetics;
    4. have served an apprenticeship under AS 08.13.082 ;
    5. specify the field of practice in which the applicant intends to teach and have held a license to practice in the field for three years or have held a license in the field for one year and have completed 600 hours of student training as an instructor in the field of practice from a licensed school with a curriculum approved by the board if applying for a license as an instructor, except that a person licensed as an instructor in hairdressing may be an instructor in manicuring for courses that satisfy the requirements of (e) of this section, and the board may, by regulation, establish requirements for other manicuring instructors, including instructors who teach courses that satisfy requirements for an advanced manicurist endorsement; or
    6. have completed course work and, if applicable, an apprenticeship acceptable to the board.
  2. [Repealed, § 12 ch 27 SLA 2015.]
  3. [Repealed, § 12 ch 27 SLA 2015.]
  4. An applicant for a license to practice body piercing, tattooing, or permanent cosmetic coloring shall
    1. satisfy the training requirement of AS 08.13.082(d) ;
    2. by passing a written examination approved by the board, demonstrate to the board or the board’s designee safety, sanitation, sterilization, aseptic, and practice techniques that indicate that the applicant has adequate knowledge of infection control practices and requirements relating to tattooing, permanent cosmetic coloring, or body piercing, as applicable; this demonstration may, at the option of the board, also include a practical examination in addition to the written examination; and
    3. pay the appropriate fee.
  5. An applicant for a license to practice manicuring shall
    1. submit documentation that the applicant has completed a course of 12 hours of instruction or training approved by the board that addresses health, safety, and hygiene concerns of manicuring customers and practitioners that are relevant to the practice of manicuring from a school licensed under AS 08.13.110 as a school of manicuring; documentation of completion of the course must include certification from the school that the applicant has passed a test given by the school covering the health, safety, and hygiene concerns of manicuring customers and practitioners that are relevant to the practice of manicuring; and
    2. pay the appropriate fee.
  6. An applicant for an endorsement to a license to practice manicuring or hairdressing indicating that the person is an advanced manicurist shall
    1. hold, or be approved for, a current license issued under this chapter for manicuring or hairdressing;
    2. request the endorsement;
    3. submit documentation from a licensed school of manicuring or hairdressing certifying completion of 250 hours of instruction in manicuring that meets the requirements of AS 08.13.110(e) ;
    4. pass an examination given by the board for advanced manicurists; and
    5. pay the appropriate fee.
  7. An applicant for a license to practice hair braiding shall
    1. apply in writing on a form prescribed by the board;
    2. complete, to the satisfaction of the board, 35 hours of instruction in hair braiding, health, safety, and sanitation
      1. at an accredited school of hairdressing;
      2. at a professional association of hairdressing or hair braiding; or
      3. from an individual or school licensed under this chapter and approved by the board; and
    3. pay the appropriate fee.

History. (§ 1 ch 159 SLA 1980; am § 4 ch 137 SLA 1986; am §§ 5, 6 ch 57 SLA 1999; am § 6 ch 93 SLA 2000; am §§ 6, 7 ch 35 SLA 2003; am §§ 2, 12 ch 27 SLA 2015; am §§ 3, 4 ch 12 SLA 2017; am §§ 6 — 8 ch 23 SLA 2018)

Administrative Code. —

For examination applications and standards, see 12 AAC 9, art. 1.

For examinations, see 12 AAC 9, art. 3.

For licensing requirements, see 12 AAC 9, art. 4.

For schools and curriculum, see 12 AAC 9, art. 5.

Effect of amendments. —

The 2015 amendment, effective January 1, 2016, in (a), added (a)(4), in (a)(6), deleted “except that a person licensed as an instructor in hairdressing may be an instructor in manicuring for courses that satisfy the requirement of (b) of this section, and the board may, by regulation, establish requirements for other manicuring instructors, including instructors who teach courses that satisfy requirements for an advanced manicurist endorsement” at the end, in (a)(7), deleted “a combination of” following “have completed” and inserted “, if applicable, an” following “course work and”; repealed (b) and (c); and made related changes.

The 2017 amendment, effective June 17, 2017, in (a), deleted former (4), which read, “have successfully completed 250 hours of instruction in manicuring from a school of manicuring or hairdressing licensed under AS 08.13.110 if applying for a license to practice manicuring”, in (5), inserted “, except that a person licensed as an instructor in hairdressing may be an instructor in manicuring for courses that satisfy the requirements of (c) of this section, and the board may, by regulation, establish requirements for other manicuring instructors, including instructors who teach courses that satisfy requirements for an advanced manicurist endorsement” at the end, and made related changes; added (e) and (f).

The 2018 amendment, effective January 1, 2019, in (a), added “the curriculum may be limited for non-chemical barbering under AS 08.13.100(f) ;” at the end of (a)(1); in the introductory language of (d), substituted “body piercing, tattooing, or permanent cosmetic coloring” for “body piercing, or a license to practice tattooing and permanent cosmetic coloring”, in (d)(2), inserted “, and practice” and made related and stylistic changes; added (g).

Sec. 08.13.082. Apprenticeship.

  1. The period of apprenticeship required to qualify an applicant for a license to practice barbering is 2,000 hours. The apprenticeship must be served in a shop approved by the board. The apprenticeship may not be completed in less than 12 months from the date of its commencement and must be completed in not more than two years from the date of its commencement. The board may set by regulation a period of apprenticeship of less than 2,000 hours for an applicant for a license to practice non-chemical barbering. The board may not require an applicant for a license to practice non-chemical barbering under AS 08.13.100(f) to perform apprenticeship hours or practical operations relating to chemical processes, including permanent waving, bleaching, coloring, or chemical straightening.
  2. The period of apprenticeship required to qualify an applicant for a license to practice hairdressing is 2,000 hours. The apprenticeship must be served in a shop approved by the board.  The apprenticeship may not be completed in less than one year from the date of its commencement and must be completed in not more than two years from the date of its commencement.
  3. The period of apprenticeship required to qualify an applicant for a license to practice esthetics is 350 hours. The apprenticeship must be served in a shop approved by the board. The apprenticeship may not be completed in less than six months from the date of its commencement and must be completed in not more than one year from the date of its commencement.
  4. The number of hours of training required to qualify an applicant for a license to practice tattooing, permanent cosmetic coloring, or body piercing shall be set by the board in regulations. The trainee must be at least 18 years of age when the training commences. The training required under this subsection
    1. may only be received
      1. in a licensed shop in this state under a person who has a practitioner’s license under this chapter in the field in which the trainee seeks training; or
      2. outside the state from a person approved by the board at a site approved by the board;
    2. must include at least 12 hours of training in safety, sanitation, sterilization, aseptic, and other practices necessary to prevent transmission of diseases and infection;
    3. shall be completed in not more than 12 months from the date of its commencement; and
    4. shall be documented by certification from the trainer that the training was successfully completed by the trainee.
  5. [Repealed, §  12, ch. 12, SLA 2017.]

History. (§ 1 ch 159 SLA 1980; am § 5 ch 137 SLA 1986; am § 7 ch 57 SLA 1999; am § 7 ch 93 SLA 2000; am § 3 ch 27 SLA 2015; am § 12 ch 12 SLA 2017; am §§ 9, 10 ch 24 SLA 2018)

Administrative Code. —

For examination applications and standards, see 12 AAC 9, art. 1.

For licensing requirements, see 12 AAC 9, art. 4.

For schools and curriculum, see 12 AAC 9, art. 5.

For student permits, training, and apprentices, see 12 AAC 9, art. 6.

Effect of amendments. —

The 2015 amendment, effective January 1, 2016, added (e).

The 2017 amendment, effective June 17, 2017, repealed (e).

The 2018 amendment, effective January 1, 2019, in (a), added the last two sentences; in the introductory language in (d), substituted “to practice tattooing,” for “either tattooing and” and made related changes.

Sec. 08.13.090. Examinations and other requirements.

  1. A written examination shall be given to each applicant for examination at a time and place determined by the board.  The board may delegate the power of examination to a committee of the board or a board member.
  2. The written examination must cover subjects designated by the board and must test the applicant’s knowledge of sanitary practices, safety of all procedures, and use of instruments, equipment, and chemicals permitted within the field of practice for which the applicant is seeking a license.
  3. The board may by regulation establish requirements for a practical examination for licensure.

History. (§ 1 ch 159 SLA 1980)

Administrative Code. —

For examination applications and standards, see 12 AAC 9, art. 1.

For examinations, see 12 AAC 9, art. 3.

For licensing requirements, see 12 AAC 9, art. 4.

Editor’s notes. —

Under sec. 13, ch. 27, SLA 2015, a person holding a valid license to practice manicuring on January 1, 2016 may continue to practice under that license until expiration and may renew the license to practice manicuring if, among other requirements, the person takes and passes a written or oral examination under this section.

Sec. 08.13.100. License.

  1. The board shall authorize the issuance of a license for the practice of barbering, hairdressing, or esthetics to each qualified applicant who has passed an examination under AS 08.13.090 and meets other applicable requirements under this chapter. The board shall authorize the issuance of a license for the practice of tattooing, permanent cosmetic coloring, or body piercing to each applicant who has satisfied the requirements of AS 08.13.080(d) . The board shall authorize the issuance of a license to practice manicuring to each applicant who has satisfied the requirements of AS 08.13.080(e) . The board shall authorize the issuance of an endorsement to a license to practice manicuring or hairdressing indicating that the person is an advanced manicurist to each applicant who has satisfied the requirements of AS 08.13.080(f) . The board shall authorize the issuance of a license for the practice of hair braiding to each applicant who has satisfied the requirements of AS 08.13.080(g) .
  2. A practitioner license must state the areas of practice (barbering, non-chemical barbering, hairdressing, hair braiding, manicuring, esthetics, tattooing, permanent cosmetic coloring, or body piercing) that the practitioner is qualified to perform.
  3. The board may by regulation create areas of limited professional licensing in the field of esthetics. Any limitation must be stated on the license.
  4. A person who holds a current valid license from a board of barbering, hairdressing, manicuring, or esthetics in another state or who is licensed by another state to practice hair braiding, tattooing, permanent cosmetic coloring, or body piercing is entitled to a license or endorsement under this chapter without examination or a new period of training in this state. An application must include
    1. proof of a valid license issued by another licensing jurisdiction; and
    2. proof of completed training, testing, and working experience that the board finds to meet the minimum requirements of this state.
  5. A person licensed as an instructor is considered to be licensed as a practitioner and is subject to the same requirements that a practitioner is subject to, in the same area for which the person is licensed as an instructor, except that, for purposes of setting fees under AS 08.01.065 , the department shall consider instructors to be an occupation separate from practitioners. An instructor license shall state the areas of practice (barbering, hairdressing, manicuring, or esthetics) in which the licensee is qualified to instruct and practice.
  6. The board shall by regulation create an area of limited professional licensing in the field of barbering for non-chemical barbering that allows a person to practice barbering without the use of chemicals and chemical processes. The limitation must be stated on the license.

History. (§ 1 ch 159 SLA 1980; am § 6 ch 137 SLA 1986; am § 14 ch 94 SLA 1987; am §§ 8 — 11 ch 57 SLA 1999; am §§ 8 — 11 ch 93 SLA 2000; am § 8 ch 35 SLA 2003; am §§ 4, 5 ch 27 SLA 2015; am §§ 5, 6 ch 12 SLA 2017; am §§ 11 — 14 ch 23 SLA 2018)

Cross references. —

For license duration and renewal, see AS 08.01.100 .

Administrative Code. —

For examination applications and standards, see 12 AAC 9, art. 1.

For licensing requirements, see 12 AAC 9, art. 4.

Effect of amendments. —

The 2015 amendment, effective January 1, 2016, in (a), added “manicuring” and “and meets other applicable requirements under this chapter” in the first sentence, deleted the second sentence, which read, “The board shall authorize the issuance of a license to practice manicuring to each applicant who has satisfied the requirements of AS 08.13.080(b) . The board shall authorize the issuance of an endorsement to a license to practice manicuring or hairdressing indicating that the person is an advanced manicurist to each applicant who has satisfied the requirements of AS 08.13.080(c) .”, and deleted “or endorsement” after “entitled to a license” in the introductory language of (d).

The 2017 amendment, effective June 17, 2017, in (a), in the first sentence, deleted “manicuring,” following “hairdressing,”, added the third and fourth sentences; in (d), in the first sentence of the introductory language, inserted “or endorsement” following “entitled to a license”.

The 2018 amendment, effective January 1, 2019, in (a), added the last sentence and made stylistic changes; in (b), substituted “barbering, non-chemical barbering, hairdressing, hair braiding;” for “barbering, hairdressing,” and made related changes; in (d), inserted “hair braiding,” following “another state to practice” and made related and stylistic changes; added (f).

Sec. 08.13.110. School license.

  1. The board shall adopt regulations for the licensing of schools of barbering, hairdressing, manicuring, and esthetics. The regulations must include details of the curriculum, minimum hours of instruction, physical condition of the facilities, and financial responsibility of the owner. The curriculum required for a school of hairdressing must include the curriculum required for a school of manicuring.
  2. [Repealed, § 12 ch 27 SLA 2015.]
  3. [Repealed, § 12 ch 27 SLA 2015.]
  4. The board shall issue a license to a school of manicuring if the school offers a curriculum of 12 hours of instruction or training approved by the board that addresses health, safety, and hygiene concerns of manicuring customers and practitioners that are relevant to the practice of manicuring. A school of manicuring may offer instruction in addition to the 12 hours required for a license, but the board may not issue a license to a school of manicuring if the school requires its students to complete more than 12 hours of the required instruction or training in health, safety, and hygiene concerns before the school will certify that the student has completed the school’s manicuring course for purposes of AS 08.13.080(e) .
  5. A school of manicuring may seek approval from the board for a curriculum designed to qualify students for an advanced manicurist endorsement. The board shall establish the curriculum requirements applicable under this subsection through its authority under (a) of this section.

History. (§ 1 ch 159 SLA 1980; am §§ 12, 13 ch 57 SLA 1999; am § 12 ch 27 SLA 2015; am § 7 ch 12 SLA 2017)

Administrative Code. —

For schools and curriculum, see 12 AAC 9, art. 5.

Effect of amendments. —

The 2015 amendment, effective January 1, 2016, repealed (b) and (c).

The 2017 amendment, effective June 17, 2017, added (d) and (e).

Opinions of attorney general. —

The Board of Barbers and Hairdressers has authority under this section to set requirements for schools, and under AS 08.13.082 , to permit apprenticeship only in “approved” shops so that it retains significant authority to regulate instruction in those professions. September 24, 1985 Op. Att’y Gen.

Sec. 08.13.120. Shop license.

  1. The board shall adopt regulations for the licensing of shops. The regulations must require that a shop for tattooing, permanent cosmetic coloring, or body piercing be inspected and certified by the Department of Environmental Conservation as being in compliance with the regulations adopted under AS 44.46.020 before a shop license may be issued under this subsection. A shop owner shall be licensed to operate a shop without examination, but, unless the shop owner is a practitioner, the shop owner may not conduct business without employing a manager who is a practitioner. This subsection does not apply to a shop for the practice of barbering, hairdressing, hair braiding, or esthetics located in a community having a population of less than 1,000 people that is not within 25 miles of a community of more than 1,000 people.
  2. The regulations adopted under (a) of this section must include provisions under which the board may issue a temporary shop license to a person who has a license or temporary permit under this chapter to practice tattooing, permanent cosmetic coloring, or body piercing. The temporary shop license authorized under this subsection may only be issued to cover a site where the practitioner intends to hold a workshop or to demonstrate techniques as part of a convention or other special event, as defined by the board, that includes other practitioners of tattooing, permanent cosmetic coloring, or body piercing. Each practitioner of tattooing, permanent cosmetic coloring, or body piercing who holds a workshop or demonstrates techniques at a convention or special event shall have a separate temporary shop license and a license or temporary permit under this chapter to practice tattooing, permanent cosmetic coloring, or body piercing. The board shall issue a temporary shop license upon receipt of an application from a practitioner demonstrating compliance with the regulations adopted under this section and payment of the appropriate fee; however, the temporary shop license may be summarily revoked, without refunding of the fee, if the Department of Environmental Conservation determines after an inspection that the cleanliness or sanitation conditions at the site covered by the temporary license pose a clear and immediate danger to the public health or safety. A licensee may appeal a summary revocation under this subsection to the superior court.

History. (§ 1 ch 159 SLA 1980; am §§ 12, 13 ch 93 SLA 2000; am § 15 ch 23 SLA 2018)

Administrative Code. —

For examination applications and standards, see 12 AAC 9, art. 1.

For licensing requirements, see 12 AAC 9, art. 4.

For body piercing, tattooing, or permanent cosmetic coloring shops, see 18 AAC 23, art. 3.

Effect of amendments. —

The 2018 amendment, effective January 1, 2019, in (a), inserted “hair braiding,” following “hairdressing,” in the last sentence; made stylistic changes throughout the section.

Sec. 08.13.130. Display of license or permit.

  1. A practitioner shall display the practitioner’s license in a conspicuous location in the practitioner’s place of business. Each shop owner is responsible for the conspicuous display of the shop’s license and the licenses of employees and individuals renting booths in the shop. A person holding a student permit, temporary license, or temporary permit shall display the permit or license in a conspicuous location in the school in which the person is enrolled or the shop in which the person works. The school or shop owner is responsible for the display of a permit or license for each enrolled student, apprentice, or temporary license holder.
  2. A license issued to a manicurist by the department must state that the manicurist has successfully completed a course of instruction or training in health, safety, and hygiene concerns related to the practice of manicuring.

History. (§ 1 ch 159 SLA 1980; am § 7 ch 137 SLA 1986; am §§ 14, 15 ch 57 SLA 1999; am § 16 ch 23 SLA 2018)

Administrative Code. —

For licensing requirements, see 12 AAC 9, art. 4.

Effect of amendments. —

The 2018 amendment, effective January 1, 2019, in (a), rewrote the second sentence, which read, “Each shop owner is responsible for the display of the licenses of employees.”

Sec. 08.13.140. Lapsed license.

A lapsed license may be reinstated if the license has not been lapsed for a period of more than three years, or otherwise at the discretion of the board, and all renewal and delinquent fees for the period during which the license has been lapsed are paid.

History. (§ 1 ch 159 SLA 1980; am § 8 ch 137 SLA 1986)

Sec. 08.13.150. Disciplinary sanctions and grounds for refusal of a license or permit.

The board may, in addition to the actions authorized under AS 08.01.075 , refuse, suspend, or revoke a license, student permit, temporary license, or temporary permit for failure to comply with this chapter, with a regulation adopted under this chapter, with a regulation adopted by the Department of Environmental Conservation under AS 44.46.020 , or with an order of the board.

History. (§ 1 ch 159 SLA 1980; am § 16 ch 57 SLA 1999; am § 14 ch 93 SLA 2000)

Administrative Code. —

For body piercing, tattooing, or permanent cosmetic coloring shops, see 18 AAC 23, art. 3.

Collateral references. —

Cancellation or suspension irrespective of licensee’s personal fault, validity of statute or rule making specified conduct or condition the ground for, 3 ALR2d 107.

Disqualification, for bias or interest, of member of occupation or profession sitting in license revocation proceeding, 97 ALR2d 1210.

Sec. 08.13.160. Application of license requirements.

  1. A person holding a valid license to practice barbering under former AS 08.12 is licensed under this chapter and may continue to practice barbering under the conditions imposed by former AS 08.12 and the regulations adopted under former AS 08.12 until the license expires.
  2. A person holding a valid license under former AS 08.28 may continue to practice under the conditions imposed under former AS 08.28 and the regulations adopted under former AS 08.28 until the license expires.
  3. A person holding a valid license issued under former AS 08.12 or former AS 08.28 shall be entitled upon its expiration to a license to practice under this chapter in the field of practice for which the person was originally licensed, without meeting requirements for new licensure.
  4. The licensing and permit provisions of this chapter do not apply to
    1. a person practicing barbering, hairdressing, hair braiding, manicuring, or esthetics in a community having a population of less than 1,000 people that is not within 25 miles of a community of more than 1,000 people and who does not use chemicals or uses only chemicals available to the general public;
    2. a licensed health care professional;
    3. a person licensed by another licensing jurisdiction in a field of practice licensed by this chapter while demonstrating techniques or products to persons holding licenses or permits under this chapter;
    4. a person practicing tattooing, permanent cosmetic coloring, or body piercing solely on the person’s own body;
    5. the practice of manicuring by a student as part of instruction in a 12-hour course approved under AS 08.13.110(d) .
  5. The board shall adopt regulations to permit a person licensed under this chapter to practice barbering, hairdressing, hair braiding, manicuring, or esthetics outside a licensed shop or school for limited purposes including
    1. care of clients confined to an institution or health care facility;
    2. care of clients with limited mobility;
    3. participation in charitable events; and
    4. participation in workshops or demonstrations of techniques or products.
  6. A person licensed under this chapter to practice hairdressing is considered to be licensed to practice manicuring, hair braiding, and limited esthetics under the same license.

History. (§ 1 ch 159 SLA 1980; am §§ 9, 10 ch 137 SLA 1986; am §§ 17, 18 ch 57 SLA 1999; am §§ 15, 16 ch 93 SLA 2000; am § 1 ch 133 SLA 2002; am §§ 6, 7 ch 27 SLA 2015; am §§ 8, 9 ch 12 SLA 2017; am §§ 17 — 19 ch 23 SLA 2018)

Administrative Code. —

For licensing requirements, see 12 AAC 9, art. 4.

Effect of amendments. —

The 2015 amendment, effective January 1, 2016, deleted (d)(2) and (3), which read, “(2) the practice of manicuring by a student as part of instruction in a 12-hour course approved under AS 08.13.110(b) ;

“(3) a shampoo person;” redesignated the following paragraphs accordingly, and deleted “manicuring and” after “licensed to practice” in (f).

The 2017 amendment, effective June 17, 2017, added (d)(5), and made a related change; in (f), inserted “manicuring” following “licensed to practice”.

The 2018 amendment, effective January 1, 2019, in (d), in (d)(1), inserted “hair braiding,” following “hairdressing,” and “does not use chemicals or” following “1,000 people and who”, and made a stylistic change in (d)(4); in the introductory language in (e), inserted “hair braiding, manicuring,” following “hairdressing,”; in (f), inserted “hair braiding,” following “manicuring”.

Sec. 08.13.170. Temporary permits.

The department shall issue a temporary permit to an applicant for licensing who holds a license to practice barbering, hairdressing, hair braiding, manicuring, esthetics, tattooing, permanent cosmetic coloring, or body piercing in another state. The permit is valid until the board either issues a permanent license or rejects the application. The board shall act on an application within six months.

History. (§ 1 ch 159 SLA 1980; am § 11 ch 137 SLA 1986; am § 19 ch 57 SLA 1999; am § 17 ch 93 SLA 2000; am § 20 ch 23 SLA 2018)

Administrative Code. —

For licensing requirements, see 12 AAC 9, art. 4.

Effect of amendments. —

The 2018 amendment, effective January 1, 2019, in the first sentence, inserted “hair braiding,” following “hairdressing,” and made a stylistic change.

Sec. 08.13.175. Temporary license.

A person who meets the requirements of AS 08.13.080(a)(1) , (2), (3), (4), or (6) is entitled to be temporarily licensed after applying for examination under this chapter if the applicant works under the direct supervision, and within the physical presence, of a person who is licensed in the area of practice for which the applicant has applied for examination. A temporary license issued under this section is valid for 120 days and is nonrenewable. A person may not receive more than one temporary license for each area of practice licensed under this chapter. An application for a temporary license must be signed by the supervising licensee and accompanied by the temporary license fee required under AS 08.13.185 .

History. (§ 20 ch 57 SLA 1999; am § 8 ch 27 SLA 2015; am § 10 ch 12 SLA 2017)

Effect of amendments. —

The 2015 amendment, effective January 1, 2016, substituted “(5), or (7)” for “(6)”.

The 2017 amendment, effective June 17, 2017, near the beginning of the first sentence, substituted “AS 08.13.080(a)(1) , (2), (3), (4), or (6)” for “AS 08.13.080(a)(1) , (2), (3), (4), (5), or (7)”.

Sec. 08.13.180. Student permits.

A person attending a licensed school of barbering, hairdressing, manicuring, or esthetics and a person apprenticed to a licensed instructor in a shop approved by the board or receiving training from a practitioner of tattooing, permanent cosmetic coloring, or body piercing shall obtain a student permit. A student permit to practice barbering or hairdressing is valid for two years. A student permit to practice esthetics, tattooing, permanent cosmetic coloring, or body piercing is valid for one year. A student permit may not be renewed, but, upon application, the board may issue a new permit to the same person or extend an expired permit to the date of the next scheduled examination. Credit earned under an expired student permit may be transferred to a new permit as determined by the board.

History. (§ 1 ch 159 SLA 1980; am § 12 ch 137 SLA 1986; am § 21 ch 57 SLA 1999; am § 18 ch 93 SLA 2000; am § 9 ch 27 SLA 2015; am § 21 ch 23 SLA 2018)

Administrative Code. —

For examination applications and standards, see 12 AAC 9, art. 1.

For schools and curriculum, see 12 AAC 9, art. 5.

For student permits, training, and apprentices, see 12 AAC 9, art. 6.

Effect of amendments. —

The 2015 amendment, effective January 1, 2016, added “manicuring,” in the first sentence.

The 2018 amendment, effective January 1, 2019, in the first and third sentences, substituted commas for “and” following “tattooing”.

Sec. 08.13.183. Use of title; unlicensed use prohibited.

  1. A person licensed to practice manicuring in the state may use the title “licensed nail technician.”
  2. A person who uses the title “licensed nail technician” who is not licensed to practice manicuring under this chapter is guilty of a violation.

History. (§ 10 ch 27 SLA 2015)

Effective dates. —

Section 16, ch. 27, SLA 2015 makes this section effective January 1, 2016.

Sec. 08.13.185. Fees.

  1. The Department of Commerce, Community, and Economic Development shall set fees under AS 08.01.065 for initial licenses and renewals for the following:
    1. schools;
    2. school owners;
    3. instructor;
    4. shop owner;
    5. practitioner of barbering;
    6. practitioner of hairdressing;
    7. practitioner of manicuring;
    8. practitioner of esthetics;
    9. practitioner of tattooing;
    10. practitioner of body piercing;
    11. temporary shop license;
    12. temporary permit;
    13. temporary license;
    14. student permit;
    15. endorsement for advanced manicuring;
    16. practitioner of hair braiding;
    17. practitioner of permanent cosmetic coloring;
    18. practitioner of non-chemical barbering.
  2. The department shall set fees under AS 08.01.065 for examination and investigation.

History. (§ 1 ch 159 SLA 1980; am § 11 ch 37 SLA 1985; am § 22 ch 57 SLA 1999; am § 19 ch 93 SLA 2000; am § 11 ch 27 SLA 2015; am § 11 ch 12 SLA 2017; am § 22 ch 23 SLA 2018)

Revisor’s notes. —

In 1999, “Department of Commerce and Economic Development” was changed to “Department of Community and Economic Development” in (a) of this section in accordance with § 88, ch. 58, SLA 1999.

In 2004, “Department of Community and Economic Development” was changed to “Department of Commerce, Community, and Economic Development” in (a) of this section in accordance with § 3, ch. 47, SLA 2004.

Administrative Code. —

For occupational licensing fees, see 12 AAC 2, art. 2.

Effect of amendments. —

The 2015 amendment, effective January 1, 2016, deleted “endorsements” in the introductory language of (a), deleted (a)(9), which read, “endorsement for advanced manicurist” and redesignated the following paragraphs accordingly.

The 2017 amendment, effective June, 17, 2017, added (a)(15), and made a related change.

The 2018 amendment, effective January 1, 2019, in (a), deleted “and permanent cosmetic coloring” at the end of (a)(9), added (a)(16) – (18), and made a related change.

Sec. 08.13.190. Failure to possess a license or permit.

  1. A person who practices barbering, hairdressing, hair braiding, esthetics, tattooing, permanent cosmetic coloring, or body piercing, or operates a shop, or operates a school of barbering, hairdressing, or esthetics, or teaches in a school of barbering, hairdressing, or esthetics, without a license, temporary permit, temporary license, or student permit and who is not exempt under AS 08.13.120 or under AS 08.13.160(d) is guilty of a class B misdemeanor.
  2. A person who practices manicuring, operates a shop for manicuring, operates a school of manicuring, or teaches in a school of manicuring without the appropriate license, temporary permit, temporary license, or student permit and who is not exempt under AS 08.13.120 or 08.13.160(d) is guilty of a violation.

History. (§ 1 ch 159 SLA 1980; am §§ 23, 24 ch 57 SLA 1999; am § 20 ch 93 SLA 2000; am § 23 ch 23 SLA 2018)

Cross references. —

For sentences for misdemeanors, see AS 12.55.035 and 12.55.135 .

Administrative Code. —

For schools and curriculum, see 12 AAC 9, art. 5.

For student permits, training, and apprentices, see 12 AAC 9, art. 6.

Effect of amendments. —

The 2018 amendment, effective January 1, 2019, in (a), inserted “hair braiding,” following “hairdressing,” and made a stylistic change.

Sec. 08.13.195. Civil penalty.

  1. In addition to any other provision of law, if a person violates AS 08.13.070 or 08.13.217 , the board may enter an order levying a civil penalty.
  2. A civil penalty levied under this section may not exceed $5,000 for each offense. In levying a civil penalty, the board shall set the amount of the penalty imposed under this section after taking into account appropriate factors, including the seriousness of the violation, the economic benefit resulting from the violation, the history of violations, and other matters the board considers appropriate.
  3. Before issuing an order under this section, the board shall provide the person written notice and the opportunity to request, within 30 days of issuance of notice by the board, a hearing on the record.
  4. In connection with proceedings under (a) and (b) of this section, the board may issue subpoenas to compel the attendance and testimony of witnesses and the disclosure of evidence, and may request the attorney general to bring an action to enforce a subpoena.
  5. A person aggrieved by the levy of a civil penalty under this section may file an appeal with the superior court for judicial review of the penalty under AS 44.62.560 .
  6. If a person fails to pay a civil penalty within 30 days after entry of an order under (a) of this section, or if the order is stayed pending an appeal, within 10 days after the court enters a final judgment in favor of the board of an order appealed under (e) of this section, the board shall notify the attorney general. The attorney general may commence a civil action to recover the amount of the penalty.
  7. An action to enforce an order under this section may be combined with an action for an injunction under AS 08.01.087 .

History. (§ 21 ch 93 SLA 2000)

Article 3. General Provisions.

Sec. 08.13.200. Deposit of receipts. [Repealed, § 54 ch 37 SLA 1985.]

Sec. 08.13.210. Health and sanitary conditions.

  1. Health and sanitary conditions in shops and schools of
    1. barbering, hairdressing, hair braiding, manicuring, and esthetics shall be supervised by the board;
    2. tattooing, permanent cosmetic coloring, and body piercing shall be supervised by the Department of Environmental Conservation.
  2. The Department of Environmental Conservation shall conduct an annual inspection of each shop licensed for the practice of tattooing, permanent cosmetic coloring, or body piercing to ensure that the shop meets the department’s standards of cleanliness and sanitation established under AS 44.46.020 . If the Department of Environmental Conservation determines that the shop is not in compliance with a regulation of the department, the department shall report the violation to the board and take appropriate action under its own regulations.

History. (§ 1 ch 159 SLA 1980; am § 13 ch 137 SLA 1986; am § 25 ch 57 SLA 1999; am §§ 22, 23 ch 93 SLA 2000; am § 24 ch 23 SLA 2018)

Administrative Code. —

For licensing requirements, see 12 AAC 9, art. 4.

For schools and curriculum, see 12 AAC 9, art. 5.

For barbering, hairdressing, manicuring, or esthetics schools and shops, see 18 AAC 23, art. 2.

For body piercing, tattooing, or permanent cosmetic coloring shops, see 18 AAC 23, art. 3.

Effect of amendments. —

The 2018 amendment, effective January 1, 2019, in (a)(1), inserted “hair braiding,” following “hairdressing,”, added “shall be supervised by the board;” at the end, and made related and stylistic changes; in (b), deleted “for the practice of” preceding “body piercing” and made stylistic changes.

Sec. 08.13.215. Notification requirements for tattooing, permanent cosmetic coloring, and body piercing.

  1. Before performing a tattooing, permanent cosmetic coloring, or body piercing procedure on a client, a practitioner shall give written educational information, approved by the board, to the client.
  2. After completing a tattooing, permanent cosmetic coloring, or body piercing procedure on a client, the practitioner shall give written aftercare instructions, approved by the board, to the client. The written instructions
    1. must include advice to the client to consult a physician at the first sign of infection;
    2. must contain the name, address, and telephone number of the shop where the procedure was performed;
    3. shall be signed and dated by the client and the practitioner; the practitioner shall keep the original and provide a copy to the client.
  3. The owner of a shop for tattooing, permanent cosmetic coloring, or body piercing shall prominently display
    1. a copy of the statement provided by the board under AS 08.13.030(b) that advises the public of the health risks and possible consequences of tattooing, permanent cosmetic coloring, or body piercing, as applicable;
    2. the names, addresses, and telephone numbers of the Department of Commerce, Community, and Economic Development and the Department of Environmental Conservation and a description of how a complaint about the shop or a practitioner in the shop may be filed with either entity or with the board.

History. (§ 24 ch 93 SLA 2000; am § 1 ch 14 SLA 2005; am § 25 ch 23 SLA 2018)

Revisor’s notes. —

In 2004, “Department of Community and Economic Development” was changed to “Department of Commerce, Community, and Economic Development” in (c)(2) of this section, in accordance with § 3, ch. 47, SLA 2004.

Administrative Code. —

For licensing requirements, see 12 AAC 9, art. 4.

Effect of amendments. —

The 2018 amendment, effective January 1, 2018, in (a) and (b), substituted “or body piercing procedure” for “procedure or a body piercing procedure”, and made stylistic changes throughout the section.

Legislative history reports. —

For governor’s transmittal letter for ch. 14, SLA 2005 (SB 52), amending (c) of this section, see 2005 Senate Journal 42 — 43.

Sec. 08.13.217. Tattooing and permanent cosmetic coloring or body piercing on a minor.

  1. A person may not practice tattooing or permanent cosmetic coloring on a minor.
  2. A person may not practice body piercing on a minor without prior written permission from the minor’s parent or legal guardian and the presence of the parent or legal guardian during the body piercing procedure. The person who performs the body piercing shall keep a copy of the written permission on file for at least three years.
  3. A person who with criminal negligence violates this section is guilty of a class B misdemeanor. In this subsection, “criminal negligence” has the meaning given in AS 11.81.900 .

History. (§ 24 ch 93 SLA 2000; am § 26 ch 23 SLA 2018)

Effect of amendments. —

The 2018 amendment, effective January 1, 2018, in (a), substituted “practice tattooing or permanent cosmetic coloring” for “practice tattooing and permanent cosmetic coloring”.

Sec. 08.13.220. Definitions.

In this chapter,

  1. “apprentice” means a person who receives on-the-job training under direct supervision;
  2. “barbering” means shaving, trimming, or cutting, styling, curling, permanent waving, bleaching, coloring, cleansing, or chemically straightening the beard or hair of a living person for a fee and for cosmetic purposes;
  3. “board” means the Board of Barbers and Hairdressers;
  4. “body piercing” means puncturing the body of a person by aid of needles or other instruments designed to be used to puncture the body for the purpose of inserting jewelry or other objects in or through the human body, except that, for purposes of this chapter, “body piercing” does not include puncturing the external part of the human ear;
  5. “esthetics” means the use of the hands, appliances, cosmetic preparations, antiseptics, or lotions in massaging, cleansing, stimulating, or similar work on the scalp, face or neck, including skin care, make-up, and temporary removal of superfluous hair, for cosmetic purposes for a fee;
  6. “hair braiding” means braiding natural hair, natural fibers, synthetic fibers, and hair extensions, trimming hair extensions for braiding purposes, and attaching natural and synthetic hair by braiding for cosmetic purposes and for a fee; “hair braiding” does not include styling wigs or making wigs;
  7. “hairdressing” means performing, for a fee, the following services for cosmetic purposes:
    1. trimming or cutting the beard of a living person; and
    2. arranging, styling, dressing, curling, temporary waving, permanent waving, cutting, singeing, bleaching, coloring, cleansing, conditioning, or similar work on the hair of a living person;
  8. “instructor” means a person who teaches barbering, hairdressing, manicuring, or esthetics in a school or who supervises an apprentice in barbering, hairdressing, or esthetics;
  9. “limited esthetics” means to perform for a fee for cosmetic purposes
    1. temporary removal of superfluous hair on the face or neck, including eyebrow arching by use of wax; or
    2. application of makeup or false eyelashes;
  10. “manicuring”
    1. means, for a fee, to
      1. cut, trim, polish, color, tint, or cleanse a natural or artificial nail;
      2. affix material by artificial means to a natural nail for the addition to or extension of the natural nail;
      3. cleanse, treat, or beautify the hands or feet for cosmetic purposes; or
      4. otherwise treat the nails of the hand or foot except as provided in (B) of this paragraph;
    2. notwithstanding (A) of this paragraph, does not include
      1. massage treatment; or
      2. cleansing, treating, or beautifying the hands or feet solely for the treatment of disease or physical or mental ailments;
  11. “non-chemical barbering” means shaving, trimming, cutting, styling, or curling the beard or hair of a living person for a fee and for cosmetic purposes;
  12. “permanent cosmetic coloring” means tattooing for the purpose of simulating hair or makeup, such as permanent eyeliner, lip color, eyebrows, and eyeshadow;
  13. “practitioner” means a person licensed to practice barbering, non-chemical barbering, hairdressing, hair braiding, manicuring, esthetics, tattooing, permanent cosmetic coloring, or body piercing under this chapter;
  14. “shampoo person” means a person who, for a fee and under the supervision of a practitioner of barbering or hairdressing, cleanses or conditions the hair of the human head with products that have no effect other than cleaning or conditioning the hair;
  15. “shop” is an establishment operated for the purpose of engaging in barbering, hairdressing, hair braiding, manicuring, esthetics, tattooing, permanent cosmetic coloring, or body piercing;
  16. “tattooing ” means the process by which the skin is marked or colored to form indelible marks, figures, or decorative designs for nonmedical purposes by inserting or ingraining an indelible pigment into or onto the skin, microblading, or microneedling.

History. (§ 1 ch 159 SLA 1980; am §§ 14 — 17 ch 137 SLA 1986; am §§ 26 — 31 ch 57 SLA 1999; am §§ 25 — 28 ch 93 SLA 2000; am § 2 ch 133 SLA 2002; am §§ 27 — 30 ch 23 SLA 2018)

Revisor’s notes. —

This section was reorganized in 1987, 1999, 2000, 2002, and 2018 to maintain alphabetical order.

Effect of amendments. —

The 2018 amendment, effective January 1, 2018, in (10) [now (13)], inserted “non-chemical barbering,” following “barbering,” and “hair braiding,” following “hairdressing,”; in (12) [now (15)], inserted “hair braiding,” following “hairdressing,”; rewrote (13) [now (16)], which read, “’tattooing and permanent cosmetic coloring’ means the process by which the skin is marked or colored by insertion of nontoxic dyes or pigments into the dermal layer of the skin so as to form indelible marks, figures, or decorative designs for nonmedical purposes.”; added (14) [now (6)], (15) [now (11)], and (16) [now (12)]; made related and stylistic changes throughout.

Chapter 15. Behavior Analysts.

Effective dates. —

Section 3, ch. 41, SLA 2014, which enacted this chapter, took effect on September 16, 2014.

Sec. 08.15.010. Practice of behavior analysis without license prohibited.

  1. A person may not practice behavior analysis in this state without a license.
  2. A person who practices behavior analysis in this state without a license is guilty of a misdemeanor and upon conviction is punishable by a fine of not more than $500, or by imprisonment for not more than six months, or by both.

History. (§ 3 ch 41 SLA 2014)

Editor’s notes. —

Under sec. 6, ch. 41, SLA 2014, the licensing requirement in this section will not apply until September 16, 2016 “to a person who has been practicing behavior analysis in this state for at least three of the five years immediately preceding September 16, 2014, is certified by the Behavior Analyst Certification Board, Inc., and is practicing behavior analysis within the scope of that certification.” See sec. 6, ch. 41, SLA 2014 in the 2014 Temporary and Special Acts for the complete applicability provisions for this section.

Sec. 08.15.020. Qualifications for license.

  1. The department shall issue a license to practice behavior analysis to a person who
    1. applies to the department on a form provided by the department;
    2. pays the fees established by the department;
    3. has passed the Board Certified Behavior Analyst Examination offered by the Behavior Analyst Certification Board, Inc., or another examination approved by the department;
    4. is currently certified by the Behavior Analyst Certification Board, Inc., or another certifying entity approved by the department;
    5. furnishes evidence satisfactory to the department that the person has not engaged in conduct that is a ground for imposing disciplinary sanctions under AS 08.15.060 ; and
    6. has been fingerprinted and has provided the fees required by the Department of Public Safety under AS 12.62.160 for criminal justice information and a national criminal history record check; the fingerprints and fees shall be forwarded to the Department of Public Safety to obtain a report of criminal justice information under AS 12.62 and a national criminal history record check under AS 12.62.400 .
  2. The department shall issue a license to practice as an assistant behavior analyst to a person who
    1. applies to the department on a form provided by the department;
    2. pays the fees established by the department;
    3. has passed the Board Certified Assistant Behavior Analyst Examination offered by the Behavior Analyst Certification Board, Inc., or another examination approved by the department;
    4. is currently certified by the Behavior Analyst Certification Board, Inc., or another certifying entity approved by the department;
    5. furnishes evidence satisfactory to the department that the person has not engaged in conduct that is a ground for imposing disciplinary sanctions under AS 08.15.060 ;
    6. has been fingerprinted and has provided the fees required by the Department of Public Safety under AS 12.62.160 for criminal justice information and a national criminal history record check; the fingerprints and fees shall be forwarded to the Department of Public Safety to obtain a report of criminal justice information under AS 12.62 and a national criminal history record check under AS 12.62.400 ; and
    7. provides proof acceptable to the department that the person is directly supervised by a licensed behavior analyst.

History. (§ 3 ch 41 SLA 2014)

Sec. 08.15.030. Temporary license.

The department may issue a temporary license to practice behavior analysis in this state for 30 days or less in a calendar year if the person is licensed to practice behavior analysis in another state whose requirements to practice behavior analysis are substantially equivalent to the requirements of AS 08.15.020 .

History. (§ 3 ch 41 SLA 2014)

Sec. 08.15.040. Renewal of license.

The department may renew a license upon proof of continued certification by the Behavior Analyst Certification Board, Inc., or another certifying entity approved by the department.

History. (§ 3 ch 41 SLA 2014)

Sec. 08.15.050. Grounds for suspension, revocation, or refusal to issue a license.

The department may, after a hearing, impose a disciplinary sanction on a person licensed under this chapter when the department finds that the licensee

  1. secured a license through deceit, fraud, or intentional misrepresentation;
  2. engaged in deceit, fraud, or intentional misrepresentation in the course of providing professional services or engaging in professional activities;
  3. advertised professional services in a false or misleading manner;
  4. has been convicted of a felony or other crime that affects the licensee’s ability to continue to practice competently and safely;
  5. failed to comply with this chapter, with a regulation adopted under this chapter, or with an order of the department;
  6. continued to practice after becoming unfit because of
    1. professional incompetence;
    2. addiction or severe dependency on alcohol or a drug that impairs the licensee’s ability to practice safely;
    3. physical or mental disability;
  7. engaged in lewd or immoral conduct in connection with the delivery of professional service to patients.

History. (§ 3 ch 41 SLA 2014)

Sec. 08.15.060. Disciplinary sanctions.

  1. When the department finds that a licensee is guilty of an offense under AS 08.15.050 , the department may impose the following sanctions singly or in combination:
    1. permanently revoke the license to practice;
    2. suspend the license for a determinate period of time;
    3. censure the licensee;
    4. issue a letter of reprimand to the licensee;
    5. place the licensee on probationary status and require the licensee to
      1. report regularly to the department on matters involving the basis of probation;
      2. limit practice to those areas prescribed;
      3. continue professional education until a satisfactory degree of skill has been reached in areas determined by the department to need improvement;
    6. impose limitations or conditions on the practice of the licensee.
  2. The department may withdraw probationary status of a licensee if it finds that the deficiencies that required the sanction have been remedied.
  3. The department may summarily suspend a license before final hearing or during the appeals process if the department finds that the licensee poses a clear and immediate danger to the public health and safety if the licensee continues to practice. A licensee whose license is suspended under this section is entitled to a hearing conducted by the office of administrative hearings not later than seven days after the effective date of the order. The licensee may appeal the suspension after a hearing to a court of competent jurisdiction.

History. (§ 3 ch 41 SLA 2014)

Sec. 08.15.070. Exemptions.

This chapter does not apply to

  1. a person licensed in this state performing behavior analysis within the scope of practice for which the person’s license was issued;
  2. a student or trainee who is enrolled in a behavior analysis program approved by the department while performing duties under the program under the direct supervision of a person licensed under this chapter;
  3. an individual who directly implements applied behavior analysis services, or family member implementing a behavior analysis plan within the home, who acts under the direction of a licensed behavior analyst or licensed assistant behavior analyst;
  4. an applied animal behaviorist who practices exclusively with nonhumans;
  5. a person who works in organizational behavior management;
  6. a person supervised by a licensed behavior analyst who is gaining experience for certification by the Behavior Analyst Certification Board, Inc., or another certifying entity approved by the department.

History. (§ 3 ch 41 SLA 2014)

Sec. 08.15.080. Regulations.

The department shall adopt regulations to implement this chapter, including

  1. continuing education requirements; and
  2. standards for licensure by credentials.

History. (§ 3 ch 41 SLA 2014)

Sec. 08.15.090. Definitions.

In this chapter,

  1. “behavior analysis” means the design, implementation, and evaluation of instructional and environmental modifications to produce socially significant improvements in human behavior, the empirical identification of functional relations between behavior and environmental factors, and the utilization of contextual factors, motivating operations, antecedent stimuli, positive reinforcement, and other consequences to help people develop new behaviors, increase or decrease existing behaviors, and engage in behaviors under specific environmental conditions; “behavior analysis” does not include psychological testing, diagnosis of a mental or physical disorder, or the practice of neuropsychology, psychotherapy, cognitive therapy, sex therapy, psychoanalysis, hypnotherapy, or long-term counseling;
  2. “department” means the Department of Commerce, Community, and Economic Development.

History. (§ 3 ch 41 SLA 2014)

Chapter 16. Basic Sciences.

[Repealed, § 1 ch 87 SLA 1970.]

Chapter 18. Construction Contractors and Home Inspectors.

Administrative Code. —

For construction contractors, see 12 AAC 21.

For home inspectors, see 12 AAC 22.

Notes to Decisions

Legislative history, purposes and provisions of chapter. —

See Balboa Ins. Co. v. Senco Alaska, 567 P.2d 295 (Alaska 1977).

Legislative intent. —

Through this chapter, the legislature was seeking to guarantee payment of the contractor’s employees’ wages, taxes and suppliers. Balboa Ins. Co. v. Senco Alaska, 567 P.2d 295 (Alaska 1977).

This chapter is plainly designed to protect suppliers of contractors from nonpayment. Industrial Power & Lighting Corp. v. Western Modular Corp., 623 P.2d 291 (Alaska 1981).

Scope of contractor’s surety bond. —

A construction contractor failed to pay premiums to its workers’ compensation insurer. The insurer sued the contractor’s statutory surety bond, claiming the failure to pay was “a breach of contract in the conduct of the contracting business” under this chapter. Because the breach did not relate to the sort of activities the chapter addresses, the insurer was not allowed to recover against the bond. The legislature singled out contractors for bonding and registration requirements because it thought the activities described in AS 08.18.171 (4) pose significant risks. The legislature did not require contractors to have surety bonds in order to cover the sort of routine contract breaches common to most businesses. Alaska Nat'l Ins. Co. v. Northwest Cedar Structures, Inc., 153 P.3d 336 (Alaska 2007).

Collateral references. —

Construction Financial Management Association, Financial Management and Accounting for the Construction Industry (Matthew Bender).

Steven G.M. Stein, Construction Law (Matthew Bender).

Right of architect or engineer licensed in one state to recover compensation for services rendered in another state, or in connection with construction in another state, where he was not licensed in the latter state, 32 ALR3d 1151.

Article 1. Registration.

Administrative Code. —

For contractor registration, see 12 AAC 21, art. 1.

For home inspector registration, see 12 AAC 22, art. 1.

Sec. 08.18.010. Creation and composition of board. [Repealed, § 1 ch 100 SLA 1968.]

Sec. 08.18.011. Registration required.

  1. A person may not submit a bid or work as a contractor until that person has been issued a certificate of registration as a contractor by the department. A partnership or joint venture shall be considered registered as a contractor if one of the general partners or venturers whose name appears in the name under which the partnership or venture does business is registered as a contractor.
  2. A general contractor may not use a bid or proposal from, award a bid or proposal to, contract with, or allow a person required to be registered under this chapter to work for the general contractor as a specialty contractor unless the person is registered as a specialty contractor under this chapter.
  3. Unless exempt under AS 08.18.156 or serving lawfully as an associate home inspector under (d) of this section, an individual may not perform a home inspection for a residence
    1. not previously occupied as a residence unless that individual is registered as a home inspector for new homes under this chapter;
    2. previously occupied as a residence unless that individual is registered as a home inspector for existing homes under this chapter.
  4. Notwithstanding (c) of this section, an individual who is not registered as a home inspector under this chapter may perform a home inspection as an associate home inspector if the individual is
    1. employed by a registered home inspector who supervises the associate’s work and the inspection is of the type that the supervising individual is authorized to perform; and
    2. registered with the department as an associate home inspector.
  5. A registered home inspector who employs an associate home inspector under (d) of this section is liable for the work done by the associate home inspector.
  6. An individual who holds a joint registration for home inspection is considered to be registered as both a home inspector for new homes and a home inspector for existing homes.

History. (§ 2 ch 100 SLA 1968; am § 1 ch 83 SLA 1985; am § 1 ch 163 SLA 1988; am §§ 4, 5 ch 134 SLA 2003)

Administrative Code. —

For registration, see 12 AAC 21, art. 1.

Notes to Decisions

Use of registered name not required. —

While a joint venture is not required to hold itself out to the public at large under a registered name in order to be doing business in that name, it must at least use that name in its dealings with the contracting party and in its business dealings with others against whom it may later seek to bring claims. Fomby v. Whisenhunt, 680 P.2d 787 (Alaska 1984).

Determination of contractor status. —

Under Alaska’s flexible approach for determining contractor status, set forth in AS 08.18.151 , a builder’s agreement to frame houses for a property owner did not, standing alone, make the builder a person acting in the capacity of a contractor, and thus, did not require the builder to register as a contractor. Larson v. Benediktsson, 152 P.3d 1159 (Alaska 2007).

Because a contractor did not fall under the finished products exemption, it was required to register as a specialty steel contractor to install tower-mounted wind turbines. Therefore, the contractor's counterclaim against a property owner, who cancelled a contract to install a wind turbine on the owner's property and sued the contractor to recover the owner's down payment, was prohibited. Daggett v. Feeney, 397 P.3d 297 (Alaska 2017).

Satisfying AS 08.18.051 is not prerequisite. —

No specific language makes satisfaction of AS 08.18.051 a prerequisite to a finding that this section is satisfied. Fomby v. Whisenhunt, 680 P.2d 787 (Alaska 1984).

Substantial compliance abrogates bar of AS 08.18.151 . —

The statutory bar of AS 08.18.151 may be abrogated by a general contractor’s substantial compliance with this section. Jones v. Short, 696 P.2d 665 (Alaska 1985).

Substantial compliance with chapter not shown. —

Where a subcontractor was neither registered nor bonded until the day before it completed work, it did not substantially comply with this chapter. Lost Valley Timber, Inc. v. Power City Constr., Inc., 809 F.2d 590 (9th Cir. Alaska 1987).

Mechanical contractors. —

As a condition of registration, a mechanical contractor must be licensed as a mechanical administrator or employ someone who is so licensed. Mech. Contrs. of Alaska, Inc. v. State, 91 P.3d 240 (Alaska), amended, — P.3d — (Alaska 2004).

Anyone engaged in building trades must be charged with awareness of the pervasive system of licenses and permits designed to enhance the public safety and confidence in the industry. Sumner Dev. Corp. v. Shivers, 517 P.2d 757 (Alaska 1974).

Advertising for work as contractor. —

Advertising for work as a contractor does not come within the statutory prohibition against submitting a bid or working as a contractor without a certificate of registration. State v. Alford, 825 P.2d 937 (Alaska Ct. App. 1992).

Applied in

Gross v. Bayshore Land Co., 710 P.2d 1007 (Alaska 1985); Alaska Nat'l Ins. Co. v. Northwest Cedar Structures, Inc., 153 P.3d 336 (Alaska 2007).

Quoted in

State ex rel. Smith v. Tyonek Timber, Inc., 680 P.2d 1148 (Alaska 1984); Brandner v. Agre, 80 P.3d 691 (Alaska 2003).

Cited in

Industrial Power & Lighting Corp. v. Western Modular Corp., 623 P.2d 291 (Alaska 1981); Alaska Protection Servs. v. Frontier Colorcable, 680 P.2d 1119 (Alaska 1984); McCormick v. City of Dillingham, 16 P.3d 735 (Alaska 2001); O'Connor v. Star Ins. Co., 83 P.3d 1 (Alaska 2003).

Collateral references. —

Contractor’s failure to procure license or permit as affecting enforceability of contract or right of recovery for work done, 44 ALR4th 271.

Sec. 08.18.013. Categories of contractors.

The department may adopt regulations establishing categories of contractors and the registration or endorsement requirements for persons in those categories.

History. (§ 2 ch 99 SLA 1990)

Notes to Decisions

Stated in

Daggett v. Feeney, 397 P.3d 297 (Alaska 2017).

Administrative Code. —

For specialty contractor trades, see 12 AAC 21, art. 2.

For mechanical contractor, see 12 AAC 21, art. 3.

For residential contractor endorsement, see 12 AAC 21, art. 4.

Sec. 08.18.020. Qualifications of members. [Repealed, § 1 ch 100 SLA 1968.]

Sec. 08.18.021. Application for registration.

  1. An applicant for registration as a contractor or home inspector shall submit an application under oath upon a form to be prescribed by the commissioner and that must include the following information pertaining to the applicant:
    1. the applicant’s social security number;
    2. if applying to be a registered contractor, the type of contracting activity, whether a general or a specialty contractor and, if the latter, the type of specialty;
    3. if applying to be a registered home inspector, whether the applicant is applying to inspect new homes or existing homes, or both;
    4. if applying to be a registered contractor, the name and address of each partner if the applicant is a firm or partnership, or the name and address of the owner if the applicant is an individual proprietorship, or the name and address of the corporate officers and statutory agent, if any, if the applicant is a corporation; and
    5. if applying to be a registered home inspector, the name and address of the applicant.
  2. The information contained in the application shall be a matter of public record and open to public inspection.

History. (§ 2 ch 100 SLA 1968; am § 6 ch 134 SLA 2003)

Administrative Code. —

For registration, see 12 AAC 21, art. 1.

For specialty contractor trades, see 12 AAC 21, art. 2.

For mechanical contractor, see 12 AAC 21, art. 3.

For registration, see 12 AAC 22, art. 1.

Notes to Decisions

Cited in

Industrial Power & Lighting Corp. v. Western Modular Corp., 623 P.2d 291 (Alaska 1981).

Sec. 08.18.022. Home inspectors; associate home inspectors.

  1. The department shall issue a certificate of registration as a home inspector for new homes, existing homes, or both, as appropriate, to an individual who
    1. passes the appropriate home inspection examination; for purposes of this paragraph, the appropriate home inspection examination for an individual who applies to be registered for inspection of
      1. existing homes is the examination offered by the American Society of Home Inspectors or National Association of Home Inspectors;
      2. new homes or for a joint registration is the examination offered by the International Code Council;
    2. meets the educational and experience requirements adopted by the department in regulations for the type of registration applied for;
    3. submits a complete application for registration either
      1. within three years after passing the examination required under (1) of this subsection; or
      2. accompanied by documentation that the applicant has completed continuing education requirements established by the department;
    4. within the seven years preceding the date of application, has not been under a sentence for an offense related to forgery, theft in the first or second degree, extortion, or defrauding creditors or for a felony involving dishonesty;
    5. has not had the authority to perform home inspections revoked in this state or in another jurisdiction;
    6. is not the subject of an unresolved criminal complaint or unresolved disciplinary action before a regulatory authority in this state or in another jurisdiction related to real estate or home inspection matters; and
    7. pays the appropriate fees.
  2. An individual may register with the department as an associate home inspector upon application, payment of the required fee, and determination by the department that the individual
    1. within the seven years preceding the date of application, has not been under a sentence for an offense related to forgery, theft in the first or second degree, extortion, or defrauding creditors or for a felony involving dishonesty;
    2. has not had the authority to perform home inspections revoked in this state or in another jurisdiction; and
    3. is not the subject of an unresolved criminal complaint or unresolved disciplinary action before a regulatory authority in this state or in another jurisdiction related to real estate or home inspection matters.

History. (§ 7 ch 134 SLA 2003; am § 2 ch 106 SLA 2004)

Editor’s notes. — The National Association of Home Inspectors (NAHI) went out of business in 2016. At that time NAHI announced that NAHI members would become members of the American Society of Home Inspectors.

Administrative Code. —

For occupational licensing fees, see 12 AAC 2, art. 2.

For registration, see 12 AAC 22, art. 1.

Sec. 08.18.023. Pre-inspection documents and inspection reports.

  1. Before performing a home inspection, a registered home inspector or associate home inspector shall provide to the person on whose behalf a home is inspected a written document that includes the home inspector’s registration number and that specifies
    1. the scope of intended inspection; the scope of the intended inspection may include systems and components that are not listed in AS 08.18.171 (8); and
    2. that the inspector will notify in writing the person on whose behalf the inspection is being made of defects noted during the inspection along with a recommendation, if any, that experts be retained to conduct further evaluation through examination and analysis by a qualified professional, tradesperson, or service technician beyond that provided by the home inspection to determine the extent of defects and corrective action necessary to address the defects.
  2. After performance of a home inspection, a registered home inspector or associate home inspector shall give a written home inspection report to the person requesting the inspection. The written report must include the home inspector’s registration number and a review of the condition of each system and component identified as being within the scope of the intended inspection under (a) of this section except that a home inspector’s written report for new construction that is the subject of a loan by the Alaska Housing Finance Corporation or another lender may be in the form required by the corporation or other lender, as appropriate.
  3. In addition to the written inspection report required under (b) of this section, an oral inspection report may be given by the inspector during or after the inspection.
  4. A home inspection report is valid for 180 days after the date the home inspector signs and dates the report.

History. (§ 7 ch 134 SLA 2003)

Revisor’s notes. —

In 2003, in paragraph (a)(1), “AS § 08.18.171(8)” was substituted for “AS § 08.18.171(12)” to reflect the 2003 renumbering of AS § 08.18.171(12).

Cross references. —

For violation of (b) of this section as an unlawful trade practice, see AS 45.50.471(b) .

Sec. 08.18.024. Specialty contractors.

  1. The department may authorize the limited use of specific construction techniques or materials that are defined by the department as part of one specialty trade by a specialty contractor licensed in a different specialty trade if those construction techniques or materials are a small but inseparable part of what is required to complete that specialty contractor’s work.
  2. Notwithstanding (a) of this section, a specialty contractor may perform work that requires the use of not more than three trades.

History. (§ 1 ch 121 SLA 1990; am § 1 ch 144 SLA 2004; am § 1 ch 70 SLA 2014)

Administrative Code. —

For specialty contractor trades, see 12 AAC 21, art. 2.

Effect of amendments. —

The 2014 amendment, effective January 1, 2015, deleted (b)(2), which read “is exempt under AS 08.18.16(8)”, and made related changes.

Notes to Decisions

Specialty steel contractor.—

Because a contractor did not fall under the finished products exemption, it was required to register as a specialty steel contractor to install tower-mounted wind turbines. Daggett v. Feeney, 397 P.3d 297 (Alaska 2017).

Sec. 08.18.025. Residential contractors.

  1. A general contractor may not undertake the construction or alteration, or submit a bid to undertake the construction or alteration of a privately-owned residential structure of one to four units or advertise or publicly represent that the general contractor may undertake work of this type in the state without a residential contractor endorsement issued under this section.  In this subsection, “alteration” means changes that have a value greater than 25 percent of the value of the structure being altered.
  2. The department shall issue a residential contractor endorsement to a person who
    1. has a certificate of registration as a general contractor;
    2. passes a residential contractor examination, which shall be offered by the department at least once each year in each judicial district; the examination, which may be written or practical, may test competence in relation to arctic structural and thermal construction techniques and other matters as determined by the department in consultation with representatives of the construction industry;
    3. applies for an endorsement within 12 months after passing the examination required under (2) of this subsection;
    4. within the two years preceding the date of application for the endorsement, has satisfactorily completed either the Alaska craftsman home program sponsored by the department, or its equivalent, or a postsecondary course in arctic engineering, or its equivalent;
    5. within the seven years preceding the date of application, has not been under a sentence for an offense related to forgery, theft in the first or second degree, extortion, or conspiracy to defraud creditors or for a felony involving dishonesty; and
    6. pays the appropriate fees.
  3. The department may not renew an endorsement issued under this section unless the applicant submits proof of continued competency relating to residential contracting that satisfies the department.  A lapsed endorsement may be reinstated, within two years after the lapse, upon proof of continued competency, payment of a renewal fee for the intervening time period, and payment of any penalty fee established under AS 08.01.100(b) .  If the endorsement has been lapsed for more than two years, the department may not reinstate it until the person also passes the residential contractor examination described in (b) of this section.

History. (§ 3 ch 99 SLA 1990; am § 1 ch 7 SLA 2002)

Revisor’s notes. —

Enacted as AS 08.18.024 . Renumbered in 1990.

In 1999, in (b)(4) of this section, “Community and Economic Development” was substituted for “Community and Regional Affairs” to correct a manifest error in enactment by the omission of reference to AS 08.18.025(b) in § 91(a)(1), ch. 58, SLA 1999.

In 2004, “Department of Community and Economic Development” was changed to “Department of Commerce, Community, and Economic Development” in (b)(4) of this section, in accordance with § 3, ch. 47, SLA 2004.

Cross references. —

For transitional licensing provisions, see § 11, ch. 99, SLA 1990 in the Temporary and Special Acts; for temporary exemption with respect to work performed in communities with 2,500 or fewer residents, see § 12, ch. 99, SLA 1990 in the Temporary and Special Acts.

Administrative Code. —

For residential contractor endorsement, see 12 AAC 21, art. 4.

Legislative history reports. —

For Senate letter of intent in connection with CS SSSB 72 (Fin), from which ch. 99, SLA 1990, which enacted this section, derived, see 1990 Senate Journal 2449 and 2475.

Notes to Decisions

Quoted in

Loughlin v. Rudnick (In re Rudnick), — B.R. — (Bankr. D. Alaska Aug. 22, 2011).

Sec. 08.18.026. Electrical contractors.

  1. The department may not issue a certificate of registration as an electrical contractor to an applicant unless the applicant is, or employs, a person currently licensed as an electrical administrator under AS 08.40.
  2. Each applicant for an electrical contractor’s certificate of registration may employ more than one electrical administrator.
  3. If the relationship of the only electrical administrator with a registered electrical contractor is terminated, the registration is void 30 days after the next regularly scheduled examination unless the electrical contractor has hired a licensed electrical administrator in the interim.

History. (§ 1 ch 53 SLA 1977)

Notes to Decisions

Quoted in

Allison v. State, 583 P.2d 813 (Alaska 1978).

Cited in

Industrial Power & Lighting Corp. v. Western Modular Corp., 623 P.2d 291 (Alaska 1981).

Sec. 08.18.028. Mechanical contractors.

  1. The department may not issue a certificate of registration as a mechanical contractor to an applicant unless the applicant is, or employs, a person currently licensed as a mechanical administrator under AS 08.40.
  2. Each applicant for a mechanical contractor’s certificate of registration may employ more than one mechanical administrator.
  3. If the relationship of the only mechanical administrator with a registered mechanical contractor is terminated, the registration is void 30 days after the next regularly scheduled mechanical administrator’s examination unless the mechanical contractor has hired a licensed mechanical administrator in the interim.

History. (§ 3 ch 132 SLA 1988)

Administrative Code. —

For mechanical contractor, see 12 AAC 21, art. 3.

Notes to Decisions

Quoted in

Mech. Contrs. of Alaska, Inc. v. State, 91 P.3d 240 (Alaska 2004).

Sec. 08.18.030. Terms of office. [Repealed, § 1 ch 100 SLA 1968.]

Sec. 08.18.031. Certificate of registration.

  1. Except as provided in (c) of this section, a certificate of registration shall be renewed under the same requirements as for an original registration, and the commissioner shall issue to the applicant a certificate of registration upon compliance with the registration requirements of this chapter.
  2. The commissioner may not issue a certificate of registration or renew the registration of an applicant whose registration has been revoked or suspended or against whom a fine has been imposed under this chapter until the period of revocation or suspension has expired and any fine has been paid.
  3. A certificate of registration as a home inspector may not be renewed unless the home inspector has complied with the continuing competency requirements established by the department. The department shall adopt regulations establishing the continuing competency requirements. The department shall require at least eight hours of continuing competency activity for each licensing period. The regulations must provide that a continuing competency activity approved by one of the following entities satisfies the continuing competency requirements of this subsection if the activity meets the requirements established by the department in regulations adopted under this subsection:
    1. Alaska Housing Finance Corporation;
    2. University of Alaska;
    3. American Society of Home Inspectors Alaska Chapter;
    4. a chapter of the International Code Council Alaska;
    5. Alaska State Home Building Association; or
    6. a state agency that offers an activity that meets the requirements set by the department.

History. (§ 2 ch 100 SLA 1968; am § 1 ch 49 SLA 1972; am § 1 ch 108 SLA 1982; am § 1 ch 81 SLA 1984; am § 2 ch 83 SLA 1985; am § 15 ch 94 SLA 1987; am §§ 8, 9 ch 134 SLA 2003)

Cross references. —

For certificate duration and renewal, see AS 08.01.100 .

Administrative Code. —

For registration, see 12 AAC 21, art. 1.

For renewal and reinstatement, see 12 AAC 22, art. 2.

For continuing competency requirements, see 12 AAC 22, art. 3.

Notes to Decisions

Cited in

Jones v. Short, 696 P.2d 665 (Alaska 1985); Gross v. Bayshore Land Co., 710 P.2d 1007 (Alaska 1985).

Sec. 08.18.040. Officers of board. [Repealed, § 1 ch 100 SLA 1968.]

Sec. 08.18.041. Fees.

  1. The department shall set fees under AS 08.01.065 for
    1. registration and renewal of registration for all categories of contractors;
    2. registration and renewal of registration for a home inspector qualified to inspect new homes;
    3. registration and renewal of registration for a home inspector qualified to inspect existing homes;
    4. joint registration and renewal of joint registration for home inspectors;
    5. registration and renewal of registration as an associate home inspector;
    6. examinations for applicants for home inspector registration;
    7. examination, issuance of initial endorsement, and renewal of active or inactive endorsements for residential contractors; and
    8. departmental publications and seminars related to this chapter.
  2. A person who fails a residential contractor examination or home inspector examination shall pay the examination fee set by the department if the person applies to retake an examination.

History. (§ 2 ch 100 SLA 1968; am § 2 ch 81 SLA 1984; am § 12 ch 37 SLA 1985; am § 4 ch 132 SLA 1988; am § 4 ch 99 SLA 1990; am § 10 ch 134 SLA 2003)

Administrative Code. —

For occupational licensing fees, see 12 AAC 2, art. 2.

For registration, see 12 AAC 22, art. 1.

For renewal and reinstatement, see 12 AAC 22, art. 2.

Notes to Decisions

Cited in

Jones v. Short, 696 P.2d 665 (Alaska 1985); Brandner v. Agre, 80 P.3d 691 (Alaska 2003).

Sec. 08.18.050. Meetings and quorum. [Repealed, § 1 ch 100 SLA 1968.]

Sec. 08.18.051. Identification requirements for contractors.

  1. Except as provided otherwise by law, a person who has registered as a contractor under one name as required by this chapter may not act in the capacity of a contractor under any other name unless that name also is registered.
  2. All advertising, contracts, correspondence, cards, signs, posters, papers, and documents prepared by a contractor for the contracting business must show the contractor’s name, mailing address, and address of the contractor’s principal place of business.  Advertising and contracts must also include the contractor’s registration number.
  3. Individual contractors and partners, associates, agents, salesmen, solicitors, officers, and employees of contractors shall use their true names and addresses and the true name of the contractor firm at all times while acting in the capacity of a contractor or performing related activities.

History. (§ 2 ch 100 SLA 1968; am § 3 ch 83 SLA 1985; am § 11 ch 134 SLA 2003)

Administrative Code. —

For registration, see 12 AAC 21, art. 1.

Notes to Decisions

Section not prerequisite to satisfying AS 08.18.011 . —

No specific language makes satisfaction of this section a prerequisite to a finding that AS 08.18.011 is satisfied. Fomby v. Whisenhunt, 680 P.2d 787 (Alaska 1984).

Penalty for violating section. —

The penalty for violating this section is contained in AS 08.18.141 , which makes it a misdemeanor to violate any provision of the chapter; and AS 08.18.151 should only be applied to bar an action when the contractor has not registered at all at the time of contracting. Alaska Protection Servs. v. Frontier Colorcable, 680 P.2d 1119 (Alaska 1984).

Applied in

Alaska Nat'l Ins. Co. v. Northwest Cedar Structures, Inc., 153 P.3d 336 (Alaska 2007).

Stated in

Gross v. Bayshore Land Co., 710 P.2d 1007 (Alaska 1985).

Sec. 08.18.053. Identification requirements for home inspectors.

  1. Except as provided otherwise by law, an individual who is registered as a home inspector or associate home inspector under this chapter by one name may not act in the capacity of a home inspector or associate home inspector under any other name.
  2. All advertising and business cards prepared by a registered home inspector or associate home inspector for the home inspection business must show the inspector’s name, mailing address, and registration number.
  3. Individual registered home inspectors and partners, associates, agents, salespeople, solicitors, officers, and employees of registered home inspectors shall use their true names and addresses and the true name of the home inspecting firm at all times while acting in the capacity of a registered home inspector or performing related activities.
  4. Individuals who are exempt from registration under AS 08.18.156(a) or whose actions are not considered to be home inspections under AS 08.18.156(b) may not hold themselves out to be registered home inspectors or use words or titles that may reasonably be confused with the title of “registered home inspector” or “home inspector” unless they are registered as a home inspector under this chapter.

History. (§ 12 ch 134 SLA 2003)

Sec. 08.18.060. Executive director. [Repealed, § 1 ch 100 SLA 1968.]

Sec. 08.18.061. Requirements of political subdivision.

A contractor or home inspector who is registered with the state under this chapter may not be required to give bond in applying for or holding a license issued by a political subdivision for a similar occupation.

History. (§ 2 ch 100 SLA 1968; am § 13 ch 134 SLA 2003)

Sec. 08.18.070. Expenses. [Repealed, § 1 ch 100 SLA 1968.]

Article 2. Bond and Insurance.

Sec. 08.18.071. Bond required.

  1. Except as provided in (d) and (e) of this section, each applicant shall, at the time of applying for a certificate of registration, file with the commissioner a surety bond running to the state conditioned upon the applicant’s promise to pay all
    1. taxes and contributions due the state and political subdivisions;
    2. persons furnishing labor or material or renting or supplying equipment to the applicant; and
    3. amounts that may be adjudged against the applicant by reason of negligent or improper work or breach of contract in the conduct of the contracting business or home inspection activity, as applicable, or by reason of damage to public facilities occurring in the course of a construction project.
  2. The amount of the bond for a
    1. general contractor shall be $25,000;
    2. general contractor with a residential contractor endorsement under AS 08.18.025 who performs exclusively residential work shall be $20,000;
    3. mechanical or specialty contractor or home inspector shall be $10,000; or
    4. contractor whose work on one project with an aggregate contract price of $10,000 or less, including all labor, materials, and other items, when the work is not part of a larger or major operation or otherwise divided into contracts of less than $10,000 to evade a higher bonding requirement, shall be $5,000.
  3. The bond required by this section remains in effect until cancelled by action of the surety, the principal, or the commissioner. An action may not be commenced upon the bond later than three years after its cancellation. In lieu of the surety bond required by this section, the applicant may file with the commissioner a cash deposit or other negotiable security acceptable to the commissioner in the amount specified for bonds.
  4. A general contractor or specialty contractor who is in compliance with the surety bond or deposit requirements of (a) and (b) of this section is not required to file another surety bond or increase a deposit with the commissioner when the general contractor or specialty contractor applies to be a registered home inspector. However, if the general contractor or specialty contractor subsequently is neither a general contractor nor a specialty contractor and becomes only a registered home inspector, the home inspector shall provide a surety bond or deposit in lieu of the bond in the manner and amount required for registered home inspectors under this section.
  5. An applicant for, or holder of, a certificate of registration as a home inspector may, in lieu of filing with the commissioner a surety bond or deposit that meets the requirements of this section, file evidence satisfactory to the commissioner that the applicant is employed by a registered home inspector who is in compliance with the surety bond or deposit requirements of this section.

History. (§ 2 ch 100 SLA 1968; am § 1 ch 15 SLA 1977; am § 4 ch 83 SLA 1985; am § 5 ch 132 SLA 1988; am §§ 14, 15 ch 134 SLA 2003; am §§ 3, 4 ch 106 SLA 2004; am §§ 2, 3 ch 70 SLA 2014)

Cross references. —

For provision relating to immediate or delayed applicability of the 2014 amendments to subsection (b) to persons see sec. 6, ch. 70, SLA 2014.

Administrative Code. —

For registration, see 12 AAC 21, art. 1.

For registration, see 12 AAC 22, art. 1.

Effect of amendments. —

The 2014 amendment, effective January 1, 2015, rewrote (b), which read, “If the applicant is a general contractor, the amount of the bond shall be $10,000; if the applicant is a mechanical or specialty contractor or home inspector, the amount of the bond shall be $5,000. In lieu of the surety bond, the applicant may file with the commissioner a cash deposit or other negotiable security acceptable to the commissioner in the amount specified for bonds.”; in (c), added the third sentence.

Notes to Decisions

Duty of licensing bond insurer. —

Nothing in this chapter imposes on licensing bond sureties a duty to independently investigate third-party claims against bonded contractors, and insurer, by virtue of issuing the licensing bond, does not owe homeowners an actionable duty to independently investigate their claim against the contractor. O'Connor v. Star Ins. Co., 83 P.3d 1 (Alaska 2003).

Material and equipment excluded from operation of section. —

AS 08.18.161 (5), which makes the chapter inapplicable to materials and equipment not incorporated or consumed in the construction of a structure, operates to exclude such material and equipment from the operation of this section and AS 08.18.081 . Balboa Ins. Co. v. Senco Alaska, 567 P.2d 295 (Alaska 1977).

Legislative intent precludes recovery of workers’ compensation insurance premiums. —

Alaska legislature intended to limit statutory contract breach claims, and thus claims against the bonds, to breaches of contracts that are directly related to the sorts of listed activities that caused the legislature to conclude that regulation was necessary; therefore, an insurer was not allowed to recover unpaid workers’ compensation insurance premiums from a surety bond since that was not directly related to the conduct of the work of a contractor. Alaska Nat'l Ins. Co. v. Northwest Cedar Structures, Inc., 153 P.3d 336 (Alaska 2007).

Recovery for unpaid insurance premiums excluded. —

Workers’ compensation insurance is not like labor or materials for purposes of recovering for unpaid insurance premiums under a surety bond. Alaska Nat'l Ins. Co. v. Northwest Cedar Structures, Inc., 153 P.3d 336 (Alaska 2007).

Quoted in

State ex rel. Smith v. Tyonek Timber, Inc., 680 P.2d 1148 (Alaska 1984).

Cited in

Allison v. State, 583 P.2d 813 (Alaska 1978); Jones v. Short, 696 P.2d 665 (Alaska 1985); Brandner v. Agre, 80 P.3d 691 (Alaska 2003).

Sec. 08.18.080. Inspection or investigation by board. [Repealed, § 1 ch 100 SLA 1968.]

Sec. 08.18.081. Claims against contractor or home inspector.

  1. Except as provided in AS 08.18.085 , a person having a claim against a contractor or home inspector for any of the items referred to in AS 08.18.071 may bring suit upon the bond in the district court of the judicial district in which venue lies. A copy of the complaint shall be served by registered or certified mail upon the commissioner at the time suit is filed, and the commissioner shall maintain a record, available for public inspection, of all suits commenced. Two additional copies shall be served upon the director of the division of insurance with the payment to the director of a fee set under AS 21.06.250 , taxable as costs in the action. This service upon the director shall constitute service on the surety, and the director shall transmit the complaint or a copy of it to the surety within 72 hours after it has been received. The surety upon the bond is not liable in an aggregate amount in excess of that named in the bond, but in case claims pending at any one time exceed the amount of the bond, the claims shall be satisfied from the bond in the following order:
    1. labor, including employee benefits;
    2. taxes and contributions due the state, city, and borough, in that order;
    3. material and equipment;
    4. claims for breach of contract;
    5. repair of public facilities.
  2. If a judgment is entered against the cash deposit, the commissioner, upon receipt of a certified copy of a final judgment, shall pay the judgment from the amount of the deposit, in accordance with the priorities set out in (a) of this section.
  3. If the claim for which a person may bring suit under (a) of this section is subject to AS 09.45.881 09.45.899 , the person may not bring suit unless the person complies with AS 09.45.881 09.45.899 .

History. (§ 2 ch 100 SLA 1968; am § 9 ch 127 SLA 1974; am § 1 ch 17 SLA 1985; am § 6 ch 37 SLA 1986; am § 16 ch 134 SLA 2003; am § 1 ch 136 SLA 2003)

Administrative Code. —

For registration, see 12 AAC 21, art. 1.

For registration, see 12 AAC 22, art. 1.

Notes to Decisions

Material and equipment excluded from operation of section. —

AS 08.18.161 (5), which makes the chapter inapplicable to materials and equipment not incorporated or consumed in the construction of a structure, operates to exclude such material and equipment from the operation of AS 08.18.071 and this section. Balboa Ins. Co. v. Senco Alaska, 567 P.2d 295 (Alaska 1977).

Recovery for unpaid insurance premiums excluded. —

Alaska legislature intended to limit statutory contract breach claims, and thus claims against the bonds, to breaches of contracts that are directly related to the sorts of listed activities that caused the legislature to conclude that regulation was necessary; therefore, an insurer was not allowed to recover unpaid workers’ compensation insurance premiums from a surety bond since that was not directly related to the conduct of the work of a contractor. Alaska Nat'l Ins. Co. v. Northwest Cedar Structures, Inc., 153 P.3d 336 (Alaska 2007).

Cited in

Industrial Power & Lighting Corp. v. Western Modular Corp., 623 P.2d 291 (Alaska 1981); O'Connor v. Star Ins. Co., 83 P.3d 1 (Alaska 2003).

Sec. 08.18.085. Legal actions against home inspector.

  1. Notwithstanding contrary provisions of AS 08.18.081 or AS 09.10, a person may not bring an action against an individual registered under this chapter based on a home inspection report unless the action is commenced within one year.
  2. The limitation in (a) of this section applies to all actions based on a home inspection report, regardless of whether the action is based on breach of contract, personal injury or death, property damage, or another source of liability except that (a) of this section is not applicable to an action based on gross negligence or intentional misconduct by the home inspector. The limitation may not be waived by contract.
  3. A person may not bring an action against an individual registered under this chapter for damages that arise from an act or omission relating to a home inspection performed by the individual unless the person
    1. was a party to the real estate transaction for which the home inspection was conducted;
    2. received the home inspection report with the written consent of the party for whom the home inspection was originally performed; or
    3. acquired the property for which the home inspection report was conducted by inheritance or bequest from a person who could have brought an action under (1) or (2) of this subsection.
  4. Contractual provisions that purport to limit the liability of a home inspector to the cost of the home inspection report are contrary to public policy and void.

History. (§ 17 ch 134 SLA 2003)

Sec. 08.18.090. Regulations of the board. [Repealed, § 1 ch 100 SLA 1968.]

Sec. 08.18.091. Cancellation of bond.

This chapter does not impair the right of a bonding company to cancel its bond of a contractor for lawful reasons.

History. (§ 2 ch 100 SLA 1968)

Sec. 08.18.100. License required. [Repealed, § 1 ch 100 SLA 1968.]

Sec. 08.18.101. Insurance required.

  1. Each applicant, at the time of applying for registration or upon renewal of registration, shall file with the commissioner satisfactory evidence that the applicant has in effect
    1. to the extent required under AS 23.30, workers’ compensation insurance that is purchased from a private insurer who is admitted to do business in the state and that shows coverage in this state, appropriate employee classifications, and rates applicable in this state, or a valid workers’ compensation self-insurance certificate issued by the Alaska Workers’ Compensation Board; and
    2. public liability and property damage insurance covering the applicant’s contracting operations in this state in the sum of not less than $20,000 for damage to property, $50,000 for injury, including death, to any one person, and $100,000 for injury, including death, to more than one person; this requirement does not apply to an applicant whose contracting operations are for work on projects where each project has an aggregate contract price, including all labor, materials, and other items of $2,500 or less.
  2. Proof of insurance coverage for an applicant under (a) of this section may be satisfied by providing evidence that the applicant is covered by a policy in effect for the applicant’s employer at least to the extent required under (a) of this section.

History. (§ 2 ch 100 SLA 1968; am § 2 ch 121 SLA 1990; am § 5 ch 106 SLA 2004; am § 4 ch 70 SLA 2014)

Administrative Code. —

For registration, see 12 AAC 21, art. 1.

For registration, see 12 AAC 22, art. 1.

Effect of amendments. —

The 2014 amendment, effective January 1, 2015, in (a)(2), added the language beginning “; this requirement does not apply” to the end of the paragraph.

Notes to Decisions

Applied in

Alaska Nat'l Ins. Co. v. Northwest Cedar Structures, Inc., 153 P.3d 336 (Alaska 2007).

Quoted in

State ex rel. Smith v. Tyonek Timber, Inc., 680 P.2d 1148 (Alaska 1984).

Stated in

Balboa Ins. Co. v. Senco Alaska, 567 P.2d 295 (Alaska 1977).

Cited in

Jones v. Short, 696 P.2d 665 (Alaska 1985); Gross v. Bayshore Land Co., 710 P.2d 1007 (Alaska 1985); Brandner v. Agre, 80 P.3d 691 (Alaska 2003).

Sec. 08.18.110. Classification of licenses. [Repealed, § 1 ch 100 SLA 1968.]

Sec. 08.18.111. Advertising bond and insurance.

Contractors and home inspectors may not advertise that they are bonded and insured simply because they have complied with the bond and insurance requirements of this chapter.

History. (§ 2 ch 100 SLA 1968; am § 18 ch 134 SLA 2003)

Sec. 08.18.115. Return of cash deposit.

  1. A contractor or home inspector who has filed a cash deposit and who ceases doing business as a contractor or home inspector may request the return of as much of that cash deposit as is held by the commissioner by
    1. filing a notarized statement with the commissioner that the contractor or home inspector has ceased doing business as a contractor or home inspector, as applicable; and
    2. filing a notarized statement with the commissioner at least three years after filing the statement in (1) of this subsection that
      1. requests return of the cash deposit;
      2. certifies that the former contractor or home inspector has not been engaged in business as a contractor or home inspector, as applicable, for at least three years; and
      3. certifies that to the best of the contractor’s or home inspector’s knowledge no action has been commenced upon the cash deposit that has not been dismissed or reduced to a final judgment that has been satisfied.
  2. The commissioner, after paying any judgments against the cash deposit under AS 08.18.081(b) , shall return the remainder of a former contractor’s or former home inspector’s cash deposit to the contractor or home inspector, as applicable, if
    1. the former contractor or former home inspector has complied with (a) of this section; and
    2. no action has been commenced upon the cash deposit that has not been dismissed or reduced to a final judgment that has been satisfied.

History. (§ 2 ch 15 SLA 1977; am § 19 ch 134 SLA 2003)

Article 3. Enforcement.

Sec. 08.18.116. Investigations.

  1. Either the Department of Commerce, Community, and Economic Development or the Department of Labor and Workforce Development may investigate alleged or apparent violations of this chapter relating to contractors. The Department of Commerce, Community, and Economic Development may investigate alleged or apparent violations of this chapter relating to home inspection activities. These departments, upon showing proper credentials, may enter, during regular hours of work, a construction site where it appears that contracting work is being done. The departments may make inquiries about the identity of the contractor or the person acting in the capacity of a contractor. The Department of Commerce, Community, and Economic Development may make inquiries about the identity of a home inspector or a person acting in the capacity of a home inspector. Upon demand, a contractor or home inspector or person acting in the capacity of a contractor or home inspector, or that person’s representative, shall produce evidence of current endorsement, if applicable, and registration.
  2. If an owner files a notice of the advertisement of a structure for sale or the sale of a structure during the period of construction or for two years after the period of construction begins under AS 08.18.161 (11), the department shall investigate and take appropriate action under this chapter if the notice and circumstances indicate that the owner is operating a business for which the owner is required to register as a contractor under this chapter.

History. (§ 5 ch 83 SLA 1985; am § 5 ch 99 SLA 1990; am § 20 ch 134 SLA 2003; am § 10 ch 59 SLA 2018)

Revisor's notes. —

In 1999, in this section, “Department of Commerce and Economic Development” was changed to “Department of Community and Economic Development” in accordance with § 88, ch. 58, SLA 1999 and “Department of Labor” was changed to read “Department of Labor and Workforce Development” in accordance with § 90, ch. 58, SLA 1999.

In 2004, “Department of Community and Economic Development” was changed to “Department of Commerce, Community, and Economic Development” in this section in accordance with § 3, ch. 47, SLA 2004.

Cross references. —

For provision relating to the applicability of subsection (b), see sec. 12(c), ch. 59, SLA 2018, in the 2018 Temporary and Special Acts.

Effect of amendments. —

The 2018 amendment, effective October 11, 2018, added (b).

Notes to Decisions

Applied in

Alaska Nat'l Ins. Co. v. Northwest Cedar Structures, Inc., 153 P.3d 336 (Alaska 2007).

Sec. 08.18.117. Issuance of citations.

Except as provided in AS 08.18.125 , either the Department of Commerce, Community, and Economic Development or the Department of Labor and Workforce Development may issue a citation for a violation if there is probable cause to believe a person has violated this chapter with respect to contractor activities. The Department of Commerce, Community, and Economic Development may issue a citation for a violation if there is probable cause to believe a person has violated this chapter with respect to home inspection activities. Each day a violation continues after a citation for the violation has been issued constitutes a separate violation.

History. (§ 5 ch 83 SLA 1985; am § 21 ch 134 SLA 2003; am § 1 ch 9 SLA 2006)

Revisor’s notes. —

In 1999, in this section, “Department of Commerce and Economic Development” was changed to “Department of Community and Economic Development” in accordance with § 88, ch. 58, SLA 1999 and “Department of Labor” was changed to read “Department of Labor and Workforce Development” in accordance with § 90, ch. 58, SLA 1999.

In 2004, “Department of Community and Economic Development” was changed to “Department of Commerce, Community, and Economic Development” in this section in accordance with § 3, ch. 47, SLA 2004.

Notes to Decisions

Applied in

Alaska Nat'l Ins. Co. v. Northwest Cedar Structures, Inc., 153 P.3d 336 (Alaska 2007).

Sec. 08.18.118. Procedure and form of citation issuance and procedure.

  1. A citation issued under this chapter must comply with AS 12.25.175 12.25.230 . A person receiving the citation is not required to sign a notice to appear in court.
  2. The time specified in the notice to appear on a citation issued under this chapter must be at least five working days after the issuance of the citation.
  3. The Department of Commerce, Community, and Economic Development and the Department of Labor and Workforce Development are responsible for the issuance of books containing appropriate citations, and each shall maintain a record of each book issued and each citation contained in it. Each department shall require and retain a receipt for every book issued to an employee of that department.
  4. The department that issues a citation under this chapter shall deposit the original or a copy of the citation with a court having jurisdiction over the alleged offense.  Upon its deposit with the court, the citation may be disposed of only by trial in the court or other official action taken by the magistrate, judge, or prosecutor.  The department that issued the citation may not dispose of it or copies of it or of the record of its issuance except as required under this subsection and (e) of this section.
  5. The Department of Commerce, Community, and Economic Development and the Department of Labor and Workforce Development shall require the return of a copy of every citation issued by the respective department under this chapter and of all copies of every citation that has been spoiled or upon which an entry has been made and not issued to an alleged violator.  The departments shall also maintain, in connection with every citation issued by the respective department, a record of the disposition of the charge by the court where the original or copy of the citation was deposited.
  6. A citation issued under this chapter is considered to be a lawful complaint for the purpose of prosecution.

History. (§ 5 ch 83 SLA 1985; am §§ 14 — 16 ch 29 SLA 2010)

Revisor’s notes. —

In 1999, in (c) and (e) of this section, “Department of Commerce and Economic Development” was changed to “Department of Community and Economic Development” in accordance with § 88, ch. 58, SLA 1999 and “Department of Labor” was changed to read “Department of Labor and Workforce Development” in accordance with § 90, ch. 58, SLA 1999.

In 2004, in (c) and (e) of this section, “Department of Community and Economic Development” was changed to “Department of Commerce, Community, and Economic Development” in accordance with § 3, ch. 47, SLA 2004.

Editor’s notes. —

Under § 61, ch. 29, SLA 2010, the 2010 amendments to (a), (b), and (f) of this section apply “to all citations issued . . . for violations occurring on or after July 1, 2010.”

Sec. 08.18.119. Failure to obey citation.

Unless the citation has been voided or otherwise dismissed by the magistrate, judge, or prosecutor, a person who without lawful justification or excuse fails to appear in court to answer a citation issued under this chapter, regardless of the disposition of the charge for which the citation was issued, is guilty of a class B misdemeanor.

History. (§ 5 ch 83 SLA 1985)

Sec. 08.18.121. Suspension and revocation of registration.

  1. If the insurance required in AS 08.18.101 ceases to be in effect, the registration of the contractor or home inspector shall be suspended until the insurance has been reinstated.
  2. If a final judgment impairs the liability of the surety upon the bond or depletes the cash deposit so that there is not in effect a bond undertaking or cash deposit in the full amount prescribed in AS 08.18.071 , the registration of the contractor or home inspector involved shall be suspended until the bond liability in the required amount, unimpaired by unsatisfied judgment claims, has been furnished.
  3. If a bonding company cancels its bond of a contractor or home inspector, the contractor’s or home inspector’s registration shall be revoked. The contractor or home inspector may again obtain registration by complying with the requirements of this chapter.
  4. If a registered contractor or registered home inspector fails to fulfill the contractor’s or home inspector’s obligations as set out in AS 08.18.071 , the contractor’s or home inspector’s registration shall be suspended for a period of time the commissioner determines is appropriate. After three suspensions, the contractor’s or home inspector’s registration may be permanently revoked.
  5. Proceedings to suspend or revoke a registration issued under this chapter are governed by AS 44.62 (Administrative Procedure Act).
  6. If the Department of Commerce, Community, and Economic Development or the Department of Labor and Workforce Development determines that a contractor or person acting in the capacity of a contractor is in violation of this chapter, that department may give written notice to the person prohibiting further action by the person as a contractor. If the Department of Commerce, Community, and Economic Development determines that a home inspector or a person acting in the capacity of a home inspector is in violation of this chapter, the department may give written notice to the person prohibiting further action by the person as a home inspector. The prohibition in a notice given under this subsection continues until the person has submitted evidence acceptable to the appropriate department showing that the violation has been corrected.
  7. A person affected by an order issued under this chapter may seek equitable relief preventing the Department of Commerce, Community, and Economic Development or the Department of Labor and Workforce Development from enforcing the order.
  8. The endorsement of a residential contractor is automatically suspended or revoked while the contractor’s registration is suspended or revoked.

History. (§ 2 ch 100 SLA 1968; am § 1 ch 37 SLA 1971; am §§ 6, 7 ch 83 SLA 1985; am § 6 ch 99 SLA 1990; am §§ 22 — 26 ch 134 SLA 2003)

Revisor’s notes. —

In 1999, in (f) and (g) of this section, “Department of Commerce and Economic Development” was changed to “Department of Community and Economic Development” in accordance with § 88, ch. 58, SLA 1999 and “Department of Labor” was changed to read “Department of Labor and Workforce Development” in accordance with § 90, ch. 58, SLA 1999.

In 2004, in (f) and (g) of this section, “Department of Community and Economic Development” was changed to “Department of Commerce, Community, and Economic Development” in accordance with § 3, ch. 47, SLA 2004.

Administrative Code. —

For registration, see 12 AAC 21, art. 1.

For registration, see 12 AAC 22, art. 1.

Notes to Decisions

Contractor was not barred from bringing an action where his bond had been cancelled six months before he entered into the contract, but his registration was still valid. Hale v. Vitale, 751 P.2d 488 (Alaska 1988).

Applied in

Alaska Nat'l Ins. Co. v. Northwest Cedar Structures, Inc., 153 P.3d 336 (Alaska 2007).

Sec. 08.18.123. Denial, suspension, and revocation of endorsement or home inspector registration.

  1. The department may suspend, revoke, or refuse to grant or renew a residential contractor endorsement, a home inspector registration, or an associate home inspector registration upon a finding that
    1. the application is fraudulent or misleading;
    2. the endorsement holder or registrant has knowingly violated this chapter or a lawful order or regulation of the department;
    3. the endorsement holder or registrant is incompetent or has engaged in fraudulent practices.
  2. Proceedings for the denial, suspension, or revocation of residential contractor endorsement, home inspector registration, or associate home inspector registration are governed by AS 44.62 (Administrative Procedure Act).

History. (§ 7 ch 99 SLA 1990; am § 27 ch 134 SLA 2003)

Sec. 08.18.125. Administrative fine and procedure.

  1. Notwithstanding any other remedy available under this chapter and except as provided in (e) of this section, the department may impose an administrative fine of not more than $1,000 for the first violation and not more than $1,500 for a second or subsequent violation of either AS 08.18.011 or 08.18.025 .
  2. The department shall issue a written notice of an administrative fine imposed under (a) of this section, together with a statement of the reason for the fine, a copy of the applicable procedures, and notice of an opportunity to request a hearing, including the contact information for making the request, within 30 days after the date of the notice of the fine.
  3. If a person who is issued a notice of an administrative fine under (b) of this section fails to request a hearing within 30 days after the date of the notice, the right to a hearing is waived, and the administrative fine is not subject to judicial review. A hearing request must be in writing and must clearly state the issues to be raised at the hearing. The department shall schedule a hearing before a hearing officer not earlier than 10 days after receiving the request for a hearing.
  4. A decision of a hearing officer under this section is a final administrative decision subject to review by a superior court under AS 44.62 (Administrative Procedure Act).
  5. The department may not impose an administrative fine on a person who is acting as a contractor or home inspector in an area with a population of 1,000 or less that is not connected by road or rail to Anchorage or Fairbanks.

History. (§ 2 ch 9 SLA 2006)

Sec. 08.18.130. Requirement for license. [Repealed, § 1 ch 100 SLA 1968.]

Sec. 08.18.131. Injunction; civil penalty.

In an action instituted in the superior court by the Department of Commerce, Community, and Economic Development or the Department of Labor and Workforce Development, the court may enjoin a person from acting in the capacity of a contractor in violation of this chapter. In an action instituted in the superior court by the Department of Commerce, Community, and Economic Development, the court may enjoin a person from acting in the capacity of a home inspector in violation of this chapter. In addition to other relief, the court may impose a civil penalty of not more than $1,000 for each violation. Each day that an unlawful act continues constitutes a separate violation.

History. (§ 2 ch 100 SLA 1968; am § 2 ch 37 SLA 1971; am § 8 ch 83 SLA 1985; am § 28 ch 134 SLA 2003; am § 3 ch 9 SLA 2006)

Revisor’s notes. —

In 1999, in this section, “Department of Commerce and Economic Development” was changed to “Department of Community and Economic Development” in accordance with § 88, ch. 58, SLA 1999 and “Department of Labor” was changed to read “Department of Labor and Workforce Development” in accordance with § 90, ch. 58, SLA 1999.

In 2004, “Department of Community and Economic Development” was changed to “Department of Commerce, Community, and Economic Development” in this section in accordance with § 3, ch. 47, SLA 2004.

Editor’s notes. —

Section 7(a), ch. 9, SLA 2006, provides that the 2006 amendment of this section applies “to a violation occurring on or after June 21, 2006.”

Notes to Decisions

Applied in

Alaska Nat'l Ins. Co. v. Northwest Cedar Structures, Inc., 153 P.3d 336 (Alaska 2007).

Sec. 08.18.140. Persons exempt from written examination. [Repealed, § 1 ch 100 SLA 1968.]

Sec. 08.18.141. Violations.

  1. A contractor, a home inspector, or a person acting in the capacity of a contractor or home inspector is guilty of a class B misdemeanor if the person
    1. knowingly violates AS 08.18.011 or 08.18.025 ; and
    2. has been previously
      1. convicted of violating AS 08.18.011 or 08.18.025 ;
      2. found guilty of a violation under AS 08.18.117 if the violation involved AS 08.18.011 or 08.18.025; or
      3. fined under AS 08.18.125 .
  2. A contractor, a home inspector, or a person acting in the capacity of a contractor or home inspector who violates a provision of this chapter, other than a violation under (a) of this section, is guilty of a violation punishable under AS 12.
  3. Criminal prosecution for a violation of this chapter does not preclude the Department of Commerce, Community, and Economic Development or the Department of Labor and Workforce Development from seeking available civil or administrative remedies.

History. (§ 2 ch 100 SLA 1968; am § 9 ch 83 SLA 1985; am § 8 ch 99 SLA 1990; am § 29 ch 134 SLA 2003; am § 4 ch 9 SLA 2006)

Revisor's notes. —

In 1999, in (b) of this section, “Department of Commerce and Economic Development” was changed to “Department of Community and Economic Development” in accordance with § 88, ch. 58, SLA 1999 and “Department of Labor” was changed to read “Department of Labor and Workforce Development” in accordance with § 90, ch. 58, SLA 1999.

In 2004, in (b) of this section, “Department of Community and Economic Development” was changed to “Department of Commerce, Community, and Economic Development” in accordance with § 3, ch. 47, SLA 2004.

Cross references. -—

For penalties for misdemeanors, see AS 12.55.035 and 12.55.135 .

Notes to Decisions

Penalty for violating registered name provision. —

The penalty for violating AS 08.18.051 is contained in this section, which prior to 1985 made it a misdemeanor to violate any provision of the chapter; and AS 08.18.151 should only be applied to bar an action when the contractor has not registered at all at the time of contracting. Alaska Protection Servs. v. Frontier Colorcable, 680 P.2d 1119 (Alaska 1984).

Applied in

Alaska Nat'l Ins. Co. v. Northwest Cedar Structures, Inc., 153 P.3d 336 (Alaska 2007).

Quoted in

Brandner v. Agre, 80 P.3d 691 (Alaska 2003).

Cited in

Fomby v. Whisenhunt, 680 P.2d 787 (Alaska 1984).

Sec. 08.18.150. Application. [Repealed, § 1 ch 100 SLA 1968.]

Sec. 08.18.151. Legal actions by contractor or home inspector.

A person acting in the capacity of a contractor or home inspector may not bring an action in a court of this state for the collection of compensation for the performance of work or for breach of a contract for which registration is required under this chapter without alleging and proving that the contractor or home inspector was a registered contractor or registered home inspector, as applicable, at the time of contracting for the performance of the work.

History. (§ 2 ch 100 SLA 1968; am § 30 ch 134 SLA 2003)

Notes to Decisions

Strict construction. —

This section imposes a harsh penalty on contractors and thus has not been given a broad or liberal construction; it requires substantial compliance rather than strict compliance with the registration provisions of the statute, the goal being to determine whether the contractor has sufficiently afforded the other party the effective protection of the statute. Alaska Protection Servs. v. Frontier Colorcable, 680 P.2d 1119 (Alaska 1984).

This section causes the forfeiture of an otherwise valid claim. Because of this, it will not be given a broad or liberal construction. Industrial Power & Lighting Corp. v. Western Modular Corp., 623 P.2d 291 (Alaska 1981).

Public policy precludes giving this statute anything but a literal reading; it would be unfair to prevent one from recovering damages for the torts of another simply because his contract is unenforceable. Industrial Power & Lighting Corp. v. Western Modular Corp., 623 P.2d 291 (Alaska 1981).

Determination of contractor status. —

Under Alaska’s flexible approach for determining contractor status, set forth in this section, a builder’s agreement to frame houses for the owner did not, standing alone, make the builder a person acting in the capacity of a contractor within the meaning of this section. Larson v. Benediktsson, 152 P.3d 1159 (Alaska 2007).

Because a contractor did not fall under the finished products exemption, it was required to register as a specialty steel contractor to install tower-mounted wind turbines. Therefore, the contractor's counterclaim against a property owner, who cancelled a contract to install a wind turbine on the owner's property and sued the contractor to recover the owner's down payment, was prohibited. Daggett v. Feeney, 397 P.3d 297 (Alaska 2017).

Contractor was not barred from bringing an action where his bond had been cancelled six months before he entered into the contract, but his registration was still valid. Hale v. Vitale, 751 P.2d 488 (Alaska 1988).

Contract to purchase prefabricated modular homes. —

A contract to purchase prefabricated modular homes was, from the standpoint of the purchaser, a contract for which registration was required within the meaning of this section when the purchaser was not exempt under the provisions of AS 08.18.161 . Industrial Power & Lighting Corp. v. Western Modular Corp., 623 P.2d 291 (Alaska 1981).

Abrogation of statutory bar. —

The statutory bar of this section may be abrogated by a general contractor’s substantial compliance with AS 08.18.011 . Jones v. Short, 696 P.2d 665 (Alaska 1985).

Statutory bar against a contractor suing for compensation if he was not registered at the time the contract was formed is abrogated if the contractor was in substantial compliance with the registration requirements. McCormick v. Reliance Ins. Co., 46 P.3d 1009 (Alaska 2002).

Statutory bar may be abrogated by a contractor’s substantial compliance with the registration requirements; a court may find substantial compliance if: (1) The contractor’s prior registration or other public information would give the public the same information that current registration would give (i.e., the contractor’s insurance information); and (2) the contractor’s bond and insurance remained effective during the period his or her registration lapsed. Brandner v. Agre, 80 P.3d 691 (Alaska 2003).

Amendment of answer to asset counterclaim. —

District court did not abuse its discretion when, pursuant to Alaska R. Civ. P. 15(a), it permitted a builder to amend an answer to assert counterclaims for unpaid wages against a property owner who had filed an action to cancel the builder’s mechanic’s liens against the property where (1) when the trial court ruled on the builder’s motion to amend his complaint, the district court had no definitive factual basis for concluding that builder could only assert his counterclaims as a person acting in the capacity of a contractor and was therefore barred from suing under this section; (2) the district court ultimately based its decision on the builder’s claim for breach of contract, not his quantum meruit claim, so any error in accepting the equitable claim was harmless at most; (3) and when consideration of an equitable claim was necessary and incidental to the resolution of the district court action founded in contract, resolving the claim did not convert the case into an equitable action under AS 22.15.050 . Larson v. Benediktsson, 152 P.3d 1159 (Alaska 2007).

Application where registered name provision is violated. —

The penalty for violating AS 08.18.051 is contained in AS 08.18.141 , which makes it a misdemeanor to violate any provision of the chapter; and this section should only be applied to bar an action when the contractor has not registered at all at the time of contracting. Alaska Protection Servs. v. Frontier Colorcable, 680 P.2d 1119 (Alaska 1984).

Recovery under Little Miller Act subject to this section. —

Recovery under the Little Miller Act, AS 36.25.020 , is subject to, and not independent of, the express penalty of this section. State ex rel. Smith v. Tyonek Timber, Inc., 680 P.2d 1148 (Alaska 1984).

Applied in

Fomby v. Whisenhunt, 680 P.2d 787 (Alaska 1984); Gross v. Bayshore Land Co., 710 P.2d 1007 (Alaska 1985).

Stated in

Balboa Ins. Co. v. Senco Alaska, 567 P.2d 295 (Alaska 1977).

Cited in

Lost Valley Timber, Inc. v. Power City Constr., Inc., 809 F.2d 590 (9th Cir. Alaska 1987); Tru-Line Metal Prods. v. U. S. Fabrication & Erection, 52 P.3d 150 (Alaska 2002); O'Connor v. Star Ins. Co., 83 P.3d 1 (Alaska 2003); Loughlin v. Rudnick (In re Rudnick), — B.R. — (Bankr. D. Alaska Aug. 22, 2011).

Collateral references. —

Recovery back of money paid to unlicensed person required by law to have occupational or business license or permit to make contract, 74 ALR3d 637.

Article 4. General Provisions.

Sec. 08.18.152. Prohibited acts for home inspectors.

An individual registered under this chapter as a home inspector or associate home inspector may not

  1. perform or offer to perform, for an additional fee, repairs to a subject property on which the home inspector or the home inspector’s company has prepared a home inspection report in the past 12 months;
  2. inspect for a fee any property in which the home inspector or the home inspector’s company has a financial interest or an interest in the transfer of the property;
  3. offer or deliver compensation, an inducement, or a reward to the owner of the inspected property, the broker, or the agent, for the referral of business to the home inspector or the home inspector’s company;
  4. without the written consent of the home inspection client or the client’s legal representative, disclose information from a home inspection report prepared by the home inspector or the home inspector’s company unless the disclosure is made
    1. to a subsequent client who requests a home inspection of the same premises; or
    2. by the home inspector in an administrative or judicial proceeding in which disclosure of the home inspection report is relevant to resolution of the legal issues in the proceeding;
  5. without the written consent of all interested parties, accept compensation from more than one interested party for the same home inspection services;
  6. accept from a person who has other dealings with a home inspection client a commission or allowance, directly or indirectly, for work for which the home inspector or the home inspector’s company is responsible;
  7. accept an engagement to make an inspection or to prepare a report in which the employment itself or the fee payable for the inspection is contingent upon the conclusions in the report, preestablished findings, or the close of escrow.

History. (§ 31 ch 134 SLA 2003)

Cross references. —

For violation of this section as an unlawful trade practice, see AS 45.50.471(b) .

Sec. 08.18.154. Limitation on home inspector’s activities.

A registration issued under AS 08.18.022 does not authorize the holder to perform an activity for which a license is required under provisions of this title that are outside of this chapter.

History. (§ 31 ch 134 SLA 2003)

Sec. 08.18.156. Exemptions related to home inspections.

  1. Notwithstanding other provisions of this chapter, an individual who inspects a home is not required to be registered under this chapter as a home inspector or associate home inspector if the individual is
    1. employed by the federal or state government, a political subdivision of the state, a regional housing authority created under AS 18.55.996(b) , or a municipality or unincorporated community and the employee is performing only duties that are within the employee’s official duties;
    2. performing a home inspection only with respect to property that is the individual’s residence or in which the individual has a financial interest;
    3. registered as an engineer or architect under AS 08.48, prepares a written report after the inspection, affixes the individual’s seal to the home inspection report, signs and dates the report, and puts the individual’s registration number on the report;
    4. engaged as an engineer in training or architect in training who works for and is supervised by a person described in (3) of this subsection and the person described in (3) of this subsection affixes the person’s seal to the home inspection report, signs and dates the report, and puts the person’s registration number on the report;
    5. licensed as a pesticide applicator by the Department of Environmental Conservation and is performing only activities within the scope of that license;
    6. registered as a general contractor with a residential contractor endorsement under this chapter and is performing only activities within the scope of that registration;
    7. certified as any type of real estate appraiser under AS 08.87 and is performing only activities that are authorized under that certification; or
    8. only determining whether a building complies with the thermal and lighting energy standards required by AS 46.11.040 .
  2. Notwithstanding the definition of “home inspection” in AS 08.18.171 (8), an individual is not considered to be doing a home inspection for purposes of this chapter if the individual
    1. is in the business of repairing, maintaining, or installing any of the systems or components listed in AS 08.18.171 (8); and
    2. inspects the system or component for the sole purpose of determining the condition of the system or component before performing or offering to perform repair, maintenance, or installation work on the system or component.

History. (§ 31 ch 134 SLA 2003)

Revisor’s notes. —

In 2003, “AS 08.18.171 (8)” was substituted for “AS 08.18.171 (12)” to reflect the 2003 renumbering of AS 08.18.171(12).

Sec. 08.18.160. Written examination. [Repealed, § 1 ch 100 SLA 1968.]

Sec. 08.18.161. Exemptions.

To the extent that this chapter governs contractors, this chapter does not apply to

  1. an authorized representative of the United States government, the state, or a political subdivision or agency of the state;
  2. an officer of a court when acting within the scope of office;
  3. a public utility operating under the regulations of the Regulatory Commission of Alaska in construction, maintenance, or development work incidental to its own business;
  4. a construction, repair, or operation incidental to the discovering or producing of petroleum or gas, or the drilling, testing, abandoning, or other operation of a petroleum or gas well or a surface or underground mine or mineral deposit when performed by an owner or lessee;
  5. the sale or installation of finished products, materials, or articles of merchandise that are not actually fabricated into and do not become a permanent, fixed part of a structure;
  6. construction, alteration, or repair of personal property;
  7. a person who only furnished materials, supplies, or equipment without fabricating them into, or consuming them in the performance of, the work of the contractor;
  8. an owner who contracts for a project with a registered contractor;
  9. a person working on an existing structure on that person’s own property, whether occupied by the person or not, and a person working on that person’s own existing residence, whether owned by the person or not;
  10. an owner or tenant of commercial property who uses the owner’s or tenant’s own employees to do maintenance, repair, and alteration work on that property;
  11. an owner who acts as the owner’s own contractor and in doing so performs the work independently or hires workers or subcontractors, purchases materials, and, as such, sees to the paying for all labor, subcontractors, and materials; in this case, the owner shall be limited to construction of one home, duplex, triplex, four-plex, or commercial building every two years; an owner who advertises the structure under construction for sale or sells the structure during the period of construction or within two years after the period of construction begins shall file, on forms provided by the department, a notice indicating that the owner is not engaged in a business for which the owner is required to register as a contractor under this chapter; for the purposes of this paragraph, construction begins on the date that is the earlier of when the owner
    1. begins the actual construction work; or
    2. enters into an agreement with another person for the other person to provide labor, to act as a subcontractor, or to provide materials for the construction;
  12. a person performing construction work incidental to farming, dairying, agriculture, horticulture, stock or poultry raising, mining, logging, fishing, clearing, or other work on the land in rural districts for fire prevention purposes, or access road building, unless the person is a licensee.

History. (§ 2 ch 100 SLA 1968; am § 1 ch 51 SLA 1976; am §§ 2, 3 ch 108 SLA 1982; am § 3 ch 121 SLA 1990; am § 32 ch 134 SLA 2003; am § 2 ch 144 SLA 2004; am § 5 ch 9 SLA 2006; am § 5 ch 70 SLA 2014; am § 11 ch 59 SLA 2018; am § 20 ch 13 SLA 2019)

Revisor's notes. —

In 2009, in (3) of this section, “Regulatory Commission of Alaska” was substituted for “public service commission” to correct a manifest error in ch. 113, SLA 1970.

Cross references. —

For Regulatory Commission of Alaska, see AS 42.04.

For provision providing legislative intent for this section, see sec. 1, ch. 59, SLA 2018, in the 2018 Temporary and Special Acts. For provision relating to the applicability of the 2018 amendments to this section, see sec. 12(c), ch. 59, SLA 2018 in the 2018 Temporary and Special Acts.

Effect of amendments. —

The 2014 amendment, effective January 1, 2015, repealed (8).

The 2018 amendment, effective October 11, 2018, redesignated former (9) as (8), in (9), inserted “an existing structure on” following “a person working on” and substituted “own existing residence” for “own residence”; in (11), substituted “performs the work independently or hires workers or subcontractors” for “hires workers on an hourly basis, hires subcontractors”, added the language beginning “an owner who advertises the structure under construction for sale or sells the structure during the period of construction” to the end of the paragraph; made related and stylistic changes.

The 2019 amendment, effective October 17, 2019, in (1), substituted “the state” for “the state of Alaska”.

Opinions of attorney general. —

Public utilities are clearly exempt both from construction contractor registration under AS 08.18 and from electrical administrator licensing under AS 08.40, regardless of whether they are bidding against others who are not public utilities for work on projects which are not part of the utility distribution system. June 6, 1984 Op. Att’y Gen.

Notes to Decisions

Material and equipment excluded from operation of AS 08.18.071 and 08.18.081 . —

Paragraph (5) of this section, which makes the chapter inapplicable to materials and equipment not incorporated or consumed in the construction of a structure, operates to exclude such material and equipment from the operation of AS 08.18.071 and 08.18.081 . Balboa Ins. Co. v. Senco Alaska, 567 P.2d 295 (Alaska 1977).

Paragraph (5) bars the claim of an equipment supplier against a construction contractor’s registration bond when the equipment has not been fabricated into a structure, but rather has become part of the contractor’s capital equipment. Balboa Ins. Co. v. Senco Alaska, 567 P.2d 295 (Alaska 1977).

Subcontractor’s work did not come within literal language of former paragraph (7) where its work was not carried on totally “within” federal boundaries. Lost Valley Timber, Inc. v. Power City Constr., Inc., 809 F.2d 590 (9th Cir. Alaska 1987) (decided prior to 1990 amendment repealing former paragraph relating to construction, alteration, or repair on a site under jurisdiction of the federal government).

Paragraph (7) interpreted. —

Paragraph (8) (now (7)) of this section exists in substantially identical form in statutes in California and Washington, and has been interpreted there to exempt from registration one who prefabricates but does not install materials which become a part of real property. The supreme court of Alaska finds this interpretation persuasive. Industrial Power & Lighting Corp. v. Western Modular Corp., 623 P.2d 291 (Alaska 1981).

Contract to purchase prefabricated modular homes. —

A contract to purchase prefabricated modular homes was, from the standpoint of the purchaser, a contract for which registration was required within the meaning of AS 08.18.151 when the purchaser was not exempt under the provisions of this section. Industrial Power & Lighting Corp. v. Western Modular Corp., 623 P.2d 291 (Alaska 1981).

Because a manufacturer of modular homes had no installation responsibilities under its contract, it was not required to register under this chapter in order to obtain payment in compensation for its performance of that contract. Industrial Power & Lighting Corp. v. Western Modular Corp., 623 P.2d 291 (Alaska 1981).

Owner-builders constructing more than one building per year. —

To construe “undertake” in AS 08.18.171 (3) (now (4)) in the narrower sense of a contractual undertaking would exempt all professional builders who build on their own property for eventual resale. Such a result is plainly not contemplated by the statute since paragraph (13) (now (12)) of this section specifically exempts an owner-builder who constructs one building per year. By clear implication such owner-builders would be covered by the statute except for this exemption, and owner-builders who build more than one building per year are covered by the statute. Industrial Power & Lighting Corp. v. Western Modular Corp., 623 P.2d 291 (Alaska 1981).

Incidental logging activities held not exempt. —

Where the prime contract was for power line construction, even though a subcontractor performing clearing work on the project may have performed logging activities, those were incidental to power line construction, not to logging, and it did not fall within the logging exemption of paragraph (14) (now (13)). Lost Valley Timber, Inc. v. Power City Constr., Inc., 809 F.2d 590 (9th Cir. Alaska 1987).

Applied in

Olsen & Sons Logging v. Owens, 607 P.2d 949 (Alaska 1980).

Quoted in

Gaudiane v. Lundgren, 723 P.2d 1267 (Alaska 1986).

Cited in

State ex rel. Smith v. Tyonek Timber, Inc., 680 P.2d 1148 (Alaska 1984).

Sec. 08.18.170. Licensing of applicants other than individuals. [Repealed, § 1 ch 100 SLA 1968.]

Sec. 08.18.171. Definitions.

In this chapter,

  1. “builder” means general contractor;
  2. “cash deposit” means a cash deposit or other negotiable security filed with the commissioner in lieu of a surety bond under AS 08.18.071(b) ;
  3. “commissioner,” unless the text reads otherwise, means the commissioner of the Department of Commerce, Community, and Economic Development;
  4. “contractor” means a person who, in the pursuit of an independent business, undertakes or offers to perform, or claims to have the capacity to perform, or submits a bid for a project to construct, alter, repair, move, or demolish a building, highway, road, railroad, or any type of fixed structure, including excavation and site development and erection of scaffolding; “contractor” includes a general contractor, builder, mechanical contractor, specialty contractor, and subcontractor;
  5. “department” means the Department of Commerce, Community, and Economic Development, unless the context indicates otherwise;
  6. “existing home” means a residence previously occupied as a residence;
  7. “general contractor” means a contractor whose business operations require the use of more than three trades or the use of mechanical or specialty contractors and subcontractors who are under the supervision of the contractor;
  8. “home inspection” means a visual examination, performed in accordance with standards of practice adopted by the department, of the readily accessible parts of one or more of the following systems and components of a residence or intended residence:
    1. heating and air-conditioning systems;
    2. plumbing and electrical systems;
    3. built-in appliances;
    4. roof, attic, and visible insulation;
    5. walls, ceilings, floors, windows, and doors;
    6. foundation and basement;
    7. visible interior and exterior structures;
    8. drainage to and from the residence;
    9. other systems or components as specified by the department in regulations;
  9. “home inspector” means an individual who performs or offers to perform a home inspection for a fee;
  10. “joint registration” means a certificate of registration that authorizes an individual to inspect both new homes and existing homes;
  11. “knowingly” has the meaning given in AS 11.81.900 ;
  12. “mechanical contractor” means a contractor whose business operations involve plumbing, pipe fitting, sheet metal, heating, air conditioning, ventilating, or sprinkler and dry chemical fire protection trades in order to install or modify mechanical piping and systems, devices, fixtures, and equipment or other mechanical materials subject to the following codes as published by the International Association of Plumbing and Mechanical Officials or the International Conference of Building Officials:
    1. Uniform Plumbing Code;
    2. Uniform Swimming Pool, Spa, and Hot Tub Code;
    3. Uniform Solar Energy Code; and
    4. Uniform Mechanical Code;
  13. “new home” means a residence not previously occupied as a residence;
  14. “residence” means
    1. a single-family home other than a mobile home;
    2. a duplex, triplex, or four-plex; or
    3. a residential townhouse or residential condominium unit;
  15. “residential contractor” means a general contractor whose business and operation involve undertaking the construction or alteration of a privately-owned residential structure of one to four units that is used or intended to be used as a human dwelling;
  16. “specialty contractor” means a contractor, other than a mechanical contractor, whose business operations are described in AS 08.18.024(b) ;
  17. “trade” means a skill used in the field of construction, as defined by regulation by the department;
  18. “visual examination” means an examination performed in person at the physical location of the residence except that, if a method other than personal physical inspection has been approved by the Alaska Housing Finance Corporation under AS 18.56.300(b) , use of the other approved method constitutes a visual examination under this chapter.

History. (§ 2 ch 100 SLA 1968; am § 3 ch 37 SLA 1971; am § 41 ch 218 SLA 1976; am § 3 ch 15 SLA 1977; am § 10 ch 83 SLA 1985; am §§ 6 — 8 ch 132 SLA 1988; am § 9 ch 99 SLA 1990; am § 33 ch 134 SLA 2003; am § 3 ch 144 SLA 2004)

Revisor's notes. —

Reorganized in 1987 to alphabetize the defined terms, and in 1988, 1990, and 2003 to maintain alphabetical order.

In 1999, “Department of Commerce and Economic Development” was changed to “Department of Community and Economic Development” in this section in accordance with § 88, ch. 58, SLA 1999.

In 2004, “Department of Community and Economic Development” was changed to “Department of Commerce, Community, and Economic Development” in this section, in accordance with § 3, ch. 47, SLA 2004.

Administrative Code. —

For registration, see 12 AAC 21, art. 1.

For specialty contractor trades, see 12 AAC 21, art. 2.

For mechanical contractor, see 12 AAC 21, art. 3.

Editor's notes. --

In 1994, the International Conference of Building Officials merged with two other organizations to form the International Code Council.

Notes to Decisions

Adoption of International Mechanical Code held proper. —

Grant of summary judgment against a corporation and in favor of the Department of Public Safety and the Department of Community and Economic Development (DCED) was proper where there was no indication that the legislature sought to limit the discretion of the DCED to establish licensing requirements for mechanical administrators under AS 08.40.490 and this section. Mech. Contrs. of Alaska, Inc. v. State, 91 P.3d 240 (Alaska), amended, — P.3d — (Alaska 2004).

“Contractor”. —

This section defines “contractor” by the nature of the work performed. Sumner Dev. Corp. v. Shivers, 517 P.2d 757 (Alaska 1974).

If the work falls within a single craft classification, done under the supervision of a general contractor, the person doing the work is nevertheless a “contractor” for the purposes of the statute, although he may be referred to as a “specialty contractor.” Sumner Dev. Corp. v. Shivers, 517 P.2d 757 (Alaska 1974).

That a contract between the parties denominated a construction company a subcontractor is immaterial. Sumner Dev. Corp. v. Shivers, 517 P.2d 757 (Alaska 1974).

One who merely furnished material to an owner or contractor is generally not a “contractor” under statutes similar to Alaska’s licensing act. Olsen & Sons Logging v. Owens, 607 P.2d 949 (Alaska 1980).

Limited liability company which installed tower-mounted wind turbines was required to register as a specialty steel contractor. Daggett v. Feeney, 397 P.3d 297 (Alaska 2017).

“Undertakes”. —

The word “undertakes” as it is used in paragraph (3) (now (4)) of this section is not limited to a contractual undertaking, but must be understood in the more general sense of setting about, engaging in, or entering upon an activity described by the statute. Industrial Power & Lighting Corp. v. Western Modular Corp., 623 P.2d 291 (Alaska 1981).

To construe “undertake” in paragraph (3) (now (4)) in the narrower sense of a contractual undertaking would exempt all professional builders who build on their own property for eventual resale. Such a result is plainly not contemplated by the statute since AS 08.18.161 (13) (now (12)) specifically exempts an owner-builder who constructs one building per year. By clear implication such owner-builders would be covered by the statute except for this exemption, and owner-builders who build more than one building per year are covered by the statute. Industrial Power & Lighting Corp. v. Western Modular Corp., 623 P.2d 291 (Alaska 1981).

Scope of contractor's surety bond. —

Alaska legislature intended to limit statutory contract breach claims, and thus claims against the bonds, to breaches of contracts that are directly related to the sorts of listed activities that caused the legislature to conclude that regulation was necessary; therefore, an insurer was not allowed to recover unpaid workers’ compensation insurance premiums from a surety bond since that was not directly related to the conduct of the work of a contractor. Alaska Nat'l Ins. Co. v. Northwest Cedar Structures, Inc., 153 P.3d 336 (Alaska 2007).

Applied in

Gross v. Bayshore Land Co., 710 P.2d 1007 (Alaska 1985).

Cited in

Alaska Protection Servs. v. Frontier Colorcable, 680 P.2d 1119 (Alaska 1984); Larson v. Benediktsson, 152 P.3d 1159 (Alaska 2007).

Secs. 08.18.180 — 08.18.350. Bond; issuance of license; form and conditions of license; license fees; license renewal; investigations; suspension and revocation of licenses; hearing; renewal of license after suspension or revocation; prohibited acts; disability; lien laws; disclosure of financial information; definitions; short title. [Repealed, § 1 ch 100 SLA 1968.]

Chapter 20. Chiropractors.

Cross references. —

For legislative findings in connection with the 1988 amendments to this chapter, see sec. 1, ch. 60, SLA 1988 in the Temporary and Special Acts.

Administrative Code. —

For board of chiropractic examiners, see 12 AAC 16.

Collateral references. —

61 Am. Jur. 2d, Physicians, Surgeons and Other Healers, § 37.

70 C.J.S., Physicians and Surgeons, §§ 11-57.

Liability of chiropractors for medical malpractice, 77 A.L.R.4th 273.

Article 1. Board of Chiropractic Examiners.

Sec. 08.20.010. Creation and membership of Board of Chiropractic Examiners.

There is created the Board of Chiropractic Examiners consisting of five members appointed by the governor.

History. (§ 35-3-23 ACLA 1949; am § 2 ch 102 SLA 1976)

Notes to Decisions

For constitutionality of ch. 102, SLA 1976, see Plumley v. George E. Hale, M.D., Inc., 594 P.2d 497 (Alaska 1979).

Sec. 08.20.020. Members of board.

Four members of the board shall be licensed chiropractic physicians who have practiced chiropractic in this state not less than two years. One member of the board shall be a person with no direct financial interest in the health care industry. Each member serves without pay but is entitled to per diem and travel expenses allowed by law.

History. (§§ 35-3-23, 35-3-30 ACLA 1949; am § 3 ch 102 SLA 1976; am § 2 ch 162 SLA 1980)

Sec. 08.20.025. Removal of board members.

A member of the board may be removed from office by the governor for cause.

History. (§ 3 ch 162 SLA 1980; am § 3 ch 30 SLA 1992)

Cross references. —

For other grounds for removal, see AS 08.01.020 .

Sec. 08.20.030. Members’ terms; vacancies. [Repealed, § 49 ch 94 SLA 1987. For current law, see AS 08.01.035.]

Sec. 08.20.040. Organization of board.

Every two years, the board shall elect from its membership a president, vice president and secretary.

History. (§ 35-3-24 ACLA 1949)

Sec. 08.20.050. Power of officers to administer oaths and take testimony.

The president and the secretary may administer oaths in conjunction with the business of the board.

History. (§ 35-3-24 ACLA 1949)

Sec. 08.20.055. Board regulations.

The board shall adopt regulations necessary to effect the provisions of this chapter, including regulations establishing standards for

  1. continuing education;
  2. the application, performance, and evaluation of chiropractic core methodology;
  3. the training, qualifications, scope of practice, and employment of chiropractic interns and chiropractic preceptors;
  4. the designation of one or more nationally recognized certification programs for chiropractic clinical assistants; and
  5. the performance of patient examinations authorized under AS 08.20.100(b) .

History. (§ 1 ch 102 SLA 1966; am § 2 ch 60 SLA 1988; am § 1 ch 8 SLA 2016)

Administrative Code. —

For the board, see 12 AAC 16, art. 1.

For licensing, see 12 AAC 16, art. 2.

For continuing education, see 12 AAC 16, art. 3.

For peer review, see 12 AAC 16, art. 4.

Effect of amendments. —

The 2016 amendment, effective August 15, 2016, in the introductory sentence, deleted “substantive” following “board shall adopt”; added (3) - (5); and made a related stylistic change.

Sec. 08.20.060. Seal.

The board shall adopt a seal and affix it to all licenses issued.

History. (§ 35-3-24 ACLA 1949)

Secs. 08.20.070 — 08.20.080. Secretary; records; reports and accounts of board. [Repealed, § 3 ch 59 SLA 1966.]

Sec. 08.20.090. Quorum of board.

A majority of the board constitutes a quorum for the transaction of business.

History. (§ 35-3-24 ACLA 1949)

Article 2. Licensing and Regulation.

Sec. 08.20.100. Practice of chiropractic.

  1. A person may not practice chiropractic or use chiropractic core methodology in the state without a license.
  2. A person licensed under this chapter may
    1. analyze, diagnose, or treat the chiropractic condition of a patient by chiropractic core methodology or by ancillary methodology;
    2. accept referrals for treatmentby chiropractic core methodology or by ancillary methodology;
    3. consult on chiropractic matters;
    4. refer patients to other health care professionals;
    5. perform, within the scope of chiropractic practice, physical examinations of children for school physical examinations and preparticipation physical examinations for sports and school activities;
    6. sign
      1. reports for excuses from employment and from attendance at school or participation in sports activities; and
      2. authorizations for sick leave;
    7. perform preemployment and workplace health examinations;
    8. provide disability and physical impairment ratings;
    9. provide retirement health and disability authorizations and recommendations;
    10. employ nationally certified chiropractic clinical assistants; and
    11. employ chiropractic interns and chiropractic preceptors.
  3. A person licensed under this chapter is not authorized to sign affidavits exempting school children from immunization requirements under AS 14.30.125 or to administer or interpret the results of infectious disease tests required by statute or regulation.
  4. This section does not apply to a chiropractic intern who is acting within the scope of practice authorized by the board and is under the personal supervision of a licensed chiropractor.

History. (§ 35-3-21 ACLA 1949; am §§ 3, 4 ch 60 SLA 1988; am §§ 2, 3 ch 8 SLA 2016)

Effect of amendments. —

The 2016 amendment, effective August 15, 2016, in (b)(2), deleted “chiropractic” following “accept referrals for” and added “by chiropractic core methodology or by ancillary methodology” following “treatment”; in (b)(5), substituted “perform” for “sign (a)” at the beginning of the paragraph, deleted “certificates of” following “chiropractic practice,” and substituted “for school physical examinations and preparticipation physical examinations for sports and school activities” for “before they enter school”; in (b)(6), inserted “sign” at the beginning of the paragraph and redesignated former (5)(B) and (C) as (6)(A) and (B); redesignated the following paragraphs of (b) accordingly; added (b)(10-11); added (d); and made related and stylistic changes.

Notes to Decisions

Cited in

Territory by Olson v. Hawkins, 9 Alaska 573 (D. Alaska 1939).

Collateral references. —

Scope of practice of chiropractic. 16 ALR4th 58.

Sec. 08.20.110. Application for license.

A person desiring to practice chiropractic shall apply in writing to the board.

History. (§ 35-3-26 ACLA 1949)

Administrative Code. —

For licensing, see 12 AAC 16, art. 2.

Sec. 08.20.115. Malpractice insurance. [Repealed, § 40 ch 177 SLA 1978.]

Sec. 08.20.120. Qualifications for license.

  1. An applicant shall be issued a license to practice chiropractic if the applicant
    1. has a high school education or its equivalent;
    2. has successfully completed at least two academic years of study in a college of liberal arts or sciences or has engaged in the active licensed practice of chiropractic for three of the four years preceding the filing of the application;
    3. is a graduate of a school or college of chiropractic that
      1. is accredited by or a candidate for accreditation by the Council on Chiropractic Education or a successor accrediting agency recognized by the board; or
      2. if an accrediting agency under (A) of this paragraph does not exist, requires the completion of a minimum of 4,000 hours of formal education and training in order to graduate, including
        1. 150 hours of chiropractic philosophy or principles;
        2. 1200 hours of basic sciences, including anatomy, chemistry, physiology, and pathology;
        3. 1400 hours of preclinical technique, including diagnosis, chiropractic technique, and x-rays; and
        4. 700 hours of clinical training;
    4. completes 120 hours of formal training in physiological therapeutics;
    5. passes an examination given by the board; and
    6. passes, to the satisfaction of the board, the parts of the examination of the National Board of Chiropractic Examiners required by the board.
  2. [Repealed § 2 ch 93 SLA 1996.]

History. (§ 35-3-25 ACLA 1949; am § 1 ch 53 SLA 1955; am § 1 ch 91 SLA 1965; am § 25 ch 245 SLA 1970; am § 8 ch 32 SLA 1971; am § 1 ch 84 SLA 1972; am §§ 5, 6 ch 162 SLA 1980; am §§ 5, 6 ch 60 SLA 1988; am § 2 ch 93 SLA 1996)

Administrative Code. —

For licensing, see 12 AAC 16, art. 2.

For continuing education, see 12 AAC 16, art. 3.

Sec. 08.20.130. Examinations.

  1. Examinations for a license to practice chiropractic may be held in the time and manner fixed by the board.
  2. The examination may include practical demonstration and oral and written examination in those subjects usually taught in accredited chiropractic schools.
  3. A general average rating of 75 percent is a passing grade on the examination.
  4. An applicant may take a reexamination within one year after failing the examination.

History. (§ 35-3-27 ACLA 1949; am § 2 ch 91 SLA 1965; am § 13 ch 37 SLA 1985)

Administrative Code. —

For the board, see 12 AAC 16, art. 1.

For licensing, see 12 AAC 16, art. 2.

Sec. 08.20.135. Associate. [Repealed, § 13 ch 162 SLA 1980.]

Sec. 08.20.140. Licensure by credentials. [Repealed, § 2 ch 93 SLA 1996.]

Sec. 08.20.141. Licensure by credentials.

The board may issue a license by credentials to an applicant who pays the appropriate fee and presents satisfactory proof that the applicant

  1. is a graduate of a school or college of chiropractic that
    1. is accredited by or a candidate for accreditation by the Council on Chiropractic Education or a successor accrediting agency recognized by the board; or
    2. if an accrediting agency under (A) of this paragraph does not exist, requires the completion of a minimum of 4,000 hours of formal education and training in order to graduate, including
      1. 150 hours of chiropractic philosophy or principles;
      2. 1,200 hours of basic sciences, including anatomy, chemistry, physiology, and pathology;
      3. 1,400 hours of preclinical technique, including diagnosis, chiropractic technique, and x-rays; and
      4. 700 hours of clinical training;
  2. has held a license in good standing to practice chiropractic in another jurisdiction for the five years preceding the date of application; for purposes of this paragraph, “good standing” means that
    1. no action has been reported about the applicant in the national licensee database of the Federation of Chiropractic Licensing Boards;
    2. the applicant has not, within the five years preceding the date of application, been the subject of an unresolved review or an adverse decision based on a complaint, investigation, review procedure, or disciplinary proceeding undertaken by a foreign, state, territorial, local, or federal chiropractic licensing jurisdiction, chiropractic society, or law enforcement agency that relates to criminal or fraudulent activity, chiropractic malpractice, or negligent chiropractic care and that adversely reflects on the applicant’s ability or competence to engage in the practice of chiropractic or on the safety or well-being of patients; and
    3. the applicant has not been convicted of a felony within the five years preceding the date of application;
  3. has been in active licensed clinical chiropractic practice for at least three of the five years immediately preceding the date of application;
  4. has passed, to the satisfaction of the board, the parts of the examination of the National Board of Chiropractic Examiners required by the board;
  5. has passed an examination approved by the board that is designed to test the applicant’s knowledge of the laws of the state governing the practice of chiropractic and the regulations adopted under those laws; and
  6. has completed 120 hours of formal training in physiological therapeutics or has passed, to the satisfaction of the board, a physiological therapeutics examination of the National Board of Chiropractic Examiners required by the board.

History. (§ 2 ch 39 SLA 2002)

Administrative Code. —

For licensing, see 12 AAC 16, art. 2.

Sec. 08.20.150. Recording of license. [Repealed, § 7 ch 37 SLA 1986.]

Sec. 08.20.155. Professional designation.

Notwithstanding the provisions of AS 08.02.010 relating to specialist designations, a person licensed under this chapter may not designate a specialty unless the person has completed a postgraduate specialty program at an accredited school approved by the board and the person has passed a certification exam for the specialty approved by the board. All specialty designations must include the term “chiropractic.”

History. (§ 7 ch 60 SLA 1988)

Administrative Code. —

For licensing, see 12 AAC 16, art. 2.

Sec. 08.20.160. Temporary permits.

Temporary permits may be issued to qualified applicants until the next regular meeting of the board.

History. (§ 35-3-28 ACLA 1949; am § 4 ch 8 SLA 2016)

Administrative Code. —

For licensing, see 12 AAC 16, art. 2.

Effect of amendments. —

The 2016 amendment, effective August 15, 2016, deleted “persons apparently” preceding “qualified” and inserted “applicants” following “qualified”.

Sec. 08.20.163. Temporary permit for locum tenens practice.

  1. The board may grant a temporary permit to a chiropractor for the purpose of the chiropractor’s substituting for another chiropractor licensed in this state. The permit is valid for 60 consecutive days. If circumstances warrant, an extension of the permit may be granted by the board.
  2. A chiropractor applying under (a) of this section shall pay the required fee and shall meet the
    1. requirements of AS 08.20.120 ; or
    2. following requirements:
      1. submit evidence of a current license in good standing, including
        1. no action reported in the national licensee database of the Federation of Chiropractic Licensing Boards;
        2. not having been, within the five years preceding the date of application, the subject of an unresolved review or an adverse decision based upon a complaint, investigation, review procedure, or disciplinary proceeding undertaken by a state, territorial, local, or federal chiropractic licensing jurisdiction, chiropractic society, or law enforcement agency that relates to criminal or fraudulent activity, chiropractic malpractice, or negligent chiropractic care and that adversely reflects on the applicant’s ability or competence to engage in the practice of chiropractic or on the safety or well-being of patients; and
        3. no conviction for a felony within the five years preceding the date of application;
      2. submit evidence of five years of active licensed clinical practice;
      3. be a graduate of a school or college of chiropractic that is accredited by or a candidate for accreditation by the Council on Chiropractic Education or a successor accrediting agency recognized by the board;
      4. have completed 120 hours of formal training in physiological therapeutics or have passed, to the satisfaction of the board, a physiological therapeutic examination of the National Board of Chiropractic Examiners required by the board;
      5. have passed, to the satisfaction of the board, Parts I and II of the examination of the National Board of Chiropractic Examiners; and
      6. pass an examination given by the board.
  3. Permits and extensions of permits issued under this section to an individual are not valid for more than 240 days during any consecutive 24 months.

History. (§ 1 ch 35 SLA 2000)

Cross references. —

For temporary courtesy licenses, see AS 08.01.062 .

Administrative Code. —

For licensing, see 12 AAC 16, art. 2.

Sec. 08.20.165. Inactive license status.

  1. A licensee who does not practice in the state may convert a license to inactive status when renewing the license. A person who practices in the state, however infrequently, shall hold an active license. A person renewing an inactive license shall meet the same renewal requirements that would be applicable if the person were renewing an active license.
  2. A person who has an inactive license certificate under (a) of this section may reactivate the license by applying for an active license and paying the required fees.

History. (§ 1 ch 35 SLA 2000)

Sec. 08.20.167. Retired license status.

  1. Upon retiring from practice and upon payment of an appropriate one-time fee, a licensee in good standing with the board may apply for the conversion of an active or inactive license to a retired status license. A person holding a retired status license may not practice chiropractic in the state. A retired status license is valid for the life of the license holder and does not require renewal. A person holding a retired status license is exempt from continuing education requirements adopted by the board under AS 08.20.170(d) .
  2. A person with a retired status license may apply for active licensure. Before issuing an active license under this subsection, the board may require the applicant to meet reasonable criteria, as determined under regulations of the board, that may include submission of continuing education credits, reexamination requirements, physical and psychiatric examination requirements, an interview with the board, and a review of information in the national licensee database of the Federation of Chiropractic Licensing Boards.

History. (§ 1 ch 35 SLA 2000)

Administrative Code. —

For continuing education, see 12 AAC 16, art. 3.

Sec. 08.20.168. Chiropractic clinical assistant.

  1. Enrollment in or completion of a nationally recognized certification program under AS 08.20.055 (4) is required to practice as a chiropractic clinical assistant in this state.
  2. A person who meets the requirement under (a) of this section may, under the general supervision of a person licensed under this chapter,
    1. perform diagnostic imaging studies;
    2. use ancillary methodologies; and
    3. perform procedures.

History. (§ 5 ch 8 SLA 2016)

Effective dates. —

Section 2, ch. 56, SLA 2016 makes this chapter effective November 4, 2016.

Sec. 08.20.170. Disciplinary sanctions; refusal to issue or renew license.

  1. The board may impose a disciplinary sanction on a person licensed under this chapter or refuse to issue a license under this chapter when the board finds that the person
    1. secured or attempted to secure a license through deceit, fraud, or intentional misrepresentation;
    2. engaged in deceit, fraud, or intentional misrepresentation in the course of providing professional services or engaging in professional activities;
    3. advertised professional services in a false or misleading manner;
    4. has been convicted, including a conviction based on a guilty plea or plea of nolo contendere, of
      1. a felony or other crime that affects the person’s ability to practice competently and safely; or
      2. a crime involving the unlawful procurement, sale, prescription, or dispensing of drugs;
    5. intentionally or negligently engaged in or permitted the performance of patient care by persons under the licensee’s supervision that does not conform to minimum professional standards established by regulation regardless of whether actual injury to the patient occurred;
    6. failed to comply with this chapter, with a regulation adopted under this chapter, or with an order of the board;
    7. continued or attempted to practice after becoming unfit due to
      1. professional incompetence;
      2. addiction or severe dependency on alcohol or a drug that impairs the person’s ability to practice safely;
      3. physical or mental disability or an infectious or contagious disease;
    8. engaged in lewd or immoral conduct in connection with the delivery of professional service to patients; or
    9. failed to satisfy continuing education requirements adopted by the board.
  2. AS 44.62 (Administrative Procedure Act) applies to any action taken by the board for the suspension or revocation of a license.
  3. A person whose license is suspended or revoked may within two years from date of suspension apply for reinstatement, and if the board is satisfied that the applicant should be reinstated, it shall order reinstatement.
  4. The board shall adopt regulations that ensure that renewal of license is contingent on proof of continued competency by a practitioner.

History. (§ 35-3-29 ACLA 1949; am § 25 ch 177 SLA 1978; am §§ 9, 10 ch 162 SLA 1980; am § 8 ch 60 SLA 1988; am § 2 ch 35 SLA 2000)

Cross references. —

For disciplinary powers of board, see AS 08.01.075 .

Administrative Code. —

For licensing, see 12 AAC 16, art. 2.

For continuing education, see 12 AAC 16, art. 3.

Collateral references. —

Cancellation or suspension irrespective of licensee’s personal fault, validity of statute or rule making specified conduct or condition the ground for, 3 ALR2d 107.

Plea of nolo contendere or non vult contendere, 89 A.L.R.2d 540.

Sec. 08.20.175. Disciplinary sanctions. [Repealed, § 49 ch 94 SLA 1987. For current law, see AS 08.01.075.]

Sec. 08.20.180. Fees.

  1. An applicant for an examination, reexamination, issuance of a temporary permit under AS 08.20.160 , issuance of a locum tenens permit under AS 08.20.163 , issuance of a license by credentials under AS 08.20.141 , one-time issuance of a retired status license, or initial issuance or renewal of an active or inactive license shall pay a fee established under AS 08.01.065 .
  2. [Repealed, § 24 ch 22 SLA 2001.]

History. (§ 35-3-30 ACLA 1949; am § 1 ch 13 SLA 1968; am § 12 ch 162 SLA 1980; am § 14 ch 37 SLA 1985; am § 3 ch 35 SLA 2000; am § 24 ch 22 SLA 2001; am § 3 ch 39 SLA 2002)

Administrative Code. —

For occupational licensing fees, see 12 AAC 2, art. 2.

Sec. 08.20.185. Utilization review committee; confidentiality.

  1. The board may establish a utilization review committee to review complaints concerning the reasonableness or appropriateness of care provided, fees charged, or costs for services rendered by a licensee to a patient. A review conducted by a utilization review committee under this section may be used by the board in considering disciplinary action against a licensee, but the results or recommendations of a utilization review committee are not binding on the board. A member of a utilization review committee established under this section who in good faith submits a report under this section or participates in an investigation or judicial proceeding related to a report submitted under this section is immune from civil liability for the submission or participation.
  2. The board shall charge a complainant a fee, established under AS 08.01.065 , for utilization review under this section.
  3. Patient records presented to a utilization review committee for review under this section that were confidential before their presentation to the committee are confidential to the committee members and to the board members and are not subject to inspection or copying under AS 40.25.110 - 40.25.125 . A committee member or board member to whom confidential records are presented under this subsection shall maintain the confidentiality of the records. A person who violates this subsection is guilty of a class B misdemeanor.

History. (§ 1 ch 112 SLA 1992; am §§ 1, 2 ch 101 SLA 1996; am § 6 ch 8 SLA 2016)

Revisor’s notes. —

In 2000, “AS 40.25.110 40.25.125 ” was substituted for “AS 09.25.110 — 09.25.125” to reflect the 2000 renumbering of AS 09.25.110 — 09.25.125.

Cross references. —

For sentences for misdemeanors, see AS 12.55.035 and 12.55.135 .

Administrative Code. —

For occupational licensing fees, see 12 AAC 2, art. 2.

For peer review, see 12 AAC 16, art. 4.

Effect of amendments. —

The 2016 amendment, effective August 15, 2016, in (a), substituted “the” for “in addition to peer review authorized under AS 08.01.075 , the”; substituted “utilization” for “peer” in four places, substituted “used” for “utilized”, and made related stylistic changes; in (b) and (c), substituted “utilization” for “peer”.

Notes to Decisions

Expert testimony required. —

In a guardian’s Federal Tort Claims Act (FTCA) medical malpractice suit, the United States did not present an expert qualified under this provision. State substantive law applies in FTCA actions, and the Alaska statute here is intertwined with the state’s professional negligence law because it limits what kind of professional can testify to the standard of care. That limitation, in turn, affects the standard of care against which the defendant’s conduct will be tested — an inherently substantive inquiry. Liebsack v. United States, 731 F.3d 850 (9th Cir. Alaska 2013) (memorandum decision).

Sec. 08.20.190. Disposition of fees. [Repealed, § 54 ch 37 SLA 1985.]

Sec. 08.20.195. Limitation of practice.

A person licensed under this chapter or a person who is practicing as a chiropractic intern, chiropractic clinical assistant, or chiropractic preceptor under this chapter may act only within the scope of practice authorized by the board.

History. (§ 7 ch 8 SLA 2016)

Effective dates. —

Section 7, ch. 8, SLA 2016, which enacted this section, took effective August 15, 2016.

Article 3. Unlawful Acts and Penalties.

Sec. 08.20.200. Unlicensed practice .

A person who practices chiropractic in the state without a license in violation of AS 08.20.100 is guilty of a class A misdemeanor and may be punished as provided in AS 12.55.

History. (§ 3 ch 53 SLA 1955; am § 8 ch 37 SLA 1986; am § 8 ch 8 SLA 2016)

Cross references. —

For sentences for misdemeanors, see AS 12.55.035 and 12.55.135 .

Effect of amendments. —

The 2016 amendment, effective August 15, 2016, inserted “class A” preceding “misdemeanor” and substituted “and may be punished as provided in AS 12.55” for “, and upon conviction is punishable by a fine of not more than $1,000, or by imprisonment for not more than a year, or by both”.

Collateral references. —

Practicing medicine, surgery, dentistry, optometry, podiatry, or other healing arts without license as a separate or continuing offense, 99 ALR2d 654.

Sec. 08.20.210. Fraudulent licenses and certificates.

A person who obtains or attempts to obtain a chiropractic license or provides the board with evidence that the person is nationally certified to practice as a chiropractic clinical assistant by dishonest or fraudulent means or who forges, counterfeits, or fraudulently alters a chiropractic license or chiropractic clinical assistant certificate issued by a nationally recognized certification program is guilty of a class A misdemeanor and is punishable as provided in AS 12.55.

History. (§ 4 ch 53 SLA 1955; am § 9 ch 8 SLA 2016)

Cross references. —

For sentences for misdemeanors, see AS 12.55.035 and 12.55.135 .

Effect of amendments. —

The 2016 amendment, effective August 15, 2016, substituted “license or provides the board with evidence that the person is nationally certified to practice as a chiropractic clinical assistant” for “certificate”; inserted “license or chiropractic clinical assistant” following “alters a chiropractic”; inserted “issued by a nationally recognized certification program” between “certificate” and “is”; inserted “guilty of a class A misdemeanor and is” preceding “punishable”; substituted “as provided in AS 12.55” for “by a fine of not more than $500, or by imprisonment for not more than six months, or by both”; and made a stylistic change.

Article 4. General Provisions.

Sec. 08.20.220. Chiropractic defined. [Repealed, § 13 ch 60 SLA 1988.]

Sec. 08.20.230. Practice of chiropractic.

The practice of chiropractic

  1. addresses ramifications of health and disease with a special emphasis on biomechanical analysis, interpretation and treatment of the structural and functional integrity of skeletal joint structures, and the physiological efficiency of the nervous system as these matters relate to subluxation complex; and
  2. involves the diagnosis, analysis, or formulation of a chiropractic diagnostic impression regarding the chiropractic conditions of the patient to determine the appropriate method of chiropractic treatment.

History. (§ 9 ch 60 SLA 1988)

Cross references. —

For professional designation requirements for chiropractors, see AS 08.02.010 .

Sec. 08.20.900. Definitions.

In this chapter,

  1. “ancillary methodology” means employing within the scope of chiropractic practice, with appropriate training and education, those methods, procedures, modalities, devices, and measures commonly used by trained and licensed health care providers and includes
    1. physiological therapeutics; and
    2. counseling on dietary regimen, sanitary measures, physical and mental attitudes affecting health, personal hygiene, occupational safety, lifestyle habits, posture, rest, and work habits that enhance the effects of chiropractic adjustment;
  2. “board” means the Board of Chiropractic Examiners;
  3. “chiropractic” is the clinical science of human health and disease that focuses on the detection, correction, and prevention of the subluxation complex and the employment of physiological therapeutic procedures preparatory to and complementary with the correction of the subluxation complex for the purpose of enhancing the body’s inherent recuperative powers, without the use of surgery or prescription drugs; the primary therapeutic vehicle of chiropractic is chiropractic adjustment;
  4. “chiropractic adjustment” means the application of a precisely controlled force applied by hand or by mechanical device to a specific focal point of the anatomy for the express purpose of creating a desired angular movement in skeletal joint structures in order to eliminate or decrease interference with neural transmission and correct or attempt to correct subluxation complex; “chiropractic adjustment” utilizes, as appropriate, short lever force, high velocity force, short amplitude force, or specific line-of-correction force to achieve the desired angular movement, as well as low force neuro-muscular, neuro-vascular, neuro-cranial, or neuro-lymphatic reflex technique procedures;
  5. “chiropractic clinical assistant” means a person who works under the general supervision of a person licensed under this chapter and who is
    1. enrolled in a nationally recognized certification program that certifies chiropractic clinical assistants; or
    2. certified by a national organization that certifies chiropractic clinical assistants;
  6. “chiropractic core methodology” means the treatment and prevention of subluxation complex by chiropractic adjustment as indicated by a chiropractic diagnosis and includes the determination of contra-indications to chiropractic adjustment, the normal regimen and rehabilitation of the patient, and patient education procedures; chiropractic core methodology does not incorporate the use of prescription drugs, surgery, needle acupuncture, obstetrics, or x-rays used for therapeutic purposes;
  7. “chiropractic diagnosis” means a diagnosis made by a person licensed under this chapter based on a chiropractic examination;
  8. “chiropractic examination” means an examination of a patient conducted by a person licensed under this chapter, or by a chiropractic clinical assistant or chiropractic intern under the supervision of a person licensed under this chapter, for the express purpose of ascertaining whether symptoms of subluxation complex exist and consisting of an analysis of the patient’s health history, current health status, results of diagnostic procedures, including x-ray and other diagnostic imaging devices, and postural, thermal, physical, neuro-physical, and spinal examinations that focuses on the discovery of
    1. the existence and etiology of disrelationships of skeletal joint structures; and
    2. interference with normal nerve transmission and expression;
  9. “chiropractic intern” means a person who is engaged in the practice of chiropractic while under the personal supervision of a person licensed under this chapter for the purpose of obtaining practical experience for licensure as a chiropractor;
  10. “chiropractic preceptor” means a person who is licensed under this chapter and who participates in the instruction and training of chiropractic interns.
  11. “manipulation” means an application of a resistive movement by applying a nonspecific force without the use of a thrust, that is directed into a region and not into a focal point of the anatomy for the general purpose of restoring movement and reducing fixations;
  12. “physiological therapeutics” means the therapeutic application of forces that induce a physiologic response and use or allow the natural processes of the body to return to a more normal state of health; physiological therapeutics encompasses the diagnosis and treatment of disorders of the body, utilizing
    1. manipulation;
    2. the natural healing forces associated with air, cold, heat, electricity, exercise, light, massage, water, nutrition, sound, rest, and posture;
    3. thermotherapy, cryotherapy, high frequency currents, low frequency currents, interferential currents, hydrotherapy, exercise therapy, rehabilitative therapy, meridian therapy, vibratory therapy, traction and stretching, bracing and supports, trigger point therapy, and other forms of therapy;
  13. “subluxation complex” means a biomechanical or other disrelation or a skeletal structural disrelationship, misalignment, or dysfunction in a part of the body resulting in aberrant nerve transmission and expression.

History. (§ 10 ch 60 SLA 1988; am § 2 ch 112 SLA 1992; am §§ 10, 11 ch 8 SLA 2016)

Revisor's notes. --

Paragraph (2) was enacted as (10); renumbered in 1992 to maintain alphabetical order, at which time other paragraphs were also renumbered.

Paragraph (5) was enacted as (11) and paragraphs (9) and (10) were enacted as (12) and (13); renumbered in 2016 to maintain alphabetical order, at which time other paragraphs were also renumbered.

Effect of amendments. —

The 2016 amendment, effective August 15, 2016, in (7), deleted “or under the supervision of” preceding “a person licensed”; inserted “or by a chiropractic clinical assistant or chiropractic intern under the supervision of a person licensed under this chapter,” preceding “for the express purpose”; added (11), (12) and (13).

Opinions of attorney general. —

It is illegal and criminal for a chiropractor, without additional qualifications, to prescribe drugs or medicine to sick or injured persons. 1961 Alas. Op. Att'y Gen. No. 23.

Money cannot be expended from the fishermen’s fund for the payment of charges for medicines prescribed by chiropractors. 1961 Alas. Op. Att'y Gen. No. 23.

Chapter 24. Collection Agencies.

Notes to Decisions

This chapter does not regulate the activities of debt collection agencies vis-a-vis debtors; its primary concern is the relationship between debt collection agencies and the state. State v. O'Neill Investigations, 609 P.2d 520 (Alaska 1980).

Effect of exemption clause of AS 45.50.481(a)(1) . —

The exemption clause of AS 45.50.481(a)(1) does not withdraw the activities of independent debt collection agencies from the scope of the Unfair Trade Practices and Consumer Protection Act (AS 45.50.471 45.50.561 ). State v. O'Neill Investigations, 609 P.2d 520 (Alaska 1980).

Collateral references. —

15A Am. Jur. 2d, Collection and Credit Agencies, §§ 1-10.

Regulation and licensing of collection and commercial agencies or representatives thereof, 54 ALR2d 881.

Sec. 08.24.010. [Repealed, § 3 ch 101 SLA 1968.]

Sec. 08.24.011. Collection Agency Board. [Repealed, § 16 ch 6 SLA 1984.]

Sec. 08.24.016. Transportation and per diem. [Repealed, § 1 ch 165 SLA 1970.]

Sec. 08.24.020. [Repealed, § 3 ch 101 SLA 1968.]

Sec. 08.24.021. Appointment and term of office. [Repealed, § 16 ch 6 SLA 1984.]

Sec. 08.24.030. [Repealed, § 3 ch 101 SLA 1968.]

Sec. 08.24.031. Regulations. [Repealed, § 16 ch 6 SLA 1984.]

Sec. 08.24.040. [Repealed, § 3 ch 101 SLA 1968.]

Sec. 08.24.041. Duty to enforce chapter.

The department shall enforce all laws and regulations relating to collection agencies.

History. (§ 1 ch 101 SLA 1968)

Sec. 08.24.045. Duty to pass upon qualifications.

The commissioner or the commissioner’s designee shall pass upon the qualifications of applicants for collection agency licenses and operators licenses.

History. (§ 1 ch 101 SLA 1968)

Sec. 08.24.050. [Repealed, § 3 ch 101 SLA 1968.]

Sec. 08.24.051. Power to seek injunctions.

The department may apply to the superior court for an injunction to temporarily restrain a violation of this chapter or a regulation adopted under it, conduct investigations of alleged violations of this chapter and regulations adopted under this chapter, and perform other action necessary to accomplish the purposes of this chapter.

History. (§ 1 ch 101 SLA 1968)

Sec. 08.24.060. [Repealed, § 3 ch 101 SLA 1968.]

Sec. 08.24.061. Publication of applicable law.

The department shall reproduce the laws relating to licensing of collection agencies and operators, the regulations adopted by the department and other pertinent matter, publish the material in pamphlet form, and make the pamphlets available to the public without expense.

History. (§ 1 ch 101 SLA 1968; am § 17 ch 6 SLA 1984)

Sec. 08.24.070. [Repealed, § 3 ch 101 SLA 1968.]

Sec. 08.24.071. Directory of licensed agencies. [Repealed, § 19 ch 6 SLA 1998.]

Sec. 08.24.080. [Repealed, § 3 ch 101 SLA 1968.]

Sec. 08.24.090. License required.

  1. A person other than a collection agency licensed and authorized under this chapter may not for compensation
    1. conduct a collection agency business in this state;
    2. collect claims for others in this state;
    3. solicit the right to collect or receive payment of a claim for another;
    4. advertise or solicit either in print, by letter, in person or otherwise, the right to collect or receive payment of a claim for another;
    5. seek to make collection or obtain payment of a claim on behalf of another.
  2. This chapter does not apply to the following when engaged in the regular course of their respective businesses:
    1. attorneys at law;
    2. persons regularly employed on a regular wage or salary in the capacity of credit men or a similar capacity, except as an independent contractor;
    3. banks, including trust departments of banks, fiduciaries and financing and lending institutions;
    4. common carriers;
    5. title insurers and abstract companies while doing an escrow business;
    6. licensed real estate brokers;
    7. employees of licensees under this chapter;
    8. substation payment offices employed by or serving as independent contractors for public utilities.
  3. A violation of this section is a misdemeanor punishable by imprisonment in a jail for not to exceed one year, or by a fine of not more than $1,000, or by both.

History. (§ 1 ch 101 SLA 1968)

Sec. 08.24.100. Licensed operator required; exceptions; renewal.

  1. Notwithstanding any other provision of this chapter, a licensee may not engage in the collection agency business unless and until the collection agency and each branch office of the agency is under the management and control of a licensed operator for each office.  The department may waive this requirement for a period not to exceed 90 days upon the death or disability of an operator or for other good cause.
  2. The operator’s license is renewable on or before July 1 of each second year.

History. (§ 1 ch 101 SLA 1968; am § 18 ch 6 SLA 1984; am § 15 ch 37 SLA 1985)

Sec. 08.24.110. Qualification for operator’s license.

  1. To qualify for an operator’s license, the applicant shall
    1. be a high school graduate, or have the equivalent education of a high school graduate;
    2. be of good moral character;
    3. not have been convicted of violating this chapter, nor have any unsettled complaints under this chapter against the applicant;
    4. not have been convicted of a felony or a crime of larceny or embezzlement or a crime involving moral turpitude;
    5. be 19 years of age or older at the time of application;
    6. not be a disbarred attorney or have filed bankruptcy;
    7. pay the biennial license fee.
  2. The commissioner may waive or modify the requirements specified in (a)(1), (3), (4) and (6) of this section for good cause shown.

History. (§ 1 ch 101 SLA 1968; am § 19 ch 67 SLA 1983; am § 16 ch 37 SLA 1985)

Sec. 08.24.120. Application for operator’s license.

  1. An application for an operator’s license shall be made on forms furnished by the department and must contain the information required in AS 08.24.110 and the following:
    1. a complete set of fingerprints and the fees required by the Department of Public Safety under AS 12.62.160 for criminal justice information and a national criminal history record check;
    2. a 2" x 3" photograph showing a front view of head and shoulders;
    3. if it is an original application, the application fee;
    4. the biennial license fee.
  2. The department may make a complete investigation of applicants, including inquiry of police agencies as to the applicant’s record of arrest or conviction of crime. The department shall submit the fingerprints and fees received under (a)(1) of this section to the Department of Public Safety for a report of criminal justice information under AS 12.62 and a national criminal history record check under AS 12.62.400 .

History. (§ 1 ch 101 SLA 1968; am § 19 ch 6 SLA 1984; am § 17 ch 37 SLA 1985; am § 4 ch 79 SLA 2004)

Sec. 08.24.130. Application for agency license.

  1. An application for a collection agency license or for a renewal of a license shall be made upon forms furnished by the department and must contain the following information:
    1. the full name and proposed business name of the applicant;
    2. the address of the applicant’s principal place of business and branch offices;
    3. the names and addresses of the applicant and those associated with the applicant; if the applicant is a corporation or association, the application must contain the names of the officers of the corporation or association;
    4. the names and residential addresses of the applicant’s operators;
    5. additional information that the department by regulation requires.
  2. A natural person applying for a collection agency license must be 19 years of age or older at the time of making application.

History. (§ 1 ch 101 SLA 1968; am § 20 ch 6 SLA 1984)

Sec. 08.24.135. Fees.

The department shall set fees for licenses and applications under AS 08.01.065 and shall set delayed renewal penalties under AS 08.01.100 .

History. (§ 18 ch 37 SLA 1985; am § 6 ch 21 SLA 1991)

Administrative Code. —

For occupational licensing fees, see 12 AAC 2, art. 2.

Sec. 08.24.140. Fee, bond, and other material.

  1. The application must be accompanied by
    1. if it is an original application, the application fee;
    2. the biennial license fee for a collection agency for the principal place of business and the same amount for each branch office;
    3. a bond running to the state with a surety or sureties to the satisfaction of the department, and conditioned that the licensee shall, within 30 days after the close of each calendar or fiscal month, report and pay to the licensee’s customers the net proceeds due and payable of all collections made during the calendar or fiscal month that exceed $20.
  2. All money collected by an agency belonging to a client shall be deposited in a trust account and cleared at the end of each month.  The department may audit any agency transaction.

History. (§ 1 ch 101 SLA 1968; am § 19 ch 37 SLA 1985)

Sec. 08.24.150. Bond.

  1. The bond provided for in AS 08.24.140 shall be in the sum of $5,000, executed by the applicant, as principal, and by a corporation that is licensed or authorized to transact business of fidelity and surety insurance within the state as surety.  The department may at any time request verification of a bonding agent’s authority by the main office of any company acting as surety.
  2. A licensee may, at any time, file with the department a new bond.  A licensee may in lieu of a bond make a $5,000 cash deposit with the department, the deposit to be held by the department under the same terms and conditions as if bond in that amount were posted.
  3. A surety may file with the department notice of the surety’s withdrawal on the bond of a licensee. Upon filing a new bond, or upon the revocation of the collection agency license, or upon expiration of 60 days after the filing of notice of withdrawal as surety by the surety, the liability of the former surety for all future acts of the licensee is terminated.
  4. The department shall immediately cancel the bond given by a surety company upon being advised its license to transact business of fidelity and surety insurance has been revoked by the state.
  5. Upon the filing with the department of notice by a surety of the surety’s withdrawal as the surety on the bond of a licensee or upon the cancellation by the department of the bond of a surety company as provided in this section, the department shall immediately give notice to the licensee of the withdrawal or cancellation. The notice shall be by registered or certified mail with request for a return receipt and addressed to the licensee at the licensee’s main office, as shown by the records of the department.  At the expiration of 30 days from the date of mailing the notice, the license of the licensee is terminated unless the licensee has filed a new bond with a surety satisfactory to the department. All bonds given under this chapter shall be filed and held in the office of the department.
  6. The bond required by this section remains in effect until cancelled by action of the surety, the principal, or the department.  An action may not be initiated upon the bond after two years from its cancellation.

History. (§ 1 ch 101 SLA 1968)

Sec. 08.24.160. Form of bond.

The bond required by AS 08.24.140 and 08.24.150 shall be in the form substantially as follows:

BOND Know all Men by These Presents that we,, as principal, and as surety, are held and firmly bound to the State of Alaska, in the penal sum of $, lawful money of the United States, for the payment of which we bind ourselves, our heirs, executors, administrators, successors and assigns jointly and severally. The condition of this obligation is such that whereas, the bonded principal, named above, has applied to the Department of Commerce, Community, and Economic Development of the State of Alaska for a collection agency license under the provisions of and is required by the provisions of that law to furnish a bond conditioned as herein set out. AS 08.24 Now, therefore, if, within 30 days after the close of each fiscal or calendar month, reports and pays to customers the net proceeds due and payable of all collections made during that calendar or fiscal month which exceed $20, and strictly, honestly and faithfully complies with the provisions of and all amendments to it and regulations adopted under it, then this obligation is void, otherwise to remain in full force and effect. AS 08.24 This bond becomes effective on theday of, 2 The surety may be relieved of future liability under it by giving 60 days’ written notice to the principal and to the Department of Commerce, Community, and Economic Development of the State of Alaska. This bond is one continuing obligation and the liability of the surety for the aggregate of all claims which may arise under it may in no event exceed the amount of the penalty set out in it. IN WITNESS WHEREOF we have hereunto set our hands and seals at, Alaska, thisday of, 2 (SEAL)Principal (SEAL)Surety

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History. (§ 1 ch 101 SLA 1968; am § 43 ch 218 SLA 1976)

Revisor’s notes. —

In 1999, “Department of Commerce and Economic Development” was changed to “Department of Community and Economic Development” in this section in accordance with § 88, ch. 58, SLA 1999.

In 2000, “2...” was substituted for “19..” in accordance with sec. 105, ch. 21, SLA 2000.

In 2004, “Department of Community and Economic Development” was changed to “Department of Commerce, Community, and Economic Development” in this section, in accordance with § 3, ch. 47, SLA 2004.

Sec. 08.24.170. Return of fees and bond.

If the department does not issue the license applied for, the license fee and bond shall be returned. The application fee may not be returned.

History. (§ 1 ch 101 SLA 1968)

Sec. 08.24.180. Persons presently engaged in collection business. [Repealed, § 62 ch 21 SLA 1991.]

Sec. 08.24.190. License not assignable; death of licensee.

  1. Except as provided in (b) of this section, a license granted under this chapter is a personal privilege and is not assignable.
  2. Upon the death of a collection agency licensee, the department has the right to transfer the license of the decedent to the executor or administrator of the decedent’s estate for the period of the unexpired term of the license and the court having jurisdiction of the probate of the estate of the decedent may authorize the executor or administrator to continue the collection agency business of the decedent and upon other terms and conditions as the court may prescribe.
  3. The death of the operator of a corporate licensee shall in no way interfere with the continuation of the licensed business if another licensed operator is placed in management control of the corporate licensee.

History. (§ 1 ch 101 SLA 1968)

Sec. 08.24.200. Expiration and renewal.

  1. All licenses required by this chapter shall expire on June 30, 1970, and June 30 of each second year thereafter and shall be renewed as of July 1 following upon payment of required biennial fees.
  2. If a licensee under this chapter is delinquent for a period of 15 days in applying for the renewal of a license, the department shall suspend the license and notify the licensee by certified mail or by personal service.  The notice must state that the license will be revoked if application for renewal is not made within 15 days after the date on which the notice was mailed or personally served.  When a licensee has been delinquent more than 60 days in renewing a license or certificate, the department shall charge an additional penalty established under AS 08.01.100(b) before renewal of the license.

History. (§ 1 ch 101 SLA 1968; am § 20 ch 37 SLA 1985)

Sec. 08.24.210. Annual statement of collection.

Each collection agency licensee shall, not later than January 31 of each calendar year, file with the department a verified annual statement for the preceding calendar year, showing the respective amounts of all customers’ money collected by the licensee during the preceding calendar year, that has not previously been remitted to the customers entitled to it or properly accounted for, and showing also the amounts of money that the licensee has on deposit in a bank or in the licensee’s possession for the purpose of liquidating any and all amounts due to customers. The statement must contain the name and address of the bank. The annual statement shall be made substantially in the following form:

ANNUAL STATEMENT TO DEPARTMENT OF COMMERCE, COMMUNITY, AND ECONOMIC DEVELOPMENT Pursuant to the undersigned, , licensed under to conduct a collection agency business, hereby declares that the amount of money collected during the preceding calendar year by the undersigned, as a licensee under , which has not been remitted to a customer or properly accounted for is $; and that the amount on deposit with all banks for the purpose of liquidating all amounts to customers is $ AS 08.24.210 AS 08.24 AS 08.24 The attached schedule contains a true statement of the name and address of each customer of the undersigned to whom there was due or owing at the end of the preceding calendar year on account of collections made during the preceding calendar year the aggregate sum of $20 or more. IN WITNESS WHEREOF, the undersigned has executed this statement on this day of , 2 (name of licensee) (signature) (capacity) VERIFICATION STATE OF ALASKA ss THIRD DISTRICT I, the undersigned, being first sworn, do on oath depose and say: That I executed the within annual statement as the licensee named in it or on behalf of the licensee named in it, as the operator, director, or officer of the licensee named in it, as indicated in it; that I have read the statement and know its contents; and that the statement is true. Subscribed and sworn to before me this day of , 2 Notary Public in and for Alaska My commission expires:

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History. (§ 1 ch 101 SLA 1968; am § 44 ch 218 SLA 1976)

Revisor’s notes. —

In 1999, “Department of Commerce and Economic Development” was changed to “Department of Community and Economic Development” in this section in accordance with § 88, ch. 58, SLA 1999.

In 2000, “2...” was substituted for “19..” in accordance with sec. 105, ch. 21, SLA 2000.

In 2004, “Department of Community and Economic Development” was changed to “Department of Commerce, Community, and Economic Development” in this section, in accordance with § 3, ch. 47, SLA 2004.

Sec. 08.24.220. Semiannual statement of employees. [Repealed, § 19 ch 6 SLA 1998.]

Sec. 08.24.230. False declarations in statement.

The wilful making of a false declaration in the annual statement or biennial statement of employees constitutes sufficient grounds for revocation of the license of the licensee.

History. (§ 1 ch 101 SLA 1968)

Sec. 08.24.240. Failure to file statement.

If the annual statement of collection is not filed as required under AS 08.24.210 , the failure to file constitutes grounds for the immediate suspension of the collection agency license of the licensee failing to file the statement, and the department shall notify the licensee by registered or certified mail that the license of the licensee will be suspended upon the expiration of 15 days after the date on which the notice was mailed unless the licensee complies with the provisions of AS 08.24.210 . However, for good cause shown and upon satisfactory proof furnished by the licensee that the failure to file the statement was due to a condition not within the control, or was due to excusable neglect, of the licensee, the department may permit the filing of the statement after the time limited and excuse the failure to file the statement within the time limited. If the statement required by AS 08.24.210 is not filed as required by this section, the department shall revoke the license.

History. (§ 1 ch 101 SLA 1968; am § 2 ch 6 SLA 1998)

Sec. 08.24.250. Information confidential.

Except as otherwise provided in this chapter, information in whatever form required to be filed by the terms of AS 08.24.210 shall be confidential and may not become a public record, but it may be introduced in evidence in a suit, action, or proceeding in a court or in a proceeding involving the granting or revocation of the license of a licensee.

History. (§ 1 ch 101 SLA 1968; am § 3 ch 6 SLA 1998)

Sec. 08.24.260. Investigations.

The department may, upon its own motion, and shall, upon the sworn complaint in writing of a customer of a collection agency, investigate the actions of a licensee claimed to have violated this chapter and, for that purpose, shall have free access to the offices and place of business and, if the complaint involves customer accounts, to all pertinent books, accounts, records, papers, files, safes, and vaults of the licensee or certificate holder. If the complaint involves the owing of money, or any other thing of value, by a licensee to the complainant, when the licensee raises the issue of an offset or counterclaim, the department may require the complainant to submit all records and data in the complainant’s possession pertaining to the offset or counterclaim.

History. (§ 1 ch 101 SLA 1968; am § 2 ch 14 SLA 2005)

Legislative history reports. —

For governor’s transmittal letter for ch. 14, SLA 2005 (SB 52), see 2005 Senate Journal 42 — 43.

Sec. 08.24.270. Administrative Procedure Act.

The department shall comply with AS 44.62 (Administrative Procedure Act) both as to adoption of regulations and adjudication.

History. (§ 1 ch 101 SLA 1968; am § 21 ch 6 SLA 1984)

Sec. 08.24.280. Records and funds.

  1. A collection agency shall keep a record of all sums collected by it, and of all disbursements made by it, and shall maintain and keep all the records and all customers’ funds in a trust account with a recognized financial institution in this state.  Collection agencies shall maintain accounting records of collections for and payments to customers for a period of six years from the date of the last entry.  Collection agencies shall keep other records for a period of two years from the date of the last entry.
  2. Every collection agency shall maintain a permanent numerical receipt record that indicates as to each payment made by a debtor the following information:
    1. the name of the debtor making payment;
    2. the amount paid;
    3. the name of the creditor to whom funds are being applied;
    4. the date and form of payment;
    5. the balance remaining due on account.
  3. An agency using a computer system giving read-out debtor payment information is not required to maintain a numerical receipt record; however, if requested, a receipt shall be furnished to the debtor.
  4. The receipt shall be made immediately upon the receipt of funds by the collection agency in payment of a debt; the original copy to be made immediately available to the debtor who has made payment, upon request; and a copy to be made immediately available to the creditor for whom payment was received, upon request; and a copy to be maintained in the permanent receipt record.
  5. A collection agency shall maintain daily cash ledger sheets showing all funds received from debtors and all funds received as fees for services, such as credit reports and the like.
  6. A collection agency or employee of a collection agency may not intentionally make a false entry in the collection agency record or intentionally mutilate, destroy, or otherwise dispose of a record within the time limits provided in this section. The records shall at all reasonable times be open for inspection by the department.
  7. A collection agency shall maintain a separate trust account exclusively for customers’ funds and shall keep the funds in the trust account until disbursed to the customer.

History. (§ 1 ch 101 SLA 1968; am § 22 ch 6 SLA 1984)

Sec. 08.24.290. Suspension, revocation, or refusal to renew or grant a license or certificate.

The department may suspend, revoke, or refuse to renew or grant a license issued or applied for under this chapter if the licensee or applicant or a partner, associate, or major stockholder of a collection agency has since the date of the application been disbarred from the practice of law or been convicted of fraud, embezzlement, obtaining money under false pretenses, a crime involving moral turpitude, extortion, conspiracy to defraud, violation of a provision of this chapter, or violation of a regulation adopted under authority of this chapter.

History. (§ 1 ch 101 SLA 1968)

Sec. 08.24.300. Court action by agency.

A collection agency is not entitled to maintain a suit or action involving the collection of money on behalf of its customers in a court of this state without alleging and proving that it is licensed and has procured a bond, as provided in this chapter. A copy of the collection agency license, certified by the department to be a true and correct copy is prima facie evidence of the licensing and bonding of the collection agency for the term expressed in the copy of the license.

History. (§ 1 ch 101 SLA 1968)

Sec. 08.24.310. Additional business names.

A collection agency using a business name other than the one appearing on the application for its license shall secure a separate license and bond as provided in this chapter for each business name used.

History. (§ 1 ch 101 SLA 1968)

Sec. 08.24.320. Documents which imitate judicial process.

Forms of demand or notice or other documents drawn to resemble court process may not be used by collection agencies in the collection of bills, accounts, or other indebtedness.

History. (§ 1 ch 101 SLA 1968)

Sec. 08.24.330. Duty to maintain a public office.

Each collection agency shall maintain its principal office and any branch office at a street address that is stated in its original application for license or another address that the agency may designate to the department; the office shall be maintained in such a manner as to be open for contact by the public or debtors during normal working hours.

History. (§ 1 ch 101 SLA 1968)

Sec. 08.24.340. Statement of persons employed by agency.

  1. Within 15 days after licensure under this chapter, a collection agency shall submit to the department a list of all persons employed by the agency.  Thereafter, upon hiring a new employee, the collection agency shall, within 15 days after the hiring, submit to the department the name of the newly hired employee and the further information required by (b) of this section.
  2. There shall be submitted with the name of the employee employed by the collection agency the following information:
    1. the employee’s residence address;
    2. the employee’s length of residence in the state;
    3. a statement of the new employee’s previous employment in the last year;
    4. further information which the department may require.
  3. The statement shall be verified by the employee before a notary public or other person authorized to administer oaths.
  4. The owner or licensed operator of the collection agency shall also state upon the form submitted the date upon which the new employee was hired and that the new employee is an employee of the collection agency at the time the form is executed.

History. (§ 1 ch 101 SLA 1968; am § 23 ch 6 SLA 1984)

Sec. 08.24.350. Notice of withdrawal of employees.

When an employee withdraws from employment or the employee’s employment with a collection agency is terminated for any reason, the agency shall, within 15 days of withdrawal or termination of employment, notify the department in writing of the employee’s withdrawal from employment.

History. (§ 1 ch 101 SLA 1968)

Sec. 08.24.360. Fines and penalties.

A collection agency or an operator who fails on written demand to render a true and complete account to the person from whom an indebtedness was taken for collection or who fails to turn over to that person the proceeds of the collection within 30 days after written demand, or who fails to comply with any of the provisions of this chapter is punishable by a fine of not more than $500, or by imprisonment for not more than three months, or by both.

History. (§ 1 ch 101 SLA 1968)

Sec. 08.24.370. Nonresidents.

A nonresident may apply for and receive a collection agency license or an operator license or both on the same basis as a resident. The application fee and the biennial license fee for a nonresident operator or nonresident agency license are double the same fees established by regulations under AS 08.01.065 for a resident operator or agency.

History. (§ 1 ch 101 SLA 1968; am § 21 ch 37 SLA 1985)

Administrative Code. —

For occupational licensing fees, see 12 AAC 2, art. 2.

Sec. 08.24.380. Definitions.

In this chapter,

  1. “collection agency” means a person licensed and authorized to engage in the collection agency business;
  2. “collection agency business” means the business of engaging directly or indirectly and having as a primary or secondary object, business or pursuit the solicitation of claims for collection or repossession of collateral security or the collection of claims owed or due or asserted to be owed or due to another or the repossession of collateral security;
    1. a house, agency, firm, person, corporation or voluntary association using a name other than its own in collecting its own claims with the intention of conveying, or which tends to convey, the impression that a third party has been employed, is conducting a collection agency business within the meaning of this chapter;
    2. a person who sells, attempts to sell, gives away or attempts to give away to another person, other than a licensee under this chapter a system of collection letters, demand forms or other printed matter where the name of a person other than a creditor appears in a manner to indicate that a request or demand is being made by another person, other than the creditor, for the payment of a sum due, or asserted to be due, or who solicits or accepts accounts for collection on a contingent or percentage basis or by a fee or outright purchase for collection purposes, is considered to be in the collection agency business within the meaning of this chapter;
  3. “commissioner” means the commissioner of commerce, community, and economic development;
  4. “department” means the Department of Commerce, Community, and Economic Development;
  5. “operator” means a person having managerial control of a collection agency.

History. (§ 1 ch 101 SLA 1968; am § 45 ch 218 SLA 1976; am § 16 ch 6 SLA 1984; am § 10 ch 21 SLA 2000)

Revisor’s notes. —

Reorganized in 1987 and 2000 to alphabetize the defined terms.

In 1999, “Department of Commerce and Economic Development” was changed to “Department of Community and Economic Development” in this section in accordance with § 88, ch. 58, SLA 1999.

In 2004, “commissioner of community and economic development” was changed to “commissioner of commerce, community, and economic development” in paragraph (3) and “Department of Community and Economic Development” was changed to “Department of Commerce, Community, and Economic Development” in paragraph (4), in accordance with § 3, ch. 47, SLA 2004.

Chapter 26. Private Professional Conservators and Guardians.

Article 1. Licensing.

Sec. 08.26.010. License required; exception.

  1. Except as provided by (b) of this section or AS 08.26.180 , a person may not engage in the business of providing services as a private professional guardian or conservator unless the person has a license issued under this chapter.
  2. An individual may be appointed and provide services as a private professional guardian or conservator without a license issued under this chapter and receive compensation approved by a court as long as the individual does not act as a guardian or conservator for more than one person or two people who are related to each other up to and including the fourth degree of consanguinity, whether of the whole or half blood or by adoption, computed under the rules of civil law.

History. (§ 2 ch 84 SLA 2004; am §§ 1, 2 ch 53 SLA 2008)

Cross references. —

For renewal of license, see AS 08.01.100 .

Sec. 08.26.020. Requirements for private professional full and partial guardian licenses.

  1. The department shall issue a private professional full guardian license to an individual
    1. who is at least 21 years of age;
    2. who has two or more years of professional client casework experience or at least an associate degree in human services, social work, psychology, sociology, gerontology, special education, or a closely related field;
    3. who is certified as a guardian by a nationally recognized organization in the field of guardianships;
    4. whose criminal history record checks under AS 08.26.070 show that the individual has not been convicted of a felony or of a misdemeanor offense in the state or in any other jurisdiction involving fraud, misrepresentation, material omission, misappropriation, theft, conversion, or any other crime the department determines would affect the individual’s ability to provide the services of a guardian competently and safely for the protected person within 10 years before the application;
    5. who satisfies the application requirements of AS 08.26.060 ; and
    6. who satisfies the requirements for obtaining a private professional conservator license under AS 08.26.030 .
  2. The department shall issue a private professional partial guardian license to an individual who satisfies the requirements under (a)(1) — (5) of this section. A licensed private professional partial guardian may not perform conservator services.

History. (§ 2 ch 84 SLA 2004; am §§ 3, 4 ch 53 SLA 2008)

Sec. 08.26.030. Requirements for private professional conservator license.

The department shall issue a private professional conservator license to an individual

  1. who is at least 21 years of age;
  2. who has obtained a high school diploma, or a general education development diploma or its equivalent;
  3. who has six months’ employment experience in a position involving financial management, or has at least an associate degree in accounting or a closely related field;
  4. who is certified as a guardian by a nationally recognized organization in the field of guardianships;
  5. whose criminal history record checks under AS 08.26.070 show that the individual has not been convicted of a felony or of a misdemeanor offense in the state or in any other jurisdiction involving fraud, misrepresentation, material omission, misappropriation, theft, conversion, or any other crime that the department determines would affect the individual’s ability to provide the services of a conservator competently and safely for the protected person within 10 years before the application; and
  6. who satisfies the application requirements of AS 08.26.060 .

History. (§ 2 ch 84 SLA 2004; am § 5 ch 53 SLA 2008)

Sec. 08.26.040. Requirements for organizational license. [Repealed, § 31 ch 53 SLA 2008.]

Sec. 08.26.050. Temporary license.

  1. The department shall issue a temporary license to an individual under AS 08.26.020 or 08.26.030 who
    1. is not certified by a nationally recognized organization in the field of guardianships at the time of the application but is likely to become certified within one year from the date of the license, and otherwise satisfies the licensing requirements of AS 08.26.020 or 08.26.030 ; and
    2. satisfies the application requirements of AS 08.26.060 .
  2. If the individual with a temporary license under (a) of this section submits proof of certification by a nationally recognized organization in the field of guardianships within one year from the date of the issuance of the temporary license, the department shall issue the individual a license under AS 08.26.020 or 08.26.030 without requiring a new application.
  3. A temporary license issued under this section may not be renewed.

History. (§ 2 ch 84 SLA 2004)

Sec. 08.26.060. Application requirements.

To apply for a license under this chapter, a person shall submit an application on a form provided by the department and submit

  1. two complete fingerprint cards containing fingerprints and other information required by the Department of Public Safety to obtain state and national criminal history record information under AS 12.62 and AS 12.64;
  2. a written waiver of confidentiality signed by the applicant allowing the department to access at any time relevant complaint information made about the applicant to adult protective services, the designated protection and advocacy agency, the long term care ombudsman, or an entity that certifies or licenses private professional guardians or private professional conservators;
  3. a written statement signed by the applicant that the applicant will allow immediate access at any time to the department to the file of a ward or protected person and to financial information regarding the applicant, including corporate or other business records; and
  4. payment of the application fee, any criminal history record information checks fee charged under AS 12.62.160(d) , and any other fees required by the department.

History. (§ 2 ch 84 SLA 2004; am § 6 ch 53 SLA 2008)

Administrative Code. —

For occupational licensing fees, see 12 AAC 2, art. 2.

Sec. 08.26.070. Criminal history record information checks.

  1. For each applicant for a license under this chapter, the department shall submit the fingerprint cards and other relevant information received with the application to the Department of Public Safety and request the Department of Public Safety to
    1. submit the fingerprints to the Federal Bureau of Investigation for a national criminal history record information check on the applicant;
    2. perform a state criminal history record information check on the applicant; and
    3. provide the department with the results of the criminal history record information checks made under (1) and (2) of this subsection.
  2. The department may not issue a license to a person under this section unless the department receives the report required by (a)(3) of this section.

History. (§ 2 ch 84 SLA 2004)

Article 2. Reports.

Sec. 08.26.080. Annual report.

  1. Within 30 days following the end of each calendar year, a licensee shall submit to the office of public advocacy, Department of Administration
    1. evidence of the continuing existence of a court ordered bond, if any, required by a court to be maintained by the guardian or conservator;
    2. a list, including case numbers, of the wards and protected persons for whom the licensee is acting as a private professional guardian or private professional conservator;
    3. an accurate financial statement of the licensee, including total fees collected from the protected person, total business expenses, and documents necessary to establish financial solvency of the licensee;
    4. a letter stating that the licensee has filed all required court reports in the previous calendar year; and
    5. a copy of all of the licensee’s federal tax documents filed with the Internal Revenue Service and all of the licensee’s correspondence with the Internal Revenue Service for the calendar year.
  2. The office of public advocacy shall notify the department of the licensee’s compliance with (a) of this section.

History. (§ 2 ch 84 SLA 2004; am §§ 7, 8 ch 53 SLA 2008)

Sec. 08.26.090. Submission of court reports to department.

Upon request of the department, a licensee shall submit to the department a copy of the reports that the licensee is required to submit to a court under AS 13.26.

History. (§ 2 ch 84 SLA 2004)

Article 3. Practices.

Sec. 08.26.100. Court appointment.

An individual who engages in the business of providing services as a guardian or conservator may not be appointed as a guardian or a conservator in a court proceeding unless the individual is licensed under this chapter or exempt under AS 08.26.010 or AS 08.26.180 .

History. (§ 2 ch 84 SLA 2004; am § 9 ch 53 SLA 2008)

Editor’s notes. —

Section 32(a), ch. 84, SLA 2004, provides that this section “has the effect of changing Rule 17(c), Alaska Rules of Civil Procedure, by restricting the persons that the court may appoint as guardians or conservators in some situations and, therefore, has the effect of limiting the orders that the court is authorized to make under Rule 17(c) with regard to the protection of infants or incompetent persons.”

Sec. 08.26.110. Fees.

  1. A licensee may not receive a payment for services rendered to a ward or a protected person until the licensee obtains court approval of a proposed fee schedule. The fee schedule must include a statement of the hourly fee for professional and administrative services and a monthly maximum amount that the licensee can charge the ward or protected person.
  2. A payment requested by a licensee that exceeds the established monthly maximum amount identified under (a) of this section may not be made unless the payment is approved by the court. A request for court approval of a fee that exceeds the established monthly maximum amount must include the following information for the services covered by the fee:
    1. the name of the person who provided the service;
    2. the date when the service was provided;
    3. the hourly rate of compensation for the service;
    4. a description of the service; and
    5. the amount of time used to perform the service.

History. (§ 2 ch 84 SLA 2004)

Sec. 08.26.120. Required notification.

A licensee shall notify the department immediately if

  1. the licensee fails to file a report to the court required by this chapter;
  2. the licensee has been removed as a guardian or conservator for a ward or protected person;
  3. the licensee has received a gift with a value of more than $100 from a ward or protected person during the two years before the appointment;
  4. the licensee has an interest in an enterprise that provides services to the ward or protected person;
  5. an employee or contractor of the licensee is arrested for any offense; or
  6. the licensee has filed for bankruptcy.

History. (§ 2 ch 84 SLA 2004)

Article 4. Discipline.

Sec. 08.26.130. Grounds for disciplinary action.

The department may take disciplinary action against an individual under AS 08.01.075 or refuse to issue or renew a license if the department determines that the individual

  1. obtained or attempted to obtain a license under this chapter through deceit, fraud, or intentional misrepresentation;
  2. has not complied with the standards of conduct established by the department under AS 13.26.001 ;
  3. forfeited a license in this or another jurisdiction as a result of deceit, fraud, intentional misrepresentation, or professional incompetence;
  4. has been found by a court in this state to have engaged in professional misconduct or incompetence;
  5. has advertised the individual’s services in a false or misleading manner;
  6. has been convicted, including a conviction based on a guilty plea or plea of nolo contendere, of a felony or other crime that affects the individual’s ability to provide services competently and safely for the ward or protected person;
  7. has been found to have abandoned, exploited, abused, or neglected a vulnerable adult; in this paragraph, “vulnerable adult” has the meaning given in AS 47.24.900 ;
  8. has failed to comply with this chapter or with a regulation adopted under this chapter;
  9. has continued or attempted to practice after becoming unfit due to professional incompetence;
  10. has failed to maintain certification by a nationally recognized organization in the field of
    1. guardianships, if the individual was issued a private professional guardian license; or
    2. conservatorships, if the individual was issued a private professional conservator license; or
  11. fails to maintain a bond or other surety as required by a court order.

History. (§ 2 ch 84 SLA 2004; am § 10 ch 53 SLA 2008)

Sec. 08.26.140. Petition by department.

In addition to the disciplinary actions allowed under AS 08.01.075 , the department may petition a court to review the conduct of a licensee if the department determines that the conduct of the licensee may not be in the best interests of the ward or protected person.

History. (§ 2 ch 84 SLA 2004)

Article 5. General Provisions.

Sec. 08.26.180. Exemption.

An individual who is employed by a financial institution regulated by the federal government or a financial institution regulated under AS 06 by the department is not required to be licensed under this chapter in order to engage, in the course of the individual’s employment by the financial institution, in the business of providing services as a guardian or a conservator or be appointed as a private professional guardian or a private professional conservator by a court. In this section, “financial institution” does not include a person who is exempt under AS 06.26.020 or who has received an exemption under AS 06.26.200 .

History. (§ 2 ch 84 SLA 2004; am § 3 ch 14 SLA 2005; am § 11 ch 53 SLA 2008)

Sec. 08.26.190. Definitions.

In this chapter,

  1. “conservator” has the meaning given in AS 13.06.050 ;
  2. “department” means the Department of Commerce, Community, and Economic Development;
  3. “guardian” has the meaning given in AS 13.06.050 ;
  4. “licensee” means a person licensed under this chapter;
  5. “private professional conservator” means an individual who acts as a conservator under 13.26.401 — 13.26.580 and receives compensation for acting in that capacity;
  6. “private professional conservator license” means a license issued under AS 08.26.030 ;
  7. “private professional guardian” means an individual who acts as a guardian under 13.26.101 — 13.26.316 and receives compensation for acting in that capacity;
  8. “private professional guardian license” means a license issued under AS 08.26.020 ;
  9. “protected person” has the meaning given in AS 13.26.005 ;
  10. “ward” has the meaning given in AS 13.26.005 .

History. (§ 2 ch 84 SLA 2004; am § 12 ch 53 SLA 2008)

Revisor’s notes. —

In 2004, “Department of Community and Economic Development” was changed to “Department of Commerce, Community, and Economic Development” in paragraph (2) of this section to reconcile chs. 47 and 84, SLA 2004. In 2005, in paragraph (9), “AS 08.26.020 ” was substituted for “AS 08.26.040 ” to correct a manifest error in ch. 84, SLA 2004.

In 2016, "AS 13.26.401 -- 13.26.580 " was substituted for "AS 13.26.165 -- 13.26.320 " in paragraph (5) and "AS 13.26.101 -- 13.26.316 " was substituted for "AS 13.26.030 -- 13.26.150 " in paragraph (7) to reflect the renumbering of those sections.

Chapter 28. Cosmetologists and Hairdressers.

[Repealed, § 5 ch 159 SLA 1980.]

Chapter 29. Licensed Professional Counselors.

Administrative Code. —

For board of professional counselors, see 12 AAC 62.

Article 1. Board of Professional Counselors.

Sec. 08.29.010. Board creation; membership.

  1. There is established the Board of Professional Counselors consisting of five members appointed by the governor, one of whom is a public member and four of whom are licensed professional counselors.
  2. In addition to the requirements for public members under AS 08.01.025 , the public member of the board may not
    1. ever have been a licensed professional counselor or employed in a commercial or professional field related to counseling; or
    2. live in a household with a person who is or has been, or have an immediate family member who is or has been, a licensed professional counselor or employed in a commercial or professional field related to professional counseling; in this paragraph, “immediate family member” means a parent, sibling, or child related by blood, marriage, or adoption.
  3. Of the four counselor members of the board, at least one shall be employed in the private sector and at least one shall be employed in the public sector.

History. (§ 1 ch 75 SLA 1998)

Sec. 08.29.020. Duties of the board.

  1. In addition to the duties specified in AS 08.01, the board shall
    1. license professional counselors, establish criteria for supervisor certification, and certify approved counselor supervisors under this chapter; the board may provide for licensure in areas of counseling specialization;
    2. establish continuing education requirements for the renewal of a license under this chapter;
    3. adopt, by regulation, a code of ethics that must be observed by persons licensed under this chapter;
    4. establish education and training requirements that must be met before a professional counselor can administer and use assessment instruments described in AS 08.29.490 (1)(C); and
    5. enforce the provisions of this chapter and adopt regulations necessary to carry out the board’s duties under this chapter.
  2. The board may delegate to the Department of Commerce, Community, and Economic Development, and the department may perform, a duty for which the board has authority.

History. (§ 1 ch 75 SLA 1998; am § 2 ch 49 SLA 1999)

Revisor’s notes. —

In 1999, “Department of Commerce and Economic Development” was changed to “Department of Community and Economic Development” in (b) of this section in accordance with § 88, ch. 58, SLA 1999.

In 2004, in (b) of this section, “Department of Community and Economic Development” was changed to “Department of Commerce, Community, and Economic Development” in accordance with § 3, ch. 47, SLA 2004.

Administrative Code. —

For licensing requirements, see 12 AAC 62, art. 1.

For supervision, see 12 AAC 62, art. 2.

For license renewal and reinstatement; continuing education, see 12 AAC 62, art. 3.

Article 2. Licensing Requirements.

Administrative Code. —

For licensing requirements, see 12 AAC 62, art. 1.

For license renewal and reinstatement; continuing education, see 12 AAC 62, art. 3.

Sec. 08.29.100. Unlicensed use of title prohibited.

  1. A person who is not licensed under this chapter may not
    1. profess to be a licensed professional counselor, a professional counselor, or a licensed counselor; or
    2. make use of a title, words, letters, or abbreviations that may reasonably be confused with the title of “licensed professional counselor,” “professional counselor,” or “licensed counselor.”
  2. Violation of this section is a class B misdemeanor, except that a third or subsequent conviction for violating this section is a class C felony.

History. (§ 1 ch 75 SLA 1998; am § 1 ch 17 SLA 2007)

Sec. 08.29.110. Qualifications for licensure.

  1. The board shall issue a professional counselor license to a person who applies for the license, submits the required fee, submits two letters of recommendation from professional counselors who are familiar with the applicant’s practice of professional counseling, and presents evidence satisfactory to the board that the person
    1. is at least 18 years of age;
    2. is not under investigation in this or another jurisdiction for an act that would constitute a violation of this chapter;
    3. has not had a license related to the practice of counseling, psychology, marital and family therapy, or social work in this or another jurisdiction suspended, revoked, or surrendered in lieu of discipline unless the license has been fully reinstated in that jurisdiction;
    4. has passed a written examination as required by the board; the board may provide that passing a nationally recognized examination for professional counselors is sufficient to meet the examination requirement of this paragraph;
    5. has successfully completed either
      1. an earned doctoral degree in counseling or a related professional field from a regionally or nationally accredited institution of higher education approved by the board; or
      2. an earned master’s degree in counseling or a related professional field, from a regionally or nationally accredited institution of higher education approved by the board, and at least 60 graduate semester hours in counseling during or after earning the master’s degree; and
    6. has, after earning the degree required under either (5)(A) or (B) of this subsection, had at least 3,000 hours of supervised experience in the practice of professional counseling performed over a period of at least two years under the supervision of a supervisor approved under AS 08.29.210 , with at least 1,000 hours of direct counseling with individuals, couples, families, or groups and at least 100 hours of face-to-face supervision by a supervisor approved under AS 08.29.210 unless, under regulations of the board, the board allows the supervision to be by telephonic or electronic means because of the remote location of the counselor.
  2. The board may, in its regulations, specify the areas of study that must be covered in order to meet the educational requirements of (a) of this section.

History. (§ 1 ch 75 SLA 1998; am § 3 ch 49 SLA 1999; am § 2 ch 12 SLA 2002)

Administrative Code. —

For licensing requirements, see 12 AAC 62, art. 1.

For supervision, see 12 AAC 62, art. 2.

Sec. 08.29.120. Licensure by credentials.

  1. Except as provided in (b) of this section, the board may issue a license under this chapter to a person who is licensed in another jurisdiction to practice professional counseling if the board finds that the other jurisdiction has substantially the same or higher licensure requirements as this state.
  2. The board may not license under this section a person who is under investigation in this or another jurisdiction for an act that would constitute a violation of this chapter until the investigation is complete and disciplinary sanctions, if any, are imposed and the person has complied with the sanctions.

History. (§ 1 ch 75 SLA 1998)

Cross references. —

For temporary courtesy licenses, see AS 08.01.062 .

Administrative Code. —

For licensing requirements, see 12 AAC 62, art. 1.

Sec. 08.29.130. Licensure of foreign-educated applicants.

The board may issue a license under this chapter to a person who

  1. has completed a doctorate or master’s degree educational program in counseling or a related professional field in a foreign college or university approved by the board;
  2. meets the requirements of AS 08.29.110 except for AS 08.29.110 (a)(5); and
  3. demonstrates to the satisfaction of the board that the applicant’s experience, command of the English language, and completed academic program meet the standards of a relevant academic program of an accredited educational institution in the United States.

History. (§ 1 ch 75 SLA 1998; am § 4 ch 49 SLA 1999)

Administrative Code. —

For licensing requirements, see 12 AAC 62, art. 1.

Sec. 08.29.140. License renewal.

Renewal of a license under this chapter may not be granted unless the licensee, within the 24 months immediately preceding the renewal date, has completed the continuing education requirements established by the board.

History. (§ 1 ch 75 SLA 1998)

Administrative Code. —

For license renewal and reinstatement; continuing education, see 12 AAC 62, art. 3.

Article 3. Miscellaneous Provisions.

Sec. 08.29.200. Confidentiality of communications.

  1. A person licensed under this chapter may not reveal to another person a communication made to the licensee by a client about a matter concerning which the client has employed the licensee in a professional capacity. This section does not apply to
    1. a communication to a potential victim, the family of a potential victim, law enforcement authorities, or other appropriate authorities concerning a clear and immediate probability of physical harm to the client, other individuals, or society;
    2. a case conference or case consultation with other mental health professionals at which the patient is not identified;
    3. the release of information that the client in writing authorized the licensee to reveal;
    4. information released to the board during the investigation of a complaint or as part of a disciplinary or other proceeding; or
    5. situations where the rules of evidence applicable to the psychotherapist-patient privilege allow the release of the information.
  2. Notwithstanding (a) of this section, a person licensed under this chapter shall report incidents of
    1. child abuse or neglect as required by AS 47.17;
    2. harm or assaults suffered by a vulnerable adult as required by AS 47.24.
  3. Information obtained by the board under (a)(4) of this section is confidential and is not a public record for purposes of AS 40.25.110 40.25.140 .

History. (§ 1 ch 75 SLA 1998; am § 1 ch 71 SLA 2012)

Revisor’s notes. —

In 2000, “AS 40.25.110 40.25.140 ” was substituted for “AS 09.25.110 — 09.25.140 ” to reflect the 2000 renumbering of AS 09.25.110 — 09.25.140 .

Notes to Decisions

Stated in

Nicolos v. N. Slope Borough, 424 P.3d 318 (Alaska 2018).

Cited in

Leigh v. Alaska Children's Servs., 467 P.3d 222 (Alaska 2020).

Sec. 08.29.210. Supervisor certification.

  1. The board shall approve and certify a person as an approved counselor supervisor for the purposes of this chapter if the person
    1. is licensed as a professional counselor or is a licensed physician, licensed advanced practice registered nurse who is certified to provide psychiatric or mental health services, licensed clinical social worker, licensed marital and family therapist, licensed psychologist, or licensed psychological associate;
    2. submits an application for certification and the appropriate fee;
    3. has five years of counseling experience;
    4. provides to the board for its approval or disapproval a statement that details the person’s supervision philosophy, orientation, and experience; and
    5. meets other criteria that may be established by the board in regulations.
  2. Certification under (a) of this section remains in effect, without the need for renewal of the certification, until the person’s professional licensure is revoked, suspended, or otherwise lapses.

History. (§ 1 ch 75 SLA 1998; am § 5 ch 49 SLA 1999; am § 3 ch 12 SLA 2002; am § 2 ch 33 SLA 2016)

Administrative Code. —

For supervision, see 12 AAC 62, art. 2.

Effect of amendments. —

The 2016 amendment, effective July 7, 2016, in (a)(1), substituted “practice registered nurse” for “nurse practitioner”.

Sec. 08.29.220. Disclosure statement.

A client may not be charged a fee for professional counseling services unless, before the performance of the services, the client was furnished a copy of a professional disclosure statement that contained

  1. the name, title, business address, and business telephone number of the professional counselor;
  2. a description of the formal professional education of the professional counselor, including the institutions attended and the degrees received from them;
  3. the professional counselor’s areas of specialization and the services available;
  4. the professional counselor’s fee schedule listed by type of service or hourly rate;
  5. at the bottom of the first page of the statement, the following sentence: “This information is required by the Board of Professional Counselors which regulates all licensed professional counselors,” followed by the name, address, and telephone number of the board’s office.

History. (§ 1 ch 75 SLA 1998)

Sec. 08.29.230. Limitation of practice.

Notwithstanding that a specific act is within the definition of the “practice of professional counseling,” a person licensed under this chapter may not perform the act if the person lacks appropriate education or training related to the act.

History. (§ 1 ch 75 SLA 1998)

Article 4. General Provisions.

Sec. 08.29.400. Grounds for denial of license or for disciplinary sanctions.

  1. The board may impose a disciplinary sanction under AS 08.01.075 on a person licensed under this chapter or deny a license to a person when the board finds that the person
    1. has an addiction to, or severe dependency on, alcohol or other drugs that impairs the person’s ability to engage safely in the practice of professional counseling;
    2. has been convicted of a felony and has not been sufficiently rehabilitated to merit the public trust;
    3. used fraud, deception, misrepresentation, or bribery in securing a license under this chapter or in obtaining permission to take an examination required under this chapter;
    4. is incompetent or has committed misconduct, fraud, misrepresentation, or dishonesty in the performance of the functions of a licensed professional counselor;
    5. violated, or assisted another individual to violate, a provision of this chapter or a regulation adopted under this chapter;
    6. impersonated a person who holds a license under this chapter;
    7. has had a license related to the practice of counseling, psychology, marital and family therapy, or social work in this or another jurisdiction revoked, suspended, limited, or surrendered in lieu of discipline upon grounds for which a license issued under this chapter could be revoked, suspended, limited, or surrendered in lieu of discipline; this paragraph does not apply to license actions for failure to pay a renewal fee;
    8. assisted another person who is not licensed under this chapter in an attempt to represent the person to the public as a licensed professional counselor;
    9. was issued a license based on a material mistake of fact;
    10. used an advertisement or solicitation that is false, misleading, or deceptive to the general public or the person to whom the advertisement was primarily directed; or
    11. failed to respond within 30 days to a written communication from the board concerning an investigation by the board or failed to make available to the board a relevant record with respect to an investigation about the licensee’s conduct or background.
  2. The board may not impose disciplinary sanctions on a licensee for the evaluation, diagnosis, or treatment of a person through audio, video, or data communications when physically separated from the person if
    1. the licensee or another licensed health care provider is available to provide follow-up care;
    2. the licensee requests that the person consent to sending a copy of all records of the encounter to a primary care provider if the licensee is not the person’s primary care provider and, if the person consents, the licensee sends the records to the person’s primary care provider; and
    3. the licensee meets the requirements established by the board in regulation.
  3. The board shall adopt regulations restricting the evaluation, diagnosis, supervision, and treatment of a person as authorized under (b) of this section by establishing standards of care, including standards for training, confidentiality, supervision, practice, and related issues.

History. (§ 1 ch 75 SLA 1998; am § 6 ch 49 SLA 1999; am § 4 ch 25 SLA 2016)

Effect of amendments. —

The 2016 amendment, effective September 19, 2016, added (b) and (c).

Sec. 08.29.490. Definitions.

In this chapter,

  1. “practice of professional counseling” means, subject to (C) of this paragraph, the application of principles, methods, or procedures of the counseling profession to diagnose or treat, other than through the use of projective testing or individually administered intelligence tests, mental and emotional disorders that are referenced in the standard diagnostic nomenclature for individual, group, and organizational therapy, whether cognitive, affective, or behavioral, within the context of human relationships and systems; if otherwise within the scope of this paragraph, “practice of professional counseling” includes
    1. the professional application of evaluation techniques, treatments, and therapeutic services to individuals and groups for the purpose of treating the emotional and mental disorders;
    2. an applied understanding of the dynamics of the individual and of group interactions, along with the application of therapeutic and counseling techniques for the purpose of resolving intrapersonal and interpersonal conflict and changing perceptions, attitudes, and behaviors in the area of human relationships; and
    3. consistent with regulations adopted by the board under AS 08.29.020(a)(4) , administration and use of appropriate assessment instruments that measure or diagnose problems or dysfunctions within the course of human growth and development as part of a counseling process or in the development of a treatment plan;
  2. “supervision” means supervision in which the supervisor is available to provide clinical oversight to the supervisee either in person or by a communication device.

History. (§ 1 ch 75 SLA 1998)

Chapter 32. Dental Hygienists and Assistants.

Cross references. —

For provisions relating to needle stick and sharps injury protections, see AS 18.60.880 18.60.890 .

Collateral references. —

Constitutionality, construction and application of statutes relating to dental hygienists, 11 ALR2d 724.

Article 1. Examination and Licensing of Dental Hygienists.

Sec. 08.32.010. License required.

Except as provided in AS 08.32.095 , a person may not practice, offer or attempt to practice, or advertise or announce as being prepared or qualified to practice dental hygiene without a license.

History. (§ 1 ch 78 SLA 1953; am § 1 ch 59 SLA 1978; am § 4 ch 49 SLA 1980; am § 1 ch 100 SLA 1984; am § 1 ch 53 SLA 2012)

Sec. 08.32.014. Qualifications for license.

  1. An applicant for a license to practice dental hygiene shall
    1. provide evidence to the board that the applicant
      1. has successfully completed an academic program in dental hygiene of at least two years duration that, at the time of graduation, is accredited by the Commission on Dental Accreditation of the American Dental Association and is approved by the board;
      2. has passed a written theory examination of the American Dental Association Joint Commission on National Dental Examinations or an equivalent examination approved by the board;
      3. has successfully passed a state or regional dental hygiene clinical examination approved by the board;
      4. has not had a license to practice dental hygiene revoked, suspended, or voluntarily surrendered in this state or another state;
      5. is not the subject of an adverse decision based on a complaint, investigation, review procedure, or other disciplinary proceeding within the five years immediately preceding application or of an unresolved complaint, investigation, review procedure, or other disciplinary proceeding undertaken by a state, territorial, local, or federal dental licensing jurisdiction;
      6. is not the subject of an unresolved or adverse decision based on a complaint, investigation, review procedure, or other disciplinary proceeding undertaken by a state, territorial, local, or federal dental licensing jurisdiction or law enforcement agency that relates to criminal or fraudulent activity, dental malpractice, or negligent dental care and that adversely reflects on the applicant’s ability or competence to practice as a dental hygienist or on the safety or well-being of patients;
      7. is not the subject of an adverse report from the National Practitioner Data Bank or the American Association of Dental Boards Clearinghouse for Board Actions that relates to criminal or fraudulent activity or dental malpractice;
      8. is not impaired to an extent that affects the applicant’s ability to practice as a dental hygienist;
      9. has not been convicted of a crime that adversely reflects on the applicant’s ability or competency to practice as a dental hygienist or that jeopardizes the safety or well-being of a patient; and
    2. meet the other qualifications for a license established by the board by regulation.
  2. An applicant for a license to practice dental hygiene may be interviewed in person by the board or a designee of the board. The interview must be recorded. If the application is denied on the basis of the interview, the denial shall be stated in writing, with the reasons for it, and the record shall be preserved.

History. (§ 2 ch 53 SLA 2012)

Sec. 08.32.015. Malpractice insurance. [Repealed, § 40 ch 177 SLA 1978.]

Sec. 08.32.020. Examination required. [Repealed, § 40 ch 53 SLA 2012.]

Sec. 08.32.030. Licensure by credentials.

The board may provide for the licensing without examination of a dental hygienist who

  1. meets the criteria of AS 08.32.014 ;
  2. submits proof of continued competence as specified in regulations adopted by the board;
  3. is currently licensed to practice dental hygiene in another state or territory of the United States; and
  4. pays the fees established under AS 08.01.065 .

History. (§ 1 ch 78 SLA 1953; am § 4 ch 59 SLA 1978; am § 5 ch 49 SLA 1980; am § 3 ch 100 SLA 1984; am § 2 ch 47 SLA 2005; am § 3 ch 53 SLA 2012)

Sec. 08.32.035. Temporary license. [Repealed, § 40 ch 53 SLA 2012.]

Sec. 08.32.040. Application and fee. [Repealed, § 40 ch 53 SLA 2012.]

Sec. 08.32.050. Disposition of fees. [Repealed, § 54 ch 37 SLA 1985.]

Sec. 08.32.060. Frequency and content of examination. [Repealed, § 40 ch 53 SLA 2012.]

Sec. 08.32.070. Licensing of dental hygienists.

The board shall issue each successful applicant a license upon payment of all required fees.

History. (§ 1 ch 78 SLA 1953; am § 3 ch 36 SLA 1969; am § 7 ch 59 SLA 1978; am § 8 ch 49 SLA 1980; am § 7 ch 100 SLA 1984; am § 4 ch 53 SLA 2012)

Sec. 08.32.071. Renewal of license.

At least 60 days before expiration of a dental hygienist’s license, the Department of Commerce, Community, and Economic Development shall notify the licensed dental hygienist. Each licensee who wishes to renew a dental hygienist’s license shall submit a completed license renewal form, the appropriate fee, and evidence of continued professional competence as required by the board. The Department of Commerce, Community, and Economic Development shall, as soon as practicable, issue a dental hygienist license valid for a stated number of years. Failure to receive notification from the department under this section does not exempt a licensee from renewing the licensee’s dental hygienist license.

History. (§ 8 ch 100 SLA 1984; am § 16 ch 94 SLA 1987; am § 4 ch 14 SLA 2005; am § 5 ch 53 SLA 2012)

Administrative Code. —

For continuing professional competence requirements, see 12 AAC 28, art. 4.

Sec. 08.32.080. Lapse and reinstatement of license. [Repealed, § 7 ch 94 SLA 1968.]

Sec. 08.32.081. Lapse and reinstatement of license.

A licensed dental hygienist who does not pay the renewal fee under AS 08.32.071 forfeits the hygienist’s license. The board may reinstate the license without examination within two years of the date on which payment was due upon written application, proof of continued professional competence, and payment of all unpaid renewal fees and any penalty fee established under AS 08.01.100(b) .

History. (§ 4 ch 36 SLA 1959; am § 8 ch 59 SLA 1978; am § 9 ch 49 SLA 1980; am § 9 ch 100 SLA 1984; am § 6 ch 53 SLA 2012)

Sec. 08.32.085. Restorative function license endorsement.

  1. The board shall issue a restorative function endorsement to a licensed dental hygienist if the licensee furnishes evidence satisfactory to the board that the licensee has
    1. successfully completed a course offered by or under the auspices of a program accredited by the Commission on Dental Accreditation of the American Dental Association or other equivalent course or program approved by the board; and
    2. passed the Western Regional Examining Board’s restorative examination or other equivalent examination approved by the board within the five years preceding the licensee’s endorsement application, or the licensee is licensed, certified, or otherwise permitted in another state or United States territory to perform restorative functions.
  2. An endorsement issued under this section authorizes a licensed dental hygienist under the direct supervision of a licensed dentist to place restorations into a cavity prepared by the licensed dentist and thereafter carve, contour, and adjust contacts and occlusion of the restoration.
  3. The board may by regulation establish renewal and continuing education requirements for an endorsement under this section.

History. (§ 1 ch 111 SLA 2008; am § 7 ch 53 SLA 2012)

Sec. 08.32.090. Temporary license. [Repealed, § 15 ch 59 SLA 1978.]

Sec. 08.32.095. Exemption from license requirement.

  1. A person enrolled as a student in an accredited dental hygiene program may perform dental hygiene procedures as part of a course of study without a license if
    1. the procedures are performed under the
      1. general supervision of a member of the faculty who is licensed under AS 08.36, and under the direct or indirect supervision of a member of the faculty who is licensed under this chapter; or
      2. direct or indirect supervision of a member of the faculty who is licensed under AS 08.36; and
    2. the clinical program has received written approval from the board.
  2. A person practicing dental hygiene under (a) of this section is subject to all other provisions of this chapter and laws and regulations that apply to the practice of dental hygiene by a licensed dental hygienist.

History. (§ 10 ch 49 SLA 1980; am § 8 ch 53 SLA 2012)

Sec. 08.32.097. Fees. [Repealed, § 40 ch 53 SLA 2012.]

Article 2. Regulation of Dental Hygienists.

Sec. 08.32.100. Employment of dental hygienists. [Repealed, § 40 ch 53 SLA 2012.]

Sec. 08.32.110. Scope of practice of dental hygienists.

  1. The role of the dental hygienist is to assist members of the dental profession in providing oral health care to the public. A person licensed to practice the profession of dental hygiene in the state may,
    1. under the general supervision of a licensed dentist,
      1. perform preliminary charting and triage to formulate a dental hygiene assessment and dental hygiene treatment plan;
      2. remove calcareous deposits, accretions, and stains from the exposed surfaces of the teeth beginning at the epithelial attachment by scaling and polishing techniques;
      3. remove marginal overhangs;
      4. use local periodontal therapeutic agents;
      5. perform nonsurgical periodontal therapy;
      6. perform other dental operations and services delegated by a licensed dentist if the dental operations and services are not prohibited by (c) of this section;
      7. if certified by the board, administer local anesthetic agents; and
    2. if certified by the board and under the direct or indirect supervision of a licensed dentist, administer and monitor nitrous oxide-oxygen conscious sedation.
  2. The board shall specify by regulation those additional functions that may be performed by a licensed dental hygienist only upon successful completion of a formal course of instruction approved by the board.  The board shall adopt regulations specifying the education requirements, evaluation procedures, and degree of supervision required for each function.
  3. This section does not authorize delegation of
    1. dental diagnosis, comprehensive treatment planning, and writing
      1. prescriptions for drugs;
      2. authorizations for restorative, prosthetic, or orthodontic appliances;
    2. operative or surgical procedures on hard or soft tissues; or
    3. other procedures that require the professional competence and skill of a dentist.
  4. [Repealed, § 8 ch 111 SLA 2008.]
  5. This section does not prohibit a licensed dental hygienist
    1. with an endorsement issued under AS 08.32.085 from performing the activities authorized under AS 08.32.085 ;
    2. who has entered into a collaborative agreement approved by the board under AS 08.32.115 from performing the activities authorized under the collaborative agreement; or
    3. from performing a dental operation, procedure, or service a dentist may delegate to a dental assistant under AS 08.36.346 .

History. (§ 3 ch 78 SLA 1953; am § 6 ch 36 SLA 1969; am § 9 ch 59 SLA 1978; am §§ 11, 12 ch 100 SLA 1984; am § 1 ch 83 SLA 1995; am §§ 2, 3 ch 24 SLA 2001; am §§ 2, 3, 8 ch 111 SLA 2008; am § 5 ch 58 SLA 2010; am §§ 9 — 11 ch 53 SLA 2012)

Revisor’s notes. —

In 2018, paragraph (c)(1) was rewritten to add subparagraphs following “writing”.

Administrative Code. —

For administration of local anesthetic agents by dental hygienists, see 12 AAC 28, art. 3.

For professional practices, see 12 AAC 28, art. 7.

Sec. 08.32.115. Collaborative agreements.

  1. If the collaborative agreement is approved by the board under (d) of this section, a licensed dental hygienist with a minimum of 4,000 documented hours of clinical experience within the five years preceding application for the board’s approval may enter into a collaborative agreement with a licensed dentist in which the licensed dentist authorizes the licensed dental hygienist to perform one or more of the following:
    1. oral health promotion and disease prevention education;
    2. removal of calcareous deposits, accretions, and stains from the surfaces of teeth;
    3. application of topical preventive or prophylactic agents, including fluoride varnishes and pit and fissure sealants;
    4. polishing and smoothing restorations;
    5. removal of marginal overhangs;
    6. preliminary charting and triage to formulate a dental hygiene assessment and dental hygiene treatment plan;
    7. the exposure and development of radiographs;
    8. use of local periodontal therapeutic agents; and
    9. performance of nonsurgical periodontal therapy, with or without the administration of local anesthesia, subsequent to a licensed dentist’s authorization or diagnosis as specified in the licensed hygienist’s collaborative agreement.
  2. The services described in (a) of this section may be performed under a collaborative agreement approved by the board
    1. without the presence of the licensed dentist;
    2. in a setting other than the usual place of practice of the licensed dentist; and
    3. without the dentist’s diagnosis and treatment plan unless otherwise specified in the collaborative agreement or in (a) of this section.
  3. The board shall adopt regulations regarding approval of collaborative agreements between licensed dental hygienists and licensed dentists.
  4. The board may approve a collaborative agreement between a licensed dentist and a licensed dental hygienist. However, the board may not approve more than five collaborative agreements with a licensed dentist, not including any collaborative agreements that have been terminated. A licensed dental hygienist shall notify the board of the termination of a collaborative agreement with a licensed dentist.

History. (§ 4 ch 111 SLA 2008; am §§ 12, 13 ch 53 SLA 2012)

Sec. 08.32.120. Place of employment. [Repealed, § 40 ch 53 SLA 2012.]

Sec. 08.32.130. Information required. [Repealed, § 40 ch 53 SLA 2012.]

Sec. 08.32.140. Supervision required. [Repealed, § 40 ch 53 SLA 2012.]

Sec. 08.32.150. Revocation of dentist’s license. [Repealed, § 32 ch 49 SLA 1980. For current law, see AS 08.36.315.]

Sec. 08.32.160. Grounds for discipline, suspension, or revocation of license.

The board may revoke or suspend the license of a dental hygienist, or may reprimand, censure, or discipline a licensee, if, after a hearing, the board finds that the licensee

  1. used or knowingly cooperated in deceit, fraud, or intentional misrepresentation to obtain a license, certificate, or endorsement;
  2. engaged in deceit, fraud, or intentional misrepresentation in the course of providing or billing for professional services or engaging in professional activities;
  3. advertised professional services in a false or misleading manner;
  4. has been convicted of a felony or other crime that affects the licensee’s ability to continue to practice competently and safely;
  5. failed to comply with this chapter, with a regulation adopted under this chapter or under AS 08.36, or with an order of the board;
  6. continued to practice after becoming unfit due to
    1. professional incompetence;
    2. addiction or dependence on alcohol or other drugs that impairs the licensee’s ability to practice safely;
    3. physical or mental disability;
  7. engaged in lewd or immoral conduct in connection with the delivery of professional service to patients;
  8. performed clinical procedures without being under the supervision of a licensed dentist;
  9. did not conform to professional standards in delivering dental hygiene services to patients regardless of whether actual injury to the patient occurred.

History. (§ 6 ch 78 SLA 1953; am § 11 ch 49 SLA 1980; am § 13 ch 100 SLA 1984; am § 14 ch 53 SLA 2012)

Cross references. —

For other disciplinary powers of board, see AS 08.01.075 .

Administrative Code. —

For continuing professional competence requirements, see 12 AAC 28, art. 4.

Sec. 08.32.165. Limits or conditions on license; discipline.

  1. In addition to action under AS 08.32.160 , upon a finding that by reason of demonstrated problems of competence, experience, education or health the authority to practice dental hygiene should be limited or conditioned or the practitioner disciplined, the board may reprimand, censure, place on probation, restrict practice by specialty, procedure or facility, require additional education or training, or revoke or suspend a license.
  2. [Repealed by § 15 ch 59 SLA 1978.]

History. (§ 7 ch 102 SLA 1976; am § 15 ch 59 SLA 1978)

Sec. 08.32.170. Procedure followed. [Repealed, § 15 ch 59 SLA 1978.]

Sec. 08.32.171. Disciplinary sanctions.

  1. [Repealed, § 49 ch 94 SLA 1987.]
  2. [Repealed, § 49 ch 94 SLA 1987.]
  3. The board may summarily suspend the license of a licensee who refuses to submit to a physical or mental examination under AS 08.36.070(b)(1) . A person whose license is suspended under this section is entitled to a hearing conducted by the office of administrative hearings (AS 44.64.010 ) within seven days after the effective date of the order. If, after a hearing, the board upholds the suspension, the licensee may appeal the suspension to a court of competent jurisdiction.
  4. [Repealed, § 49 ch 94 SLA 1987.]
  5. [Repealed, § 49 ch 94 SLA 1987.]

History. (§ 14 ch 100 SLA 1984; am § 17 ch 94 SLA 1987; am § 10 ch 163 SLA 2004)

Cross references. —

For further provisions, see AS 08.01.075 .

Sec. 08.32.180. Penalty for violations.

  1. A person who violates a provision of this chapter or a regulation adopted under this chapter for which a penalty is not otherwise provided is guilty of a class B misdemeanor.
  2. Notwithstanding AS 08.01.075(a)(8) , the board may impose a civil fine not to exceed $25,000 for each violation of this chapter or a regulation adopted under this chapter.

History. (§ 5 ch 78 SLA 1953; am § 15 ch 100 SLA 1984; am § 15 ch 53 SLA 2012)

Cross references. —

For sentences for misdemeanors, see AS 12.55.035 and 12.55.135 .

Article 3. General Provisions.

Sec. 08.32.185. Application of Administrative Procedure Act.

AS 44.62 (Administrative Procedure Act) applies to any action taken by the board under this chapter.

History. (§ 14 ch 59 SLA 1978)

Sec. 08.32.187. Application of chapter.

  1. This chapter applies to a person who practices, or offers or attempts to practice, as a dental hygienist in the state except
    1. a dental hygienist in the military service in the discharge of official duties;
    2. a dental hygienist in the employ of the United States Public Health Service, United States Department of Veterans Affairs, United States Indian Health Service, or another agency of the federal government, in the discharge of official duties;
    3. a dental hygienist licensed in another state or jurisdiction who is teaching or demonstrating clinical techniques at a meeting, seminar, or limited course of instruction sponsored by a dental or dental auxiliary society or association or by an accredited dental or dental auxiliary educational institution;
    4. a dental hygienist employed in the state by an Indian health program, as that term is defined in 25 U.S.C. 1603, while providing dental hygiene services to a person the Indian health program is entitled to serve under 25 U.S.C. 450 et seq. (Indian Self-Determination and Education Assistance Act), as amended, and 25 U.S.C. 1601 et seq. (Indian Health Care Improvement Act), as amended.
  2. A person excepted from this chapter under (a) of this section shall be held to the same standard of care as a person covered by this chapter.

History. (§ 16 ch 100 SLA 1984; am § 11 ch 21 SLA 2000; am § 16 ch 53 SLA 2012)

Editor's notes. --

Paragraph (4) of this section refers to 25 U.S.C. 450 et seq., which was renumbered in 2016 as 25 U.S.C. 5301, et seq., by the U.S. House of Representatives, Office of Law Revision Counsel.

Opinions of attorney general. —

So long as they are employed by Native Health clinics and treat patients authorized to receive care in those clinics, individuals certified as dental health aides by the federal Community Health Aide Certification Board do not have to comply with state dental licensure laws. The state dental licensure laws stand as an obstacle to Congress’ objective to provide dental treatment to Alaska Natives by using non-dentist, non-hygienist paraprofessionals. Therefore, the federal statute that mandates the development of the dental health aide standards and the certification of dental health aides displaces (or preempts) the state’s dental licensure law and renders it unenforceable against federally-certified dental health aides. September 8, 2005 Op. Att’y Gen.

Sec. 08.32.190. Definitions.

In this chapter,

  1. “board” means the Board of Dental Examiners;
  2. “direct supervision” means the dentist is in the dental office, personally diagnoses the condition to be treated, personally authorizes the procedure, and before dismissal of the patient evaluates the performance of the dental hygienist;
  3. “general supervision” means the dentist has authorized the procedures and they are being carried out in accordance with the dentist’s diagnosis and treatment plan;
  4. “indirect supervision” means a licensed dentist is in the dental facility, authorizes the procedures, and remains in the dental facility while the procedures are being performed by the dental hygienist;
  5. “licensed dental hygienist” means a dental hygienist licensed under this chapter;
  6. “licensed dentist” means a dentist licensed under AS 08.36.

History. (am § 13 ch 59 SLA 1978; am §§ 17, 40 ch 53 SLA 2012)

Revisor’s notes. —

Reorganized in 1987 and 2012 to alphabetize the defined terms.

Chapter 78, SLA 1953, which enacted many provisions found in this chapter, did not define “board,” but instead used “Board of Dental Examiners” throughout the provisions enacted by ch. 78, SLA 1953. In the 1962 codification, the term “board” was used throughout the chapter, and this section was created to define “board.”

Chapter 36. Dentistry.

Cross references. —

For provisions relating to needle stick and sharps injury protections, see AS 18.60.880 18.60.890 .

Administrative Code. —

For board of dental examiners, see 12 AAC 28.

Legislative history reports. —

For governor's transmittal letter for ch. 2, SSSLA 2017 (HB 159), which amended provisions in this chapter relating to opioid prescription and education on pain management and opioid use and addiction, see 2017 House Journal 408 — 410.

Article 1. Board of Dental Examiners.

Sec. 08.36.010. Creation and membership of board; oath; seal.

  1. There is created the Board of Dental Examiners consisting of nine members. Six members shall be licensed dentists who have been engaged in the practice of dentistry in the state for five years immediately preceding appointment, two members shall be dental hygienists licensed under AS 08.32 who have been engaged in the practice of dental hygiene in the state for five years immediately preceding appointment, and one member shall be a public member who does not have a direct financial interest in the health care industry.
  2. When making appointments of dentists and dental hygienists under (a) of this section, the governor may consider licensed dentists who have been nominated by the Alaska Dental Society and licensed dental hygienists who have been nominated by the Alaska State Dental Hygienists’ Association.
  3. Each member shall take an oath of office. The president or secretary elected under AS 08.36.030 may administer oaths. The oath shall be filed and preserved in the department.
  4. The board shall adopt a seal.

History. (§ 1 art II ch 186 SLA 1955; am § 2 ch 155 SLA 1968; am § 8 ch 102 SLA 1976; am § 12 ch 49 SLA 1980; am § 17 ch 100 SLA 1984; am § 1 ch 63 SLA 1987; am § 4 ch 24 SLA 2001; am §§ 18, 19 ch 53 SLA 2012)

Notes to Decisions

For constitutionality of ch. 102, SLA 1976, see Plumley v. George E. Hale, M.D., Inc., 594 P.2d 497 (Alaska 1979).

Sec. 08.36.020. Term of office. [Repealed, § 20 ch 80 SLA 1996. For current provisions, see AS 39.05.053.]

Sec. 08.36.025. Suspension of board members.

A member against whom an accusation has been filed under AS 44.62 (Administrative Procedure Act) for violation of AS 08.32.160 or AS 08.36.315 is suspended from the board until the decision of the board on the accusation takes effect under AS 44.62.520 .

History. (§ 14 ch 49 SLA 1980; am § 18 ch 100 SLA 1984; am § 19 ch 94 SLA 1987)

Cross references. —

For removal from office, see AS 08.01.020 .

Sec. 08.36.030. Election and term of officers.

  1. The board shall elect from among its members
    1. a president who is a licensed dentist or licensed dental hygienist; and
    2. a secretary.
  2. Officers elected under (a) of this section serve for a term not to exceed two years.

History. (§ 3 art II ch 186 SLA 1955; am § 1 ch 121 SLA 1972; am § 20 ch 53 SLA 2012)

Sec. 08.36.040. Meetings.

The board shall meet at the call of the president at least four times annually and at other times necessary to conduct its business. In the absence of a call of the president, a majority of the board may call a meeting.

History. (§ 3 art II ch 186 SLA 1955; am § 19 ch 100 SLA 1984)

Sec. 08.36.050. Quorum.

A majority of the board constitutes a quorum for the transaction of business.

History. (§ 4 art II ch 186 SLA 1955)

Sec. 08.36.060. Expenses and salary. [Repealed, § 3 ch 59 SLA 1966.]

Sec. 08.36.061. Reimbursement for expenses.

Board members are entitled to per diem and travel expenses authorized for boards and commissions under AS 39.20.180 . The department shall reimburse a member for other actual, reasonable expenses incurred in carrying out duties as a board member.

History. (§ 20 ch 100 SLA 1984)

Sec. 08.36.070. General powers.

  1. The board shall
    1. provide for the examination of applicants and the credentialing, registration, and licensure of those applicants it finds qualified;
    2. maintain a registry of licensed dentists, licensed dental hygienists, and registered dental assistants who are in good standing;
    3. affiliate with the American Association of Dental Boards and pay annual dues to the association;
    4. hold hearings and order the disciplinary sanction of a person who violates this chapter, AS 08.32, or a regulation of the board;
    5. supply forms for applications, licenses, permits, certificates, registration documents, and other papers and records;
    6. enforce the provisions of this chapter and AS 08.32 and adopt or amend the regulations necessary to make the provisions of this chapter and AS 08.32 effective;
    7. adopt regulations ensuring that renewal of a license, registration, or certificate under this chapter or a license, certificate, or endorsement under AS 08.32 is contingent on proof of continued professional competence; the regulations must require that a licensee receive not less than two hours of education in pain management and opioid use and addiction in the two years preceding an application for renewal of a license, unless the licensee has demonstrated to the satisfaction of the board that the licensee does not currently hold a valid federal Drug Enforcement Administration registration number;
    8. at least annually, cause to be published on the Internet and in a newspaper of general circulation in each major city in the state a summary of disciplinary actions the board has taken during the preceding calendar year;
    9. issue permits or certificates to licensed dentists, licensed dental hygienists, and dental assistants who meet standards determined by the board for specific procedures that require specific education and training;
    10. require that a licensed dentist who has a federal Drug Enforcement Administration registration number register with the controlled substance prescription database under AS 17.30.200(n) .
  2. The board may
    1. order a licensed dentist or licensed dental hygienist to submit to a reasonable physical or mental examination if the dentist’s or the dental hygienist’s physical or mental capacity to practice safely is at issue;
    2. authorize a designee of the board or the board’s investigator to inspect the practice facilities or patient or professional records of a dentist at reasonable times and in a reasonable manner to monitor compliance with this chapter and with AS 08.32; and
    3. delegate the board’s powers to act, hear, and decide matters as authorized by AS 44.62 (Administrative Procedure Act).

History. (§ 5 art II ch 186 SLA 1955; am § 6 ch 69 SLA 1970; am §§ 15 — 18 ch 49 SLA 1980; am § 21 ch 100 SLA 1984; am § 2 ch 63 SLA 1987; am § 1 ch 122 SLA 1992; am § 19 ch 6 SLA 1998; am § 1 ch 33 SLA 1998; am § 21 ch 53 SLA 2012; am § 5 ch 25 SLA 2016; am § 2 ch 2 SSSLA 2017)

Revisor's notes. —

Former paragraphs (a)(4)-(13) were renumbered as (a)(3)-(12) in 1998 to reflect the 1998 repeal of former paragraph (a)(3).

Administrative Code. —

For administering of anesthetic agent, see 12 AAC 28, art. 1.

For examinations for dental licensure, see 12 AAC 28, art. 2.

For administration of local anesthetic agents by dental hygienists, see 12 AAC 28, art. 3.

For continuing professional competence requirements, see 12 AAC 28, art. 4.

For dental hygienist examination, see 12 AAC 28, art. 5.

For parenteral sedation, see 12 AAC 28, art. 6.

For professional practices, see 12 AAC 28, art. 7.

Effect of amendments. —

The 2016 amendment, effective July 17, 2017, added (a)(10).

The 2017 amendment, effective July 1, 2018, in (a)(7), added the language beginning “; the regulations must require” to the end of the paragraph, and made a stylistic change.

Editor’s notes. —

The delayed repeal of paragraph (a)(10) of this section by sec. 52, ch. 25, SLA 2016, which was to take effect July 1, 2021, was repealed by sec. 47, ch. 2, SSSLA 2017.

Notes to Decisions

The function of former AS 08.36.310 [see now AS 08.36.315 ], which specified the grounds for disciplinary action by the board, was to detail the scope of the power to revoke, annul, or suspend licenses given to the board by paragraph (a)(5) of this section. State v. Smith, 593 P.2d 625 (Alaska 1979).

Practice of dentistry by persons committing acts listed in former AS 08.36.310 not per se illegal. —

Under former AS 08.36.310 [see now AS 08.36.315 ], the board could, after a hearing, revoke a dentist’s license or take other disciplinary action in the event that he conducted himself in a manner described in one of its enumerated provisions. Since the power was discretionary and since the board could impose penalties less drastic than license revocation, it was clear that the legislature did not intend that it be per se illegal for persons who have committed the listed transgressions to continue to practice dentistry. State v. Smith, 593 P.2d 625 (Alaska 1979).

Sec. 08.36.073. Investigator.

After consulting with the board, the department shall employ a person who is not a member of the board as the investigator for the board. The investigator shall

  1. conduct investigations into alleged violations of this chapter and into alleged violations of regulations and orders of the board;
  2. at the request of the board, conduct investigations based on complaints filed with the department or with the board; and
  3. be directly responsible and accountable to the board, except that only the department has authority to terminate the investigator’s employment and the department shall provide day-to-day and administrative supervision of the investigator.

History. (§ 22 ch 53 SLA 2012)

Sec. 08.36.075. Dental radiological equipment.

  1. The board shall establish standards that comply with applicable federal law for the registration, use, and inspection of dental radiological equipment, including standards for record keeping relating to the control panels and the use of the equipment. The board may charge a fee for dental radiological equipment registered under this section.
  2. [Repealed, § 40 ch 53 SLA 2012.]
  3. [Repealed, § 40 ch 53 SLA 2012.]
  4. [Repealed, § 40 ch 53 SLA 2012.]
  5. [Repealed, § 40 ch 53 SLA 2012.]
  6. In this section, “dental radiological equipment” means equipment for use in the practice of dentistry, consisting of a control panel and associated tube heads, if the equipment emits electronic product radiation, as defined in AS 18.60.545 , or uses radionuclides, as defined in AS 18.60.545 .

History. (§ 1 ch 79 SLA 1998; am § 5 ch 24 SLA 2001; am § 3 ch 47 SLA 2005; am §§ 23, 40 ch 53 SLA 2012)

Sec. 08.36.080. Applicability of Administrative Procedure Act.

The board shall comply with AS 44.62 (Administrative Procedure Act).

History. (§ 2 (ch 2) ch 143 SLA 1959)

Sec. 08.36.090. Records and reports. [Repealed, § 3 ch 59 SLA 1966.]

Sec. 08.36.091. Records and reports.

The board shall maintain

  1. a record of its proceedings;
  2. a registry containing the name, office and home addresses, and other information considered necessary by the board of each person licensed as a dentist or dental hygienist or registered as a dental assistant, a registry of the licenses, certificates, registrations, and endorsements revoked by the board, and information on the status of each licensee and each registered dental assistant.

History. (§ 3 ch 155 SLA 1968; am § 24 ch 53 SLA 2012)

Article 2. Examination and Licensing.

Administrative Code. —

For examinations for dental licensure, see 12 AAC 28, art. 2.

For continuing professional competence requirements, see 12 AAC 28, art. 4.

For dental hygienist examination, see 12 AAC 28, art. 5.

Collateral references. —

61 Am. Jur. 2d, Physicians, Surgeons and Other Healers, §§ 6, 13-15.

70 C.J.S., Physicians and Surgeons, §§ 35-37, 41.

Constitutionality and construction of statutes or regulations prohibiting one who has no license to practice dentistry from owning, maintaining or operating an office therefor, 20 ALR2d 808.

Regulation of prosthetic dentistry, 45 ALR2d 1243.

Liability for dental malpractice in provision or fitting of dentures, 77 ALR4th 222.

Sec. 08.36.100. License required.

Except as provided in AS 08.36.238 and 08.36.254 , a person may not practice, or attempt to practice, dentistry without a license.

History. (§ 1 art III ch 186 SLA 1955; am § 4 ch 155 SLA 1968; am § 19 ch 49 SLA 1980; am § 22 ch 100 SLA 1984; am § 25 ch 53 SLA 2012; am § 1 ch 29 SLA 2018)

Effect of amendments. —

The 2018 amendment, effective January 1, 2019, inserted “and 08.36.254 ” following “AS 08.36.238 ”.

Sec. 08.36.110. Qualifications for license; interview.

  1. An applicant for a license to practice dentistry shall
    1. provide certification to the board that the applicant
      1. is a graduate of a dental school that, at the time of graduation, is approved by the board;
      2. has successfully passed a written examination approved by the board;
      3. has not had a license to practice dentistry revoked, suspended, or voluntarily surrendered in this state or another state;
      4. is not the subject of an adverse decision based on a complaint, investigation, review procedure, or other disciplinary proceeding within the five years immediately preceding application, or of an unresolved complaint, investigation, review procedure, or other disciplinary proceeding, undertaken by a state, territorial, local, or federal dental licensing jurisdiction;
      5. is not the subject of an unresolved or an adverse decision based on a complaint, investigation, review procedure, or other disciplinary proceeding, undertaken by a state, territorial, local, or federal dental licensing jurisdiction or law enforcement agency that relates to criminal or fraudulent activity, dental malpractice, or negligent dental care and that adversely reflects on the applicant’s ability or competence to practice dentistry or on the safety or well-being of patients;
      6. is not the subject of an adverse report from the National Practitioner Data Bank or the American Association of Dental Boards Clearinghouse for Board Actions that relates to criminal or fraudulent activity, or dental malpractice;
      7. is not impaired to an extent that affects the applicant’s ability to practice dentistry;
      8. has not been convicted of a crime that adversely reflects on the applicant’s ability or competency to practice dentistry or that jeopardizes the safety or well-being of a patient;
    2. pass, to the satisfaction of the board, written, clinical, and other examinations administered or approved by the board; and
    3. meet the other qualifications for a license established by the board by regulation, including education in pain management and opioid use and addiction in the two years preceding the application for a license, unless the applicant has demonstrated to the satisfaction of the board that the applicant does not currently hold a valid federal Drug Enforcement Administration registration number; approved education may include dental school coursework.
  2. An applicant for licensure may be interviewed in person by the board or by a member of the board before a license is issued. The interview must be recorded. If the application is denied on the basis of the interview, the denial shall be stated in writing, with the reasons for it, and the record shall be preserved.

History. (§ 2 art III ch 186 SLA 1955; am § 1 ch 26 SLA 1965; am § 1 ch 36 SLA 1970; am § 7 ch 69 SLA 1970; am § 25 ch 245 SLA 1970; am § 10 ch 127 SLA 1974; am §§ 20, 32 ch 49 SLA 1980; am § 23 ch 100 SLA 1984; am § 3 ch 63 SLA 1987; am § 2 ch 122 SLA 1992; am § 9 ch 35 SLA 2003; am § 4 ch 47 SLA 2005; am §§ 26, 27 ch 53 SLA 2012; am § 3 ch 2 SSSLA 2017)

Administrative Code. —

For examinations for dental licensure, see 12 AAC 28, art. 2.

Effect of amendments. —

The 2017 amendment, effective July 1, 2018, in (a)(3), added the language beginning “, including education in pain management” to the end, and made stylistic changes.

Sec. 08.36.114. Qualifications for acupuncture applicants. [Repealed, § 40 ch 53 SLA 2012.]

Sec. 08.36.115. Malpractice insurance. [Repealed, § 40 ch 177 SLA 1978.]

Secs. 08.36.120, 08.36.130. Signing, photograph, and filing date of application; Examination. [Repealed, § 8 ch 47 SLA 2005.]

Sec. 08.36.140. Out-of-state examination. [Repealed, § 40 ch 100 SLA 1984.]

Sec. 08.36.150. Examination in out-of-state dental schools. [Repealed, § 40 ch 100 SLA 1984.]

Sec. 08.36.160. Contents of examination. [Repealed, § 8 ch 47 SLA 2005.]

Sec. 08.36.170. Partial examination. [Repealed, § 40 ch 100 SLA 1984.]

Secs. 08.36.180, 08.36.190. Reexamination; Grading of examination. [Repealed, § 8 ch 47 SLA 2005.]

Sec. 08.36.200. Waiver of written examination. [Repealed, § 40 ch 100 SLA 1984.]

Secs. 08.36.210 — 08.36.220. Waiver of examination and issuance of license by reciprocity. [Repealed, § 32 ch 49 SLA 1980. For current law, see AS 08.36.234.]

Sec. 08.36.230. Practice outside the state. [Repealed, § 40 ch 53 SLA 2012.]

Sec. 08.36.234. Licensure by credentials.

  1. The board may waive the examination requirement and license by credentials if the dentist applicant meets the requirements of AS 08.36.110 , submits proof of continued competence as required by regulation, pays the required fee, and has
    1. an active license from a board of dental examiners established under the laws of a state or territory of the United States issued after thorough examination; or
    2. passed an examination as specified by the board in regulations.
  2. A dentist applying for licensure without examination is responsible for providing to the board all materials required by the board to implement this section to establish eligibility for a license without examination. In addition to the grounds for revocation of a license under AS 08.36.315 , the board may revoke a license issued without examination upon evidence of misinformation or substantial omission.
  3. The board shall adopt regulations necessary to implement this section, including the form and manner of certification of qualifications under this section.
  4. A dentist applying for licensure without examination shall be interviewed in person by the board or by a member of the board before a license is issued. The interview must be recorded. If the application is denied on the basis of the interview, the denial shall be stated in writing, with the reasons for it, and the record shall be preserved.

History. (§ 23 ch 49 SLA 1980; am § 27 ch 100 SLA 1984; am § 4 ch 122 SLA 1992; am § 3 ch 13 SLA 1998; am § 7 ch 24 SLA 2001; am § 10 ch 35 SLA 2003; am § 5 ch 47 SLA 2005; am § 1 ch 83 SLA 2008; am §§ 28 — 30 ch 53 SLA 2012)

Sec. 08.36.238. Exemption from license requirement.

  1. A person enrolled as a student in an accredited school of dentistry may perform procedures as part of a course of study without a license if
    1. the procedures are performed under the direct supervision of a member of the faculty who is licensed under this chapter, or under the direct supervision of a team of licensed faculty dentists, at least one of whom is licensed under this chapter; and
    2. the clinical program has received written approval from the board.
  2. A person practicing dentistry under (a) of this section is subject to all other provisions of this chapter and to other laws and regulations that apply to the practice of dentistry.

History. (§ 23 ch 49 SLA 1980; am § 31 ch 53 SLA 2012)

Sec. 08.36.240. Issuance and display of license.

The board shall issue a license to each successful dentist applicant who has paid the required fees. The licensee shall display the license in a conspicuous place where the licensee practices.

History. (§ 11 art III ch 186 SLA 1955; am § 6 ch 121 SLA 1972; am § 28 ch 100 SLA 1984)

Sec. 08.36.244. License to practice as specialist required. [Repealed, § 40 ch 53 SLA 2012.]

Secs. 08.36.246 — 08.36.248. Qualification for a specialist license; limitation of special practice; suspension or revocation of specialty licenses. [Repealed, § 40 ch 53 SLA 2012.]

Sec. 08.36.250. License renewal, lapse, and reinstatement.

  1. At least 60 days before expiration of a license issued under this chapter, the department shall notify the licensed dentist. A licensee who wishes to renew a license shall submit a completed license renewal form, the appropriate fee, and evidence of continued professional competence as required by the board. The department shall, as soon as practicable, issue a new license valid for a stated number of years. Failure to receive notification from the department under this subsection does not exempt a licensee from renewing a license to practice dentistry under this chapter.
  2. When applying for license renewal, a dentist shall report to the board each instance during the prior registration period in which the quality of the licensee’s professional services was the subject of legal action.
  3. A licensed dentist who does not pay the license renewal fee forfeits the dentist’s license. The board may reinstate the license without examination within two years after the date on which payment was due upon written application, proof of continued professional competence, and payment of all unpaid renewal fees and any penalty fee established under AS 08.01.100(b) .

History. (§ 12 art III ch 186 SLA 1955; am § 9 ch 155 SLA 1968; am § 7 ch 121 SLA 1972; am § 25 ch 49 SLA 1980; am § 31 ch 100 SLA 1984; am § 20 ch 94 SLA 1987; am § 7 ch 14 SLA 2005; am §§ 32, 33 ch 53 SLA 2012)

Cross references. —

For certificate duration and renewal, see AS 08.01.100 .

Administrative Code. —

For special permits, see 7 AAC 27, art. 9.

For occupational licensing fees, see 12 AAC 2, art. 2.

For continuing professional competence requirements, see 12 AAC 28, art. 4.

Legislative history reports. —

For governor’s transmittal letter for ch. 14, SLA 2005 (SB 52), amending (a) of this section, see 2005 Senate Journal 42 — 43.

Notes to Decisions

For history of taxation of profession of dentistry, see United States v. Dasher, 9 Alaska 719 (D. Alaska 1940).

Cited in

State v. Smith, 593 P.2d 625 (Alaska 1979).

Sec. 08.36.254. Temporary permit to substitute for an incapacitated dentist.

  1. The board may issue a temporary permit to practice dentistry to a dentist for the purpose of substituting for an incapacitated dentist licensed in this state.
  2. A dentist applying for a temporary permit under (a) of this section shall
    1. hold an active license from a board of dental examiners established under the laws of a state or territory of the United States issued after thorough examination;
    2. pay the required fee; and
    3. meet other qualifications for a temporary permit established by regulation.
  3. A temporary permit issued under this section is valid only to treat patients of the incapacitated dentist at an address listed on the business license of the incapacitated dentist.
  4. The fee for a permit issued under this section is one-fourth of the fee for a biennial license plus the appropriate application fee.
  5. The board may not issue a temporary permit under this section if another dentist licensed under this chapter may reasonably substitute for the incapacitated dentist.
  6. A temporary permit issued under this section is initially valid for 90 consecutive calendar days. Upon request of a permittee, the board shall extend a permit issued under this section for 60 calendar days if, before the expiration of the initial 90-day permit, the permittee submits to the board a completed application form and the fee required under this chapter, except that the board may refuse to grant a request for an extension for the same reasons the board may revoke a license under AS 08.36.315 . Permits and extensions of permits issued to a permittee under this section are not valid for more than 240 calendar days during any consecutive 24 months.
  7. The board may extend a permit issued under this section for a period that exceeds the limit established in (f) of this section if the board determines that the extension is necessary to provide essential dental services and the board has received a clearance report from the
    1. National Practitioner Data Bank; and
    2. United States Drug Enforcement Administration.
  8. In this section, “incapacitated” means impaired by a health condition that renders a dentist unable to practice dentistry for more than 30 days.

History. (§ 2 ch 29 SLA 2018)

Effective Dates. —

Section 5, ch. 29, SLA 2018 makes this section effective January 1, 2019.

Sec. 08.36.260. Branch office registration. [Repealed, § 40 ch 53 SLA 2012.]

Sec. 08.36.270. Permits for isolated areas. [Repealed, § 3 ch 26 SLA 1965; § 5 ch 93 SLA 1965.]

Sec. 08.36.271. Permits for isolated areas. [Repealed, § 40 ch 53 SLA 2012.]

Sec. 08.36.280. Temporary permit. [Repealed, § 40 ch 100 SLA 1984.]

Sec. 08.36.285. Licensing a permittee. [Repealed, § 10 ch 121 SLA 1972.]

Sec. 08.36.290. Fees. [Repealed, § 40 ch 53 SLA 2012.]

Article 3. Unlawful Acts.

Sec. 08.36.310. Grounds for revocation of license. [Repealed, § 32 ch 49 SLA 1980.]

Sec. 08.36.315. Grounds for discipline, suspension, or revocation of license.

The board may revoke or suspend the license of a dentist, or may reprimand, censure, or discipline a dentist, or both, if the board finds, after a hearing, that the dentist

  1. used or knowingly cooperated in deceit, fraud, or intentional misrepresentation to obtain a license;
  2. engaged in deceit, fraud, or intentional misrepresentation in the course of providing or billing for professional dental services or engaging in professional activities;
  3. advertised professional dental services in a false or misleading manner;
  4. received compensation for referring a person to another dentist or dental practice;
  5. has been convicted of a felony or other crime that affects the dentist’s ability to continue to practice dentistry competently and safely;
  6. engaged in the performance of patient care, or permitted the performance of patient care by persons under the dentist’s supervision, regardless of whether actual injury to the patient occurred,
    1. that did not conform to minimum professional standards of dentistry; or
    2. when the dentist, or a person under the supervision of the dentist, did not have the permit, registration, or certificate required under AS 08.32 or this chapter;
  7. failed to comply with this chapter, with a regulation adopted under this chapter, or with an order of the board;
  8. continued to practice after becoming unfit due to
    1. professional incompetence;
    2. addiction or dependence on alcohol or other drugs that impair the dentist’s ability to practice safely;
    3. physical or mental disability;
  9. engaged in lewd or immoral conduct in connection with the delivery of professional service to patients;
  10. permitted a dental hygienist or dental assistant who is employed by the dentist or working under the dentist’s supervision to perform a dental procedure in violation of AS 08.32.110 or AS 08.36.346 ;
  11. failed to report to the board a death that occurred on the premises used for the practice of dentistry within 48 hours;
  12. falsified or destroyed patient or facility records or failed to maintain a patient or facility record for at least seven years after the date the record was created;
  13. prescribed or dispensed an opioid in excess of the maximum dosage authorized under AS 08.36.355 ; or
  14. procured, sold, prescribed, or dispensed drugs in violation of a law, regardless of whether there has been a criminal action or harm to the patient.

History. (§ 28 ch 49 SLA 1980; am § 33 ch 100 SLA 1984; am § 1 ch 22 SLA 1995; am § 34 ch 53 SLA 2012; am § 4 ch 2 SSSLA 2017)

Revisor’s notes. —

In 1998, a former reference in paragraph (10) to AS 08.36.070(a)(11) was changed to AS 08.36.070(a)(10) to reflect the 1998 renumbering of that paragraph.

Cross references. —

For other disciplinary powers of board, see AS 08.01.075 .

Administrative Code. —

For administering of anesthetic agent, see 12 AAC 28, art. 1.

For continuing professional competence requirements, see 12 AAC 28, art. 4.

For parenteral sedation, see 12 AAC 28, art. 6.

Effect of amendments. —

The 2017 amendment, effective July 26, 2017, added (13) and (14) and made a related change.

Collateral references. —

61 Am. Jur. 2d, Physicians, Surgeons and Other Healers, §§ 65-88.

70 C.J.S., Physicians and Surgeons, §§ 52-59.

Cancellation or suspension irrespective of licensee’s personal fault, validity of statute or rule making specified conduct or condition the ground for, 3 ALR2d 107.

Plea of nolo contendere or non vult contendere, 89 A.L.R.2d 540.

Alcoholism, narcotics addiction, or misconduct with respect to alcoholic beverages or narcotics, as ground for revocation or suspension of license to practice medicine or dentistry, 93 ALR2d 1398.

Revocation or suspension of dentist’s license for false claims, reports or bills for services in personal injury litigation, 95 ALR2d 873.

Practicing medicine, surgery, dentistry, optometry, podiatry, or other healing arts without license as a separate or continuing offense, 99 ALR2d 654.

Professional incompetency as ground for disciplinary measure against physician or dentist, 28 ALR3d 487.

Improper or immoral sexually related conduct toward patient as ground for disciplinary action against physician, dentist, or other licensed healer, 59 ALR4th 1104.

Necessity of expert evidence in proceeding for revocation or suspension of license of physician, surgeon, or dentist, 74 ALR4th 969.

Wrongful or excessive prescription of drugs as ground for revocation or suspension of license, 19 ALR6th 577.

Sec. 08.36.317. Civil fine authority.

Notwithstanding AS 08.01.075(a) , in a disciplinary action, the board may impose a civil fine not to exceed $25,000 for each violation of this chapter or of a regulation adopted under this chapter.

History. (§ 8 ch 24 SLA 2001)

Sec. 08.36.320. Summary license suspension.

  1. [Repealed, § 49 ch 94 SLA 1987.]
  2. [Repealed, § 49 ch 94 SLA 1987.]
  3. The board may summarily suspend the license of a licensee who refuses to submit to a physical or mental examination under AS 08.36.070(b)(1) . A person whose license is suspended under this section is entitled to a hearing conducted by the office of administrative hearings (AS 44.64.010 ) within seven days after the effective date of the order. If, after a hearing, the board upholds the suspension, the licensee may appeal the suspension to a court of competent jurisdiction.
  4. [Repealed, § 49 ch 94 SLA 1987.]
  5. [Repealed, § 49 ch 94 SLA 1987.]

History. (§ 5 art IV ch 186 SLA 1955; am § 29 ch 49 SLA 1980; am §§ 34, 35 ch 100 SLA 1984; am §§ 21, 49 ch 94 SLA 1987; am § 11 ch 163 SLA 2004)

Cross references. —

For other disciplinary sanctions, see AS 08.01.075 .

Administrative Code. —

For administering of anesthetic agent, see 12 AAC 28, art. 1.

Collateral references. —

Bias of members of license revocation board. 97 ALR2d 1210.

Secs. 08.36.325 — 08.36.330. Discipline, suspension or revocation of license of dentists. [Repealed, § 32 ch 49 SLA 1980.]

Sec. 08.36.340. Penalties.

A person who violates any provision of this chapter or regulations adopted under this chapter for which no specific penalty is provided is guilty of a class B misdemeanor.

History. (§ 8 art IV ch 186 SLA 1955; am § 30 ch 49 SLA 1980; am § 36 ch 100 SLA 1984)

Cross references. —

For sentences for misdemeanors, see AS 12.55.035 and 12.55.135 .

Article 4. Dental Assistants.

Sec. 08.36.342. Coronal polishing certificate.

  1. The board shall issue a coronal polishing certificate to a dental assistant if the dental assistant furnishes evidence satisfactory to the board that the dental assistant has completed a program of instruction approved by the board.
  2. A certificate issued under (a) of this section authorizes a dental assistant under the direct supervision of a dentist licensed in the state to perform coronal polishing on teeth without calculus.
  3. The board may by regulation establish fees, renewal, and continuing education requirements for a certificate issued under this section.

History. (§ 6 ch 111 SLA 2008)

Sec. 08.36.344. Restorative function certificate.

  1. The board shall issue a restorative function certificate to a dental assistant if the dental assistant furnishes evidence satisfactory to the board that the dental assistant has
    1. successfully completed a course offered by or under the auspices of a program accredited by the Commission on Dental Accreditation of the American Dental Association or other equivalent course or program approved by the board; and
    2. passed the Western Regional Examining Board’s restorative examination or other equivalent examination approved by the board within the five years preceding the dental assistant’s certificate application, or the dental assistant has legal authorization from another state or jurisdiction to perform restorative functions.
  2. A certificate issued under this section authorizes a dental assistant under the direct supervision of a licensed dentist to place restorations into a cavity prepared by the licensed dentist and thereafter carve, contour, and adjust contacts and occlusion of the restoration.
  3. The board may by regulation establish fees, renewal, and continuing education requirements for a certificate under this section.

History. (§ 6 ch 111 SLA 2008; am § 35 ch 53 SLA 2012)

Sec. 08.36.346. Delegation to dental assistants.

  1. Except as otherwise provided in this chapter, a dentist licensed in this state may delegate to a dental assistant under indirect supervision
    1. the exposure and development of radiographs;
    2. application of topical preventive agents or pit and fissure sealants; and
    3. other dental operations and services except
      1. those that may be performed by a dental hygienist under AS 08.32.110(a) ; and
      2. those that may not be delegated to a dental hygienist under AS 08.32.110(c) .
  2. A dentist licensed in this state may delegate to a dental assistant under direct supervision
    1. coronal polishing on teeth without calculus, if the dental assistant is certified under AS 08.36.342 ;
    2. the placement of a restoration into a cavity prepared by a dentist licensed under this chapter and the subsequent carving, contouring, and adjustment of the contacts and occlusion of the restoration, if the dental assistant is certified under AS 08.36.344 ; and
    3. other dental operations and services as defined and regulated by the board; however, a dentist may not delegate to a dental assistant a dental operation or service that requires the professional skill of a licensed dentist or licensed dental hygienist, including those dental operations and services specified in AS 08.32.110(c) .

History. (§ 6 ch 111 SLA 2008)

Sec. 08.36.347. Exemption from registration requirement.

  1. A person enrolled in a program or course of study may perform dental assisting procedures as part of that program or course of study without a registration document if the procedures are performed
    1. under the direct supervision of a member of the faculty who is licensed under this chapter or AS 08.32; and
    2. as part of a clinical program that has received written approval from the board.
  2. A person performing dental assisting procedures under (a) of this section is subject to all other provisions of this chapter and statutes and regulations that apply to the practice of dental assisting by a registered dental assistant.

History. (§ 36 ch 53 SLA 2012)

Sec. 08.36.349. Definitions.

In AS 08.36.342 08.36.349 ,

  1. “direct supervision” means a dentist licensed in this state is in the dental office, personally diagnoses the condition to be treated, personally authorizes the procedure, and, before dismissal of the patient, evaluates the performance of the dental assistant;
  2. “indirect supervision” means a dentist licensed in this state is in the dental office, authorizes the procedures, and remains in the dental office while the procedures are being performed by the dental assistant.

History. (§ 6 ch 111 SLA 2008)

Article 5. General Provisions.

Sec. 08.36.350. Application of chapter.

  1. This chapter applies to a person who practices, or offers or attempts to practice, dentistry in the state except
    1. a dental surgeon or dentist in the military service in the discharge of official duties;
    2. a dentist in the employ of the United States Public Health Service, United States Department of Veterans Affairs, United States Indian Health Service, or other agency of the federal government, in the discharge of official duties;
    3. a dentist licensed in another state who is teaching or demonstrating clinical techniques at a meeting, seminar, or limited course of instruction sponsored by a dental or dental auxiliary society or association or by an accredited dental or dental auxiliary educational institution;
    4. a dentist licensed in another state who provides emergency care to an injured or ill person who reasonably appears to the dentist to be in immediate need of emergency aid in order to avoid serious harm or death if the care is provided without remuneration;
    5. a dentist employed in the state by an Indian health program, as that term is defined in 25 U.S.C. 1603, while providing dental services to a person the Indian health program is entitled to serve under 25 U.S.C. 450 et seq. (Indian Self-Determination and Education Assistance Act), as amended, and 25 U.S.C. 1601 et seq. (Indian Health Care Improvement Act), as amended.
  2. A person excepted from this chapter under (a) of this section shall be held to the same standard of care as a person covered by this chapter.

History. (§ 2 art I ch 186 SLA 1955; am § 2 ch 93 SLA 1965; am § 6 ch 104 SLA 1971; am § 32 ch 49 SLA 1980; am § 37 ch 100 SLA 1984; am § 13 ch 21 SLA 2000; am § 37 ch 53 SLA 2012)

Administrative Code. —

For special permits, see 7 AAC 27, art. 9.

Editor’s notes. —

Paragraph (4) of this section refers to 25 U.S.C. 450 et seq., which was renumbered in 2016 as 25 U.S.C. 5301, et seq., by the U.S. House of Representatives, Office of Law Revision Counsel.

Opinions of attorney general. —

So long as they are employed by Native Health clinics and treat patients authorized to receive care in those clinics, individuals certified as dental health aides by the federal Community Health Aide Certification Board do not have to comply with state dental licensure laws. The state dental licensure laws stand as an obstacle to Congress’ objective to provide dental treatment to Alaska Natives by using non-dentist, non-hygienist paraprofessionals. Therefore, the federal statute that mandates the development of the dental health aide standards and the certification of dental health aides displaces (or preempts) the state’s dental licensure law and renders it unenforceable against federally-certified dental health aides. September 8, 2005 Op. Att’y Gen.

Notes to Decisions

Covenant not to compete. —

Although the dental clinic seller’s employment at the Alaska Native Medical Center (ANMC) did constitute the practice of dentistry, the question of whether the seller’s employment at ANMC violated the seller’s and dentist’s covenant not to compete was remanded to the superior court. Wenzell v. Ingrim, 228 P.3d 103 (Alaska 2010).

Sec. 08.36.355. Maximum dosage for opioid prescriptions.

  1. A licensee may not issue
    1. an initial prescription for an opioid that exceeds a seven-day supply to an adult patient for outpatient use;
    2. a prescription for an opioid that exceeds a seven-day supply to a minor; at the time a licensee writes a prescription for an opioid for a minor, the licensee shall discuss with the parent or guardian of the minor why the prescription is necessary and the risks associated with opioid use.
  2. Notwithstanding (a) of this section, a licensee may issue a prescription for an opioid that exceeds a seven-day supply to an adult or minor patient if, in the professional judgment of the licensee, more than a seven-day supply of an opioid is necessary for
    1. the patient’s chronic pain management; the licensee may write a prescription for an opioid for the quantity needed to treat the patient’s medical condition or chronic pain; the licensee shall document in the patient’s medical record the condition triggering the prescription of an opioid in a quantity that exceeds a seven-day supply and indicate that a nonopioid alternative was not appropriate to address the medical condition; or
    2. a patient who is unable to access a practitioner within the time necessary for a refill of the seven-day supply because of a logistical or travel barrier; the licensee may write a prescription for an opioid for the quantity needed to treat the patient for the time that the patient is unable to access a practitioner; the licensee shall document in the patient’s medical record the reason for the prescription of an opioid in a quantity that exceeds a seven-day supply and indicate that a nonopioid alternative was not appropriate to address the medical condition; in this paragraph, “practitioner” has the meaning given in AS 11.71.900 .
  3. In this section,
    1. “adult” means
      1. an individual who has reached 18 years of age; or
      2. an emancipated minor;
    2. “emancipated minor” means a minor whose disabilities have been removed for general purposes under AS 09.55.590 ;
    3. “minor” means an individual under 18 years of age who is not an emancipated minor.

History. (§ 5 ch 2 SSSLA 2017)

Cross references. —

For a statement of legislative intent regarding this section, see sec. 1, ch. 2, SSSLA 2017 in the 2017 Temporary and Special Acts.

Sec. 08.36.360. Practice of dentistry defined.

A person engages in the practice of dentistry who

  1. performs or holds out to the public as being able to perform dental operations;
  2. diagnoses, treats, operates on, corrects, attempts to correct, or prescribes for a disease, lesion, pain, injury, deficiency, deformity, or physical condition, malocclusion or malposition of the human teeth, alveolar process, gingiva, maxilla, mandible, or adjacent tissues;
  3. performs or attempts to perform an operation incident to the replacement of teeth;
  4. furnishes, supplies, constructs, reproduces, or repairs dentures, bridges, appliances or other structures to be used and worn as substitutes for natural teeth, except on prescription of a duly licensed and registered dentist and by the use of impressions or casts made by a duly licensed and registered dentist;
  5. uses the words “dentist” or “dental surgeon” or the letters “D.D.S.” or “D.M.D.” or other letter or title that represents the dentist as engaging in the practice of dentistry;
  6. extracts or attempts to extract human teeth;
  7. exercises control over professional dental matters or the operation of dental equipment in a facility where the acts and things described in this section are performed or done;
  8. evaluates, diagnoses, treats, or performs preventive procedures related to diseases, disorders, or conditions of the oral cavity, maxillofacial area, or adjacent and associated structures; a dentist whose practice includes the services described in this paragraph may only perform the services if they are within the scope of the dentist’s education, training, and experience and in accord with the generally recognized ethical precepts of the dental profession; nothing in this paragraph requires a person licensed under AS 08.64 to be licensed under this chapter.

History. (§ 1 art I ch 186 SLA 1955; am § 38 ch 100 SLA 1984; am § 9 ch 24 SLA 2001)

Cross references. —

For professional designation requirements for dentists, see AS 08.02.010 .

Administrative Code. —

For professional practices, see 12 AAC 28, art. 7.

Notes to Decisions

Cited in

Wenzell v. Ingrim, 228 P.3d 103 (Alaska 2010).

Sec. 08.36.365. Rights of dentists.

A dentist licensed in this state may

  1. practice in an association, partnership, corporation, or other lawful entity with other dentists, including specialists;
  2. practice under the name of “dental center” or other descriptive term that does not deceive the public about the nature of the services provided;
  3. supervise research that would otherwise violate this chapter or regulations adopted under this chapter when the research does not involve treatment of dental patients if the research is performed by a nonprofit dental research institution chartered by this state or by a dental or dental auxiliary school accredited by the Commission on Accreditation of the American Dental Association, or its successor agency;
  4. supervise research that would otherwise violate this chapter or regulations adopted under this chapter when the research involves the treatment of dental patients if the research is performed by a nonprofit dental research institution chartered by this state or by a dental or dental auxiliary school accredited by the Commission on Accreditation of the American Dental Association, or its successor agency, and if the dentist notifies the board in writing, at least 60 days before beginning the treatment, of the intended practices or procedures and the board does not disapprove the research.

History. (§ 39 ch 100 SLA 1984)

Sec. 08.36.367. Ownership of a dental office or facility.

  1. Only a person who holds a valid license issued under this chapter may own, operate, or maintain a dental practice, office, or clinic. This restriction does not apply to
    1. a labor organization or a nonprofit organization formed by or on behalf of a labor organization for the purpose of providing dental services to rural or underserved populations;
    2. an institution of higher education recognized by the board;
    3. a local government;
    4. an institution or program accredited by the Commission on Dental Accreditation of the American Dental Association to provide education and training;
    5. a nonprofit corporation organized under state law to provide dental services to rural areas and medically underserved populations of migrant, rural community, or homeless individuals under 42 U.S.C. 254b or 254c or health centers qualified under 42 U.S.C. 1396d(l)(2)(B) operating in compliance with other applicable state and federal law;
    6. a nonprofit charitable corporation described in 26 U.S.C. 501(c)(3) (Internal Revenue Code) and determined by the board to be providing dental services by volunteer licensed dentists to populations with limited access to dental care at no charge or a substantially reduced charge.
  2. For the purpose of owning or operating a dental practice, office, or clinic, an entity described in (a) of this section shall
    1. name a licensed dentist as its dental director, who shall be subject to the provisions of AS 08.36.315 and 08.36.317 in the capacity of dental director; the dental director, or an actively licensed dentist designated by the director, shall have responsibility for the entity’s practice of dentistry; and
    2. maintain current records of the names of licensed dentists who supervise dental hygienists, dental assistants, and other personnel involved in direct patient care who are employed by the entity; the records must be available to the board upon written request.
  3. Nothing in this chapter precludes a person or entity not licensed by the board from
    1. ownership or leasehold of any tangible or intangible assets used in a dental office or clinic, including real property, furnishings, equipment, and inventory, but not including dental records of patients related to clinical care;
    2. employing or contracting for the services of personnel other than licensed dentists; or
    3. management of the business aspects of a dental office or clinic that do not include the practice of dentistry.
  4. If all of the ownership interests of a dentist or dentists in a dental office or clinic are held by an administrator, executor, personal representative, guardian, conservator, or receiver of the estate of a former shareholder, member, or partner, the administrator, executor, personal representative, guardian, conservator, or receiver may retain the ownership interest for a period of 24 months following the creation of the ownership interest. The board shall extend the ownership period for an additional 24 months upon 30 days’ notice and may grant additional extensions upon reasonable request.
  5. In this section, “labor organization” means an organization, not for pecuniary profit, constituted wholly or partly to bargain collectively or deal with employers, including the state and its political subdivisions, concerning grievances, terms or conditions of employment, or other mutual aid or protection in connection with employees that has existed for at least three years and that has a constitution and bylaws.

History. (§ 38 ch 53 SLA 2012)

Sec. 08.36.370. Definitions for chapter.

In this chapter, unless the context requires otherwise,

  1. “board” means the Board of Dental Examiners;
  2. “calculus” means a hardened deposit of mineralized plaque;
  3. “coronal polishing” means the removal of supragingival plaque and stains;
  4. “dental assistant” means a person employed to provide clinical assistance to a dentist licensed in the state;
  5. “department” means the Department of Commerce, Community, and Economic Development;
  6. “impaired practitioner” means a person who is unfit to practice dentistry due to addiction or dependence on alcohol or other drugs that impair the practitioner’s ability to practice safely;
  7. “licensed dental hygienist” means a dental hygienist licensed under AS 08.32;
  8. “licensed dentist” means a dentist licensed under this chapter;
  9. “opioid” includes the opium and opiate substances and opium and opiate derivatives listed in AS 11.71.140 and 11.71.160 ;
  10. “registered dental assistant” means a dental assistant registered under this chapter.

History. (§ 31 ch 49 SLA 1980; am § 5 ch 122 SLA 1992; am § 7 ch 111 SLA 2008; am § 39 ch 53 SLA 2012; am § 6 ch 2 SSSLA 2017)

Revisor’s notes. —

In 1999, “Department of Commerce and Economic Development” was changed to “Department of Community and Economic Development” in this section in accordance with § 88, ch. 58, SLA 1999.

In 2004, “Department of Community and Economic Development” was changed to “Department of Commerce, Community, and Economic Development” in this section, in accordance with § 3, ch. 47, SLA 2004.

Paragraphs (2)-(4) were enacted as paragraphs (4)-(6); renumbered in 2008, at which time paragraphs (2) and (3) were renumbered as (5) and (6).

Paragraph (9) was enacted as (10); renumbered in 2017, at which time paragraph (9) was renumbered as (10).

Effect of amendments. —

The 2017 amendment, effective July 26, 2017, added (10) [now (9)].

Chapter 38. Dietitians and Nutritionists.

Sec. 08.38.010. License required.

  1. An individual may not, unless licensed as a dietitian or nutritionist by the department, use the title “dietitian,” “licensed dietitian,” “nutritionist,” “licensed nutritionist,” or an occupational title using the word “dietitian” or “nutritionist.”
  2. The only penalty that may be imposed on an individual who engages in conduct that violates (a) of this section is a fine of not more than $1,000 under a citation issued under AS 08.01.102 08.01.104 .
  3. An individual who obtains or attempts to obtain a dietitian or nutritionist license by dishonest or fraudulent means or who forges, counterfeits, or fraudulently alters a dietitian or nutritionist license, is punishable by a fine of not more than $1,000 under a citation issued by the department. For a citation under this subsection, the department shall use the citation procedures applicable to citations for unlicensed practice under AS 08.01.102 08.01.104 , and an individual who receives a citation under this subsection is subject to the same requirements as an individual who receives a citation under AS 08.01.102 08.01.104 .

History. (§ 1 ch 67 SLA 1999)

Sec. 08.38.020. Dietitian licensure.

The department shall issue a dietitian license to an individual who pays the required fee, applies on a form provided by the department, and submits evidence satisfactory to the department of being certified as a Registered Dietitian by the Commission on Dietetic Registration.

History. (§ 1 ch 67 SLA 1999)

Administrative Code. —

For occupational licensing fees, see 12 AAC 2, art. 2.

Sec. 08.38.030. Nutritionist licensure.

The department shall issue a nutritionist license to an individual who pays the required fee, applies on a form provided by the department, and submits evidence satisfactory to the department that the individual either

  1. has qualified as a diplomate of the American Board of Nutrition or as a Certified Nutrition Specialist with the Certification Board for Nutrition Specialists; or
  2. meets the following qualifications:
    1. has received a master’s or doctoral degree from an accredited college or university with a major in human nutrition, public health nutrition, clinical nutrition, nutrition education, community nutrition, or food and nutrition; and
    2. has completed a documented work experience in human nutrition or human nutrition research of at least 900 hours.

History. (§ 1 ch 67 SLA 1999)

Cross references. —

For provisions relating to the issuance, before July 1, 2001, of a nutritionist license to certain individuals under certain circumstances, see § 4, ch. 67, SLA 1999 in the 1999 Temporary & Special Acts.

Administrative Code. —

For occupational licensing fees, see 12 AAC 2, art. 2.

Sec. 08.38.040. Grounds for suspension, revocation, or refusal to issue a license.

The department may refuse to issue a license or impose a disciplinary sanction authorized under AS 08.01.075 on an individual licensed under this chapter when the department finds that the license applicant or licensee, as applicable,

  1. secured or attempted to secure a license through deceit, fraud, or intentional misrepresentation;
  2. engaged in deceit, fraud, or intentional misrepresentation in the course of providing professional services or engaging in professional activities;
  3. advertised professional services in a false or misleading manner;
  4. has been convicted of a felony or of another crime that affects the licensee’s ability to continue to practice competently and safely;
  5. failed to comply with this chapter, with a regulation adopted under this chapter, or with an order of the department;
  6. continued dietetics or nutrition practice after becoming unfit due to
    1. professional incompetence;
    2. addiction or severe dependency on alcohol or a drug that impairs the licensee’s ability to practice safely;
    3. physical or mental disability; or
  7. engaged in lewd or immoral conduct in connection with the delivery of professional service to patients.

History. (§ 1 ch 67 SLA 1999)

Sec. 08.38.050. Licensure by credentials.

The department may issue a license to an applicant who holds a current unrestricted license as a dietitian or nutritionist in another state or political jurisdiction of the United States or Canada if, in the judgment of the department, the standards for licensure in the other jurisdiction are not less stringent than the requirements in this chapter.

History. (§ 1 ch 67 SLA 1999)

Sec. 08.38.080. Exemption.

The requirements of this chapter do not apply to

  1. an animal nutritionist whose activities are limited to the nutritional care of animals; animal nutritionists may use the title “nutritionist” as long as they provide nutrition services only to animals;
  2. a person who is serving as an employee of the federal government whose job title includes the term “dietitian” or “nutritionist”; or
  3. a person who is serving as a dietitian or nutritionist in the armed forces of the United States, but the exemption provided under this paragraph does not authorize the person to use the title “dietitian,” “licensed dietitian,” “nutritionist,” “licensed nutritionist,” or an occupational title using the word “dietitian” or “nutritionist” outside the scope of the person’s military service.

History. (§ 1 ch 67 SLA 1999)

Sec. 08.38.090. Regulations.

The department may adopt regulations under AS 44.62 (Administrative Procedure Act) to implement this chapter.

History. (§ 1 ch 67 SLA 1999)

Sec. 08.38.100. Definitions.

In this chapter,

  1. “accredited college or university” means a college or university accredited by the regional or national accrediting agencies recognized by the Council on Post-Secondary Accreditation and the United States Department of Education at the time the degree was conferred;
  2. “Commission on Dietetic Registration” means the Commission on Dietetic Registration of the American Dietetic Association that is a member of the National Commission on Health Certifying Agencies, which establishes national standards of competence for individuals participating in the health care delivery system;
  3. “department” means the Department of Commerce, Community, and Economic Development;
  4. “dietetics or nutrition practice” means the integration and application of scientific principles of food, nutrition, biochemistry, physiology, food management, and behavioral and social sciences to achieve and maintain human health through the provision of nutrition care services.

History. (§ 1 ch 67 SLA 1999; am § 14 ch 21 SLA 2000)

Revisor’s notes. —

Reorganized in 2000 to alphabetize the defined terms.

In 2004, “Department of Community and Economic Development” was changed to “Department of Commerce, Community, and Economic Development” in this section, in accordance with § 3, ch. 47, SLA 2004.

Chapter 40. Electrical and Mechanical Administrators.

Administrative Code. —

For electrical administrators, see 12 AAC 32.

Notes to Decisions

This chapter is concerned with safety. Allison v. State, 583 P.2d 813 (Alaska 1978).

The legislature was primarily concerned with competency for protection of the public when it enacted this chapter. Allison v. State, 583 P.2d 813 (Alaska 1978).

The supreme court’s construction of this chapter as being concerned with public safety is consistent with a subsequent declaration of legislative purpose in this section. Allison v. State, 583 P.2d 813 (Alaska 1978).

And contains precautions not fully encompassed under AS 18.60 or AS 18.62. —

Although this chapter is found in the title regulating “Business and Professions” and AS 18.60 and AS 18.62 are under the title providing for “Health and Safety,” AS 08.40 provides safety precautions not fully encompassed under either AS 18.60 or AS 18.62. Allison v. State, 583 P.2d 813 (Alaska 1978).

State inspection under AS 18.60 does not provide the same protection against poor work that is contemplated by this chapter, since the presence or responsibility of a licensed electrical contractor having knowledge of the codes is a constant influence, while state inspectors cannot continuously monitor to assure quality control. Allison v. State, 583 P.2d 813 (Alaska 1978).

This chapter requires that a prospective licensee be examined on his or her familiarity with the national electrical code and the national electrical safety code, while such specific knowledge is not required in order to obtain a certificate of fitness under AS 18.62. Allison v. State, 583 P.2d 813 (Alaska 1978).

But contains no bonding requirement. —

The supreme court was further influenced in its conclusion that AS 08.40 provides for public safety by the absence of a bonding requirement or other method of assuring financial responsibility. Allison v. State, 583 P.2d 813 (Alaska 1978).

The exemptions in this chapter should be narrowly construed to effect their purpose. Allison v. State, 583 P.2d 813 (Alaska 1978).

For construction of exemption in AS 08.40.190(b)(3) , see note to AS 08.40.190 .

Article 1. Licensing and Regulation of Electrical Administrators.

Sec. 08.40.005. Purpose of AS 08.40.005 — 08.40.200.

The purpose of AS 08.40.005 08.40.200 is to protect the safety of people and property in the state from the danger of improperly installed electrical wiring and equipment by providing a procedure to assure

  1. the public that persons responsible for making electrical installations in this state are qualified; and
  2. a sufficient number of persons are so qualified.

History. (§ 2 ch 53 SLA 1977)

Notes to Decisions

Quoted in

Beers, Inc. v. Robison, 708 P.2d 65 (Alaska 1985).

Sec. 08.40.010. Creation and membership of board. [Repealed, § 48 ch 94 SLA 1987.]

Sec. 08.40.011. Board of electrical examiners. [Repealed, § 37 ch 101 SLA 1994.]

Sec. 08.40.020. Appointment and term of office. [Repealed, § 49 ch 94 SLA 1987.]

Secs. 08.40.030, 08.40.040. [Repealed, § 48 ch 94 SLA 1987.]

Sec. 08.40.045. Categories of licenses.

The department may adopt regulations establishing categories of electrical administrators, qualifications for those categories, and the content of examinations for applicants for each category.

History. (§ 4 ch 53 SLA 1977; am § 22 ch 94 SLA 1987; am § 5 ch 98 SLA 1988; am § 3 ch 101 SLA 1994)

Administrative Code. —

For application and examination requirements, see 12 AAC 32, art. 1.

For unlimited linework category, see 12 AAC 32, art. 2.

For outside communications category, see 12 AAC 32, art. 3.

For unlimited commercial wiring category, see 12 AAC 32, art. 4.

For inside communications category, see 12 AAC 32, art. 5.

For residential wiring category, see 12 AAC 32, art. 6.

For controls and control wiring category, see 12 AAC 32, art. 7.

Notes to Decisions

Quoted in

Beers, Inc. v. Robison, 708 P.2d 65 (Alaska 1985).

Sec. 08.40.050. Regulations.

The department shall adopt regulations subject to AS 44.62 (Administrative Procedure Act), relating to the examination and licensing of electrical administrators and the establishing of the continued competency of an applicant for license renewal and reinstatement.

History. (§ 2 ch 158 SLA 1960; am § 5 ch 53 SLA 1977; am § 3 ch 71 SLA 1980; am § 23 ch 94 SLA 1987; am § 6 ch 98 SLA 1988; am § 4 ch 101 SLA 1994)

Administrative Code. —

For application and examination requirements, see 12 AAC 32, art. 1.

For unlimited linework category, see 12 AAC 32, art. 2.

For outside communications category, see 12 AAC 32, art. 3.

For unlimited commercial wiring category, see 12 AAC 32, art. 4.

For inside communications category, see 12 AAC 32, art. 5.

For residential wiring category, see 12 AAC 32, art. 6.

For controls and control wiring category, see 12 AAC 32, art. 7.

For continuing education, see 12 AAC 32, art. 8.

Notes to Decisions

Applied in

Vick v. Bd. of Elec. Exam'rs, 626 P.2d 90 (Alaska 1981).

Sec. 08.40.060. Examinations.

A licensing examination shall be offered by the department at least twice during each year at appropriate places in the state.

History. (§ 2 ch 158 SLA 1960; am § 24 ch 94 SLA 1987; am § 7 ch 98 SLA 1988; am § 5 ch 101 SLA 1994)

Administrative Code. —

For unlimited linework category, see 12 AAC 32, art. 2.

For outside communications category, see 12 AAC 32, art. 3.

For unlimited commercial wiring category, see 12 AAC 32, art. 4.

For inside communications category, see 12 AAC 32, art. 5.

For residential wiring category, see 12 AAC 32, art. 6.

For controls and control wiring category, see 12 AAC 32, art. 7.

Notes to Decisions

Applied in

Vick v. Bd. of Elec. Exam'rs, 626 P.2d 90 (Alaska 1981).

Sec. 08.40.070. Inspection or investigation by department.

The department may make or have made a special inspection or investigation into the work of a licensee that it considers necessary, may issue subpoenas and process compelling the attendance of any person and the production of any papers or books, for the purpose of the investigation and examination, may administer oaths when required, and may petition a court of the state to enforce subpoenas and process or to compel testimony.

History. (§ 5 ch 158 SLA 1960; am § 25 ch 94 SLA 1987)

Cross references. —

See also AS 08.01.087 .

Sec. 08.40.080. Compensation of board members. [Repealed, § 43 ch 85 SLA 1988.]

Sec. 08.40.090. License required.

  1. A person may not act as an electrical administrator in the state without a license issued by the department unless the person is covered by an exclusion under AS 08.40.190 .
  2. A person licensed under AS 08.40.005 08.40.200 may perform work only in a category for which the person is licensed.

History. (§ 3(c) ch 158 SLA 1960; am § 6 ch 53 SLA 1977; am § 26 ch 94 SLA 1987; am § 6 ch 101 SLA 1994)

Cross references. —

For electrical contractors, see AS 08.18.026 .

Administrative Code. —

For application and examination requirements, see 12 AAC 32, art. 1.

For unlimited linework category, see 12 AAC 32, art. 2.

For outside communications category, see 12 AAC 32, art. 3.

For unlimited commercial wiring category, see 12 AAC 32, art. 4.

For inside communications category, see 12 AAC 32, art. 5.

For residential wiring category, see 12 AAC 32, art. 6.

For controls and control wiring category, see 12 AAC 32, art. 7.

Opinions of attorney general. —

Employees of the state are exempt from the requirements of AS 08.40.090 regarding electrical administrators. Elimination of the implied exemption for state employees found in the 1979 attorney general’s opinion (1979 Inf. Op. Att’y Gen. (June 27)) would likely impose some additional costs upon the state, although the extent of those costs is difficult to predict. Because of the legislative history and possibility of additional costs, any change in this exemption should be made by the legislature. November 12, 2002 Op. Att’y Gen.

Notes to Decisions

Applied in

Beers, Inc. v. Robison, 708 P.2d 65 (Alaska 1985).

Quoted in

Allison v. State, 583 P.2d 813 (Alaska 1978).

Sec. 08.40.100. Exclusion. [Repealed, § 14 ch 53 SLA 1977.]

Sec. 08.40.110. Application for license.

An applicant for a license shall apply upon a form prescribed by the department.

History. (§ 3 (d) ch 158 SLA 1960; am § 27 ch 94 SLA 1987)

Administrative Code. —

For application and examination requirements, see 12 AAC 32, art. 1.

Sec. 08.40.120. Examination of applicant.

  1. Each applicant shall be examined to determine the applicant’s
    1. ability to understand plans, design specifications, and engineering terms commonly used in the electrical field;
    2. knowledge of electrical installations and wiring;
    3. familiarity with the regulations contained in the National Electrical Code and the National Electrical Safety Code, as approved by the American National Standards Institute;
    4. familiarity with other installation and safety regulations approved by the American National Standards Institute;
    5. personal skill and ability.
  2. If an applicant for a license submits proof satisfactory to the department that the applicant is licensed as an electrical administrator or the equivalent by another state or territory, that the applicant meets qualifications established by the department under AS 08.40.045 , and that the applicant has passed an examination equivalent to the test administered under (a) of this section, the department shall waive all of the examination required under (a) of this section.

History. (§ 3(d) ch 158 SLA 1960; am § 4 ch 71 SLA 1980; am § 28 ch 94 SLA 1987; am § 8 ch 98 SLA 1988; am §§ 7, 37 ch 101 SLA 1994; am § 3 ch 8 SLA 2011)

Administrative Code. —

For application and examination requirements, see 12 AAC 32, art. 1.

For unlimited linework category, see 12 AAC 32, art. 2.

For outside communications category, see 12 AAC 32, art. 3.

For unlimited commercial wiring category, see 12 AAC 32, art. 4.

For inside communications category, see 12 AAC 32, art. 5.

For residential wiring category, see 12 AAC 32, art. 6.

For controls and control wiring category, see 12 AAC 32, art. 7.

Sec. 08.40.130. Administrator limited to one registered contractor.

A person may not qualify for or operate as an electrical administrator for more than one registered contractor.

History. (§ 3(e) ch 158 SLA 1960; am § 1 ch 30 SLA 1969; am § 7 ch 53 SLA 1977)

Sec. 08.40.135. Renewal and reinstatement.

  1. A license issued under AS 08.40.005 08.40.200 is nontransferable and, unless revoked or suspended, may be renewed on a date set by the department upon proof of continued competency.
  2. A lapsed license may be reinstated upon proof of continued competency and by payment of all unpaid renewal fees and any penalty fee established under AS 08.01.100(b) , unless the license has been lapsed for more than two years. If a person’s license has been lapsed for more than two years, the person is required to take an examination under AS 08.40.120 .

History. (§ 2 ch 30 SLA 1969; am § 8 ch 53 SLA 1977; am § 5 ch 71 SLA 1980; am § 24 ch 37 SLA 1985; am § 8 ch 101 SLA 1994)

Cross references. —

For duration and renewal, see AS 08.01.100 .

Administrative Code. —

For application and examination requirements, see 12 AAC 32, art. 1.

For continuing education, see 12 AAC 32, art. 8.

Sec. 08.40.140. Issuance and possession of license.

An applicant who successfully passes the examination shall receive a license. The licensee shall have the license in immediate possession at all times when performing activities for which the license is required and shall present the license for inspection upon the demand of an authorized representative of the department identified as such to the licensee by the representative.

History. (§ 3(f) ch 158 SLA 1960; am § 9 ch 101 SLA 1994)

Sec. 08.40.150. Fees.

Each applicant and each licensee shall pay application and renewal fees established by regulations adopted under AS 08.01.065 .

History. (§ 3 (f) ch 158 SLA 1960; am § 3 ch 30 SLA 1969; am § 6 ch 71 SLA 1980; am § 25 ch 37 SLA 1985)

Administrative Code. —

For occupational licensing fees, see 12 AAC 2, art. 2.

For application and examination requirements, see 12 AAC 32, art. 1.

Sec. 08.40.160. Waiver of examination. [Repealed, § 14 ch 53 SLA 1977.]

Sec. 08.40.170. Disciplinary actions.

  1. The department may take the disciplinary actions set out in (d) of this section upon a finding that
    1. the license application is fraudulent or misleading;
    2. the licensee has knowingly violated AS 08.40.005 08.40.200 , the minimum electrical standards established under AS 18.60.580 18.60.590 , or a lawful order or regulation of the department;
    3. the licensee is incompetent, or has engaged in fraudulent practices.
  2. Notice of a proposed disciplinary action under this section shall be given in writing, stating the grounds.
  3. Proceedings for a disciplinary action under this section shall be governed by AS 44.62 (Administrative Procedure Act).
  4. The department may take the following disciplinary actions under (a) of this section, singly or in combination:
    1. refuse to issue a license;
    2. permanently revoke a license;
    3. suspend a license for a specified period;
    4. censure or reprimand a licensee;
    5. impose limitations or conditions on the professional practice of a licensee;
    6. require a licensee to submit to peer review;
    7. impose requirements for remedial professional education to correct deficiencies in the education, training, and skill of the licensee;
    8. impose probation requiring a licensee to report regularly to the department on matters related to the grounds for probation.
  5. The department may withdraw probationary status if the deficiencies that required the sanction are remedied.
  6. The department may summarily suspend a license before a final hearing is held or during an appeal if the department finds that the licensee poses a clear and immediate danger to the public health and safety. A person is entitled to a hearing conducted by the office of administrative hearings (AS 44.64.010 ) to appeal the summary suspension within seven days after the order of suspension is issued. A person may appeal an adverse decision of the department on an appeal of a summary suspension to a court of competent jurisdiction.
  7. The department may reinstate a suspended or revoked license if, after a hearing, the department finds that the licensee is able to practice the profession with skill and safety.
  8. The department may accept the voluntary surrender of a license. A license may not be returned to the person who surrendered the license unless the department determines that the person is competent to resume practice and the person pays the appropriate renewal fee.
  9. The department shall seek consistency in the application of disciplinary sanctions. The department shall explain a significant departure from prior decisions involving similar facts in the order imposing the sanction.

History. (§ 4 ch 158 SLA 1960; am § 4 ch 30 SLA 1969; am § 29 ch 94 SLA 1987; am § 9 ch 98 SLA 1988; am §§ 10, 11 ch 101 SLA 1994; am § 12 ch 163 SLA 2004)

Cross references. —

For investigative and enforcement powers of the department, see AS 08.01.087 .

Administrative Code. —

For continuing education, see 12 AAC 32, art. 8.

Notes to Decisions

Applied in

Vick v. Bd. of Elec. Exam'rs, 626 P.2d 90 (Alaska 1981).

Sec. 08.40.175. Cease and desist order.

  1. If the department determines that a person is acting as an electrical administrator in violation of AS 08.40.005 08.40.200 , the department may issue a cease and desist order prohibiting further action by the person as an electrical administrator. The cease and desist order remains in effect until the person has submitted evidence acceptable to the department showing that the violation has been corrected.
  2. A person affected by an order issued under (a) of this section may seek equitable relief preventing the department from enforcing the order.

History. (§ 1 ch 39 SLA 1972; am § 9 ch 53 SLA 1977; am § 12 ch 101 SLA 1994)

Notes to Decisions

Applied in

Beers, Inc. v. Robison, 708 P.2d 65 (Alaska 1985).

Sec. 08.40.178. Injunctive relief.

The department may seek an injunction in the superior court to enjoin a person from violating AS 08.40.005 08.40.200 .

History. (§ 1 ch 39 SLA 1972; am § 13 ch 101 SLA 1994)

Notes to Decisions

Quoted in

Allison v. State, 583 P.2d 813 (Alaska 1978).

Sec. 08.40.180. Violation of AS 08.40.005 — 08.40.200.

A person who knowingly violates AS 08.40.005 08.40.200 , or who knowingly violates a valid regulation or order of the department or a minimum electrical standard established under AS 18.60.580 18.60.590 that was in effect at the time that the installation or repair was made, is guilty of a misdemeanor, and upon conviction is punishable by a fine of not more than $5,000.

History. (§ 10 ch 158 SLA 1960; am § 30 ch 94 SLA 1987; am § 10 ch 98 SLA 1988; am § 14 ch 101 SLA 1994)

Sec. 08.40.190. Exclusions.

  1. AS 08.40.005 08.40.200 do not apply to any utility or municipality engaged in
    1. electrical construction and maintenance of electrical wiring for the generation and distribution of electrical current where the wiring is an integral part of a system owned and operated by that utility or municipal light and power department;
    2. the installation, operation, maintenance, or repair of telephone, signal, or communication systems when the work is performed by the employees of that utility.
  2. AS 08.40.005 08.40.200 do not apply to a person engaged in
    1. the manufacture, maintenance, or repair of electrical apparatus or equipment;
    2. electrical work, the cost of which does not exceed $5,000, involving residences or small commercial establishments in communities that
      1. have a population of under 500 according to the latest available federal or state census or other census approved by the department; or
      2. are over 50 miles by air or water transportation from the business place of an electrical administrator licensed under AS 08.40.005 08.40.200 ;
    3. electrical installation on residential property that is owned by the installer or a member of the installer’s immediate family and not intended for sale at the time of making the installation;
    4. the operation, maintenance, or repair of a television or radio broadcasting system and the installation of a radio broadcasting system under 500 watts input power except for A.C. power supply and wiring;
    5. the installation, maintenance, and repair of elevators so long as the work is performed by an agent or employee of the elevator industry and is confined to the elevator control system, which system does not include the power supply, wiring, and motor connection;
    6. the operation, maintenance, and repair of telephone and intercommunication facilities;
    7. the installation, maintenance, and repair of fire alarm, intrusion alarm, or other low voltage signaling systems of 48 volts to ground or less;
    8. the maintenance or repair of diesel electric engines installed on heavy construction equipment, either in a shop or on a job site;
    9. the installation in a commercial water well of the submersible pump motor and the wiring to the well pump system controls if the controls are outside a building or a structure;
    10. the installation in a noncommercial water well of the submersible pump motor and the wiring to the well pump system controls;
    11. electrical maintenance or repair work if the work is performed by the person as an employee of an owner or tenant of commercial property as part of the employee’s work duties with respect to the property but is not offered or performed as a service to the public.
  3. Work within the exclusionary provisions of this section is nevertheless subject to the inspection provisions of AS 08.40.070 and must follow the regulations adopted by the department, other than regulations requiring licensure for the work.

History. (§ 8 ch 158 SLA 1960; am § 1 ch 79 SLA 1967; am § 10 ch 53 SLA 1977; am §§ 7, 8 ch 71 SLA 1980; am § 1 ch 49 SLA 1986; am § 15 ch 85 SLA 1988; am §§ 15, 16 ch 101 SLA 1994; am §§ 21, 22 ch 13 SLA 2019)

Revisor's notes. —

In 1999, in (b)(2) of this section, “Department of Community and Economic Development” was substituted for “Department of Community and Regional Affairs” in accordance with § 91(a)(1), ch. 58, SLA 1999.

In 2004, in (b)(2) of this section, “Department of Community and Economic Development” was changed to “Department of Commerce, Community, and Economic Development” in this section, in accordance with § 3, ch. 47, SLA 2004.

Effect of amendments. —

The 2019 amendment, effective October 17, 2019, in (a)(1) and (b)(6), deleted “, telegraph,” following “repair of telephone”.

Opinions of attorney general. —

None of the exclusions listed in this section apply to a municipality when the work it performs does not involve wiring for generation and distribution of electric current; therefore, a municipality is required in that situation to secure the services of an electrical administrator licensed under AS 08.40.090 . December 20, 1983 Op. Att’y Gen.

Public utilities are clearly exempt both from construction contractor registration under AS 08.18 and from electrical administrator licensing under AS 08.40, regardless of whether they are bidding against others who are not public utilities for work on projects which are not part of the utility distribution system. June 6, 1984 Op. Att’y Gen.

Notes to Decisions

Narrow construction of exemptions. —

This chapter is concerned with safety, and the exemptions contained therein should be narrowly construed to effect this purpose. Allison v. State, 583 P.2d 813 (Alaska 1978).

Applicability of exemption in paragraph (b)(3). —

The exemption in former AS 08.40.100 (now paragraph (b)(3) of this section) was applicable only to residential property, or a unit thereof, actually occupied by the owner or a member of his immediate family and not intended for sale at the time of making the installation. Allison v. State, 583 P.2d 813 (Alaska 1978).

The legislature did not intend the term “residential property” to include leased property unless occupied by a member of the immediate family of the owner. Allison v. State, 583 P.2d 813 (Alaska 1978).

Sec. 08.40.195. Personal supervision.

A person licensed under AS 08.40.005 08.40.200 as an electrical administrator who is responsible for the installation or repair of electrical wiring, conduits, devices, fixtures, equipment, or other electrical materials for transmitting, using, or consuming electrical energy or who is responsible for certifying that the installation or repair complies with applicable electrical codes shall personally inspect those materials after installation and repair unless the installation or repair amounts to simple or highly standardized work performed in less than 24 man hours by personnel generally under the supervision of the electrical administrator.

History. (§ 9 ch 71 SLA 1980; am § 17 ch 101 SLA 1994)

Administrative Code. —

For unlimited linework category, see 12 AAC 32, art. 2.

For outside communications category, see 12 AAC 32, art. 3.

For unlimited commercial wiring category, see 12 AAC 32, art. 4.

For inside communications category, see 12 AAC 32, art. 5.

For residential wiring category, see 12 AAC 32, art. 6.

For controls and control wiring category, see 12 AAC 32, art. 7.

Sec. 08.40.200. Definitions.

In AS 08.40.005 08.40.200 ,

  1. “department” means the Department of Commerce, Community, and Economic Development;
  2. “electrical administrator” means a person who is responsible for
    1. installing or repairing electrical wiring, conduits, devices, fixtures, equipment, or other electrical materials for transmitting, using, or consuming electrical energy; or
    2. certifying that an installation or repair described in (A) of this paragraph complies with applicable electrical codes;
  3. “electrical wiring” means and includes wiring, fixtures, conduits, appliances, devices, equipment, overhead or underground wiring systems, or other equipment in connection with the general distribution or utilization of electrical energy;
  4. “manufacture” means fabrication or completion of a product or electrical apparatus exclusive of its completion or installation at a job site;
  5. “utility” means every corporation (whether public, cooperative or otherwise), company, individual, or association of individuals, their lessees, trustees, or receivers appointed by a court, that owns, operates, manages, or controls any plant or system for
    1. furnishing, by generation, transmission or distribution, electrical service to the public for compensation;
    2. furnishing telecommunications service to the public for compensation.

History. (§ 3 (a), (b) ch 158 SLA 1960; am §§ 12, 13 ch 53 SLA 1977; am §§ 31, 48 ch 94 SLA 1987; am § 11 ch 98 SLA 1988; am §§ 18, 37 ch 101 SLA 1994)

Revisor’s notes. —

Reorganized in 1988 to alphabetize the defined terms and in 1998 to account for the 1994 repeal of former paragraph (1).

In 1999, “Department of Commerce and Economic Development” was changed to “Department of Community and Economic Development” in this section in accordance with § 88, ch. 58, SLA 1999.

In 2004, “Department of Community and Economic Development” was changed to “Department of Commerce, Community, and Economic Development” in this section, in accordance with § 3, ch. 47, SLA 2004.

Notes to Decisions

Quoted in

Allison v. State, 583 P.2d 813 (Alaska 1978).

Article 2. Licensing and Regulation of Mechancial Administrators.

Sec. 08.40.210. Purpose of AS 08.40.210 — 08.40.490.

The purpose of AS 08.40.210 08.40.490 is to protect the safety of people and property in the state from the danger of improperly installed or modified mechanical systems by providing a procedure to assure

  1. the public that persons responsible for making mechanical installations in this state are qualified; and
  2. that a sufficient number of persons are so qualified.

History. (§ 9 ch 132 SLA 1988)

Notes to Decisions

Quoted in

Mech. Contrs. of Alaska, Inc. v. State, 91 P.3d 240 (Alaska 2004).

Sec. 08.40.220. Board of mechanical examiners. [Repealed, § 37 ch 101 SLA 1994.]

Sec. 08.40.230. Categories of licenses.

The department may adopt regulations establishing categories of mechanical administrators, qualifications for those categories, and the content of examinations for applicants for each category.

History. (§ 9 ch 132 SLA 1988; am § 19 ch 101 SLA 1994)

Administrative Code. —

For application and examination requirements, see 12 AAC 39, art. 1.

For mechanical administrator license categories, qualifications, and scope, see 12 AAC 39, art. 2.

Sec. 08.40.240. Regulations.

The department shall adopt regulations under AS 44.62 (Administrative Procedure Act) relating to the examination and licensing of mechanical administrators and the establishing of the continued competency of licensees for license renewal and reinstatement.

History. (§ 9 ch 132 SLA 1988; am § 20 ch 101 SLA 1994)

Revisor’s notes. —

In 1998, “and” was inserted in place of a comma after “administrators” to correct a manifest error in sec. 20, ch 101, SLA 1994.

Administrative Code. —

For application and examination requirements, see 12 AAC 39, art. 1.

For mechanical administrator license categories, qualifications, and scope, see 12 AAC 39, art. 2.

For continuing education, see 12 AAC 39, art. 3.

Notes to Decisions

Implementation of International Mechanical Code held proper. —

Grant of summary judgment against a corporation and in favor of the Department of Public Safety (DPS) and the Department of Community and Economic Development (DCED) was proper where adoption of the International Mechanical Code complied with the requirements of the Administrative Procedures Act, AS 44.62.190 ; the DPS not only was permitted to issue regulations, but was required to issue them pursuant to AS 18.70.080(a)(2) , and the DCED likewise had express statutory authority and responsibility to issue regulations in accordance with this section. Mech. Contrs. of Alaska, Inc. v. State, 91 P.3d 240 (Alaska), amended, — P.3d — (Alaska 2004).

Sec. 08.40.250. Examinations.

The department shall conduct licensing examinations at least twice each year at appropriate places in the state.

History. (§ 9 ch 132 SLA 1988; am § 21 ch 101 SLA 1994)

Sec. 08.40.260. License required.

  1. A person may not act as a mechanical administrator without a license unless the person is covered by an exclusion under AS 08.40.390 .
  2. A person licensed under AS 08.40.210 08.40.490 may perform work only in a category for which the person is licensed.

History. (§ 9 ch 132 SLA 1988; am § 22 ch 101 SLA 1994)

Administrative Code. —

For application and examination requirements, see 12 AAC 39, art. 1.

For mechanical administrator license categories, qualifications, and scope, see 12 AAC 39, art. 2.

Opinions of attorney general. —

The implied exemption recognized in the 1979 informal opinion (1979 Inf. Op. Att’y Gen. (June 27)) continues, and employees of the state are exempt from the requirements of AS 08.40.260 regarding mechanical administrators. Further, an entity such as a village council in an established community performing work described in AS 08.40.390 would be exempt from mechanical administrator requirements, but a school district would not be. November 12, 2002 Op. Att’y Gen.

Sec. 08.40.270. Examination of applicant.

  1. Each applicant shall be examined to determine the applicant’s
    1. ability to understand plans, design specifications, and engineering terms commonly used in the mechanical field;
    2. knowledge of mechanical installations and piping;
    3. familiarity with the requirements of the Uniform Plumbing Code, Uniform Swimming Pool, Spa, and Hot Tub Code, Uniform Solar Energy Code, and the Uniform Mechanical Code currently in effect in the state;
    4. personal skill and ability.
  2. If an applicant for a license submits proof satisfactory to the department that the applicant is licensed as a mechanical administrator or the equivalent by another state or territory, meets qualifications established by the department under AS 08.40.230 , and has passed an examination equivalent to the test administered under (a) of this section, the department shall waive all of the examination required under (a) of this section.

History. (§ 9 ch 132 SLA 1988; am §§ 23, 37 ch 101 SLA 1994)

Administrative Code. —

For application and examination requirements, see 12 AAC 39, art. 1.

For mechanical administrator license categories, qualifications, and scope, see 12 AAC 39, art. 2.

Notes to Decisions

Implementation of International Mechanical Code held proper. —

Grant of summary judgment against a corporation and in favor of the Department of Public Safety (DPS) and the Department of Community and Economic Development (DCED) was proper where the adoption of the International Mechanical Code complied with the requirements of the Administrative Procedures Act, AS 44.62.190 ; DPS not only was permitted to issue regulations, but was required to issue them pursuant to AS 18.70.080(a)(2) , and the DCED likewise had express statutory authority and responsibility to issue regulations, even if such regulations do not track the language used in this section. Mech. Contrs. of Alaska, Inc. v. State, 91 P.3d 240 (Alaska), amended, — P.3d — (Alaska 2004).

Sec. 08.40.280. Administrator limited to one licensed contractor.

A person may not qualify or operate as a mechanical administrator for more than one registered contractor, corporation, joint venture, or other business entity unless the municipality or community where the person qualifies or operates as a mechanical administrator is the principal place of business of fewer than three mechanical administrators.

History. (§ 9 ch 132 SLA 1988)

Sec. 08.40.290. Renewal and reinstatement.

  1. A license issued under AS 08.40.210 08.40.490 is nontransferable and, unless revoked or suspended, may be renewed on a date set by the department upon proof of continued competency.
  2. A lapsed license may be reinstated upon proof of continued competency and by payment of all unpaid renewal fees and any penalty fee established under AS 08.01.100(b) unless the license has been lapsed for more than two years. If a person’s license has been lapsed for more than two years, the person is required to take an examination under AS 08.40.270 .

History. (§ 9 ch 132 SLA 1988; am § 24 ch 101 SLA 1994)

Administrative Code. —

For occupational licensing fees, see 12 AAC 2, art. 2.

For application and examination requirements, see 12 AAC 39, art. 1.

For continuing education, see 12 AAC 39, art. 3.

Sec. 08.40.300. Issuance and possession of license.

An applicant who successfully passes the examination shall receive a license. The licensee shall have the license in immediate possession at all times when performing activities for which the license is required and shall present the license for inspection upon the demand of an authorized representative of the department identified as such to the licensee by the representative.

History. (§ 9 ch 132 SLA 1988; am § 25 ch 101 SLA 1994)

Sec. 08.40.310. Fees.

Each applicant and each licensee shall pay application and renewal fees established under AS 08.01.065 .

History. (§ 9 ch 132 SLA 1988)

Administrative Code. —

For occupational licensing fees, see 12 AAC 2, art. 2.

For application and examination requirements, see 12 AAC 39, art. 1.

Sec. 08.40.320. Disciplinary actions.

  1. The department may take the disciplinary actions set out in (d) of this section upon a finding that
    1. the license application is fraudulent or misleading;
    2. the licensee has knowingly violated AS 08.40.210 08.40.490 , a code listed in AS 08.40.490 (3)(A), or an order or regulation of the department; or
    3. the licensee is incompetent or has engaged in fraudulent practices.
  2. Notice of a proposed disciplinary action under this section must be in writing and must state the grounds.
  3. Proceedings for a disciplinary action under this section shall be governed by AS 44.62 (Administrative Procedure Act).
  4. The department may take the following disciplinary actions under (a) of this section, singly or in combination:
    1. refuse to issue a license;
    2. permanently revoke a license;
    3. suspend a license for a specified period;
    4. censure or reprimand a licensee;
    5. impose limitations or conditions on the professional practice of a licensee;
    6. require a licensee to submit to peer review;
    7. impose requirements for remedial professional education to correct deficiencies in the education, training, and skill of the licensee;
    8. impose probation requiring a licensee to report regularly to the department on matters related to the grounds for probation.
  5. The department may withdraw probationary status if the deficiencies that required the sanction are remedied.
  6. The department may summarily suspend a license before a final hearing is held or during an appeal if the department finds that the licensee poses a clear and immediate danger to the public health and safety. A person is entitled to a hearing conducted by the office of administrative hearings (AS 44.64.010 ) to appeal the summary suspension within seven days after the order of suspension is issued. A person may appeal an adverse decision of the department on an appeal of a summary suspension to a court of competent jurisdiction.
  7. The department may reinstate a suspended or revoked license if, after a hearing, the department finds that the licensee is able to practice the profession with skill and safety.
  8. The department may accept the voluntary surrender of a license. A license may not be returned to the person who surrendered the license unless the department determines that the person is competent to resume practice and the person pays the appropriate renewal fee.
  9. The department shall seek consistency in the application of disciplinary sanctions. The department shall explain a significant departure from prior decisions involving similar facts in the order imposing the sanction.

History. (§ 9 ch 132 SLA 1988; am §§ 26, 27 ch 101 SLA 1994; am § 13 ch 163 SLA 2004)

Administrative Code. —

For continuing education, see 12 AAC 39, art. 3.

Sec. 08.40.330. Investigations.

The department may investigate alleged or apparent violations of AS 08.40.210 08.40.490 . The department, upon showing proper credentials, may enter, during regular hours of work, a construction site where it appears that mechanical work is being done. The department may make inquiries about the identity of the mechanical administrator or the person acting in the capacity of a mechanical administrator. Upon demand, a mechanical administrator or person acting in the capacity of a mechanical administrator, or that person’s representative, shall produce evidence of current licensure.

History. (§ 9 ch 132 SLA 1988; am § 28 ch 101 SLA 1994)

Cross references. —

For investigative and enforcement powers of the department, see AS 08.01.087 .

Sec. 08.40.340. Issuance of citations.

The department may issue a citation that complies with AS 12.25.175 12.25.230 for a violation if there is probable cause to believe a person has violated AS 08.40.210 08.40.490 . Each day a violation continues after a citation for the violation has been issued constitutes a separate violation.

History. (§ 9 ch 132 SLA 1988; am § 29 ch 101 SLA 1994; am § 17 ch 29 SLA 2010)

Editor’s notes. —

Under § 61, ch. 29, SLA 2010, the 2010 amendment of this section applies “to all citations issued . . . for violations occurring on or after July 1, 2010.”

Sec. 08.40.350. Procedure and form of citation.

  1. A person receiving the citation under AS 08.40.340 is not required to sign a notice to appear in court.
  2. The time specified in the notice to appear on a citation issued under AS 08.40.340 must be at least five working days after the issuance of the citation.
  3. The department is responsible for the issuance of books containing appropriate citations and shall maintain a record of each book issued and each citation contained in it. The department shall require and retain a receipt for every book issued to an employee of the department.
  4. The department shall deposit the original or a copy of the citation with a court having jurisdiction over the alleged offense. Upon its deposit with the court, the citation may be disposed of only by trial in the court or other official action taken by the magistrate, judge, or prosecutor. The department may not dispose of it or copies of it or of the record of its issuance except as required under this subsection and (e) of this section.
  5. The department shall require the return of a copy of every citation issued under AS 08.40.340 and of all copies of every citation that has been spoiled or upon which an entry has been made and not issued to an alleged violator. The department shall also maintain, in connection with every citation issued by the department, a record of the disposition of the charge by the court where the original or copy of the citation was deposited.
  6. A citation issued under AS 08.40.340 is considered to be a lawful complaint for the purpose of prosecution.

History. (§ 9 ch 132 SLA 1988; am §§ 30 — 32 ch 101 SLA 1994; am §§ 18 — 20 ch 29 SLA 2010)

Editor’s notes. —

Under § 61, ch. 29, SLA 2010, the 2010 amendments to (a), (b), and (f) of this section apply “to all citations issued . . . for violations occurring on or after July 1, 2010.”

Sec. 08.40.360. Cease and desist order.

  1. If the commissioner of commerce, community, and economic development determines that a person is acting as a mechanical administrator in violation of AS 08.40.210 08.40.490 , the commissioner may issue a cease and desist order prohibiting further action by the person as a mechanical administrator. The cease and desist order remains in effect until the person has submitted evidence acceptable to the commissioner showing that the violation has been corrected.
  2. A person affected by an order issued under (a) of this section may seek equitable relief preventing the commissioner of commerce, community, and economic development from enforcing the order.

History. (§ 9 ch 132 SLA 1988)

Revisor’s notes. —

In 1999, “commissioner of commerce and economic development” was changed to “commissioner of community and economic development” in subsections (a) and (b) in accordance with § 88, ch. 58, SLA 1999.

In 2004, in subsections (a) and (b), “commissioner of community and economic development” was changed to “commissioner of commerce, community, and economic development” in accordance with § 3, ch. 47, SLA 2004.

Sec. 08.40.370. Injunctive relief.

The commissioner of commerce, community, and economic development may seek an injunction in the superior court to enjoin a person from violating AS 08.40.210 08.40.490 .

History. (§ 9 ch 132 SLA 1988)

Revisor’s notes. —

In 1999, “commissioner of commerce and economic development” was changed to “commissioner of community and economic development” in accordance with § 88, ch. 58, SLA 1999.

In 2004, “commissioner of community and economic development” was changed to “commissioner of commerce, community, and economic development” in this section, in accordance with § 3, ch. 47, SLA 2004.

Sec. 08.40.380. Penalties.

  1. A person who knowingly violates AS 08.40.210 08.40.490 , or who knowingly violates a regulation or order of the department or a code listed in AS 08.40.490 (3)(A) that was in effect at the time that the installation or repair was made, is guilty of a misdemeanor, and upon conviction is punishable by a fine of not more than $5,000.
  2. Unless the citation has been voided or otherwise dismissed by the magistrate, judge, or prosecutor, a person who without lawful justification or excuse fails to appear in court to answer a citation issued under AS 08.40.340 , regardless of the disposition of the charge for which the citation was issued, is guilty of a class B misdemeanor.

History. (§ 9 ch 132 SLA 1988; am § 33 ch 101 SLA 1994)

Sec. 08.40.390. Exclusions.

  1. AS 08.40.210 08.40.490 do not apply to a utility, municipality, or local governing body whose employees are engaged in mechanical work on an integral part of a system owned and operated by the utility, municipality, or local governing body.
  2. AS 08.40.210 08.40.490 do not apply to a person engaged in
    1. the manufacture or repair of mechanical apparatus or equipment;
    2. mechanical work, the cost of which does not exceed $50,000, involving residences or small commercial establishments in communities that
      1. have a population of under 5,000 according to the latest available federal or state census or other census approved by the department; or
      2. are over 50 miles by air or water transportation from the business place of a mechanical administrator licensed under AS 08.40.210 08.40.490 ;
    3. mechanical installation on a single-family residence or a two-family residence that is not intended for sale at the time of making the installation;
    4. installation of water lines or sanitary, storm, or drain sewer lines more than five feet from a building;
    5. mechanical maintenance or repair work if the work is performed by the person as an employee of an owner or tenant of commercial property as part of the employee’s work duties with respect to the property but is not offered or performed as a service to the public;
    6. design, installation, maintenance, or repair of fire extinguishing systems.

History. (§ 9 ch 132 SLA 1988; am § 34 ch 101 SLA 1994)

Revisor’s notes. —

In 1999, in (b)(2) of this section, “Department of Community and Economic Development” was substituted for “Department of Community and Regional Affairs” in accordance with § 91(a)(1), ch. 58, SLA 1999.

In 2004, in (b)(2) of this section, “Department of Community and Economic Development” was changed to “Department of Commerce, Community, and Economic Development” in this section, in accordance with § 3, ch. 47, SLA 2004.

Sec. 08.40.400. Personal supervision.

A person licensed under AS 08.40.210 08.40.490 as a mechanical administrator who is responsible for installation or modification of mechanical piping and systems, devices, fixtures, equipment, or other mechanical materials, or who is responsible for certifying that the installation or modification complies with applicable codes, shall personally inspect those materials after installation and modification unless the installation or modification amounts to simple or highly standardized work performed in less than 24 man-hours by personnel generally under the supervision of the mechanical administrator.

History. (§ 9 ch 132 SLA 1988; am § 35 ch 101 SLA 1994)

Administrative Code. —

For mechanical administrator license categories, qualifications, and scope, see 12 AAC 39, art. 2.

Sec. 08.40.490. Definitions.

In AS 08.40.210 08.40.490 ,

  1. “department” means the Department of Commerce, Community, and Economic Development except where the context otherwise requires;
  2. “manufacture” means fabrication or completion of a product or mechanical apparatus exclusive of its completion or installation at a job site;
  3. “mechanical administrator” means a person who is responsible for
    1. installing or modifying mechanical piping and systems, devices, fixtures, equipment, or other mechanical materials subject to the Uniform Plumbing Code, Uniform Swimming Pool, Spa, and Hot Tub Code, Uniform Solar Energy Code, and the Uniform Mechanical Code as published by the International Association of Plumbing and Mechanical Officials and the International Conference of Building Officials; or
    2. certifying that an installation or modification described in (A) of this paragraph complies with the applicable codes;
  4. “mechanical piping” includes piping fixtures, devices, and equipment;
  5. “utility” means every public, cooperative, or other corporation, company, individual, or association of individuals, their lessees, trustees, or receivers appointed by a court, that owns, operates, manages, or controls a plant or system for
    1. furnishing, by generation, transmission, or distribution, electrical service, fuel gas service, district heating, sewage disposal, or domestic water service to the public for compensation;
    2. furnishing telecommunications service to the public for compensation.

History. (§ 9 ch 132 SLA 1988; am § 36 ch 101 SLA 1994)

Revisor’s notes. —

In 1999, “Department of Commerce and Economic Development” was changed to “Department of Community and Economic Development” in this section in accordance with § 88, ch. 58, SLA 1999.

In 2004, “Department of Community and Economic Development” was changed to “Department of Commerce, Community, and Economic Development” in this section, in accordance with § 3, ch. 47, SLA 2004.

Notes to Decisions

Authority not exceeded in adoption of the International Mechanical Code. —

A grant of summary judgment against a corporation and in favor of the Department of Public Safety and the Department of Community and Economic Development (DCED) was proper where there was no indication that the legislature sought to limit the discretion of DCED to establish licensing requirements for mechanical administrators under AS 08.40.270 and this section. Mech. Contrs. of Alaska, Inc. v. State, 91 P.3d 240 (Alaska), amended, — P.3d — (Alaska 2004).

Chapter 42. Morticians.

Cross references. —

For provision requiring disclosure of costs by persons performing or arranging for services or providing merchandise relating to the disposition of a dead human body, see AS 45.45.120 . For unfair methods of competition relating to the counseling, consulting or arranging for future services relating to the disposition of a body upon death, see AS 45.50.471(b)(24) .

Administrative Code. —

For mortuary science, see 12 AAC 50.

Collateral references. —

38 Am. Jur. 2d, Funeral Directors and Embalmers, §§ 5-12.

Validity and construction of statute, ordinance, or other regulation in relation to funeral directors and embalmers, 89 ALR2d 1338.

Civil liability of undertaker in connection with transportation, burial, or safeguarding of body, 53 A.L.R.4th 360.

Sec. 08.42.010. Authority of department.

The department has jurisdiction over the practice of mortuary science under this chapter. The department may adopt and enforce regulations and set fees relating to the practice of mortuary science.

History. (§ 1 ch 197 SLA 1976)

Administrative Code. —

For occupational licensing fees, see 12 AAC 2, art. 2.

For mortuary science, see 12 AAC 50.

Sec. 08.42.020. License required for the practice of mortuary science.

  1. A person may not engage in the practice of mortuary science or hold out as being engaged in the practice unless licensed as an embalmer or funeral director by the department.  A person holding a license as a funeral director may not embalm or restore a dead human body, take charge of the remains of a person dead of a communicable disease, or prepare for transportation by common carrier a human body dead of a communicable disease.
  2. [Repealed, § 62 ch 21 SLA 1991.]
  3. In the event the dead body is to be disposed of in a manner not requiring embalming, the department may issue a permit to an unlicensed person for the care and disposition of dead human bodies for compensation.  This permit otherwise in no way licenses the holder to practice mortuary science.

History. (§ 1 ch 197 SLA 1976; am §§ 32, 33 ch 94 SLA 1987; am § 62 ch 21 SLA 1991)

Administrative Code. —

For mortuary science, see 12 AAC 50.

Sec. 08.42.030. Examination of applicants for license to practice mortuary science.

The department is granted authority to examine all applicants for a license to practice mortuary science and to determine whether an applicant possesses the necessary qualifications. The department shall hold an examination at least once each year at the place and time the department may determine.

History. (§ 1 ch 197 SLA 1976)

Sec. 08.42.040. Application for license to practice mortuary science.

The applicant for an examination for a license to practice as an embalmer or as a funeral director shall make application to the department in writing on a form provided by the department.

History. (§ 1 ch 197 SLA 1976)

Sec. 08.42.050. Qualifications for license to practice mortuary science.

  1. In order to qualify for a license to practice embalming, the applicant shall
    1. be at least 18 years of age;
    2. have graduated from an accredited school or college of mortuary science;
    3. have taken and passed the examination for a license to practice embalming conducted by the department;
    4. have completed at least one year of apprenticeship as a trainee under a licensed embalmer.
  2. In order to qualify for a license to practice funeral directing, the applicant shall
    1. be at least 18 years of age;
    2. have satisfactorily completed at least one year, 30 semester credit hours, at an accredited college or university;
    3. have taken and passed the examination for a license to practice funeral directing conducted by the department;
    4. have completed at least one year of apprenticeship as a trainee under a person licensed to practice funeral directing in this state.

History. (§ 1 ch 197 SLA 1976; am § 5 ch 67 SLA 1983)

Administrative Code. —

For mortuary science, see 12 AAC 50.

Sec. 08.42.060. Scope and conduct of examination for a license to practice mortuary science.

  1. The department shall examine applicants for an embalmer’s license; the examination may include any or all of the following subjects: (1) theory and practice of embalming, (2) anatomy, (3) pathology, (4) bacteriology, (5) hygiene, including sanitation and public health, (6) chemistry, including toxicology, (7) restorative arts, including plastic surgery and demi-surgery, (8) funeral service arts and sciences and funeral service administration, including accounting, funeral law, psychology, funeral principles, directing, and management, (9) Alaska vital statistics law, and (10) the provisions of this chapter and the regulations adopted by the department under this chapter. The department shall examine applicants for a funeral director’s license; the examination may include any or all of the subjects included in (8), (9), and (10) of this subsection. The department may use the examination provided by the International Conference of Funeral Service Examining Boards where it is applicable to the subjects in this section.
  2. A passing grade in the examination is an average grade of at least 75 percent with no individual subject grade of less than 70 percent.
  3. If an applicant receives an average grade of at least 75 percent, but receives a grade of less than 70 percent in three or fewer individual subjects, the applicant may be reexamined only in those subjects. The applicant is entitled to reexamination on individual subjects only once.  A grade of at least 70 percent in each of the subjects in which the applicant is reexamined is sufficient to constitute a passing grade.
  4. Except as provided in (c) of this section, an applicant shall be reexamined in all subjects if the applicant reapplies for examination.

History. (§ 1 ch 197 SLA 1976; am § 4 ch 8 SLA 2011)

Sec. 08.42.070. Reciprocity.

  1. The department may recognize the license issued to an embalmer or funeral director from another state if the applicant
    1. furnishes proof satisfactory to the department that the applicant
      1. has complied, in the state in which the applicant is licensed, with requirements substantially equal to the requirements of this chapter; or
      2. meets the applicable requirements for the license for which the applicant is applying except for the apprenticeship and examination provisions and that the applicant is licensed in another state and has practiced mortuary science for at least one year in a state where the applicant is licensed; and
    2. takes and passes the examination provided for in (b) of this section.
  2. The department shall examine each applicant under this section on the following subjects: Alaska vital statistics law, the provisions of this chapter, and the regulations adopted by the department under this chapter.

History. (§ 1 ch 197 SLA 1976; am § 15 ch 21 SLA 2000)

Sec. 08.42.080. License. [Repealed, § 49 ch 94 SLA 1987. For current law, see AS 08.01.100.]

Sec. 08.42.085. Qualifications for trainees.

  1. A person may apprentice as an embalmer trainee if the person
    1. is at least 18 years of age;
    2. applies on a form provided by the department; and
    3. furnishes evidence satisfactory to the department that an embalmer licensed in this state will supervise the training and that the training will take place in a funeral establishment that meets the requirements of AS 08.42.100 .
  2. A person may apprentice as a funeral director trainee if the person
    1. is at least 18 years of age;
    2. applies on a form provided by the department; and
    3. furnishes evidence satisfactory to the department that a funeral director licensed in this state will supervise the training and that the training will take place in a funeral establishment that meets the requirements of AS 08.42.100 .
  3. The department shall issue a permit valid for one year to an applicant who meets the requirements of this section. The department shall renew a permit for one year if the trainee applies for renewal on a form provided by the department and shows that the training activity continues to satisfy the requirements of this section.  The department shall charge a fee for processing applications and renewals under this section that will be sufficient to cover administrative costs.
  4. A person may apprentice as a funeral director trainee or as an embalmer trainee for no more than two years.

History. (§ 1 ch 76 SLA 1984)

Administrative Code. —

For mortuary science, see 12 AAC 50.

Sec. 08.42.090. Grounds for refusal to issue or renew licenses and suspension or revocation of licenses.

When the department has reason to believe that an applicant or licensee has been guilty of any of the following acts or omissions, it may conduct an investigation, and the department may, after proper hearing and notice in accordance with AS 44.62 (Administrative Procedure Act), refuse to issue, refuse to renew, or may suspend or revoke, a license upon a finding by the department of any of the following acts or omissions:

  1. fraud or misrepresentation in obtaining a license;
  2. misrepresentation or fraud in the practice of mortuary science;
  3. false or misleading advertising;
  4. aiding or abetting an unlicensed person to practice mortuary science;
  5. using a casket or part of a casket which has previously been used as a receptacle for the burial or other final disposition of another dead human body;
  6. refusing to promptly surrender the custody of a dead human body upon the order of the person lawfully entitled to custody;
  7. solicitation of a dead human body by the licensee, the licensee’s agents, servants or employees, if solicitation occurs after death, or while death is impending but this does not prohibit advertising or sales made on a pre-need basis;
  8. employment by the licensee of any person for the purpose of calling upon individuals or institutions to influence them to turn over a dead human body to a particular licensee immediately before an impending death or after death;
  9. the direct or indirect payment or offer of payment for the purpose of obtaining a dead body by the licensee, the licensee’s agents, servants or employees immediately before an impending death or after death;
  10. immediately before impending death or after death, solicitation or acceptance by a licensee of any payment for recommending or causing a dead human body to be disposed of in a specific crematory, mausoleum or cemetery; however, this section does not prevent the recommendation or solicitation for sales of space and merchandise in a specific crematory, mausoleum or cemetery, if the licensee has an ownership interest in the specific crematory, mausoleum or cemetery and the ownership interest is disclosed at the time of the solicitation, recommendation or sale;
  11. violation of a state law or regulation or municipal ordinance or regulation or federal law or regulation affecting the disposition of a dead human body, or contracts relating to the disposition of a dead human body;
  12. violation of any of the provisions of this chapter;
  13. conviction of a felony involving moral turpitude.

History. (§ 1 ch 197 SLA 1976)

Sec. 08.42.100. Funeral establishment permit.

A person may not conduct, maintain, manage, or operate a funeral establishment unless a permit for each establishment has been issued by the department and is conspicuously displayed in the funeral establishment. Each permit is valid only for one specific location, and each firm operating from the same funeral establishment shall obtain a separate permit. The department shall issue a permit to operate a funeral establishment upon application for the permit on a form provided by the department. All permits expire at the time established under AS 08.01.100 and may be renewed for successive terms. Violation of a provision of AS 08.42.090 by a person operating a funeral establishment or, with that person’s knowledge or consent, by an employee is considered sufficient cause for suspension or revocation of the funeral establishment permit.

History. (§ 1 ch 197 SLA 1976; am § 26 ch 37 SLA 1985; am § 16 ch 21 SLA 2000)

Sec. 08.42.110. [Renumbered as AS 08.42.200.]

Sec. 08.42.120. Violations; penalties.

A person who violates or aids a person in a violation of this chapter is guilty of a misdemeanor and upon conviction is punishable by imprisonment for not more than one year or by a fine of not more than $5,000.

History. (§ 1 ch 197 SLA 1976)

Sec. 08.42.130. Enforcement by attorney general.

The attorney general may bring an action in the superior court to enjoin a person from violating the provisions of this chapter.

History. (§ 1 ch 197 SLA 1976)

Sec. 08.42.200. Definitions.

In this chapter,

  1. “department” means the Department of Commerce, Community, and Economic Development;
  2. “funeral establishment” means every place devoted to or used in the care and preparation for disposition of dead human bodies, or as the office or place for carrying on the profession of mortuary science, or for any combination of these;
  3. “mortuary science” means embalming of dead human bodies, taking charge of the remains of those dead of a communicable disease, or preparing dead human bodies for shipment, directing or supervising funerals;
  4. “trainee” means a person who has met the qualifications set out in AS 08.42.085(a) and is engaged in learning the practice of embalming under the direction and control of a person properly licensed to practice embalming, or a person who has met the qualifications set out in AS 08.42.085(b) and is engaged in learning the practice of funeral directing under the direction and control of a person properly licensed to practice funeral directing.

History. (§ 1 ch 197 SLA 1976; am § 6 ch 7 SLA 1983; am § 2 ch 76 SLA 1984)

Revisor’s notes. —

Formerly AS 08.42.110 . Renumbered in 1991.

In 1999, “Department of Commerce and Economic Development” was changed to “Department of Community and Economic Development” in this section in accordance with § 88, ch. 58, SLA 1999.

In 2004, “Department of Community and Economic Development” was changed to “Department of Commerce, Community, and Economic Development” in this section, in accordance with § 3, ch. 47, SLA 2004.

Chapter 44. Embalmers.

[Repealed, § 4 ch 197 SLA 1976.]

Chapter 45. Naturopaths.

Cross references. —

For provisions relating to needle stick and sharps injury protections, see AS 18.60.880 18.60.890 .

Administrative Code. —

For naturopaths, see 12 AAC 42.

Sec. 08.45.010. Practice of naturopathy without license prohibited.

A person may not practice naturopathy in the state without a license.

History. (§ 1 ch 56 SLA 1986)

Notes to Decisions

Prescribing injectable vitamins and minerals. —

In a case in which an association representing naturopathic physicians challenged a new regulation that effectively forbids naturopaths from using and prescribing injectable vitamins and minerals, the Supreme Court concluded neither the text nor overall structure of AS 08.45 indicates that it conveys to naturopaths the authority to prescribe natural substances, including injectable vitamins and minerals. Because the legislature did not intend to grant prescriptive authority to naturopaths, the superior court properly granted summary judgment against the association on this issue. Alaska Ass'n of Naturopathic Physicians v. State, 414 P.3d 630 (Alaska 2018).

Sec. 08.45.020. Application for license.

A person desiring to practice naturopathy shall apply in writing to the department.

History. (§ 1 ch 56 SLA 1986; am § 8 ch 14 SLA 2005)

Revisor’s notes. —

In 1999, “Department of Commerce and Economic Development” was changed to “Department of Community and Economic Development” in this section in accordance with § 88, ch. 58, SLA 1999.

In 2004, “Department of Community and Economic Development” was changed to “Department of Commerce, Community, and Economic Development” in this section, in accordance with § 3, ch. 47, SLA 2004.

Administrative Code. —

For occupational licensing fees, see 12 AAC 2, art. 2.

For licenses, permits, and examinations, see 12 AAC 42, art. 1.

Legislative history reports. —

For governor’s transmittal letter for ch. 14, SLA 2005 (SB 52), see 2005 Senate Journal 42 — 43.

Notes to Decisions

Applied in

Huffman v. State, 204 P.3d 339 (Alaska 2009).

Sec. 08.45.030. Issuance of license.

The department shall issue a license to practice naturopathy to an applicant who provides proof satisfactory to the department that the applicant has received a degree from an accredited four-year college or university, and

  1. on or before December 31, 1987, has graduated from a school of naturopathy that required four years of attendance at the school and after graduation has received a license in another state after passing an examination for licensure in that state and is licensed by a state at the time of application; or
  2. after December 31, 1987, has
    1. graduated from a school of naturopathy that required four years of attendance at the school and at the time of graduation the school was accredited or a candidate for accreditation by the Council on Naturopathic Medical Education or a successor organization recognized by the United States Department of Education; and
    2. passed the Naturopathic Physicians Licensing Examination.

History. (§ 1 ch 56 SLA 1986; am §§ 1, 2 ch 155 SLA 1988; am § 1 ch 87 SLA 1992; am § 8 ch 23 SLA 1995; am § 9 ch 14 SLA 2005)

Administrative Code. —

For occupational licensing fees, see 12 AAC 2, art. 2.

For licenses, permits, and examinations, see 12 AAC 42, art. 1.

Legislative history reports. —

For governor’s transmittal letter for ch. 14, SLA 2005 (SB 52), see 2005 Senate Journal 42 — 43.

Notes to Decisions

Applied in

Huffman v. State, 204 P.3d 339 (Alaska 2009).

Sec. 08.45.035. Temporary licenses.

  1. The department shall issue a temporary license to practice naturopathy to an applicant who has applied for and is qualified to take the next Naturopathic Physicians Licensing Examination offered after the date of application and provides proof satisfactory to the department that the applicant
    1. meets the requirements of AS 08.45.030 (2)(A); and
    2. has not previously failed the Naturopathic Physicians Licensing Examination.
  2. A temporary license issued under (a) of this section terminates on the date
    1. the results of the examination the applicant agreed to take under (a) of this section are reported by the testing authority if the applicant failed the examination; or
    2. of the Naturopathic Physicians Licensing Examination that the applicant agreed to take under (a) of this section if the applicant fails to take the examination.
  3. A temporary license holder may practice only in the office of a naturopath licensed by this state.

History. (§ 2 ch 87 SLA 1992; am § 9 ch 23 SLA 1995; am § 10 ch 14 SLA 2005)

Administrative Code. —

For occupational licensing fees, see 12 AAC 2, art. 2.

For licenses, permits, and examinations, see 12 AAC 42, art. 1.

Legislative history reports. —

For governor’s transmittal letter for ch. 14, SLA 2005 (SB 52), amending (a) of this section, see 2005 Senate Journal 42 — 43.

Sec. 08.45.040. Disclosures required by person who practices naturopathy.

  1. A person who practices naturopathy shall clearly disclose that the person’s training and practice is in naturopathy
    1. to each patient; and
    2. on all material used in the practice of naturopathy and made available to patients or to the public.
  2. A person who practices naturopathy without being covered by malpractice insurance shall disclose to each patient that the person does not have the insurance.

History. (§ 1 ch 56 SLA 1986)

Sec. 08.45.050. Restrictions on practice of naturopathy.

A person who practices naturopathy may not

  1. give, prescribe, or recommend in the practice
    1. a prescription drug;
    2. a controlled substance;
    3. a poison;
  2. engage in surgery;
  3. use the word “physician” in the person’s title.

History. (§ 1 ch 56 SLA 1986)

Notes to Decisions

Applied in

Huffman v. State, 204 P.3d 339 (Alaska 2009).

Cited in

Alaska Ass'n of Naturopathic Physicians v. State, 414 P.3d 630 (Alaska 2018).

Sec. 08.45.060. Grounds for suspension, revocation, or refusal to issue a license.

The department may, after a hearing, impose a disciplinary sanction on a person licensed under this chapter when the department finds that the licensee

  1. secured a license through deceit, fraud, or intentional misrepresentation;
  2. engaged in deceit, fraud, or intentional misrepresentation in the course of providing professional services or engaging in professional activities;
  3. advertised professional services in a false or misleading manner;
  4. has been convicted of a felony or other crime that affects the licensee’s ability to continue to practice competently and safely;
  5. failed to comply with this chapter, with a regulation adopted under this chapter, or with an order of the department;
  6. continued to practice after becoming unfit due to
    1. professional incompetence;
    2. addiction or severe dependency on alcohol or a drug that impairs the licensee’s ability to practice safely;
    3. physical or mental disability;
  7. engaged in lewd or immoral conduct in connection with the delivery of professional service to patients.

History. (§ 1 ch 56 SLA 1986; am § 11 ch 14 SLA 2005)

Legislative history reports. —

For governor’s transmittal letter for ch. 14, SLA 2005 (SB 52), see 2005 Senate Journal 42 — 43.

Sec. 08.45.070. Disciplinary sanctions.

  1. When it finds that a licensee under this chapter has violated AS 08.45.040 08.45.050 or is guilty of an offense under AS 08.45.060 , the department may impose the following sanctions singly or in combination:
    1. permanently revoke the license to practice;
    2. suspend the license for a determinate period of time;
    3. censure the licensee;
    4. issue a letter of reprimand to the licensee;
    5. place the licensee on probationary status and require the licensee to
      1. report regularly to the department upon matters involving the basis of probation;
      2. limit practice to those areas prescribed;
      3. continue professional education until a satisfactory degree of skill has been attained in areas determined by the department to need improvement;
    6. impose limitations or conditions on the practice of the licensee.
  2. The department may withdraw probationary status of a licensee if it finds that the deficiencies that required the sanction have been remedied.
  3. The department may summarily suspend a license before final hearing or during the appeals process if the department finds that the licensee poses a clear and immediate danger to the public health and safety if the licensee continues to practice. A licensee whose license is suspended under this section is entitled to a hearing conducted by the office of administrative hearings (AS 44.64.010 ) not later than seven days after the effective date of the order. The licensee may appeal the suspension after a hearing to a court of competent jurisdiction.

History. (§ 1 ch 56 SLA 1986; am § 14 ch 163 SLA 2004; am §§ 12, 13 ch 14 SLA 2005)

Revisor’s notes. —

From May 6, 2005, through June 30, 2005, the second sentence of subsection (c) read as follows: “A licensee whose license is suspended under this section is entitled to a hearing by the department not later than seven days after the effective date of the order.”

Legislative history reports. —

For governor’s transmittal letter for ch. 14, SLA 2005 (SB 52), see 2005 Senate Journal 42 — 43.

Sec. 08.45.080. Unlicensed practice a misdemeanor.

A person who practices naturopathy in the state without a license in violation of AS 08.45.010 is guilty of a misdemeanor and upon conviction is punishable by a fine of not more than $1,000, or by imprisonment for not more than a year, or by both.

History. (§ 1 ch 56 SLA 1986)

Sec. 08.45.090. Fraudulent license.

A person who obtains or attempts to obtain a naturopathic license by dishonest or fraudulent means or who forges, counterfeits, or fraudulently alters a naturopathic license is punishable by a fine of not more than $500, or by imprisonment for not more than six months, or by both.

History. (§ 1 ch 56 SLA 1986)

Sec. 08.45.100. Regulations.

The department shall adopt regulations to implement this chapter.

History. (§ 3 ch 87 SLA 1992)

Revisor’s notes. —

In 1999, “Department of Commerce and Economic Development” was changed to “Department of Community and Economic Development” in this section in accordance with § 88, ch. 58, SLA 1999.

In 2004, “Department of Community and Economic Development” was changed to “Department of Commerce, Community, and Economic Development” in this section, in accordance with § 3, ch. 47, SLA 2004.

Administrative Code. —

For occupational licensing fees, see 12 AAC 2, art. 2.

For licenses, permits, and examinations, see 12 AAC 42, art. 1.

Sec. 08.45.200. Definitions.

In this chapter,

  1. “controlled substance” has the meaning given in AS 11.71.900 ;
  2. “department” means the Department of Commerce, Community, and Economic Development;
  3. “naturopathy” means the use of hydrotherapy, dietetics, electrotherapy, sanitation, suggestion, mechanical and manual manipulation for the stimulation of physiological and psychological action to establish a normal condition of mind and body; in this paragraph, “dietetics” includes herbal and homeopathic remedies.

History. (§ 1 ch 56 SLA 1986; am § 3 ch 155 SLA 1988; am §§ 14, 25 ch 14 SLA 2005)

Revisor’s notes. —

In 1999, “Department of Commerce and Economic Development” was changed to “Department of Community and Economic Development” in this section in accordance with § 88, ch. 58, SLA 1999.

In 2004, “Department of Community and Economic Development” was changed to “Department of Commerce, Community, and Economic Development” in this section, in accordance with § 3, ch. 47, SLA 2004.

In this section, paragraph (2) was enacted as paragraph (4) and renumbered in 2005, at which time former paragraph (2) was repealed.

Notes to Decisions

Applied in

Huffman v. State, 204 P.3d 339 (Alaska 2009).

Cited in

Alaska Ass'n of Naturopathic Physicians v. State, 414 P.3d 630 (Alaska 2018).

Chapter 48. Architects, Engineers, Land Surveyors, and Landscape Architects.

Administrative Code. —

For state board of registration for architects, engineers, and land surveyors, see 12 AAC 36.

Collateral references. —

Steven G.M. Stein, The American Institute of Architects Legal Citator (Matthew Bender).

5 Am. Jur. 2d, Architects, §§ 1-5

58 Am. Jur. 2d, Occupations, Trades and Professions, §§ 69-75.

6 C.J.S., Architects, §§ 7-15.

Practice of architecture by corporation as affected by license regulation, 56 ALR2d 726.

Right of architect or engineer licensed in one state to recover compensation for services rendered in another state, or in connection with construction in another state, where he was not licensed in the latter state, 32 ALR3d 1151.

Article 1. Board of Registration.

Sec. 08.48.010. [Repealed, § 1 ch 179 SLA 1972.]

Sec. 08.48.011. Board created.

  1. There is created the State Board of Registration for Architects, Engineers, and Land Surveyors.  The board shall administer the provisions of this chapter and comply with AS 44.62 (Administrative Procedure Act).
  2. The board consists of 11 members appointed by the governor having the qualifications as set out in AS 08.48.031 . The board consists of two civil engineers, two land surveyors, one mining engineer, one electrical or mechanical engineer, one engineer from another branch of the profession of engineering, two architects, one landscape architect, and one public member.
  3. Notwithstanding (b) of this section, if a mining engineer who qualifies for appointment to the board and is interested in serving on the board is not available, the governor may appoint a petroleum or chemical engineer to the seat designated for a mining engineer.

History. (§ 3 ch 179 SLA 1972; am § 1 ch 44 SLA 1975; am § 2 ch 63 SLA 1984; am § 2 ch 36 SLA 1997; am § 1 ch 66 SLA 2008; am § 2 ch 11 SLA 2017)

Cross references. —

For a transitional provision relating to the person holding a temporary position on the Board of Registration for Architects, Engineers, and Land Surveyors before July 1, 2009, see § 3, ch. 23, SLA 2009, in the 2009 Temporary and Special Acts.

Effect of amendments. —

The 2017 amendment, effective July 1, 2017, in (b), in the first sentence, substituted “11 members” for “10 members”, and in the second sentence, inserted “one landscape architect,” following “two architects,”.

Editor’s notes. —

Section 31, ch. 47, SLA 1998, as amended by sec. 2, ch. 46, SLA 2001, sec. 2, ch. 38, SLA 2005, and sec. 2, ch. 23, SLA 2009, provides the following:

“TEMPORARY BOARD MEMBER. After considering recommendations made by the Alaska chapter of the American Society of Landscape Architects, the governor shall appoint a landscape architect to the Board of Registration for Architects, Engineers, and Land Surveyors. The person appointed under this section

“(1) must have been a resident in the state for three consecutive years immediately preceding appointment;

“(2) serves in an advisory, nonvoting capacity on the board;

“(3) is entitled to receive state money for per diem or travel expenses for work as a board member;

“(4) serves a term that expires June 30, 2017; and

“(5) must be registered as a landscape architect under AS 08.48.”

Notes to Decisions

Cited in

Squires v. Alaska Bd. of Architects, 205 P.3d 326 (Alaska 2009).

Sec. 08.48.020. [Repealed, § 1 ch 179 SLA 1972.]

Sec. 08.48.021. Appointments and terms.

  1. The governor shall give each member of the board a certificate of appointment, and the member shall file with the lieutenant governor a written oath or affirmation for faithful discharge of the member’s official duty.
  2. [Repealed, § 49 ch 94 SLA 1987.]
  3. For purposes of determining appointments and terms under AS 08.01.035 , notwithstanding the reference in that section relating to eligibility for reappointment after serving a full or partial term,
    1. a member who has served all of two successive terms on the board may not be reappointed to the board unless four years have elapsed since the person last served on the board; and
    2. for purposes of (1) of this subsection, a person who serves for two years or more of a four-year term is considered to have served a full term.

History. (§ 3 ch 179 SLA 1972; am § 3 ch 63 SLA 1984; am § 49 ch 94 SLA 1987; am § 1 ch 66 SLA 2004)

Cross references. —

For term of office, see AS 08.01.035 .

Sec. 08.48.030. [Repealed, § 1 ch 179 SLA 1972.]

Sec. 08.48.031. Qualifications.

Each member of the board must have been a resident in the state for three consecutive years immediately preceding appointment and, except for the public member, must be registered and have a minimum of five years of professional practice in the member’s respective field.

History. (§ 3 ch 179 SLA 1972; am § 2 ch 44 SLA 1975; am § 4 ch 63 SLA 1984)

Sec. 08.48.040. [Repealed, § 3 ch 59 SLA 1966.]

Sec. 08.48.041. Removal of members.

The governor may remove a member of the board for misconduct, incompetency, or neglect of duty.

History. (§ 3 ch 179 SLA 1972)

Sec. 08.48.050. [Repealed, § 1 ch 179 SLA 1972.]

Sec. 08.48.051. Organization and meetings.

The board shall hold at least four regular meetings each year. Special meetings may be held as the bylaws of the board provide. The board shall elect or appoint annually from its members the following officers: chair, vice-chair, and secretary.

History. (§ 3 ch 179 SLA 1972; am § 3 ch 36 SLA 1997)

Sec. 08.48.055. Executive secretary of the board; investigator.

  1. The department, in consultation with the board, shall employ two persons who are not members of the board. One shall serve as the executive secretary of the board. The other shall serve as investigator for the board. The executive secretary is the principal executive officer of the board and is in the partially exempt service under AS 39.25.120 .
  2. The executive secretary of the board shall perform duties as prescribed by the board.
  3. The investigator employed under (a) of this section
    1. shall conduct investigations into alleged violations of this chapter and into alleged violations of regulations and orders of the board;
    2. shall, at the request of the board, conduct investigations based on complaints filed with the department or with the board; and
    3. is directly responsible and accountable to the board, except that only the department has authority to terminate the investigator’s employment, and the department shall provide day-to-day and administrative supervision of the investigator.

History. (§ 2 ch 66 SLA 2004; am §§ 1, 2 ch 36 SLA 2013)

Sec. 08.48.060. [Repealed, § 1 ch 179 SLA 1972.]

Sec. 08.48.061. Finances.

  1. All money derived under the provisions of this chapter shall be deposited in the general fund.
  2. Each member of the board is entitled to receive per diem and travel expenses as authorized by law for other boards and commissions.
  3. The board may make expenditures from appropriated funds for any purpose that is reasonably necessary for the proper performance of its duties under this chapter. This may include the expenses of the board delegates to meetings of councils of architect examiners, engineering examiners, land surveyor examiners, or landscape architect examiners, or any of their subdivisions. The total amount of disbursements issued in payment of the expenses incurred under this chapter may not exceed the amount of money appropriated by the legislature.

History. (§ 3 ch 179 SLA 1972; am § 3 ch 47 SLA 1998; am § 3 ch 175 SLA 2004)

Sec. 08.48.070. [Repealed, § 1 ch 179 SLA 1972.]

Sec. 08.48.071. Records and reports.

  1. The following record of the board’s proceedings and of all applications for registration or authorization shall be kept by the department under AS 08.01.050 :
    1. the name, age, and last known address of each applicant;
    2. the date of application;
    3. the place of business of the applicant;
    4. the education, experience, and other qualifications;
    5. the type of examination required;
    6. whether the applicant was rejected;
    7. whether a certificate of registration or authorization was granted or endorsed;
    8. the date of the action of the board;
    9. other action taken by the board;
    10. other information that may be considered necessary by the board.
  2. The record of the board is prima facie evidence of the proceedings of the board, and a transcript, certified by the secretary, is admissible as evidence with the same effect as if the original were produced.
  3. [Repealed, § 6 ch 19 SLA 1998.]
  4. Board records and papers of the following class are of a confidential nature and are not public records: examination material for examinations not yet given, file records of examination problems, solutions, letters of inquiry and reference concerning applicants, board inquiry forms concerning applicants, investigation files if an investigation is still pending, and all other matters of a like confidential nature.
  5. The department shall, under AS 08.01.050 , preserve the records under (a) of this section for the previous five years.
  6. The department shall assemble statistics relating to the performance of its staff and the performance of the board, including
    1. the number of architects, engineers, land surveyors, and landscape architects registered over a five-year period;
    2. the rate of passage of examinations administered by the board;
    3. the number of persons making application for registration as a professional architect, engineer, land surveyor, or landscape architect over a five-year period;
    4. an account of registration fees collected under AS 08.01.065 ;
    5. a measure of the correspondence workload of any licensing examiner employed by the department to carry out this chapter.

History. (§ 3 ch 179 SLA 1972; am § 46 ch 218 SLA 1976; am § 1 ch 72 SLA 1980; am §§ 7, 8 ch 59 SLA 1982; am § 4 ch 21 SLA 1995; am § 8 ch 36 SLA 1997; am § 19 ch 6 SLA 1998; am § 4 ch 47 SLA 1998; am §§ 23 — 25 ch 13 SLA 2019)

Revisor's notes. —

In 1991, a reference to AS 08.01.065 in (f)(4) of this section was substituted for a reference to repealed AS 08.48.201(b) to correct an error in ch. 37, SLA 1985.

In 1997, former paragraphs (c)(3)-(6) were renumbered as (c)(1)-(4), respectively, to reflect the 1997 repeal of former paragraphs (c)(1) and (2).

In 1999, “Department of Commerce and Economic Development” was changed to “Department of Community and Economic Development” in subsections (a), (e), and (f) of this section in accordance with § 88, ch. 58, SLA 1999.

In 2004, in subsections (a), (e), and (f) of this section, “Department of Community and Economic Development” was changed to “Department of Commerce, Community, and Economic Development” in accordance with § 3, ch. 47, SLA 2004.

Administrative Code. —

For continuing education for professional land surveyors, see 12 AAC 36, art. 4.

For continuing education for professional architects, engineers, and landscape architects, see 12 AAC 36, art. 5.

Effect of amendments. —

The 2019 amendment, effective October 17, 2019, in (a), (e), and (f), substituted “department” for “Department of Commerce, Community, and Economic Development;” in (a)(6) and (7), deleted “or not” following “whether”; in (f), deleted “but not limited to,” at the end of the introductory language.

Sec. 08.48.080. [Repealed, § 1 ch 179 SLA 1972.]

Sec. 08.48.081. Roster. [Repealed, § 9 ch 2 SLA 1990.]

Sec. 08.48.090. [Repealed, § 1 ch 179 SLA 1972.]

Sec. 08.48.091. Examinations.

Examinations shall be held at least once each year at places determined by the board. A candidate failing an examination may apply for reexamination in accordance with regulations adopted by the board.

History. (§ 3 ch 179 SLA 1972; am § 2 ch 72 SLA 1980; am § 27 ch 37 SLA 1985; am § 4 ch 36 SLA 1997; am § 3 ch 36 SLA 2013)

Administrative Code. —

For registration and licensing, see 12 AAC 36, art. 1.

Sec. 08.48.100. [Repealed, § 1 ch 179 SLA 1972.]

Sec. 08.48.101. Regulations; bylaws; code of ethics.

  1. The board may adopt regulations to carry out the purpose of this chapter, including regulations
    1. describing the contents of an examination;
    2. establishing the conduct of an examination;
    3. establishing a minimum score for passing an examination;
    4. establishing bylaws governing its meetings and activities;
    5. publishing a code of ethics or professional conduct for those persons regulated by this chapter, including corporations, limited liability companies, and limited liability partnerships under AS 08.48.241 ;
    6. establishing continuing education requirements for persons regulated by this chapter that must be completed before a certificate may be renewed; the continuing education requirements may not exceed standards established by a national accrediting body or other recognized professional organization.
  2. [Repealed, § 6 ch 19 SLA 1998.]

History. (§ 3 ch 179 SLA 1972; am § 19 ch 6 SLA 1998; am § 1 ch 38 SLA 2000; am § 3 ch 66 SLA 2004)

Administrative Code. —

For registration and licensing, see 12 AAC 36, art. 1.

For code of professional conduct, see 12 AAC 36, art. 2.

For disciplinary guidelines, see 12 AAC 36, art. 3.

For continuing education for professional land surveyors, see 12 AAC 36, art. 4.

For continuing education for professional architects, engineers, and landscape architects, see 12 AAC 36, art. 5.

Notes to Decisions

Cited in

Squires v. Alaska Bd. of Architects, 205 P.3d 326 (Alaska 2009).

Sec. 08.48.110. [Repealed, § 1 ch 179 SLA 1972.]

Sec. 08.48.111. Power to revoke, suspend, or reissue certificate.

The board may suspend, refuse to renew, or revoke the certificate of or reprimand a registrant, corporation, limited liability company, or limited liability partnership who is found guilty of (1) fraud or deceit in obtaining a certificate; (2) gross negligence, incompetence, or misconduct in the practice of architecture, engineering, land surveying, or landscape architecture; or (3) a violation of this chapter, a regulation adopted under this chapter, or the code of ethics or professional conduct as adopted by the board. The code of ethics or professional conduct shall be distributed in writing to every registrant and applicant for registration under this chapter. This publication and distribution of the code of ethics or professional conduct constitutes due notice to all registrants. The board may revise and amend its code and, upon doing so, shall immediately notify each registrant in writing of the revisions or amendments. The board may, upon petition of the registrant, corporation, limited liability company, or limited liability partnership, reissue a certificate if a majority of the members of the board vote in favor of the reissuance.

History. (§ 3 ch 179 SLA 1972; am § 3 ch 72 SLA 1980; am § 2 ch 2 SLA 1990; am § 5 ch 47 SLA 1998; am § 2 ch 38 SLA 2000)

Cross references. —

For other disciplinary powers of board, see AS 08.01.075 .

Administrative Code. —

For registration and licensing, see 12 AAC 36, art. 1.

For code of professional conduct, see 12 AAC 36, art. 2.

For disciplinary guidelines, see 12 AAC 36, art. 3.

Collateral references. —

Revocation or suspension of license to practice architecture, 58 ALR3d 543.

Revocation or suspension of license of professional engineer, 64 ALR3d 509.

Sec. 08.48.120. [Repealed, § 2 ch 27 SLA 1968.]

Sec. 08.48.121. Disciplinary action and procedure.

Any person may file with the secretary of the board a charge of fraud, deceit, gross negligence, incompetence, misconduct, or violation of this chapter, a regulation adopted under it, or the code of ethics of the board. The charge, constituting an accusation under AS 44.62 (Administrative Procedure Act), shall be in writing and sworn to by the person making it. A charge may be dismissed by the board as unfounded or trivial.

History. (§ 3 ch 179 SLA 1972)

Cross references. —

For disciplinary powers of board, see AS 08.48.111 and AS 08.01.075 .

Sec. 08.48.130. [Repealed, § 3 ch 59 SLA 1966.]

Sec. 08.48.131. Injunction.

The board may bring an action in the superior court to enforce compliance with this chapter or an order of the board or to enjoin a person from doing an act that violates this chapter.

History. (§ 3 ch 179 SLA 1972)

Cross references. —

For disciplinary powers of boards generally, see AS 08.01.075 .

Sec. 08.48.140. [Repealed, § 1 ch 179 SLA 1972.]

Sec. 08.48.141. Legal counsel.

The attorney general of the state shall act as legal advisor to the board and render legal assistance upon request of its chair.

History. (§ 3 ch 179 SLA 1972; am § 5 ch 36 SLA 1997)

Secs. 08.48.150 — 08.48.170. [Repealed, § 1 ch 179 SLA 1972.]

Article 2. Registration and Practice.

Administrative Code. —

For registration and licensing of architects, engineers, and land surveyors, see 12 AAC 36, art. 1.

For code of professional conduct, see 12 AAC 36, art. 2.

Collateral references. —

Practice of architecture by corporation as affected by license regulations. 56 ALR2d 726.

What amounts to architectural or engineering services within license requirements. 82 ALR2d 1013.

Sec. 08.48.171. General requirements and qualifications for registration.

An applicant for registration as an architect, engineer, land surveyor, or landscape architect must be of good character and reputation and shall submit evidence satisfactory to the board of the applicant’s education, training, and experience. However, an applicant for registration as a land surveyor may not be required to submit evidence of more than eight years of any combination of education, experience, or training.

History. (§ 3 ch 179 SLA 1972; am § 4 ch 72 SLA 1980; am § 6 ch 47 SLA 1998)

Administrative Code. —

For registration and licensing, see 12 AAC 36, art. 1.

Notes to Decisions

Satisfactory evidence of experience. —

Engineer, who failed to present verifiable evidence of twenty years of engineering experience, was not entitled to an exam waiver because substantial evidence supported the factual findings of the Board of Architects, Engineers and Land Surveyors about the amount of time that the engineer was credited for his engineering experience, and its ultimate conclusion that he failed to submit satisfactory evidence of twenty years of relevant experience. Squires v. Alaska Bd. of Architects, 205 P.3d 326 (Alaska 2009).

Sec. 08.48.180. [Repealed, § 1 ch 179 SLA 1972.]

Sec. 08.48.181. Registration upon examination.

Except as provided in AS 08.48.191 , for registration as a professional architect, professional engineer, professional land surveyor, or professional landscape architect, a person shall be examined in this state in accordance with the regulations of procedure and standards adopted by the board under AS 44.62 (Administrative Procedure Act). The procedure and standards shall at least meet the requirements adopted by recognized national examining councils for these professions.

History. (§ 3 ch 179 SLA 1972; am § 7 ch 47 SLA 1998)

Administrative Code. —

For registration and licensing, see 12 AAC 36, art. 1.

Notes to Decisions

Satisfactory evidence of experience. —

Engineer, who failed to present verifiable evidence of twenty years of engineering experience, was not entitled to an exam waiver because substantial evidence supported the factual findings of the Board of Architects, Engineers and Land Surveyors about the amount of time that the engineer was credited for his engineering experience, and its ultimate conclusion that he failed to submit satisfactory evidence of twenty years of relevant experience. Squires v. Alaska Bd. of Architects, 205 P.3d 326 (Alaska 2009).

Sec. 08.48.190. [Repealed, § 1 ch 179 SLA 1972.]

Sec. 08.48.191. Registration by comity or endorsement.

  1. A person holding a certificate of registration authorizing the person to practice architecture in a state, territory, or possession of the United States, the District of Columbia, or a foreign country, or holding a certificate of qualification issued by the National Council of Architectural Registration Boards, that, in the opinion of the board, meets the requirements of this chapter, based on verified evidence, may, upon application, be registered in accordance with the regulations of the board.
  2. A person holding a certificate of registration authorizing the person to practice engineering in a state, territory, or possession of the United States, the District of Columbia, or a foreign country, that, in the opinion of the board meets the requirements of this chapter, based on verified evidence, may, upon application, be registered in accordance with regulations of the board.
  3. A person holding a certificate of registration authorizing the person to practice land surveying in a state, territory, or possession of the United States, the District of Columbia, or a foreign country, may, upon application, be registered in accordance with the regulations of the board if the person’s certificate was issued under requirements comparable to those in this state.
  4. A person holding a certificate of registration authorizing the person to practice landscape architecture in a state, territory, or possession of the United States, the District of Columbia, or a foreign country, that in the opinion of the board meets the requirements of this chapter, based on verified evidence, may upon application, be registered under the regulations of the board. A person holding a certificate of qualification issued by the Council of Landscape Architectural Registration Boards may upon application be registered under regulations of the board.

History. (§ 3 ch 179 SLA 1972; am § 10 ch 23 SLA 1995; am § 1 ch 69 SLA 1996; am § 8 ch 47 SLA 1998)

Administrative Code. —

For registration and licensing, see 12 AAC 36, art. 1.

Notes to Decisions

Cited in

Squires v. Alaska Bd. of Architects, 205 P.3d 326 (Alaska 2009).

Sec. 08.48.200. [Repealed, § 1 ch 179 SLA 1972.]

Sec. 08.48.201. Application for registration.

  1. Application for registration as a professional architect, a professional engineer, a professional land surveyor, or a professional landscape architect shall
    1. be on a form prescribed and furnished by the board;
    2. contain statements made under oath, showing the applicant’s education and a detailed summary of the applicant’s technical experience; and
    3. contain five references, three of whom must be architects for architectural registration, engineers for engineering registration, land surveyors for land surveying registration, and landscape architects for landscape architectural registration, having personal knowledge of the applicant’s architectural, engineering, land surveying, or landscape architectural education, training, or experience.
  2. [Repealed, § 54 ch 37 SLA 1985.]

History. (§ 3 ch 179 SLA 1972; am § 54 ch 37 SLA 1985; am § 9 ch 47 SLA 1998)

Administrative Code. —

For registration and licensing, see 12 AAC 36, art. 1.

Notes to Decisions

Cited in

Squires v. Alaska Bd. of Architects, 205 P.3d 326 (Alaska 2009).

Sec. 08.48.210. [Repealed, § 1 ch 179 SLA 1972.]

Sec. 08.48.211. Certificate of registration.

  1. An applicant who fulfills the requirements set out by the board shall be awarded a certificate of registration as a professional architect, engineer, land surveyor, or landscape architect, authorizing the holder to offer or perform architectural, engineering, land surveying, or landscape architectural services or work for the public, or to certify or sign architectural, engineering, land surveying, or landscape architectural documents. Certificates of registration issued under this section shall be inscribed on their face in a manner determined by the board.
  2. The certificate of registration sealed by the board is prima facie evidence that the person named in it is entitled to all rights and privileges of a professional architect, professional engineer, professional land surveyor, or professional landscape architect while the certificate remains unrevoked or unexpired.

History. (§ 3 ch 179 SLA 1972; am § 10 ch 47 SLA 1998)

Sec. 08.48.215. Retired status registration.

  1. On retiring from practice and payment of an appropriate one-time fee, an individual who is a registrant in good standing with the board may apply for the conversion of a certificate of registration to a retired status registration. An individual holding a retired status registration may not practice architecture, engineering, land surveying, or landscape architecture in the state. A retired status registration is valid for the life of the registration holder and does not require renewal.
  2. An individual with a retired status registration may apply for a certificate of registration. Before issuing a certificate of registration under this subsection, the board may require the applicant to meet reasonable criteria as determined under regulations of the board. The criteria may include submission of continuing education credits and reexamination requirements.

History. (§ 2 ch 69 SLA 1996; am § 11 ch 47 SLA 1998)

Administrative Code. —

For registration and licensing, see 12 AAC 36, art. 1.

Sec. 08.48.220. [Repealed, § 1 ch 179 SLA 1972.]

Sec. 08.48.221. Seals.

  1. Each registrant may obtain a seal of the design authorized by the board, bearing the registrant’s name, registration number, and the legend “Registered Professional Architect,” “Registered Professional Engineer,” “Registered Professional Land Surveyor,” or “Registered Professional Landscape Architect,” as appropriate. When a registrant issues final drawings, specifications, surveys, plats, plates, reports, or similar documents, the registrant shall stamp the documents with the seal and sign the seal. The board shall adopt regulations governing the use of seals by the registrant. An architect, engineer, land surveyor, or landscape architect may not affix or permit a seal and signature to be affixed to an instrument after the expiration of a certificate or for the purpose of aiding or abetting another person to evade or attempt to evade a provision of this chapter. The registrant, by affixing the registrant’s seal to final drawings, specifications, surveys, plats, plates, reports, or similar documents, and by signing the seal, certifies that the documents were prepared by or under the registrant’s direct supervision, are within the registrant’s field of practice, or constitute design work of minor importance.
  2. Final drawings, specifications, surveys, plats, plates, reports, or similar documents containing the work of multiple fields of practice shall be sealed and signed by a registrant in each field of practice covered by the document. The registrant shall certify on the face of the document the extent of the registrant’s responsibility for all work prepared under the registrant’s seal. When certifying design work of minor importance, the registrant shall identify that work on the document near the registrant’s seal and take responsibility for all work prepared under the registrant’s seal.

History. (§ 3 ch 179 SLA 1972; am § 5 ch 72 SLA 1980; am § 1 ch 89 SLA 1995; am § 12 ch 47 SLA 1998; am §§ 1, 2 ch 65 SLA 2014)

Administrative Code. —

For survey and platting standards, see 11 AAC 53, art. 2.

For registration and licensing, see 12 AAC 36, art. 1.

Effect of amendments. —

The 2014 amendment, effective October 6, 2014, in (a), rewrote the second sentence, which substituted “the registrant shall stamp the documents with the seal and sign the seal” for “the registrant shall sign the documents and stamp the documents with the seal” at the end, rewrote the fifth sentence, which read, “The registrant, by affixing the registrant’s seal to final drawings, specifications, surveys, plats, plates, reports, and other similar documents, and signing them, certifies that these documents were prepared by or under the registrant’s direct supervision, unless the registrant certifies on the face of the document to the extent of the registrant’s responsibility”; added (b).

Sec. 08.48.230. [Repealed, § 1 ch 179 SLA 1972.]

Sec. 08.48.231. Expirations and renewals.

  1. To remain valid, certificates shall be renewed in accordance with AS 08.01.100 . Notice of renewal dates, given under AS 08.01.050(a)(11) , shall be mailed to the registrant, corporation, limited liability company, or limited liability partnership at the registrant’s, corporation’s, limited liability company’s, or limited liability partnership’s last known address at least one month in advance of the date of the expiration of the certificate. If the certificate has been suspended or revoked, the board may take action independent of this section.
  2. The renewal of a certificate does not require reapplication if the certificate has not expired or has not been suspended or revoked.
  3. An expired certificate may be renewed under regulations adopted by the board establishing requirements for reexamination.

History. (§ 3 ch 179 SLA 1972; am §§ 28, 29 ch 37 SLA 1985; am § 3 ch 38 SLA 2000)

Administrative Code. —

For registration and licensing, see 12 AAC 36, art. 1.

Sec. 08.48.240. [Repealed, § 1 ch 179 SLA 1972.]

Sec. 08.48.241. Corporations, limited liability companies, and limited liability partnerships.

  1. This chapter does not prevent a corporation, limited liability company, or limited liability partnership from offering architectural, engineering, land surveying, or landscape architectural services; however, the corporation, limited liability company, or limited liability partnership shall file with the board
    1. an application for a certificate of authorization upon a form to be prescribed by the board and containing information required to enable the board to determine whether the corporation, limited liability company, or limited liability partnership is qualified in accordance with the provisions of this chapter to offer to practice architecture, engineering, land surveying, or landscape architecture in this state;
    2. a certified copy of a resolution of the board of directors of the corporation, the managing members or manager of the limited liability company, or the general partners of a limited liability partnership designating persons holding certificates of registration under this chapter as responsible for the practice of architecture, engineering, land surveying, or landscape architecture by the corporation, limited liability company, or limited liability partnership in this state and providing that full authority to make all final architectural, engineering, land surveying, or landscape architectural decisions on behalf of the corporation, limited liability company, or limited liability partnership with respect to work performed by the corporation, limited liability company, or limited liability partnership in this state is granted by the board of directors of the corporation, the managing members or manager of the limited liability company, or the general partners of the limited liability partnership to the persons designated in the resolution; however, the filing of this resolution does not relieve the corporation, limited liability company, or limited liability partnership of any responsibility or liability imposed upon it by law or by contract;
    3. a designation in writing setting out the name of one or more persons holding certificates of registration under this chapter who are in responsible charge of each major branch of the architectural, engineering, land surveying, or landscape architectural activities in which the corporation, limited liability company, or limited liability partnership specializes in this state; if a change is made in the person in responsible charge of a major branch of the architectural, engineering, land surveying, or landscape architectural activities, the change shall be designated in writing and filed with the board within 30 days after the effective date of the change.
  2. Upon filing with the board the application for certificate of authorization, certified copy of resolution, affidavit, and designation of persons specified in this section, the board shall, subject to (c) of this section, issue to the corporation, limited liability company, or limited liability partnership a certificate of authorization to practice architecture, engineering, land surveying, or landscape architecture in this state upon a determination by the board that
    1. the bylaws of the corporation, the articles of organization or operating agreement of the limited liability company, or the partnership agreement of the limited liability partnership contain provisions that all architectural, engineering, land surveying, or landscape architectural decisions pertaining to architectural, engineering, land surveying, or landscape architectural activities in this state will be made by the specified architect, engineer, land surveyor, or landscape architect in responsible charge, or other registered architects, engineers, land surveyors, or landscape architects under the direction or supervision of the architect, engineer, land surveyor, or landscape architect in responsible charge;
    2. the application for certificate of authorization states the type of architecture, engineering, land surveying, or landscape architecture practiced or to be practiced by the corporation, limited liability company, or limited liability partnership;
    3. the applicant corporation, limited liability company, or limited liability partnership has the ability to provide architectural, engineering, land surveying, or landscape architectural services;
    4. the application for certificate of authorization states the professional records of the designated person who is in responsible charge of each major branch of architectural, engineering, land surveying, or landscape architectural activities in which the corporation, limited liability company, or limited liability partnership specializes;
    5. the application for certificate of authorization states the experience, if any, of the corporation, limited liability company, or limited liability partnership in furnishing architectural, engineering, land surveying, or landscape architectural services during the preceding five-year period;
    6. the applicant corporation, limited liability company, or limited liability partnership meets other requirements related to professional competence in the furnishing of architectural, engineering, land surveying, or landscape architectural services as may be adopted by the board in furtherance of the objectives and provisions of this chapter.
  3. The board may, in the exercise of its discretion, refuse to issue, or may suspend or revoke a certificate of authorization to a corporation, limited liability company, or limited liability partnership if the board finds that any of the corporation’s officers, directors, or incorporators, any of the stockholders holding a majority of the stock of the corporation, any of the limited liability company’s organizers, managers, or managing members, or any of the limited liability partnership’s general partners has committed misconduct or malpractice, or has been found personally responsible for misconduct or malpractice under the provisions of this chapter.
  4. The certificate of authorization must specify the major branches of architecture, engineering, land surveying, or landscape architecture of which the corporation, limited liability company, or limited liability partnership has designated a person in responsible charge as provided in this section. The certificate of authorization shall be conspicuously displayed in the place of business of the corporation, limited liability company, or limited liability partnership, together with the names of persons designated as being in responsible charge of the professional activities.
  5. If a corporation, limited liability company, or limited liability partnership that is organized solely by either a group of architects, a group of engineers, a group of land surveyors, or a group of landscape architects, each holding a certificate of registration under this chapter, applies for a certificate of authorization, the board may, in its discretion, grant a certificate of authorization to the corporation, limited liability company, or limited liability partnership based on a review of the professional records of the incorporators of the corporation, organizers of the limited liability company, or partners who formed the limited liability partnership in place of the required qualifications set out in this section. If the ownership of the corporation is altered, the membership of the limited liability company is altered, or the partners of the limited liability partnership change, the corporation, limited liability company, or limited liability partnership shall apply for a revised certificate of authorization, based upon the professional records of the owners of the corporation, the members of the limited liability company, or the partners of the limited liability partnership, if exclusively architects, engineers, land surveyors, or landscape architects, or otherwise under the qualifications required by (b)(1) — (4) of this section.
  6. A corporation, limited liability company, or a limited liability partnership authorized to offer architectural, engineering, land surveying, or landscape architectural services under this chapter, together with its directors, officers, managing members, manager, and partners for their own individual acts, is responsible to the same degree as the designated individual registered architect, engineer, land surveyor, or landscape architect, and shall conduct its business without misconduct or malpractice in the practice of architecture, engineering, land surveying, or landscape architecture as defined in this chapter.
  7. If the board, after a proper hearing, finds that a corporation, limited liability company, or limited liability partnership holding a certificate of authorization has committed misconduct or malpractice, the board shall suspend or revoke the certificate of authorization. The board shall also suspend or revoke the certificate of registration of any registered individual architect, engineer, land surveyor, or landscape architect who, after a proper hearing, is found by the board to have participated in committing the misconduct or malpractice.
  8. Drawings, specifications, designs, and reports, when issued in connection with work performed by a corporation, limited liability company, or limited liability partnership under its certificate of authorization, shall be prepared by or under the responsible charge of and shall be signed by and stamped with the official seal of a person holding a certificate of registration under this chapter.
  9. [Repealed, § 54 ch 37 SLA 1985.]
  10. In this section,
    1. “manager” has the meaning given in AS 10.50.990 ;
    2. “managing member” has the meaning given in AS 10.50.990 .

History. (§ 3 ch 179 SLA 1972; am § 54 ch 37 SLA 1985; am § 3 ch 2 SLA 1990; am §§ 13 — 18 ch 47 SLA 1998; am §§ 4, 5 ch 38 SLA 2000)

Administrative Code. —

For registration and licensing, see 12 AAC 36, art. 1.

Sec. 08.48.250. [Repealed, § 1 ch 179 SLA 1972.]

Sec. 08.48.251. Certain partnerships.

This chapter does not prevent the practice of architecture, engineering, land surveying, or landscape architecture by a partnership if all of the members of the partnership are architects, engineers, land surveyors, or landscape architects legally registered under this chapter. In this section, “partnership” does not include a limited liability partnership.

History. (§ 3 ch 179 SLA 1972; am § 19 ch 47 SLA 1998; am § 6 ch 38 SLA 2000)

Sec. 08.48.255. Teachers. [Repealed, § 2 ch 58 SLA 1991.]

Sec. 08.48.260. [Repealed, § 1 ch 179 SLA 1972.]

Sec. 08.48.261. State employees. [Repealed, § 9 ch 2 SLA 1990. For transitional provisions relating to registration requirements of state employees, see § 10, ch. 2, SLA 1990 in the Temporary and Special Acts.]

Sec. 08.48.265. Fees.

The department shall set fees under AS 08.01.065 for examinations, registrations, certificates of authorization, and renewals of a certificate.

History. (§ 30 ch 37 SLA 1985; am § 26 ch 13 SLA 2019)

Revisor’s notes. —

In 1999, “Department of Commerce and Economic Development” was changed to “Department of Community and Economic Development” in this section in accordance with § 88, ch. 58, SLA 1999.

In 2004, “Department of Community and Economic Development” was changed to “Department of Commerce, Community, and Economic Development” in this section, in accordance with § 3, ch. 47, SLA 2004.

Effect of amendments. —

The 2019 amendment, effective October 17, 2019, substituted “department” for “Department of Commerce, Community, and Economic Development.”

Administrative Code. —

For occupational licensing fees, see 12 AAC 2, art. 2.

For registration and licensing, see 12 AAC 36, art. 1.

Secs. 08.48.270 — 08.48.280. [Repealed, § 1 ch 179 SLA 1972.]

Article 3. Unlawful Acts.

Administrative Code. —

For disciplinary guidelines, see 12 AAC 36, art. 3.

Sec. 08.48.281. Prohibited practice.

  1. A person may not practice or offer to practice the profession of architecture, engineering, land surveying, or landscape architecture in the state, or use in connection with the person’s name or otherwise assume or advertise a title or description tending to convey the impression that the person is an architect, an engineer, a land surveyor, or a landscape architect, unless the person has been registered under the provisions of this chapter or is a person to whom these provisions do not apply, or, in the case of a corporation, limited liability company, or limited liability partnership, unless it has been authorized under this chapter.
  2. Notwithstanding (a) of this section, this chapter does not prohibit the practice of landscape architecture by a person who is not registered to practice landscape architecture if the services being performed by the person are within the scope of practice authorized by another license that is held by the person.

History. (§ 3 ch 179 SLA 1972; am § 2 ch 89 SLA 1995; am §§ 20, 21 ch 47 SLA 1998; am § 7 ch 38 SLA 2000)

Administrative Code. —

For code of professional conduct, see 12 AAC 36, art. 2.

Notes to Decisions

Action by architects for breach of contract was dismissed since the contract was unenforceable because of the failure of the architects to be licensed in Alaska. Hedla v. McCool, 476 F.2d 1223 (9th Cir. 1973) (Decided under former AS 08.48.150 )

Cited in

Food Indus. Research & Eng'g, Inc. v. Alaska, 388 F. Supp. 342 (D. Alaska 1975).

Sec. 08.48.290. [Repealed, § 1 ch 179 SLA 1972.]

Sec. 08.48.291. Violations and penalties.

A person who practices or offers to practice architecture, engineering, land surveying, or landscape architecture in the state without being registered or authorized to practice in accordance with the provisions of this chapter, or a person presenting or attempting to use the certificate or the seal of another, or a person who gives false or forged evidence of any kind to the board or to a member of the board in obtaining or attempting to obtain a certificate, or a person who impersonates a registrant, or a person who uses or attempts to use an expired or revoked or nonexistent certificate, knowing of the certificate’s status, or a person who falsely claims to be registered and authorized to practice under this chapter, or a person who violates any of the provisions of this chapter, is guilty of a misdemeanor and upon conviction is punishable by a fine of not more than $10,000, or by imprisonment for not more than one year, or by both.

History. (§ 3 ch 179 SLA 1972; am § 22 ch 47 SLA 1998)

Administrative Code. —

For code of professional conduct, see 12 AAC 36, art. 2.

Collateral references. —

Failure to procure license as affecting enforceability of contract or right of recovery for work done, 44 ALR4th 271.

Sec. 08.48.295. Civil penalty for unregistered or unauthorized practice.

  1. In addition to any other provision of law, if a person practices or offers to practice architecture, engineering, or land surveying in the state without being registered or authorized to practice in accordance with the provisions of this chapter, the board may enter an order levying a civil penalty.
  2. A civil penalty levied under this section may not exceed $5,000 for each offense. In levying a civil penalty, the board shall set the amount of the penalty imposed under this section after taking into account appropriate factors, including the seriousness of the violation, the economic benefit resulting from the violation, the history of violations, and other matters the board considers appropriate.
  3. Before issuing an order under this section, the board shall provide the person written notice and the opportunity to request, within 30 days of issuance of notice by the board, a hearing on the record.
  4. In connection with proceedings under (a) and (b) of this section, the board may issue subpoenas to compel the attendance and testimony of witnesses and the disclosure of evidence, and may request the attorney general to bring an action to enforce a subpoena.
  5. A person aggrieved by the levy of a civil penalty under this section may file an appeal with the superior court for judicial review of the penalty under AS 44.62.560 .
  6. If a person fails to pay a civil penalty within 30 days after entry of an order under (a) of this section, or if the order is stayed pending an appeal, within 10 days after the court enters a final judgment in favor of the board of an order appealed under (e) of this section, the board shall notify the attorney general. The attorney general may commence a civil action to recover the amount of the penalty.
  7. An action to enforce an order under this section may be combined with an action for an injunction under AS 08.48.131 .

History. (§ 7 ch 129 SLA 1992)

Administrative Code. —

For code of professional conduct, see 12 AAC 36, art. 2.

Secs. 08.48.300 — 08.48.310. [Repealed, § 1 ch 179 SLA 1972.]

Article 4. General Provisions.

Sec. 08.48.311. Rights not transferable.

The right to engage in the practice of architecture, engineering, land surveying, or landscape architecture is considered a personal and individual right, based on the qualifications of the individual as evidenced by the individual’s certificate of registration, which is not transferable.

History. (§ 3 ch 179 SLA 1972; am § 23 ch 47 SLA 1998)

Sec. 08.48.320. [Repealed, § 1 ch 179 SLA 1972.]

Sec. 08.48.321. Evidence of practice.

A person practices or offers to practice architecture, engineering, land surveying, or landscape architecture who

  1. practices a branch of the profession of architecture, engineering, land surveying, or landscape architecture as defined in AS 08.48.341 ;
  2. by verbal claim, sign, advertisement, letterhead, card, or other means represents to be an architect, engineer, land surveyor, or landscape architect, or through the use of some other title implies that the person is an architect, engineer, land surveyor, or landscape architect; or
  3. holds out as able to perform or who does perform an architectural, engineering, land surveying, or landscape architectural service recognized by the professions covered by this chapter, and specified in regulations of the board, as an architectural, engineering, land surveying, or landscape architectural service.

History. (§ 3 ch 179 SLA 1972; am § 3 ch 69 SLA 1996; am § 24 ch 47 SLA 1998)

Administrative Code. —

For code of professional conduct, see 12 AAC 36, art. 2.

Sec. 08.48.330. [Repealed, § 1 ch 179 SLA 1972.]

Sec. 08.48.331. Exemptions.

  1. This chapter does not apply to
    1. a contractor performing work designed by a professional architect, engineer, or landscape architect or the supervision of the construction of the work as a supervisor or superintendent for a contractor;
    2. workers in building trades crafts, earthwork, grounds keeping, or nursery operations, and superintendents, supervisors, or inspectors in the performance of their customary duties;
    3. an officer or employee of the United States government practicing architecture, engineering, land surveying, or landscape architecture as required by the person’s official capacity;
    4. an employee or a subordinate of a person registered under this chapter if the work or service is done under the direct supervision of a person registered under this chapter;
    5. associates, consultants, or specialists retained by a registered individual, a partnership of registered individuals, a corporation, a limited liability company, or a limited liability partnership authorized to practice architecture, engineering, land surveying, or landscape architecture under this chapter, in the performance of professional services if responsible charge of the work remains with the individual, the partnership, or a designated representative of the corporation, limited liability company, or limited liability partnership;
    6. a person preparing drawings or specifications for
      1. a building for the person’s own use and occupancy as a single family residence and related site work for that building;
      2. farm or ranch buildings and their grounds unless the public health, safety, or welfare is involved;
      3. a building that is intended to be used only as a residence by not more than
        1. four families and that is not more than two stories high and the grounds of the building; or
        2. two families and that is not more than three stories high and the grounds of the building, if the building is located in a municipality that has adopted a building or residential code that applies to the building and if the building complies with the building or residential code;
      4. a garage, workshop, or similar building that contains less than 2,000 square feet of floor space to be used for a private noncommercial purpose and the grounds of the building;
    7. a specialty contractor licensed under AS 08.18 while engaged in the business of construction contracting for work designed by an architect, engineer, or landscape architect that is within the specialty to be performed or supervised by the specialty contractor, or a contractor preparing shop or field drawings for work that the specialty contractor has contracted to perform;
    8. a person furnishing drawings, specifications, instruments of service, or other data for alterations or repairs to a building or its grounds that do not change or affect the structural system or the safety of the building, or that do not affect the public health, safety, or welfare;
    9. a person who is employed by a postsecondary educational institution to teach engineering, architectural, or landscape architectural courses; in this paragraph, “postsecondary educational institution” has the meaning given in AS 14.48.210 ;
    10. an officer or employee of an individual, firm, partnership, association, utility, corporation, limited liability company, or limited liability partnership, who practices engineering, architecture, land surveying, or landscape architecture involved in the operation of the employer’s business only, and further provided that neither the employee nor the employer offers engineering, architecture, land surveying, or landscape architecture services to the public; exclusions under this paragraph do not apply to buildings or structures whose primary use is public occupancy;
    11. a person while involved in revegetation, restoration, reclamation, rehabilitation, or erosion control for disturbed land that the board determines does not affect the public health, safety, or welfare;
    12. a person while maintaining or directing the placement of plant material that the board determines does not affect the public health, safety, or welfare;
    13. an employee, officer, or agent of a regulatory agency of the state or a municipality when reviewing drawings and specifications for compliance with the building codes of the state or a municipality if the drawings and specifications have been sealed and signed by an architect, engineer, land surveyor, or landscape architect or the preparation of the drawings and specifications is exempt under this section from the requirements of this chapter; in this paragraph, “building codes” includes codes relating to building, mechanical, plumbing, electrical, fire safety standards, and zoning;
    14. a person who is designing fire detection or suppression systems and is authorized by the Department of Public Safety to design fire detection or suppression systems.
  2. The requirement to be registered as a landscape architect under this chapter only applies to a person who practices an aspect of landscape architecture that the board has determined affects the public health, safety, or welfare.

History. (§ 3 ch 179 SLA 1972; am § 2 ch 85 SLA 1981; am § 5 ch 2 SLA 1990; am § 1 ch 58 SLA 1991; am § 3 ch 89 SLA 1995; am § 6 ch 36 SLA 1997; am §§ 25, 26 ch 47 SLA 1998; am § 8 ch 38 SLA 2000; am § 1 ch 111 SLA 2006; am § 2 ch 66 SLA 2008; am § 3 ch 65 SLA 2014)

Administrative Code. —

For registration and licensing, see 12 AAC 36, art. 1.

Effect of amendments. —

The 2014 amendment, effective October 6, 2014, in (a)(7), substituted “construction contracting for work designed by an architect, engineer, or landscape architect that is within” for “construction contracting or designing systems for work within”, in (a)(10), twice added “, architecture, land surveying, or landscape architecture” following “engineering”, in (a)(11) and (a)(12), added “that the board determines does not affect the public health, safety, or welfare” at the end of each, in (a)(13), substituted “have been sealed and signed by an architect, engineer, land surveyor, or landscape architect” for “have been signed and sealed by a professional architect or professional engineer”, and “fire safety standards, and zoning” for “and fire standards” at the end; in (b), added “or welfare” at the end; made related changes.

Sec. 08.48.340. [Repealed, § 1 ch 179 SLA 1972.]

Sec. 08.48.341. Definitions.

In this chapter,

  1. “architect” means a professional architect;
  2. “board” means the State Board of Registration for Architects, Engineers, and Land Surveyors;
  3. “building” means a structure used or intended for human occupancy;
  4. “certificate of authorization” means a certificate issued by the board authorizing a corporation, a limited liability company, or a limited liability partnership to provide professional services in architecture, engineering, land surveying, or landscape architecture through individuals legally registered by the board;
  5. “certificate of registration” means a certificate issued by the board recognizing the individual named in the certificate as meeting the requirements for registration under this chapter;
  6. “department” means the Department of Commerce, Community, and Economic Development;
  7. “design of minor importance” means a design that is incidental to the discipline of a registrant and is within the discipline of the registrant, but does not include comprehensive design services of any particular building type, structure, building system, engineering system, or site development;
  8. “engineer” means a professional engineer;
  9. “land surveyor” means a professional land surveyor;
  10. “landscape architect” means a professional landscape architect;
  11. “limited liability company” means an organization organized under  AS 10.50 or a foreign limited liability company; in this paragraph, “foreign limited liability company” has the meaning given in  AS 10.50.990 ;
  12. “limited liability partnership” means a limited liability partnership or a foreign limited liability partnership, as those terms are defined in  AS 32.06.995 ;
  13. “practice of architecture” means professional service or creative work in the design of buildings, the teaching of advanced architectural courses in institutions of higher learning, consultation, investigation, evaluation, planning, design, and professional observation of construction of public or private buildings, works, or projects, and architectural review of drawings and specifications by regulatory agencies; “practice of architecture”  may by regulation of the board include mechanical, electrical, or structural design of minor importance;
  14. “practice of engineering” means professional service or creative work, the adequate performance of which requires the specialized knowledge of applied mathematics and sciences, dealing with the design of structures, machines, equipment, utilities systems, materials, processes, works, or projects, public or private; the teaching of advanced engineering courses in institutions of higher learning; the direction of or the performance of engineering surveys, consultation, investigation, evaluation, planning, and professional observation of construction of public and private structures, works, or projects and engineering review of drawings and specifications by regulatory agencies; “practice of engineering”  may by regulation of the board include architectural building design of minor importance, but it does not include comprehensive architectural services;
  15. “practice of land surveying” means the teaching of land surveying courses at an institution of higher learning, or any service or work the adequate performance of which involves the application of special knowledge of the principles of mathematics, the related physical and applied sciences, and the relevant requirements of law for adequate evidence of the act of measuring and locating land, geodetic and cadastral surveys for the location and monumentation of property boundaries, for the platting and planning of land and subdivisions of land, including the topography, alignment, and grades for streets, and for the preparation and perpetuation of maps, record plats, field note records, and property descriptions that represent these surveys;
  16. “practice of landscape architecture” means professional services or creative work in site investigation, reconnaissance, research, planning, design, and preparation services related to drawings and construction documents, observation of construction, and location, arrangement, and design of incidental and necessary tangible objects and features for the purpose of
    1. preservation and enhancement of land uses and natural land features;
    2. location and construction of aesthetically pleasing and functional approaches for structures, roadways, and walkways;
    3. establishing or maintaining trails, plantings, landscape irrigation, landscape lighting, and landscape grading; or
    4. generalized planning of the development of land areas in a manner that is sensitive to the area’s natural and cultural resources;
  17. “professional architect” means a person who has been legally registered as a professional architect by the board;
  18. “professional engineer” means a person who has been legally registered as a professional engineer by the board;
  19. “professional land surveyor” means a person who has been legally registered as a professional land surveyor by the board;
  20. “professional landscape architect” means a person registered as a professional landscape architect by the board;
  21. “responsible charge” means the direct control and personal supervision of work;
  22. “shop drawing” or “field drawing” means a drawing prepared by a contractor, subcontractor, or vendor that shows how a particular aspect of the work is to be fabricated and installed and demonstrates how an aspect of the work will satisfy the requirements of the construction document, but does not include a final drawing, specification, survey, plat, plate, report, or other similar document;
  23. “structure” means a system of materials and components that resists horizontal and vertical loads.

History. (§ 3 ch 179 SLA 1972; am §§ 6 — 8 ch 2 SLA 1990; am § 4 ch 69 SLA 1996; am § 7 ch 36 SLA 1997; am §§ 27, 28 ch 47 SLA 1998; am §§ 9, 10 ch 38 SLA 2000; am § 6 ch 58 SLA 2010; am § 4 ch 65 SLA 2014; am § 27 ch 13 SLA 2019)

Revisor's notes. —

Reorganized in 2000, 2014, and 2019 to maintain alphabetical order.

Administrative Code. —

For continuing education for professional architects, engineers, and landscape architects, see 12 AAC 36, art. 5.

Effect of amendments. —

The 2014 amendment, effective October 6, 2014, added present (6) and (21).

The 2019 amendment, effective October 17, 2019, added (23) [now 6].

Sec. 08.48.350. [Repealed, § 1 ch 179 SLA 1972.]

Sec. 08.48.351. Short title.

This chapter may be cited as the Architects, Engineers, Land Surveyors, and Landscape Architects Registration Act.

History. (§ 3 ch 179 SLA 1972; am § 29 ch 47 SLA 1998)

Secs. 08.48.360 — 08.48.430. [Repealed, § 1 ch 179 SLA 1972.]

Chapter 52. Explosives Handlers.

Administrative Code. —

For explosives handlers, see 8 AAC 62.

Collateral references. —

Municipality liability for injury due to explosion of substance stored by third persons under municipal permit, 17 ALR2d 683.

Injury to child finding or having access to explosives, 21 ALR6th 81.

Sec. 08.52.010. Power to adopt regulations.

The Department of Labor and Workforce Development may issue orders and adopt regulations relating to the storage and use of explosives necessary to carry out the purposes of this chapter.

History. (§ 1(c) ch 120 SLA 1955; am § 1 ch 32 SLA 1960; am § 17 ch 21 SLA 2000)

Revisor’s notes. —

In 1999, “Department of Labor” was changed to “Department of Labor and Workforce Development” in this section in accordance with § 90, ch. 58, SLA 1999.

Administrative Code. —

For explosives handlers, see 8 AAC 62.

Sec. 08.52.020. Certificate of fitness required.

In connection with an excavation, tunnel, quarry, earth removal, or construction carried on in this state, a person may not be employed without a certificate of fitness, while engaged in

  1. emplacing explosives for detonation;
  2. installing primers, fuses, wires, or other means of detonation; or
  3. detonating explosives.

History. (§ 1 ch 120 SLA 1955; am § 1 ch 74 SLA 1968)

Administrative Code. —

For explosives handlers, see 8 AAC 62.

Sec. 08.52.030. Application for and issuance of certificate.

The department shall issue certificates of fitness. A certificate may be issued only to an individual. An applicant for a certificate shall apply in writing, under oath, on a form prescribed by the department containing

  1. the name and address of the applicant;
  2. the applicant’s age;
  3. the applicant’s citizenship;
  4. the applicant’s fingerprints and fees for a criminal background check conducted under AS 08.52.035 ; and
  5. other information that the department requires.

History. (§ 1(a) ch 120 SLA 1955; am § 1 ch 32 SLA 1960; am § 1 ch 105 SLA 2006)

Administrative Code. —

For explosives handlers, see 8 AAC 62.

Sec. 08.52.035. Criminal justice information and records.

  1. An applicant for the issuance or renewal of a certificate of fitness under this chapter shall submit to the department, with the application, the applicant’s fingerprints and the fees required by the Department of Public Safety under AS 12.62.160 for criminal justice information and a national criminal history record check. The department shall submit the fingerprints to the Department of Public Safety to obtain a report of criminal justice information under AS 12.62 and a national criminal history record check under AS 12.62.400 . The Department of Public Safety may submit the fingerprints to the Federal Bureau of Investigation for a national criminal history record check. The department shall use the information obtained under this section in its determination of an applicant’s qualification for issuance or renewal of a certificate of fitness.
  2. In this section, “criminal justice information” has the meaning given in AS 12.62.900 .

History. (§ 2 ch 105 SLA 2006)

Administrative Code. —

For explosives handlers, see 8 AAC 62.

Sec. 08.52.040. Issuance and contents of certificate.

  1. If, upon investigation and examination by the department, the applicant is found competent by reason of training, experience, criminal history and background check, and physical fitness, the department shall issue a certificate of fitness. The certificate must set out the competency of the applicant and provide for positive identification of the applicant, and shall be carried on the person engaged in handling explosives.
  2. The department shall establish in regulation standards of competency based on training, experience, criminal history and background checks, and physical fitness for the issuance of a certificate of fitness.

History. (§ 1(a) ch 120 SLA 1955; am § 1 ch 32 SLA 1960; am § 2 ch 74 SLA 1968; am §§ 3, 4 ch 105 SLA 2006)

Administrative Code. —

For explosives handlers, see 8 AAC 62.

Sec. 08.52.050. Fee.

An applicant for a certificate of fitness shall pay a fee at the time of application in the amount established by regulations adopted by the department.

History. (§ 1(a) ch 120 SLA 1955; am § 1 ch 32 SLA 1960; am § 3 ch 81 SLA 1984; am § 31 ch 37 SLA 1985)

Administrative Code. —

For explosives handlers, see 8 AAC 62.

Sec. 08.52.060. Duration of certificate.

A certificate of fitness is effective for three years from the date of issue. The department may cancel a certificate for cause.

History. (§ 1(a) ch 120 SLA 1955; am § 1 ch 32 SLA 1960; am § 1 ch 33 SLA 1963)

Administrative Code. —

For explosives handlers, see 8 AAC 62.

Sec. 08.52.070. Persons exempt.

Persons employed in mining operations as defined in AS 27.20.061 are exempt from the provisions of this chapter.

History. (§ 1(b) ch 120 SLA 1955; am § 11 ch 127 SLA 1974)

Cross references. —

For training and certification of persons handling explosives in coal mining, see AS 27.21.940 .

Sec. 08.52.080. Violations and penalties.

An employer who violates a provision of this chapter or a regulation adopted or order made under authority of this chapter is punishable by a fine of not more than $1,000, or by imprisonment for not more than one year, or by both. Each day’s continuance of a violation constitutes a separate offense.

History. (§ 1(d) ch 120 SLA 1955)

Sec. 08.52.100. Definition.

In this chapter, “department” means the Department of Labor and Workforce Development.

History. (§ 18 ch 21 SLA 2000)

Chapter 54. Big Game Guides and Related Occupations.

Cross references. —

For provisions relating to forfeiture of equipment for fish and game violations, see AS 16.05.195 . For provisions relating to the requirement that certain hunters be accompanied by a licensed guide, see AS 16.05.407 and 16.05.408 .

Administrative Code. —

For big game commercial services board, see 12 AAC 75.

Article 1. Big Game Guides and Transporters.

Cross references. —

For transitional provisions, see §§ 13 and 14, ch. 33, SLA 1996 in the Temporary and Special Acts. For requirement that certain big game hunters engage a big game guide, see AS 16.05.407 and 16.05.408 .

Sec. 08.54.010. Guide Board. [Repealed, § 18 ch 37 SLA 1989.]

Sec. 08.54.020. Appointment and term of office. [Repealed, § 49 ch 94 SLA 1987.]

Secs. 08.54.030 — 08.54.141. Board powers and duties, etc.; licensing. [Repealed, § 18 ch 37 SLA 1989.]

Secs. 08.54.142 — 08.54.146. Transporter licensing. [Repealed, § 27 ch 71 SLA 1986.]

Secs. 08.54.150 — 08.54.180. Miscellaneous licensing provisions. [Repealed, § 18 ch 37 SLA 1989.]

Sec. 08.54.185. Additional fees. [Repealed, § 27 ch 71 SLA 1986.]

Secs. 08.54.186 — 08.54.240. Exams; restricted areas; prohibitions; general provisions. [Repealed, § 18 ch 37 SLA 1989.]

Secs. 08.54.300 — 08.54.590. Guides and related occupations. [Repealed, § 16 ch 33, SLA 1996.]

Sec. 08.54.591. Creation and membership of board.

  1. For the purposes of licensing and regulating the activities of providers of commercial services to big game hunters in the interest of the state’s wildlife resources, there is created the Big Game Commercial Services Board. For administrative purposes, the board is in the Department of Commerce, Community, and Economic Development.
  2. The board consists of nine members as follows:
    1. two members who are current, licensed registered guide-outfitters;
    2. two members who are licensed transporters;
    3. one member of the Board of Game who is chosen by the Board of Game and who does not hold a guide or transport license;
    4. two members who represent private landholders affected by guided hunting activities or transportation services and who do not hold a license issued under this chapter; and
    5. two public members.

History. (§ 3 ch 84 SLA 2005)

Sec. 08.54.595. Board assistance.

State agencies shall provide the board with information, data, or technical assistance requested by the board for the purposes of licensing and regulating the activities of providers of commercial services to big game hunters.

History. (§ 3 ch 84 SLA 2005)

Sec. 08.54.600. Duties of board.

  1. The board shall
    1. prepare and grade
      1. a qualification examination for a registered guide-outfitter license that requires demonstration that the applicant is qualified generally to provide guided and outfitted hunts and, in particular, possesses knowledge of fishing, hunting, and guiding laws and regulations; and
      2. a certification examination for each game management unit in which the registered guide-outfitter intends to provide big game hunting services; the examination must require demonstration that the registered guide-outfitter is qualified to provide guided and outfitted hunts in the game management unit for which the registered guide-outfitter seeks to be certified and, in particular, must require demonstration that the registered guide-outfitter possesses knowledge of the terrain, transportation problems, game, and other characteristics of the game management unit;
    2. authorize the issuance of registered guide-outfitter, master guide-outfitter, class-A assistant guide, assistant guide, and transporter licenses after the applicant for the license satisfies the requirements for the license;
    3. impose appropriate disciplinary sanctions on a licensee under AS 08.54.600 08.54.790 ;
    4. require an applicant for issuance or renewal of any class of guide license or of a transporter license to state in a written and signed document whether the applicant’s right to obtain, or exercise the privileges granted by, a hunting, guiding, outfitting, or transportation services license is revoked or suspended in this state or another state or in Canada;
    5. regularly disseminate information regarding examinations and other qualifications for all classes of guide licenses to residents of the rural areas of the state;
    6. adopt procedural and substantive regulations required by this chapter;
    7. provide for administration of examinations for registered guide-outfitters at least twice a year;
    8. meet at least twice annually.
  2. The board shall provide for administration of an oral examination for a registered guide-outfitter license or for a game management unit certification if requested at the time of application for the license.
  3. In addition to the regulations required under (a) of this section, the board may adopt regulations the board considers appropriate, including regulations to
    1. establish a code of ethics for professions regulated by the board;
    2. establish requirements for the contents of written contracts to provide big game hunting services and transportation services to clients;
    3. authorize the department to request a copy of a big game hunting services or transportation services contract entered into by a person licensed under this chapter.

History. (§ 3 ch 33 SLA 1996; am § 1 ch 61 SLA 1997; am §§ 4, 5 ch 84 SLA 2005; am § 1 ch 73 SLA 2012)

Revisor’s notes. —

In 1999, “Department of Commerce and Economic Development” was changed to “Department of Community and Economic Development” in this section in accordance with § 88, ch. 58, SLA 1999.

In 2004, “Department of Community and Economic Development” was changed to “Department of Commerce, Community, and Economic Development” in (a) of this section, in accordance with § 3, ch. 47, SLA 2004.

Administrative Code. —

For guide license qualifications, see 12 AAC 75, art. 1.

For registered guide-outfitter operations, see 12 AAC 75, art. 2.

For professional ethics standards for guides, see 12 AAC 75, art. 3.

For transportation services, see 12 AAC 75, art. 4.

Sec. 08.54.605. Eligibility for licenses.

  1. Notwithstanding AS 08.54.610 , 08.54.620 , 08.54.630 , 08.54.650 , and 08.54.660 , a person may not receive, hold, or renew a registered guide-outfitter license, master guide-outfitter license, class-A assistant guide license, assistant guide license, or transporter license if
    1. the person has been convicted of
      1. a violation of a state or federal hunting, guiding, or transportation services statute or regulation for which
        1. the person was imprisoned for more than five days within the previous five years;
        2. an unsuspended fine of more than $2,000 was imposed in the previous 12 months;
        3. an unsuspended fine of more than $3,000 was imposed in the previous 36 months; or
        4. an unsuspended fine of more than $5,000 was imposed in the previous 60 months;
      2. a felony within the last five years; or
      3. a felony offense against the person under AS 11.41 within the last 10 years; or
    2. the person’s right to obtain, or exercise the privileges granted by, a hunting, guiding, outfitting, or transportation services license is suspended or revoked in this state or another state or in Canada.
  2. Notwithstanding (a) of this section, (a)(1)(B) and (C) of this section are not applicable to offenses committed by a person who receives or received any class of guide license or a transporter license under sec. 13, ch. 33, SLA 1996, if the offense was committed before May 23, 1996. This subsection does not apply when a person applies for a license that is different from the class of guide license or the transporter license received under sec. 13, ch. 33, SLA 1996.
  3. A person may not receive a certification for a game management unit if the person is prohibited by (a) of this section from receiving or renewing a registered guide-outfitter license or master guide-outfitter license.

History. (§ 3 ch 33 SLA 1996; am §§ 2, 3 ch 61 SLA 1997; am § 1 ch 33 SLA 1999; am §§ 6, 7 ch 84 SLA 2005; am § 3 ch 26 SLA 2019)

Administrative Code. —

For guide license qualifications, see 12 AAC 75, art. 1.

Effect of amendments. —

The 2019 amendment, effective September 14, 2019, inserted “, hold,” in the introductory paragraph of (a).

Notes to Decisions

Constitutionality. —

It is not a violation of equal protection to deny license renewals to those convicted of violating state, but not federal, hunting and guiding statutes, since those who are convicted of violating state laws have committed a different crime from those convicted of parallel federal offenses. Boyd v. Department of Commerce & Econ. Dev., Div. of Occupational Licensing, 977 P.2d 113 (Alaska 1999).

Construction with other statutes. —

Where an assistant district attorney erroneously informed the defendant that a payment was not a fine under this section, referring to AS 12.55.035 rather than AS 12.55.100 , his statement was not technically inconsistent with the licensing commission’s rejection of the defendant’s license renewal application. Boyd v. Department of Commerce & Econ. Dev., Div. of Occupational Licensing, 977 P.2d 113 (Alaska 1999).

Effect of violating fish and game statutes. —

For case discussing connection between competence to continue as a guide and violation of fish and game regulations and statutes designed to conserve these state resources, see Herscher v. State, Dep't of Commerce, 568 P.2d 996 (Alaska 1977) (decided under former AS 08.54.350).

Notice and hearing required for license suspension. —

In the suspension of a hunting guide license, adequate notice and opportunity for a hearing were required. Herscher v. State, Dep't of Commerce, 568 P.2d 996 (Alaska 1977) (decided under former AS 08.54.350).

Payment of fines. —

Since AS 12.55.100 specifically authorizes fines as conditions of probation, and since the defendant’s own counsel and the assistant district attorney acknowledged at a sentencing hearing their understanding that a payment constituted a fine, these facts, coupled with the fact that the supreme court has treated such payments as “fines,” regardless of the particular language used by the sentencing court, led to the conclusion that the defendant’s payment constituted a fine. Boyd v. Department of Commerce & Econ. Dev., Div. of Occupational Licensing, 977 P.2d 113 (Alaska 1999).

Since an assistant district attorney did not have the authority to change the laws of the state as written, his written assurances to the defendant that a payment was not a “fine” within the meaning of this statute did not alter the fact that the defendant’s payment was a fine. Boyd v. Department of Commerce & Econ. Dev., Div. of Occupational Licensing, 977 P.2d 113 (Alaska 1999).

Sec. 08.54.608. Retired status license.

  1. On retiring from guiding or outfitting, or both, and on payment of an appropriate one-time fee, an individual who has held a license issued under AS 08.54.610 , 08.54.620 , or 08.54.630 that has not been suspended or revoked under AS 08.54.710 may apply for a retired status license. The retired status license shall indicate whether the individual was licensed as a master guide-outfitter, registered guide-outfitter, class-A assistant guide, or assistant guide. An individual holding a retired status license may not guide, outfit, or take charge of a camp in the state under the retired status license. A retired status license is valid for the life of the license holder and does not require renewal.
  2. An individual with a retired status license issued under (a) of this section may apply for a new registered guide-outfitter license under AS 08.54.610 , a new class-A assistant guide license under AS 08.54.620 , or a new assistant guide license under AS 08.54.630 .

History. (§ 2 ch 73 SLA 2012)

Sec. 08.54.610. Registered guide-outfitter license.

  1. A natural person is entitled to a registered guide-outfitter license if the person
    1. is 21 years of age or older;
    2. has practical field experience in the handling of firearms, hunting, judging trophies, field preparation of meat and trophies, first aid, photography, and related guiding and outfitting activities;
    3. either
      1. has passed the qualification examination prepared by the board under AS 08.54.600 ; or
      2. provides evidence of 25 years of experience as a class-A assistant guide or class-A assistant guide-outfitter;
    4. has passed a certification examination prepared by the board under AS 08.54.600 for at least one game management unit;
    5. has legally hunted big game in the state for part of each of any five years in a manner directly contributing to the person’s experience and competency as a guide;
    6. has been licensed as and performed the services of a class-A assistant guide or assistant guide, or of a class-A assistant guide-outfitter or assistant guide-outfitter under former AS 08.54.300 — 08.54.590, in the state for a part of each of three years;
    7. is capable of performing the essential duties associated with guiding and outfitting;
    8. has been favorably recommended in writing by eight big game hunters whose recommendations have been solicited by the department from a list provided by the applicant, including at least two favorable recommendations for each year of any three years during which the person was a class-A assistant guide or assistant guide, or a class-A assistant guide-outfitter or assistant guide-outfitter under former AS 08.54.300 — 08.54.590;
    9. has provided proof of financial responsibility if required by the department under AS 08.54.680 ; and
    10. has applied for a registered guide-outfitter license on a form provided by the department and paid the license application fee and the registered guide-outfitter license fee.
  2. A master guide-outfitter license authorizes a registered guide-outfitter to use the title master guide-outfitter, but is for all other purposes under this chapter a registered guide-outfitter license. A natural person is entitled to receive a renewable master guide-outfitter license if the person
    1. is, at the time of application for a master guide-outfitter license, licensed as a registered guide-outfitter under this section;
    2. has been licensed in this state as a registered guide or a guide- outfitter, under former AS 08.54.010 — 08.54.240, former AS 08.54.300 — 08.54.590, or this chapter, for at least 15 of the last 20 years, including the year immediately preceding the year in which the person applies for a master guide-outfitter license;
    3. submits a list to the department of at least 45 clients for whom the person has personally provided guiding or outfitting services and the person receives a favorable evaluation from 30 of the clients selected from the list by the department;
    4. has not been convicted of an offense under AS 08.54.720(a) or a similar law in another jurisdiction related to hunting or to the provision of big game hunting or transportation services within the five years preceding the date of the application for which
      1. the person was imprisoned for more than one day; or
      2. an unsuspended fine of more than $1,500 was imposed;
    5. has not had a hunting, guiding, outfitting, transporter, or similar license suspended or revoked in this state or another jurisdiction within the five years preceding the date of the application; and
    6. applies for a master guide-outfitter license on a form provided by the department and pays the application fee, if any.
  3. A registered guide-outfitter may contract to guide or outfit hunts for big game and may provide transportation services, personally or through an assistant, to big game hunters who are clients of the registered guide-outfitter.
  4. Notwithstanding AS 08.54.750 , a person who is licensed as a registered guide-outfitter may be employed by another registered guide-outfitter to provide the services of
    1. a class-A assistant guide in a game management unit if the registered guide-outfitter providing the services of a class-A assistant guide is able to demonstrate, to the satisfaction of the board, adequate knowledge of and experience in the game management unit; and
    2. an assistant guide in any game management unit.
  5. A registered guide-outfitter who contracts for a guided hunt shall be primarily in the field supervising and participating in the contracted hunt. The contracting registered guide-outfitter shall also conduct the hunt, unless the hunt, under regulations adopted by the board, is being conducted by a class-A assistant guide or a registered guide-outfitter employed by the contracting registered guide-outfitter.

History. (§ 3 ch 33 SLA 1996; am § 4 ch 61 SLA 1997; am § 8 ch 84 SLA 2005; am §§ 3, 4 ch 73 SLA 2012; am § 4 ch 26 SLA 2019; am § 1 ch 19 SLA 2021)

Administrative Code. —

For guide license qualifications, see 12 AAC 75, art. 1.

For registered guide-outfitter operations, see 12 AAC 75, art. 2.

For transportation services, see 12 AAC 75, art. 4.

Effect of amendments. —

The 2019 amendment, effective September 14, 2019, in (b)(2), substituted “for at least 15 of the last 20 years” for “for at least 12 of the last 15 years,” in (b)(3), substituted “45 clients” for “25 clients” and “30 of the clients” for “10 of the clients,” added (b)(4), redesignated former (b)(4) as (b)(5), and made related stylistic changes.

The 2021 amendment, effective July 14, 2021, in (b), in (b)(4), in the introductory language, substituted “within the five years” for “within the 15 years”, added “for which” at the end, added (b)(4)(A) and (B), added (b)(5), redesignated former (b)(5) as (b)(6).

Editor’s notes. —

Section 3, ch. 19, SLA 2021, makes the 2021 amendment to subsection (b) retroactive to September 14, 2019.

Sec. 08.54.620. Class-A assistant guide license.

  1. A natural person is entitled to a class-A assistant guide license if the person
    1. is 21 years of age or older;
    2. applies for a class-A assistant guide license on a form provided by the department and pays the license application fee and the license fee;
    3. possesses a current first aid card issued by the Red Cross or a similar organization; and
    4. either
      1. has
        1. been employed during at least three calendar years as any class of licensed guide in the game management unit for which the license is sought; and
        2. at least 10 years’ hunting experience in the state; military service outside of the state for not more than three years shall be accepted as part of the required 10 years’ hunting experience;
      2. provides
        1. evidence that the person physically resides in the game management unit in which the person is to be employed;
        2. evidence that the person has had at least 15 years’ hunting experience in the game management unit in which the person is to be employed; military service outside of the state for not more than three years shall be accepted as part of the required 15 years’ hunting experience; and
        3. a written recommendation from a registered guide-outfitter who intends to employ the person as a class-A assistant guide; or
      3. provides evidence that the person
        1. physically resides in the game management unit in which the person is to be employed;
        2. has at least 10 years’ hunting experience in the state; military service outside of the state for not more than three years shall be accepted as part of the required 10 years’ hunting experience; and
        3. has passed a class-A assistant guide training course approved by the board.
  2. A class-A assistant guide
    1. may not contract to guide or outfit a big game hunt;
    2. shall be employed by and under the supervision of a registered guide-outfitter who has contracted with the client for whom the class-A assistant guide is conducting the hunt;
    3. may take charge of a camp and provide guide services from the camp without the contracting registered guide-outfitter being in the field and participating in the contracted hunt if the contracting registered guide-outfitter is supervising the guiding activities;
    4. may not perform functions of a class-A assistant guide outside of the game management unit for which the license is issued; and
    5. may be employed by a registered guide-outfitter to perform the functions of an assistant guide in any game management unit.

History. (§ 3 ch 33 SLA 1996; am § 9 ch 84 SLA 2005)

Administrative Code. —

For guide license qualifications, see 12 AAC 75, art. 1.

For registered guide-outfitter operations, see 12 AAC 75, art. 2.

Sec. 08.54.630. Assistant guide license.

  1. A natural person is entitled to an assistant guide license if the person
    1. is 18 years of age or older;
    2. has legally hunted big game in the state during two calendar years;
    3. possesses a first aid card issued by the Red Cross or a similar organization;
    4. either
      1. obtains a written recommendation from a registered guide-outfitter who intends to employ the person as an assistant guide; or
      2. provides evidence that the person passed an assistant guide training course approved by the board; and
    5. applies for an assistant guide license on a form provided by the department and pays the license application fee and the license fee.
  2. An assistant guide
    1. may not contract to guide or outfit a big game hunt;
    2. shall be employed by a registered guide-outfitter and under the supervision of a registered guide-outfitter or class-A assistant guide while the assistant guide is in the field on guided hunts; and
    3. may not take charge of a camp or provide guide services unless the contracting registered guide-outfitter is in the field and participating in the contracted hunt or a registered guide-outfitter or class-A assistant guide employed by the contracting guide is physically present and supervising the hunt.

History. (§ 3 ch 33 SLA 1996; am § 10 ch 84 SLA 2005)

Administrative Code. —

For guide license qualifications, see 12 AAC 75, art. 1.

For registered guide-outfitter operations, see 12 AAC 75, art. 2.

Sec. 08.54.635. Delegation of services; training.

  1. A registered guide-outfitter who contracts to guide a big game hunt may, under regulations adopted by the board, delegate to a person not licensed under this chapter the services of
    1. packing, preparing, salvaging, or caring for a client’s meat;
    2. packing trophies; and
    3. packing camping equipment.
  2. For training purposes established by the board in regulation, a person who is not licensed under this chapter may assist in providing the guide services of field preparation of trophies, stalking, pursuing, tracking, killing, or attempting to kill big game, and using guiding or outfitting equipment, including spotting scopes and firearms, for the benefit of a hunter. An unlicensed person may only assist in providing a guide service under this subsection if a licensed registered guide-outfitter, class-A assistant guide, or assistant guide is physically present and the class-A assistant guide or assistant guide is employed by and under the supervision of the registered guide-outfitter who contracted for the big game hunt.
  3. A person who does not hold a license issued under this chapter may provide or assist in providing the services identified under this section only if the person meets requirements adopted by the board. A person who provides or assists in providing guide services under this section may receive compensation for providing the services.

History. (§ 1 ch 49 SLA 2014)

Effective dates. —

Section 1, ch. 49, SLA 2014, which enacted this section, took effect on September 18, 2014.

Sec. 08.54.640. Law enforcement officers and game biologists.

  1. Notwithstanding AS 08.54.610 08.54.630 and except as provided in (b) of this section, a person may not hold, or earn experience credits to apply for, a registered guide-outfitter license under this chapter, while the person is a law enforcement officer and for three months after terminating the person’s status as a law enforcement officer.
  2. A registered guide-outfitter license, class-A assistant guide license, or assistant guide license issued under this chapter, or under former provisions of AS 08.54.300 — 08.54.590, after May 16, 1992, is suspended if the person to whom the license is issued subsequently becomes a law enforcement officer. A person whose license is subject to suspension under this subsection shall notify the department that the person has become a law enforcement officer within 30 days after becoming a law enforcement officer. The suspension of a license under this subsection remains in effect until three months have elapsed from the date on which the licensee provides written notification to the department of the fact that the person is no longer a law enforcement officer. A person whose license is suspended under this subsection is not required to renew the license or pay license renewal fees for the period of suspension. Once a suspension of a license is terminated, the licensee may provide, without further payment of a guide license fee, the guide services authorized by the license for the remainder of the licensing period in which the suspension is terminated. Notwithstanding other provisions of this subsection, if a person whose license is suspended under this subsection fails to notify the department within one year after the person is no longer a law enforcement officer, the person’s license lapses and the person is eligible for reissuance of the license only as provided in AS 08.54.670 . The board may adopt regulations to implement this subsection.
  3. A person who holds any class of guide license and who is employed by the Department of Fish and Game or a federal wildlife management agency may not, while employed by the department or agency as a game or wildlife biologist and for 12 months after leaving employment with the department or agency as a game or wildlife biologist, engage in providing big game hunting services in a game management unit in which the person conducted game or wildlife management or research activities for the department or agency at any time during the preceding 12 months.
  4. In this section, “law enforcement officer” means a person who is
    1. employed by the Department of Public Safety as a state trooper or as a law enforcement officer engaged in fish and wildlife protection; or
    2. employed as a fish and wildlife law enforcement officer by the United States Department of the Interior or the United States Department of Agriculture.

History. (§ 3 ch 33 SLA 1996; am §§ 11, 12 ch 84 SLA 2005)

Sec. 08.54.650. Transporter license.

  1. A person is entitled to a transporter license if the person
    1. applies for a transporter license on a form provided by the department; and
    2. pays the license application fee and the license fee.
  2. A transporter may provide transportation services and accommodations to big game hunters in the field at a permanent lodge, house, or cabin owned by the transporter or on a boat with permanent living quarters located on salt water. A transporter may not provide big game hunting services without holding the appropriate license.
  3. A transporter shall provide an annual activity report on a form provided by the department. An activity report must contain all information required by the board by regulation.

History. (§ 3 ch 33 SLA 1996; am § 13 ch 84 SLA 2005)

Administrative Code. —

For guide license qualifications, see 12 AAC 75, art. 1.

For transportation services, see 12 AAC 75, art. 4.

Sec. 08.54.660. Renewal of guide and transporter licenses.

  1. An applicant for renewal of a registered guide-outfitter, class-A assistant guide, assistant guide, or transporter license shall submit
    1. a request for renewal of the license on a form provided by the department; and
    2. the appropriate license fee for the next licensing period.
  2. The department may not renew a registered guide-outfitter license under this section unless all fees have been paid in full and the registered guide-outfitter has signed an affidavit that all hunt records due during the term of the current license have been filed with the department.
  3. The department may not renew a transporter license unless all fees have been paid in full and the transporter has signed an affidavit that all activity reports due during the term of the current license have been filed with the department.

History. (§ 3 ch 33 SLA 1996; am § 14 ch 84 SLA 2005)

Administrative Code. —

For guide license qualifications, see 12 AAC 75, art. 1.

For registered guide-outfitter operations, see 12 AAC 75, art. 2.

For transportation services, see 12 AAC 75, art. 4.

Sec. 08.54.670. Failure to renew.

The department may not issue a license to a person who held a registered guide-outfitter, class-A assistant guide, or assistant guide license and who has failed to renew the license under this chapter for four consecutive years unless the person again meets the qualifications for initial issuance of the license.

History. (§ 3 ch 33 SLA 1996; am § 15 ch 84 SLA 2005)

Administrative Code. —

For guide license qualifications, see 12 AAC 75, art. 1.

Sec. 08.54.680. Financial responsibility and other requirements for guides and transporters.

  1. The department may require a registered guide, who contracts to guide or outfit a big game hunt, or a transporter to provide proof of financial responsibility up to the amount of $100,000. A registered guide or transporter may demonstrate financial responsibility by assets, insurance, or a bond in the requisite amount.
  2. If a registered guide-outfitter, class-A assistant guide, or assistant guide personally pilots an aircraft to transport clients during the provision of big game hunting services, the registered guide-outfitter, class-A assistant guide, or assistant guide shall have a commercial pilot’s rating or a minimum of 500 hours of flying time in the state.
  3. On or after January 1, 2006, a registered guide-outfitter may not provide big game hunting services and a transporter may not provide transportation services unless the registered guide-outfitter or transporter has entered into a written contract with the client for the provision of those services. A contract to provide big game hunting services must include at least the following information: the name and guide license number of the registered guide-outfitter, the name of the client, a listing of the big game to be hunted, the approximate time and dates that the client will be in the field, a statement as to what transportation is provided by the registered guide-outfitter, a statement as to whether accommodations and meals in the field are provided by the registered guide-outfitter, and a statement of the amount to be paid for the big game hunting services provided. A contract to provide transportation services must include at least the following information: the name and transporter license number of the transporter, the name of the client, a listing of the big game to be hunted, the approximate time and dates that the client will be in the field, and a statement of the amount to be paid for the transportation services provided. A registered guide-outfitter or transporter shall provide a copy of contracts to provide big game hunting services or transportation services, as appropriate, to the department upon the request of the department. Except as necessary for disciplinary proceedings conducted by the board and as necessary for law enforcement purposes by the Department of Public Safety and the Department of Law, a copy of a contract provided to the department is confidential. The department may provide a copy of contracts in the possession of the department to the Department of Fish and Game or the Department of Natural Resources upon the request of that department if the department receiving the copy agrees to maintain the confidentiality of the contracts.

History. (§ 3 ch 33 SLA 1996; am §§ 16, 17 ch 84 SLA 2005)

Administrative Code. —

For registered guide-outfitter operations, see 12 AAC 75, art. 2.

For professional ethics standards for guides, see 12 AAC 75, art. 3.

For transportation services, see 12 AAC 75, art. 4.

Article 2. Enforcement.

Sec. 08.54.710. Discipline of guides and transporters.

  1. The board may impose a disciplinary sanction in a timely manner under (c) of this section if the board finds that a licensee
    1. is convicted of a violation of any state or federal statute or regulation relating to hunting or to provision of big game hunting services or transportation services;
    2. has failed to file records or reports required under this chapter;
    3. has negligently misrepresented or omitted a material fact on an application for any class of guide license or a transporter license; or
    4. has breached a contract to provide big game hunting services or transportation services to a client.
  2. [Repealed, § 4 ch 49 SLA 2008.]
  3. The board may impose the following disciplinary sanctions, singly or in combination:
    1. permanently revoke a license;
    2. suspend a license for a specified period;
    3. censure or reprimand a licensee;
    4. impose limitations or conditions on the professional practice of a licensee;
    5. impose requirements for remedial professional education to correct deficiencies in the education, training, and skill of the licensee;
    6. impose probation requiring a licensee to report regularly to the board on matters related to the grounds for probation;
    7. impose a civil fine not to exceed $5,000.
  4. The board shall permanently revoke a transporter license or any class of guide license if the board finds after a hearing that the license was obtained through fraud, deceit, or misrepresentation.
  5. The board shall suspend or permanently revoke a transporter license or any class of guide license without a hearing if the court orders the board to suspend or permanently revoke the license as a penalty for conviction of an unlawful act. If the board suspends or permanently revokes a license under this subsection, the board may not also impose an administrative disciplinary sanction of suspension or permanent revocation of the same license for the same offense for which the court ordered the suspension or permanent revocation under AS 08.54.720 .
  6. A certified copy of a judgment of conviction of a licensee for an offense is conclusive evidence of the commission of that offense in a disciplinary proceeding instituted against the licensee under this section based on that conviction, regardless of whether the conviction resulted from a plea of nolo contendere or the conviction is under appeal, unless the conviction is overturned on appeal.
  7. A person whose license is suspended or revoked under this section may not engage in the provision of big game hunting services or transportation services during the period of license suspension or revocation.
  8. If the board revokes a license under this section, the person whose license has been revoked shall immediately surrender the license to the department.
  9. [Repealed, § 4 ch 49 SLA 2008.]
  10. The board may suspend or permanently revoke a transporter license or any class of guide license if the board finds after a hearing that the licensee engaged in conduct involving unprofessionalism, moral turpitude, or gross immorality.
  11. The board shall revoke the master guide-outfitter license of a person
    1. whose right to obtain or exercise the privileges granted by a hunting, guiding, outfitting, or transportation services license is suspended or revoked in another state or in Canada; or
    2. who is convicted of a violation of any state or federal law or regulation related to hunting or the provision of big game hunting or transportation services for which
      1. the person is imprisoned for more than one day; or
      2. an unsuspended fine of more than $1,500 is imposed.
  12. The board may issue a registered guide-outfitter license to a person whose master guide-outfitter license is revoked under (k) of this section.

History. (§ 3 ch 33 SLA 1996; am § 15 ch 163 SLA 2004; am §§ 18 — 24 ch 84 SLA 2005; am §§ 1, 4 ch 49 SLA 2008; am § 5 ch 73 SLA 2012; am § 5 ch 26 SLA 2019; am § 2 ch 19 SLA 2021)

Revisor’s notes. —

In 2005, in the second sentence of former subsection (i), the revisor substituted “conducted by the office of administrative hearings (AS 44.64.010 )” for “before the board” in order to reconcile sec. 15, ch. 163, SLA 2004 and sec. 24, ch. 84, SLA 2005 and to correct a manifest error in sec. 24, ch. 84, SLA 2005.

Cross references. —

For disciplinary powers of boards generally, see AS 08.01.075 .

Administrative Code. —

For registered guide-outfitter operations, see 12 AAC 75, art. 2.

For professional ethics standards for guides, see 12 AAC 75, art. 3.

For transportation services, see 12 AAC 75, art. 4.

Effect of amendments. —

The 2019 amendment, effective September 14, 2019, added (k) and ( l ).

The 2021 amendment, effective July 14, 2021, in (k)(2), added “for which” at the end of the introductory language, added (k)(2)(A) and (B).

Editor’s notes. —

Section 3, ch. 19, SLA 2021, makes the 2021 amendment to subsection (k) retroactive to September 14, 2019.

Notes to Decisions

Effect of violating fish and game statutes. —

For case discussing connection between competence to continue as a guide and violation of fish and game regulations and statutes designed to conserve these state resources, see Herscher v. State, Dep't of Commerce, 568 P.2d 996 (Alaska 1977) (decided under former AS 08.54.500).

Notice and hearing required for license suspension. —

In the suspension of a hunting guide license, adequate notice and opportunity for a hearing were required. Herscher v. State, Dep't of Commerce, 568 P.2d 996 (Alaska 1977) (decided under former AS 08.54.500).

Sec. 08.54.720. Unlawful acts.

  1. It is unlawful for a
    1. person who is licensed under this chapter to knowingly fail to promptly report, unless a reasonable means of communication is not reasonably available, to the Department of Public Safety, and in no event later than 20 days, a violation of a state or federal wildlife or game, guiding, or transportation services statute or regulation that the person reasonably believes was committed by a client or an employee of the person;
    2. person who is licensed under this chapter to intentionally obstruct or hinder or attempt to obstruct or hinder lawful hunting engaged in by a person who is not a client of the person;
    3. class-A assistant guide or an assistant guide to knowingly guide a big game hunt except while employed and supervised by a registered guide-outfitter;
    4. person who holds any class of guide license or transporter license to knowingly enter or remain on private, state, or federal land without prior authorization during the course of providing big game hunting services or transportation services;
    5. registered guide-outfitter to knowingly engage in providing big game hunting services outside of
      1. a game management unit for which the registered guide-outfitter is certified; or
      2. a use area for which the registered guide-outfitter is registered under AS 08.54.750 unless the registration requirement for the area has been suspended by the Department of Fish and Game;
    6. person to knowingly guide without having a current registered guide-outfitter, class-A assistant guide, or assistant guide license and a valid Alaska hunting license in actual possession;
    7. registered guide-outfitter to knowingly fail to comply with AS 08.54.610(e) ;
    8. person who is licensed under this chapter to knowingly
      1. commit or aid in the commission of a violation of this chapter, a regulation adopted under this chapter, or a state or federal wildlife or game statute or regulation; or
      2. permit the commission of a violation of this chapter, a regulation adopted under this chapter, or a state or federal wildlife or game statute or regulation that the person knows or reasonably believes is being or will be committed without
        1. attempting to prevent it, short of using force; and
        2. reporting the violation;
    9. person without a current registered guide-outfitter license to knowingly guide, advertise as a registered guide-outfitter, or represent to be a registered guide-outfitter, except as provided by AS 08.54.635 ;
    10. person without a current master guide-outfitter license to knowingly advertise as, or represent to be, a master guide-outfitter;
    11. person without a current registered guide-outfitter license to knowingly outfit a big game hunt, provide outfitting services, advertise as an outfitter of big game hunts, or represent to be an outfitter of big game hunts;
    12. person to knowingly provide transportation services to big game hunters without holding a current registered guide-outfitter license or transporter license;
    13. person without a current transporter license to knowingly advertise as, or represent to be, a transporter;
    14. class-A assistant guide or an assistant guide to knowingly contract to guide or outfit a hunt;
    15. person licensed under this chapter to knowingly violate a state statute or regulation prohibiting waste of a wild food animal or hunting on the same day airborne;
    16. person to knowingly provide big game hunting services or transportation services during the period for which the person’s license to provide that service is suspended or revoked;
    17. registered guide-outfitter, except in the defense of life or property, to knowingly personally take
      1. big game while accompanying a client in the field; or
      2. a species of big game if the registered guide-outfitter is under contract with a client to provide a guided hunt for that species of big game and the client is in the field;
    18. person who is licensed as a registered guide-outfitter, a class-A assistant guide, or an assistant guide, except in the defense of life or property, to knowingly personally take big game while a client of the registered guide-outfitter by whom the person is employed is in the field unless the person is not participating in, supporting, or otherwise assisting in providing big game hunting services to a client of the registered guide-outfitter by whom the person is employed; or
    19. person who is licensed as a transporter, or who provides transportation services under a transporter license, to knowingly accompany or remain in the field with a big game hunter who is a client of the person except as necessary to perform the specific duties of embarking or disembarking big game hunters, their equipment, or big game animals harvested by hunters; this paragraph does not apply to a person who holds both a transporter license and a registered guide-outfitter license issued under this chapter when the person has a contract to provide guiding services for the client.
  2. In addition to a disciplinary sanction imposed under AS 08.54.710 , a person who commits an offense set out in (a)(1) — (7), (17), (18), or (19) of this section is guilty of a misdemeanor and is punishable by a fine of not more than $10,000 or by imprisonment up to one year, or both.
  3. In addition to a disciplinary sanction imposed under AS 08.54.710 , a person who commits an offense set out in (a)(8) — (14) of this section is guilty of a misdemeanor and is punishable by a fine of not more than $30,000 or by imprisonment up to one year, or both.
  4. In addition to a disciplinary sanction imposed under AS 08.54.710 , a person who commits an offense set out in (a)(15) of this section is guilty,
    1. for a first offense, of a misdemeanor and is punishable by a fine of not more than $30,000 or by imprisonment up to one year, or both;
    2. for a second or subsequent offense, of a class C felony.
  5. In addition to a disciplinary sanction imposed under AS 08.54.710 , a person who violates (a)(16) of this section is guilty of a class C felony.
  6. In addition to the penalties set out in (b) — (e) of this section and a disciplinary sanction imposed under AS 08.54.710 ,
    1. the court may order the board to suspend the guide license or transporter license of a person who commits a misdemeanor offense set out in (a)(1), (3) — (5), (7), (8), (17), (18), or (19) of this section for a specified period of not more than three years;
    2. the court shall order the board to suspend the guide license or transporter license of a person who commits a misdemeanor offense set out in (a)(2) or (9) — (14) of this section for a specified period of not less than one year and not more than five years;
    3. the court shall order the board to suspend the guide license or transporter license for a specified period of not less than three years, or to permanently revoke the guide license or transporter license, of a person who commits an offense set out in (a)(15) or (16) of this section; and
    4. all guns, fishing tackle, boats, aircraft, automobiles, or other vehicles, camping gear, and other equipment and paraphernalia used in, or in aid of, a violation of (a) of this section may be seized by persons authorized to enforce this chapter and may be forfeited to the state as provided under AS 16.05.195 .
  7. Upon conviction of a person for committing an offense set out in (a) of this section, the execution of sentence may not be suspended and probation may not be granted except on the condition that the minimum term of imprisonment is served. Imposition of sentence may not be suspended.

History. (§ 3 ch 33 SLA 1996; am §§ 5 — 7 ch 61 SLA 1997; am §§ 25, 26 ch 84 SLA 2005; am § 6 ch 73 SLA 2012; am § 2 ch 49 SLA 2014)

Cross references. —

For penalties for felonies, see AS 12.55.035 and AS 12.55.125 .

Administrative Code. —

For registered guide-outfitter operations, see 12 AAC 75, art. 2.

For transportation services, see 12 AAC 75, art. 4.

Effect of amendments. —

The 2014 amendment, effective September 18, 2014, in (a)(9), added “, except as provided by AS 08.54.635 ” at the end.

Notes to Decisions

Constitutionality of former provisions punishing guiding without valid license as felony. —

See Maeckle v. State, 792 P.2d 686 (Alaska Ct. App. 1990) (decided under former AS 08.54.520).

Application of former statute to person guiding with expired license. —

See Romero v. State, 792 P.2d 679 (Alaska Ct. App. 1990) (decided under former AS 08.54.520).

Forfeiture of airplane. —

Forfeiture of an airplane worth $40,000 was not grossly disproportionate to defendant’s offense of possessing and transporting illegally taken game, because under this section when a licensed guide violates a hunting statute or regulation, or aids another person in doing so, the penalty for a first offense includes a fine of not more than $30,000, while the penalty for a second or subsequent offense includes a fine of up to $50,000. Baum v. State, 24 P.3d 577 (Alaska Ct. App. 2001).

Argument moot. —

Defendant's argument regarding the ambiguous meaning of “previously purchased” was moot as to his convictions for knowingly guiding a client on a hunt without a valid nonresident tag and/or harvest ticket, failing to report the illegal hunt, and tampering with a public record for falsifying the client's hunt and tag records because the jury was faced with a choice between the client's testimony that he did not fill out the paperwork or pay for the tag, and defendant's testimony that he did. Kinmon v. State, 451 P.3d 392 (Alaska Ct. App. 2019).

Jury instruction. —

District court erred in allowing both sides to offer their own definitions of the term “previously purchased” because it had a duty to resolve the question of statutory interpretation and instruct the jury on the definition; defendant was entitled to reversal of his convictions for knowingly aiding a client in taking a brown bear without a valid nonresident big game tag and tampering with a public record for falsifying the client's big game hunt and tag records to indicate he had a valid tag. Kinmon v. State, 451 P.3d 392 (Alaska Ct. App. 2019).

Sentence not excessive. —

It was not excessive where the judge placed defendant on probation for 10 years and, as a condition of his probation, ordered defendant not to apply for a hunting or guiding license, because a sentencing court has the power to impose a condition of probation that prohibits a defendant from pursuing a licensed activity for longer than the maximum period of license suspension or revocation that might be imposed as a direct term of the defendant’s sentence. Baum v. State, 24 P.3d 577 (Alaska Ct. App. 2001).

Sec. 08.54.730. Injunction against unlawful action.

When, in the judgment of the board, a person has engaged in an act in violation of AS 08.54.620(b) , 08.54.630(b) , 08.54.650(b) , 08.54.710(g) , or 08.54.720(a) or the regulations adopted under these statutes, the board may apply to the appropriate court for an order enjoining the action. Upon a showing by the board that the person is engaging in the act, the court shall grant injunctive relief or other appropriate order without bond.

History. (§ 3 ch 33 SLA 1996; am § 27 ch 84 SLA 2005)

Sec. 08.54.740. Responsibility of guide or transporter for violations.

  1. A registered guide-outfitter who contracts to guide or outfit a big game hunt is equally responsible under AS 08.54.710 for a violation of a state or federal wildlife or game or guiding statute or regulation committed by a person while the person provides guide services for the guide-outfitter under AS 08.54.635 or during the course of the person’s employment for the registered guide-outfitter.
  2. A transporter who provides transportation services is equally responsible under AS 08.54.710 for a violation of a state or federal wildlife or game, guiding, or transportation services statute or regulation committed by a person while in the course of the person’s employment for the transporter.

History. (§ 3 ch 33 SLA 1996; am § 28 ch 84 SLA 2005; am § 3 ch 49 SLA 2014)

Administrative Code. —

For transportation services, see 12 AAC 75, art. 4.

Effect of amendments. —

The 2014 amendment, effective September 18, 2014, in (a), substituted “the person provides guide services for the guide-outfitter under AS 08.54.635 or during the course” for “in the course”.

Sec. 08.54.750. Use area registration.

  1. At least 30 days before conducting big game hunting services within a guide use area, a registered guide-outfitter shall inform the department, in person or by registered mail on a registration form provided by the department, that the guide-outfitter will be conducting big game hunting services in the use area. A registered guide-outfitter may not withdraw or amend a guide use area registration during the calendar year in which the registration was submitted to the department.
  2. A registered guide-outfitter may not register for, or conduct big game hunting services in,
    1. more than three guide use areas during a calendar year; or
    2. a guide use area that is outside of a game management unit for which the registered guide-outfitter is certified under AS 08.54.600 .
  3. Notwithstanding (a) and (b) of this section, a registered guide-outfitter may register to conduct big game hunting services within a guide use area at any time before beginning operations in the guide use area and may conduct big game hunting services in a guide use area, or for a big game species in a guide use area, that is not one of the three guide use areas for which the registered guide-outfitter has registered under (b) of this section if the Department of Fish and Game has determined by regulation that it is in the public interest to suspend the registration requirements for that guide use area or for all guide use areas in a game management unit or game management subunit for a big game species within those guide use areas.
  4. Notwithstanding (b) of this section, a registered guide-outfitter who is registered in three guide use areas may also register for and conduct big game hunting services in a portion of one additional guide use area on federal land adjacent to a guide use area in which the registered guide-outfitter is already registered if the board finds that the portion of the adjacent guide use area for which the registered guide-outfitter is seeking to be registered would otherwise remain unused by a registered guide-outfitter because the boundaries of guide use areas do not coincide with boundaries of federal big game guide concession or permit areas.
  5. Notwithstanding (b) of this section, a registered guide-outfitter who is registered in three guide use areas may also register for and conduct big game hunting services for wolf, black bear, brown bear, or grizzly bear in guide use areas within a game management unit or portion of a game management unit where the Board of Game has identified predation by wolf, black bear, brown bear, or grizzly bear as a cause of the depletion of a big game prey population or a reduction of the productivity of a big game prey population that is the basis for the establishment of an intensive management program in the game management unit or portion of the game management unit or for the declaration of the biological emergency in the game management unit or portion of the game management unit. A registered guide-outfitter may only conduct hunts in a guide use area under this subsection for the big game species identified by the Board of Game as the cause of the depletion or reduction of productivity of a big game prey population.
  6. At least 60 days before providing transportation services to, from, or in an area as may be determined by the board, a transporter shall inform the department, in person or by registered mail on a registration form provided by the department, that the transporter will be providing transportation services to, from, or in the use area. The board may establish transporter use areas and adopt regulations to implement this subsection as the board considers necessary.
  7. In this section, “guide use area” means a geographic area of the state identified as a guide-outfitter use area by the former Big Game Commercial Services Board established under former AS 08.54.300 and described on a set of maps titled Guide-Outfitter Use Area Maps, dated June 22, 1994, as amended by the board as the board considers necessary.

History. (§ 3 ch 33 SLA 1996; am § 8 ch 61 SLA 1997; am §§ 29, 30 ch 84 SLA 2005)

Revisor’s notes. —

Subsection (d) was enacted as (e). Relettered in 1997. Subsection (g) was enacted as (d) and relettered as (e) in 1997 and as (g) in 2010. Subsections (e) and (f) were enacted as (f) and (g) and relettered in 2010.

Cross references. —

For limitation on certification for game management units, see AS 08.54.605(c) .

Administrative Code. —

For registered guide-outfitter operations, see 12 AAC 75, art. 2.

Sec. 08.54.760. Hunt records; confidentiality of hunt records and activity reports.

  1. The department shall collect and maintain hunt records provided by a registered guide-outfitter. A registered guide-outfitter shall submit to the department a hunt record for each contracted hunt within 60 days after the completion of the hunt. A hunt record must include a list of all big game hunters who used the guiding or outfitting services of the registered guide-outfitter, the number of each big game species taken, and other information required by the board. The department shall provide forms for reporting hunt records.
  2. Except as otherwise provided in this subsection, hunt records received under this section and activity reports received under AS 08.54.650 are confidential and not subject to inspection or copying under AS 40.25.110 40.25.125 . Aggregated data compiled from hunt records and activity reports may be included in reports by the department. The department shall make hunt records and activity reports available
    1. if requested, to state agencies, federal law enforcement agencies, and other law enforcement agencies; and
    2. to a municipality that levies a tax on those activities, if the
      1. information concerns hunts or activities occurring within the four calendar years preceding the date of the request; and
      2. municipality
        1. requests the records for the purpose of verifying taxes payable; and
        2. agrees to maintain the confidentiality of the records.
  3. Forms, records, and reports required under this chapter may be distributed, received, and stored electronically.
  4. The department may charge a municipality a fee, set by the department under AS 37.10.050 , to provide a record under (b)(2) of this section.

History. (§ 3 ch 33 SLA 1996; am §§ 31, 32 ch 84 SLA 2005; am §§ 1, 2 ch 77 SLA 2018)

Revisor’s notes. —

In 2000, “AS 40.25.110 40.25.125 ” was substituted for “AS 09.25.110 — 09.25.125” to reflect the 2000 renumbering of AS 09.25.110 — 09.25.125.

Administrative Code. —

For registered guide-outfitter operations, see 12 AAC 75, art. 2.

Effect of amendments. —

The 2018 amendment, effective August 8, 2018, rewrote (b); added (d).

Notes to Decisions

Quoted in

Kinmon v. State, 451 P.3d 392 (Alaska Ct. App. 2019).

Sec. 08.54.770. License and examination fees.

  1. The department shall set fees under AS 08.01.065 for each of the following:
    1. registered guide-outfitter license;
    2. class-A assistant guide license;
    3. assistant guide license;
    4. transporter license;
    5. retired status license;
    6. license application fee.
  2. The license fee for the registered guide-outfitter, class-A assistant guide, or assistant guide license is in addition to the fee required for a hunting license issued by the Department of Fish and Game under AS 16.05.340 .
  3. An applicant for a qualifying examination for a registered guide-outfitter license shall pay a fee established by regulations adopted under AS 08.01.065 .
  4. The fee for the transporter license must be equal to the fee for the registered guide-outfitter license.
  5. The amount of the license fee for a nonresident shall be two times the amount of the license fee for a resident.

History. (§ 3 ch 33 SLA 1996; am § 33 ch 84 SLA 2005; am § 7 ch 73 SLA 2012)

Administrative Code. —

For occupational licensing fees, see 12 AAC 2, art. 2.

Notes to Decisions

Higher rates for nonresidents. —

Interstate fee differentials which were not predicated on movement of articles of interstate commerce across state lines, but rather upon the residency status of those applying for permits, were to be analyzed under the privileges and immunities or the equal protection clauses, not under the commerce clause. Carlson v. Commercial Fisheries Entry Comm'n, 919 P.2d 1337 (Alaska 1996), cert. denied, 519 U.S. 1101, 117 S. Ct. 789, 136 L. Ed. 2d 730 (U.S. 1997).

Case challenging validity of higher nonresident rates for nonresident commercial fishermen was remanded for application of the “per capita formula” in determining whether the higher fees charged to nonresidents are equivalent to the burden borne by residents as measured by the residents’ pro rata shares of state revenues to which nonresidents make no contribution. Carlson v. Commercial Fisheries Entry Comm'n, 919 P.2d 1337 (Alaska 1996), cert. denied, 519 U.S. 1101, 117 S. Ct. 789, 136 L. Ed. 2d 730 (U.S. 1997).

Sec. 08.54.785. Chapter not applicable.

The provisions of this chapter do not apply to a person providing, for compensation or with the intent to receive compensation, only accommodations to a big game hunter in the field at

  1. a permanent lodge, house, or cabin on private land owned by the person; or
  2. a state or federal cabin on state or federal land.

History. (§ 2 ch 49 SLA 2008)

Sec. 08.54.790. Definitions.

In this chapter,

  1. “any class of guide license” does not include a retired status license issued under AS 08.54.608 ;
  2. “big game” means brown bear, grizzly bear, caribou, moose, black bear, bison, Sitka blacktail deer, elk, mountain goat, musk ox, and mountain or Dall sheep; “big game” includes wolf and wolverine when taken under hunting regulations;
  3. “big game hunting service” means a service for which the provider of the service must obtain a registered guide-outfitter, class-A assistant guide, or assistant guide license; “big game hunting service” includes guiding services and outfitting services;
  4. “board” means the Big Game Commercial Services Board;
  5. “compensation” means payment for services including wages or other remuneration but not including reimbursement for actual expenses incurred;
  6. “department” means the Department of Commerce, Community, and Economic Development;
  7. “field” means an area outside of established year-round dwellings, businesses, or other developments associated with a city, town, or village; “field” does not include permanent hotels or roadhouses on the state road system or state or federally maintained airports;
  8. “game management unit” means one of the 26 geographic areas defined by the Board of Game for game management purposes;
  9. “guide” means to provide, for compensation or with the intent or with an agreement to receive compensation, services, equipment, or facilities to a big game hunter in the field by a person who accompanies or is present with the big game hunter in the field either personally or through an assistant; in this paragraph, “services” includes
    1. contracting to guide or outfit big game hunts;
    2. stalking, pursuing, tracking, killing, or attempting to kill big game;
    3. packing, preparing, salvaging, or caring for meat, except that which is required to properly and safely load the meat on the mode of transportation being used by a transporter;
    4. field preparation of trophies, including skinning and caping;
    5. selling, leasing, or renting goods when the transaction occurs in the field;
    6. using guiding or outfitting equipment, including spotting scopes and firearms, for the benefit of a hunter; and
    7. providing camping or hunting equipment or supplies that are already located in the field;
  10. “licensee” means a person to whom a license, other than a retired status license, has been issued under this chapter;
  11. “outfit” means to provide, for compensation or with the intent to receive compensation, services, supplies, or facilities, excluding the provision of accommodations by a person described in AS 08.54.785 , to a big game hunter in the field, by a person who neither accompanies nor is present with the big game hunter in the field either personally or by an assistant;
  12. “transportation services” means the carriage for compensation of big game hunters, their equipment, or big game animals harvested by hunters to, from, or in the field; “transportation services” does not include the carriage by aircraft of big game hunters, their equipment, or big game animals harvested by hunters
    1. on nonstop flights between airports listed in the Alaska supplement to the Airmen’s Guide published by the Federal Aviation Administration; or
    2. by an air taxi operator or air carrier for which the carriage of big game hunters, their equipment, or big game animals harvested by hunters is only an incidental portion of its business; in this subparagraph, “incidental” means transportation provided to a big game hunter by an air taxi operator or air carrier who does not
      1. charge more than the usual tariff or charter rate for the carriage of big game hunters, their equipment, or big game animals harvested by hunters; or
      2. advertise transportation services or big game hunting services to the public; in this sub-subparagraph, “advertise” means soliciting big game hunters to be customers of an air taxi operator or air carrier for the purpose of providing air transportation to, from, or in the field through the use of print or electronic media, including advertising at trade shows, or the use of hunt broker services or other promotional services.

History. (§ 3 ch 33 SLA 1996; am § 34 ch 84 SLA 2005; am § 3 ch 49 SLA 2008; am § 8 ch 73 SLA 2012)

Revisor’s notes. —

In 1999, “Department of Commerce and Economic Development” was changed to “Department of Community and Economic Development” in this section in accordance with § 88, ch. 58, SLA 1999.

In 2004, “Department of Community and Economic Development” was changed to “Department of Commerce, Community, and Economic Development” in this section, in accordance with § 3, ch. 47, SLA 2004.

In 2012 the paragraphs were renumbered to maintain alphabetical order of the definitions.

Administrative Code. —

For registered guide-outfitter operations, see 12 AAC 75, art. 2.

For transportation services, see 12 AAC 75, art. 4.

Notes to Decisions

“Guide.” —

Nothing in the statutory definitions suggests that the laws regulating big-game guiding cease to apply if the guiding activities in question are performed in geographic areas of Alaska where the guide is not authorized to operate; the trial judge correctly instructed the jurors on this matter. Trangmoe v. State, — P.3d — (Alaska Ct. App. May 20, 2015) (memorandum decision).

Chapter 55. Hearing Aid Dealers.

Cross references. —

For legislative findings and purpose related to this chapter, see § 1, ch. 131, SLA 1986, in the Temporary and Special Acts. For failure to comply with this chapter as an unlawful trade practice, see AS 45.50.471(b) .

Sec. 08.55.010. Qualifications for license.

  1. The department shall issue a license to act as a hearing aid dealer to an individual who
    1. is 18 years of age or older;
    2. applies on a form provided by the department;
    3. has a high school diploma or the equivalent;
    4. has a business license issued under AS 43.70.020 ;
    5. furnishes evidence satisfactory to the department that the individual has not engaged in conduct that is a ground for imposing disciplinary sanctions under AS 08.55.130 ;
    6. submits with the application a statement disclosing whether the applicant
      1. has, during the five-year period immediately preceding the date of the application been convicted of a felony, or had a final judgment entered against the applicant in a civil action, if the felony or civil action involved fraud, embezzlement, or misappropriation of property;
      2. is subject to an injunctive order that is currently in effect from a pending proceeding or action brought by a public agency;
      3. is a defendant in a pending criminal or civil action relating to fraud, embezzlement, misappropriation of property, or the antitrust or trade regulation laws of the United States or a state;
      4. has, during the five-year period immediately preceding the date of the application, been reorganized, had a debt adjustment, or has been adjudicated a bankrupt under bankruptcy proceedings due to insolvency or was a principal executive officer or general partner of a business that has been reorganized, had a debt adjustment, or has been adjudicated a bankrupt due to insolvency during the five-year period;
    7. furnishes a description of each item in (6) of this subsection that the applicant disclosed as being applicable to the applicant.
  2. An individual who is a physician or an audiologist may deal in hearing aids without being licensed under this chapter, but shall comply with AS 08.55.050 , 08.55.070 , 08.55.100 , 08.55.110(a) , 08.55.110(b)(3) and (c) — (h), and 08.55.130 (7) — (13) when dealing in hearing aids.
  3. If an individual licensed under this chapter has more than one place of business, the department shall, on request and payment of a fee, issue a duplicate license for each place of business of the individual.

History. (§ 8 ch 131 SLA 1986)

Administrative Code. —

For occupational licensing fees, see 12 AAC 2, art. 2.

For application requirements and licensing, see 12 AAC 12, art. 1.

Sec. 08.55.020. Renewal of license.

  1. [Repealed, § 49 ch 94 SLA 1987.]
  2. On or before the expiration of a license under this chapter, a licensee may apply for renewal of the license, and the department shall renew the license if the licensee pays the renewal fee, has a current business license to act as a hearing aid dealer under AS 43.70.020 , and provides evidence satisfactory to the department that the individual has not engaged in conduct that is a ground for imposing disciplinary sanctions under AS 08.55.130 .
  3. [Repealed, § 49 ch 94 SLA 1987.]
  4. The department may reinstate a lapsed license under (b) of this section if the license has not lapsed for more than two years and if the person pays a delinquency fee in addition to the renewal fee.

History. (§ 8 ch 131 SLA 1986; am §§ 34, 49 ch 94 SLA 1987)

Cross references. —

For license duration and further provisions relating to renewal, see AS 08.01.100 .

Sec. 08.55.030. Bond required.

  1. Except as otherwise provided in this section, an applicant for a license under AS 08.55.010 shall at the time of applying for the license file with the department a surety bond in the amount of $5,000 running to the state and conditioned on the applicant’s promise to pay all
    1. taxes and contributions due the state and political subdivisions of the state;
    2. amounts that may be adjudged against the applicant by reason of negligently or improperly dealing in hearing aids or breaching a contract when dealing in hearing aids.
  2. In lieu of the surety bond, the applicant may file with the department a cash deposit, a certificate of deposit payable to the state, or a negotiable security acceptable to the department, if the deposit, certificate of deposit, or security is in the amount specified for the bond.
  3. The surety shall be maintained in effect while each of the hearing aid dealers for whom the surety is filed is licensed and for three years after each of the dealers ceases to be licensed. During this period, one form of surety may be substituted for another as long as a surety in the required amount is maintained at all times during the period. An action may not be commenced on or against the surety with regard to a particular hearing aid dealer later than three years after the dealer ceases to be licensed under this chapter. In this subsection, “surety” means the bond, cash deposit, certificate of deposit, or negotiable security required by this section.
  4. An applicant for a license under this section who is an employee of a hearing aid dealer, acts as a hearing aid dealer in the employment, and does not act as a hearing aid dealer outside the employment, is not required to file the bond required by (a) of this section if the employer files with the department a surety bond in the amount of $10,000 that covers the employees of the hearing aid dealer, runs to the state, and is conditioned on the employer’s promise to pay all
    1. taxes and contributions due the state and political subdivisions of the state;
    2. amounts that may be adjudged against the employer or the employees by reason of the employees negligently or improperly dealing in hearing aids or breaching a contract when dealing in hearing aids.
  5. The bond under (d) of this section may be used to satisfy the bonding requirement for the employer under (a) of this section if the bond is also conditioned on the employer’s promise to pay all amounts that may be adjudged against the employer by reason of the employer negligently or improperly dealing in hearing aids or breaching a contract when dealing in hearing aids.

History. (§ 8 ch 131 SLA 1986; am §§ 1 — 4 ch 88 SLA 1992)

Sec. 08.55.040. Fees.

The department shall set fees under AS 08.01.065 for each of the following:

  1. application;
  2. hearing aid dealer license;
  3. renewal of license;
  4. renewal delinquency;
  5. duplicate license.

History. (§ 8 ch 131 SLA 1986)

Administrative Code. —

For occupational licensing fees, see 12 AAC 2, art. 2.

Sec. 08.55.050. Items to be provided by hearing aid dealer.

  1. A hearing aid dealer shall give the following items to a consumer at the time the consumer contracts with the hearing aid dealer to buy or lease a hearing aid:
    1. an instructional brochure that contains operating instructions, purchase privileges, and performance data for the hearing aid;
    2. a statement of the dealer’s registration number;
    3. a statement of the manufacturer’s specifications, make, model, and serial number for the hearing aid;
    4. a clear statement of the full terms of the contract; and
    5. a written statement indicating that the consumer may file a written complaint about a hearing aid or a hearing aid dealer with the department and giving the mailing address and location address of the department.
  2. Before the sale of a used hearing aid, the hearing aid dealer shall clearly mark the receipt and the container for the hearing aid as “used” or “reconditioned,” whichever is applicable, and with the terms of a guarantee that the dealer provides.

History. (§ 8 ch 131 SLA 1986)

Sec. 08.55.060. Prior medical evaluation.

  1. A hearing aid dealer who is not a physician may not sell or lease a hearing aid unless the prospective user of the hearing aid presents to the hearing aid dealer a written statement signed by a physician stating that the physician has evaluated the prospective user’s hearing and that the prospective user is a candidate for a hearing aid.
  2. The exam on which the physician bases the statement required in (a) of this section must have occurred within the six months immediately preceding the date when the prospective user presents the statement to the hearing aid dispenser.
  3. If the prospective user is 18 years of age or older, the hearing aid dealer may afford the prospective user an opportunity to waive in writing the evaluation required by (a) of this section if the hearing aid dealer
    1. informs the prospective user that the exercise of the waiver is not in the best interest of the prospective user’s health;
    2. does not actively encourage the prospective user to waive the evaluation; and
    3. affords the prospective user the opportunity to sign the following statement:
  4. The hearing aid dealer shall retain the evaluation statement of the physician or the prospective user’s signed waiver statement for four years after the date of the sale of the hearing aid.

I have been advised by (HEARING AID DEALER’S NAME) that it would be in my best interest if I had a medical evaluation by a licensed physician (preferably a physician who specializes in diseases of the ear) before purchasing or leasing a hearing aid. (PROSPECTIVE USER’S SIGNATURE)

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History. (§ 8 ch 131 SLA 1986)

Sec. 08.55.070. Transmittal of hearing aid by mail.

If a hearing aid dealer mails a hearing aid to a customer, the dealer shall send the hearing aid by certified mail.

History. (§ 8 ch 131 SLA 1986)

Sec. 08.55.080. Complaints.

  1. A person may file a complaint with the department about a hearing aid or a hearing aid dealer within three years from the date of the cause of the complaint.
  2. A hearing aid dealer shall prominently display in the business establishment of the dealer a sign indicating that a person may file a complaint with the department about a hearing aid or a hearing aid dealer and giving the mailing and location address of the department.

History. (§ 8 ch 131 SLA 1986)

Sec. 08.55.100. Calibration requirements.

A hearing aid dealer shall maintain in conformity with the standards set by the American National Standard Institute the calibration of each audiometer used by the hearing aid dispenser, and shall keep a record of the results of the annual calibration of each audiometer used by the dealer.

History. (§ 8 ch 131 SLA 1986)

Sec. 08.55.110. Cancellation option.

  1. In addition to the cancellation allowed under AS 45.02.350 , a person who has purchased or leased a hearing aid from a hearing aid dealer may cancel the sale or lease as provided under (b) of this section or by giving written notice of the intention to cancel the sale or lease to the dealer not later than 30 days following the later of the date (1) the person receives the hearing aid, or (2) the hearing aid dealer provides the person with the notice under (c) of this section.  The person may use the notice received under (c) of this section to cancel the sale or lease by signing the form where indicated.
  2. In addition to the other rights and remedies the purchaser or lessee of a hearing aid may have, the purchaser or lessee of a hearing aid has the right to cancel the sale or lease by giving written notice of the cancellation to the hearing aid dealer if
    1. the hearing aid dealer is not a physician or an audiologist, and within 60 days from the receipt by the purchaser or lessee of the hearing aid or the notice to be provided under (c) of this section, whichever receipt is later, a physician or an audiologist advises the person in writing to cancel the sale or lease and specifies in writing the medical or audiological reason for the advice; or
    2. the hearing aid dealer, if not a physician or audiologist, has violated a provision of this chapter in the sale or lease of the hearing aid to the person;
    3. the hearing aid dealer who is a physician or audiologist has violated (a) or (c) — (h) of this section or AS 08.55.050 , 08.55.070 , 08.55.100 , or 08.55.130 (7) — (13) in the sale or lease of the hearing aid to the person.
  3. A hearing aid dealer shall give a person who has purchased or leased a hearing aid from the dealer notice of the right to cancel the purchase or lease that is substantially identical to the following form with all of the information filled in except the signature and date lines for the purchaser or lessee:
  4. If a purchaser or lessee of a hearing aid cancels the purchase or lease under (a) or (b) of this section, the hearing aid dealer shall within 20 days of receipt of a notice of the cancellation
    1. refund to the purchaser or lessee all deposits, including the down payment, less (A) 10 percent of the total purchase price for each 30 days that the purchaser or lessee had the hearing aid, to pay for the reasonable rental value of the hearing aid; (B) the reasonable price of ear molds or custom casings prepared for the purchaser or lessee; and (C) the reasonable costs actually incurred by the hearing aid dealer to make goods that were traded in by the purchaser or lessee ready for sale; the hearing aid dealer may retain the money allowed under this paragraph only up to the amount of a down payment made by the purchaser or lessee;
    2. return to the purchaser or lessee all goods traded in to the hearing aid dealer as part of the sale or lease;
    3. return to the purchaser or lessee a negotiable instrument signed by the purchaser or lessee; and
    4. cancel a security interest taken by the hearing aid dealer for the purchase or lease.
  5. If the hearing aid returned by the purchaser or lessee has been damaged, the hearing aid dealer may deduct from any refund due the purchaser or lessee the reasonable costs incurred in repairs necessary to make the hearing aid suitable for resale.  If the hearing aid is damaged beyond repair, the purchaser or lessee is liable for the full purchase price.
  6. The purchaser or lessee may retain or dispose of the hearing aid if within 20 days of receipt of the notice of cancellation, the hearing aid dealer fails
    1. to collect the hearing aid from the purchaser or lessee; or
    2. to provide the purchaser or lessee with instructions for returning the hearing aid by mail.
  7. If a purchaser or lessee of a hearing aid fails to make the hearing aid available for the hearing aid dealer to collect, the purchaser or lessee remains liable for the purchase or lease.
  8. To give written notice under this section, a person shall deliver the notice to the hearing aid dealer in person or to the place of business of the dealer, or mail the notice to the place of business of the dealer by certified mail, return receipt requested.

NOTICE OF RIGHT TO CANCEL Name of Hearing Aid Dealer Address of Hearing Aid Dealer Date of Sale or Lease You may cancel this transaction within 30 days from the date you receive the hearing aid or this notice, whichever is later. You may also cancel this transaction within 60 days from the date you receive the hearing aid or this notice, whichever is later, if the hearing aid dealer is not a licensed physician or a licensed audiologist and if a licensed physician or a licensed audiologist advises you in writing to cancel this transaction. If you cancel this transaction, the property you traded in, the payments you made under the sale or lease (less certain costs allowed by state law) and any negotiable instrument executed by you will be returned within 20 days following receipt by the hearing aid dealer of your cancellation notice, and the hearing aid dealer will cancel any security interest arising out of the sale or lease. If you cancel, you must make available to the hearing aid dealer, in as good a condition as when received, less normal wear and tear, the goods delivered to you under this sale or lease, unless the dealer notifies you to keep the goods or to hold them until the dealer collects them. If the goods have been damaged, the hearing aid dealer may deduct from any refund due you the reasonable costs incurred in repairing the goods to make them suitable for resale. If the goods have been damaged beyond repair, you are liable for the full purchase price, even if you are just leasing the goods. If you make the goods available for the hearing aid dealer to collect after your cancellation, and within 20 days of receiving your cancellation the hearing aid dealer does not collect them from you or provide you with instructions for returning the goods by mail, you may retain or dispose of the goods without further obligation to the hearing aid dealer. If you fail to make the goods available for the hearing aid dealer to collect after your cancellation, then the sale or lease is not cancelled and you remain liable for performance of the obligations of the sale or lease. To cancel this transaction, mail (by certified mail, return receipt requested) or deliver a signed and dated copy of this notice or another written notice to (name of hearing aid dealer), at (address of hearing aid dealer’s place of business) and (hearing aid dealer’s telephone number) no later than midnight of (Date). I hereby cancel this transaction. (Date) (Purchaser’s or Lessee’s signature) I have read and understand the terms of cancellation of this purchase/lease. Purchaser’s or Lessee’s signature Date

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History. (§ 8 ch 131 SLA 1986)

Sec. 08.55.120. Testing of hearing.

  1. A hearing aid dealer may take threshold measurements to determine the need for a hearing aid, but may not perform diagnostic procedures to determine the cause of a hearing impairment or charge a fee for a hearing measurement.
  2. A hearing aid dealer shall include in every printed advertisement for the services of the dealer the following statement bordered in black:

Alaska law permits a hearing aid dealer who is not a licensed physician or a licensed audiologist to test hearing only for the purpose of selling or leasing hearing aids; the tests given by a hearing aid dealer are not to be used to diagnose the cause of a hearing impairment.

History. (§ 8 ch 131 SLA 1986)

Sec. 08.55.130. Grounds for imposition of disciplinary sanctions.

After a hearing, the department may impose a disciplinary sanction on an individual licensed under this chapter when the department finds that the person

  1. secured a license through deceit, fraud, or intentional misrepresentation;
  2. engaged in deceit, fraud, or intentional misrepresentation in the course of providing professional services or engaging in professional activities;
  3. advertised professional services in a false or misleading manner;
  4. has been convicted of a felony or other crime that affects the individual’s ability to continue to practice competently and safely;
  5. failed to comply with a provision of this chapter or a regulation adopted under this chapter, or an order of the department;
  6. continued to practice after becoming unfit due to
    1. professional incompetence;
    2. addiction to or severe dependency on alcohol or another drug that impairs the individual’s ability to practice safely;
    3. physical or mental disability;
  7. employed a person who did not have a valid current license to deal in hearing aids to perform work covered by this chapter;
  8. failed or refused to honor a representation, promise, agreement, or warranty made by the person while dealing in hearing aids;
  9. advertised a model, type, or kind of hearing aid for sale that the person does not sell;
  10. failed to maintain a business address and telephone number at which the individual could normally be reached during regular business hours;
  11. included in a contract or receipt for the purchase or lease of a hearing aid a confession of judgment or a waiver of a right of the consumer under this chapter;
  12. used undue influence, coercion, or other wilful act or representation to interfere with the exercise by the consumer of the rights provided in this chapter;
  13. negotiated, transferred, sold, or assigned a note or other evidence of indebtedness to a finance company or other third party within two months of delivering a hearing aid to a purchaser or lessee of the hearing aid by mail or in person;
  14. permitted another person to use the licensee’s license;
  15. dealt in hearing aids while suffering from a serious disease that was contagious or infectious.

History. (§ 8 ch 131 SLA 1986)

Sec. 08.55.140. Disciplinary sanctions.

  1. When it finds that a licensee has committed an act listed in AS 08.55.130 , the department may impose the following sanctions singly or in combination:
    1. permanently revoke a license to practice;
    2. suspend a license for a determinate period of time;
    3. censure a licensee;
    4. issue a letter of reprimand;
    5. place a licensee on probationary status and require the licensee to
      1. report regularly to the department on matters involving the basis of probation;
      2. limit practice to those areas prescribed;
      3. continue professional education until a satisfactory degree of skill has been attained in those areas determined by the department to need improvement;
    6. impose limitations or conditions on the practice of a licensee.
  2. The department may withdraw a limitation, condition, or probationary status if it finds that the deficiency that required the sanction has been remedied.
  3. The department may summarily suspend a license before final hearing or during the appeals process if the department finds that the licensee poses a clear and immediate danger to the public welfare and safety if the licensee continues to practice. A person whose license is suspended under this subsection is entitled to a hearing conducted by the office of administrative hearings (AS 44.64.010 ) not later than seven days after the effective date of the order. The person may appeal the suspension after the hearing to the superior court.
  4. The department may reinstate a license that has been suspended or revoked if the department finds after a hearing that the applicant is able to deal in hearing aids with reasonable skill and safety.

History. (§ 8 ch 131 SLA 1986; am § 16 ch 163 SLA 2004)

Sec. 08.55.150. Prohibited acts.

  1. Unless a person is licensed under this chapter or is licensed as an audiologist under AS 08.11, the person may not
    1. deal in hearing aids;
    2. use a title indicating or representing that the person deals in hearing aids or is licensed to deal in hearing aids;
    3. advertise that the person deals in hearing aids.
  2. A person may not
    1. sell, barter, or offer to sell or barter a license issued under this chapter;
    2. purchase or obtain by barter a license issued under this chapter with the intent to use it as evidence of the holder’s qualification to deal in hearing aids;
    3. materially alter a license issued under this chapter with fraudulent intent;
    4. use or attempt to use as valid a license to deal in hearing aids that has been purchased, fraudulently obtained, counterfeited, or materially altered.

History. (§ 8 ch 131 SLA 1986; am § 18 ch 42 SLA 2000)

Sec. 08.55.160. Penalty.

A person who violates AS 08.55.150 is guilty of a class B misdemeanor.

History. (§ 8 ch 131 SLA 1986)

Cross references. —

For sentences for misdemeanors, see AS 12.55.035 and 12.55.135 .

Sec. 08.55.170. Notice of place of business.

A person who holds a license under this chapter shall notify the department in writing of the regular address of the place or places where the person deals or intends to deal in hearing aids.

History. (§ 8 ch 131 SLA 1986)

Sec. 08.55.180. Administrative Procedure Act.

AS 44.62 (Administrative Procedure Act) applies to regulations and proceedings under this chapter.

History. (§ 8 ch 131 SLA 1986)

Sec. 08.55.200. Definitions.

In this chapter,

  1. “audiologist” means an individual licensed as an audiologist under AS 08.11;
  2. “dealing in hearing aids” means the sale or lease, or attempted sale or lease of hearing aids, and the recommendation, selection, fitting, or adaptation of hearing aids;
  3. “department” means the Department of Commerce, Community, and Economic Development;
  4. “hearing aid” means a prosthetic instrument or device designed for or represented as aiding, improving, or correcting defective human hearing and the parts, attachments, or accessories of the instrument or device; “hearing aid” does not include cochlear implants, middle-ear implants, vibro-tactile speech-reading aids, other aids for cued speech, or group or individual auditory training units and assistive devices;
  5. “hearing aid dealer” means an individual licensed under AS 08.55.010 ;
  6. “physician” means a person licensed as a physician under AS 08.64.

History. (§ 8 ch 131 SLA 1986)

Revisor’s notes. —

In 1999, “Department of Commerce and Economic Development” was changed to “Department of Community and Economic Development” in this section in accordance with § 88, ch. 58, SLA 1999.

In 2004, “Department of Community and Economic Development” was changed to “Department of Commerce, Community, and Economic Development” in this section, in accordance with § 3, ch. 47, SLA 2004.

Chapter 56. Hotels and Boardinghouses.

Cross references. —

For hotel or boardinghouse operator’s lien, see AS 34.35.510 34.35.530 .

Collateral references. —

40 Am. Jur. 2d, Hotels, Motels and Restaurants, §§ 28-48.

43A C.J.S., Inns, Hotels, and Eating Places, §§ 4-10.

Maintenance or regulation by public authorities of tourist or motor camps, courts or motels, 22 ALR2d 774.

Sec. 08.56.010. Registration of travelers.

The proprietors of roadhouses, hotels, or boardinghouses located outside of incorporated cities shall each keep a register containing the name and address of each guest with the date of arrival and departure.

History. (§ 35-2-161 ACLA 1949)

Sec. 08.56.020. Effect of refusal to register.

A person who refuses to register may not be accepted as a guest or given accommodations.

History. (§ 35-2-161 ACLA 1949)

Sec. 08.56.030. Penalty for noncompliance.

The proprietor of a roadhouse, hotel, or boardinghouse who fails to comply with this chapter is punishable by a fine of not less than $10 or more than $25, or by imprisonment for not more than 10 days, or by both.

History. (§ 35-2-162 ACLA 1949)

Sec. 08.56.040. Disposition of fines.

All fines collected under this chapter shall be deposited in the general fund.

History. (§ 35-2-162 ACLA 1949)

Sec. 08.56.050. Liability for valuables.

  1. When the operator of a hotel or boardinghouse provides a safe or vault in which guests may deposit valuable property for safekeeping and notice of this fact is posted in three or more conspicuous places in the hotel or boardinghouse, the operator is not liable for the loss, damage, or destruction of property not deposited by a guest in the safe or vault.
  2. An operator of a hotel or boardinghouse is not obligated to receive property on deposit for safekeeping as provided in (a) of this section that exceeds $1,000 in value. If property exceeding $1,000 in value is deposited in the hotel or boardinghouse safe or vault, the operator is not liable for its loss, damage, or destruction unless the operator enters into a written agreement with the guest who deposits the property.  If the operator does contract with a guest for the safekeeping of property exceeding $1,000 in value, the operator is liable only if the property deposited is stolen or lost, damaged, or destroyed by the negligence of the operator or the operator’s agent.

History. (§ 1 ch 184 SLA 1968)

Sec. 08.56.060. Baggage liability.

  1. Except as provided in AS 08.56.050 , the operator of a hotel or boardinghouse is not liable for the loss, damage, or destruction of property brought to or sent into the hotel or boardinghouse by a guest unless the loss, damage, or destruction was caused by negligence of the operator or the operator’s agent.
  2. The operator of a hotel or boardinghouse may hold and store baggage or other property left behind or sent in advance for a period of four months after which time the operator may sell it at public auction as provided in AS 34.35.520 .  The proceeds of a sale, as provided in this section, shall be used to satisfy the hotel or boardinghouse operator’s lien, pay expenses of sale and any storage costs incurred.  If the hotel or boardinghouse operator does not desire to sell baggage or other property which the operator possesses, the operator may have the property delivered to a storage or warehouse company for storage, in which case the operator’s liability for the safekeeping of the property terminates.

History. (§ 1 ch 184 SLA 1968)

Sec. 08.56.070. Definitions.

In this chapter,

  1. “guest” includes every person who is a member of the family of, or dependent upon, a guest, boarder, or lodger in a hotel or boardinghouse;
  2. “hotel or boardinghouse” includes any building held out to the public to be an inn, motel, hotel, or public lodging house, or place where sleeping accommodations, whether with or without meals, are furnished for hire to transient guests;
  3. “operator” includes innkeeper, proprietor, keeper, owner, lessee, or manager of a hotel or boardinghouse.

History. (§ 1 ch 184 SLA 1968)

Revisor’s notes. —

Reorganized in 1987 to alphabetize the defined terms.

Chapter 60. Junk Yards and Scrap Metal Dealers.

Collateral references. —

58 Am. Jur. 2d, Occupations, Trades and Professions, §§ 99-112.

Regulation of junk dealers, 30 ALR 1427, 45 ALR2d 1391.

Article 1. Regulation of Junk Yards.

Sec. 08.60.010. License required; violation of section a misdemeanor. [Repealed, § 3 ch 67 SLA 2014.]

Sec. 08.60.020. [Renumbered as AS 08.60.010.]

Sec. 08.60.030. Residence defined. [Repealed, § 26 ch 6 SLA 1984.]

Sec. 08.60.050. General prohibition.

A person may not establish, operate, or maintain a commercial or public junk yard without a certificate of location prescribed by AS 08.60.050 08.60.100 .

History. (§ 1 ch 26 SLA 1962)

Sec. 08.60.060. Certificate of location.

A person using or proposing to use a location for a commercial or public junk yard shall obtain a certificate of approval for the location. If the location is in a city of any class, the certificate shall be procured from the city council or its designee. If the location is outside the city limits but within the boundaries of an organized borough, the certificate shall be procured from the assembly of the organized borough or its designee. If the location is outside an incorporated city or borough, the certificate of location shall be obtained from the commissioner of public safety.

History. (§ 2 ch 26 SLA 1962; am § 1 ch 10 SLA 1965)

Sec. 08.60.070. Standards for location and regulation.

The commissioner of public safety, the city council, and organized borough assembly, in considering applications and regulations, shall take into account

  1. the nature and development of surrounding property;
  2. the need to protect the local economy, adjacent land owners, and the motoring public from economically depressing and unsightly roadside locations;
  3. the proximity of churches, schools, hospitals, public buildings, recreation areas, or other places of public gathering;
  4. the sufficiency in number of other similar business establishments in the vicinity;
  5. the adequacy of fences and other types of enclosures to prevent the unsightly display of a junk yard;
  6. the health, safety, and general welfare of the public;
  7. the suitability of the applicant to establish, maintain, or operate the business under AS 08.60.050 08.60.100 .

History. (§ 3 ch 26 SLA 1962; am § 2 ch 10 SLA 1965)

Sec. 08.60.080. Authorization to impose conditions for establishment, operation, and maintenance.

The commissioner of public safety or the cities or organized boroughs shall examine the location or proposed location of a junk yard and adopt reasonable regulations concerning the establishment, operation, and maintenance of businesses under the standards set out in AS 08.60.070 . The regulations may require the erection, location, and size of fences or other structures surrounding the junk yard. Regulations pertaining to junk yards are subject to the provisions of AS 44.62 (Administrative Procedure Act).

History. (§ 4 ch 26 SLA 1962; am § 3 ch 10 SLA 1965; am § 3 ch 143 SLA 1968)

Sec. 08.60.090. Penalty.

A person who operates, establishes, or maintains a junk yard in any location without procuring a certificate of approval is guilty of a misdemeanor and upon conviction is punishable by a fine of not more than $500, or by imprisonment for a term of not more than one year, or by both.

History. (§ 5 ch 26 SLA 1962)

Sec. 08.60.100. Definitions.

In AS 08.60.050 08.60.100 ,

  1. “junk” means any secondhand and used machinery, scrap iron, copper, lead, zinc, aluminum, or other metals; it also includes wrecked automobiles, tools, implements, rags, used building materials, rubber, and paper;
  2. “junk yard” means a location where junk is gathered together and stored for a commercial or public purpose;
  3. “person” means an individual and, where consistent with collective capacity, a committee, firm, partnership, company, corporation, club, governmental agency, organization, association, or other combination of individuals.

History. (§ 6 ch 26 SLA 1962)

Revisor’s notes. —

Reorganized in 1987 to alphabetize the defined terms.

Article 2. Scrap Metal Dealer Record Requirements.

Effective dates. —

Section 3, ch. 67, SLA 2014 makes this article effective January 1, 2015.

Sec. 08.60.200. Records required.

  1. A scrap metal dealer shall maintain an accurate paper or electronic record of each in-person transaction in which the dealer purchases scrap metal for $100 or more from another person.
  2. The record of a transaction must include
    1. the date, time, location, and value of the scrap metal purchased;
    2. the name of the dealer’s employee or agent handling the transaction;
    3. the name, address, and telephone number of the person from whom the dealer purchased the scrap metal;
    4. a description, including the license plate information, of a motor vehicle used to deliver the scrap metal to the dealer;
    5. if the person who sells scrap metal to the dealer is an individual, the number of the individual’s driver’s license, the number of the individual’s government-issued identification document that contains a picture, or a copy of the individual’s government-issued identification document that contains a picture;
    6. if the person who sells scrap metal to the dealer is an organization, the number of the person’s state business license issued under AS 43.70.020 ;
    7. a description, including weight and quantity, of the scrap metal purchased by the dealer; the scrap metal dealer shall determine the weight by using a scale that complies with the state standards of weight and measure established under AS 45.75; and
    8. the signed statement required by AS 08.60.210 .

History. (§ 1 ch 67 SLA 2014)

Sec. 08.60.210. Signed statement.

A scrap metal dealer shall require a person from whom the dealer is purchasing scrap metal for $100 or more to sign a written or electronic statement that the scrap metal is not stolen property. The person shall date the statement, and the scrap metal dealer, or the dealer’s employee or agent, shall witness the person signing.

History. (§ 1 ch 67 SLA 2014)

Sec. 08.60.220. Inspection availability.

A dealer shall make the records required by AS 08.60.200 and 08.60.210 available for inspection by a law enforcement officer during the dealer’s regular hours of business or at reasonable times if the dealer does not keep regular hours of business.

History. (§ 1 ch 67 SLA 2014)

Sec. 08.60.230. Retention of records.

A dealer shall maintain the records of a transaction required by AS 08.60.200 and 08.60.210 for five years after the date of the transaction.

History. (§ 1 ch 67 SLA 2014)

Sec. 08.60.240. Exemptions.

The requirements of AS 08.60.200 and 08.60.210 do not apply to a person’s transactions with a dealer if the person maintains on file with the dealer the name, address, and telephone number of the person, and a taxpayer identification number issued by the federal Internal Revenue Service or a valid government-issued photo identification card.

History. (§ 1 ch 67 SLA 2014)

Sec. 08.60.250. Criminal penalties.

A dealer who knowingly fails to comply with AS 08.60.200 or 08.60.210 or a person who knowingly makes a false entry for a record required under AS 08.60.200 or 08.60.210 is guilty of a class A misdemeanor. In this section, “knowingly” has the meaning given in AS 11.81.900 .

History. (§ 1 ch 67 SLA 2014)

Cross references. —

For punishment for misdemeanors, see AS 12.55.135 for imprisonment, and AS 12.55.035 for fines.

Sec. 08.60.290. Definitions.

In AS 08.60.200 08.60.290 , unless the context requires otherwise,

  1. “dealer” means a scrap metal dealer;
  2. “record” means a record required by AS 08.60.200 or 08.60.210 ;
  3. “scrap metal” means used, discarded, or previously owned brass, copper, bronze, aluminum, lead, stainless steel, catalytic converter material, or other metal; in this paragraph, “metal” does not include ferrous metal, beverage containers, gold, silver, or platinum;
  4. “scrap metal dealer” means a person who purchases scrap metal for the purpose of resale or processing;
  5. “transaction” means the purchase of scrap metal by a scrap metal dealer from another person.

History. (§ 1 ch 67 SLA 2014)

Chapter 61. Massage Therapists.

Effective dates. —

Section 14, ch. 114, SLA 2014 makes this chapter effective July 1, 2015.

Sec. 08.61.010. Board established.

The Board of Massage Therapists is established in the department. The board consists of five members appointed by the governor as follows:

  1. four licensed massage therapists who have been engaged in the practice of massage therapy in the state for the three years immediately preceding appointment and who shall remain actively engaged in the practice of massage therapy while serving on the board; not more than one member appointed under this paragraph may have an ownership or partnership interest in a massage school; and
  2. one public member; the governor may not appoint as a public member
    1. a licensed health care provider;
    2. an employee of the state; or
    3. a current member of another occupational licensing board established under AS 08.

History. (§ 4 ch 114 SLA 2014; am § 1 ch 10 SLA 2018)

Cross references. —

For provision relating to initial appointments to the board, and terms, see sec. 11, ch. 114, SLA 2014 in the 2014 Temporary and Special Acts.

Effect of amendments. —

The 2018 amendment, effective July 1, 2019, in subsection (2)(C), deleted “or former” following “current”.

Effective dates. —

Section 13, ch. 114, SLA 2014 makes this section effective August 12, 2014.

Sec. 08.61.020. Duties and powers of board.

In addition to the duties specified in AS 08.01, the board shall

  1. provide for the examination of applicants by the board or through a nationally recognized competency examination approved by the board and issue licenses to applicants the board finds qualified;
  2. adopt regulations governing
    1. licensing of massage therapists;
    2. the practice of massage therapy; and
    3. massage therapy establishments;
  3. establish standards of professional competence and ethical conduct for massage therapists;
  4. establish standards for continuing education for massage therapists; standards adopted by the board under this paragraph must allow for approval of Internet-based continuing education courses;
  5. make available to the public a list of massage therapists licensed under this chapter;
  6. determine which states have educational and licensing requirements equivalent to the requirements of this state;
  7. enforce the provisions of this chapter and adopt and enforce regulations necessary to implement this chapter; and
  8. approve one or more nationally recognized competency examinations and publish and periodically update the list of approved examinations.

History. (§ 4 ch 114 SLA 2014; am § 2 ch 10 SLA 2018)

Effect of amendments. —

The 2018 amendment, effective July 1, 2019, added (2)(C) and made related changes.

Effective dates. —

Section 13, ch. 114, SLA 2014 makes this section effective August 12, 2014.

Sec. 08.61.030. Qualifications for license.

The board shall issue a license to practice massage therapy to a person who

  1. applies on a form provided by the department;
  2. pays the fees established under AS 08.61.090 ;
  3. furnishes evidence satisfactory to the board that the person has completed a
    1. course of study of at least 625 hours of in-class supervised instruction and clinical work from an approved massage school; or
    2. board-approved apprenticeship program;
  4. is 18 years of age or older;
  5. has been fingerprinted and has provided the fees required by the Department of Public Safety under AS 12.62.160 for criminal justice information and a national criminal history record check; the fingerprints and fees shall be forwarded to the Department of Public Safety to obtain a report of criminal justice information under AS 12.62 and a national criminal history record check under AS 12.62.400 ;
  6. has a current cardiopulmonary resuscitation certification;
  7. has received at least two hours of safety education covering bloodborne pathogens and universal precautions in the two years preceding the application for the license; in this paragraph, “bloodborne pathogens” has the meaning given in AS 18.15.450 ;
  8. has successfully completed a nationally recognized competency examination approved by the board; and
  9. has not been convicted of, or pled guilty or no contest to, a crime involving moral turpitude, or who has been convicted of, or pled guilty or no contest to, a crime involving moral turpitude if the board finds that the conviction does not affect the person’s ability to practice competently and safely.

History. (§ 4 ch 114 SLA 2014; am § 3 ch 10 SLA 2018)

Cross references. —

For applicability of this section on and after July 1, 2015, see sec. 9(a)(1), ch. 114, SLA 2014 and applicability on and after July 1, 2017, see sec. 9(a)(2), ch. 114, SLA 2014 in the 2014 Temporary and Special Acts.

For transitional provision requiring the board to waive the course of study and examination requirements under this section for certain persons who apply for a license before July 1, 2017, see sec. 10, ch. 114, SLA 2014 in the 2014 Temporary and Special Acts.

Effect of amendments. —

The 2018 amendment, effective July 1, 2019, in (3)(A), replaced “500” with “625”, and in (7), replaced “four” with “two”.

Effective dates. —

Section 14, ch. 114, SLA 2014 makes this section effective July 1, 2015.

Sec. 08.61.040. Licensure by credentials.

The board shall issue a license to practice massage therapy to a person who

  1. is 18 years of age or older;
  2. applies on a form provided by the department;
  3. pays the fees established under AS 08.61.090 ;
  4. has submitted the person’s fingerprints and the fees required by the Department of Public Safety under AS 12.62.160 for criminal justice information and a national criminal history record check; the fingerprints and fees shall be forwarded to the Department of Public Safety to obtain a report of criminal justice information under AS 12.62 and a national criminal history record check under AS 12.62.400 ;
  5. is not the subject of an unresolved complaint or disciplinary action before a regulatory authority in this state or another jurisdiction;
  6. has not had a certificate or license to practice massage therapy revoked, suspended, or voluntarily surrendered in this state or another jurisdiction;
  7. has not been convicted of, or pled guilty or no contest to, a crime involving moral turpitude, or has been convicted of, or pled guilty or no contest to, a crime involving moral turpitude if the board finds that the conviction does not affect the person’s ability to practice competently and safely;
  8. has a current cardiopulmonary resuscitation certification; and
  9. is currently
    1. licensed to practice massage therapy in another state or country that has licensing requirements that are substantially equal to or greater than the requirements of this state; or
    2. certified by a certification entity approved by the board.

History. (§ 4 ch 114 SLA 2014)

Cross references. —

For applicability of this section on and after July 1, 2015, see sec. 9(a)(1), ch. 114, SLA 2014 and applicability on and after July 1, 2017, see sec. 9(a)(2), ch. 114, SLA 2014 in the 2014 Temporary and Special Acts.

Sec. 08.61.050. Standards for license renewal.

The board shall renew a license issued under this chapter to a licensee who

  1. pays the required fee;
  2. meets the continuing education requirements established by the board;
  3. has not been convicted of, or pled guilty or no contest to, a crime involving moral turpitude, or has been convicted of, or pled guilty to or no contest to, a crime involving moral turpitude if the board finds that the conviction does not affect the person’s ability to practice competently and safely;
  4. has a current cardiopulmonary resuscitation certification; and
  5. has been fingerprinted and has provided the fees required by the Department of Public Safety under AS 12.62.160 for criminal justice information and a national criminal history record check at least once every six years; the fingerprints and fees shall be forwarded to the Department of Public Safety to obtain a report of criminal justice information under AS 12.62 and a national criminal history record check under AS 12.62.400 .

History. (§ 4 ch 114 SLA 2014; am § 4 ch 10 SLA 2018)

Cross references. —

For applicability of this section on and after July 1, 2015, see sec. 9(a)(1), ch. 114, SLA 2014 and applicability on and after July 1, 2017, see sec. 9(a)(2), ch. 114, SLA 2014 in the 2014 Temporary and Special Acts.

Effect of amendments. —

The 2018 amendment, effective May 16, 2018, in (5), inserted “at least once every six years” following the first occurrence of “national criminal history record check”.

Sec. 08.61.060. Grounds for imposition of disciplinary sanctions.

After a hearing, the board may impose a disciplinary sanction under AS 08.01.075 on a person licensed under this chapter if the board finds that the person

  1. secured a license through deceit, fraud, or intentional misrepresentation;
  2. engaged in deceit, fraud, or intentional misrepresentation in the course of providing massage therapy services or engaging in massage therapy;
  3. advertised massage therapy services in a false or misleading manner;
  4. has been convicted of a felony or another crime that affects the licensee’s ability to continue to practice competently and safely;
  5. intentionally or negligently engaged in, or permitted a person under the licensed massage therapist’s supervision to engage in, client care that did not conform to minimum professional standards, whether or not actual injury to the client occurred;
  6. failed to comply with a provision of this chapter, a regulation adopted under this chapter, or an order of the board;
  7. continued to practice after becoming unfit because of
    1. professional incompetence; or
    2. addiction or severe dependency on alcohol or another drug that impairs the ability to practice safely; or
  8. engaged in unethical conduct or sexual misconduct in connection with the delivery of massage therapy services to a client.

History. (§ 4 ch 114 SLA 2014)

Sec. 08.61.070. Practice of massage therapy without license prohibited.

  1. A person may not practice massage therapy or represent that the person is a massage therapist unless the person holds a valid license under this chapter. In this subsection, a person represents that the person is a massage therapist when the person adopts or uses a title or description of services that incorporates one or more of the following terms or designations: massage, massage practitioner, massage therapist, massage therapy, therapeutic massage, massage technician, massage technology, massagist, masseur, masseuse, myotherapist, myotherapy, or another term describing a traditional European or contemporary western massage method, or a derivation of a term that implies a massage technique or method.
  2. A person who knowingly violates (a) of this section is guilty of a class B misdemeanor.

History. (§ 4 ch 114 SLA 2014)

Cross references. — For penalties for misdemeanors, see AS 12.55.035 and 12.55.135 .

Sec. 08.61.080. Exceptions to application of chapter.

This chapter does not apply to a

  1. person licensed in the state under a statute outside this chapter who performs massage therapy within the scope of practice for which the person’s license was issued;
  2. person who, while acting in an official capacity as an employee of the United States government, performs massage therapy;
  3. person who is licensed, registered, or certified in another state, territory, the District of Columbia, or a foreign country while the person is temporarily
    1. practicing massage therapy in this state in connection with teaching a course related to massage therapy; or
    2. consulting with a person licensed under this chapter;
  4. student enrolled in an approved massage school or course of study who is completing a clinical requirement for graduation under the general supervision of a person licensed under this chapter if the student is clearly identified as a student while performing massage therapy services on members of the public and is not compensated for the massage therapy services;
  5. person only performing massage therapy on members of the person’s family;
  6. person only performing techniques that do not involve contact with the body of another person;
  7. person only performing techniques that involve resting the hands on the surface of the body of another person without delivering pressure to or manipulating the person’s soft tissues;
  8. person only performing services such as herbal body wraps, skin exfoliation treatments, or the topical application of products to the skin for beautification purposes when the services do not involve direct manipulation of the soft tissues of the body;
  9. person only performing massage therapy for the athletic department of an institution maintained by public funds of the state or a political subdivision of the state or only practicing massage therapy for the athletic department of a school or college approved by the board using recognized national professional standards;
  10. person engaged only in the practice of structural integration for restoring postural balance and functional ease by integrating the body in gravity using a system of fascial manipulation and awareness who has graduated from a program or is a current member of an organization recognized by the International Association of Structural Integrators, including the Rolf Institute of Structural Integration;
  11. person using only light touch, words, and directed movement to deepen awareness of existing patterns of movement in the body as well as to suggest new possibilities of movement or to affect the energy systems;
  12. person performing only the traditional practices of Native American traditional healers;
  13. person practicing only the manipulation of the soft tissues of the hands, feet, or ears and not holding out to be a massage therapist.

History. (§ 4 ch 114 SLA 2014)

Sec. 08.61.090. Fees.

The department shall set fees under AS 08.01.065 for application, license issuance, license renewal, and investigation under this chapter.

History. (§ 4 ch 114 SLA 2014)

Sec. 08.61.100. Definitions.

In this chapter,

  1. “approved massage school” means a massage therapy school or program that
    1. has an authorization to operate from the Alaska Commission on Postsecondary Education or a similar entity in another state; or
    2. is accredited by a nationally recognized accrediting agency;
  2. “board” means the Board of Massage Therapists;
  3. “department” means the Department of Commerce, Community, and Economic Development;
  4. “massage therapist” means a person licensed under this chapter;
  5. “practice of massage therapy” means the provision, for compensation, of a service involving the systematic manipulation and treatment of the soft tissues, including the muscular and connective tissues of the human body, to enhance the functions of those tissues and promote relaxation and well-being; in this paragraph, “manipulation and treatment”
    1. includes manual techniques applied with the intent to physically affect local soft tissues, such as pressure, friction, stroking, percussion, kneading, vibration, muscular assessment by palpation, range of motion for purposes of demonstrating muscle exertion for muscle flexibility, nonspecific stretching, and application of superficial heat, cold, water, lubricants, or salts;
    2. does not include diagnosis, the prescription of drugs or medicines, the practice of physical therapy, attempts to manipulate any articulation of the body or spine, or mobilization of these articulations by use of a thrusting force.

History. (§ 4 ch 114 SLA 2014)

Chapter 62. Marine Pilots.

Cross references. —

For legislative policy, findings, and intent in connection with the amendments made to this chapter by ch. 89, SLA 1991, see § 1, ch. 89, SLA 1991 in the Temporary and Special Acts.

Administrative Code. —

For board of marine pilots, see 12 AAC 56.

Collateral references. —

70 Am. Jur. 2d, Shipping, §§ 234-238, 507-511.

70 C.J.S., Pilots of Vessels, § 1 et seq.

Article 1. Board of Marine Pilots.

Sec. 08.62.010. Creation and membership of board.

There is created the Board of Marine Pilots. It consists of two pilots licensed under this chapter who have been actively engaged in piloting on vessels subject to this chapter, two registered agents or managers of vessels subject to this chapter who are actively engaged in the procurement of pilotage services, two public members in accordance with AS 08.01.025 , and the commissioner or the commissioner’s designee. Not more than one pilot and one registered agent or manager may be from any one pilotage region established by the board. Not more than one registered agent or manager may be employed by, be a contractor for, or hold a financial interest in the same marine industry business entity, including commonly owned, affiliated, or subsidiary business entities. All members of the board shall be residents of the state.

History. (§ 2 ch 106 SLA 1970; am § 8 ch 258 SLA 1976; am § 2 ch 74 SLA 1995)

Sec. 08.62.020. Appointment and term of office.

The governor shall appoint the members of the board under AS 08.01.020 .

History. (§ 2 ch 106 SLA 1970; am § 1 ch 143 SLA 1980; am § 8 ch 14 SLA 1987; am § 3 ch 89 SLA 1991)

Sec. 08.62.030. Meetings.

The board shall hold at least three regularly scheduled meetings each year. The board may hold special meetings at the call of the chair or at the request of a majority of the members of the board.

History. (§ 2 ch 106 SLA 1970; am § 4 ch 89 SLA 1991)

Sec. 08.62.040. Powers, duties, and limitations.

  1. The board shall
    1. provide for the maintenance of efficient and competent pilotage service on the inland and coastal water of and adjacent to the state to assure the protection of shipping, the safety of human life and property, and the protection of the marine environment;
    2. consistent with the law, adopt regulations, subject to AS 44.62 (Administrative Procedure Act), establishing the qualifications of and required training for pilots and providing for the examination of pilots and the issuance of original or renewal pilot licenses to qualified persons;
    3. keep a register of licensed pilots, licensed deputy pilots, and agents;
    4. adopt regulations establishing
      1. pilotage regions in the state;
      2. the criteria for concurring in the amount of license, application, training, investigation, and audit fees proposed by the department under AS 08.01.065 ;
      3. the criteria for recognizing pilot organizations under AS 08.62.175 ;
    5. make available, upon request, copies of this chapter and the regulations adopted under this chapter;
    6. review and approve the articles, bylaws, and rules of pilot organizations;
    7. audit a pilot organization or an individual pilot as necessary to implement and enforce this chapter;
    8. review and approve training programs conducted by pilot organizations; the board shall cooperate with the Department of Environmental Conservation in the review and approval of training programs for pilots of tank vessels;
    9. establish and publish the dates of future license examinations; and
    10. approve or disapprove rates for pilotage services as provided under AS 08.62.046 .
  2. The board may, by regulation, make any other provision for proper and safe pilotage upon the inland and coastal water of and adjacent to the state and for the efficient administration of this chapter, including establishing
    1. different licensing criteria for a pilotage region if justified by regional differences in piloting;
    2. a mandatory drug and alcohol testing program, including random tests, post-incident tests, and tests based upon reasonable cause, for pilots licensed under this chapter and for trainees and apprentices seeking a license or endorsement under this chapter; the board may delegate responsibility for administration of all or a portion of a testing program to pilot organizations;
    3. criteria for trainee selection and for training programs conducted by pilot organizations;
    4. standards under which a pilot may receive a license or an endorsement to a license to pilot vessels in more than one pilotage region under AS 08.62.080(b) ; and
    5. procedures for the review of proposed rates by the board under AS 08.62.046 .
  3. The board may, for good cause, require a pilot licensed under this chapter to submit to a physical or mental examination to determine the pilot’s fitness to perform the duties of a pilot.
  4. Notwithstanding the exemption from AS 45.50.562 45.50.596 granted to pilot organizations under AS 45.50.572(a) , the board may not adopt a regulation or take other action resulting in anti-competitive activities that, if the board were subject to AS 45.50.562 45.50.596 , would violate AS 45.50.562 — 45.50.596.
  5. The board may delegate duties to the marine pilot coordinator as necessary to assist the board in administering and enforcing this chapter.
  6. The board may impose a civil fine on the owner or operator of a pleasure craft of foreign registry who, in violation of this chapter, fails to employ a pilot licensed under this chapter or fails to comply with the pilotage requirement under AS 08.62.180(b) . Notwithstanding AS 08.01.075 , the amount of the civil penalty may not exceed $10,000 for each violation. Each entry into state water in violation of this chapter or AS 08.62.180(b) is a separate violation.

History. (§ 2 ch 106 SLA 1970; am §§ 2, 3 ch 143 SLA 1980; am §§ 5, 6 ch 89 SLA 1991; am §§ 3 — 5 ch 74 SLA 1995; am § 2 ch 10 SLA 2003; am § 1 ch 39 SLA 2003)

Administrative Code. —

For licensing requirements, see 12 AAC 56, art. 1.

For compulsory pilotage waters, see 12 AAC 56, art. 2.

For tariffs, see 12 AAC 56, art. 3.

For recognition of pilot organizations, see 12 AAC 56, art. 4.

For very large crude carriers (VLCC), see 12 AAC 56, art. 6.

Notes to Decisions

Cited in

State, Bd. of Marine Pilots v. Renwick, 936 P.2d 526 (Alaska 1997).

Sec. 08.62.045. Pilotage tariffs. [Repealed, § 35 ch 89 SLA 1991.]

Sec. 08.62.046. Rates for pilotage services.

  1. A pilot organization recognized by the board shall adopt and publish rates for the provision of pilotage services. The pilot organization shall adopt rates for pilotage services as provided under this section. Notwithstanding this section, a pilot organization may enter into agreements with the master, owner, operator, or agent of a master, owner, or operator, of a vessel for the provision of pilotage services at rates of compensation that are different from the rates adopted under this section. Unless a pilot organization has an agreement with the master, owner, operator, or agent of a master, owner, or operator, of a vessel that sets rates for the provision of a pilotage service, the pilot organization may not charge a rate for the provision of the pilotage service to the vessel that is different from the rate adopted or established under this section.
  2. If a pilot organization intends to adopt a new or revised rate for the provision of a pilotage service, the pilot organization shall, before October 15, send a notice of intent to adopt a rate for provision of the pilotage service to the board and to all registered agents and publish the notice on at least three days during a period of 14 consecutive days in a newspaper of general circulation in the state. The notice of intent to adopt a rate must include a copy of the proposed rate and the name and mailing address of the pilot organization that intends to adopt the rate. If no objection to the proposed rate is filed with the board under (c) of this section, the rate takes effect on January 1 of the year following the year in which the notice of the intent to adopt the rate was filed with the board.
  3. The master, owner, operator, or agent of the master, owner, or operator, of a vessel required to employ a pilot under this chapter may object to the proposed rate for a specific pilotage service by filing a written notice of objection, containing the grounds for the objection and relevant evidence demonstrating that the rate is not reasonable, with the board within 60 days after the final date of publication of the proposed rate in a newspaper of general circulation. The pilot organization that proposed the rate has until 15 days after the close of the period for filing objections to the proposed rate to provide its written response to the notice of objection and relevant evidence demonstrating that the rate is reasonable. If the pilot organization does not respond to the notice of objection by the close of the 15-day period for response to the objection, the board may not take action on the proposed rate and the proposed rate does not take effect. If the pilot organization does respond to the notice of objection before the close of the response period, the board shall hold a hearing to determine whether the proposed rate is reasonable. If the board finds that the proposed rate is reasonable, the rate is approved and takes effect retroactive to January 1 of the calendar year in which the rate would have taken effect under (b) of this section if no objection had been filed. If the board finds that the proposed rate is not reasonable, the proposed rate is disapproved and does not take effect. In determining what constitutes a reasonable rate, the board shall consider the following factors:
    1. current and historical rates charged for comparable pilotage services;
    2. the actual time aboard the vessel, time engaged in preparing to provide the pilotage services, seasonal and weather conditions, and risks;
    3. the reasonable expenses incurred in providing the pilotage services such as dispatch, transportation, overhead, and other associated expenses;
    4. the financial effect of pilotage expenses on the owner of the vessel, except that this factor shall only be considered if the owner provides all financial information that the board determines is necessary to determine the financial effect;
    5. the number of vessels and volume of pilotage services at issue in the dispute and the number of members of the pilot organization;
    6. the effect of the determination on the income of affected pilots relative to prior years, taking into account changes in vessel tonnage and vessel traffic in the pilotage region from year-to-year;
    7. prior determinations under this subsection; and
    8. other factors the board considers relevant.
  4. Pending the review and approval of the proposed rate for a specific pilotage service by the board under (c) of this section, the current rate then in effect for that pilotage service remains in effect until the board approves the proposed rate. If the proposed rate approved by the board is greater than the current rate, then the master, owner, or operator of the vessel or the vessel is liable for the payment of the additional amount owed for the provision of pilotage services during the pendency of the review by the board due to retroactive application of the approved rate under (c) of this section. If the proposed rate is less than the current rate, then the pilot organization is liable to the master, owner, or operator of the vessel or the vessel for reimbursement of the amount overpaid for the provision of pilotage services during the pendency of the review by the board due to the retroactive application of the approved rate under (c) of this section.
  5. If the board finds under (c) of this section that a proposed rate is not reasonable, the pilot organization may propose a new rate for that pilotage service within 60 days after the decision of the board is issued by sending a notice of intent to adopt a rate for provision of the pilotage service to the board and to all registered agents and publishing the notice on at least three days during a period of 14 consecutive days in a newspaper of general circulation in the state. The notice of intent to adopt a rate must include a copy of the proposed rate and the name and mailing address of the pilot organization that intends to adopt the rate. If a timely objection to the proposed rate is not filed with the board under (c) of this section, the rate takes effect retroactive to January 1 of the same calendar year in which the initial rate proposed under (b) of this section would have taken effect if no objection had been filed. If a timely objection is filed, the provisions of (c) and (d) of this section apply to the proposed rate.
  6. The board shall provide a schedule of rates adopted under this section to agents registered under AS 08.62.187 .

History. (§ 6 ch 74 SLA 1995)

Cross references. —

For transitional provisions relating to the adoption of rates, including a requirement that each pilot organization recognized by the Board of Marine Pilots shall propose rates for adoption on January 1, 1996, see § 21, ch. 74, SLA 1995 in the Temporary and Special Acts.

Administrative Code. —

For tariffs, see 12 AAC 56, art. 3.

Sec. 08.62.050. Marine pilot coordinator.

  1. The department, with the approval of the board, may hire a marine pilot coordinator who is qualified to assist the board in administering and enforcing the provisions of this chapter. The coordinator is in the partially exempt service under AS 39.25.120 .
  2. The person who is hired as coordinator may not
    1. be an active member of a pilot organization in the state;
    2. work as a pilot while employed as the coordinator, except to the extent required by official duties; or
    3. have a financial interest in a pilot organization or in a pilot vessel or other equipment used by a pilot organization.
  3. In addition to other duties as may be assigned by the board, the marine pilot coordinator may review applications for examination and licensure to ascertain whether the applicant satisfies the applicable requirements.

History. (§ 7 ch 89 SLA 1991; am § 7 ch 74 SLA 1995)

Administrative Code. —

For licensing requirements, see 12 AAC 56, art. 1.

Article 2. Licensing.

Administrative Code. —

For licensing requirements, see 12 AAC 56, art. 1.

Sec. 08.62.080. License required; restrictions and conditions.

  1. A person may not pilot a vessel subject to this chapter unless the person is licensed under this chapter and is a member of a pilot organization recognized by the board.
  2. A pilot may not be licensed in more than one pilotage region at one time unless the commissioner determines that an actual or imminent shortage of licensed pilots exists in a pilotage region. If the commissioner makes the determination described in this subsection, the board may, after consultation with the recognized pilot organizations and registered agents in the affected pilotage region, issue temporary licenses for the affected pilotage region to pilots who already hold a license for another pilotage region. The board shall ensure that sufficient pilots are available to provide pilotage services in the affected pilotage region to all vessels required to employ a pilot under this chapter. A temporary license issued under this subsection is valid for a period of not more than one year.
  3. A license issued under this chapter must identify the specific waterways and ports in each pilotage region in which a licensee is authorized by the board to pilot vessels. The board shall authorize a licensee to pilot vessels in a specific waterway or port in a pilotage region upon the licensee satisfying the training and other qualifying requirements required by the board to pilot vessels in that waterway or port.

History. (§ 2 ch 106 SLA 1970; am §§ 8, 9 ch 89 SLA 1991; am § 8 ch 74 SLA 1995)

Administrative Code. —

For licensing requirements, see 12 AAC 56, art. 1.

Sec. 08.62.090. Application.

  1. A person who desires to be licensed under this chapter shall apply in writing to the department.
  2. The application shall provide the information and be made on a form prescribed by the department.
  3. In order to be eligible to take the next scheduled examination, a person shall file the application with the board at least 60 days before the date of the examination.

History. (§ 2 ch 106 SLA 1970; am § 10 ch 89 SLA 1991; am § 9 ch 74 SLA 1995)

Sec. 08.62.093. Qualifications for deputy marine pilot license.

  1. The board shall issue a deputy marine pilot license for a marine pilotage region to a person who
    1. is a citizen of the United States;
    2. passes the written and oral examinations that may be required by the board;
    3. has completed training requirements established by the board; and
    4. satisfies (b) and (c) of this section.
  2. A person who applies for a deputy marine pilot license under this chapter shall provide proof satisfactory to the board of the following experience:
    1. one year of service as a master on ocean or coastwise vessels while holding a United States Coast Guard license as master of ocean steam or motor vessels of any gross tons;
    2. two years of service as a master on United States Coast Guard inspected vessels of not less than 1,000 gross tons or tug and tow of not less than 1,600 combined gross tons while holding at least a United States Coast Guard license as master of steam or motor vessels of not more than 1,600 gross tons;
    3. two years of service as a chief officer on ocean or coastwise vessels of not less than 1,600 gross tons while holding a United States Coast Guard license as master of ocean steam or motor vessels of any gross tons;
    4. two years of service as commanding officer of United States commissioned vessels of not less than 1,600 gross tons and hold a United States Coast Guard license as master of ocean steam or motor vessels of any gross tons;
    5. three years of experience as a member of a professional pilot’s organization, during which the person actively engaged in piloting while holding at least a United States Coast Guard license as a master of steam or motor vessels of not more than 1,600 gross tons; or
    6. four years of experience gained in a board approved deputy marine pilot apprenticeship program in the pilotage region for which the deputy marine pilot license is sought and hold at least a United States Coast Guard license as master of steam or motor vessels of not more than 1,600 gross tons.
  3. A person who applies for a deputy marine pilot license under this section shall possess an endorsement of first class pilotage on the person’s United States Coast Guard license without tonnage restrictions for the pilotage region for which the person seeks the deputy marine pilot license.
  4. A person licensed as a deputy marine pilot under this section may, except as otherwise provided by the board, pilot vessels of 25,000 gross tons or less in a marine pilotage region for which the license is issued.
  5. [Repealed, § 22 ch 74 SLA 1995.]

History. (§ 11 ch 89 SLA 1991; am §§ 10, 11, 22 ch 74 SLA 1995)

Administrative Code. —

For licensing requirements, see 12 AAC 56, art. 1.

Sec. 08.62.097. Training programs for deputy marine pilot license.

  1. The board shall establish standards for training programs for a deputy marine pilot license. The standards may include requirements for
    1. supervised familiarization and training trips on vessels subject to this chapter;
    2. supervised dockings, undockings, and tug assisted maneuvers;
    3. special training or experience necessary to qualify for a deputy marine pilot license for a particular marine pilotage region;
    4. completion of the training program within a specified period;
    5. other training or experience that the board considers appropriate.
  2. A person who supervises the training of persons who are seeking a deputy marine pilot license under this chapter shall
    1. hold a marine pilot license issued under AS 08.62.100 ; however, if the board finds that there are no marine pilots licensed in a pilotage region who are available to supervise training under this section, the board may authorize a person who is licensed in that pilotage region as a deputy marine pilot to supervise the training of persons who are seeking a deputy marine pilot license in that pilotage region;
    2. receive prior authorization from the board to supervise the training of those persons;
    3. maintain a written log and evaluation on a form provided by the board of the training and progress of the person being supervised.

History. (§ 11 ch 89 SLA 1991; am § 12 ch 74 SLA 1995)

Administrative Code. —

For licensing requirements, see 12 AAC 56, art. 1.

Sec. 08.62.100. Qualifications for a marine pilot license.

  1. The board shall issue a marine pilot license for a marine pilotage region to a person who
    1. is a citizen of the United States;
    2. passes examinations that may be required by the board;
    3. has three years experience as a deputy marine pilot licensed under this chapter; and
    4. satisfies additional requirements as may be required by the board by regulation.
  2. Notwithstanding (a) of this section, a person who holds a marine pilot license of any type on the day before July 2, 1991 shall, subject to continued eligibility for the license under this chapter and regulations adopted under this chapter, receive a renewable marine pilot license of the same type and subject to the same qualifications and endorsements as that which the person held on July 1, 1991. A person who receives a license under this subsection may change the type of marine pilot license and the qualifications and endorsements attached to the license in accordance with regulations adopted by the board.

History. (§ 2 ch 106 SLA 1970; am § 12 ch 89 SLA 1991)

Administrative Code. —

For licensing requirements, see 12 AAC 56, art. 1.

For very large crude carriers (VLCC), see 12 AAC 56, art. 6.

Sec. 08.62.110. Previous licensure. [Repealed, § 27 ch 6 SLA 1984.]

Sec. 08.62.120. Renewal of licenses.

  1. In order to renew a marine pilot license, a person who is licensed under AS 08.62.100 shall
    1. submit an application for renewal of the license on a form provided by the department;
    2. submit proof of continued qualification under AS 08.62.100 to receive a marine pilot license;
    3. provide evidence of satisfactory completion of a physical examination by a licensed physician within 60 days before the date of renewal of the license;
    4. submit proof satisfactory to the board that the person has
      1. engaged in piloting vessels subject to this chapter in the marine pilotage region for which the license is to be renewed during at least 120 days in the licensing period immediately preceding the licensing period for which renewal is sought; or
      2. completed the minimum number of familiarization trips required by the board for renewal of a marine pilot license for a marine pilotage region for which the license is to be renewed.
  2. The board shall establish criteria for the renewal of a deputy marine pilot license.

History. (§ 2 ch 106 SLA 1970; am § 28 ch 6 SLA 1984; am § 35 ch 94 SLA 1987; am § 13 ch 89 SLA 1991; am § 13 ch 74 SLA 1995)

Cross references. —

For license duration and further provisions relating to renewal, see AS 08.01.100 .

Administrative Code. —

For licensing requirements, see 12 AAC 56, art. 1.

Sec. 08.62.130. Lapsed license.

  1. The board shall reinstate a lapsed marine pilot license if, in addition to complying with the requirements of AS 08.01.100(a) — (c) and AS 08.62.120 , the pilot takes and passes a written and oral examination if the license has been lapsed one year or more.
  2. The board shall establish criteria for reinstatement of a lapsed deputy marine pilot license.

History. (§ 2 ch 106 SLA 1970; am § 1 ch 22 SLA 1973; am § 14 ch 89 SLA 1991)

Administrative Code. —

For licensing requirements, see 12 AAC 56, art. 1.

Sec. 08.62.140. Fees.

  1. The department shall set fees under AS 08.01.065 for applications, licenses, agent registrations, investigations, audits, and training.
  2. The fee for an application for an exemption under AS 08.62.180(b) from the mandatory pilotage requirement of this chapter is $250 plus $50 for each whole foot in overall length of the vessel that exceeds 65 feet.

History. (§ 2 ch 106 SLA 1970; am § 4 ch 143 SLA 1980; am § 35 ch 37 SLA 1985; am § 15 ch 89 SLA 1991; am § 2 ch 39 SLA 2003)

Administrative Code. —

For occupational licensing fees, see 12 AAC 2, art. 2.

Sec. 08.62.150. Denial, revocation, or suspension.

  1. The board shall impose a disciplinary sanction on a person licensed under this chapter when the board finds that the person
    1. is incompetent in the performance of pilotage duties;
    2. is chemically impaired;
    3. illegally possesses, uses, or sells narcotic or hallucinogenic drugs;
    4. makes a false statement to obtain a license;
    5. violates a provision of this chapter or a regulation adopted under this chapter;
    6. is guilty of misconduct during the course of employment;
    7. has had the person’s United States Coast Guard pilot license conditioned, suspended, or revoked; or
    8. charges, collects, or receives an amount for pilotage services that is different from the rate adopted under AS 08.62.046 or the rate agreed to under AS 08.62.175(e) by the pilot organization of which the person is a member.
  2. [Repealed, § 4 ch 60 SLA 1987.]

History. (§ 2 ch 106 SLA 1970; am § 5 ch 143 SLA 1980; am §§ 2, 4 ch 60 SLA 1987; am § 16 ch 89 SLA 1991; am § 14 ch 74 SLA 1995)

Sec. 08.62.155. Disciplinary sanctions.

  1. The board may take disciplinary action against a person licensed under this chapter under AS 08.01.075 .
  2. The board may impose a civil fine not to exceed $5,000 on a marine pilot organization recognized by the board if the organization violates this chapter or a regulation adopted under this chapter. The board may also suspend or revoke the recognition of a pilot organization that fails to comply with its articles, bylaws, and rules, so as to no longer satisfy the minimum standards for recognition by the board.

History. (§ 3 ch 60 SLA 1987; am § 17 ch 89 SLA 1991; am § 15 ch 74 SLA 1995)

Cross references. —

For disciplinary powers of boards generally, see AS 08.01.075 .

Notes to Decisions

Cited in

Alaska Marine Pilots v. Hendsch, 950 P.2d 98 (Alaska 1997).

Article 3. Miscellaneous Provisions.

Sec. 08.62.157. Duties of licensed pilots.

  1. A person licensed under this chapter has a primary duty to safely navigate vessels under the pilot’s direction and control and to protect life and property and the marine environment while engaged in the provision of pilot services.
  2. A person licensed under this chapter shall report to the appropriate authority all violations of a federal or state pilotage law.

History. (§ 18 ch 89 SLA 1991)

Notes to Decisions

Duty to remain on board ship. —

The definition of “on duty” in 12 AAC 56.990 and the provisions of 12 AAC 56.960, stating duties of pilots, require a pilot to remain on board a vessel and assist in its navigation even if the master of the vessel countermands the pilot’s orders, and these requirements are consistent with the purpose of the Marine Pilotage Act. State, Bd. of Marine Pilots v. Renwick, 936 P.2d 526 (Alaska 1997).

Cited in

Alaska Marine Pilots v. Hendsch, 950 P.2d 98 (Alaska 1997).

Sec. 08.62.160. Mandatory employment of licensed pilots.

A vessel subject to this chapter navigating the inland or coastal water of or adjacent to the state as determined by the board in regulation shall employ a pilot holding a valid license under this chapter. The board shall define the mandatory pilotage water of the state.

History. (§ 2 ch 106 SLA 1970; am § 19 ch 89 SLA 1991)

Administrative Code. —

For compulsory pilotage waters, see 12 AAC 56, art. 2.

Notes to Decisions

Cited in

State, Bd. of Marine Pilots v. Renwick, 936 P.2d 526 (Alaska 1997).

Sec. 08.62.163. Pilots as independent contractors.

  1. Pilots licensed under this chapter are independent contractors and may not be employed as an employee of the owner or operator of a vessel subject to this chapter.
  2. The owner or operator of a vessel subject to this chapter may not employ a person licensed under this chapter as an employee.

History. (§ 20 ch 89 SLA 1991)

Sec. 08.62.165. Limitation of liability.

  1. A pilot licensed under this chapter is not liable for damages in excess of $250,000 per incident for damages or loss occurring as a result of the error, omission, fault, or neglect of the pilot in performing pilotage services, except that the limitation does not apply in a case where
    1. the pilot is either grossly negligent or guilty of wilful misconduct; or
    2. the error, omission, fault, or neglect of the pilot constitutes an act for which the board shall impose a disciplinary sanction under AS 08.62.150(a)(2) or (3).
  2. Nothing in this section exempts a vessel, a vessel’s cargo, or the owner or operator of a vessel or cargo from liability for damage or loss caused by the vessel, the vessel’s cargo, or the owner or operator of the vessel or cargo to the vessel, the vessel’s cargo, another person, or other property on the ground that
    1. the vessel was piloted by a pilot licensed under this chapter; or
    2. the damage or loss occurred as a result of the error, omission, fault, or neglect of a pilot licensed under this chapter.
  3. An organization of pilots is not liable for claims arising from acts or omissions of a pilot who is a member of the organization or for acts or omissions of another organization of pilots that relate to pilotage of a vessel. A pilot is not liable, directly or as a member of an organization of pilots, for claims arising from acts or omissions of another pilot or organization of pilots that relate to pilotage of a vessel. This subsection does not apply to acts or omissions relating to the ownership or operation of pilot boats or the transportation of pilots to and from a vessel to be piloted.

History. (§ 20 ch 89 SLA 1991; am § 16 ch 74 SLA 1995)

Administrative Code. —

For licensing requirements, see 12 AAC 56, art. 1.

Notes to Decisions

Cited in

Alaska Marine Pilots v. Hendsch, 950 P.2d 98 (Alaska 1997).

Sec. 08.62.170. Pilot’s lien for compensation.

Each vessel, its tackle, apparel, and furniture and the owner of the vessel are jointly and severally liable for the compensation of a pilot employed on the vessel and the pilot has a lien on the vessel, the vessel’s tackle, apparel, and furniture for the pilot’s compensation.

History. (§ 2 ch 106 SLA 1970)

Sec. 08.62.175. Regional marine pilot organizations.

  1. To the extent permitted under federal and state law, persons licensed under this chapter may form organizations of pilots within each pilotage region established by the board.
  2. The board shall recognize pilot organizations that satisfy the minimum standards established by the board by regulation.
  3. A pilot organization recognized by the board shall
    1. promote a safe and reliable system of marine pilotage for the region in which the organization is recognized;
    2. provide for the dispatch of pilots who are members of the organization;
    3. adopt and revise rates for the provision of pilotage services not covered by an agreement under (e) of this section;
    4. subject to the membership application and approval provisions contained in the articles and bylaws of the organization, be open to membership by all persons licensed under this chapter to pilot vessels in the pilotage region in which the organization is recognized;
    5. operate or participate in a training program for pilots and deputy pilots that is approved by the board; a training program for deputy pilots may include a deputy marine pilot apprenticeship program approved by the board;
    6. cooperate with and assist the board in implementing this chapter;
    7. by February 1 of each year, submit a report to the board that includes information on the status of training and apprenticeship programs, the number of members of the pilot organization who are state residents, and other information requested by the board.
  4. A pilot organization recognized by the board may not begin operating until the articles, bylaws, and rules of the pilot organization are approved by the board on the basis of
    1. uniform and nondiscriminatory application of the articles, bylaws, and rules to marine pilots and deputy marine pilots licensed under this chapter and trainees for marine pilot licenses;
    2. compliance with applicable laws; and
    3. effectiveness in
      1. promoting an efficient, reliable, and professional marine pilotage system in the region;
      2. maintaining a sufficient number of qualified pilots available for dispatch to serve the needs of vessels visiting the region during each hour of the day and each day of the year to the extent that it is reasonably possible given the size of the membership of the pilot organization;
      3. promoting training programs for marine pilots and deputy marine pilots that are approved by the board.
  5. A pilot organization recognized by the board may enter into agreements with the master, owner, operator, or agent of a master, owner, or operator, of a vessel concerning the terms and conditions under which the pilot organization will provide pilotage services.
  6. A pilot organization recognized by the board shall dispatch a person who is licensed under this chapter and who is a member of the organization to provide pilotage services upon the request of a representative of a vessel required to employ a pilot under AS 08.62.160 .

History. (§ 21 ch 89 SLA 1991; am §§ 17, 18 ch 74 SLA 1995)

Administrative Code. —

For licensing requirements, see 12 AAC 56, art. 1.

For recognition of pilot organizations, see 12 AAC 56, art. 4.

Notes to Decisions

Wrongful denial of membership. —

A private cause of action for wrongful denial of membership in a regional organization is implied by subsection (c). Alaska Marine Pilots v. Hendsch, 950 P.2d 98 (Alaska 1997).

In an action for wrongful denial of membership in a regional organization, it was proper for the trial court to instruct the jury that the organization violated subsection (c) as a matter of law. Alaska Marine Pilots v. Hendsch, 950 P.2d 98 (Alaska 1997).

Sec. 08.62.180. Exemptions.

  1. This chapter does not apply to
    1. vessels subject to federal pilot requirements under 46 U.S.C. 8502 except as provided in AS 08.62.185 ;
    2. fishing vessels, including fish processing and fish tender vessels, registered in the United States or in British Columbia, Canada;
    3. vessels propelled by machinery and not more than 65 feet in length over deck, except tugboats and towboats propelled by steam;
    4. vessels of United States registry of less than 300 gross tons and towboats of United States registry and vessels owned by the State of Alaska, engaged exclusively
      1. on the rivers of Alaska; or
      2. in the coastwise trade on the west or north coast of the United States including Alaska and Hawaii, and including British Columbia, Yukon Territory, and Northwest Territories, Canada;
    5. vessels of Canada, built in Canada and manned by Canadian citizens, engaged in frequent trade between
      1. British Columbia and Southeastern Alaska on the inside water of Southeastern Alaska south of 59 degrees, 29 minutes North latitude, if reciprocal exemptions are granted by Canada to vessels owned by the State of Alaska and those of United States registry; or
      2. northern Alaska north of 68 degrees, 7 minutes North latitude and Yukon Territory or Northwest Territories;
    6. pleasure craft of United States registry;
    7. pleasure craft of foreign registry of 65 feet or less in overall length; and
    8. vessels of the Canadian Navy or Canadian Coast Guard that have a home port in British Columbia, Canada, while navigating the inside water of Southeastern Alaska.
  2. The operator of a pleasure craft of foreign registry of more than 65 feet overall length but less than 175 feet overall length may apply for an exemption from the pilotage requirement of this chapter. If an exemption is applied for and the fee prescribed under AS 08.62.140(b) is paid, the board may issue the exemption to the operator of the vessel. The exemption is valid for one year from the date on which the exemption is issued. The application for an exemption must be submitted to the board at least 30 days before the vessel enters the state. The board shall approve or deny an application for the exemption within 10 working days after the application is received by the board. If the board does not approve or disapprove the application within 10 working days, the exemption is considered to be approved, and the board shall issue the exemption. The 10-day period for action by the board is suspended while the board is waiting for a response to a request by the board for additional information from the applicant. An exemption issued under this subsection may be revoked by the board if the vessel is not operated in a manner that is appropriate to protect human life, property, and the marine environment or if the vessel does not comply with all applicable local, state, and federal laws. The exemption must remain on the vessel while the vessel is in state water. An exemption issued under this subsection does not exempt a vessel from the requirement to employ a pilot licensed under this chapter while the vessel is in Wrangell Narrows or in the water between Chatham Strait and Sitka via Peril Strait.
  3. The operator of a pleasure craft of foreign registry of more than 65 feet overall length but not more than 125 feet overall length that has received an exemption under (b) of this section shall proceed upon initial entry into state water to the first port of call to receive navigational and safety information from an agent registered under AS 08.62.040(a)(3) who is employed by the operator of the vessel. The navigational and safety information provided by the agent must be approved by the marine pilot coordinator and annually reviewed, revised, and approved as appropriate by the board at its spring meeting.
  4. The operator of a pleasure craft of foreign registry of more than 125 feet overall length but less than 175 feet overall length that has received an exemption under (b) of this section shall employ a pilot licensed under this chapter from initial entry into compulsory pilotage water of the state to the first port of call. The marine pilot shall provide navigational and safety information relating to the pilotage region to the operator of the vessel.
  5. In (b) — (d) of this section,
    1. “for hire” means for consideration contributed as a condition of carriage on a vessel, whether directly or indirectly flowing to the owner, charterer, operator, agent, or other person having an interest in the vessel;
    2. “pleasure craft” means a vessel that does not carry passengers or freight for hire.

History. (§ 2 ch 106 SLA 1970; am § 1 ch 43 SLA 1972; am § 2 ch 78 SLA 1977; am § 9 ch 14 SLA 1987; am § 22 ch 89 SLA 1991; am § 19 ch 74 SLA 1995; am § 3 ch 10 SLA 2003; am §§ 3, 4 ch 39 SLA 2003)

Administrative Code. —

For compulsory pilotage waters, see 12 AAC 56, art. 2.

Sec. 08.62.185. Certain licensed pilots required for oil tankers.

  1. Any oil tanker, whether enrolled or registered, of 50,000 dead weight tons or greater, shall, when navigating in state water beyond Alaska pilot stations employ a pilot licensed by the state under this chapter.
  2. The pilot required in (a) of this section shall control the vessel during all docking operations.

History. (§ 3 ch 78 SLA 1977; am § 23 ch 89 SLA 1991)

Sec. 08.62.187. Registration of agents required.

A person may not act as an agent of a vessel subject to this chapter unless the person’s name appears on the register of agents kept under AS 08.62.040(a)(3) .

History. (§ 6 ch 143 SLA 1980)

Sec. 08.62.190. Penalties.

  1. A master or owner of a vessel required by this chapter to employ a licensed pilot who fails to do so when a licensed pilot is available, unless the perils or hazards of the sea prevent the employment of a pilot, is guilty of a misdemeanor and, upon conviction, is punishable by a fine of not less than $5,000 nor more than $15,000 for the first offense and not less than $10,000 nor more than $30,000 for the second offense.
  2. A person who violates any other provision of this chapter or a regulation adopted under this chapter is guilty of a misdemeanor and, upon conviction, is punishable by a fine of not less than $1,000 nor more than $5,000.
  3. For purposes of (a) of this section, the board shall define by regulation the phrase “when a licensed pilot is available.”

History. (§ 2 ch 106 SLA 1970; am § 1 ch 34 SLA 1979; am §§ 24, 25 ch 89 SLA 1991)

Administrative Code. —

For tariffs, see 12 AAC 56, art. 3.

Sec. 08.62.200. [Renumbered as AS 08.62.900.]

Article 4. General Provisions.

Sec. 08.62.900. Definitions.

In this chapter,

  1. “board” means the Board of Marine Pilots;
  2. “commissioner” means the commissioner of the Department of Commerce, Community, and Economic Development;
  3. “department” means the Department of Commerce, Community, and Economic Development;
  4. “pilot” means a person licensed under this chapter as a pilot or a deputy pilot;
  5. “vessel” means all vessels not exempt under AS 08.62.180 .

History. (§ 2 ch 106 SLA 1970; am § 48 ch 218 SLA 1976; am § 26 ch 89 SLA 1991; am § 103 ch 13 SLA 2019)

Revisor's notes. —

In 1999, “Department of Commerce and Economic Development” was changed to “Department of Community and Economic Development” in this section in accordance with § 88, ch. 58, SLA 1999.

In 2004, “Department of Community and Economic Development” was changed to “Department of Commerce, Community, and Economic Development” in this section, in accordance with § 3, ch. 47, SLA 2004.

Formerly AS 08.62.200 . Renumbered in 1991. The paragraphs in this section were reorganized in 1991 and 2019 to maintain alphabetical order.

Effect of amendments. —

The 2019 amendment, effective October 17, 2019, repealed former (4), which defined “knowingly”.

Sec. 08.62.990. Short title.

This chapter may be cited as the Alaska Marine Pilotage Act.

History. (§ 27 ch 89 SLA 1991)

Chapter 63. Marital and Family Therapy.

Administrative Code. —

For board of marital and family therapy, see 12 AAC 19.

Article 1. Board of Marital and Family Therapy.

Sec. 08.63.010. Board established.

  1. There is established the Board of Marital and Family Therapy.
  2. The board consists of three persons licensed under this chapter and two members of the public.

History. (§ 1 ch 129 SLA 1992)

Sec. 08.63.020. Board appointments.

The governor shall appoint the members of the board subject to confirmation by the legislature.

History. (§ 1 ch 129 SLA 1992)

Sec. 08.63.030. Meetings.

The board shall hold an annual meeting and may hold special meetings at the call of the chair or a majority of the board members.

History. (§ 1 ch 129 SLA 1992)

Sec. 08.63.040. Removal of board members.

The governor may only remove a member of the board for good cause.

History. (§ 1 ch 129 SLA 1992)

Sec. 08.63.050. Powers and duties of the board.

  1. The board shall
    1. establish objective examination requirements and training and education requirements for persons who apply for a license to practice marital and family therapy;
    2. examine applicants and issue licenses to qualified applicants;
    3. establish continuing education requirements for license renewal;
    4. adopt a code of ethical practice for marital and family therapy;
    5. hold hearings and order the disciplinary sanction of a person who violates this chapter or a regulation of the board;
    6. ensure that licensees are aware of the requirements of AS 47.17.020 ;
    7. establish standards for supervisors and supervision under this chapter;
    8. enforce the provisions of this chapter and adopt regulations necessary to carry out its duties under this chapter.
  2. The board may order a licensed marital and family therapist to submit to a reasonable physical or mental examination if the board has credible evidence sufficient to conclude that the marital and family therapist’s physical or mental capacity to practice safely is at issue.

History. (§ 1 ch 129 SLA 1992; am § 19 ch 6 SLA 1998; am § 2 ch 152 SLA 2003)

Revisor’s notes. —

Former paragraph (9) was renumbered as (8) in 1998 to reflect the 1998 repeal of former paragraph (8).

Administrative Code. —

For licensing requirements, see 12 AAC 19, art. 1.

For supervised practice, see 12 AAC 19, art. 2.

For license renewal and continuing education, see 12 AAC 19, art. 3.

Sec. 08.63.060. Administrative Procedure Act.

AS 44.62 (Administrative Procedure Act) applies to regulations and proceedings under this chapter.

History. (§ 1 ch 129 SLA 1992)

Administrative Code. —

For supervised practice, see 12 AAC 19, art. 2.

Article 2. Marital and Family Therapy Licenses.

Administrative Code. —

For licensing requirements, see 12 AAC 19, art. 1.

For license renewal and continuing education, see 12 AAC 19, art. 3.

Sec. 08.63.100. Qualifications for license to practice.

  1. The board shall issue a license to practice marital and family therapy to a person who
    1. applies on a form provided by the board;
    2. pays the fee established under AS 08.01.065 ;
    3. furnishes evidence satisfactory to the board that the person
      1. has not engaged in conduct that is a ground for imposing disciplinary sanctions under AS 08.63.210 ;
      2. holds a master’s degree or doctorate in marital and family therapy or allied mental health field from a regionally accredited educational institution approved by the board for which the person completed a course of study that included instruction substantially equivalent to the following:
        1. three courses or nine semester or 12 quarter hours of course work in marital and family therapy;
        2. three courses or nine semester or 12 quarter hours of course work in marital and family studies;
        3. three courses or nine semester or 12 quarter hours of course work in human development;
        4. one course or three semester or four quarter hours of course work in professional studies or professional ethics and law;
        5. one course or three semester or four quarter hours of course work in research; and
        6. one year of supervised clinical practice in marital and family therapy;
      3. after receiving a degree described in (B) of this paragraph, has practiced supervised marital and family therapy, including 1,700 hours of clinical contact with couples, individuals, and families; the 1,700 hours of clinical contact must include at least 100 hours of individual supervision and 100 hours of group supervision approved by the board; the 100 hours of individual supervision and 100 hours of group supervision may be conducted by one or more supervisors;
      4. has received training related to domestic violence; and
      5. has passed a written or oral examination administered by the board.
  2. Under regulations adopted by the board, a person who holds a master’s or doctorate degree in marital and family therapy or allied mental health field from a regionally accredited educational institution approved by the board, but whose course of degree study did not include all the courses or clinical practice requirements set out in (a)(3)(B) of this section may substitute post-degree courses or practice, as approved by the board, to satisfy the requirements of (a)(3)(B) of this section.
  3. An applicant who fails an examination given under this section may not retake the examination for a period of six months from the date of the examination that the applicant failed.
  4. A license issued under this section shall be renewed biennially by the applicant on a date set by the department and approved by the board. It shall be renewed by payment of the fee established under AS 08.01.065 and by satisfaction of the continuing education requirements established by the board for the renewal of licenses issued under this section.

History. (§ 1 ch 129 SLA 1992; am § 3 ch 152 SLA 2003; am § 1 ch 75 SLA 2018)

Administrative Code. —

For occupational licensing fees, see 12 AAC 2, art. 2.

For licensing requirements, see 12 AAC 19, art. 1.

For supervised practice, see 12 AAC 19, art. 2.

For license renewal and continuing education, see 12 AAC 19, art. 3.

Effect of amendments. —

The 2018 amendment, effective January 1, 2019, rewrote (a)(3)(C).

Sec. 08.63.110. License for supervised practice.

  1. The board shall issue a four-year license for the supervised practice of marital and family therapy to a person who meets the requirements of AS 08.63.100(a)(1) , (2), and (3)(A) — (B).
  2. A licensee under this section may practice only
    1. under the direct supervision of a supervisor approved by the board under AS 08.63.120 ; and
    2. in a clinic, social service agency, or other setting approved by the board.
  3. A license for supervised practice expires four years from the date of issuance and may not be renewed.
  4. A licensee under this section shall submit to the board for its approval a proposed plan for satisfying the supervision requirements of AS 08.63.100(a)(3)(C) .
  5. A licensee under this section shall use the title “marital therapy associate,” “family therapy associate,” or other title that is approved by the board.
  6. The board shall revoke a license for supervised practice if the person fails the examination required under AS 08.63.100 two or more times.

History. (§ 1 ch 129 SLA 1992)

Administrative Code. —

For occupational licensing fees, see 12 AAC 2, art. 2.

For supervised practice, see 12 AAC 19, art. 2.

Sec. 08.63.120. Authorized supervisors.

  1. A person may not supervise a person under this chapter unless approved by the board to be a supervisor.
  2. A person who supervises a licensee under this section during
    1. individual supervision must
      1. have practiced marital and family therapy for five years;
      2. be licensed under this chapter; and
      3. meet the minimum standards established by the board for approved supervisors; or
    2. group supervision must be licensed to practice as
      1. a professional counselor under AS 08.29;
      2. a marital and family therapist under this chapter;
      3. a physician under AS 08.64 who is a psychiatrist;
      4. an advanced practice registered nurse under AS 08.68 who is certified to provide psychiatric or mental health services by an entity recognized by the Board of Nursing;
      5. a psychologist under AS 08.86; or
      6. a clinical social worker under AS 08.95.

History. (§ 1 ch 129 SLA 1992; am § 2 ch 75 SLA 2018)

Administrative Code. —

For licensing requirements, see 12 AAC 19, art. 1.

For supervised practice, see 12 AAC 19, art. 2.

Effect of amendments. —

The 2018 amendment, effective January 1, 2019, added “during” at the end of the introductory language in (b), added “individual supervision” at the beginning of the introductory language in (b)(1), added (b)(2), and made related changes.

Sec. 08.63.130. Temporary license for the practice of marital and family therapy.

  1. The board shall issue a temporary license for the practice of marital and family therapy to an applicant who satisfies the requirements of AS 08.63.100(a)(1) , (2), and (3)(A), (B), and (C) and has been approved by the board to take the marital and family therapy examination.
  2. A person may practice under a temporary license until the board issues the results of the first marital and family therapy examination given after issuance of the person’s temporary license and either issues or denies a license under AS 08.63.100 to the person.
  3. If a licensee under this section fails the marital and family therapy examination, the board may not renew the person’s temporary license.

History. (§ 1 ch 129 SLA 1992)

Cross references. —

For temporary courtesy licenses, see AS 08.01.062 .

Administrative Code. —

For occupational licensing fees, see 12 AAC 2, art. 2.

Sec. 08.63.140. Licensure by credentials.

The board shall issue a license to practice marital and family therapy to a person who

  1. is licensed or certified for the practice of marital and family therapy in another state that has requirements for the license or certificate that are substantially equal to or greater than the requirements of this state; and
  2. meets the requirements of AS 08.63.100(a)(1) , (2), and (3)(A).

History. (§ 1 ch 129 SLA 1992)

Administrative Code. —

For occupational licensing fees, see 12 AAC 2, art. 2.

For licensing requirements, see 12 AAC 19, art. 1.

Article 3. General Provisions.

Sec. 08.63.200. Confidentiality of communication.

  1. A person licensed under this chapter may not reveal to another person a communication made to the licensee by a client about a matter concerning which the client has employed the licensee in a professional capacity. This section does not apply to
    1. a case conference or case consultation with other mental health professionals at which the patient is not identified;
    2. the release of information that the client in writing authorized the licensee to reveal;
    3. information released to the board as part of a disciplinary or other proceeding;
    4. situations where the rules of evidence applicable to the psychotherapist-patient privilege allow the release of the information;
    5. a communication to a potential victim or to law enforcement officers where a threat of imminent serious physical harm to an identified victim has been made by a client; or
    6. a disclosure revealing a communication about an act that the licensee has reasonable cause to suspect constitutes unlawful or unethical conduct that would be grounds for imposition of disciplinary sanctions by a person licensed to provide health or mental health services, if the disclosure is made only to the licensing board with jurisdiction over the person who allegedly committed the act, and the disclosure is made in good faith.
  2. Notwithstanding (a) of this section, a person licensed under this chapter shall report incidents of
    1. child abuse or neglect as required by AS 47.17;
    2. harm or assaults suffered by a vulnerable adult as required by AS 47.24.
  3. Information obtained by the board under (a)(3) of this section is confidential and is not a public record for purposes of AS 40.25.110 40.25.140 .

History. (§ 1 ch 129 SLA 1992; am § 4 ch 152 SLA 2003; am § 2 ch 71 SLA 2012)

Revisor’s notes. —

In 2000, “AS 40.25.110 40.25.140 ” was substituted for “AS 09.25.110 — 09.25.140 ” to reflect the 2000 renumbering of AS 09.25.110 — 09.25.140 .

Sec. 08.63.210. Grounds for imposition of disciplinary sanctions.

  1. After a hearing, the board may impose a disciplinary sanction under AS 08.01.075 on a person licensed under this chapter when the board finds that the person
    1. secured a license through deceit, fraud, or intentional misrepresentation;
    2. engaged in deceit, fraud, or intentional misrepresentation in the course of providing professional services or engaging in professional activities;
    3. advertised professional services in a false or misleading manner;
    4. has been convicted of a felony or of another crime that affects the person’s ability to practice competently and safely;
    5. failed to comply with a provision of this chapter or a regulation adopted under this chapter, or an order of the board;
    6. continued to practice after becoming unfit due to
      1. professional incompetence;
      2. addiction or severe dependency on alcohol or another drug that impairs the person’s ability to practice safely;
    7. engaged in unethical conduct in connection with the delivery of professional services to clients;
    8. engaged in sexual misconduct with a client during the course of therapy, either within or outside the treatment setting, or within two years after therapy or counseling with the client has terminated; in this paragraph, “sexual misconduct” includes sexual contact, as defined in regulations adopted under this chapter, or attempted sexual contact, regardless of the client’s or former client’s consent or lack of consent.
  2. The board may summarily suspend the license of a licensee who refuses to submit to a physical or mental examination under AS 08.63.050(b) . A person whose license is suspended under this subsection is entitled to a hearing by the board within seven days after the effective date of the order. If, after a hearing, the board upholds the suspension, the licensee may appeal the suspension to a court of competent jurisdiction.
  3. The board may not impose disciplinary sanctions on a licensee for the evaluation, diagnosis, supervision, or treatment of a person through audio, video, or data communications when physically separated from the person if
    1. the licensee or another licensed health care provider is available to provide follow-up care;
    2. the licensee requests that the person consent to sending a copy of all records of the encounter to a primary care provider if the licensee is not the person’s primary care provider and, if the person consents, the licensee sends the records to the person’s primary care provider; and
    3. the licensee meets the requirements established by the board in regulation.
  4. The board shall adopt regulations restricting the evaluation, diagnosis, supervision, and treatment of a person as authorized under (c) of this section by establishing standards of care, including standards for training, confidentiality, supervision, practice, and related issues.

History. (§ 1 ch 129 SLA 1992; am §§ 5, 6 ch 152 SLA 2003; am § 6 ch 25 SLA 2016)

Effect of amendments. —

The 2016 amendment, effective September 19, 2016, added (c) and (d).

Sec. 08.63.220. License required if designation used.

A person who is not licensed under this chapter or whose license is suspended or revoked, or whose license has lapsed, who knowingly uses in connection with the person’s name the words or letters “L.M.F.T.,” “L.M.F.C.,” “Licensed Marital and Family Therapist,” “Licensed Marriage and Family Counselor,” or other letters, words, or insignia indicating or implying that the person is licensed as a marital and family therapist by this state or who in any way, orally or in writing, directly or by implication, knowingly holds out as being licensed by the state as a marital and family therapist in this state is guilty of a class B misdemeanor.

History. (§ 1 ch 129 SLA 1992)

Cross references. — For penalties for misdemeanors, see AS 12.55.035 and 12.55.135 .

Sec. 08.63.230. Disclosure statement.

Before the performance of services, a licensed marital and family therapist shall ensure that the client was furnished a copy of a professional disclosure statement that contained

  1. the name, title, business address, and business telephone number of the marital and family therapist;
  2. a description of the formal professional education of the marital and family therapist, including the institutions attended and the degrees received from the institutions;
  3. the marital and family therapist’s areas of specialization and the services available;
  4. the marital and family therapist’s fee schedule listed by type of service or hourly rate;
  5. a description of the exception to confidentiality contained in AS 08.63.200(a)(6) ; and
  6. at the bottom of the first page of the statement, the following sentence: “This information is required by the Board of Marital and Family Therapy, which regulates all licensed marital and family therapists,” followed by the name, address, and telephone number of the board’s office.

History. (§ 7 ch 152 SLA 2003)

Sec. 08.63.240. Limitation of practice.

Notwithstanding that a specific act is within the definition of the “practice of marital and family therapy,” a person licensed under this chapter may not perform the act if the person lacks the appropriate education, training, and experience related to the act.

History. (§ 7 ch 152 SLA 2003)

Sec. 08.63.900. Definitions.

In this chapter, unless the context indicates otherwise,

  1. “advertise” includes issuing or causing to be distributed a card, sign, or device to a person, or causing, permitting, or allowing a sign or marking on or in a building or structure, or in a newspaper, magazine, or directory, or on radio or television, or using other means designed to secure public attention;
  2. “board” means the Board of Marital and Family Therapy;
  3. “course” means a class of at least three credit hours in a graduate program at an accredited educational institution or an institution approved by the board;
  4. “department” means the Department of Commerce, Community, and Economic Development;
  5. “practice of marital and family therapy” means the diagnosis and treatment of mental and emotional disorders that are referenced in the standard diagnostic nomenclature for marital and family therapy, whether cognitive, affective, or behavioral, within the context of human relationships, particularly marital and family systems; marital and family therapy involves
    1. the professional application of assessments and treatments of psychotherapeutic services to individuals, couples, and families for the purpose of treating the diagnosed emotional and mental disorders;
    2. an applied understanding of the dynamics of marital and family interactions, along with the application of psychotherapeutic and counseling techniques for the purpose of resolving intrapersonal and interpersonal conflict and changing perceptions, attitudes, and behaviors in the area of human relationships and family life;
  6. “supervision” means face-to-face consultation, direction, review, evaluation, and assessment of the practice of the person being supervised, including direct observation and the review of case presentations, audio tapes, and video tapes.

History. (§ 1 ch 129 SLA 1992)

Revisor’s notes. —

In 1999, “Department of Commerce and Economic Development” was changed to “Department of Community and Economic Development” in this section in accordance with § 88, ch. 58, SLA 1999.

In 2004, “Department of Community and Economic Development” was changed to “Department of Commerce, Community, and Economic Development” in this section, in accordance with § 3, ch. 47, SLA 2004.

Chapter 64. Medicine.

Cross references. —

For provisions relating to needle stick and sharps injury protections, see AS 18.60.880 18.60.890 .

Administrative Code. —

For state medical board, see 12 AAC 40.

Legislative history reports. —

For governor's transmittal letter for ch. 2, SSSLA 2017 (HB 159), which amended provisions in this chapter relating to opioid prescription and education on pain management and opioid use and addiction, see 2017 House Journal 408 — 410.

Collateral references. —

61 Am. Jur. 2d, Physicians, Surgeons and Other Healers, §§ 1-157.

70 C.J.S., Physicians and Surgeons, § 1 et seq.

Constitutionality and construction of statutes or regulations prohibiting one who has no license to practice dentistry or medicine from owning, maintaining, or operating an office therefor, 20 ALR2d 808.

Article 1. State Medical Board.

Administrative Code. —

For state medical board, see 12 AAC 40.

Sec. 08.64.010. Creation and membership of State Medical Board.

The governor shall appoint a board of medical examiners, to be known as the State Medical Board, consisting of five physicians licensed in the state and residing in as many separate geographical areas of the state as possible, one physician assistant licensed under AS 08.64.107 , and two persons with no direct financial interest in the health care industry.

History. (§ 35-3-82 ACLA 1949; am § 1 ch 148 SLA 1970; am § 11 ch 102 SLA 1976; am § 3 ch 48 SLA 1983; am § 1 ch 16 SLA 2001)

Notes to Decisions

For constitutionality of ch. 102, SLA 1976, see Plumley v. George E. Hale, M.D., Inc., 594 P.2d 497 (Alaska 1979).

Sec. 08.64.020. Term of office. [Repealed, § 49 ch 94 SLA 1987. For current law, see AS 08.01.035.]

Sec. 08.64.030. Substitution of members. [Repealed, § 19 ch 48 SLA 1983.]

Sec. 08.64.040. Removal of members. [Repealed, § 49 ch 94 SLA 1987. For current law, see AS 08.01.020.]

Sec. 08.64.050. Oath of office.

Each member shall take an oath of office. The oath shall be filed and preserved in the department.

History. (§ 35-3-83 ACLA 1949; am § 1 ch 77 SLA 1969; am § 1 ch 101 SLA 1974; am § 15 ch 14 SLA 2005)

Legislative history reports. —

For governor’s transmittal letter for ch. 14, SLA 2005 (SB 52), see 2005 Senate Journal 42 — 43.

Sec. 08.64.060. Seal.

The board shall adopt a seal.

History. (§ 35-3-83 ACLA 1949)

Sec. 08.64.070. Officers.

The board shall elect a president and secretary from among its members. The president and secretary may administer oaths.

History. (§ 35-3-83 ACLA 1949; am § 2 ch 77 SLA 1969)

Sec. 08.64.075. Designees.

If this chapter authorizes a designee to perform a duty, the board may designate a single board member, the executive secretary, or another employee of the department.

History. (§ 1 ch 66 SLA 1999)

Administrative Code. —

For licensing, see 12 AAC 40, art. 1.

For continuing medical education, see 12 AAC 40, art. 3.

Sec. 08.64.080. Meetings of board. [Repealed, § 3 ch 59 SLA 1966.]

Sec. 08.64.085. Meetings of the board.

The board shall meet at least four times a year.

History. (§ 6 ch 48 SLA 1983)

Sec. 08.64.090. Quorum.

Five members of the board constitute a quorum for the transaction of all business properly before the board.

History. (§ 35-3-83 ACLA 1949; am § 3 ch 148 SLA 1970; am § 13 ch 102 SLA 1976; am § 2 ch 16 SLA 2001)

Notes to Decisions

For constitutionality of ch. 102, SLA 1976, see Plumley v. George E. Hale, M.D., Inc., 594 P.2d 497 (Alaska 1979).

Sec. 08.64.100. Power of board to adopt regulations.

The board may adopt regulations necessary to carry into effect the provisions of this chapter.

History. (§ 35-3-95 ACLA 1949)

Administrative Code. —

For licensing, see 12 AAC 40, art. 1.

For continuing medical education, see 12 AAC 40, art. 3.

For mobile intensive care paramedics, see 12 AAC 40, art. 4.

For physician assistants, see 12 AAC 40, art. 5.

For registered nurse anesthetists, see 12 AAC 44, art. 5.

Sec. 08.64.101. Duties.

  1. The board shall
    1. except as provided in regulations adopted by the board under (b) of this section, examine and issue licenses to applicants;
    2. develop written guidelines to ensure that licensing requirements are not unreasonably burdensome and the issuance of licenses is not unreasonably withheld or delayed;
    3. after a hearing, impose disciplinary sanctions on persons who violate this chapter or the regulations or orders of the board;
    4. adopt regulations ensuring that renewal of licenses is contingent on proof of continued competency on the part of the licensee;
    5. under regulations adopted by the board, contract with private professional organizations to establish an impaired medical professionals program to identify, confront, evaluate, and treat persons licensed under this chapter who abuse alcohol, other drugs, or other substances or are mentally ill or cognitively impaired;
    6. adopt regulations that establish guidelines for a physician or physician assistant who is rendering a diagnosis, providing treatment, or prescribing, dispensing, or administering a prescription drug to a person without conducting a physical examination under AS 08.64.364 ; the guidelines must include a nationally recognized model policy for standards of care of a patient who is at a different location than the physician or physician assistant;
    7. require that a licensee who has a federal Drug Enforcement Administration registration number register with the controlled substance prescription database under  AS 17.30.200(n) .
  2. The board may adopt regulations authorizing
    1. the executive secretary to grant a license to an applicant under this chapter; the regulations must provide
      1. that the applicant meet the requirements provided under this chapter;
      2. that the executive secretary may not grant a license under this chapter if the applicant has submitted
        1. a list of one or more negotiated settlements and judgments under  AS 08.64.200(a)(3) ;
        2. information that the applicant had a license to practice medicine in another state, country, province, or territory that was suspended or revoked under  AS 08.64.200(a)(4) ; or
        3. information that requires consideration by the board;
      3. other requirements that the board determines necessary; and
    2. a member of the board, the executive secretary, or a person designated by the board to issue a temporary permit under  AS 08.64.270(a) or 08.64.275(a) if the applicant meets the requirements established under this chapter.

History. (§ 7 ch 48 SLA 1983; am § 3 ch 87 SLA 1987; am § 3 ch 126 SLA 1990; am § 1 ch 91 SLA 1992; am § 19 ch 6 SLA 1998; am § 7 ch 25 SLA 2016; am §§ 2, 3 ch 45 SLA 2018; am § 1 ch 18 SLA 2019)

Revisor's notes. —

Former paragraphs (4) — (6) were renumbered as (3) — (5) in 1998 to reflect the 1998 repeal of former paragraph (3).

Administrative Code. —

For continuing medical education, see 12 AAC 40, art. 3.

Effect of amendments. —

The 2016 amendment, effective September 19, 2016, added (6), and effective July 17, 2017, added (7).

The 2019 amendment, effective March 1, 2020, inserted “or physician assistant” in two places in (a)(6).

Editor's notes. —

The delayed repeal of paragraph (7) of this section by sec. 52, ch. 25, SLA 2016, which was to take effect July 1, 2021, was repealed by sec. 47, ch. 2, SSSLA 2017.

Notes to Decisions

Applied in

Grandstaff v. State, 171 P.3d 1176 (Alaska Ct. App. 2007).

Cited in

Gottlieb v. State, 175 P.3d 664 (Alaska Ct. App. 2008).

Sec. 08.64.103. Investigator; executive secretary.

  1. After consulting with the board, the department shall employ two persons who are not members of the board; one shall be assigned as the investigator for the board; the other shall be assigned as the executive secretary for the board. The investigator shall
    1. conduct investigations into alleged violations of this chapter and into alleged violations of regulations and orders of the board;
    2. at the request of the board, conduct investigations based on complaints filed with the department or with the board; and
    3. be directly responsible and accountable to the board, except that only the department has authority to terminate the investigator’s employment and the department shall provide day to day and administrative supervision of the investigator.
  2. The executive secretary is the principal executive officer of the board and shall perform duties as prescribed by the board. The executive secretary is in the partially exempt service under AS 39.25.120 and is entitled to receive a monthly salary equal to a step in Range 23 on the salary schedule set out in AS 39.27.011(a) .

History. (§ 4 ch 87 SLA 1987; am § 2 ch 41 SLA 2013)

Sec. 08.64.105. Regulation of abortion procedures.

The board shall adopt regulations necessary to carry into effect the provisions of AS 18.16.010 and shall define ethical, unprofessional, or dishonorable conduct as related to abortions, set standards of professional competency in the performance of abortions, and establish procedures and set standards for facilities, equipment, and care of patients in the performance of an abortion.

History. (§ 2 ch 103 SLA 1970)

Administrative Code. —

For abortions, see 12 AAC 40, art. 2.

Opinions of attorney general. —

Separation of responsibilities in AS 18.16.010 is clear; the approval of facilities is granted to the Department of Health and Social Services; the ethical and professional responsibilities of medical doctors are committed to the supervision of the State Medical Board. No language in this section vitiates any of the responsibilities granted in AS 18.16.010(a)(2) to the Department of Health and Social Services. October 7, 1974 Op. Att’y Gen.

Sec. 08.64.106. Delegation of routine medical duties.

The board shall adopt regulations authorizing a physician, podiatrist, osteopath, or physician assistant licensed under this chapter to delegate routine medical duties to an agent of the physician, podiatrist, osteopath, or physician assistant. The regulations must

  1. require that an agent who is not licensed under this chapter may perform duties delegated under this section only if the agent meets applicable standards established by the board;
  2. require that a physician, podiatrist, osteopath, or physician assistant may not delegate duties related to pain management and opioid use and addiction; and
  3. define the phrase “routine medical duties.”

History. (§ 4 ch 45 SLA 2018)

Effective dates. —

Section 13, ch. 45, SLA 2018 makes this section effective January 1, 2019, in accordance with AS 01.10.070(c) .

Sec. 08.64.107. Regulation of physician assistants and intensive care paramedics.

The board shall adopt regulations regarding the licensure of physician assistants and registration of mobile intensive care paramedics, and the medical services that they may perform, including the

  1. educational and other qualifications, including education in pain management and opioid use and addiction;
  2. application and registration procedures;
  3. scope of activities authorized; and
  4. responsibilities of the supervising or training physician.

History. (§ 2 ch 101 SLA 1974; am § 1 ch 36 SLA 1993; am § 1 ch 91 SLA 1996; am § 7 ch 2 SSSLA 2017)

Cross references. —

For certification of emergency medical personnel, see AS 18.08.082 . For authority of physician assistants and mobile intensive care paramedics to pronounce death, see AS 18.08.089 .

For transitional provisions relating to the validity of a registration of a mobile intensive care paramedic issued before January 1, 2022, the conversion of an unexpired registration to a license, and the transfer from the Department of Commerce, Community, and Economic Development and the State Medical Board to the Department of Health and Social Services of all pending records and proceedings relating to mobile intensive care paramedics, see § 19, ch. 29, SLA 2021 in the 2021 Temporary and Special Acts.

Administrative Code. —

For occupational licensing fees, see 12 AAC 2, art. 2.

For mobile intensive care paramedics, see 12 AAC 40, art. 4.

For physician assistants, see 12 AAC 40, art. 5.

Effect of amendments. —

The 2017 amendment, effective July 1, 2018, added “, including education in pain management and opioid use and addiction” at the end of (1).

The 2021 amendment, effective January 1, 2022, in the introductory language, deleted “and registration of mobile intensive care paramedics,” following “licensure of physician assistants”; in (2), substituted “licensing” for “registration” following “application and”.

Sec. 08.64.107. Regulation of physician assistants.

The board shall adopt regulations regarding the licensure of physician assistants and the medical services that they may perform, including the

  1. educational and other qualifications, including education in pain management and opioid use and addiction;
  2. application and licensing procedures;
  3. scope of activities authorized; and
  4. responsibilities of the supervising or training physician.

History. (§ 2 ch 101 SLA 1974; am § 1 ch 36 SLA 1993; am § 1 ch 91 SLA 1996; am § 7 ch 2 SSSLA 2017; am § 3 ch 29 SLA 2021)

Sec. 08.64.110. Per diem and expenses.

The members of the board are entitled to per diem and expenses authorized by law.

History. (§ 35-3-95 ACLA 1949)

Cross references. —

For per diem and travel expenses, see AS 39.20.180 .

Sec. 08.64.120. Coverage of funds and warrants for expenses. [Repealed, § 3 ch 59 SLA 1966.]

Sec. 08.64.130. Board records.

  1. The board shall preserve a record of its proceedings, which must contain the name, age, residence, and duration of residence of each applicant for a license, the time spent by the applicant in medical study, the place of medical study, and the year and school from which degrees were granted.  The record must also show whether the applicant was granted a license or rejected.
  2. The board shall maintain records for each person licensed under this chapter concerning the outcome of malpractice actions and claims as reported under AS 08.64.200(a) and 08.64.345 . The board shall periodically review these records to determine if the licensee should be found to be professionally incompetent under AS 08.64.326(a)(8)(A) .
  3. The board shall make available to the public the information maintained under (a) and (b) of this section for each person licensed under this chapter.

History. (§ 35-3-84 ACLA 1949; am § 4 ch 126 SLA 1990)

Sec. 08.64.140. Annual report to governor. [Repealed, § 19 ch 48 SLA 1983.]

Sec. 08.64.150. Bond of secretary-treasurer. [Repealed, § 28 ch 77 SLA 1969.]

Sec. 08.64.160. Applicability of Administrative Procedure Act.

The board shall comply with AS 44.62 (Administrative Procedure Act).

History. (§ 2 (ch 2) ch 143 SLA 1959)

Notes to Decisions

Cited in

Yost v. State, 234 P.3d 1264 (Alaska 2010).

Article 2. Licensing.

Administrative Code. —

For licensing, see 12 AAC 40, art. 1.

Collateral references. —

61 Am. Jur. 2d, Physicians, Surgeons and Other Healers, §§ 30-105.

70 C.J.S., Physicians and Surgeons, § 11 et seq.

Pardon as restoring public office or license or eligibility therefor, 58 ALR3d 1191.

Statute of limitations relating to medical malpractice actions as applicable to actions against unlicensed practitioner, 70 ALR3d 114.

Applicability of statute of limitations or doctrine of laches to proceeding to revoke or suspend license to practice medicine, 51 ALR4th 1147.

Filing of false insurance claims for medical services as ground for disciplinary action against dentist, physician, or other medical practitioner, 70 ALR4th 132.

Sec. 08.64.170. License to practice medicine, podiatry, or osteopathy.

  1. A person may not practice medicine, podiatry, or osteopathy in the state unless the person is licensed under this chapter, except that
    1. a physician assistant may examine, diagnose, or treat persons under the supervision, control, and responsibility of either a physician licensed under this chapter or a physician exempted from licensing under AS 08.64.370 ;
    2. a mobile intensive care paramedic may render emergency lifesaving service;
    3. a person who is licensed or authorized under another chapter of this title may engage in a practice that is authorized under that chapter; and
    4. a person may perform routine medical duties delegated under AS 08.64.106 .
  2. [Repealed, § 4 ch 101 SLA 1974.]
  3. A chiropodist practicing in the state on May 16, 1972, is exempt from this section.
  4. A podiatrist practicing in the state on March 26, 1976, is exempt from this section, and shall be issued a license without examination if application is made within one year of March 26, 1976.

History. (§ 35-3-81 ACLA 1949; am § 4 ch 148 SLA 1970; am § 1 ch 5 SLA 1972; am § 1 ch 21 SLA 1974; am §§ 3, 4 ch 101 SLA 1974; am §§ 1, 2 ch 24 SLA 1976; am § 8 ch 48 SLA 1983; am § 7 ch 6 SLA 1990; am § 2 ch 36 SLA 1993; am § 5 ch 45 SLA 2018)

Cross references. —

For a temporary exception to the requirements of this section for certain persons providing treatment through telehealth during the COVID-19 public health disaster emergency declared on March 11, 2020, see § 7, ch. 10, SLA 2020 in the 2020 Temporary and Special Acts.

For a temporary exception to the requirements of this section for certain practitioners providing treatment through telehealth during the COVID-19 public health disaster emergency declared on January 15, 2021, see sec. 8, ch. 2, SLA 2021, in the 2021 Temporary and Special Acts.

Effect of amendments. —

The 2018 amendment, effective January 1, 2019, in (a), added (a)(4), and made related changes.

The 2021 amendment, effective January 1, 2022, in (a), deleted former (a)(2), which read, “a mobile intensive care paramedic may render emergency lifesaving service;”, renumbered the remaining paragraphs accordingly, and in present (a)(2) substituted “law of the state” for “chapter of this title” following “authorized under another” and “law” for “chapter” following “authorized under that”.

Notes to Decisions

Applied in

Huffman v. State, 204 P.3d 339 (Alaska 2009).

Collateral references. —

Tort claim for negligent credentialing of physician, 98 ALR5th 533.

Sec. 08.64.170. License to practice medicine, podiatry, or osteopathy.

  1. A person may not practice medicine, podiatry, or osteopathy in the state unless the person is licensed under this chapter, except that
    1. a physician assistant may examine, diagnose, or treat persons under the supervision, control, and responsibility of either a physician licensed under this chapter or a physician exempted from licensing under AS 08.64.370 ;
    2. a person who is licensed or authorized under another law of the state may engage in a practice that is authorized under that law; and
    3. a person may perform routine medical duties delegated under AS 08.64.106 .
  2. [Repealed, § 4 ch 101 SLA 1974.]
  3. A chiropodist practicing in the state on May 16, 1972, is exempt from this section.
  4. A podiatrist practicing in the state on March 26, 1976, is exempt from this section, and shall be issued a license without examination if application is made within one year of March 26, 1976.

History. (§ 35-3-81 ACLA 1949; am § 4 ch 148 SLA 1970; am § 1 ch 5 SLA 1972; am § 1 ch 21 SLA 1974; am §§ 3, 4 ch 101 SLA 1974; am §§ 1, 2 ch 24 SLA 1976; am § 8 ch 48 SLA 1983; am § 7 ch 6 SLA 1990; am § 2 ch 36 SLA 1993; am § 5 ch 45 SLA 2018; am § 4 ch 29 SLA 2021)

Sec. 08.64.180. Application for license.

A person who desires to practice medicine or osteopathy in the state shall apply in writing to the department for a license.

History. (§ 35-3-85 ACLA 1949; am § 1 ch 22 SLA 1960; am § 4 ch 143 SLA 1968; am § 3 ch 77 SLA 1969; am § 2 ch 21 SLA 1974; am § 8 ch 6 SLA 1990)

Administrative Code. —

For licensing, see 12 AAC 40, art. 1.

Sec. 08.64.190. Contents of application.

The application must state the name, age, residence, the time spent in medical or osteopathy study, the place, year, and school in which degrees were granted, the applicant’s medical work history, and other information the board considers necessary. The application shall be made under oath. The board may verify information in the application through direct contact with the appropriate schools, medical boards, or other agencies that can substantiate the information.

History. (§ 35-3-85 ACLA 1949; am § 1 ch 22 SLA 1960; am § 4 ch 77 SLA 1969; am § 5 ch 126 SLA 1990; am § 6 ch 45 SLA 2018)

Administrative Code. —

For licensing, see 12 AAC 40, art. 1.

Effect of amendments. —

The 2018 amendment, effective January 1, 2019, in the first sentence, deleted “the duration of residence,” following “residence,”.

Sec. 08.64.200. Qualifications of physician applicants.

  1. Except for foreign medical graduates as specified in AS 08.64.225 , each physician applicant shall
    1. submit a certificate of graduation from a legally chartered medical school accredited by the Association of American Medical Colleges and the Council on Medical Education of the American Medical Association;
    2. submit a certificate from a recognized hospital or hospitals certifying that the applicant has satisfactorily performed the duties of resident physician or intern for a period of
      1. one year if the applicant graduated from medical school before January 1, 1995, as evidenced by a certificate of completion of the first year of postgraduate training from the facility where the applicant completed the first year of internship or residency; and
      2. two years if the applicant graduated from medical school on or after January 1, 1995, as evidenced by a certificate of completion of the first year of postgraduate training from the facility where the applicant completed the first year of internship or residency and a certificate of successful completion of one additional year of postgraduate training at a recognized hospital;
    3. submit a list of negotiated settlements or judgments in claims or civil actions alleging medical malpractice against the applicant, including an explanation of the basis for each claim or action;
    4. not have a license to practice medicine in another state, country, province, or territory that is currently suspended or revoked for disciplinary reasons; and
    5. receive education in pain management and opioid use and addiction, unless the applicant has demonstrated to the satisfaction of the board that the applicant does not currently hold a valid federal Drug Enforcement Administration registration number; an applicant may include past professional experience or professional education as proof of professional competence.
  2. The board shall determine whether each physician applicant has any disciplinary or other actions recorded in the nationwide disciplinary data bank of the Federation of State Medical Boards. If the physician applicant was licensed or practiced in a jurisdiction that does not record information with the data bank of the Federation of State Medical Boards, the board shall contact the medical regulatory body of that jurisdiction to obtain comparable information about the applicant.

History. (§ 35-3-85 ACLA 1949; am § 1 ch 22 SLA 1960; am § 1 ch 18 SLA 1963; am § 5 ch 77 SLA 1969; am §§ 5, 6 ch 148 SLA 1970; am § 1 ch 85 SLA 1972; am § 5 ch 101 SLA 1974; am § 19 ch 48 SLA 1983; am § 5 ch 87 SLA 1987; am § 6 ch 126 SLA 1990; am § 1 ch 53 SLA 1999; am § 2 ch 66 SLA 1999; am § 2 ch 52 SLA 2005; am § 8 ch 2 SSSLA 2017)

Administrative Code. —

For licensing, see 12 AAC 40, art. 1.

Effect of amendments. —

The 2017 amendment, effective July 1, 2018, added (a)(5), and made a related change.

Notes to Decisions

Applied in

Huffman v. State, 204 P.3d 339 (Alaska 2009).

Sec. 08.64.205. Qualifications for osteopath applicants.

Each osteopath applicant shall meet the qualifications prescribed in AS 08.64.200(a)(3) — (5) and shall

  1. submit a certificate of graduation from the legally chartered school of osteopathy approved by the board;
  2. submit a certificate from a hospital approved by the American Medical Association or the American Osteopathic Association that certifies that the osteopath has satisfactorily completed and performed the duties of intern or resident physician for
    1. one year if the applicant graduated from a school of osteopathy before January 1, 1995, as evidenced by a certificate of completion of the first year of postgraduate training from the facility where the applicant completed the first year of internship or residency; or
    2. two years if the applicant graduated from a school of osteopathy on or after January 1, 1995, as evidenced by a certificate of completion of the first year of postgraduate training from the facility where the applicant completed the first year of internship or residency and a certificate of successful completion of one additional year of postgraduate training at a recognized hospital;
  3. take the examination required by AS 08.64.210 or be certified to practice by the National Board of Examiners for Osteopathic Physicians and Surgeons or by the National Board of Osteopathic Medical Examiners;
  4. receive education in pain management and opioid use and addiction, unless the applicant has demonstrated to the satisfaction of the board that the applicant does not currently hold a valid federal Drug Enforcement Administration registration number; an applicant may include past professional experience or professional education as proof of professional competence.

History. (§ 1 ch 56 SLA 1966; am § 6 ch 77 SLA 1969; am § 7 ch 148 SLA 1970; am § 6 ch 101 SLA 1974; am § 10 ch 14 SLA 1987; am § 7 ch 126 SLA 1990; am § 2 ch 53 SLA 1999; am § 3 ch 66 SLA 1999; am § 9 ch 2 SSSLA 2017)

Administrative Code. —

For licensing, see 12 AAC 40, art. 1.

Effect of amendments. —

The 2017 amendment, effective July 1, 2018, in the introductory language substituted “AS 08.64.200(a)(3) - (5)” for “AS 08.64.200(a)(3) and (4)”; at the end of (3), added “or by the National Board of Osteopathic Medical Examiners;”; added (4).

Editor's notes. --

In 1987, “National Osteopathic Board of Examiners for Osteopathic Physicians and Surgeons” changed its name to “National Board of Osteopathic Medical Examiners”.

Sec. 08.64.207. Qualifications for acupuncture applicants. [Repealed, § 15 ch 6 SLA 1990.]

Sec. 08.64.209. Qualifications for podiatry applicants.

  1. Each applicant who desires to practice podiatry shall meet the qualifications prescribed in AS 08.64.200(a)(3) — (5) and shall
    1. submit a certificate of graduation from a legally chartered school of podiatry approved by the board;
    2. take the examination required by AS 08.64.210 ; the board shall call to its aid a podiatrist of known ability who is licensed to practice podiatry to assist in the examination and licensure of applicants for a license to practice podiatry;
    3. receive education in pain management and opioid use and addiction, unless the applicant has demonstrated to the satisfaction of the board that the applicant does not currently hold a valid federal Drug Enforcement Administration registration number; an applicant may include past professional experience or professional education as proof of professional competence;
    4. meet other qualifications of experience or education that the board may require.
  2. The provisions of AS 08.64.180 08.64.190 , 08.64.220 , and 08.64.230 08.64.380 relating to the practice of medicine or osteopathy apply to the application procedure, testing, and practice of podiatry, as appropriate.

History. (§ 3 ch 24 SLA 1976; am § 11 ch 14 SLA 1987; am § 8 ch 126 SLA 1990; am § 10 ch 2 SSSLA 2017)

Administrative Code. —

For licensing, see 12 AAC 40, art. 1.

Effect of amendments. —

The 2017 amendment, effective July 1, 2018, in (a), in the introductory language, substituted “AS 08.64.200(a)(3) - (5)” for “AS 08.64.200(a)(3) and (4)”; added (a)(3), and made related and stylistic changes.

Sec. 08.64.210. Examination required.

  1. An applicant shall take examinations in subjects the board considers necessary, unless excused under provisions of AS 08.64.250 .
  2. The deadline for submitting an exam application to the board shall be established by regulation.

History. (§ 35-3-85 ACLA 1949; am § 1 ch 22 SLA 1960; am § 7 ch 77 SLA 1969; am § 8 ch 148 SLA 1970; am § 6 ch 87 SLA 1987)

Administrative Code. —

For licensing, see 12 AAC 40, art. 1.

Sec. 08.64.215. Insurance required. [Repealed, § 40 ch 177 SLA 1978.]

Sec. 08.64.220. Contents of examination and grading.

  1. The board shall offer a written examination sufficient to test the applicant’s fitness to practice medicine or osteopathy.
  2. [Repealed by § 27 ch 148 SLA 1970.]
  3. The examinations, answers, and scores shall be preserved and filed.

History. (§ 35-3-85 ACLA 1949; am § 1 ch 22 SLA 1960; am §§ 8, 9 ch 77 SLA 1969; am §§ 9, 27 ch 148 SLA 1970; am § 7 ch 87 SLA 1987)

Administrative Code. —

For licensing, see 12 AAC 40, art. 1.

Sec. 08.64.225. Foreign medical graduates.

  1. Applicants who are graduates of medical colleges not accredited by the Association of American Medical Colleges and the Council on Medical Education of the American Medical Association shall
    1. meet the requirements of AS 08.64.200(a)(3) — (5) and 08.64.255 ;
    2. have successfully completed
      1. three years of postgraduate training as evidenced by a certificate of completion of the first year of postgraduate training from the facility where the applicant completed the first year of internship or residency and a certificate of successful completion of two additional years of postgraduate training at a recognized hospital; or
      2. other requirements establishing proof of competency and professional qualifications as the board considers necessary to ensure the continued protection of the public adopted at the discretion of the board by regulation, including education in pain management and opioid use and addiction, unless the applicant has demonstrated to the satisfaction of the board that the applicant does not currently hold a valid federal Drug Enforcement Administration registration number; an applicant may include past professional experience or professional education as proof of professional competence; and
    3. have passed examinations as specified by the board in regulations.
  2. Requirements establishing proof of competency under (a)(2)(B) of this section may include
    1. current licensure in another state and an active medical practice in that state for at least three years; or
    2. current board certification in a practice specialty by the American Board of Medical Specialties.
  3. In this section, “recognized hospital” means a hospital that has been approved for internship or residency training by the Accreditation Council for Graduate Medical Education or the Royal College of Physicians and Surgeons of Canada.

History. (§ 10 ch 77 SLA 1969; am § 10 ch 148 SLA 1970; am § 7 ch 101 SLA 1974; am § 12 ch 14 SLA 1987; am § 9 ch 126 SLA 1990; am § 3 ch 53 SLA 1999; am § 4 ch 66 SLA 1999; am §§ 3, 4 ch 52 SLA 2005; am § 11 ch 2 SSSLA 2017)

Administrative Code. —

For licensing, see 12 AAC 40, art. 1.

Effect of amendments. —

The 2017 amendment, effective July 1, 2018, in (a)(1), substituted “AS 08.64.200(a)(3) — (5)” for “AS 08.64.200(a)(3) and (4)”; in (a)(2)(B), added “, including education in pain management and opioid use and addiction, unless the applicant has demonstrated to the satisfaction of the board that the applicant does not currently hold a valid federal Drug Enforcement Administration registration number; an applicant may include past professional experience or professional education as proof of professional competence” following “board by regulation”.

Sec. 08.64.230. License granted.

  1. If a physician applicant passes the examination and meets the requirements of AS 08.64.200 and 08.64.255 , the board or its executive secretary shall grant a license to the applicant to practice medicine in the state.
  2. If an osteopath applicant passes the examination and meets the requirements of AS 08.64.205 and 08.64.255 , the board or its executive secretary shall grant a license to the applicant to practice osteopathy in the state.
  3. Each license shall be signed by the secretary and president of the board, and have the seal of the board affixed to it.

History. (§ 35-3-85 ACLA 1949; am § 1 ch 22 SLA 1960; am § 11 ch 77 SLA 1969; am §§ 10, 11 ch 126 SLA 1990; am §§ 7, 8 ch 45 SLA 2018)

Effect of amendments. —

The 2018 amendment, effective January 1, 2019, in (a) and (b), inserted “or its executive secretary” following “the board”.

Sec. 08.64.240. License refused.

  1. The board may not grant a license if
    1. the applicant fails or cheats during the examination;
    2. the applicant has surrendered a license in another jurisdiction while under investigation and the license has not been reinstated in that jurisdiction;
    3. the board determines that the applicant is professionally unfit to practice medicine or osteopathy in the state; or
    4. the applicant fails to comply with a requirement of this chapter.
  2. The board may refuse to grant a license to any applicant for the same reasons that it may impose disciplinary sanctions under AS 08.64.326 .

History. (§ 35-3-85 ACLA 1949; am § 1 ch 22 SLA 1960; am § 12 ch 77 SLA 1969; am § 11 ch 148 SLA 1970; am § 9 ch 48 SLA 1983; am § 12 ch 126 SLA 1990)

Administrative Code. —

For licensing, see 12 AAC 40, art. 1.

For mobile intensive care paramedics, see 12 AAC 40, art. 4.

For physician assistants, see 12 AAC 40, art. 5.

Notes to Decisions

Quoted in

Yost v. State, 234 P.3d 1264 (Alaska 2010).

Sec. 08.64.250. License by credentials.

  1. The board may waive the examination requirement and license by credentials if the physician, osteopath, or podiatry applicant meets the requirements of AS 08.64.200 , 08.64.205 , or 08.64.209 , submits proof of continued competence as required by regulation, pays the required fee, and has
    1. an active license from a board of medical examiners established under the laws of a state or territory of the United States or a province or territory of Canada issued after thorough examination; or
    2. passed an examination as specified by the board in regulations.
  2. The board shall adopt regulations under (a) of this section that require an applicant to demonstrate professional competence in pain management and addiction disorders. An applicant may include past professional experience or professional education as proof of professional competence.

History. (§ 35-3-85 ACLA 1949; am § 1 ch 22 SLA 1960; am § 13 ch 77 SLA 1969; am § 8 ch 69 SLA 1970; am § 12 ch 148 SLA 1970; am § 10 ch 48 SLA 1983; am § 13 ch 126 SLA 1990; am §§ 12, 13 ch 2 SSSLA 2017)

Administrative Code. —

For licensing, see 12 AAC 40, art. 1.

Effect of amendments. —

The 2017 amendment, effective July 1, 2018, in the introductory language in (a), inserted “, osteopath,” following “Physician” and “, 08.64.205 ,” following “requirements of AS 08.64.200 ”; added (b).

Sec. 08.64.255. Interviews.

An applicant for licensure may be interviewed in person by the board or by a member of the board before a license is issued. The interview must be recorded. If the application is denied on the basis of the interview, the denial shall be stated in writing, with the reasons for it, and the record shall be preserved.

History. (§ 14 ch 77 SLA 1969; am § 13 ch 148 SLA 1970; am § 8 ch 87 SLA 1987; am § 1 ch 23 SLA 1996)

Administrative Code. —

For licensing, see 12 AAC 40, art. 1.

Sec. 08.64.260. Reexamination.

  1. If the applicant fails the examination, the applicant may, on the same application and payment of a reexamination fee, take another examination not less than six months nor more than two years after the date of the first examination.  If the applicant fails a second examination, the applicant may, after a year or more of further study or training approved by the board, make a new application for licensure.
  2. [Repealed, § 21 ch 87 SLA 1987.]
  3. [Repealed, § 21 ch 87 SLA 1987.]
  4. [Repealed, § 21 ch 87 SLA 1987.]

History. (§ 35-3-92 ACLA 1949; am § 15 ch 77 SLA 1969; am § 14 ch 148 SLA 1970; am §§ 36, 37 ch 37 SLA 1985; am § 21 ch 87 SLA 1987)

Sec. 08.64.270. Temporary permits.

  1. The board, a member of the board, the executive secretary, or a person designated by the board to issue temporary permits may issue a temporary permit to a physician applicant, osteopath applicant, or podiatry applicant who meets the requirements of AS 08.64.200 , 08.64.205 , 08.64.209 , or 08.64.225 and pays the required fee.
  2. A temporary permit issued under this section is valid for six months and shall be reviewed by the board at the next regularly scheduled board meeting that occurs after its issuance.
  3. A temporary permit issued under this section may not be renewed.
  4. The fee for a permit issued under this section is one-fourth of the fee for a biennial license, plus the appropriate application fee.
  5. Upon application by the permittee and approval of the board, a permit issued under this section may be converted to a biennial license upon payment of the biennial fee minus the six-month permit fee paid under (d) of this section, plus the appropriate application fee.

History. (§ 35-3-96 ACLA 1949; am § 16 ch 77 SLA 1969; am § 15 ch 148 SLA 1970; am §§ 2, 3 ch 85 SLA 1972; am § 8 ch 101 SLA 1974; am § 11 ch 48 SLA 1983; am § 9 ch 87 SLA 1987; am §§ 14, 15 ch 126 SLA 1990; am § 9 ch 45 SLA 2018)

Administrative Code. —

For occupational licensing fees, see 12 AAC 2, art. 2.

For licensing, see 12 AAC 40, art. 1.

Effect of amendments. —

The 2018 amendment, effective January 1, 2019, in (a) inserted “, a member of the board, the executive secretary, or a person designated by the board to issue temporary permits” following “The board”.

Notes to Decisions

Cited in

Rogers v. State, 275 P.3d 574 (Alaska Ct. App. 2012).

Sec. 08.64.272. Residency and internship permits.

  1. A person may not serve as a resident or intern without a permit issued under this section.
  2. For the limited purpose of residency or internship, the board may issue a permit to an applicant without examination if the applicant meets the requirements of AS 08.64.200(a)(1) and applicable regulations of the board, meets the requirements of AS 08.64.279 , pays the required fee, and has been accepted by an eligible institution in the state for the purpose of residency or internship.
  3. A permit issued under this section is valid for the period specified by the board, but not to exceed 36 months after the date of issue. Upon application by a person who pays the required fee and has been accepted by an eligible institution in the state for the purpose of residency or internship, the board may renew a permit issued under this section for a period specified by the board, but not to exceed 36 months after the date of renewal.

History. (§ 16 ch 148 SLA 1970; am § 13 ch 14 SLA 1987; am § 10 ch 87 SLA 1987; am § 16 ch 126 SLA 1990; am § 4 ch 53 SLA 1999; am § 5 ch 66 SLA 1999; am § 1 ch 73 SLA 2004)

Administrative Code. —

For occupational licensing fees, see 12 AAC 2, art. 2.

For licensing, see 12 AAC 40, art. 1.

Sec. 08.64.275. Temporary permit for locum tenens practice.

  1. A member of the board, its executive secretary, or a person designated by the board to issue temporary permits may grant a temporary permit to a physician or osteopath for the purpose of
    1. substituting for another physician or osteopath licensed in this state;
    2. being temporarily employed by a physician or osteopath licensed in this state while that physician or osteopath evaluates the permittee for permanent employment; or
    3. being temporarily employed by a hospital or community mental health center while the facility attempts to fill a vacant permanent physician or osteopath staff position with a physician or osteopath licensed in this state.
  2. A physician applying under (a) of this section shall pay the required fee and shall meet the requirements of AS 08.64.279 and the requirements of either AS 08.64.200 or 08.64.225 . In addition, the physician shall submit evidence of holding a license to practice medicine in a state or territory of the United States or in a province or territory of Canada.
  3. An osteopath applying under (a) of this section shall pay the required fee and shall meet the requirements of AS 08.64.205 and 08.64.279 . In addition, the osteopath shall submit evidence of holding a license to practice in a state or territory of the United States or in a province or territory of Canada.
  4. Within 10 days after the permit has been granted, the board member shall forward to the department a report of the issuance of the permit.
  5. A permit issued under this section is initially valid for 90 consecutive calendar days. Upon request by a permittee, a permit issued under this section shall be extended for 60 calendar days by the board or its designee if, before the expiration of the initial 90-day permit, the permittee submits to the department a completed application form and the fee required for licensure under this chapter, except that the board may refuse to grant a request for an extension for the same reasons the board may refuse to grant a license under AS 08.64.240 . Permits and extensions of permits issued to an individual under this section are not valid for more than 240 calendar days during any consecutive 24 months.
  6. Notwithstanding (e) of this section, a permit issued under this section may be extended by the board or its designee for a time period that exceeds the limit established in (e) of this section if the board or its designee determines that the extension is necessary in order to provide essential medical services for the protection of public health and safety and the board has received a
    1. clearance report from the National Practitioner Data Bank;
    2. physician profile from the American Medical Association or the American Osteopathic Association;
    3. clearance report from the United States Drug Enforcement Administration; and
    4. completed application form and the fee required for licensure under this chapter.

History. (§ 17 ch 77 SLA 1969; am §§ 17 — 19 ch 148 SLA 1970; am § 38 ch 37 SLA 1985; am §§ 17 — 20 ch 126 SLA 1990; am § 5 ch 53 SLA 1999; am § 6 ch 66 SLA 1999; am §§ 1 — 3 ch 37 SLA 2002; am § 10 ch 45 SLA 2018)

Cross references. —

For temporary courtesy licenses, see AS 08.01.062 .

Administrative Code. —

For licensing, see 12 AAC 40, art. 1.

Effect of amendments. —

The 2018 amendment, effective January 1, 2019, in the introductory language in (a), inserted “, or a person designated by the board to issue temporary permits” following “executive secretary:, and made related changes.

Sec. 08.64.276. Retired status license.

  1. On retiring from practice and payment of an appropriate one-time fee, a licensee in good standing with the board may apply for the conversion of an active or inactive license to a retired status license. A person holding a retired status license may not practice medicine, osteopathy, or podiatry in the state. A retired status license is valid for the life of the license holder and does not require renewal. A person holding a retired status license is exempt from AS 08.64.312 .
  2. A person with a retired status license may apply for active licensure. Before issuing an active license under this subsection, the board may require the applicant to meet reasonable criteria as determined under regulations of the board, which may include submission of continuing medical education credits, reexamination requirements, physical and psychiatric examination requirements, an interview with the entire board, and review of information in the national data bank of the National Federation of State Medical Boards.

History. (§ 21 ch 126 SLA 1990)

Administrative Code. —

For occupational licensing fees, see 12 AAC 2, art. 2.

For licensing, see 12 AAC 40, art. 1.

Sec. 08.64.279. Interview for permits.

An applicant for an intern permit, a resident permit, or a temporary permit for locum tenens practice may be interviewed in person by the board, a member of the board, the executive secretary of the board, or a person designated for that purpose by the board.

History. (§ 21 ch 126 SLA 1990; am § 2 ch 23 SLA 1996)

Administrative Code. —

For licensing, see 12 AAC 40, art. 1.

Sec. 08.64.280. Record of license. [Repealed, § 10 ch 37 SLA 1986.]

Sec. 08.64.290. Examination fee. [Repealed, § 54 ch 37 SLA 1985.]

Sec. 08.64.300. Fee for license by reciprocity. [Repealed, § 19 ch 77 SLA 1969.]

Sec. 08.64.310. Annual license fee. [Repealed, § 20 ch 77 SLA 1969.]

Sec. 08.64.311. License renewal. [Repealed, § 49 ch 94 SLA 1987. For current law, see AS 08.01.100.]

Sec. 08.64.312. Continuing education requirements.

  1. The board shall promote a high degree of competence in the practice of medicine, osteopathy, and podiatry by requiring every licensee of medicine, osteopathy, and podiatry in the state to fulfill continuing education requirements.
  2. Before a license may be renewed, the licensee shall submit evidence to the board or its designee that continuing education requirements prescribed by regulations adopted by the board have been met. Continuing education requirements must include not less than two hours of education in pain management and opioid use and addiction in the two years preceding an application for renewal of a license, unless the licensee demonstrates to the satisfaction of the board that the licensee’s practice does not include pain management and opioid treatment or prescribing.
  3. The board or its designee may exempt a physician, osteopath, or podiatrist from the requirements of (b) of this section upon an application by the physician, osteopath, or podiatrist giving evidence satisfactory to the board or its designee that the physician, osteopath, or podiatrist is unable to comply with the requirements because of extenuating circumstances. However, a person may not be exempted from more than 15 hours of continuing education in a five-year period; a person may not be exempted from the requirement to receive at least two hours of education in pain management and opioid use and addiction unless the person has demonstrated to the satisfaction of the board that the person does not currently hold a valid federal Drug Enforcement Administration registration number.

History. (§ 14 ch 102 SLA 1976; am §§ 7, 8 ch 66 SLA 1999; am § 14 ch 2 SSSLA 2017)

Administrative Code. —

For continuing medical education, see 12 AAC 40, art. 3.

Effect of amendments. —

The 2017 amendment, effective July 1, 2017, rewrote the section.

Notes to Decisions

For constitutionality of ch. 102, SLA 1976, see Plumley v. George E. Hale, M.D., Inc., 594 P.2d 497 (Alaska 1979).

Sec. 08.64.313. Inactive license.

A licensee who does not practice in the state may hold an inactive license. A person who practices in the state, however infrequently, shall hold an active license.

History. (§ 21 ch 148 SLA 1970; am § 12 ch 87 SLA 1987)

Administrative Code. —

For licensing, see 12 AAC 40, art. 1.

For physician assistants, see 12 AAC 40, art. 5.

Sec. 08.64.315. Fees.

The department shall set fees under AS 08.01.065 for each of the following:

  1. application;
  2. license by examination;
  3. license by endorsement or waiver of examination;
  4. temporary permit;
  5. locum tenens permit;
  6. license renewal, active;
  7. license renewal, inactive;
  8. license by reexamination.

History. (§ 21 ch 77 SLA 1969; am § 22 ch 148 SLA 1970; am § 13 ch 48 SLA 1983; am § 39 ch 37 SLA 1985)

Administrative Code. —

For occupational licensing fees, see 12 AAC 2, art. 2.

For physician assistants, see 12 AAC 40, art. 5.

Sec. 08.64.320. Disposition of fees. [Repealed, § 54 ch 37 SLA 1985.]

Sec. 08.64.325. Limits or conditions on license; discipline. [Repealed, § 19 ch 48 SLA 1983.]

Sec. 08.64.326. Grounds for imposition of disciplinary sanctions.

  1. The board may impose a sanction if the board finds after a hearing that a licensee
    1. secured a license through deceit, fraud, or intentional misrepresentation;
    2. engaged in deceit, fraud, or intentional misrepresentation while providing professional services or engaging in professional activities;
    3. advertised professional services in a false or misleading manner;
    4. has been convicted, including conviction based on a guilty plea or plea of nolo contendere, of
      1. a class A or unclassified felony or a crime in another jurisdiction with elements similar to a class A or unclassified felony in this jurisdiction;
      2. a class B or class C felony or a crime in another jurisdiction with elements similar to a class B or class C felony in this jurisdiction if the felony or other crime is substantially related to the qualifications, functions, or duties of the licensee; or
      3. a crime involving the unlawful procurement, sale, prescription, or dispensing of drugs;
    5. has procured, sold, prescribed, or dispensed drugs in violation of a law regardless of whether there has been a criminal action or harm to the patient;
    6. intentionally or negligently permitted the performance of patient care by persons under the licensee’s supervision that does not conform to minimum professional standards even if the patient was not injured;
    7. failed to comply with this chapter, a regulation adopted under this chapter, or an order of the board;
    8. has demonstrated
      1. professional incompetence, gross negligence, or repeated negligent conduct; the board may not base a finding of professional incompetence solely on the basis that a licensee’s practice is unconventional or experimental in the absence of demonstrable physical harm to a patient;
      2. addiction to, severe dependency on, or habitual overuse of alcohol or other drugs that impairs the licensee’s ability to practice safely;
      3. unfitness because of physical or mental disability;
    9. engaged in unprofessional conduct, in sexual misconduct, or in lewd or immoral conduct in connection with the delivery of professional services to patients; in this paragraph, “sexual misconduct” includes sexual contact, as defined by the board in regulations adopted under this chapter, or attempted sexual contact with a patient outside the scope of generally accepted methods of examination or treatment of the patient, regardless of the patient’s consent or lack of consent, during the term of the physician-patient relationship, as defined by the board in regulations adopted under this chapter, unless the patient was the licensee’s spouse at the time of the contact or, immediately preceding the physician-patient relationship, was in a dating, courtship, or engagement relationship with the licensee;
    10. has violated AS 18.16.010 ;
    11. has violated any code of ethics adopted by regulation by the board;
    12. has denied care or treatment to a patient or person seeking assistance from the physician if the only reason for the denial is the failure or refusal of the patient to agree to arbitrate as provided in AS 09.55.535(a) ;
    13. has had a license or certificate to practice medicine in another state or territory of the United States, or a province or territory of Canada, denied, suspended, revoked, surrendered while under investigation for an alleged violation, restricted, limited, conditioned, or placed on probation unless the denial, suspension, revocation, or other action was caused by the failure of the licensee to pay fees to that state, territory, or province; or
    14. prescribed or dispensed an opioid in excess of the maximum dosage authorized under AS 08.64.363 .
  2. In a case involving (a)(13) of this section, the final findings of fact, conclusions of law and order of the authority that suspended or revoked a license or certificate constitutes a prima facie case that the license or certificate was suspended or revoked and the grounds under which the suspension or revocation was granted.

History. (§ 14 ch 48 SLA 1983; am § 22 ch 126 SLA 1990; am § 1 ch 52 SLA 1995; am § 9 ch 66 SLA 1999; am § 15 ch 2 SSSLA 2017)

Cross references. — For penalties for misdemeanors, see AS 12.55.035 and 12.55.135 .

Administrative Code. —

For continuing medical education, see 12 AAC 40, art. 3.

Effect of amendments. —

The 2017 amendment, effective July 26, 2017, in (a)(5), added “or harm to the patient” at the end; added (a)(14), and made related changes.

Notes to Decisions

Revocation. —

Decision of the Medical Board did not support revocation of a physician's license because (1) the decision adopted a party's proposed findings and did not contain the Board's own findings, (2) the decision did not explain an inconsistency with prior decisions, and (3) it was conceded that the physician did not cause a patient's death. Odom v. State, 421 P.3d 1 (Alaska 2018) (memorandum decision).

Professional incompetence standard not unconstitutionally vague. —

Statutory and regulatory standard of “professional incompetence” under which physician’s license may be revoked is not unconstitutionally vague. Storrs v. State Medical Bd., 664 P.2d 547 (Alaska), cert. denied, 464 U.S. 937, 104 S. Ct. 346, 78 L. Ed. 2d 312 (U.S. 1983), (decided under former AS 08.64.330 ). SeeRosi v. State Medical Bd., 665 P.2d 28 (Alaska), cert. denied, 464 U.S. 937, 104 S. Ct. 346, 78 L. Ed. 2d 312 (U.S. 1983).

Where a hearing officer found that a physician demonstrated professional incompetence through his lack of sufficient knowledge, skills or professional judgment, the statute was not unconstitutionally vague as applied. Halter v. Department of Commerce & Econ. Dev., Med. Bd., 990 P.2d 1035 (Alaska 1999).

Incompetence not shown. —

Substantial evidence did not support the Medical Board's decision that a physician's prescription of phentermine was below the standard of care because (1) the only witness supporting the conclusion was unfamiliar with the practice, (2) product literature did not establish a standard of care, and (3) the physician's experts, who were familiar with the practice, said the practice was not below the standard of care. Odom v. State, 421 P.3d 1 (Alaska 2018) (memorandum decision).

Substantial evidence did not support the Medical Board's decision that a physician's prescription of thyroid hormone was below the standard of care because (1) the only witness supporting the conclusion was unfamiliar with the practice, (2) product literature did not support the conclusion, (3) the physician's expert, who was familiar with the practice, said the practice was not below the standard of care, and (4) the evidence did not show prescribing thyroid hormone and phentermine together was below the standard of care. Odom v. State, 421 P.3d 1 (Alaska 2018) (memorandum decision).

Unconventional practice. —

Substantial evidence did not support the Medical Board's decision to revoke a physician's license for prescribing phentermine and thyroid hormone for a patient alleged to have cardiomyopathy because, inter alia, (1) no physical harm to the patient was shown, and (2) it was improper to discipline a physician for an unconventional practice, absent such harm. Odom v. State, 421 P.3d 1 (Alaska 2018) (memorandum decision).

Construction with other statutes. —

AS 09.55.540 describes what a plaintiff must establish in a medical malpractice action and is irrelevant to the issue of a standard for “professional incompetence” under this section. Halter v. Department of Commerce & Econ. Dev., Med. Bd., 990 P.2d 1035 (Alaska 1999).

Stated in

Brandner v. Providence Health & Servs., 394 P.3d 581 (Alaska 2017); Odom v. State, — P.3d — (Alaska Aug. 11, 2017).

Quoted in

Gottlieb v. State, 175 P.3d 664 (Alaska Ct. App. 2008); Yost v. State, 234 P.3d 1264 (Alaska 2010).

Collateral references. —

Pretrial Discovery in Disciplinary Proceedings Against Physician, 65 ALR6th 295.

Sec. 08.64.330. Grounds for revocation of license. [Repealed, § 19 ch 48 SLA 1983.]

Sec. 08.64.331. Disciplinary sanctions.

  1. If the board finds that a licensee has committed an act set out in AS 08.64.326(a) , the board may
    1. permanently revoke a license to practice;
    2. suspend a license for a determinate period of time;
    3. censure a licensee;
    4. issue a letter of reprimand;
    5. place a licensee on probationary status and require the licensee to
      1. report regularly to the board on matters involving the basis of probation;
      2. limit practice to those areas prescribed;
      3. continue professional education until a satisfactory degree of skill has been attained in those areas determined by the board to need improvement;
    6. impose limitations or conditions on the practice of a licensee;
    7. impose a civil fine of not more than $25,000; or
    8. impose one or more of the sanctions set out in (1) — (7) of this subsection.
  2. The board may end the probation of a licensee if it finds that the deficiencies which required this sanction have been remedied.
  3. The board may summarily suspend a license before final hearing or during the appeals process if the board finds that the licensee poses a clear and immediate danger to the public health and safety if the licensee continues to practice. A person whose license is suspended under this section is entitled to a hearing conducted by the office of administrative hearings (AS 44.64.010 ) not later than seven days after the effective date of the order, and the person may appeal the suspension after a hearing to a court of competent jurisdiction.
  4. The board may reinstate a license that has been suspended or revoked if the board finds after a hearing that the applicant is able to practice with reasonable skill and safety.
  5. The board may suspend a license upon receipt of a certified copy of evidence that a license to practice medicine in another state or territory of the United States or province of Canada has been suspended or revoked.  The suspension remains in effect until a hearing can be held by the board.
  6. The board shall be consistent in the application of disciplinary sanctions.  A significant departure from earlier decisions of the board involving similar situations must be explained in findings of fact or orders made by the board.

History. (§ 15 ch 48 SLA 1983; am § 13 ch 87 SLA 1987; am § 1 ch 10 SLA 2001; am § 17 ch 163 SLA 2004)

Cross references. —

For disciplinary powers of board generally, see AS 08.01.075 .

Notes to Decisions

Decision did not support revocation.—

Medical Board's final decision did not support the revocation of the doctor's license because its final decision failed to comply with its statutory duty to be consistent in the application of disciplinary sanctions or explain its inconsistency. Odom v. State, — P.3d — (Alaska Aug. 11, 2017), op. withdrawn, sub. op., 421 P.3d 1 (Alaska 2018).

Revocation. —

Decision of the Medical Board (Board) did not support revocation of a physician's license because (1) the decision adopted a party's proposed findings and did not contain the Board's own findings, (2) the decision did not explain an inconsistency with prior decisions, and (3) it was conceded that the physician did not cause a patient's death. Odom v. State, 421 P.3d 1 (Alaska 2018) (memorandum decision).

Quoted in

Brandner v. Providence Health & Servs.-Wash., 394 P.3d 581 (Alaska 2017).

Stated in

Brandner v. Providence Health & Servs., 394 P.3d 581 (Alaska 2017).

Cited in

Grandstaff v. State, 171 P.3d 1176 (Alaska Ct. App. 2007); Gottlieb v. State, 175 P.3d 664 (Alaska Ct. App. 2008).

Collateral references. —

Pretrial Discovery in Disciplinary Proceedings Against Physician, 65 ALR6th 295.

Sec. 08.64.332. Automatic suspension for mental incompetency or insanity.

Notwithstanding AS 44.62, if a person holding a license to practice medicine or osteopathy under this chapter is adjudged mentally incompetent or insane by a final order or adjudication of a court of competent jurisdiction or by voluntary commitment to an institution for the treatment of mental illness, the person’s license shall be suspended by the board. The suspension shall continue in effect until the court finds or adjudges that the person has been restored to reason or until a licensed psychiatrist approved by the board determines that the person has been restored to reason.

History. (§ 10 ch 101 SLA 1974; am § 14 ch 87 SLA 1987)

Sec. 08.64.334. Voluntary surrender.

The board, at its discretion, may accept the voluntary surrender of a license. A license may not be returned unless the board determines, under regulations adopted by it, that the licensee is competent to resume practice. However, a license may not be returned to the licensee if the voluntary surrender resulted in the dropping or suspension of civil or criminal charges against the physician.

History. (§ 10 ch 101 SLA 1974)

Sec. 08.64.335. Reports of disciplinary action or license suspension or surrender.

The board shall promptly report to the Federation of State Medical Boards for inclusion in the nationwide disciplinary data bank license and permit refusals under AS 08.64.240 , actions taken by the board under AS 08.64.331 , and license and permit suspensions or surrenders under AS 08.64.332 or 08.64.334 .

History. (§ 15 ch 87 SLA 1987; am § 23 ch 126 SLA 1990)

Sec. 08.64.336. Duty of physicians and hospitals to report.

  1. A physician who professionally treats a person licensed to practice medicine or osteopathy in this state for alcoholism or drug addiction, or for mental, emotional, or personality disorders, shall report it to the board if there is probable cause that the person may constitute a danger to the health and welfare of that person’s patients or the public if that person continues in practice. The report must state the name and address of the person and the condition found.
  2. A hospital that revokes, suspends, conditions, restricts, or refuses to grant hospital privileges to, or imposes a consultation requirement on, a person licensed to practice medicine or osteopathy in the state shall report to the board the name and address of the person and the reasons for the action within seven working days after the action is taken. A hospital shall also report to the board the name and address of a person licensed to practice medicine or osteopathy in the state if the person resigns hospital staff privileges while under investigation by the hospital or a committee of the hospital and the investigation could result in the revocation, suspension, conditioning, or restricting of, or the refusal to grant, hospital privileges, or in the imposition of a consultation requirement. A report is required under this subsection regardless of whether the person voluntarily agrees to the action taken by the hospital. A report is not required if the sole reason for the action is the person’s failure to complete hospital records in a timely manner or to attend staff or committee meetings. In this subsection “consultation requirement” means a restriction placed on a person’s existing hospital privileges requiring consultation with a designated physician or group of physicians in order to continue to exercise the hospital privileges.
  3. Upon receipt of a report under (a) or (b) of this section, the board shall investigate the matter and, upon a finding that there is reasonable cause to believe that the person who is the subject of the report is a danger to the health or welfare of the public or to the person’s patients, the board may appoint a committee of three qualified physicians to examine the person and report its findings to the board. Notwithstanding the provisions of this subsection, the board may summarily suspend a license under AS 08.64.331(c) before appointing an examining committee or before the committee makes or reports its findings.
  4. If the board finds that a person licensed to practice medicine or osteopathy is unable to continue in practice with reasonable safety to the person’s patients or to the public, the board shall initiate action to suspend, revoke, limit, or condition the person’s license to the extent necessary for the protection of the person’s patients and the public.
  5. A physician, hospital, hospital committee, or private professional organization contracted with under AS 08.64.101(a)(5) to identify, confront, evaluate, and treat individuals licensed under this chapter who abuse addictive substances that in good faith submits a report under this section or participates in an investigation or judicial proceeding related to a report submitted under this section is immune from civil liability for the submission or participation.
  6. A physician or hospital may not refuse to submit a report under this section or withhold from the board or its investigators evidence related to an investigation under this section on the grounds that the report or evidence
    1. concerns a matter that was disclosed in the course of a confidential physician-patient or psychotherapist-patient relationship or during a meeting of a hospital medical staff, governing body, or committee that was exempt from the public meeting requirements of AS 44.62.310 ; or
    2. is required to be kept confidential under AS 18.23.030 .

History. (§ 10 ch 101 SLA 1974; am § 16 ch 48 SLA 1983; am § 16 ch 87 SLA 1987; am § 24 ch 126 SLA 1990)

Revisor's notes. —

In 1998 and 2018, a reference to AS 08.64.101 in this section was corrected to reflect renumbering and relettering in that section.

Notes to Decisions

Cited in

Grandstaff v. State, 171 P.3d 1176 (Alaska Ct. App. 2007).

Sec. 08.64.338. Medical and psychiatric exams.

For the purposes of an investigation under this chapter, the board may order a person to whom it has issued a license or permit to submit to a medical or psychiatric examination by a physician or other practitioner of the healing arts appointed by the board. An examination shall be at the board’s expense. An examination may include the required submission of biological specimens requested by the examining physician or practitioner.

History. (§ 17 ch 87 SLA 1987)

Sec. 08.64.340. Statement of grounds of refusal or revocation of license.

If the board refuses to issue a license or revokes a license, it shall file a brief and concise statement of the grounds and reasons for the action in the office of the secretary of the board and in the department. The statement, together with the written decision of the board, shall remain of record in the department.

History. (§ 35-3-89 ACLA 1949; am § 23 ch 77 SLA 1969)

Sec. 08.64.345. Reports relating to malpractice actions and claims.

A person licensed under this chapter shall report in writing to the board concerning the outcome of each medical malpractice claim or civil action in which damages have been or are to be paid by or on behalf of the licensee to the claimant or plaintiff, whether by judgment or under a settlement. This report shall be made within 30 days after resolution of the claim or termination of the civil action.

History. (§ 25 ch 126 SLA 1990)

Cross references. —

For malpractice actions, see AS 09.55.530 09.55.560 .

Sec. 08.64.350. Certification of revocation. [Repealed, § 10 ch 37 SLA 1986.]

Sec. 08.64.360. Penalty for practicing without a license or in violation of chapter.

Except for a physician assistant, a mobile intensive care paramedic, or a person licensed or authorized under another chapter of this title who engages in practices for which that person is licensed or authorized under that chapter, a person practicing medicine or osteopathy in the state without a valid license or permit is guilty of a class A misdemeanor. Each day of illegal practice is a separate offense.

History. (§ 35-3-93 ACLA 1949; am § 25 ch 77 SLA 1969; am § 2 ch 5 SLA 1972; am § 11 ch 101 SLA 1974; am § 17 ch 48 SLA 1983; am § 3 ch 36 SLA 1993)

Effect of amendments. —

The 2021 amendment, effective January 1, 2022, deleted “, a mobile intensive care paramedic,” following “Except for a physician assistant”, substituted “law of the state” for “chapter of this title” following “authorized under another” and “law” for “chapter” following “authorized under that”.

Collateral references. —

Hypnotism as illegal practice of medicine, 85 ALR2d 1128.

Single or isolated transactions as falling within provisions of commercial or occupational licensing requirements, 93 ALR2d 90.

Practicing medicine, surgery, dentistry, optometry, podiatry, or other healing arts without license as a separate or continuing offense, 99 ALR2d 654.

Acupuncture as illegal practice of medicine, 72 ALR3d 1257.

Sec. 08.64.360. Penalty for practicing without a license or in violation of law.

Except for a physician assistant or a person licensed or authorized under another law of the state who engages in practices for which that person is licensed or authorized under that law, a person practicing medicine or osteopathy in the state without a valid license or permit is guilty of a class A misdemeanor. Each day of illegal practice is a separate offense.

History. (§ 35-3-93 ACLA 1949; am § 25 ch 77 SLA 1969; am § 2 ch 5 SLA 1972; am § 11 ch 101 SLA 1974; am § 17 ch 48 SLA 1983; am § 3 ch 36 SLA 1993; am § 5 ch 29 SLA 2021)

Sec. 08.64.362. Limitation of liability.

An action may not be brought against a person for damages resulting from a report made in good faith to a public agency by the person or participation by the person in an investigation by a public agency or an administrative or judicial proceeding relating to the report if the report relates to a person licensed under this chapter.

History. (§ 2 ch 91 SLA 1992)

Sec. 08.64.363. Maximum dosage for opioid prescriptions.

  1. A licensee may not issue
    1. an initial prescription for an opioid that exceeds a seven-day supply to an adult patient for outpatient use;
    2. a prescription for an opioid that exceeds a seven-day supply to a minor; at the time a licensee writes a prescription for an opioid for a minor, the licensee shall discuss with the parent or guardian of the minor why the prescription is necessary and the risks associated with opioid use.
  2. Notwithstanding (a) of this section, a licensee may issue a prescription for an opioid that exceeds a seven-day supply to an adult or minor patient if, in the professional medical judgment of the licensee, more than a seven-day supply of an opioid is necessary for
    1. the patient’s acute medical condition, chronic pain management, pain associated with cancer, or pain experienced while the patient is in palliative care; the licensee may write a prescription for an opioid for the quantity needed to treat the patient’s medical condition, chronic pain, pain associated with cancer, or pain experienced while the patient is in palliative care; the licensee shall document in the patient’s medical record the condition triggering the prescription of an opioid in a quantity that exceeds a seven-day supply and indicate that a nonopioid alternative was not appropriate to address the medical condition;
    2. a patient who is unable to access a practitioner within the time necessary for a refill of the seven-day supply because of a logistical or travel barrier; the licensee may write a prescription for an opioid for the quantity needed to treat the patient for the time that the patient is unable to access a practitioner; the licensee shall document in the patient’s medical record the reason for the prescription of an opioid in a quantity that exceeds a seven-day supply and indicate that a nonopioid alternative was not appropriate to address the medical condition; in this paragraph, “practitioner” has the meaning given in AS 11.71.900 ; or
    3. the treatment of a patient’s substance abuse or opioid dependence; the licensee may write a prescription for an opioid approved for the treatment of substance abuse or opioid dependence for the quantity needed to treat the patient’s substance abuse or opioid dependence; the licensee shall document in the patient’s medical record the reason for the prescription of an opioid approved for the treatment of substance abuse or opioid dependence in a quantity that exceeds a seven-day supply and indicate that a nonopioid alternative was not appropriate for the treatment of substance abuse or opioid dependence.
  3. In this section,
    1. “adult” means
      1. an individual who has reached 18 years of age; or
      2. an emancipated minor;
    2. “emancipated minor” means a minor whose disabilities have been removed for general purposes under AS 09.55.590 ;
    3. “minor” means an individual under 18 years of age who is not an emancipated minor.

History. (§ 16 ch 2 SSSLA 2017)

Cross references. —

For a statement of legislative intent regarding this section, see sec. 1, ch. 2, SSSLA 2017 in the 2017 Temporary and Special Acts.

Effective Dates. —

Section 60, ch. 2, SSSLA 2017 makes this section effective July 26, 2017.

Article 3. Miscellaneous Provisions.

Sec. 08.64.364. Prescription of drugs without physical examination.

  1. The board may not impose disciplinary sanctions on a physician or physician assistant for rendering a diagnosis, providing treatment, or prescribing, dispensing, or administering a prescription drug that is not a controlled substance to a person without conducting a physical examination if
    1. the physician, physician assistant, or another licensed health care provider in the medical practice is available to provide follow-up care; and
    2. the physician or physician assistant requests that the person consent to sending a copy of all records of the encounter to the person’s primary care provider if the prescribing physician or physician assistant is not the person’s primary care provider and, if the person consents, the physician or physician assistant sends the records to the person’s primary care provider.
  2. The board may not impose disciplinary sanctions on a physician or physician assistant for prescribing, dispensing, or administering a prescription drug that is a controlled substance or botulinum toxin if the requirements under (a) of this section and AS 08.64.363 are met and the physician or physician assistant prescribes, dispenses, or administers the controlled substance or botulinum toxin when an appropriate licensed health care provider is present with the patient to assist the physician or physician assistant with examination, diagnosis, and treatment.
  3. Notwithstanding (a) and (b) of this section,
    1. a physician may not prescribe, dispense, or administer an abortion-inducing drug under (a) of this section unless the physician complies with AS 18.16.010 ; and
    2. a physician or physician assistant may not prescribe, dispense, or administer a prescription drug in response to an Internet questionnaire or electronic mail message to a person with whom the physician or physician assistant does not have a prior physician-patient relationship.
  4. In this section,
    1. “controlled substance” has the meaning given in AS 11.71.900 ;
    2. “prescription drug” has the meaning given in AS 08.80.480 ;
    3. “primary care provider” has the meaning given in AS 21.07.250 .

History. (§ 1 ch 115 SLA 2014; am § 8, 9 ch 25 SLA 2016; am § 17 ch 2 SSSLA 2017; am §§ 2 — 4 ch 18 SLA 2019)

Revisor's notes. —

Subsections (b) and (c) were enacted as (c) and (d); relettered in 2017, at which time subsection (b) was relettered as (d) and a conforming change was made to (c).

Effect of amendments. —

The 2016 amendment, effective September 19, 2016, in (a) inserted “rendering a diagnosis, providing treatment, or” preceding “prescribing” and “that is not a controlled substance” following “prescription drug”; deleted (a)(1); in (a)(2), deleted “The physician is located in this state and” at the beginning of the paragraph; inserted “(2) the physician requests that” following “follow-up care; and”; deleted “(3)”; substituted “consent” for “consents”; inserted “, if the patient consents,” preceding “the physician sends”; added (b) and (c).

The 2019 amendment, effective March 1, 2020, in (a), inserted “or physician assistant” in the introductory paragraph, in (a)(1), substituted “physician, physician assistant, or another licensed health care provided in the medical practice” for “physician or another licensed health care provider or physician in the physician’s group practice,” in (a)(2), inserted “or physician assistant” in three places, substituted “if the person” for “in the patient”; in (b), inserted “or physician assistant” in three places; in (c), relocated the (1) designation to include “a physician man not,” substituted “and” for “or” at the end of (c)(1), in (c)(2), added “a physician or physician assistant may not” at the beginning and inserted “or physician assistant.”

Effective dates. —

Section 1, ch. 115, SLA 2014, which enacted this section, took effect on November 28, 2014.

Sec. 08.64.365. Physicians acting under emergency circumstances. [Repealed, § 46 ch 102 SLA 1976.]

Sec. 08.64.366. Liability for services rendered by a mobile intensive care paramedic.

An act or omission of a mobile intensive care paramedic done or omitted in good faith while rendering emergency service to a person who is in need of immediate aid in order to avoid serious harm or loss of life does not impose any liability upon the mobile intensive care paramedic, the supervising physician, a hospital, the officers, members of the staff, nurses, or other employees of a hospital or upon a federal, state, borough, city or other local governmental unit or upon other employees of a governmental unit; however, this section does not relieve a physician or a hospital of a duty otherwise imposed by law upon the physician or hospital for the designation or training of a mobile intensive care paramedic or for the provision or maintenance of equipment to be used by the mobile intensive care paramedic.

History. (§ 14 ch 101 SLA 1974; am § 1 ch 122 SLA 1986; am § 4 ch 36 SLA 1993)

Cross references. —

For civil liability for emergency aid, see AS 09.65.090 .

Sec. 08.64.366. Liability for services rendered by a mobile intensive care paramedic.

History. [§ 14 ch 101 SLA 1974; am § 1 ch 122 SLA 1986; am § 4 ch 36 SLA 1993; Repealed, § 18 ch 29 SLA 2021.]

Sec. 08.64.367. Use of amygdalin (laetrile); investigational drugs, biological products, or devices.

  1. A physician may not be subject to disciplinary action by the board for prescribing or administering amygdalin (laetrile) to a patient under the physician’s care who has requested the substance unless the board in a hearing conducted under AS 44.62 (Administrative Procedure Act) has made a formal finding that the substance is harmful.
  2. A hospital or health facility may not interfere with the physician-patient relationship by restricting or forbidding the use of amygdalin (laetrile) when prescribed or administered by a physician and requested by a patient unless the substance as prescribed or administered by the physician is found to be harmful by the board in a hearing conducted under the provisions of AS 44.62 (Administrative Procedure Act).
  3. A physician may not be subject to disciplinary action by the board for prescribing, dispensing, or administering an investigational drug, biological product, or device, or providing related treatment, to a patient for the purpose of sustaining the patient’s life if the patient
    1. has a terminal illness;
    2. is ineligible or unable to participate in a current clinical trial for the investigational drug, biological product, or device;
    3. has considered, after consultation with the physician, all other treatment options currently approved by the United States Food and Drug Administration; and
    4. has given informed consent in writing for the use of the investigational drug, biological product, or device.
  4. In this section,
    1. “investigational drug, biological product, or device” means a drug, biological product, or device that has successfully completed Phase 1 studies of clinical trials for investigation and remains in ongoing clinical trials under Phase 2 or Phase 3 or is in the new drug application process following Phase 3 of clinical trials, but has not been approved for general use by the United States Food and Drug Administration;
    2. “terminal illness” means a disease that, without life-sustaining procedures, will result in death in the near future or a state of permanent unconsciousness from which recovery is unlikely.

History. (§§ 1, 2 ch 227 SLA 1976; am § 1 ch 53 SLA 2018)

Cross references. —

For immunity relating to the use or nonuse of investigational drugs, biological products, and devices, see AS 09.65.325 .

Effect of amendments. —

The 2018 amendment, effective October 11, 2018, added (c) and (d).

Sec. 08.64.368. Permits for isolated areas. [Repealed, § 27 ch 148 SLA 1970.]

Sec. 08.64.369. Health care professionals to report certain injuries.

  1. A health care professional who initially treats or attends to a person with an injury described in (b) of this section shall make certain that an oral report of the injury is made promptly to the Department of Public Safety, a local law enforcement agency, or a village public safety officer. The health care professional shall make certain that a written report of an injury described in (b)(1) or (2) of this section is submitted to the Department of Public Safety within three working days after the person is treated. The report shall be on a form provided by the Department of Public Safety.
  2. The following injuries shall be reported under (a) of this section:
    1. second or third degree burns to five percent or more of a patient’s body;
    2. a burn to a patient’s upper respiratory tract or laryngeal edema due to the inhalation of super-heated air;
    3. a bullet wound, powder burn, or other injury apparently caused by the discharge of a firearm;
    4. an injury apparently caused by a knife, axe, or other sharp or pointed instrument, unless the injury was clearly accidental; and
    5. an injury that is likely to cause the death of the patient, unless the injury was clearly accidental.
  3. A person who, in good faith, makes a report under this section, or who participates in judicial proceedings related to a report under this section, is immune from any civil or criminal liability that might otherwise be incurred as a result of making such a report or participating in the judicial proceedings.
  4. In this section, “health care professional” includes an emergency medical technician certified under AS 18.08, health aide, physician, nurse, mobile intensive care paramedic, and physician assistant, but does not include a practitioner of religious healing.

History. (§ 1 ch 88 SLA 1988; am § 5 ch 36 SLA 1993)

Revisor’s notes. —

Enacted as AS 08.64.337. Renumbered in 1988.

In 2001, in (d) of this section “physician assistant” was substituted for “physician’s assistant” to correct a manifest error.

Effect of amendments. —

The 2021 amendment, effective January 1, 2022, in (d), inserted “licensed under AS 18.08” following “mobile intensive care paramedic”.

Sec. 08.64.369. Health care professionals to report certain injuries.

  1. A health care professional who initially treats or attends to a person with an injury described in (b) of this section shall make certain that an oral report of the injury is made promptly to the Department of Public Safety, a local law enforcement agency, or a village public safety officer. The health care professional shall make certain that a written report of an injury described in (b)(1) or (2) of this section is submitted to the Department of Public Safety within three working days after the person is treated. The report shall be on a form provided by the Department of Public Safety.
  2. The following injuries shall be reported under (a) of this section:
    1. second or third degree burns to five percent or more of a patient’s body;
    2. a burn to a patient’s upper respiratory tract or laryngeal edema due to the inhalation of super-heated air;
    3. a bullet wound, powder burn, or other injury apparently caused by the discharge of a firearm;
    4. an injury apparently caused by a knife, axe, or other sharp or pointed instrument, unless the injury was clearly accidental; and
    5. an injury that is likely to cause the death of the patient, unless the injury was clearly accidental.
  3. A person who, in good faith, makes a report under this section, or who participates in judicial proceedings related to a report under this section, is immune from any civil or criminal liability that might otherwise be incurred as a result of making such a report or participating in the judicial proceedings.
  4. In this section, “health care professional” includes an emergency medical technician certified under AS 18.08, health aide, physician, nurse, mobile intensive care paramedic licensed under AS 18.08, and physician assistant, but does not include a practitioner of religious healing.

History. (§ 1 ch 88 SLA 1988; am § 5 ch 36 SLA 1993; am § 6 ch 29 SLA 2021)

Article 4. General Provisions.

Sec. 08.64.370. Exceptions to application of chapter.

This chapter does not apply to

  1. officers in the regular medical service of the armed services of the United States or the United States Public Health Service while in the discharge of their official duties;
  2. a physician or osteopath, who is not a resident of this state, who is asked by a physician or osteopath licensed in this state to help in the diagnosis or treatment of a case;
  3. the practice of the religious tenets of a church;
  4. a physician in the regular medical service of the United States Public Health Service or the armed services of the United States volunteering services without pay or other remuneration to a hospital, clinic, medical office, or other medical facility in the state;
  5. a person who is certified as a direct-entry midwife by the department under AS 08.65 while engaged in the practice of midwifery whether or not the person accepts compensation for those services;
  6. a physician licensed in another state who, under a written agreement with an athletic team located in the state in which the physician is licensed, provides medical services to members of the athletic team while the athletic team is traveling to or from or participating in a sporting event in this state.

History. (§ 35-3-97 ACLA 1949; am § 4 ch 93 SLA 1965; am § 26 ch 77 SLA 1969; am §§ 23, 24 ch 148 SLA 1970; am §§ 1, 2 ch 88 SLA 1972; am § 13 ch 127 SLA 1974; am § 1 ch 33 SLA 1985; am § 21 ch 87 SLA 1987; am § 4 ch 130 SLA 1992; am § 1 ch 99 SLA 2014; am § 1 ch 28 SLA 2018)

Administrative Code. —

For special permits, see 7 AAC 27, art. 9.

Effect of amendments. —

The 2014 amendment, effective October 23, 2014, in (5), deleted “or who is excluded from registration under AS 08.65.170 (3) and (4)” preceding “while engaged in the practice”.

The 2018 amendment, effective September 16, 2018, added (6), and made a related change.

Notes to Decisions

Cited in

Rogers v. State, 275 P.3d 574 (Alaska Ct. App. 2012).

Sec. 08.64.380. Definitions.

In this chapter,

  1. “board” means the State Medical Board;
  2. “department” means the Department of Commerce, Community, and Economic Development;
  3. [Repealed January 1, 2022.]  “emergency lifesaving service” means medical assistance given to a person whose physical condition, in the opinion of a reasonably prudent person, is such that the person’s life is endangered;
  4. [Repealed January 1, 2022.]  “mobile intensive care paramedic” means an individual licensed by the board who has successfully completed a paramedic training program certified under AS 18.08 and is authorized by law to provide advanced life support under the direct or indirect supervision of a physician;
  5. “opioid” includes the opium and opiate substances and opium and opiate derivatives listed in AS 11.71.140 and 11.71.160 ;
  6. “practice of medicine” or “practice of osteopathy” means:
    1. for a fee, donation or other consideration, to diagnose, treat, operate on, prescribe for, or administer to, any human ailment, blemish, deformity, disease, disfigurement, disorder, injury, or other mental or physical condition; or to attempt to perform or represent that a person is authorized to perform any of the acts set out in this subparagraph;
    2. to use or publicly display a title in connection with a person’s name including “doctor of medicine,” “physician,” “M.D.,” or “doctor of osteopathic medicine” or “D.O.” or a specialist designation including “surgeon,” “dermatologist,” or a similar title in such a manner as to show that the person is willing or qualified to diagnose or treat the sick or injured;
  7. “practice of podiatry” means the medical, mechanical, and surgical treatment of ailments of the foot, the muscles and tendons of the leg governing the functions of the foot, and superficial lesions of the hand other than those associated with trauma; the use of preparations, medicines, and drugs as are necessary for the treatment of these ailments; the treatment of the local manifestations of systemic diseases as they appear in the hand and foot, except that
    1. a patient shall be concurrently referred to a physician or osteopath for the treatment of the systemic disease itself;
    2. general anaesthetics may be used only in colleges of podiatry approved by the board and in hospitals approved by the joint commission on the accreditation of hospitals, or the American Osteopathic Association; and
    3. the use of X-ray or radium for therapeutic purposes is not permitted.

History. (§§ 35-3-88, 35-3-94 ACLA 1949; am § 27 ch 77 SLA 1969; am § 3 ch 103 SLA 1970; am §§ 25 — 27 ch 148 SLA 1970; am § 9 ch 32 SLA 1971; am § 1 ch 117 SLA 1971; am § 4 ch 85 SLA 1972; am § 4 ch 21 SLA 1974; am §§ 12, 13 ch 101 SLA 1974; am § 1 ch 127 SLA 1975; am § 4 ch 24 SLA 1976; am §§ 27 — 29, 41 ch 177 SLA 1978; am § 6 ch 45 SLA 1982; am §§ 18, 19 ch 48 SLA 1983; am § 2 ch 33 SLA 1985; am § 15 ch 6 SLA 1990; am § 26 ch 126 SLA 1990; am § 21 ch 6 SLA 1993; am § 6 ch 36 SLA 1993; am § 18 ch 2 SSSLA 2017)

Revisor’s notes. —

Reorganized in 1987 to alphabetize the defined terms and in 2010 to reflect the repeal of former paragraph (5).

In 1999, “Department of Commerce and Economic Development” was changed to “Department of Community and Economic Development” in this section in accordance with § 88, ch. 58, SLA 1999.

In 2004, “Department of Community and Economic Development” was changed to “Department of Commerce, Community, and Economic Development” in this section, in accordance with § 3, ch. 47, SLA 2004.

Paragraph (5) was enacted as (7); renumbered in 2017, at which time paragraphs (5) and (6) were renumbered as (6) and (7).

Cross references. —

For professional designation requirements for medical practitioners and osteopaths, see AS 08.02.010 .

Administrative Code. —

For mobile intensive care paramedics, see 12 AAC 40, art. 4.

Effect of amendments. —

The 2017 amendment, effective July 26, 2017, added (7) [now (5)].

The 2021 amendment, effective January 1, 2022, repealed (3) and (4).

Notes to Decisions

Unethical behavior. —

A physician may be subject to loss of license, censure or reprimand for violating the state Medical Association declaration that publication of patients’ names by board members in complying with AS 39.50 (Conflict of Interest law) is unethical. However, the possibility of professional discipline for unethical behavior is irrelevant because the statutory exemption applies only to legal privileges, not ethical mandates. Moreover, to equate ethical directives with legal privilege for purposes of AS 39.50, particularly where a relevant professional standard has been enacted subsequent to the passage of the Conflict of Interest law, would effectively allow an elite professional group to amend the law by declaring itself exempt. Falcon v. Alaska Pub. Offices Comm'n, 570 P.2d 469 (Alaska 1977).

Applied in

Huffman v. State, 204 P.3d 339 (Alaska 2009).

Cited in

Leege v. Martin, 379 P.2d 447 (Alaska 1963); Rogers v. State, 275 P.3d 574 (Alaska Ct. App. 2012).

Sec. 08.64.380. Definitions.

In this chapter,

  1. “board” means the State Medical Board;
  2. “department” means the Department of Commerce, Community, and Economic Development;
  3. [Repealed, § 18 ch 29 SLA 2021.]
  4. [Repealed, § 18 ch 29 SLA 2021.]
  5. “opioid” includes the opium and opiate substances and opium and opiate derivatives listed in AS 11.71.140 and 11.71.160 ;
  6. “practice of medicine” or “practice of osteopathy” means:
    1. for a fee, donation or other consideration, to diagnose, treat, operate on, prescribe for, or administer to, any human ailment, blemish, deformity, disease, disfigurement, disorder, injury, or other mental or physical condition; or to attempt to perform or represent that a person is authorized to perform any of the acts set out in this subparagraph;
    2. to use or publicly display a title in connection with a person’s name including “doctor of medicine,” “physician,” “M.D.,” or “doctor of osteopathic medicine” or “D.O.” or a specialist designation including “surgeon,” “dermatologist,” or a similar title in such a manner as to show that the person is willing or qualified to diagnose or treat the sick or injured;
  7. “practice of podiatry” means the medical, mechanical, and surgical treatment of ailments of the foot, the muscles and tendons of the leg governing the functions of the foot, and superficial lesions of the hand other than those associated with trauma; the use of preparations, medicines, and drugs as are necessary for the treatment of these ailments; the treatment of the local manifestations of systemic diseases as they appear in the hand and foot, except that
    1. a patient shall be concurrently referred to a physician or osteopath for the treatment of the systemic disease itself;
    2. general anaesthetics may be used only in colleges of podiatry approved by the board and in hospitals approved by the joint commission on the accreditation of hospitals, or the American Osteopathic Association; and
    3. the use of X-ray or radium for therapeutic purposes is not permitted.

History. (§§ 35-3-88, 35-3-94 ACLA 1949; am § 27 ch 77 SLA 1969; am § 3 ch 103 SLA 1970; am §§ 25 — 27 ch 148 SLA 1970; am § 9 ch 32 SLA 1971; am § 1 ch 117 SLA 1971; am § 4 ch 85 SLA 1972; am § 4 ch 21 SLA 1974; am §§ 12, 13 ch 101 SLA 1974; am § 1 ch 127 SLA 1975; am § 4 ch 24 SLA 1976; am §§ 27 — 29, 41 ch 177 SLA 1978; am § 6 ch 45 SLA 1982; am §§ 18, 19 ch 48 SLA 1983; am § 2 ch 33 SLA 1985; am § 15 ch 6 SLA 1990; am § 26 ch 126 SLA 1990; am § 21 ch 6 SLA 1993; am § 6 ch 36 SLA 1993; am § 18 ch 2 SSSLA 2017; am § 18 ch 29 SLA 2021)

Chapter 65. Direct-Entry Midwives.

Administrative Code. —

For board of certified direct-entry midwives, see 12 AAC 14.

Sec. 08.65.010. Board established.

  1. There is established the Board of Certified Direct-Entry Midwives.
  2. The board consists of five members appointed by the governor subject to confirmation by the legislature in joint session. Members serve for staggered terms of four years and, except as provided in AS 39.05.080 (4), each member serves until a successor is appointed and qualified. The board consists of two members who are certified in this state as direct-entry midwives, one physician licensed by the State Medical Board in this state who has an obstetrical practice or has specialized training in obstetrics, one certified nurse midwife licensed by the Board of Nursing in this state, and one public member.
  3. The board shall elect a chair and a secretary from among its members to terms of one year.
  4. A member may serve no more than two complete consecutive terms on the board.

History. (§ 5 ch 130 SLA 1992; am § 3 ch 80 SLA 1996)

Sec. 08.65.020. Meetings.

The board shall meet twice annually and may hold special meetings at the call of the chair or on the written notice of two board members.

History. (§ 5 ch 130 SLA 1992)

Sec. 08.65.030. Duties and powers of board.

  1. The board shall
    1. examine applicants and issue certificates to those applicants it finds qualified;
    2. adopt regulations establishing certification and certificate renewal requirements;
    3. issue permits to apprentice direct-entry midwives;
    4. hold hearings and order the disciplinary sanction of a person who violates this chapter or a regulation of the board;
    5. supply forms for applications, licenses, permits, certificates, and other papers and records;
    6. enforce the provisions of this chapter and adopt regulations necessary to make the provisions of this chapter effective;
    7. approve curricula and adopt standards for basic education, training, and apprentice programs;
    8. provide for surveys of the basic direct-entry midwife education programs in the state at the times it considers necessary;
    9. approve education, training, and apprentice programs that meet the requirements of this chapter and of the board, and deny, revoke, or suspend approval of those programs for failure to meet the requirements;
    10. adopt regulations establishing practice requirements for certified direct-entry midwives under AS 08.65.140 .
  2. The board may by regulation require that a certified direct-entry midwife undergo a uniform or random period of peer review to ensure the quality of care provided by the certified direct-entry midwife.

History. (§ 5 ch 130 SLA 1992; am § 19 ch 6 SLA 1998; am § 2 ch 99 SLA 2014)

Revisor’s notes. —

Former paragraphs (a)(7)-(10) were renumbered as (a)(6)-(9) in 1998 to reflect the 1998 repeal of former paragraph (a)(6).

Administrative Code. —

For certification requirements, see 12 AAC 14, art. 1.

For education and experience, see 12 AAC 14, art. 2.

For examination, see 12 AAC 14, art. 3.

For renewal and continuing competency requirements, see 12 AAC 14, art. 4.

For duties and responsibilities, see 12 AAC 14, art. 5.

For emergency measures, see 12 AAC 14, art. 6.

Effect of amendments. —

The 2014 amendment, effective October 23, 2014, substituted “those programs” for “such programs” in (a)(9), added (a)(10), and made stylistic and related changes.

Sec. 08.65.040. Administrative Procedure Act.

AS 44.62 (Administrative Procedure Act) applies to regulations and proceedings under this chapter.

History. (§ 5 ch 130 SLA 1992)

Sec. 08.65.050. Qualifications for license.

The board shall issue a certificate to practice direct-entry midwifery to a person who

  1. applies on a form provided by the board;
  2. pays the fees required under AS 08.65.100 ;
  3. furnishes evidence satisfactory to the board that the person has not engaged in conduct that is a ground for imposing disciplinary sanctions under AS 08.65.110 ;
  4. furnishes evidence satisfactory to the board that the person has completed a course of study and supervised clinical experience; the study and experience must be of at least one year’s duration;
  5. successfully completes the examination required by the board.

History. (§ 5 ch 130 SLA 1992)

Administrative Code. —

For certification requirements, see 12 AAC 14, art. 1.

For education and experience, see 12 AAC 14, art. 2.

For examination, see 12 AAC 14, art. 3.

Sec. 08.65.060. Examinations.

The board shall conduct examinations at least once each year. Examinations may be written, oral, or practical or a combination of these. The board shall utilize the examination provided by a nationally certified midwives organization recognized by the board. An applicant who has failed the examination may not retake the examination for a period of six months. An applicant who has failed the examination more than one time may not retake the examination unless the applicant has participated in or successfully completed further education and training programs as prescribed by the board. The board may require an applicant to pass an examination about Alaska laws that are applicable to the profession of direct-entry midwives.

History. (§ 5 ch 130 SLA 1992; am § 2 ch 16 SLA 2003)

Administrative Code. —

For examination, see 12 AAC 14, art. 3.

Sec. 08.65.070. Licensure by credentials.

The board may by regulation provide for the certification without examination of a person who meets the requirements of AS 08.65.050 (1) — (4), who is currently licensed in another state with licensing requirements at least equivalent in scope, quality, and difficulty to those of this state, and who has passed the national examination required of certified direct-entry midwives in this state. At a minimum, an applicant for certification by credentials

  1. may not be the subject of an unresolved complaint or disciplinary action before a regulatory authority in this state or another jurisdiction;
  2. may not have failed the examination for a certificate or license to practice midwifery in this state;
  3. may not have had a certificate or license to practice midwifery revoked in this state or another jurisdiction;
  4. shall submit proof of continued competency satisfactory to the board; and
  5. shall pay the required fees.

History. (§ 5 ch 130 SLA 1992)

Administrative Code. —

For certification requirements, see 12 AAC 14, art. 1.

Sec. 08.65.080. Renewal.

A certificate issued under AS 08.65.050 or 08.65.070 expires on a date determined by the board and may be renewed every two years upon payment of the required fee and the submission of evidence satisfactory to the board that the certified direct-entry midwife has met the continuing education requirements of the board, has demonstrated continued practical professional competence under regulations adopted by the board, and has not committed an act that is a ground for discipline under AS 08.65.110 .

History. (§ 5 ch 130 SLA 1992)

Administrative Code. —

For renewal and continuing competency requirements, see 12 AAC 14, art. 4.

Sec. 08.65.090. Apprentice direct-entry midwives.

  1. The board shall issue a permit to practice as an apprentice direct-entry midwife to a person who satisfies the requirements of AS 08.65.050 (1) — (3) and who has been accepted into a program of education, training, and apprenticeship approved by the board under AS 08.65.030 . A permit application under this section must include information the board may require. The permit is valid for a term of two years and may be renewed in accordance with regulations adopted by the board.
  2. An apprentice direct-entry midwife may perform all the activities of a certified direct-entry midwife if supervised in a manner prescribed by the board by
    1. a certified direct-entry midwife who has been licensed and practicing in this state for at least two years and has acted as a primary or assistant midwife at 50 or more births since the date the certified direct-entry midwife was first licensed;
    2. a certified direct-entry midwife who has been licensed for at least two years in a state with licensing requirements at least equivalent in scope, quality, and difficulty to those of this state at the time of licensing, has practiced midwifery for the last two years, and has acted as a primary or assistant midwife at 50 or more births since the date the certified direct-entry midwife was first licensed;
    3. a physician licensed in this state with an obstetrical practice at the time of undertaking the apprenticeship; or
    4. a certified nurse midwife licensed by the Board of Nursing in this state with an obstetrical practice at the time of undertaking the apprenticeship.

History. (§ 5 ch 130 SLA 1992; am § 3 ch 99 SLA 2014)

Administrative Code. —

For certification requirements, see 12 AAC 14, art. 1.

For education and experience, see 12 AAC 14, art. 2.

For renewal and continuing competency requirements, see 12 AAC 14, art. 4.

Effect of amendments. —

The 2014 amendment, effective October 23, 2014, in (b), in (b)(1) and (b)(2), added “and has acted as a primary or assistant midwife at 50 or more births since the date the certified direct-entry midwife was first licensed” at the end, in (b)(2), deleted “who is certified in this state and who” following “state at the time of licensing,” and made a stylistic change.

Sec. 08.65.100. Fees.

The department shall set fees under AS 08.01.065 to implement this chapter.

History. (§ 5 ch 130 SLA 1992)

Administrative Code. —

For occupational licensing fees, see 12 AAC 2, art. 2.

Sec. 08.65.110. Grounds for discipline, suspension, or revocation of certification.

The board may impose a disciplinary sanction on a person holding a certificate or permit under this chapter if the board finds that the person

  1. secured a certificate or permit through deceit, fraud, or intentional misrepresentation;
  2. engaged in deceit, fraud, or intentional misrepresentation in the course of providing professional services or engaging in professional activities;
  3. advertised professional services in a false or misleading manner;
  4. has been convicted of a felony or other crime that affects the licensee’s ability to continue to practice competently and safely;
  5. intentionally or negligently engaged in or permitted the performance of client care by persons under the certified direct-entry midwife’s supervision that does not conform to minimum professional standards regardless of whether actual injury to the client occurred;
  6. failed to comply with this chapter, with a regulation adopted under this chapter, or with an order of the board;
  7. continued to practice after becoming unfit due to
    1. professional incompetence;
    2. failure to keep informed of current professional practices;
    3. addiction or severe dependency on alcohol or other drugs that impairs the ability to practice safely;
    4. physical or mental disability;
  8. engaged in lewd or immoral conduct in connection with the delivery of professional service to clients.

History. (§ 5 ch 130 SLA 1992)

Sec. 08.65.120. Disciplinary sanctions.

  1. When it finds that a person holding a certificate or permit is guilty of an offense under AS 08.65.110 , the board, in addition to the powers provided in AS 08.01.075 , may impose the following sanctions singly or in combination:
    1. permanently revoke a certificate or permit to practice;
    2. suspend a certificate or permit for a determinate period of time;
    3. censure a person holding a certificate or permit;
    4. issue a letter of reprimand;
    5. place a person holding a certificate or permit on probationary status and require the person to
      1. report regularly to the board upon matters involving the basis of probation;
      2. limit practice to those areas prescribed;
      3. continue professional education until a satisfactory degree of skill has been attained in those areas determined by the board to need improvement;
    6. impose limitations or conditions on the practice of a person holding a certificate or permit.
  2. The board may withdraw probationary status if it finds that the deficiencies that required the sanction have been remedied.
  3. The board may summarily suspend a license before final hearing or during the appeals process if the board finds that the licensee poses a clear and immediate danger to the public health and safety if the licensee continues to practice. A person whose license is suspended under this section is entitled to a hearing conducted by the office of administrative hearings (AS 44.64.010 ) not later than seven days after the effective date of the order, and the person may appeal the suspension after a hearing to a court of competent jurisdiction.
  4. The board may reinstate a certificate or permit that has been suspended or revoked if the board finds after a hearing that the applicant is able to practice with reasonable skill and safety.
  5. The board shall seek consistency in the application of disciplinary sanctions, and significant departure from prior decisions involving similar situations shall be explained in findings of fact or orders.

History. (§ 5 ch 130 SLA 1992; am § 18 ch 163 SLA 2004)

Sec. 08.65.130. Criminal penalty.

A person who violates this chapter is guilty of a class B misdemeanor.

History. (§ 5 ch 130 SLA 1992)

Cross references. — For penalties for misdemeanors, see AS 12.55.035 and 12.55.135 .

Sec. 08.65.140. Required practices.

The board shall adopt regulations regarding the practice of direct-entry midwifery. At a minimum, the regulations must require that a certified direct-entry midwife

  1. recommend, before care or delivery of a client, that the client undergo a physical examination performed by a physician, physician assistant, or advanced practice registered nurse who is licensed in this state;
  2. obtain informed consent from a client before onset of labor;
  3. comply with AS 18.15.150 regarding taking of blood samples, AS 18.15.200 regarding screening of phenylketonuria (PKU), AS 18.50.160 regarding birth registration, AS 18.50.230 regarding registration of deaths, AS 18.50.240 regarding fetal death registration, and regulations adopted by the Department of Health and Social Services concerning prophylactic treatment of the eyes of newborn infants;
  4. not knowingly deliver a woman with certain types of health conditions, prior history, or complications as specified by the board.

History. (§ 5 ch 130 SLA 1992; am § 7 ch 58 SLA 2010; am § 4 ch 99 SLA 2014; am § 3 ch 33 SLA 2016)

Administrative Code. —

For duties and responsibilities, see 12 AAC 14, art. 5.

For emergency measures, see 12 AAC 14, art. 6.

Effect of amendments. —

The 2014 amendment, effective October 23, 2014, rewrote the section, which previously detailed numerous specific conditions where a midwife was not permitted to deliver.

The 2016 amendment, effective July 7, 2016, in (1), substituted “practice registered nurse” for “nurse practitioner, or certified nurse midwife” and made a related change.

Sec. 08.65.150. Prohibited practices.

Except as provided in AS 08.65.170 , a person who is not certified under this chapter as a direct-entry midwife may not practice midwifery for compensation.

History. (§ 5 ch 130 SLA 1992)

Sec. 08.65.160. Certification required if designation used.

A person who is not certified under this chapter or whose certification is suspended or revoked, or whose certification has lapsed, who knowingly uses in connection with the person’s name the words or letters “C.D.M.,” “Certified Direct-Entry Midwife,” or other letters, words, or insignia indicating or implying that the person is certified as a direct-entry midwife by this state or who in any way, orally or in writing, directly or by implication, knowingly holds out as being certified by the state as a direct-entry midwife in this state is guilty of a class B misdemeanor.

History. (§ 5 ch 130 SLA 1992)

Cross references. — For penalties for misdemeanors, see AS 12.55.035 and 12.55.135 .

Sec. 08.65.170. Exclusions.

This chapter does not apply to a person

  1. who is licensed as a physician in this state;
  2. who is licensed as a certified nurse midwife by the Board of Nursing in this state.
  3. [Repealed, § 6 ch 99 SLA 2014.]
  4. [Repealed, § 6 ch 99 SLA 2014.]

History. (§ 5 ch 130 SLA 1992; am § 6 ch 99 SLA 2014)

Effect of amendments. —

The 2014 amendment, effective October 23, 2014, repealed (3) and (4).

Sec. 08.65.180. Responsibility for care.

If a certified direct-entry midwife seeks to consult with or refer a patient to a licensed physician, the responsibility of the physician for the patient does not begin until the patient is physically within the physician’s care.

History. (§ 5 ch 130 SLA 1992)

Sec. 08.65.190. Definitions.

In this chapter,

  1. “board” means the Board of Certified Direct-Entry Midwives;
  2. “department” means the Department of Commerce, Community, and Economic Development;
  3. “practice of midwifery” means providing necessary supervision, health care, preventative measures, and education to women during pregnancy, labor, and the postpartum period; conducting deliveries on the midwife’s own responsibility; providing immediate postpartum care of the newborn infant, well-baby care for the infant through the age of four weeks, and preventative measures for the infant; identifying physical, social, and emotional needs of the newborn and the woman; arranging for consultation, referral, and continued involvement of the midwife on a collaborative basis when the care required extends beyond the scope of practice of the midwife; providing direct supervision of student and apprentice midwives; and executing emergency measures in the absence of medical assistance, as specified in regulations adopted by the board.

History. (§ 5 ch 130 SLA 1992; am § 5 ch 99 SLA 2014)

Revisor’s notes. —

In 1999, “Department of Commerce and Economic Development” was changed to “Department of Community and Economic Development” in this section in accordance with § 88, ch. 58, SLA 1999.

In 2004, “Department of Community and Economic Development” was changed to “Department of Commerce, Community, and Economic Development” in this section, in accordance with § 3, ch. 47, SLA 2004.

Administrative Code. —

For duties and responsibilities, see 12 AAC 14, art. 5.

For emergency measures, see 12 AAC 14, art. 6.

Effect of amendments. —

The 2014 amendment, effective October 23, 2014, rewrote (3), which read, “ ‘practice of midwifery’ means providing necessary supervision, health care, and education to women during pregnancy, labor, and the postpartum period, conducting deliveries on the midwife’s own responsibility, and providing immediate postpartum care of the newborn; ‘practice of midwifery’ includes preventative measures, the identification of physical, social, and emotional needs of the newborn and the woman, and arranging for consultation, referral, and continued involvement when the care required extends beyond the abilities of the midwife, and the execution of emergency measures in the absence of medical assistance, as specified in regulations adopted by the board.”

Chapter 66. Motor Vehicle Dealers and Buyers’ Agents.

Cross references. —

For failure to comply with AS 08.66.260 08.66.350 as an unlawful trade practice, see AS 45.50.471(b) .

Collateral references. —

7A Am. Jur. 2d, Automobiles and Highway Traffic, §§ 161-165.

60 C.J.S., Motor Vehicles, § 170.

Regulation or licensing of the business of selling motor vehicles, 57 ALR2d 1265; 7 ALR3d 1173; 82 ALR4th 624; 51 ALR Fed. 812.

State regulation of motor vehicle rental (“you-drive”) business, 60 ALR4th 784.

Validity, construction, and application of state statutes regulating dealings between automobile manufacturers, dealers, and franchises, 82 ALR4th 624.

Sec. 08.66.010. Dealers to register.

A dealer in motor vehicles shall, as a condition to engaging in business in the state, register biennially with the department.

History. (§ 1 ch 135 SLA 1959; am § 3 ch 214 SLA 1975; am § 9 ch 81 SLA 1984; am E.O. No. 99 § 4 (1997); § 1 ch 79 SLA 2002)

Sec. 08.66.015. Sale of motor vehicle.

  1. A person who does business as a dealer in the state may not offer to sell or sell a motor vehicle as a new motor vehicle unless
    1. the motor vehicle retains the manufacturer’s certificate of origin; and
    2. the dealer has a current sales and service agreement with the manufacturer of the motor vehicle for sales in this state.
  2. [Repealed, § 2 ch 61 SLA 2006.]

History. (§ 1 ch 10 SLA 1993; am §§ 1, 2 ch 61 SLA 2006)

Sec. 08.66.020. Application, bond, and fee.

Application for dealer registration shall be accompanied by a biennial registration fee of $50 and a bond required by AS 08.66.060 .

History. (§ 2 ch 135 SLA 1959; am § 10 ch 81 SLA 1984)

Sec. 08.66.030. Form of application.

The department shall prescribe and furnish the form of application for dealer registration under AS 08.66.010 . The application must contain

  1. the name under which the business is conducted;
  2. the location and telephone number of the business;
  3. the name and address of all persons having an interest in the business and, in the case of a corporation, the application shall contain the name and address of the two principal officers;
  4. the name and make of all vehicles handled;
  5. a statement of whether or not used vehicles are handled;
  6. a statement that the applicant is a bona fide dealer in motor vehicles with an established business at the location given;
  7. a statement that no person holding a five percent or greater interest in the business has, during the five-year period immediately preceding the date of the application, been convicted of a felony if the felony involved fraud, embezzlement, or misappropriation of property;
  8. a statement that the applicant has reviewed the workers’ compensation insurance requirements of AS 23.30 and will maintain applicable workers’ compensation insurance as required under AS 23.30;
  9. a copy of a certificate of insurance documenting that the applicant maintains the insurance coverage required under AS 08.66.085 ;
  10. if the applicant sells a motor vehicle as a new or current model motor vehicle having a manufacturer’s warranty, the name of the manufacturer of the motor vehicle and the date and duration of the applicant’s sales and service agreement with the manufacturer; and
  11. other information the department requires to administer this chapter.

History. (§ 3 ch 135 SLA 1959; am § 4 ch 214 SLA 1975; am § 2 ch 10 SLA 1993; am E.O. No. 99 § 5 (1997); am § 2 ch 79 SLA 2002; am § 1 ch 17 SLA 2021)

Effect of amendments. —

The 2021 amendment, effective October 11, 2021, in (2), inserted “and telephone number” following “the location”; added (7) – (9), and redesignated former (7) and (8) as (10) and (11).

Sec. 08.66.040. Filing application for registration; identification of dealer.

The application shall be filed with the department. Upon receipt of the application, the department shall examine it and may make an investigation of the information in it. If the department is satisfied that the dealer is entitled to registration, and the fees have been paid and a bond filed, the department shall assign a distinctive registration number to the dealer and file the dealer’s application and index it alphabetically and numerically. A dealer is registered when the department assigns a registration number. A dealer shall inform each person who purchases a vehicle from the dealer that the dealer is registered under this chapter and provide the dealer’s registration number.

History. (§ 4 ch 135 SLA 1959; am § 5 ch 214 SLA 1975; am E.O. No. 99 § 6 (1997); am § 3 ch 79 SLA 2002; am § 2 ch 17 SLA 2021)

Effect of amendments. —

The 2021 amendment, effective October 11, 2021, added the last sentence.

Sec. 08.66.050. Renewal of registration.

A dealer shall renew the registration required by this chapter before January 1 every two years.

History. (§ 4 ch 135 SLA 1959; am § 11 ch 81 SLA 1984; am § 4 ch 79 SLA 2002)

Sec. 08.66.060. Bond.

  1. An applicant for a dealer registration under AS 08.66.010 shall file with the application and shall maintain in force while registered a bond in favor of the state that is executed by a surety approved by the commissioner. The amount of the bond shall be $100,000, except that the amount of a bond for a dealer who sells only motorcycles shall be $25,000. The bond must be conditioned on the dealer’s
    1. doing business in compliance with this chapter and the other laws of this state; and
    2. not committing fraud or making fraudulent representations in the course of doing business as a dealer.
  2. A surety may cancel the bond required by (a) of this section by giving notice in writing to the commissioner or the commissioner’s designee. However, cancellation does not relieve a surety of liability arising before cancellation or a liability that has accrued on the bond before cancellation. The commissioner or the commissioner’s designee shall retain the cancelled bond on file and may not relieve a surety of a liability arising before cancellation or accruing on the bond before cancellation.
  3. A bond filed under (a) of this section is valid for renewal of a dealer registration unless the surety has provided a written notice of cancellation to the commissioner.
  4. In this section, “commissioner” means the commissioner of administration.

History. (§ 5 ch 135 SLA 1959; am § 1 ch 159 SLA 1960; am § 1 ch 80 SLA 1962; am § 6 ch 214 SLA 1975; am § 1 ch 144 SLA 1977; am E.O. No. 99 § 7 (1997); am § 5 ch 79 SLA 2002; am § 3 ch 17 SLA 2021)

Effect of amendments. —

The 2021 amendment, effective October 11, 2021, in the second sentence in (a), substituted “$100,000” for “$50,000”.

Sec. 08.66.070. Action on bond.

If a person suffers loss or damage by reason of fraud, fraudulent representations, or a violation of a provision of this chapter or another law of this state by a dealer, the person has a right of action against the dealer and a personal right of action against the surety upon the bond. The aggregate liability of the surety may not exceed the amount of the bond.

History. (§ 6 ch 135 SLA 1959; am § 6 ch 79 SLA 2002)

Sec. 08.66.080. Penalties.

A dealer who fails to register and file a bond as required by this chapter is guilty of a violation. A dealer who knowingly violates a provision of this chapter is guilty of a class A misdemeanor.

History. (§ 7 ch 135 SLA 1959; added by § 2 ch 159 SLA 1960; am § 12 ch 81 SLA 1984; am § 3 ch 10 SLA 1993; am § 7 ch 79 SLA 2002)

Cross references. — For penalties for misdemeanors, see AS 12.55.035 and 12.55.135 .

Sec. 08.66.085. Insurance requirements.

A dealer in motor vehicles shall maintain liability insurance for bodily injury and property damage on an auto dealer’s form.

History. (§ 4 ch 17 SLA 2021)

Effective dates. —

Section 4, ch. 17, SLA 2021, which enacted this section, took effect on October 11, 2021.

Secs. 08.66.090 — 08.66.250. Dealer defined; registration of buyer’s agent; application, bond, and fee; department approval; renewal of registration; bond; action on bond; buyer’s agent contract required; purchase agreement; fees of buyer’s agent; ownership interest prohibited; certain compensation prohibited; dual agency prohibited; records of buyer’s agent; penalty. [Repealed § 13 ch 79 SLA 2002.]

Sec. 08.66.260. Buyer’s agent contract required.

  1. Before a buyer’s agent negotiates on behalf of a buyer the purchase of a motor vehicle from a motor vehicle dealer, the buyer’s agent must have a written contract with the buyer.
  2. The contract required by (a) of this section must include a description of the specific services to be provided by the buyer’s agent, the date when the buyer’s agent will provide the services, and a description of the fees that the buyer’s agent will charge, including any fee that the buyer is to pay before the motor vehicle is delivered to the buyer.

History. (§ 5 ch 10 SLA 1993)

Sec. 08.66.270. Purchase agreement.

A buyer’s agent shall arrange for the buyer’s purchase agreement with the dealer to provide all warranty information, including the warranty expiration date, mileage limitations, and other restrictions. The warranty information must be specific to the motor vehicle being purchased.

History. (§ 5 ch 10 SLA 1993)

Sec. 08.66.280. Fees of buyer’s agent.

  1. A buyer’s agent may not collect a fee from a buyer before the agent and the buyer enter into the contract required by AS 08.66.260 .
  2. A buyer’s agent may not calculate the fee of the buyer’s agent as a percentage of the motor vehicle purchase price or of the savings achieved by the agent for the buyer on the purchase of the motor vehicle.
  3. Until the motor vehicle is delivered to the buyer, a buyer’s agent shall hold in trust in a bank account a fee that the agent receives before the buyer receives the motor vehicle.

History. (§ 5 ch 10 SLA 1993)

Sec. 08.66.290. Ownership interest prohibited.

A buyer’s agent may not own an interest in the motor vehicle that is the subject of the purchase that the agent is negotiating for the buyer.

History. (§ 5 ch 10 SLA 1993)

Sec. 08.66.300. Certain compensation prohibited.

A buyer’s agent may not accept a rebate, kickback, commission, or other form of compensation from a financial institution, motor vehicle dealer, or other person, except the buyer, on a motor vehicle purchase that the agent negotiates for a buyer.

History. (§ 5 ch 10 SLA 1993)

Sec. 08.66.310. Dual agency prohibited.

When representing a buyer, a buyer’s agent may not act as an agent for the motor vehicle dealer.

History. (§ 5 ch 10 SLA 1993)

Sec. 08.66.320. Records of buyer’s agent.

A buyer’s agent shall maintain complete records of each motor vehicle purchase the agent negotiates, including the purchase arrangements and monetary transactions. The records must include

  1. copies of advertisements, brochures, and pamphlets issued, used, or distributed by the buyer’s agent during the sales transaction;
  2. the original contract between the buyer’s agent and the buyer;
  3. copies of any purchase orders issued by the buyer’s agent;
  4. evidence of the delivery of the motor vehicle to the buyer;
  5. a copy of the purchase agreement between the buyer and the motor vehicle dealer; and
  6. a copy of any service agreement between the manufacturer and the motor vehicle dealer.

History. (§ 5 ch 10 SLA 1993)

Sec. 08.66.330. Penalty. [Repealed, § 13 ch 79 SLA 2002.]

Sec. 08.66.350. Definitions.

In this chapter,

  1. “buyer’s agent” means a person who does business in the state by negotiating on behalf of a buyer the purchase of a motor vehicle from a motor vehicle dealer;
  2. “department” means the Department of Administration;
  3. “motor vehicle” means a motor vehicle that is required to be registered under AS 28.10;
  4. “motor vehicle dealer” or “dealer”
    1. means
      1. a buyer’s agent; or
      2. a person, other than a manufacturer, who sells, leases, solicits, or arranges for the sale or lease of five or more motor vehicles in any 12 consecutive months, regardless of who owns the vehicles;
    2. does not include
      1. a receiver, a trustee, an administrator, an executor, a guardian, or another person appointed by a court or a person performing duties as a public officer;
      2. a person disposing of a motor vehicle acquired and actually used for the person’s own use or for the use of a family member of the person, or acquiring a motor vehicle for the person’s own use or for the use of a family member of the person if the vehicle is acquired and used in good faith and not for the purpose of avoiding the provisions of this chapter;
      3. a person who sells motor vehicles as an incident of the person’s principal business but who is not engaged primarily in the selling of motor vehicles;
      4. an employee of an organization arranging for the purchase or lease by the organization of a vehicle for use in the organization’s business;
      5. a publication, broadcast, or other communications media when engaged in the business of advertising, but not otherwise arranging for the sale of a motor vehicle owned by another person.

History. (§ 5 ch 10 SLA 1993; am E.O. No. 99 § 9 (1997); am § 8 ch 79 SLA 2002)

Chapter 67. Mobile Home Dealers.

[Repealed, § 2 ch 72 SLA 1999.]

Chapter 68. Nursing.

Cross references. —

For duty of nurses to report certain injuries, see AS 08.64.369 .

For provisions relating to needle stick and sharps injury protections, see AS 18.60.880 18.60.890 .

Administrative Code. —

For board of nursing, see 12 AAC 44.

Legislative history reports. —

For governor's transmittal letter for ch. 2, SSSLA 2017 (HB 159), which amended provisions in this chapter relating to opioid prescription and education on pain management and opioid use and addiction, see 2017 House Journal 408 — 410.

Collateral references. —

61 Am. Jur. 2d, Physicians, Surgeons and Other Healers, § 7.

State regulation of midwifery, 59 ALR4th 929.

Article 1. Board of Nursing.

Sec. 08.68.010. Creation and membership of Board of Nursing.

There is created a Board of Nursing, consisting of seven members appointed by the governor as follows:

  1. one member shall be a licensed practical nurse who is currently engaged in licensed practical nursing and has practiced for at least two years immediately preceding appointment;
  2. one member shall be a registered nurse engaged in nursing education at the associate, baccalaureate, or graduate degree level at an institution that holds national nursing accreditation;
  3. one member shall be an advanced practice registered nurse who is currently engaged in advanced practice registered nursing and has practiced for at least four years immediately preceding appointment;
  4. two members shall be registered nurses at large who are currently engaged in registered nursing and have practiced for at least four years immediately preceding appointment; and
  5. two members shall be persons who have no direct financial interest in the health care industry.

History. (§ 3 ch 90 SLA 1957; am § 1 ch 67 SLA 1973; am § 15 ch 102 SLA 1976; am § 1 ch 14 SLA 1982; am § 1 ch 29 SLA 2014; am § 4 ch 33 SLA 2016)

Effect of amendments. —

The 2014 amendment, effective September 16, 2014, rewrote the section, which read, “There is created a Board of Nursing, consisting of seven members appointed by the governor. One member shall be a licensed practical nurse currently involved in institutional nursing service, one member shall be a registered nurse engaged in baccalaureate nursing education, three members shall be registered nurses at large, and two members shall be persons who have no direct financial interest in the health care industry.”

The 2016 amendment, effective July 7, 2016, in (3), substituted “practice registered nurse” for “nurse practitioner” and inserted “registered” between “practice” and “nursing”.

Secs. 08.68.020, 08.68.030. Term of office; limitation on term of service. [Repealed, § 49 ch 94 SLA 1987. For current law, see AS 08.01.035.]

Sec. 08.68.040. Source of appointments. [Repealed, § 46 ch 102 SLA 1976.]

Sec. 08.68.050. Removal of board members. [Repealed, § 49 ch 94 SLA 1987. For current law, see AS 08.01.020.]

Sec. 08.68.060. Qualifications of registered nurse and licensed practical nurse board members. [Repealed, § 15 ch 29 SLA 2014.]

Sec. 08.68.070. Election of officers.

The board shall annually elect a chairman and secretary from among its members.

History. (§ 5 ch 90 SLA 1957; am § 4 ch 14 SLA 1982)

Sec. 08.68.080. Meetings.

The board shall meet at least four times a year.

History. (§ 5 ch 90 SLA 1957; am § 5 ch 14 SLA 1982)

Sec. 08.68.090. Quorum.

A majority of the board constitutes a quorum.

History. (§ 5 ch 90 SLA 1957)

Sec. 08.68.100. Duties and powers of board.

  1. The board shall
    1. adopt regulations necessary to implement this chapter, including regulations
      1. pertaining to practice as an advanced practice registered nurse, including requirements for an advanced practice registered nurse to practice as a certified registered nurse anesthetist, certified clinical nurse specialist, certified nurse practitioner, or certified nurse midwife; regulations for an advanced practice registered nurse who holds a valid federal Drug Enforcement Administration registration number must address training in pain management and opioid use and addiction;
      2. necessary to implement AS 08.68.331 08.68.336 relating to certified nurse aides in order to protect the health, safety, and welfare of clients served by nurse aides;
      3. pertaining to retired nurse status; and
      4. establishing criteria for approval of practical nurse education programs that are not accredited by a national nursing accrediting body;
    2. approve curricula and adopt standards for basic education programs that prepare persons for licensing under AS 08.68.190 ;
    3. provide for surveys of the basic nursing education programs in the state at the times it considers necessary;
    4. approve education programs that meet the requirements of this chapter and of the board, and deny, revoke, or suspend approval of education programs for failure to meet the requirements;
    5. examine, license, and renew the licenses of qualified applicants;
    6. prescribe requirements for competence before a former registered, advanced practice registered, or licensed practical nurse may resume the practice of nursing under this chapter;
    7. define by regulation the qualifications and duties of the executive administrator and delegate authority to the executive administrator that is necessary to conduct board business;
    8. develop reasonable and uniform standards for nursing practice;
    9. publish advisory opinions regarding whether nursing practice procedures or policies comply with acceptable standards of nursing practice as defined under this chapter;
    10. require applicants under this chapter to submit fingerprints and the fees required by the Department of Public Safety under AS 12.62.160 for criminal justice information and a national criminal history record check; the department shall submit the fingerprints and fees to the Department of Public Safety for a report of criminal justice information under AS 12.62 and a national criminal history record check under AS 12.62.400 ;
    11. require that a licensed advanced practice registered nurse who has a federal Drug Enforcement Administration registration number register with the controlled substance prescription database under AS 17.30.200(n) .
  2. The board may
    1. conduct hearings upon charges of alleged violations of this chapter or regulations adopted under it;
    2. invoke, or request the department to invoke, disciplinary action against a licensee;
    3. prescribe requirements for competence to continue practice.

History. (§ 6(1),(2),(3) ch 90 SLA 1957; am § 6 ch 14 SLA 1982; am § 2 ch 55 SLA 1987; am § 3 ch 2 SLA 1998; am § 19 ch 6 SLA 1998; am § 5 ch 79 SLA 2004; am § 2 ch 29 SLA 2014; am § 10 ch 25 SLA 2016; am § 5 ch 33 SLA 2016; am § 19 ch 2 SSSLA 2017)

Revisor's notes. —

Former paragraphs (a)(8)-(10) were renumbered as (a)(7)-(9) in 1998 to reflect the 1998 repeal of former paragraph (a)(7).

Administrative Code. —

For nursing education of registered and practical nurses, see 12 AAC 44, art. 1.

For examinations and licensure, see 12 AAC 44, art. 3.

For advanced nurse practitioner, see 12 AAC 44, art. 4.

For registered nurse anesthetists, see 12 AAC 44, art. 5.

For continuing competency, see 12 AAC 44, art. 6.

For disciplinary guidelines, see 12 AAC 44, art. 7.

For certified nurse aide, see 12 AAC 44, art. 8.

Effect of amendments. —

The 2014 amendment, effective September 16, 2014, in (a)(1)(A), inserted “certified registered” preceding “nurse anesthetist”, in (a)(1)(B) deleted “, and regulations” preceding “necessary to implement”, added (a)(1)(C) and (a)(1)(D), in (a)(7) twice substituted “administrator” for “secretary”, and made related changes.

The first 2016 amendment, effective July 17, 2017, added paragraph (a)(11).

The second 2016 amendment, effective July 7, 2016, in (a)(1)(A), substituted “practice registered nurse, including requirements for an advanced practice registered nurse to practice as a certified registered nurse anesthetist, certified clinical nurse specialist, certified nurse practitioner, or certified nurse midwife” for “advanced nurse practitioner and a certified registered nurse anesthetist”, and, in (a)(6), inserted “registered, advanced practice registered, or licensed practical” following “former”.

The 2017 amendment, effective July 1, 2018, in (a)(1)(A), added “regulations for an advanced practice registered nurse who holds a valid federal Drug Enforcement Administration registration number must address training in pain management and opioid use and addition:”; in (a)(11), substituted “licensed advanced practice registered nurse” for “licensed advanced nurse practitioner”.

Editor's notes. —

The delayed repeal of paragraph (a)(11) of this section by sec. 52, ch. 25, SLA 2016, which was to take effect July 1, 2021, was repealed by sec. 47, ch. 2, SSSLA 2017.

Notes to Decisions

Applied in

State v. Platt, 169 P.3d 595 (Alaska 2007).

Sec. 08.68.110. Appointment of executive officer. [Repealed, § 3 ch 59 SLA 1966.]

Sec. 08.68.111. Executive administrator of the board.

  1. The Department of Commerce, Community, and Economic Development, in consultation with the board, shall employ a licensed registered nurse who holds, at a minimum, a master’s degree in nursing and who is not a member of the board to serve as executive administrator of the board.
  2. The executive administrator shall perform duties as prescribed by the board.
  3. [Repealed by § 29 ch 14 SLA 1982.]
  4. [Repealed by § 1 ch 129 SLA 1974.]

History. (§ 1 ch 47 SLA 1967; am § 1 ch 81 SLA 1969; am § 2 ch 67 SLA 1973; am § 1 ch 129 SLA 1974; am § 49 ch 218 SLA 1976; am §§ 7, 29 ch 14 SLA 1982; am §§ 3, 4 ch 29 SLA 2014)

Revisor’s notes. —

In 1999, “Department of Commerce and Economic Development” was changed to “Department of Community and Economic Development” in this section in accordance with § 88, ch. 58, SLA 1999.

In 2004, “Department of Community and Economic Development” was changed to “Department of Commerce, Community, and Economic Development” in this section, in accordance with § 3, ch. 47, SLA 2004.

Effect of amendments. —

The 2014 amendment, effective September 16, 2014, in (a), inserted “who holds, at a minimum, a master’s degree in nursing and” following “registered nurse”, and substituted “administrator” for “secretary”; in (b), substituted “administrator” for “secretary”.

Secs. 08.68.120 — 08.68.130. Bond; disposition of fees. [Repealed, § 3 ch 59 SLA 1966.]

Sec. 08.68.140. Applicability of Administrative Procedure Act.

Except as specified in AS 08.68.333(f) , the board shall comply with AS 44.62 (Administrative Procedure Act).

History. (§ 2 (ch 2) ch 143 SLA 1959; am § 4 ch 2 SLA 1998)

Sec. 08.68.150. Expenses.

Members of the board are entitled to the per diem and travel expenses allowed by law.

History. (§ 7 ch 90 SLA 1957)

Cross references. —

For per diem and travel expenses, see AS 39.20.180 .

Article 2. Examination and Licensing.

Administrative Code. —

For examinations and licensure, see 12 AAC 44, art. 3.

Sec. 08.68.160. License required.

A person practicing or offering to practice registered, advanced practice registered, or practical nursing in the state shall submit evidence of qualification to practice and shall be licensed under this chapter.

History. (§ 1 ch 90 SLA 1957; am § 6 ch 33 SLA 2016)

Cross references. —

For a temporary exception to the requirements of this section for certain persons providing treatment through telehealth during the COVID-19 public health disaster emergency declared on January 15, 2021, see sec. 8, ch. 2, SLA 2021, in the 2021 Temporary and Special Acts.

Effect of amendments. —

The 2016 amendment, effective July 7, 2016, substituted “registered, advanced practice registered,” for “professional”.

Sec. 08.68.165. Malpractice insurance. [Repealed, § 40 ch 177 SLA 1978.]

Sec. 08.68.170. Qualifications of registered or practical nurse applicants.

  1. An applicant for a license to practice registered nursing shall submit to the board, on forms and in the manner prescribed by the board, written evidence, verified by oath, that the applicant has successfully completed a registered nurse education program accredited by a national nursing accrediting body and approved by the board.
  2. An applicant for a license to practice practical nursing shall submit to the board, on forms and in the manner prescribed by the board, written evidence, verified by oath, that the applicant has successfully completed
    1. a practical nurse education program accredited by a national nursing accrediting body;
    2. a practical nurse education program that meets the criteria established by the board under AS 08.68.100 ; or
    3. a registered nurse education program accredited by a national nursing accrediting body and approved by the board and, if the applicant has failed the registered nurse licensing examination, a practical nurse scope of practice course approved by the board.
  3. An applicant for a license to practice advanced practice registered nursing shall submit to the board, on forms and in the manner prescribed by the board, written evidence, verified by oath, that the applicant
    1. is licensed as a registered nurse in the state; and
    2. has successfully completed an advanced practice registered nurse education program that meets the criteria established by the board under AS 08.68.100 .

History. (§ 8 ch 90 SLA 1957; am § 2 ch 129 SLA 1974; am § 1 ch 105 SLA 1976; am § 8 ch 14 SLA 1982; am § 5 ch 29 SLA 2014; am § 7 ch 33 SLA 2016)

Administrative Code. —

For examinations and licensure, see 12 AAC 44, art. 3.

Effect of amendments. —

The 2014 amendment, effective September 16, 2014, rewrote the section, specifying in greater detail the credentials required of registered and practical nurses.

The 2016 amendment, effective July 7, 2016, added (c).

Sec. 08.68.180. Qualifications of certain practical nurse applicants. [Repealed, § 15 ch 29 SLA 2014.]

Sec. 08.68.190. License by examination.

  1. An applicant for a license to practice
    1. registered or practical nursing shall pass a registered nursing or practical nursing licensing examination as prescribed by the board;
    2. advanced practice registered nursing shall pass an advanced practice registered nursing certification examination as prescribed by the board.
  2. If an applicant meets the qualifications set out in AS 08.68.170 for the license for which the applicant applied, the board shall issue a license to practice
    1. registered or practical nursing to an applicant who passes the licensing examination to practice registered or practical nursing; or
    2. advanced practice registered nursing to an applicant who passes the advanced practice registered nursing certification examination to practice advanced practice registered nursing.

History. (§ 10 ch 90 SLA 1957; am § 9 ch 14 SLA 1982; am § 3 ch 55 SLA 1987; am § 6 ch 29 SLA 2014; am § 8 ch 33 SLA 2016)

Administrative Code. —

For examinations and licensure, see 12 AAC 44, art. 3.

Effect of amendments. —

The 2014 amendment, effective September 16, 2014, substituted “a registered nursing or practical nursing licensing examination” for “a written examination”, inserted “licensing” following “an applicant who passes the”, deleted “and 08.68.180” near the end of the second sentence, and deleted the third sentence, related to frequency and location of examinations.

The 2016 amendment, effective July 7, 2016, rewrote the section.

Sec. 08.68.200. License by endorsement.

  1. The board may issue a license by endorsement to practice as a registered, advanced practice registered, or practical nurse, whichever is appropriate, to an applicant who has worked as a nurse within the past five years if the applicant is licensed as a registered, advanced practice registered, or practical nurse under the laws of another state if, in the opinion of the board, the applicant meets the qualifications required for licensing in the state and meets the requirements of AS 08.68.170 .
  2. The board may issue a license by endorsement to practice as a registered, advanced practice registered, or practical nurse, whichever is appropriate, to an applicant who has not worked as a nurse within the past five years if the applicant meets the requirements of (a) of this section and
    1. meets the continuing competency requirements of the board; or
    2. completes a course of study approved by the board.

History. (§ 11 ch 90 SLA 1957; am § 1 ch 37 SLA 1970; am § 4 ch 129 SLA 1974; am § 10 ch 14 SLA 1982; am § 4 ch 55 SLA 1987; am §§ 1, 2 ch 97 SLA 2002; am § 7 ch 29 SLA 2014; am § 9 ch 33 SLA 2016)

Administrative Code. —

For examinations and licensure, see 12 AAC 44, art. 3.

Effect of amendments. —

The 2014 amendment, effective September 16, 2014, deleted (a)(2), related to the Canadian Nurses’ Association testing service examination, and made related changes; in (b), substituted “requirements of (a)” for “requirements of either (a)(1) or (a)(2)”.

The 2016 amendment, effective July 7, 2016, in (a), inserted “, advanced practice registered,” in two places, both following “registered”; in (b) inserted “, advanced practice registered,” preceding “or practical nurse”.

Sec. 08.68.210. Temporary permits.

  1. The board may issue a temporary permit, nonrenewable and valid for a period not exceeding six months, to an applicant for a license by endorsement if the applicant
    1. submits proof satisfactory to the board that the applicant is currently licensed in another state under AS 08.68.200(a) ;
    2. meets the requirements of AS 08.68.170 ; and
    3. pays the required fee.
  2. The board may issue a nonrenewable permit to an applicant for license by examination if the applicant meets the qualifications of AS 08.68.170 . The permit is valid for a period not to exceed six months or the date on which the results of the licensing examination taken by the applicant are received by the applicant, whichever is sooner. If the applicant does not take the examination for which the applicant is scheduled, the permit lapses on the day of the examination.

History. (§ 11 ch 90 SLA 1957; am § 2 ch 37 SLA 1970; am § 5 ch 129 SLA 1974; am §§ 11, 12 ch 14 SLA 1982; am §§ 5, 6 ch 55 SLA 1987; am § 3 ch 97 SLA 2002; am § 8 ch 29 SLA 2014)

Administrative Code. —

For examinations and licensure, see 12 AAC 44, art. 3.

For advanced nurse practitioner, see 12 AAC 44, art. 4.

Effect of amendments. —

The 2014 amendment, effective September 16, 2014, in (a)(1), deleted “or Canadian province or Canadian territory that administers an examination approved by the board” following “licensed in another state”, and substituted “AS 08.68.200(a) ” for “AS 08.68.200(a) (2)”; in (b), in the first sentence, deleted “; or (2) is a graduate of a foreign school of nursing and has successfully completed the examination administered by the commission on graduates of foreign nursing schools” following “meets the qualifications of AS 08.68.170 ”, rewrote the second sentence, which read, “The permit is valid for a period not extending beyond the time when the results are published of the first examination the applicant is eligible to take after the permit is issued; however, if the applicant does not take the examination for which the applicant is scheduled, the permit lapses on the day of the examination.”

Sec. 08.68.220. Fees.

The Department of Commerce, Community, and Economic Development shall set fees under AS 08.01.065 for each of the following:

  1. registered nursing:
    1. application;
    2. license by examination;
    3. license by endorsement;
    4. license renewal;
    5. temporary permit;
  2. practical nursing:
    1. application;
    2. license by examination;
    3. license by endorsement;
    4. license renewal;
    5. temporary permit;
  3. advanced practice registered nursing:
    1. application;
    2. license by certification examination;
    3. license by endorsement;
    4. license renewal;
    5. temporary permit.

History. (§ 13 ch 90 SLA 1957; am § 1 ch 80 SLA 1960; am § 5 ch 94 SLA 1968; am § 2 ch 81 SLA 1969; am §§ 3, 4 ch 37 SLA 1970; am § 13 ch 14 SLA 1982; am § 40 ch 37 SLA 1985; am § 10 ch 33 SLA 2016)

Revisor’s notes. —

In 1999, “Department of Commerce and Economic Development” was changed to “Department of Community and Economic Development” in this section in accordance with § 88, ch. 58, SLA 1999.

In 2004, “Department of Community and Economic Development” was changed to “Department of Commerce, Community, and Economic Development” in this section, in accordance with § 3, ch. 47, SLA 2004.

Administrative Code. —

For occupational licensing fees, see 12 AAC 2, art. 2.

Effect of amendments. —

The 2016 amendment, effective July 7, 2016, in (2), deleted “or vocational” preceding “nursing” and added (3).

Sec. 08.68.230. Use of title and abbreviation.

  1. A person licensed to practice registered nursing in the state may use the title “registered nurse ” and the abbreviation “R.N”.
  2. A person licensed to practice practical nursing in the state may use the title “licensed practical nurse” and the abbreviation “L.P.N.”
  3. [Repealed, § 15 ch 29 SLA 2014.]
  4. A person who holds a temporary permit to practice as a licensed practical nurse shall use the title “Temporary Licensed Practical Nurse” and the abbreviation “TLPN.”
  5. A person licensed to practice advanced practice registered nursing in the state may use the title “advanced practice registered nurse” and the abbreviation “APRN.”
  6. A person licensed to practice advanced practice registered nursing in the state as a
    1. certified registered nurse anesthetist may use the title “certified registered nurse anesthetist” and the abbreviation “CRNA”;
    2. certified clinical nurse specialist may use the title “clinical nurse specialist” and the abbreviation “CNS”;
    3. certified nurse practitioner may use the title “certified nurse practitioner” and the abbreviation “CNP”; or
    4. certified nurse midwife may use the title “certified nurse midwife” and the abbreviation “CNM.”

History. (§ 14 ch 90 SLA 1957; am § 14 ch 14 SLA 1982; am § 7 ch 55 SLA 1987; am §§ 9, 15 ch 29 SLA 2014; am §§ 11, 12 ch 33 SLA 2016)

Administrative Code. —

For disciplinary guidelines, see 12 AAC 44, art. 7.

Effect of amendments. —

The 2014 amendment, effective September 16, 2014, in (b), deleted “or ‘licensed vocational nurse”’ following “‘licensed practical nurse”’, and “or ‘L.V.N.”’ following “and the abbreviation “‘L.P.N.”’; repealed (c).

The 2016 amendment, effective July 7, 2016, in (a), deleted “’licensed professional nurse,’” preceding “registered nurse” and made a stylistic change; added (e) and (f); inserted “or advanced practice registered” following “licensed registered”.

Sec. 08.68.240. Nurses licensed or holding temporary permits under previous law. [Repealed, § 15 ch 29 SLA 2014.]

Sec. 08.68.250. Renewal of license. [Repealed, § 3 ch 81 SLA 1969. For current law, see AS 08.01.100.]

Sec. 08.68.251. Lapsed licenses.

  1. A lapsed license may be reinstated if it has not remained lapsed for more than five years by payment of the license fees for the current renewal period and the penalty fee. The board, by regulation, shall establish continuing competency and criminal background check requirements for reinstatement of a lapsed license.
  2. If a license is lapsed for more than five years, in addition to the requirements in (a) of this section,
    1. the board shall require the applicant to complete a course of study approved by the board or to pass an examination prescribed by the board, and to pay the fees prescribed by this chapter; or
    2. if the board determines that the person applying for reinstatement was actively employed in nursing in another state or jurisdiction during the time that the license has lapsed in this state, the license that has lapsed may be reinstated by payment of fees and completion of the other requirements in (a) of this section.

History. (§ 3 ch 81 SLA 1969; am § 6 ch 129 SLA 1974; am § 16 ch 14 SLA 1982; am § 8 ch 55 SLA 1987; am § 10 ch 29 SLA 2014)

Revisor’s notes. —

Enacted as AS 08.68.250 . Renumbered in 1969.

Administrative Code. —

For examinations and licensure, see 12 AAC 44, art. 3.

Effect of amendments. —

The 2014 amendment, effective September 16, 2014, in (a), rewrote the second sentence, which read, “The person seeking reinstatement shall meet the continuing competency requirements of the board.”; added “in addition to the requirements in (a) of this section,” to the end of the introductory language in (b), in (b)(2) inserted “or jurisdiction” following “in another state”, and substituted “and completion of other requirements in (a) of this section” for “as required by (a) of this section”.

Sec. 08.68.260. Inactive nurses. [Repealed, § 29 ch 14 SLA 1982. For current law, see AS 08.68.251.]

Sec. 08.68.265. Supervision of practical nurses.

A practical nurse shall work under the supervision of a licensed registered or advanced practice registered nurse, a licensed physician, a licensed physician assistant, or a licensed dentist.

History. (§ 17 ch 14 SLA 1982; am § 11 ch 29 SLA 2014; am § 13 ch 33 SLA 2016)

Effect of amendments. —

The 2014 amendment, effective September 16, 2014, added “a licensed physician assistant,” near the end of this section.

The 2016 amendment, effective July 7, 2016, inserted “or advanced practice registered” between “registered” and “nurse”.

Sec. 08.68.270. Grounds for denial, suspension, or revocation.

The board may deny, suspend, or revoke the license of a person who

  1. has obtained or attempted to obtain a license to practice nursing by fraud or deceit;
  2. has been convicted of a felony or other crime if the felony or other crime is substantially related to the qualifications, functions, or duties of the licensee;
  3. habitually abuses alcoholic beverages, or illegally uses controlled substances;
  4. has impersonated a registered, advanced practice registered, or practical nurse;
  5. has intentionally or negligently engaged in conduct that has resulted in a significant risk to the health or safety of a client or in injury to a client;
  6. practices or attempts to practice nursing while afflicted with physical or mental illness, deterioration, or disability that interferes with the individual’s performance of nursing functions;
  7. is guilty of unprofessional conduct as defined by regulations adopted by the board;
  8. has wilfully or repeatedly violated a provision of this chapter or regulations adopted under this chapter or AS 08.01;
  9. is professionally incompetent;
  10. denies care or treatment to a patient or person seeking assistance if the sole reason for the denial is the failure or refusal of the patient or person seeking assistance to agree to arbitrate as provided in AS 09.55.535(a) ;
  11. has prescribed or dispensed an opioid in excess of the maximum dosage authorized under AS 08.68.705 ; or
  12. has procured, sold, prescribed, or dispensed drugs in violation of a law, regardless of whether there has been a criminal action or harm to the patient.

History. (§ 20 ch 90 SLA 1957; am § 8 ch 129 SLA 1974; am § 30 ch 177 SLA 1978; am § 18 ch 14 SLA 1982; am § 29 ch 6 SLA 1984; am § 9 ch 55 SLA 1987; am § 12 ch 29 SLA 2014; am § 14 ch 33 SLA 2016; am § 20 ch 2 SSSLA 2017)

Administrative Code. —

For examinations and licensure, see 12 AAC 44, art. 3.

For advanced nurse practitioner, see 12 AAC 44, art. 4.

For disciplinary guidelines, see 12 AAC 44, art. 7.

Effect of amendments. —

The 2014 amendment, effective September 16, 2014, in (8), substituted “adopted under this chapter or AS 08.01” for “adopted under it”.

The 2016 amendment, effective October 4, 2016, in (4), inserted “,advanced practice registered,” preceding “or practical”.

The 2017 amendment, effective July 26, 2017, added (11) and (12), and made a related change.

Notes to Decisions

Cited in

Leege v. Martin, 379 P.2d 447 (Alaska 1963).

Quoted in

State v. Platt, 169 P.3d 595 (Alaska 2007).

Collateral references. —

Cancellation or suspension irrespective of licensee’s personal fault, validity of statute or rule making specified conduct or condition the ground for, 3 ALR2d 107.

Plea of nolo contendere or non vult contendere, 89 A.L.R.2d 540.

Revocation of nurse’s license to practice profession, 55 ALR3d 1141.

Conduct in connection with defense of malpractice action as ground for disciplinary action, 44 ALR4th 248.

Sec. 08.68.275. Disciplinary sanctions.

  1. The board may take the following disciplinary actions singly or in combination:
    1. permanently revoke a license or permit to practice;
    2. suspend a license for a stated period of time;
    3. censure a licensee;
    4. issue a letter of reprimand;
    5. impose limitations or conditions on the professional practice of a licensee;
    6. impose peer review;
    7. impose professional education requirements until a satisfactory degree of skill has been attained in those aspects of professional practice determined by the board to need improvement;
    8. impose probation and require the licensee to report regularly to the board upon matters involving the basis for the probation;
    9. accept a voluntary surrender of a license.
  2. The board may withdraw probation status if it finds that the deficiencies that required the sanction have been remedied.
  3. The board may summarily suspend a license before final hearing or during the appeals process if the board finds that the licensee poses a clear and immediate danger to the public health and safety. A person whose license is suspended under this section is entitled to a hearing conducted by the office of administrative hearings (AS 44.64.010 ) within seven days after the effective date of the order. If, after a hearing, the board upholds the suspension, the licensee may appeal the suspension to a court of competent jurisdiction.
  4. The board may reinstate a license that has been suspended or revoked if the board finds, after a hearing, that the applicant is able to practice with skill and safety.
  5. The board may return a license that has been voluntarily surrendered if the board determines that the licensee is competent to resume practice and that the applicable renewal fees are paid.
  6. The board shall seek consistency in the application of disciplinary sanctions. A significant departure from prior decisions involving similar situations shall be explained in the findings of fact or order.

History. (§ 18 ch 102 SLA 1976; am §§ 19, 29 ch 14 SLA 1982; am § 10 ch 55 SLA 1987; am § 19 ch 163 SLA 2004)

Cross references. —

For disciplinary powers of boards generally, see AS 08.01.075 .

Administrative Code. —

For advanced nurse practitioner, see 12 AAC 44, art. 4.

For disciplinary guidelines, see 12 AAC 44, art. 7.

Sec. 08.68.276. Continuing competence required.

A license to practice nursing may not be renewed unless the nurse has complied with continuing competence requirements established by the board by regulation. The board shall adopt regulations for renewal of a license of an advanced practice registered nurse. The regulations must require that a licensee receive not less than two hours of education in pain management and opioid use and addiction in the two years preceding an application for renewal of a license unless the licensee has demonstrated to the satisfaction of the board that the licensee does not currently hold a valid federal Drug Enforcement Administration registration number.

History. (§ 20 ch 14 SLA 1982; am § 21 ch 2 SSSLA 2017)

Administrative Code. —

For examinations and licensure, see 12 AAC 44, art. 3.

For continuing competency, see 12 AAC 44, art. 6.

Effect of amendments. —

The 2017 amendment, effective July 1, 2018, added the second and third sentences.

Sec. 08.68.277. Duty of employers to report.

  1. An employer of a nurse licensed under this chapter or a nurse aide certified under this chapter practicing within the scope of that license or certification that discharges or suspends a nurse or nurse aide or conditions or restricts the practice of a nurse or nurse aide shall, within seven working days after the action, report to the board the name and address of the person and the reason for the action. An employer shall report to the board the name and address of a nurse or nurse aide who resigns while under investigation by the employer. The requirement of an employer to report under this section applies only to a discharge, suspension, or restriction of practice that is based on a ground allowing action by the board under AS 08.68.270 or 08.68.334 or for conduct prohibited under AS 08.68.340 .
  2. Upon receipt of a report under (a) of this section, the board shall investigate the matter and take appropriate action under AS 08.68.275 .

History. (§ 13 ch 29 SLA 2014)

Effective dates. —

Section 13, ch. 29, SLA 2014, which enacted this section, took effect on September 16, 2014.

Sec. 08.68.278. Immunity for certain reports to the board.

A person who, in good faith, reports information to the board relating to alleged incidents of incompetent, unprofessional, or unlawful conduct of a nurse licensed under this chapter, a nurse aide certified under this chapter, or an employer of a nurse licensed under this chapter or a nurse aide certified under this chapter who reports to the board the information required under AS 08.68.277 is not liable in a civil action for damages resulting from the reporting of the information.

History. (§ 11 ch 55 SLA 1987; am § 14 ch 29 SLA 2014)

Effect of amendments. —

The 2014 amendment, effective September 16, 2014, deleted “under oath and” following “A person who,” and inserted “licensed under this chapter, a nurse aide certified under this chapter or an employer of a nurse licensed under this chapter or a nurse aide certified under this chapter who reports to the board the information required under AS 08.68.277 ” following “unlawful conduct of a nurse”.

Sec. 08.68.279. Whistleblower protection for nurses concerning delegated duties.

An employer may not discharge, threaten, or otherwise discriminate against a nurse employed by the employer regarding the nurse’s compensation, terms, conditions, location, or privileges of employment for the nurse’s refusal to perform a task involving nursing care delegated to the nurse by the nurse’s superior if

  1. the nurse alleges that the task was improperly delegated;
  2. the nurse reports the attempted improper delegation to the board within 24 hours after the attempted delegation was made; and
  3. the board finds that the task was improperly delegated.

History. (§ 4 ch 97 SLA 2002)

Article 3. Nursing Education Programs.

Sec. 08.68.280. Nursing education program prohibited unless approved.

A person, institution, or agency may not conduct a nursing education program that prepares persons for examination or licensing unless the program is approved by the board. A program may be approved by the board only if it is established through an approved postsecondary educational institution.

History. (§ 18 ch 90 SLA 1957; am § 21 ch 14 SLA 1982; am § 12 ch 55 SLA 1987)

Administrative Code. —

For nursing education of registered and practical nurses, see 12 AAC 44, art. 1.

Sec. 08.68.290. Application for accreditation.

An institution desiring to conduct a nursing education program to prepare registered, advanced practice registered, or practical nurses shall apply to the board and submit evidence that it is prepared to

  1. carry out the curriculum approved by the board for registered nursing, advanced practice registered nursing, or practical nursing; and
  2. meet other standards established by law and by the board.

History. (§ 17 ch 90 SLA 1957; am § 22 ch 14 SLA 1982; am § 15 ch 33 SLA 2016)

Administrative Code. —

For nursing education of registered and practical nurses, see 12 AAC 44, art. 1.

Effect of amendments. —

The 2016 amendment, effective October 4, 2016, in the opening phrase, inserted “, advanced practice registered,” preceding “or practical”; in (1), inserted “, advanced practice registered nursing” following “registered nursing”.

Secs. 08.68.300 — 08.68.320. Accreditation by board. [Repealed, § 29 ch 14 SLA 1982.]

Sec. 08.68.330. List of approved programs.

The board shall prepare, maintain, and from time to time publish a list of approved nursing education programs in the state.

History. (§ 19 ch 90 SLA 1957; am § 13 ch 55 SLA 1987)

Administrative Code. —

For continuing competency, see 12 AAC 44, art. 6.

Article 4. Certified Nurse Aides.

Sec. 08.68.331. Certification of nurse aides.

  1. The board or the Department of Commerce, Community, and Economic Development, as designated by the board, shall issue certification as a nurse aide to qualified applicants. The board, after consultation with affected agencies, may adopt regulations regarding the certification of nurse aides, including
    1. the training, educational, and other qualifications for certification that will ensure that the nurse aides are competent to perform the tasks of their occupation;
    2. application, certification, renewal, and revocation procedures; and
    3. maintenance of a registry of certified nurse aides.
  2. The board may
    1. conduct hearings upon charges of alleged violations of this chapter or regulations adopted under it; and
    2. invoke, or request the department to invoke, disciplinary action under AS 08.01.075 against a certified nurse aide.

History. (§ 5 ch 2 SLA 1998)

Revisor’s notes. —

In 1999, “Department of Commerce and Economic Development” was changed to “Department of Community and Economic Development” in (a) of this section in accordance with § 88, ch. 58, SLA 1999.

In 2004, “Department of Community and Economic Development” was changed to “Department of Commerce, Community, and Economic Development” in (a) of this section, in accordance with § 3, ch. 47, SLA 2004.

Administrative Code. —

For disciplinary guidelines, see 12 AAC 44, art. 7.

For certified nurse aide, see 12 AAC 44, art. 8.

Sec. 08.68.332. Use of title.

  1. A person may not use the title “certified nurse aide” or the abbreviation “C.N.A.” unless the person is certified under this chapter.
  2. A person who knowingly violates this section is guilty of a class B misdemeanor. In this subsection, “knowingly” has the meaning given in AS 11.81.900(a) .

History. (§ 5 ch 2 SLA 1998)

Administrative Code. —

For certified nurse aide, see 12 AAC 44, art. 8.

Sec. 08.68.333. Registry of certified nurse aides.

  1. The board shall maintain a registry of certified nurse aides. At a minimum, this registry must include the information required under federal regulations that are applicable to nurse aides found to have committed abuse, neglect, or misappropriation of property in connection with their employment by a facility participating in the Medicaid or Medicare program.
  2. If the board finds that a certified nurse aide has committed abuse, neglect, or misappropriation of property in connection with employment as a nurse aide, the board shall revoke the nurse aide’s certification and enter the finding in the registry.
  3. Upon receiving a notice of a finding under AS 47.05.055 that a certified nurse aide has committed abuse, neglect, or misappropriation of property, the board shall immediately revoke the nurse aide’s certification without a hearing, enter the finding in the registry, and notify the nurse aide of the revocation and entry of the finding. Notice is considered given when delivered personally to the nurse aide or deposited in the United States mail addressed to the nurse aide’s last known mailing address on file with the board. The department shall retain proof of mailing.
  4. If the certified nurse aide is employed in a skilled nursing facility or a nursing facility, other than an intermediate care facility for persons with intellectual and developmental disabilities, that is participating in the Medicaid or Medicare program, only the state survey and certification agency may make, and report to the board, a finding that the certified nurse aide has committed abuse, neglect, or misappropriation of property in connection with the nurse aide’s employment at the facility.
  5. The board shall establish procedures under which a finding under AS 47.05.055 that a certified nurse aide has committed abuse, neglect, or misappropriation of property and the resulting revocation of certification will be removed from the registry if the certified nurse aide requests a hearing and can establish mistaken identity or the finding has been set aside by the reporting agency or by a court of competent jurisdiction.
  6. AS 44.62.330 44.62.630 do not apply to actions taken under (c) of this section.

History. (§ 5 ch 2 SLA 1998; am § 1 ch 42 SLA 2013)

Administrative Code. —

For certified nurse aide, see 12 AAC 44, art. 8.

Sec. 08.68.334. Grounds for denial, suspension, or revocation of certificate.

The board may deny a certification to, or impose a disciplinary sanction authorized under AS 08.01.075 against, a person who

  1. has obtained or attempted to obtain certification as a nurse aide by fraud, deceit, or intentional misrepresentation;
  2. has been convicted of a crime substantially related to the qualifications, functions, or duties of a certified nurse aide;
  3. has impersonated a registered, advanced practice registered, or practical nurse or other licensed health care provider;
  4. has intentionally or negligently engaged in conduct that has resulted in a significant risk to the health or safety of a client or in injury to a client;
  5. is incapable of working as a certified nurse aide with reasonable skill, competence, and safety for the public because of
    1. professional incompetence;
    2. addiction or severe dependency on alcohol or a drug that impairs the licensee’s ability to practice safely;
    3. physical or mental disability; or
    4. other factors determined by the board;
  6. has knowingly or repeatedly failed to comply with this chapter, a regulation adopted under this chapter, or with an order of the board; or
  7. has misappropriated the property of, abused, or neglected a client.

History. (§ 5 ch 2 SLA 1998; am § 16 ch 33 SLA 2016)

Administrative Code. —

For disciplinary guidelines, see 12 AAC 44, art. 7.

For certified nurse aide, see 12 AAC 44, art. 8.

Effect of amendments. —

The 2016 amendment, effective July 7, 2016, in (3), inserted “,advanced practice registered,” following “registered”.

Notes to Decisions

Effect of set-aside conviction. —

Nursing board, in denying an application for certification as a nurse aide, did not err in considering the applicant’s previous felony forgery conviction, notwithstanding that the conviction had been set aside under AS 12.55.085 ; setting aside an individual’s conviction does not expunge the conviction from the individual’s criminal record, and thus the applicant remained a person who was “convicted” of a criminal offense. State v. Platt, 169 P.3d 595 (Alaska 2007).

Sec. 08.68.335. Immunity for certain reports to the board.

A person who, in good faith, reports information to the board relating to alleged incidents of incompetent, unprofessional, or unlawful conduct of a certified nurse aide is not liable in a civil action for damages resulting from the reporting of the information.

History. (§ 5 ch 2 SLA 1998)

Sec. 08.68.336. Fees.

The Department of Commerce, Community, and Economic Development shall set fees under AS 08.01.065 for certified nurse aides for each of the following:

  1. application;
  2. examination;
  3. certification; and
  4. renewal of certification.

History. (§ 5 ch 2 SLA 1998)

Revisor’s notes. —

In 1999, “Department of Commerce and Economic Development” was changed to “Department of Community and Economic Development” in this section in accordance with § 88, ch. 58, SLA 1999.

In 2004, “Department of Community and Economic Development” was changed to “Department of Commerce, Community, and Economic Development” in this section, in accordance with § 3, ch. 47, SLA 2004.

Administrative Code. —

For occupational licensing fees, see 12 AAC 2, art. 2.

For certified nurse aide, see 12 AAC 44, art. 8.

Article 5. Unlawful Acts.

Administrative Code. —

For disciplinary guidelines, see 12 AAC 44, art. 7.

Sec. 08.68.340. Prohibited conduct.

  1. It is a class B misdemeanor for a person to
    1. practice nursing under a diploma, license, or record that is unlawfully obtained, signed, or issued;
    2. practice or offer to practice nursing without a license, unless the person is practicing within the scope of a delegation properly made under AS 08.68.805 or is giving necessary aid to the ill, injured, or infirm in an emergency;
    3. employ as a nurse a person who is not licensed to practice nursing;
    4. use in connection with the person’s name a designation that implies that the person is a licensed nurse unless the person is licensed;
    5. practice nursing during the time that the person’s license is suspended or revoked;
    6. practice nursing with knowledge that the person’s license has lapsed;
    7. conduct a nursing education program and represent or imply that it is accredited by the board, unless the program has been accredited by the board.
  2. It is a class A misdemeanor for a person to knowingly or intentionally do any of the acts described in (a)(1) — (5) and (7) of this section.
  3. It is a violation for a person to practice nursing during the time that the person’s license has lapsed if the person does not know that the license has lapsed.

History. (§§ 1, 22 ch 90 SLA 1957; am § 9 ch 129 SLA 1974; am § 23 ch 14 SLA 1982; am § 5 ch 97 SLA 2002)

Revisor’s notes. —

In 2010, in (a)(2), “AS 08.68.805 ” was substituted for “AS 08.68.405 ” to reflect the 2010 renumbering of AS 08.68.405 .

Cross references. —

For sentences for misdemeanors, see AS 12.55.035 and 12.55.135 .

Collateral references. —

Practicing medicine, surgery, dentistry, optometry, podiatry, or other healing arts without license as a separate or continuing offense, 99 ALR2d 654.

Sec. 08.68.350. Punishment for misdemeanor. [Repealed, § 29 ch 14 SLA 1982.]

Sec. 08.68.360. Unlicensed practice a public nuisance.

The practice of registered, advanced practice registered, or practical nursing for compensation by a person who is not licensed, or whose license is suspended, or revoked, or expired, is declared to be inimical to the public welfare and to constitute a public nuisance.

History. (art VIII ch 90 SLA 1957; am § 17 ch 33 SLA 2016)

Effect of amendments. —

The 2016 amendment, effective July 7, 2016, substituted “registered, advanced practice registered,” for “professional”.

Sec. 08.68.370. Application for injunction.

The board may apply for an injunction in a competent court to enjoin a person not licensed or whose license is suspended or revoked or expired from practicing registered, advanced practice registered, or practical nursing. The court may issue a temporary injunction enjoining the defendant from practicing registered, advanced practice registered, or practical nursing.

History. (art VIII ch 90 SLA 1957; am § 18 ch 33 SLA 2016)

Effect of amendments. —

The 2016 amendment, effective July 7, 2016, substituted “registered, advanced practice registered,” for “professional” in two placed, both following “practicing”.

Sec. 08.68.380. Issuance of injunction.

If it is established that the defendant has been or is practicing registered, advanced practice registered, or practical nursing without a license or has been or is practicing nursing after the defendant’s license has been suspended or revoked, or has expired, the court may enjoin the defendant from further practice.

History. (art VIII ch 90 SLA 1957; am § 19 ch 33 SLA 2016)

Effect of amendments. —

The 2016 amendment, effective July 7, 2016, substituted “registered, advanced practice registered,” for “professional” preceding “or practical nursing”.

Sec. 08.68.390. Remedy not exclusive.

If a person violates an injunction issued under this section, the person may be punished for contempt of court. The injunction proceeding is in addition to other penalties and remedies provided in this chapter.

History. (art VIII ch 90 SLA 1957)

Sec. 08.68.395. [Renumbered as AS 08.68.700.]

Sec. 08.68.400. [Renumbered as AS 08.68.800.]

Sec. 08.68.405. [Renumbered as AS 08.68.805.]

Sec. 08.68.410. [Renumbered as AS 08.68.850.]

Article 6. Miscellaneous Provisions.

Sec. 08.68.700. Determination of death by registered nurse.

  1. A registered nurse licensed under this chapter may make a determination and pronouncement of death of a person under the following circumstances:
    1. an attending physician has documented in the person’s medical or clinical record that the person’s death is anticipated due to illness, infirmity, or disease; this prognosis is valid for purposes of this section for no more than 120 days from the date of the documentation;
    2. at the time of documentation under (1) of this subsection, the physician authorized in writing a specific registered nurse or nurses to make a determination and pronouncement of the person’s death; however, if the person is in a health care facility and the health care facility has complied with (d) of this section, the physician may authorize all nurses employed by the facility to make a determination and pronouncement of the person’s death.
  2. A registered nurse who has determined and pronounced death under this section shall document the clinical criteria for the determination and pronouncement in the person’s medical or clinical record and notify the physician who determined that the prognosis for the patient was for an anticipated death. The registered nurse shall sign the death certificate, which must include the
    1. name of the deceased;
    2. presence of a contagious disease, if known; and
    3. date and time of death.
  3. Except as otherwise provided under AS 18.50.230 , a physician licensed under AS 08.64 shall certify a death determined under (b) of this section within 24 hours after the pronouncement by the registered nurse.
  4. In a health care facility in which a physician chooses to proceed under (a) of this section, written policies and procedures shall be adopted that provide for the determination and pronouncement of death by a registered nurse under this section. A registered nurse employed by a health care facility may not make a determination or pronouncement of death under this section unless the facility has written policies and procedures implementing and ensuring compliance with this section.
  5. Notwithstanding AS 08.68.800(a)(1) , this section applies to a qualified nurse described in AS 08.68.800(a)(1) who is employed by a federal health care facility.
  6. The Department of Health and Social Services may adopt regulations to implement this section.
  7. In this section,
    1. “determination of death” means observation and assessment that a person is dead, as defined in AS 09.68.120 ;
    2. “health care facility” means a private, municipal, state, or federal hospital, psychiatric hospital, tuberculosis hospital, skilled nursing facility, kidney disease treatment center (excluding freestanding hemodialysis units), intermediate care facility, or Alaska Pioneers’ Home or Alaska Veterans’ Home administered by the Department of Health and Social Services under AS 47.55.

History. (§ 1 ch 6 SLA 1991; am § 1 ch 59 SLA 2004)

Revisor’s notes. —

Formerly AS 08.68.395 . Renumbered in 2010, at which time “AS 08.68.800(a)(1) ” was substituted for “AS 08.68.400 (a)(1)” to reflect the 2010 renumbering of AS 08.68.400 .

Sec. 08.68.705. Maximum dosage for opioid prescriptions.

  1. An advanced practice registered nurse may not issue
    1. an initial prescription for an opioid that exceeds a seven-day supply to an adult patient for outpatient use;
    2. a prescription for an opioid that exceeds a seven-day supply to a minor; at the time an advanced practice registered nurse writes a prescription for an opioid for a minor, the advanced practice registered nurse shall discuss with the parent or guardian of the minor why the prescription is necessary and the risks associated with opioid use.
  2. Notwithstanding (a) of this section, an advanced practice registered nurse may issue a prescription for an opioid that exceeds a seven-day supply to an adult or minor patient if, in the professional judgment of the advanced practice registered nurse, more than a seven-day supply of an opioid is necessary for
    1. the patient’s acute medical condition, chronic pain management, pain associated with cancer, or pain experienced while the patient is in palliative care; the advanced practice registered nurse may write a prescription for an opioid for the quantity needed to treat the patient’s medical condition, chronic pain, pain associated with cancer, or pain experienced while the patient is in palliative care; the advanced practice registered nurse shall document in the patient’s medical record the condition triggering the prescription of an opioid in a quantity that exceeds a seven-day supply and indicate that a nonopioid alternative was not appropriate to address the medical condition; or
    2. a patient who is unable to access a practitioner within the time necessary for a refill of the seven-day supply because of a logistical or travel barrier; the advanced practice registered nurse may write a prescription for an opioid for the quantity needed to treat the patient for the time that the patient is unable to access a practitioner; the advanced practice registered nurse shall document in the patient’s medical record the reason for the prescription of an opioid in a quantity that exceeds a seven-day supply and indicate that a nonopioid alternative was not appropriate to address the medical condition; in this paragraph, “practitioner” has the meaning given in AS 11.71.900 .
  3. This section does not authorize an advanced practice registered nurse to prescribe a controlled substance if the advanced practice registered nurse is not otherwise authorized to prescribe a controlled substance under policies, procedures, or regulations issued or adopted by the board.
  4. In this section,
    1. “adult” means
      1. an individual who has reached 18 years of age; or
      2. an emancipated minor;
    2. “emancipated minor” means a minor whose disabilities have been removed for general purposes under AS 09.55.590 ;
    3. “minor” means an individual under 18 years of age who is not an emancipated minor.

History. (§ 22 ch 2 SSSLA 2017)

Cross references. —

For a statement of legislative intent regarding this section, see sec. 1, ch. 2, SSSLA 2017 in the 2017 Temporary and Special Acts.

Effective dates. —

Section 22, ch. 2, SSSLA 2017, which enacted this section, took effect on July 26, 2017.

Article 7. General Provisions.

Sec. 08.68.800. Exceptions to application of chapter.

  1. This chapter does not apply to
    1. a qualified nurse licensed in another state employed by the United States government or a bureau, or agency, or division of the United States government while in the discharge of official duties;
    2. nursing service given temporarily in the event of a public emergency, epidemic, or disaster;
    3. the practice of nursing by a student enrolled in a nursing education program accredited by the board when the practice is in connection with the student’s course of study;
    4. the practice of nursing by an individual enrolled in an approved program or course of study approved by the board to satisfy the requirements of AS 08.68.251 ;
    5. the practice of nursing by a nurse licensed in another state who engages in nursing education or nursing consultation activities, if these activities and contact with clients do not exceed 20 working days within a licensing period; or
    6. the practice of nursing by a nurse licensed in another state whose employment responsibilities include transporting patients into, out of, or through this state; however, this exception is valid for a period not to exceed 48 hours for each transport.
  2. In this section, the word “nurses” includes registered and practical nurses, and “nursing” means registered and practical nursing.

History. (art IX ch 90 SLA 1957; am § 10 ch 129 SLA 1974; am § 24 ch 14 SLA 1982; am § 14 ch 55 SLA 1987)

Revisor’s notes. —

Formerly AS 08.68.400 . Renumbered in 2010.

Sec. 08.68.805. Delegation of nursing functions.

A registered, advanced practice registered, or practical nurse licensed under this chapter may delegate nursing duties to other persons, including unlicensed assistive personnel, under regulations adopted by the board. A person to whom the nursing duties are delegated may perform the delegated duties without a license or certificate under this chapter if the person meets the applicable requirements established by the board.

History. (§ 6 ch 97 SLA 2002; am § 20 ch 33 SLA 2016)

Revisor’s notes. —

Formerly AS 08.68.405 . Renumbered in 2010.

Effect of amendments. —

The 2016 amendment, effective July 7, 2016, inserted “, advanced practice registered,” following “registered”.

Sec. 08.68.850. Definitions.

In this chapter,

  1. “advanced practice registered nurse” means a registered nurse licensed to practice in the state who, because of specialized education and experience, is certified to perform acts of medical diagnosis and the prescription and dispensing of medical, therapeutic, or corrective measures under regulations adopted by the board;
  2. “board” means the Board of Nursing;
  3. “certified nurse aide” is a person who is certified as a nurse aide by the board;
  4. “incompetent” means that a nurse does not possess the skills, knowledge, and awareness of the nurse’s limitations and abilities to safely practice nursing;
  5. “licensed practical nurse” is equivalent to the title “licensed vocational nurse” and to the name suffix abbreviations L.P.N. and L.V.N.;
  6. “licensed registered nurse” is equivalent to the common title “registered nurse” and the name suffix abbreviation R.N.;
  7. [Repealed, § 60 ch 33 SLA 2016.]
  8. “opioid” includes the opium and opiate substances and opium and opiate derivatives listed in AS 11.71.140 and 11.71.160 ;
  9. “practice of advanced practice registered nursing” includes, in addition to the practice of registered nursing, the performance of acts of medical diagnosis and the prescription and dispensing of medical, therapeutic, or corrective measures under regulations adopted by the board;
  10. “practice of practical nursing” means the performance for compensation or personal profit of nursing functions that do not require the substantial specialized skill, judgment, and knowledge of a registered nurse;
  11. “practice of registered nursing” means the performance for compensation or personal profit of acts of professional service that requires substantial specialized knowledge, judgment, and skill based on the principles of biological, physiological, behavioral, and sociological sciences in assessing and responding to the health needs of individuals, families, or communities through services that include
    1. assessment of problems, counseling, and teaching
      1. clients to maintain health or prevent illness; and
      2. in the care of the ill, injured, or infirm;
    2. administration, supervision, delegation, and evaluation of nursing practice;
    3. teaching others the skills of nursing;
    4. execution of a medical regimen as prescribed by a person authorized by the state to practice medicine;
    5. performance of other acts that require education and training that are recognized by the nursing profession as properly performed by registered nurses;
    6. performance of acts of medical diagnosis and the prescription of medical therapeutic or corrective measures under regulations adopted by the board;
  12. “unlicensed assistive personnel” means persons, such as orderlies, assistants, attendants, technicians, members of a nursing client’s immediate family, or the guardian of a nursing client, who are not licensed to practice practical nursing, registered nursing, medicine, or any other health occupation that requires a license in this state.

History. (§ 2 ch 90 SLA 1957; am § 5 ch 37 SLA 1970; am § 3 ch 67 SLA 1973; am §§ 11, 12 ch 129 SLA 1974; am § 25 ch 14 SLA 1982; am § 1 ch 3 SLA 1993; am § 6 ch 2 SLA 1998; am § 7 ch 97 SLA 2002; am §§ 21, 22, 60 ch 33 SLA 2016; am § 23 ch 2 SSSLA 2017)

Revisor’s notes. —

Formerly AS 08.68.410 . Renumbered in 2010.

Reorganized in 2002, 2016, and 2017 to maintain alphabetical order. Paragraph (9) was enacted as (11) and renumbered in 2016 and 2017.

Paragraph (8) was enacted as (12) and renumbered in 2017.

Administrative Code. —

For examinations and licensure, see 12 AAC 44, art. 3.

For advanced nurse practitioner, see 12 AAC 44, art. 4.

For registered nurse anesthetists, see 12 AAC 44, art. 5.

Effect of amendments. —

The 2016 amendment, effective July 7, 2016, in (1), substituted “practice registered nurse” for “nurse practitioner” following “advanced”; substituted “licensed” for “authorized”; repealed (7); added (11).

The 2017 amendment, effective July 26, 2017, added (12) [now (8)].

Chapter 70. Nursing Home Administrators.

Administrative Code. —

For nursing home administrators, see 12 AAC 46.

Collateral references. —

Licensing and regulation of nursing or rest homes, 53 ALR4th 689.

Secs. 08.70.010 — 08.70.040. Board of Nursing Home Administrators; membership; election of officers; meetings. [Repealed, § 12 ch 91 SLA 1995.]

Sec. 08.70.050. Regulation by department.

  1. The department shall
    1. adopt standards for licensing nursing home administrators to ensure that licensees have knowledge and experience in health care and institutional administration necessary for competent administrators, and update the standards when necessary;
    2. examine, approve issuance of licenses to, and renewal of licenses of qualified persons;
    3. establish procedures to ensure that licensees continue to uphold the department’s standards; impose disciplinary sanctions upon persons who fail to uphold the standards;
    4. adopt criteria for educational programs for persons preparing for the licensing examination and for the continuing education of licensees; review the educational programs available in the state and accredit the programs meeting the criteria;
  2. The department may adopt regulations necessary for the performance of its duties and to meet the requirements of Title 19 of the Social Security Act, the federal regulations adopted under it, and other federal requirements.

adopt regulations ensuring that renewal of a license is contingent upon proof of continued competency by the licensee.

History. (§ 1 ch 123 SLA 1975; am §§ 5 — 7 ch 141 SLA 1980; am § 3 ch 91 SLA 1995)

Revisor’s notes. —

In 1991, the word “to” and a comma were inserted after “issuance of licenses” in (a)(2) of this section to correct a manifest error in § 5, ch. 141, SLA 1980.

Administrative Code. —

For nursing home administrators, see 12 AAC 46.

Sec. 08.70.055. Removal of board members. [Repealed, § 12 ch 91 SLA 1995.]

Secs. 08.70.060 — 08.70.070. Expenses; applicability of Administrative Procedure Act. [Repealed, § 16 ch 141 SLA 1980.]

Sec. 08.70.080. License required.

Only a licensed nursing home administrator may manage, supervise, or be generally in charge of a nursing home. The care provided by a nursing home or a licensed hospital providing nursing home care through the use of skilled nursing beds or intermediate care beds shall be supervised by a licensed nursing home administrator or by a person exempted from licensure requirements under this section. This section does not apply to persons engaged on July 1, 1980, in managing or administering an Alaska Pioneers’ Home or a hospital with skilled nursing beds or intermediate care beds.

History. (§ 1 ch 123 SLA 1975; am § 9 ch 141 SLA 1980)

Administrative Code. —

For occupational licensing fees, see 12 AAC 2, art. 2.

Sec. 08.70.090. Application.

Applicants shall file applications with the department on forms provided by the department. Information requested on the forms shall be given under oath.

History. (§ 1 ch 123 SLA 1975; am § 50 ch 218 SLA 1976)

Revisor’s notes. —

In 1999, “Department of Commerce and Economic Development” was changed to “Department of Community and Economic Development” in this section in accordance with § 88, ch. 58, SLA 1999.

In 2004, “Department of Community and Economic Development” was changed to “Department of Commerce, Community, and Economic Development” in this section, in accordance with § 3, ch. 47, SLA 2004.

Administrative Code. —

For nursing home administrators, see 12 AAC 46.

Sec. 08.70.110. Licensing.

  1. The department shall license applicants who pass the written examination administered by the department and meet the standards established by the department under AS 08.70.050 .
  2. The department may issue a license without examination to a person holding a current license as a nursing home administrator from another jurisdiction, if the department finds that the standards for licensing in the other jurisdiction are substantially equivalent to those in this state, and the person is otherwise qualified.
  3. Notwithstanding other provisions of this chapter, the department may refuse to issue a license to a person
    1. who attempts to secure the license through deceit, fraud, or intentional misrepresentation; or
    2. for a reason for which it may impose disciplinary sanctions under AS 08.70.155 .

History. (§ 1 ch 123 SLA 1975; am §§ 4, 5 ch 91 SLA 1995; am § 3 ch 9 SLA 2013)

Cross references. —

For license duration and renewal, see AS 08.01.100 .

Administrative Code. —

For nursing home administrators, see 12 AAC 46.

Sec. 08.70.120. Examination.

The purpose of the examination is to test the applicant’s knowledge of the health and safety standards of the state and the applicant’s experience in the practice of health care. The department shall determine the content, scope, format, and grading procedure. Examinations shall be given at least annually, at the time and place chosen by the department.

History. (§ 1 ch 123 SLA 1975; am § 6 ch 91 SLA 1995)

Administrative Code. —

For nursing home administrators, see 12 AAC 46.

Sec. 08.70.130. Provisional licenses.

  1. A provisional license may be granted without examination to a person who meets the standards adopted by the department under AS 08.70.050 and who is needed to fill a vacancy in an administrative position.
  2. A provisional license is valid for six months and is nonrenewable.

History. (§ 1 ch 123 SLA 1975; am § 7 ch 91 SLA 1995)

Administrative Code. —

For occupational licensing fees, see 12 AAC 2, art. 2.

Sec. 08.70.140. Expired licenses.

  1. [Repealed, § 16 ch 141 SLA 1980.]
  2. [Repealed, § 49 ch 94 SLA 1987.]
  3. A person whose license has expired for a period of 24 months or more shall apply for a license in the same manner as an applicant who has not been licensed before.

History. (§ 1 ch 123 SLA 1975; am §§ 10, 16 ch 141 SLA 1980; am § 49 ch 94 SLA 1987)

Sec. 08.70.150. Fees.

The department shall set fees under AS 08.01.065 for examination and investigation of persons applying for a license, initial license, and license renewal.

History. (§ 1 ch 123 SLA 1975; am § 11 ch 141 SLA 1980; am § 41 ch 37 SLA 1985)

Administrative Code. —

For occupational licensing fees, see 12 AAC 2, art. 2.

Sec. 08.70.155. Grounds for imposition of disciplinary sanctions.

The department may impose the disciplinary sanctions authorized for boards under AS 08.01.075 or otherwise authorized for the department under AS 08.01 when it finds that a licensee

  1. secured a license through deceit, fraud, or intentional misrepresentation;
  2. engaged in deceit, fraud, or intentional misrepresentation in the course of providing professional services or engaging in professional activities;
  3. advertised professional services in a false or misleading manner;
  4. intentionally or negligently engaged in or permitted the performance of patient care by persons under the licensee’s supervision that does not conform to minimum professional standards regardless of whether actual injury to the patient occurred;
  5. failed to comply with this chapter, with a regulation adopted under this chapter, or with an order of the department;
  6. continued to practice after becoming unfit due to
    1. professional incompetence;
    2. addiction or severe dependency on alcohol or other drugs that impairs the licensee’s ability to practice safely;
    3. physical or mental disability;
  7. sold or furnished a license to another;
  8. practiced as a nursing home administrator or used a designation tending to imply that the licensee is a nursing home administrator without a license issued under this chapter unless exempted from licensure requirements under AS 08.70.080 .

History. (§ 12 ch 141 SLA 1980; am § 8 ch 91 SLA 1995)

Cross references. —

For disciplinary powers of board, see AS 08.01.075 .

Administrative Code. —

For nursing home administrators, see 12 AAC 46.

Opinions of attorney general. —

Certain practices such as deceit, fraud, or intentional misrepresentation in the course of providing professional services are exempt from enforcement by the Consumer Protection Section because such practices are specifically prohibited under this section and are actively regulated by the Board of Nursing Home Administrators. Other practices that are not specifically prohibited by this section could give rise to enforcement under the Unfair Trade Practices and Consumer Protection Act. August 5, 1985 Op. Att’y Gen.

Sec. 08.70.160. Disciplinary sanctions. [Repealed, § 49 ch 94 SLA 1987. For current law, see AS 08.01.075.]

Sec. 08.70.170. Penalties.

A person convicted of violating a provision of this chapter is guilty of a class B misdemeanor.

History. (§ 1 ch 123 SLA 1975; am § 14 ch 141 SLA 1980)

Cross references. —

For sentences for misdemeanors, see AS 12.55.035 and 12.55.135 .

Sec. 08.70.175. Facilities operated by religious organizations.

Nothing in this chapter or the regulations under this chapter is to be construed as requiring a person who applies for a license as administrator of a facility operated by a religious organization relying on spiritual means alone for healing to have skills in medical techniques or educational qualifications that are not in accord with the care and treatment provided in the facility.

History. (§ 1 ch 123 SLA 1975)

Revisor’s notes. —

Formerly AS 08.70.190 . Renumbered in 1991.

Sec. 08.70.180. Definitions.

In this chapter,

  1. “department” means the Department of Commerce, Community, and Economic Development;
  2. “license” means the certificate awarded by the department to a qualified person that entitles the person to be a nursing home administrator in this state;
  3. “licensee” means a person who has been granted a license to be a nursing home administrator in this state by the department;
  4. “nursing home” means a facility which is operated in connection with a hospital or in which nursing care, intermediate care, and medical services are prescribed by or performed under the general direction of persons licensed to practice medicine or surgery within the state for the accommodation of convalescents or other persons who are not acutely ill but who do require skilled or intermediate nursing care and related medical services; the term “nursing home” is restricted to those facilities the purpose of which is to provide skilled or intermediate nursing care and related medical services for a period of not less than 24 hours a day to individuals admitted because of illness, disease or physical or mental infirmity;
  5. “nursing home administrator” means a person who manages, supervises, or is in general charge of a nursing home, even though the duties are shared with another person; a member of a board of directors of a nursing home is an administrator only if the board member also serves in the administrative capacity defined in this paragraph.

History. (§ 1 ch 123 SLA 1975; am § 51 ch 218 SLA 1976; am §§ 9, 10, 12 ch 91 SLA 1995)

Revisor’s notes. —

The paragraphs were renumbered in 1998 to account for the 1995 repeal of former paragraph (1).

In 1999, “Department of Commerce and Economic Development” was changed to “Department of Community and Economic Development” in this section in accordance with § 88, ch. 58, SLA 1999.

In 2004, “Department of Community and Economic Development” was changed to “Department of Commerce, Community, and Economic Development” in this section, in accordance with § 3, ch. 47, SLA 2004.

Sec. 08.70.190. [Renumbered as AS 08.70.175.]

Chapter 71. Dispensing Opticians.

Article 1. Administration.

Administrative Code. —

For board of dispensing opticians, see 12 AAC 30.

Secs. 08.71.010, 08.71.020. Creation of board; membership. [Repealed, § 4 ch 19 and § 56 ch 40 SLA 2008.]

Sec. 08.71.030. Qualifications of board members. [Repealed, § 14 ch 56 SLA 1980.]

Sec. 08.71.040. Election of officers. [Repealed, § 4 ch 19 and § 56 ch 40 SLA 2008.]

Sec. 08.71.045. Removal of board members. [Repealed, § 49 ch 94 SLA 1987. For current law, see AS 08.01.020.]

Sec. 08.71.050. Board regulations. [Repealed, § 14 ch 56 SLA 1980.]

Sec. 08.71.055. Powers and duties.

The department shall have the following powers and duties:

  1. to issue licenses to applicants;
  2. to renew licenses;
  3. to hold hearings and order disciplinary sanctions against a person who violates this chapter or the regulations of the department;
  4. to supply forms for applications, licenses, and other needed documents;
  5. to keep a record of all proceedings open to the public, including the name of each license applicant and each licensee;
  6. to approve nonprofit organizations for the distribution and fitting of used eyeglasses;
  7. to enforce the provisions of this chapter and adopt or amend regulations necessary to make these provisions effective.

History. (§ 3 ch 56 SLA 1980; am § 3 ch 58 SLA 2002; am § 1 ch 19 SLA 2008; am § 3 ch 40 SLA 2008)

Administrative Code. —

For examinations and licensing, see 12 AAC 30, art. 2.

For continuing competence, see 12 AAC 30, art. 3.

Effect of amendments. —

The first 2008 amendment, effective July 18, 2008, substituted “department” for “board” in the introductory language and in paragraph (3), inserted paragraph (6), and made related changes.

The second 2008 amendment, effective May 23, 2008, substituted “department” for “board” in the introductory language and in paragraph (3).

Secs. 08.71.060 — 08.71.070. Record of proceedings; applicability of Administrative Procedure Act. [Repealed, § 14 ch 56 SLA 1980.]

Article 2. Licensing.

Administrative Code. —

For examinations and licensing, see 12 AAC 30, art. 2.

Sec. 08.71.080. License required.

A person may not act as a dispensing optician in the state unless the person is licensed under this chapter. A license shall be issued for (1) the dispensing of contact lenses, or (2) the dispensing of other lenses, eyeglasses, spectacles, artificial eyes, and their appurtenances, or (3) both. The department shall by endorsement on the license designate for which aspect of dispensing opticianry the license is issued.

History. (§ 1 ch 45 SLA 1973; am § 14 ch 127 SLA 1974; am § 2 ch 92 SLA 1996; am § 4 ch 58 SLA 2002; am § 4 ch 40 SLA 2008)

Administrative Code. —

For examinations and licensing, see 12 AAC 30, art. 2.

For continuing competence, see 12 AAC 30, art. 3.

Sec. 08.71.085. Malpractice insurance. [Repealed, § 40 ch 177 SLA 1978.]

Sec. 08.71.090. Examination requirement.

To be licensed to dispense contact lenses, a person, unless eligible for licensing under AS 08.71.145 , shall document to the department that the person has passed the contact lens registry examination offered by the National Contact Lens Examiners with a score acceptable to the department. In order to be licensed to dispense other lenses, eyeglasses, spectacles, artificial eyes, and their appurtenances, a person, unless eligible for licensing under AS 08.71.145 , shall document to the department that the person has passed the national opticianry competency examination offered by the American Board of Opticianry with a score acceptable to the department. An applicant for licensure in both areas shall document having received a score acceptable to the department on both examinations. The department shall, by regulation, establish the scores that will be acceptable for the examinations described in this section.

History. (§ 1 ch 45 SLA 1973; am § 15 ch 127 SLA 1974; am § 3 ch 92 SLA 1996; am § 5 ch 58 SLA 2002; am § 5 ch 40 SLA 2008)

Administrative Code. —

For examinations and licensing, see 12 AAC 30, art. 2.

Sec. 08.71.100. Administration of examination. [Repealed, § 12 ch 58 SLA 2002.]

Sec. 08.71.110. Qualifications for licensure.

  1. The department may issue a license to a person who
    1. has had education equivalent to four years attendance at a high school;
    2. has either
      1. completed at least 1,800 hours of training as an apprentice after registering with the department as an apprentice; or
      2. been engaged for at least 1,800 hours as a practicing optician in good standing in a state, territory, district, or possession of the United States;
    3. has passed the applicable examination required under AS 08.71.090 with a score acceptable to the department;
    4. has passed a course designated in the department’s regulations as being acceptable; and
    5. has paid the required license fee.
  2. Graduation from an associate degree program in a recognized school or college of opticianry may be substituted for the experience required by (a)(2) and (4) of this section.

History. (§ 1 ch 45 SLA 1973; am § 4 ch 56 SLA 1980; am § 2 ch 145 SLA 1986; am § 2 ch 51 SLA 1988; am § 6 ch 58 SLA 2002; am § 6 ch 40 SLA 2008)

Administrative Code. —

For examinations and licensing, see 12 AAC 30, art. 2.

Sec. 08.71.120. Fees.

The department shall set fees under AS 08.01.065 for initial license and license renewal.

History. (§ 1 ch 45 SLA 1973; am § 5 ch 56 SLA 1980; am § 42 ch 37 SLA 1985; am § 7 ch 58 SLA 2002)

Administrative Code. —

For occupational licensing fees, see 12 AAC 2, art. 2.

Sec. 08.71.130. Renewal of license.

  1. [Repealed, § 49 ch 94 SLA 1987.]
  2. [Repealed, § 49 ch 94 SLA 1987.]
  3. If the license remains lapsed for more than one year, the department may require the applicant to retake and successfully pass again the applicable examination or examinations required under AS 08.71.090 .
  4. Before a license may be renewed, the licensee shall submit to the department evidence of continuing competence in optical dispensing as prescribed by regulations of the department.

History. (§ 1 ch 45 SLA 1973; am § 6 ch 56 SLA 1980; am § 43 ch 37 SLA 1985; am § 3 ch 145 SLA 1986; am § 49 ch 94 SLA 1987; am § 3 ch 51 SLA 1988; am § 8 ch 58 SLA 2002; am §§ 7, 8 ch 40 SLA 2008)

Cross references. —

For license duration and further provisions relating to renewal, see AS 08.01.100 .

Administrative Code. —

For continuing competence, see 12 AAC 30, art. 3.

Sec. 08.71.140. Display of license.

A licensed dispensing optician shall conspicuously display a personal license issued under this chapter in any place that the licensed dispensing optician transacts business.

History. (§ 1 ch 45 SLA 1973)

Sec. 08.71.145. Licensure by credentials.

A person with a valid license as a dispensing optician from another state, territory, district, or possession of the United States with licensing requirements substantially equivalent to or higher than those of this state shall be issued a license under this chapter for those professional areas in which the person is licensed in the other jurisdiction upon payment of any fee and documentation that the department may require by regulation.

History. (§ 7 ch 56 SLA 1980; am § 4 ch 92 SLA 1996; am § 9 ch 58 SLA 2002; am § 9 ch 40 SLA 2008)

Administrative Code. —

For examinations and licensing, see 12 AAC 30, art. 2.

Sec. 08.71.150. Issuance of license by reciprocity. [Repealed, § 5 ch 92 SLA 1996.]

Sec. 08.71.160. Dispensing optician’s apprentice.

  1. A person may be employed by or serve under a licensed physician, optometrist, or dispensing optician as an apprentice for dispensing optician tasks. An apprentice shall register with the department before beginning employment or service as an apprentice, shall be designated as an apprentice in the records of the department, and shall be in training under the regular supervision of a licensed physician, optometrist, or dispensing optician. Notwithstanding AS 08.71.180 , a registered apprentice may perform dispensing optician tasks that are delegated by and performed under the regular supervision of the licensed physician, optometrist, or dispensing optician and may use the title “dispensing optician apprentice.”
  2. No more than two apprentices may be under the direct supervision of one licensed dispensing optician at the same time.

History. (§ 1 ch 45 SLA 1973; am § 8 ch 56 SLA 1980; am § 4 ch 51 SLA 1988; am § 10 ch 58 SLA 2002; am § 10 ch 40 SLA 2008)

Administrative Code. —

For occupational licensing fees, see 12 AAC 2, art. 2.

For examinations and licensing, see 12 AAC 30, art. 2.

Sec. 08.71.163. Dispensing optician’s assistant.

Notwithstanding AS 08.71.180 , a person who is not a licensed dispensing optician or a registered apprentice under AS 08.71.160 may perform dispensing optician tasks that are delegated by and performed under the regular supervision of a licensed physician, optometrist, or dispensing optician. The hours spent as an assistant under this section may not be counted toward satisfaction of the training requirement in AS 08.71.110(a) , and the assistant may not use a title that includes the word “optician” or “opticianry.”

History. (§ 11 ch 58 SLA 2002)

Administrative Code. —

For examinations and licensing, see 12 AAC 30, art. 2.

Sec. 08.71.165. Delegation authorized.

A licensed physician, optometrist, or dispensing optician may delegate dispensing optician tasks to an apprentice or assistant. The licensee shall regularly supervise the performance of the delegated tasks and retains responsibility for the proper performance of the delegated tasks.

History. (§ 11 ch 58 SLA 2002)

Administrative Code. —

For examinations and licensing, see 12 AAC 30, art. 2.

Article 3. Unlawful Acts.

Sec. 08.71.170. Prohibited conduct.

The department may revoke or suspend the license of a dispensing optician, or the licensee may be reprimanded or otherwise disciplined, when the department finds after a hearing that the licensee

  1. secured a license through deceit, fraud, or intentional misrepresentation;
  2. engaged in deceit, fraud, or intentional misrepresentation in the course of providing professional services or engaging in professional activities;
  3. advertised professional services in a false or misleading manner;
  4. has been convicted of a crime that affects the licensee’s ability to continue to practice competently and safely;
  5. intentionally or negligently engaged in or permitted the performance of patient care by persons under the licensee’s supervision that does not conform to minimum professional standards regardless of whether actual injury to the patient occurred;
  6. continued to practice after becoming unfit due to
    1. professional incompetence;
    2. addiction to or severe dependency on alcohol or other drugs that impairs the licensee’s ability to practice safely;
    3. physical or mental disability;
  7. engaged in lewd or immoral conduct in connection with the delivery of professional service to patients;
  8. participated in the division, assignment, rebate, or refund of fees to a physician or optometrist in consideration of patient referrals;
  9. advertised the services of any other segment of the healing arts.

History. (§ 1 ch 45 SLA 1973; am § 31 ch 177 SLA 1978; am § 9 ch 56 SLA 1980; am § 11 ch 40 SLA 2008)

Cross references. —

For disciplinary powers of board, see AS 08.01.075 .

For prohibitions related to materials used in lenses and frames, see AS 08.72.275 .

Collateral references. —

Bias of members of license revocation board. 97 ALR2d 1210.

Sec. 08.71.175. Disciplinary sanctions. [Repealed, § 49 ch 94 SLA 1987. For current law, see AS 08.01.075.]

Sec. 08.71.180. Practicing without a license.

A person may not practice as a dispensing optician without a license issued under this chapter or while the person’s license is suspended or revoked. A person who violates this section is guilty of a class B misdemeanor.

History. (§ 1 ch 45 SLA 1973; am § 11 ch 56 SLA 1980)

Cross references. —

For sentences for misdemeanors, see AS 12.55.035 and 12.55.135 .

Article 4. Miscellaneous Provisions.

Sec. 08.71.200. Contact lenses.

Contact lenses shall be fitted in conjunction with and under the supervision of a licensed physician or an optometrist and with a written contact-lens prescription showing that the prescription may be filled for contact lenses and requiring that the patient return to see the prescribing physician or optometrist. In no case may contact lenses be prepared by neutralizing a person’s eyeglasses or spectacles.

History. (§ 1 ch 45 SLA 1973)

Revisor’s notes. —

Enacted as part of AS 08.71.210, which is now AS 08.71.240 . Renumbered in 1973.

Article 5. General Provisions.

Sec. 08.71.220. Persons practicing as dispensing opticians before July 1, 1973. [Repealed, § 30 ch 6 SLA 1984.]

Sec. 08.71.230. Exemptions from and limitations on the application of this chapter.

This chapter may not be construed to

  1. limit or restrict a licensed physician or optometrist from the practices enumerated in this chapter, and each licensed physician and optometrist has all the rights and privileges that may accrue under this chapter to dispensing opticians licensed under it;
  2. prohibit an unlicensed person from performing mechanical work upon inert matter in an optical office, laboratory, or shop;
  3. prohibit an unlicensed person from engaging in the sale of eyeglasses, spectacles, magnifying glasses, goggles, sunglasses, telescopes, binoculars, or any like articles that are completely preassembled and sold only as merchandise;
  4. authorize or permit a licensee under this chapter to hold out as being able to, or to offer to, or to attempt by any means, to refract or exercise eyes, diagnose, treat, correct, relieve, operate, or prescribe for any human ailment, deficiency, deformity, disease, or injury;
  5. limit the authority of a nonprofit organization approved by the department to distribute and fit used eyeglasses if the eyeglasses are distributed and fitted free of charge and the fitting of the eyeglasses conforms, to the extent possible, with a written prescription from a licensed physician or optometrist.

History. (§ 1 ch 45 SLA 1973; am § 12 ch 56 SLA 1980; am § 2 ch 19 SLA 2008)

Revisor’s notes. —

Enacted as AS 08.71.200 . Renumbered in 1973.

Sec. 08.71.240. Definitions.

In this chapter,

  1. “department” means the Department of Commerce, Community, and Economic Development;
  2. “dispensing optician” means a person who, on written prescription from a licensed physician or optometrist, prepares and dispenses to the intended wearer or person who writes the prescription, original or duplicate lenses, eyeglasses, contact lenses, and appurtenances to them, and interprets, measures, adapts, fits, and adjusts lenses, eyeglasses, contact lenses, and appurtenances to them in accordance with the written prescription, to the face for the aid or correction of visual or ocular anomalies of the human eye;
  3. “supervision” means the provision of any needed direction, control, consultation, instruction, evaluation, and personal inspection of work being performed.

History. (§ 1 ch 45 SLA 1973; am § 52 ch 218 SLA 1976; am §§ 13, 14 ch 56 SLA 1980; am § 4 ch 19 SLA 2008; am § 56 ch 40 SLA 2008)

Revisor’s notes. —

Enacted as AS 08.71.210. Renumbered in 1973. Paragraphs (1) — (3) were formerly (2) — (4); renumbered in 2010 to reflect the 2008 repeal of paragraph (1).

In 1999, “Department of Commerce and Economic Development” was changed to “Department of Community and Economic Development” in this section in accordance with § 88, ch. 58, SLA 1999.

In 2004, “Department of Community and Economic Development” was changed to “Department of Commerce, Community, and Economic Development” in this section, in accordance with § 3, ch. 47, SLA 2004.

Chapter 72. Optometrists.

Cross references. —

For legislative findings and intent in connection with the amendments to this chapter made by ch. 49, SLA 1988, see sec. 1, ch. 49, SLA 1988 in the Temporary and Special Acts.

Legislative history reports. —

For governor's transmittal letter for ch. 2, SSSLA 2017 (HB 159), which amended provisions in this chapter relating to opioid prescription and education on pain management and opioid use and addiction, see 2017 House Journal 408 — 410.

Collateral references. —

61 Am. Jur. 2d, Physicians, Surgeons and Other Healers, §§ 7, 34.

70 C.J.S., Physicians and Surgeons, §§ 22, 23.

Constitutionality of statutes and validity of regulations relating to optometry, 22 ALR2d 939.

Fitting of contact lenses as practice of optometry, 77 ALR3d 817.

What constitutes practice of “optometry”, 82 ALR4th 816.

Article 1. Board of Examiners in Optometry.

Administrative Code. —

For board of examiners in optometry, see 12 AAC 48.

Sec. 08.72.010. Creation and purpose of board.

There is created the Board of Examiners in Optometry to regulate and control the practice of optometry and to protect and promote the public health, welfare, and safety.

History. (§ 35-3-132 ACLA 1949; am § 2 ch 75 SLA 1980)

Sec. 08.72.020. Membership of board.

The board consists of five persons.

History. (§ 35-3-132 ACLA 1949; am § 22 ch 102 SLA 1976; am § 3 ch 75 SLA 1980; am § 37 ch 94 SLA 1987)

Cross references. —

For appointment and terms, see AS 08.01.035 .

Sec. 08.72.025. Removal of board members. [Repealed, § 49 ch 94 SLA 1987. For current law, see AS 08.01.020.]

Sec. 08.72.030. Vacancies. [Repealed, § 49 ch 94 SLA 1987. For current law, see AS 08.01.035.]

Sec. 08.72.040. Qualifications.

Four board members shall be licensed, practicing optometrists who have been residents for at least three years. One board member shall be a public member.

History. (§ 35-3-132 ACLA 1949; am § 23 ch 102 SLA 1976; am § 5 ch 75 SLA 1980; am § 38 ch 94 SLA 1987)

Sec. 08.72.050. Regulations.

The board shall adopt regulations

  1. necessary for the proper performance of its duties;
  2. governing the applicants and applications for licensing;
  3. for the licensing of optometrists;
  4. necessary to govern the practice of optometry, including the prescription and use of pharmaceutical agents for the treatment of eye disease;
  5. prescribing requirements that a person licensed under this chapter must meet to demonstrate continued professional competency;
  6. developing uniform standards for the practice of optometry.

History. (§ 35-3-133 ACLA 1949; am § 6 ch 75 SLA 1980; am § 2 ch 50 SLA 1988; am § 1 ch 17 SLA 2017)

Administrative Code. —

For application requirements, see 12 AAC 48, art. 1.

For continuing education, see 12 AAC 48, art. 2.

For standards of practice, see 12 AAC 48, art. 3.

Effect of amendments. —

The 2017 amendment, effective October 24, 2017, in (4), added “, including the prescription and use of pharmaceutical agents for the treatment of eye disease” at the end; added (6).

Sec. 08.72.060. Miscellaneous powers and duties of board.

  1. The board or a member designated by the board may issue subpoenas, administer oaths, and take testimony concerning any matter within the board’s jurisdiction.
  2. The board may
    1. adopt a seal;
    2. define professional conduct and adopt rules of professional conduct.
  3. The board shall
    1. elect a chair and secretary from among its members;
    2. order a licensee to submit to a reasonable physical examination if the licensee’s physical capacity to practice safely is at issue;
    3. require that a licensee who has a federal Drug Enforcement Administration registration number register with the controlled substance prescription database under AS 17.30.200(n) ;
    4. publish advisory opinions regarding whether optometry practice procedures or policies comply with acceptable standards of the practice of optometry, as provided under this chapter.
  4. [Repealed by § 3 ch 59 SLA 1966.]
  5. [Repealed by § 23 ch 75 SLA 1980.]
  6. [Repealed by § 3 ch 59 SLA 1966.]

History. (§§ 35-3-133, 35-3-140 ACLA 1949; am § 3 ch 59 SLA 1966; am §§ 7, 8, 23 ch 75 SLA 1980; am § 2 ch 24 SLA 2006; am § 11 ch 25 SLA 2016; am § 2 ch 17 SLA 2017)

Revisor's notes. —

In 1998, “the board’s” was inserted in place of “its” at the end of subsection (a) to correct a grammatical error.

Administrative Code. —

For standards of practice, see 12 AAC 48, art. 3.

Effect of amendments. —

The 2016 amendment, effective July 17, 2017, added (c)(3).

The 2017 amendment, effective July 27, 2017, added paragraph (c)(4). Although the 2017 amendment was to have taken effect July 17, 2017, under § 7, ch. 17, SLA 2017, the governor did not sign the bill until July 26, 2017, and so under AS 01.10.070(d) the actual effective date of the 2017 amendment was July 27, 2017.

Editor's notes. —

The delayed repeal of paragraph (c)(3) of this section by sec. 52, ch. 25, SLA 2016, which was to take effect July 1, 2021, was repealed by sec. 47, ch. 2, SSSLA 2017.

Sec. 08.72.070. Applicability of Administrative Procedure Act. [Repealed, § 23 ch 75 SLA 1980.]

Sec. 08.72.080. Compensation of board and secretary. [Repealed, § 3 ch 59 SLA 1966.]

Sec. 08.72.090. Record of proceedings. [Repealed, § 23 ch 75 SLA 1980.]

Sec. 08.72.100. Bond of secretary. [Repealed, § 3 ch 59 SLA 1966.]

Article 2. Licensing.

Sec. 08.72.110. License required.

  1. A person may not practice, attempt to practice, or offer to practice optometry without first obtaining a license from the board.
  2. A person not licensed as an optometrist may not fit, sell, or dispose of or take, receive, or solicit an order for fitting, sale, or disposition of spectacles, eyeglasses, or lenses for the correction or relief of an optical or visual defect of the human eye or sell spectacles, eyeglasses, or lenses from house to house, or in the streets or highways.  This chapter does not apply to the sale of toy glasses, goggles consisting of plano-white or plano-colored lenses or ordinary colored glasses, or complete ready-made spectacles and eyeglasses sold only as merchandise, or the sale or repair of eyeglass frames, or repair or replacement of lenses without pretense of adapting them to the eyes.

History. (§ 35-3-134 ACLA 1949; am § 3 ch 50 SLA 1988)

Administrative Code. —

For application requirements, see 12 AAC 48, art. 1.

Collateral references. —

Practicing medicine, surgery, dentistry, optometry, podiatry, or other healing arts without license as a separate or continuing offense, 99 ALR2d 654.

Sec. 08.72.115. Malpractice insurance. [Repealed, § 40 ch 117 SLA 1978.]

Sec. 08.72.120. Registration. [Repealed § 9 ch 50 SLA 1988.]

Sec. 08.72.125. Licensing of branch offices. [Repealed, § 3 ch 94 SLA 1996.]

Sec. 08.72.130. Optometry register. [Repealed, § 13 ch 37 SLA 1986.]

Sec. 08.72.140. Qualifications for licensure.

An applicant for licensure as an optometrist

  1. shall be a graduate of a school or college of optometry recognized by the board;
  2. may not have committed an act in any jurisdiction that would have constituted a violation of this chapter or regulations adopted under this chapter at the time the act was committed;
  3. may not have been disciplined by an optometry licensing entity in another jurisdiction and may not be the subject of a pending disciplinary proceeding conducted by an optometry licensing entity in another jurisdiction; however, the board may consider the disciplinary action and, in the board’s discretion, determine if the person is qualified for licensure;
  4. shall have successfully completed
    1. the written and practical portions of an examination on ocular pharmacology approved by the board that tests the licensee’s or applicant’s knowledge of the characteristics, pharmacological effects, indications, contraindications, and emergency care associated with the prescription and use of pharmaceutical agents;
    2. a nontopical therapeutic pharmaceutical agent course of at least 23 hours approved by the board or an examination approved by the board on the treatment and management of ocular disease; and
    3. an optometry and nontopical therapeutic pharmaceutical agent injection course of at least seven hours approved by the board or equivalent training acceptable to the board; and
  5. shall meet other qualifications for licensure as established under this chapter and regulations adopted by the board under AS 08.72.050 ; the regulations must include qualifications for licensees who hold a valid federal Drug Enforcement Administration registration number that address training in pain management and opioid use and addiction.

History. (§ 35-3-141 ACLA 1949; am § 1 ch 95 SLA 1966; am §§ 3 — 5 ch 76 SLA 1969; am §§ 10, 23 ch 75 SLA 1980; am § 3 ch 94 SLA 1996; am § 3 ch 24 SLA 2006; am § 1 ch 27 SLA 2010; am § 24 ch 2 SSSLA 2017)

Cross references. —

For a provision authorizing the board to remove the restrictions or limitations that are imposed by a restricted license issued under § 8, ch. 27, SLA 2010, to an optometrist if the optometrist meets the requirements of paragraph (4) of this section, see § 8(f), ch. 27, SLA 2010, in the 2010 Temporary and Special Acts.

Administrative Code. —

For application requirements, see 12 AAC 48, art. 1.

Effect of amendments. —

The 2017 amendment, effective July 1, 2018, in (5), added “the regulations must include qualifications for licensees who hold a valid federal Drug Enforcement Administration registration number that address training in pain management and opioid use and addiction.”

Sec. 08.72.150. Application for examination and issuance of license.

An applicant shall apply for the examination by filing an application with the department together with the examination fee by the deadline established by the department in regulations. The department may require the applicant to submit a photograph of the applicant for its files; however, the photograph may not be forwarded with the application to the board for review. Upon successful completion of the examination by the applicant and payment of the license fee, the board shall issue a license to the successful applicant. The applicant may practice optometry in the state upon receipt of the license.

History. (§ 35-3-141 ACLA 1949; am § 6 ch 76 SLA 1969; am § 5 ch 50 SLA 1988; am § 2 ch 94 SLA 1996; am § 2 ch 16 SLA 2002)

Cross references. —

For provision describing the validity of a license issued by the board under this section before June 2, 2010, see § 8(a), ch. 27, SLA 2010, in the 2010 Temporary and Special Acts.

Administrative Code. —

For application requirements, see 12 AAC 48, art. 1.

Sec. 08.72.160. Examination.

  1. The examination must consist of two sections: (1) all or part of a national or international examination designated by regulation by the board; and (2) an examination approved by the board that is designed to test the applicant’s knowledge of the laws of Alaska governing the practice of optometry and the regulations adopted under those laws.
  2. [Repealed, § 9 ch 49 SLA 1988.]
  3. An applicant who fails the examination may retake the examination upon payment of a fee established under AS 08.01.065 .
  4. [Repealed, § 7 ch 27 SLA 2010.]

History. (§ 35-3-141 ACLA 1949; am § 7 ch 76 SLA 1969; am § 11 ch 75 SLA 1980; am §§ 2 — 4, 9 ch 49 SLA 1988; am § 3 ch 16 SLA 2002; am §§ 2, 7 ch 27 SLA 2010)

Administrative Code. —

For application requirements, see 12 AAC 48, art. 1.

Sec. 08.72.170. Licensure by credentials.

The board shall issue a license by credentials to an applicant who

  1. is a graduate of a school or college of optometry recognized by the board;
  2. has passed a written examination approved by the board that is designed to test the applicant’s knowledge of the laws of Alaska governing the practice of optometry and the regulations adopted under those laws;
  3. holds a current license to practice optometry in another state or territory of the United States or in a province of Canada that has licensure requirements that the board determines are equivalent to those established under this chapter;
  4. at some time in the past, received a license to practice optometry from another state or territory of the United States or from a province of Canada that required the person to have passed the National Board of Examiners in Optometry examination to qualify for licensure;
  5. was engaged in the active licensed clinical practice of optometry in a state or territory of the United States or in a province of Canada for at least 3,120 hours during the 36 months preceding the date of application under this section;
  6. has not committed an act in any jurisdiction that would have constituted a violation of this chapter or regulations adopted under this chapter at the time the act was committed;
  7. has not been disciplined by an optometry licensing entity in another jurisdiction and is not the subject of a pending disciplinary proceeding conducted by an optometry licensing entity in another jurisdiction; however, the board may consider the disciplinary action and, in the board’s discretion, determine whether the person is qualified for licensure; and
  8. has received education in pain management and opioid use and addiction adequate for the practice of optometry, unless the applicant has demonstrated to the satisfaction of the board that the applicant does not currently hold a valid federal Drug Enforcement Administration registration number; an applicant may include past professional experience or professional education as proof of professional competence.

History. (§ 35-3-142 ACLA 1949; am § 8 ch 76 SLA 1969; am § 12 ch 75 SLA 1980; am § 4 ch 16 SLA 2002; am § 4 ch 24 SLA 2006; am § 3 ch 27 SLA 2010; am § 25 ch 2 SSSLA 2017)

Administrative Code. —

For application requirements, see 12 AAC 48, art. 1.

Effect of amendments. —

The 2017 amendment, effective July 1, 2018, added (8), and made related and stylistic changes.

Sec. 08.72.175. License endorsement. [Repealed, § 7 ch 27 SLA 2010.]

Cross references. —

For a provision authorizing a licensee holding a license issued before June 2, 2010, who does not have a license endorsement issued under former AS 08.72.175(a) to apply to the board for a restricted license, authorizing the board to issue restricted licenses to certain optometrists as permitted under former AS 08.72.175(c), and to continue to renew those licenses, subject to exceptions, see § 8(b), (c), (d), and (e), ch. 27, SLA 2010, in the 2010 Temporary and Special Acts.

Sec. 08.72.180. Annual renewal of license. [Repealed, § 7 ch 94 SLA 1968.]

Sec. 08.72.181. Renewal of license.

  1. [Repealed, § 49 ch 94 SLA 1987.]
  2. An optometrist licensed in this state and serving in the military service of the United States, while in the discharge of official duties, may maintain eligibility to practice in this state without paying a renewal fee by registering the optometrist’s name and place of residence with the department.
  3. An application for license renewal must contain the name, office and post office address, date and license number of the licensee, and other information the board considers necessary.
  4. Before a license may be renewed, the licensee shall submit to the board evidence that, during the
    1. preceding licensing period, the licensee has met continuing education requirements as may be prescribed by regulations of the board to ensure the continued protection of the public; and
    2. two years preceding the application for renewal, the licensee has completed at least two hours of education in pain management and opioid use and addiction, unless the licensee demonstrates to the satisfaction of the board that the licensee does not currently hold a valid federal Drug Enforcement Administration registration number..
  5. Before a license may be renewed, the licensee shall provide evidence of continued professional competency in accordance with the regulations adopted by the board under  AS 08.72.050 (5).

History. (§ 9 ch 76 SLA 1969; am §§ 13-15 ch 75 SLA 1980; am § 49 ch 94 SLA 1987; am § 5 ch 16 SLA 2002; am § 7 ch 24 SLA 2006; am § 4 ch 27 SLA 2010; am § 3 ch 17 SLA 2017; am § 26 ch 2 SSSLA 2017)

Cross references. —

For license duration and further provisions relating to renewal, see AS 08.01.100 .

For exemptions from compliance with requirements of (d)(1) and (2) of this section by certain optometrists holding restricted licenses authorized by amendments to this chapter made by ch. 27, SLA 2010, see § 8(e), ch. 27, SLA 2010, in the 2010 Temporary and Special Acts.

Revisor’s notes. —

The first 2017 amendment to subsection (d), effective October 24, 2017, is reflected in the text. The second 2017 amendment is effective July 1, 2018. The language of the 2017 amendments has been harmonized by the revisor of statutes.

Administrative Code. —

For continuing education, see 12 AAC 48, art. 2.

Effect of amendments. —

The 2017 amendment, effective October 24, 2017, in (d), substituted “during the preceding licensing period” for “in the four years preceding the application for renewal” following “board evidence that,” deleted the (d)(1) — (3) designations, and deleted (d)(1) and (2) relating to completion of required hours of continuing education on certain topics, and deleted “other” preceding “continuing education requirements” near the end.

The 2017 amendment, effective July 1, 2018, rewrote (d).

Sec. 08.72.185. Retired license status.

  1. On retiring from practice and on payment of an appropriate one-time fee, a licensee in good standing with the board may apply for the conversion of an active or inactive license to a retired status license. A person holding a retired status license may not practice optometry in the state. A retired status license is valid for the life of the license holder and does not require renewal. A person holding a retired status license is exempt from license renewal requirements of AS 08.72.181 .
  2. A person with a retired status license may apply for active licensure. Before issuing an active license under this subsection, the board may require the applicant to meet reasonable criteria, as determined under regulations of the board.

History. (§ 5 ch 27 SLA 2010)

Effective dates. —

Section 27, ch. 10, SLA 2010 makes this section effective June 2, 2010, in accordance with AS 01.10.070(c) .

Sec. 08.72.190. Fee for license by reciprocity. [Repealed, § 10 ch 76 SLA 1969.]

Sec. 08.72.191. Fees.

The department shall set fees under AS 08.01.065 for the following:

  1. examination;
  2. reexamination;
  3. licensure by credentials;
  4. license;
  5. renewal.

History. (§ 11 ch 76 SLA 1969; am § 16 ch 75 SLA 1980; am § 44 ch 37 SLA 1985; am § 6 ch 50 SLA 1988; am § 6 ch 16 SLA 2002; am § 8 ch 24 SLA 2006)

Administrative Code. —

For occupational licensing fees, see 12 AAC 2, art. 2.

Secs. 08.72.200 — 08.72.220. Examination, certificate and renewal fees. [Repealed, § 10 ch 76 SLA 1969.]

Sec. 08.72.230. Fees and disbursements.

The department shall collect all fees and keep a record of each transaction, and shall remit to the Department of Revenue all money received.

History. (§ 35-3-138 ACLA 1949; am § 12 ch 76 SLA 1969)

Sec. 08.72.240. Grounds for imposition of disciplinary sanctions.

The board may impose disciplinary sanctions when the board finds after a hearing that a licensee

  1. secured a license through deceit, fraud, or intentional misrepresentation;
  2. engaged in deceit, fraud, or intentional misrepresentation in the course of providing professional services or engaging in professional activities;
  3. advertised professional services in a false or misleading manner;
  4. has been convicted of a felony or other crime that affects the licensee’s ability to continue to practice competently and safely;
  5. intentionally or negligently engaged in or permitted the performance of patient care by persons under the licensee’s supervision that does not conform to minimum professional standards regardless of whether actual injury to the patient occurred;
  6. failed to comply with this chapter, with a regulation adopted under this chapter, or with an order of the board;
  7. continued to practice after becoming unfit due to
    1. professional incompetence;
    2. failure to keep informed of or use current professional theories or practices;
    3. addiction or severe dependency on alcohol or other drugs that impairs the licensee’s ability to practice safely;
    4. physical or mental disability;
  8. engaged in lewd or immoral conduct in connection with the delivery of professional service to patients;
  9. failed to refer a patient to a physician after ascertaining the presence of ocular or systemic conditions requiring management by a physician;
  10. prescribed or dispensed an opioid in excess of the maximum dosage authorized under AS 08.72.276 ;
  11. procured, sold, prescribed, or dispensed drugs in violation of a law, regardless of whether there has been a criminal action or harm to the patient.

History. (§ 35-3-140 ACLA 1949; am § 32 ch 177 SLA 1978; am § 17 ch 75 SLA 1980; am § 6 ch 49 SLA 1988; am § 27 ch 2 SSSLA 2017)

Cross references. —

For disciplinary powers of board, see AS 08.01.075 .

Administrative Code. —

For standards of practice, see 12 AAC 48, art. 3.

Effect of amendments. —

The 2017 amendment, effective July 26, 2017, substituted “that” for “which” in (4), (5), and (7), and added (11); and, effective October 24, 2017, added (10).

Secs. 08.72.250, 08.72.255. Disciplinary sanctions; limits or conditions on license; discipline. [Repealed, § 49 ch 94 SLA 1987. For current law, see AS 08.01.075.]

Sec. 08.72.260. Revocation of license by court.

A license may be revoked by the superior court upon proof of violation of law or for a cause for which the board may refuse admittance to its examination. The attorney general shall prosecute appropriate judicial proceedings upon request of a member of the board.

History. (§ 35-3-146 ACLA 1949)

Sec. 08.72.270. Practice not at place of business.

  1. A licensed optometrist who temporarily practices optometry away from the optometrist’s regular place of business shall display a license and deliver to each patient or person fitted or supplied with glasses or contact lenses a receipt showing the optometrist’s permanent place of business or post office address and the amount charged.
  2. This section may not be construed as permitting peddling or canvassing by licensed optometrists.

History. (§ 35-3-136 ACLA 1949; am § 19 ch 75 SLA 1980; am § 7 ch 50 SLA 1988)

Article 3. Miscellaneous Provisions.

Sec. 08.72.272. Pharmaceutical agents.

  1. A licensee may prescribe and use a pharmaceutical agent, including a controlled substance, in the practice of optometry if the pharmaceutical agent is used in a manner consistent with standards adopted by the board in regulation. The standards must include limitations on practice adopted under AS 08.72.278 .
  2. [Repealed, § 7 ch 27 SLA 2010.]
  3. [Repealed, § 7 ch 27 SLA 2010.]
  4. In this section, “controlled substance” has the meaning given in AS 11.71.900 .

History. (§ 7 ch 49 SLA 1988; am § 2 ch 58 SLA 1992; am §§ 9, 10 ch 24 SLA 2006; am §§ 3 — 6 ch 66 SLA 2007; am §§ 6, 7 ch 27 SLA 2010; am § 1 ch 35 SLA 2014; am § 4 ch 17 SLA 2017)

Cross references. —

Under § 7(b), ch. 66, SLA 2007, the 2007 changes made to former (a) and to (c) of this section and the 2007 addition of (d) of this section by §§ 3, 5, and 6, ch. 66, SLA 2007, “do not affect the scope of practice allowed under a license endorsement issued under AS 08.72.175(a) before December 6, 2007.”

For a provision authorizing a licensee holding a license issued before June 2, 2010, who has a license endorsement issued under former subsection (c) to obtain a restricted license, authorizing the board to issue restricted licenses to certain optometrists as permitted under former subsection (c) and to continue to renew those licenses, subject to exceptions, see § 8(c) — (e), ch. 27, SLA 2010, in the 2010 Temporary and Special Acts.

Administrative Code. —

For application requirements, see 12 AAC 48, art. 1.

Editor’s notes. —

Section 11, ch. 24, SLA 2006, makes the 2006 amendment of (b) of this section and the enactment of (c) of this section retroactive to July 1, 1992.

Effect of amendments. —

The 2017 amendment, effective October 24, 2017, in (d), substituted “during the preceding licensing period” for “in the four years preceding the application for renewal” following “board evidence that,” deleted the (d)(1) — (3) designations, and deleted (d)(1) and (2) relating to completion of required hours of continuing education on certain topics, and deleted “other” preceding “continuing education requirements” near the end.

Sec. 08.72.273. Removal of foreign bodies.

A licensee may remove superficial foreign bodies from the eye and its appendages. This section is not intended to permit a licensee to perform invasive surgery.

History. (§ 3 ch 58 SLA 1992)

Sec. 08.72.274. Exemption.

Except for AS 08.72.275 , this chapter and regulations adopted under this chapter do not limit the practice of an optician licensed under AS 08.71.

History. (§ 7 ch 49 SLA 1988; am § 7 ch 21 SLA 1991)

Sec. 08.72.275. Lenses and frames for eyeglasses and sunglasses.

  1. A person may not fabricate, distribute, sell, exchange, deliver or possess with intent to distribute, sell, exchange or deliver eyeglasses or sunglasses unless they are fitted with plastic lenses, laminated lenses, heat-treated glass lenses, or glass lenses made impact resistant by other methods.  All plastic and heat-treated glass lenses, before they are mounted in frames, shall be capable of withstanding the impact of a five-eighths inch steel ball dropped on the lens from a height of 50 inches. The impact test shall be conducted at room temperature, with the lens supported by a plastic tube one inch inside diameter, one and one-fourth inch outside diameter, with a one-eighth inch by one-eighth inch neoprene gasket on the top edge.
  2. A person may not fabricate, distribute, sell, exchange, deliver or possess with intent to distribute, sell, exchange or deliver eyeglasses or sunglasses having frames manufactured from cellulose nitrate or other highly flammable materials.
  3. A licensee may sell, exchange, or deliver eyeglasses or sunglasses that do not meet the requirements of (a) of this section if the sale, exchange, or delivery is authorized in a written request signed by the patient.
  4. A person who violates this section is punishable by a fine of not less than $50 nor more than $100.

History. (§ 1 ch 220 SLA 1968; am § 1 ch 48 SLA 1973; am § 20 ch 75 SLA 1980)

Revisor’s notes. —

Subsection (c) was formerly (d), and subsection (d) was formerly (c). Relettered in 1991.

Sec. 08.72.276. Maximum dosage for opioid prescriptions.

  1. A licensee may not issue
    1. an initial prescription for an opioid that exceeds a four-day supply to an adult patient for outpatient use;
    2. a prescription for an opioid that exceeds a four-day supply to a minor; upon issuance of a prescription for an opioid to a minor, the licensee shall discuss with the parent or guardian of the minor why the prescription is necessary and the risks associated with opioid use.
  2. Notwithstanding (a) of this section, a licensee may issue a prescription for an opioid that exceeds a four-day supply to an adult or minor patient if the licensee determines that more than a four-day supply of an opioid is necessary
    1. to treat the patient’s medical condition or for chronic pain management; the licensee may write a prescription for an opioid for the quantity needed to treat the patient’s medical condition or chronic pain; the licensee shall document in the patient’s medical record the condition triggering the prescription of an opioid in a quantity that exceeds a four-day supply and indicate that a nonopioid alternative was not appropriate to address the medical condition; or
    2. for a patient who is unable to access a practitioner within the time necessary for a refill of the four-day supply because of a logistical or travel barrier; the licensee may write a prescription for an opioid for the quantity needed to treat the patient for the time that the patient is unable to access a practitioner; the licensee shall document in the patient’s medical record the reason for the prescription of an opioid in a quantity that exceeds a four-day supply and indicate that a nonopioid alternative was not appropriate to address the medical condition; in this paragraph, “practitioner” has the meaning given in AS 11.71.900 .

History. (§ 28 ch 2 SSSLA 2017)

Cross references. —

For a statement of legislative intent regarding this section, see sec. 1, ch. 2, SSSLA 2017 in the 2017 Temporary and Special Acts.

Effective dates. —

Section 50, ch. 2, SSSLA 2017 makes this section effective October 24, 2017.

Sec. 08.72.278. Limitation on practice.

  1. A licensee may perform the services of optometry as defined in AS 08.72.300 only if the services are within the scope of the licensee’s education, training, and experience as established by regulations adopted by the board.
  2. A licensee may not perform ophthalmic surgery unless the procedure is
    1. within the scope of the licensee’s education and training from an accredited school of optometry; and
    2. authorized by regulations adopted by the board.
  3. In this section, “ophthalmic surgery” means an invasive procedure in which human tissue is cut, ablated, or otherwise penetrated by incision, laser, or other means to treat diseases of the human eye, alter or correct refractive error, or alter or enhance cosmetic appearance; “ophthalmic surgery” does not include the procedure described under AS 08.72.273 .

History. (§ 5 ch 17 SLA 2017)

Effective dates. —

Section 5, ch. 17, SLA 2017, which enacted this section, took effect October 24, 2017.

Sec. 08.72.280. Prohibited acts.

A person may not falsely personate a licensed optometrist, or buy, sell, or fraudulently obtain a license issued to another or advertise the practice of optometry in violation of regulations of the board. Practicing or offering to practice optometry without a license is sufficient evidence of a violation of this chapter.

History. (§ 35-3-144 ACLA 1949; am § 8 ch 50 SLA 1988)

Sec. 08.72.290. Criminal penalty.

A person who violates this chapter is guilty of a misdemeanor and is punishable by a fine of not less than $50 nor more than $500, or by imprisonment for a term of not less than 10 days nor more than 90 days, or by both.

History. (§ 35-3-145 ACLA 1949)

Article 4. General Provisions.

Sec. 08.72.300. Definitions.

In this chapter,

  1. “board” means the Board of Examiners in Optometry;
  2. “department” means the Department of Commerce, Community, and Economic Development;
  3. “opioid” includes the opium and opiate substances and opium and opiate derivatives listed in AS 11.71.140 and 11.71.160 ;
  4. “optometry” means the examination, evaluation, diagnosis, treatment, or performance of preventive procedures related to diseases, disorders, or conditions of the human eyes or adjacent and associated structures, consistent with this chapter and regulations adopted by the board;
  5. “practicing optometry” means the performance of, or offer to perform, optometry for compensation;
  6. “recognized school or college of optometry” means a school or college approved by the American Optometric Association or a committee of the American Optometric Association.

History. (§ 35-3-131 ACLA 1949; am § 2 ch 95 SLA 1966; am § 13 ch 76 SLA 1969; am § 53 ch 218 SLA 1976; am §§ 21, 22 ch 75 SLA 1980; am § 8 ch 49 SLA 1988; am § 6 ch 17 SLA 2017; am § 28 ch 13 SLA 2019)

Revisor's notes. —

Reorganized in 1987 and 2019 to alphabetize the defined terms.

In 1999, “Department of Commerce and Economic Development” was changed to “Department of Community and Economic Development” in this section in accordance with § 88, ch. 58, SLA 1999.

In 2004, “Department of Community and Economic Development” was changed to “Department of Commerce, Community, and Economic Development” in this section, in accordance with § 3, ch. 47, SLA 2004.

Cross references. —

For professional designation requirements for optometrists, see AS 08.02.010 .

Effect of amendments. —

The 2017 amendment, effective October 24, 2017, rewrote (3).

The 2019 amendment, effective October 17, 2019, added (6) [now (3)].

Sec. 08.72.310. Short title.

This chapter may be cited as the Optometry Law.

History. (§ 35-3-150 ACLA 1949)

Chapter 76. Pawnbrokers and Secondhand Dealers.

Collateral references. —

53A Am. Jur. 2d, Money Lenders and Pawnbrokers, §§ 4-7.

47 C.J.S., Interest and Usury, §§ 530-539.

Failure to procure license or permit as affecting validity or enforceability of contract, 29 ALR4th 884.

Article 1. Records of Secondhand Article Transactions.

Sec. 08.76.010. Transactions to be entered in book kept at place of business; electronic records.

  1. A person engaged in the business of buying and selling secondhand articles, except a bank or a person regulated by AS 08.76.100 08.76.590 , shall maintain a book, in permanent form, in which the person shall enter in legible English at the time of each purchase or sale
    1. the date of the transaction;
    2. the name of the person conducting the transaction;
    3. the name, age, and address of the customer;
    4. a description of the property bought, which includes, for any firearm, watch, camera, or optical equipment bought, the name of the maker, the serial, model, or other number, and all letters and marks inscribed;
    5. the price paid;
    6. the signature of the customer.
  2. [Repealed, § 7 ch 49 SLA 2010.]

History. (§ 35-2-201 ACLA 1949; am § 10 ch 75 SLA 2008; am §§ 3, 7 ch 49 SLA 2010)

Editor’s notes. —

Section 44, ch. 75, SLA 2008, explicitly declares § 10, ch. 75, SLA 2008, adding (b) of this section, is subject to severability as authorized by AS 01.10.030 .

Notes to Decisions

Firearms. —

Detailed records concerning the purchase, sale, and pawning of every firearm must be made and kept as a matter of law. Schmit v. Townsend, 576 P.2d 1001 (Alaska 1978).

Stated in

Davenport v. State, 519 P.2d 452 (Alaska 1974).

Sec. 08.76.020. Manner of recording entry.

The entries in the book required by AS 08.76.010 shall appear in chronological order in ink or indelible pencil. Blank lines may not be left between entries. Obliterations, alterations, or erasures may not be made. Corrections shall be made by drawing a line through the entry without destroying its legibility, and the line shall be drawn in ink. The book shall be open to the inspection of a peace officer at reasonable times.

History. (§ 35-2-201 ACLA 1949; am § 11 ch 75 SLA 2008; am § 4 ch 49 SLA 2010)

Editor’s notes. —

Section 44, ch. 75, SLA 2008, explicitly declares § 11, ch. 75, SLA 2008, amending this section, is subject to severability as authorized by AS 01.10.030 .

Sec. 08.76.030. Criminal liability.

A person who violates AS 08.76.010 or 08.76.020 is guilty of a misdemeanor and upon conviction is punishable by a fine of not more than $500, or by imprisonment for not more than six months, or by both.

History. (§ 35-2-202 ACLA 1949)

Sec. 08.76.040. Disposition of unredeemed property. [Repealed, § 7 ch 49 SLA 2010.]

Article 2. Licensing and Regulation of Pawnbrokers.

Sec. 08.76.100. Licensing required.

  1. A person may not engage in business as a pawnbroker without holding a license issued by the department.
  2. A license is not transferable or assignable.

History. (§ 5 ch 49 SLA 2010)

Cross references. —

For transition effective until December 31, 2011, for certain pawnbrokers, see § 3, ch. 25, SLA 2011, in the 2011 Temporary and Special Acts.

Editor’s notes. —

For transitional provision directing that, notwithstanding this section, a person who, on July 1, 2011, holds a municipal license to engage in business as a pawnbroker may temporarily continue to engage in that business without a license issued by the department, see § 9(a) and (c), ch. 49, SLA 2010, in the 2010 Temporary and Special Acts.

Sec. 08.76.110. Requirements for license.

The department may issue a license to a person if the person

  1. has good character;
  2. has the experience to engage in business as a pawnbroker;
  3. is fit to engage in business as a pawnbroker;
  4. submits an application as required by the department under AS 08.01.060 ; and
  5. pays a fee established by the department under AS 08.01.065 .

History. (§ 5 ch 49 SLA 2010)

Editor’s notes. —

For transitional provision directing that, notwithstanding this section, the department shall issue a license under this chapter to a person who, on July 1, 2011, holds a municipal license to engage in business as a pawnbroker under circumstances as prescribed, see § 9(b) and (c), ch. 49, SLA 2010, in the 2010 Temporary and Special Acts.

Sec. 08.76.130. Withdrawal of application.

The department may consider that a person has withdrawn the person’s application for a license if

  1. the application does not contain all of the required information; or
  2. the information required for the application is not submitted to the department within 90 days after the department requests in writing that the person provide the department with the information.

History. (§ 5 ch 49 SLA 2010)

Sec. 08.76.140. Duration and renewal of license.

  1. A license is valid for two years.
  2. A person may renew a license under AS 08.01.100 . The renewal fee must be equal to the fee established under AS 08.76.110 (5).
  3. Notwithstanding AS 08.01.100(b) , if a person fails to renew a license before the expiration date of the license, the person shall pay the department a delayed renewal penalty of $100 in addition to the regular renewal fee.
  4. If a person fails to renew the person’s license, the person may not engage in business as a pawnbroker until the person’s license is renewed or a new license is issued.
  5. The department may refuse to renew a license under this section for reasons that would have prevented the issuance of the license to the person under AS 08.76.110 .

History. (§ 5 ch 49 SLA 2010)

Sec. 08.76.160. Limit on pawn transaction amount.

A licensee may not enter into a pawn transaction that exceeds $750, excluding the finance fee and any fees charged under AS 08.76.220 .

History. (§ 5 ch 49 SLA 2010)

Sec. 08.76.170. Customer and transaction limitations.

  1. A pawnbroker may not knowingly enter into a pawnbroker transaction with a person who is
    1. under 18 years of age;
    2. under the influence of alcohol or a controlled substance when the influence is apparent; or
    3. using the name of another person.
  2. A pawnbroker may not knowingly accept or receive misappropriated property from a person in a pawnbroker transaction.

History. (§ 5 ch 49 SLA 2010)

Effective dates. —

Section 12, ch 49, SLA 2010, which enacted this article, makes this section effective July 1, 2011.

Sec. 08.76.180. Register of pawnbroker transactions.

  1. A pawnbroker shall maintain a register in which the pawnbroker shall enter in legible English at the time of each pawnbroker transaction
    1. the date of the pawnbroker transaction;
    2. the name of the person conducting the pawnbroker transaction;
    3. the name, age, and address of the pledgor or purchaser;
    4. a description of the pledged property or purchased property, including the serial number, model number, or other number on the item of property;
    5. the price paid or amount loaned;
    6. the signature of the pledgor or seller; and
    7. the type of identification used by the pledgor or seller, the name of the government agency that issued the identification, and the number written on the identification.
  2. A register may be contained in a book or in an electronic format, except that, subject to (c) of this section, the register for pawn transactions must be in an electronic format.
  3. If, on July 1, 2011, a pawnbroker is located in a municipality that has a population of 6,000 or fewer individuals, the pawnbroker’s register for pawn transactions may be contained in a book.
  4. A pawnbroker may not falsify or intentionally fail to make an entry of a material matter in a register.
  5. A pawnbroker shall maintain in good condition the record in the register of a completed pawnbroker transaction for one year after the completion of the pawnbroker transaction.

History. (§ 5 ch 49 SLA 2010)

Sec. 08.76.190. Recording requirements.

The records required to be maintained in a register by AS 08.76.180 must appear in chronological order and, if made in a book, in ink or indelible pencil. Blank lines may not be left between entries. A pawnbroker may not change a record in a register by obliteration, alteration, or erasure. A pawnbroker may correct a record in a register by drawing a line through the entry without destroying its legibility.

History. (§ 5 ch 49 SLA 2010)

Sec. 08.76.200. Transaction agreement.

A pawnbroker shall provide to a pledgor or seller a copy of the transaction agreement between the pawnbroker and the pledgor or seller. The agreement must clearly and conspicuously disclose

  1. the name and address of the pawnbroker and the name and mailing address of the pledgor or seller;
  2. the date of the transaction;
  3. a description of the item sold or pledged;
  4. the amount of each fee charged under AS 08.76.210 and 08.76.220 ;
  5. if the transaction is a pawn transaction, the amount financed and the maturity date; and
  6. if the transaction is a purchase by the pawnbroker, the amount of the purchase price.

History. (§ 5 ch 49 SLA 2010)

Sec. 08.76.210. Finance fee.

  1. Except as provided in AS 08.76.280 , for each 30-day period of a pawn transaction, including a grace period, a pawnbroker may charge a pledgor a finance fee of $5 or an amount that equals interest at a rate that does not exceed 20 percent of the amount financed, whichever amount is greater.
  2. A finance fee is considered to be earned on the day that the pawn transaction is entered into and on the first day of each subsequent 30-day period of the pawn transaction.

History. (§ 5 ch 49 SLA 2010)

Sec. 08.76.220. Other charges allowed.

  1. Except as provided in AS 08.76.280 , a pawnbroker may charge a processing fee of not more than $5 for each pawn transaction for preparing and processing the pawn transaction documentation, for providing law enforcement reports, for paying expenses, for providing other services, and for losses.
  2. A pawnbroker may charge a pledgor who places a firearm with the pawnbroker as pledged property
    1. a firearm processing fee of not more than $5; and
    2. a governmental fee.

History. (§ 5 ch 49 SLA 2010)

Sec. 08.76.230. Insurance.

A pawnbroker may not sell to a pledgor or otherwise charge a pledgor for insurance in connection with a pawn transaction, except to cover the shipment of pledged property that is redeemed by mail.

History. (§ 5 ch 49 SLA 2010)

Sec. 08.76.240. Return of pledged property.

A pawnbroker shall return pledged property to a pledgor when the pledgor redeems the pledged property. The pawnbroker shall provide the pledgor with a receipt showing the redemption. The receipt must be on a form approved by the department.

History. (§ 5 ch 49 SLA 2010)

Sec. 08.76.250. Extension of grace period.

A pawnbroker and a pledgor may agree to extend the 30-day grace period allowed under AS 08.76.270(b) , but each extension may not exceed 30 days. An extension must be in writing, and the pawnbroker shall give the pledgor a copy of the extension agreement. The agreement must clearly state the last day of the extension and the finance fee charged for the extension.

History. (§ 5 ch 49 SLA 2010)

Sec. 08.76.260. Retention, storage, and lease.

A pawnbroker shall store pledged property in a secure area and maintain the pledged property in an unaltered condition. A pawnbroker may not lease pledged property.

History. (§ 5 ch 49 SLA 2010)

Sec. 08.76.270. Redemption.

  1. Unless there is a hold order on the pledged property, the pledged property is subject to a claim under AS 08.76.370 or 08.76.380 , or the property is returned to a lessor under AS 08.76.400 , a pledgor may redeem pledged property by paying the amount financed and the finance fee in full before the pawnbroker’s scheduled closing time on the maturity date.
  2. If a pledgor does not pay the amount financed and the finance fee in full before the pawnbroker’s scheduled closing time on the maturity date, the pawnbroker shall hold the pledged property on the pawnbroker’s business premises for a grace period of 30 days plus any extension allowed under AS 08.76.250 . A pledgor may redeem the pledged property during the actual grace period by paying the amount financed and the finance fee, but a pledgor may not redeem pledged property after the pawnbroker’s scheduled closing time on the last day of the actual grace period. In this subsection, “actual grace period” means the grace period plus any extension allowed under AS 08.76.250 .
  3. If there is a hold order on pledged property, the pledgor may redeem the pledged property only when the hold order is released.
  4. If pledged property is subject to a claim under AS 08.76.370 or 08.76.380 , the pledgor may redeem the pledged property only when the pledged property becomes available under AS 08.76.370 or 08.76.380 for redemption.
  5. If a pledgor does not redeem pledged property under (a) — (d) of this section, the title and all interest in the pledged property transfer to the pawnbroker.
  6. The holder of a transaction agreement is presumed to be the person who is entitled to redeem the pledged property that is the subject of the transaction agreement, and a pawnbroker shall deliver the pledged property to the person who presents the transaction agreement and pays the amount financed and the finance fee for the pawn transaction.

History. (§ 5 ch 49 SLA 2010)

Sec. 08.76.280. Military personnel.

A pawnbroker shall waive the unpaid amount financed and the finance fee due on a pawn transaction and hold, except as provided in AS 08.76.320 08.76.380 , the pledged property that is the subject of the pawn transaction on the pawnbroker’s business premises until 60 days after the pledgor, the pledgor’s spouse, or the pledgor’s dependent returns to the United States, if the pawnbroker receives a copy of military orders indicating that

  1. the pledgor, or the pledgor’s spouse or dependent, is enlisted in the military service of a state or the federal government; and
  2. after the pawn transaction was entered into, the person was or is to be deployed abroad for service relating to a military conflict.

History. (§ 5 ch 49 SLA 2010)

Sec. 08.76.290. Business operation method and hours.

A pawnbroker may not engage in the business of being a pawnbroker

  1. by using a method, including a drive-through window, in which a person remains in a motor vehicle while conducting the pawnbroker transaction; or
  2. between the hours of 12 midnight and 6:00 a.m.

History. (§ 5 ch 49 SLA 2010)

Sec. 08.76.300. Waiver prohibited.

A pawnbroker may not require or allow a person to waive a provision of AS 08.76.100 08.76.590 .

History. (§ 5 ch 49 SLA 2010)

Sec. 08.76.310. Employees.

A pawnbroker may not knowingly employ a person to work in a pawnshop if, within five years before the employment begins, the person was convicted of, entered a plea of guilty to, entered a plea of no contest to, or had adjudication withheld for a felony or for a misdemeanor involving dishonesty.

History. (§ 5 ch 49 SLA 2010)

Sec. 08.76.320. Issuance of police hold order.

  1. When a law enforcement officer has probable cause to believe that property in the possession of a pawnbroker at a pawnshop in the law enforcement officer’s jurisdiction has been misappropriated, the law enforcement officer may issue a police hold order that directs the pawnbroker not to release or dispose of the property until the police hold order terminates or a court orders the release or disposal.
  2. Unless a pawnbroker or the pawnbroker’s designee refuses to sign the police hold order, a police hold order begins when the pawnbroker or the pawnbroker’s designee receives the police hold order. If the pawnbroker or the pawnbroker’s designee refuses to sign the police hold order, the police hold order begins when the refusal occurs.

History. (§ 5 ch 49 SLA 2010)

Sec. 08.76.330. Evidentiary hold order.

  1. When property in the possession of the pawnbroker may be needed as evidence in a filed court action involving a criminal charge, a law enforcement agency may issue an evidentiary hold order to a pawnbroker that directs the pawnbroker not to release or dispose of the property until the evidentiary hold order terminates or a court orders the release or disposal.
  2. A pawnbroker who receives an evidentiary hold order under (a) of this section shall hold the property until the attorney general notifies the pawnbroker in writing of the disposition of the filed court action. The attorney general shall notify the pawnbroker within 15 days after the disposition of the filed court action for which the property may be needed as evidence.

History. (§ 5 ch 49 SLA 2010)

Sec. 08.76.340. Contents and form of hold order.

A hold order must be in writing and contain

  1. the name of the pawnbroker;
  2. if a police hold order, the name, title, and identification number of the law enforcement officer issuing the police hold order, and the name and address of the law enforcement agency for which the law enforcement officer is acting;
  3. if an evidentiary hold order, the name and address of the law enforcement agency issuing the evidentiary hold order;
  4. the number, if any, assigned by the law enforcement agency to the case, and, for an evidentiary hold order, the number and caption of the filed court action;
  5. a complete description of the property being held, including the model number and serial number, if any;
  6. if a police hold order, the name of the person, if any, who reported the property as misappropriated;
  7. the mailing address of the pawnshop where the property is being held; and
  8. the expiration date of the hold order.

History. (§ 5 ch 49 SLA 2010)

Sec. 08.76.350. Duration of police hold order.

  1. A police hold order may not exceed 30 days. However, a law enforcement officer may extend the police hold order for two additional successive 30-day periods by giving written notification to the pawnbroker before the expiration of each 30-day period.
  2. A law enforcement agency may not issue a new police hold order for the same property after the second additional 30-day period allowed under this section. However, the termination of the police hold order does not affect an existing evidentiary hold order on the same property or prevent the issuance of an evidentiary hold order for the same property.
  3. A law enforcement agency may release a police hold order before the end of a 30-day period by issuing a written release to the pawnbroker.

History. (§ 5 ch 49 SLA 2010)

Sec. 08.76.360. Noncompliance with hold order.

The department may suspend or revoke a pawnbroker’s license if the pawnbroker knowingly fails to comply with a hold order.

History. (§ 5 ch 49 SLA 2010)

Sec. 08.76.370. Claim notification.

  1. If a person believes that property in the possession of a pawnbroker was misappropriated from the person, and if the person wants to obtain possession of the property from the pawnbroker, the person shall first notify the pawnbroker by certified mail, return receipt requested, of the person’s claim.
  2. A notice under (a) of this section must contain a complete and accurate description of the property and must be accompanied by proof that the claimant owns the property and, if the claimant alleges that the property was stolen, a legible copy of a law enforcement agency’s report indicating that the property was stolen.
  3. Except as provided in AS 08.76.380 , a pawnbroker may not, for 30 days after the pawnbroker receives notice of the claim under this section, dispose of property that is the subject of a claim.

History. (§ 5 ch 49 SLA 2010)

Sec. 08.76.380. Court action on claim.

If a claimant and a pawnbroker do not resolve a claim within 10 days after the pawnbroker’s receipt of a notice of the claim under AS 08.76.370 , the claimant may bring an action in superior court to require the pawnbroker to return the property to the claimant. After a pawnbroker is notified that a court action has been filed, the pawnbroker may not dispose of the property until the court disposes of the court action, disposes of the property, or allows the pawnbroker to dispose of the property.

History. (§ 5 ch 49 SLA 2010)

Sec. 08.76.390. Liability of pledgor.

A pledgor or seller of property to a pawnbroker is liable to the pawnbroker for the full amount that the pledgor or seller received from the pawnbroker, all charges owed by the pledgor for the pawnbroker transaction, and attorney fees and other costs as allowed by the rules of court if, in an action under AS 08.76.380 ,

  1. the superior court determines that the pledgor or seller misappropriated the property from the claimant; and
  2. the superior court orders the pawnbroker to return the property to the claimant.

History. (§ 5 ch 49 SLA 2010)

Sec. 08.76.400. Recovery of leased property.

  1. If property in the possession of a pawnbroker was leased to a pledgor or seller when the pledgor or seller pledged or sold the property to the pawnbroker, but the property did not have a permanent label or other conspicuous mark identifying it as the lessor’s property, the pawnbroker shall return the property to the lessor if the lessor
    1. provides the pawnbroker with evidence that the property was the lessor’s property and was leased to the pledgor or seller at the time the property was pledged or sold to the pawnbroker; and
    2. pays the pawnbroker
      1. the amount financed and the finance fee for the pawn transaction, if the property was pledged to the pawnbroker; or
      2. the amount that the pawnbroker paid the seller if the property was sold to the pawnbroker.
  2. A pawnbroker is not liable to the pledgor or seller of property that is recovered by a lessor under (a) of this section for returning the property to a lessor under (a) of this section.

History. (§ 5 ch 49 SLA 2010)

Sec. 08.76.410. Law enforcement reports.

  1. A pawnbroker shall provide a law enforcement officer with a law enforcement report in paper or in an electronic format on a weekly basis.
  2. A law enforcement report is confidential under AS 40.25.100 40.25.220 , and a law enforcement officer and a law enforcement agency may only use a law enforcement report to investigate a crime involving the property that is the subject of the pawnbroker transactions of the pawnbroker.

History. (§ 5 ch 49 SLA 2010)

Sec. 08.76.420. Contents of law enforcement reports.

  1. A law enforcement report must contain
    1. a complete and accurate description of all property pledged to or purchased by the pawnbroker, including, as applicable, the property’s
      1. brand name, model number, and manufacturer’s serial number; and
      2. type of action and caliber or gauge, if the property is a firearm; and
    2. the number of the pawnbroker transaction document that the pawnbroker used to document the pawnbroker transaction.
  2. Notwithstanding (a) of this section, the description of the items under (a)(1) of this section is adequate if the description gives the quantity of the items and describes the type of the items if the pawnbroker transaction consists solely of multiple items that are of a similar type, do not have serial or model numbers, and do not contain precious metals or gemstones.

History. (§ 5 ch 49 SLA 2010)

Sec. 08.76.430. Inspection by law enforcement entities.

If a law enforcement agency provides the case number assigned to the investigation for which the inspection is being made, a pawnbroker may not refuse to allow the law enforcement agency to inspect during normal business hours the pawnbroker’s register and the purchased property involved in the investigation or the unredeemed pledged property involved in the investigation.

History. (§ 5 ch 49 SLA 2010)

Sec. 08.76.440. Discipline.

  1. The department may, after notice to the licensee and reasonable opportunity to be heard, take the following disciplinary action against a licensee if the licensee or an officer, agent, or employee of the licensee violates AS 08.76.100 08.76.590 :
    1. permanently revoke a license;
    2. suspend a license for a specified period;
    3. censure or reprimand a licensee;
    4. impose limitations or conditions on the licensee;
    5. impose probation requiring a licensee to report regularly to the department on matters related to the grounds for probation;
    6. order the licensee to make restitution.
  2. If the department takes disciplinary action under (a) of this section, the department may not, for one year after the date of the disciplinary action, issue another license to the licensee or a license to
    1. the spouse of the licensee;
    2. a partnership if the licensee is a partner of the partnership;
    3. a corporation if the licensee is an officer of the corporation, including a member of the board of directors of the corporation;
    4. a limited liability company if the licensee is a member or manager of the limited liability company; or
    5. an employee of the licensee.
  3. Before taking disciplinary action under (a) of this section, the department shall allow a licensee 30 days to correct the violation.

History. (§ 5 ch 49 SLA 2010)

Sec. 08.76.450. Civil penalty.

If a licensee, or an officer, agent, or employee of a licensee violates AS 08.76.100 08.76.590 , the licensee is liable to the state for a civil penalty. Notwithstanding AS 08.01.075(a)(8) , the penalty may not be less than $200 or more than $2,000. The amount of the civil penalty must be adjusted to the seriousness of the violation.

History. (§ 5 ch 49 SLA 2010)

Sec. 08.76.460. Municipal regulation.

  1. Subject to (b) of this section, a municipality with the authority under AS 29 to enact ordinances regulating pawnbrokers and pawnbroker transactions may adopt an ordinance regulating pawnbrokers and pawnbroker transactions if, at a minimum, the ordinance complies with AS 08.76.100 08.76.590 .
  2. A municipality may not enact an ordinance that
    1. requires the payment of a fee or tax related to a pawnbroker transaction; or
    2. restricts the hours of operation of a pawnbroker, except that an ordinance may prohibit pawnbrokers from operating as provided under AS 08.76.290 (2).
  3. An ordinance that violates this section is void.

History. (§ 5 ch 49 SLA 2010)

Editor’s notes. —

Sec. 10, ch. 49, SLA 2010, declares that “[a]n ordinance of a municipality that is in effect on July 1, 2011, and that does not comply with AS 08.76.100 08.76.590 . . . is void.” See § 10, ch. 49, SLA 2010, in the 2010 Temporary and Special Acts.

Sec. 08.76.470. Regulations.

  1. The department may adopt regulations to implement AS 08.76.100 08.76.590 .
  2. Before the department adopts a regulation to implement AS 08.76.100 08.76.590 , the department shall, in addition to any other requirements under AS 44.62 (Administrative Procedure Act), notify licensees of the proposed regulation. After the regulation is adopted, the department shall send each licensee a copy of the regulation adopted.

History. (§ 5 ch 49 SLA 2010)

Editor’s notes. —

For authority given to the department to act before July 1, 2011, to adopt regulations to implement AS 08.76.100 08.76.590 , see § 8, ch. 49, SLA 2010, in the 2010 Temporary and Special Acts.

Sec. 08.76.500. Exemptions.

This chapter does not apply to

  1. a financial institution that is subject to the regulation of the department under AS 06, including a commercial bank, savings bank, credit union, premium finance company, small loan company, bank holding company, financial holding company, trust company, savings and loan association, and deferred deposit advance licensee under AS 06.50; or
  2. a financial institution organized under federal law.

History. (§ 5 ch 49 SLA 2010)

Sec. 08.76.590. Definitions.

In AS 08.76.100 08.76.590 ,

  1. “amount financed” means the amount of money, excluding a finance fee, charged by a pawnbroker for a pawn transaction;
  2. “business” includes advertising;
  3. “claim” means a claim under AS 08.76.370 ;
  4. “claimant” means a person who makes a claim;
  5. “department” means the Department of Commerce, Community, and Economic Development;
  6. “evidentiary hold order” means an evidentiary hold order authorized under AS 08.76.330 ;
  7. “finance fee” means all the amounts that a pawnbroker may charge under AS 08.76.210 ;
  8. “governmental fee” means a fee imposed by a governmental agency on a pawnbroker to hold or transfer a firearm or conduct a background check required by the governmental agency;
  9. “grace period” means the 30-day period after a maturity date during which a pawnbroker is required by AS 08.76.270(b) to retain possession of pledged property;
  10. “hold order” means a police hold order or an evidentiary hold order;
  11. “identification” means
    1. a government-issued identification document that contains a photograph; or
    2. an electronic image of a document identified under (A) of this paragraph;
  12. “knowingly” has the meaning given in AS 11.81.900 ;
  13. “law enforcement agency” means
    1. the police department of a municipality where a pawnshop is located;
    2. the Department of Law;
    3. the Department of Public Safety;
  14. “law enforcement officer” means
    1. a police officer of the municipality where a pawnshop is located; or
    2. a state trooper if a pawnshop is located in the unorganized borough or if a pawnshop is located in a municipality that does not provide police protection services;
  15. “law enforcement report” means a report required by AS 08.76.410 ;
  16. “lease” means any form of rental;
  17. “license” means a license to engage in business as a pawnbroker issued under AS 08.76.110 ;
  18. “licensee” means a person who holds a license;
  19. “maturity date” means the date by which a pledgor is required to pay a pawnbroker the amount financed and the finance fee for a pawn transaction, but does not include a grace period;
  20. “misappropriated” means pledged or sold to a pawnbroker
    1. after being stolen; or
    2. while being leased to the pledgor or seller by another person if the property has a permanent label or other conspicuous mark identifying it as another person’s property;
  21. “pawnbroker” means a person who lends money in exchange for a pledge of property;
  22. “pawnbroker transaction” means a pawn transaction or purchase;
  23. “pawn transaction” means a pledge given in exchange for a loan by a pawnbroker;
  24. “personal property” means tangible personal property, but does not include a security, a title to property, a deed, a bill of sale, or printed evidence of indebtedness;
  25. “pledge” means a deposit of property as security for payment of financial obligations to a pawnbroker in a pawn transaction;
  26. “pledged property” means the property that is pledged in a pawn transaction;
  27. “pledgor” means
    1. a person who delivers property to a pawnbroker for a pawn transaction; or
    2. the principal, if the person who delivers property to a pawnbroker for a pawn transaction discloses that the delivery person is acting for a principal;
  28. “police hold order” means a hold order authorized under AS 08.76.320 ;
  29. “property” means personal property;
  30. “purchase” means a purchase of property by a pawnbroker that is not a pawn transaction;
  31. “redeem” means to obtain the return of pledged property under AS 08.76.270 ;
  32. “register” means the register required to be maintained by AS 08.76.180 ;
  33. “registration fee” means a fee for registering a firearm;
  34. “seller” means a person who sells property to a pawnbroker, but does not include a pledgor;
  35. “transaction agreement” means the transaction agreement required by AS 08.76.200 .

History. (§ 5 ch 49 SLA 2010)

Chapter 80. Pharmacists and Pharmacies.

Legislative history reports. —

For governor's transmittal letter for ch. 2, SSSLA 2017 (HB 159), which amended provisions in this chapter relating to opioid prescription and registration with the controlled substance prescription database, see 2017 House Journal 408 — 410.

Opinions of attorney general. —

Pharmacists employed by tribal health programs generally do not need to be licensed in Alaska as long as they are licensed in another state, under the provisions of 25 U.S.C. 450 et seq., known as “Section 221”. This provision expressly overrides state licensing requirements for a pharmacist who qualifies by being licensed in another state. The State Board may require proof of out-of-state licensure and tribal health program employment status, and retains disciplinary authority over tribal health program pharmacists who are licensed in Alaska. Also, federally certified community health aides do not have to obtain pharmacist or pharmacy technician license even if they are performing pharmacy-related functions as long as they are within their scope of practice. 25 U.S.C. § 1616l implicitly preempts state law in that regard. See 2005 Inf. Op. Att’y Gen. (Sept. 8; 663-05-0152). 2012 Op. Alaska Att’y Gen. (April 17).

Collateral references. —

25 Am. Jur. 2d, Drugs and Controlled Substances, §§ 81-93.

28 C.J.S. Supp., Drugs and Narcotics, §§ 71-75, 103-112.

Civil liability of pharmacist or druggists for failure to warn of potential drug interactions in use of prescription drug, 79 ALR5th 409.

Article 1. The Board of Pharmacy.

Administrative Code. —

For board of pharmacy, see 12 AAC 52.

Sec. 08.80.003. Practice of pharmacy as a profession.

The practice of pharmacy is declared to be a professional practice affecting the public health, safety, and welfare and is subject to regulation and control in the public interest. It is further declared to be a matter of public interest that only qualified persons be permitted to engage in the practice of pharmacy, and to ensure the quality of drugs and related devices distributed in the state.

History. (§ 2 ch 45 SLA 1996)

Sec. 08.80.005. Statement of purpose.

It is the purpose of this chapter to promote, preserve, and protect the public health, safety, and welfare by and through the effective control and regulation of the practice of pharmacy.

History. (§ 2 ch 45 SLA 1996)

Administrative Code. —

For licensing, registration, and permit requirements, see 12 AAC 52, art. 1.

For personnel, see 12 AAC 52, art. 2.

For license renewal and continuing education requirements, see 12 AAC 52, art. 3.

For guidelines for pharmacies and pharmacists, see 12 AAC 52, art. 4.

For pharmacy practice standards, see 12 AAC 52, art. 5.

For wholesale drug distributors and facilities, see 12 AAC 52, art. 6.

For institutional pharmacies, see 12 AAC 52, art. 7.

For drug rooms and facilities without a pharmacy, see 12 AAC 52, art. 8.

For disciplinary guidelines, see 12 AAC 52, art. 9.

Sec. 08.80.010. Creation and membership of board; officers.

  1. There is created the Board of Pharmacy, composed of seven members, five of whom shall be pharmacists licensed in the state who have been actively engaged in the practice of pharmacy in the state for a period of three years immediately preceding their appointment.  Two shall be persons with no direct financial interest in the health care industry. Whenever possible, the board shall include at least one member from each judicial district.
  2. An officer elected by the board serves a term of one year and may not serve more than four consecutive full terms in a specific office.

History. (§ 3 ch 194 SLA 1955; am § 25 ch 102 SLA 1976; am § 3 ch 45 SLA 1996)

Notes to Decisions

For constitutionality of ch. 102, SLA 1976, see Plumley v. George E. Hale, M.D., Inc., 594 P.2d 497 (Alaska 1979).

Sec. 08.80.020. Term of office. [Repealed, § 20 ch 80 SLA 1996. For current provisions, see AS 39.05.053.]

Sec. 08.80.030. Powers and duties of the board.

  1. The board is responsible for the control and regulation of the practice of pharmacy.
  2. In order to fulfill its responsibilities, the board has the powers necessary for implementation and enforcement of this chapter, including the power to
    1. elect a president and secretary from its membership and adopt rules for the conduct of its business;
    2. license by examination or by license transfer the applicants who are qualified to engage in the practice of pharmacy;
    3. assist the department in inspections and investigations for violations of this chapter, or of any other state or federal statute relating to the practice of pharmacy;
    4. adopt regulations to carry out the purposes of this chapter;
    5. establish and enforce compliance with professional standards and rules of conduct for pharmacists engaged in the practice of pharmacy;
    6. determine standards for recognition and approval of degree programs of schools and colleges of pharmacy whose graduates shall be eligible for licensure in this state, including the specification and enforcement of requirements for practical training, including internships;
    7. establish for pharmacists and pharmacies minimum specifications for the physical facilities, technical equipment, personnel, and procedures for the storage, compounding, and dispensing of drugs or related devices, and for the monitoring of drug therapy;
    8. enforce the provisions of this chapter relating to the conduct or competence of pharmacists practicing in the state, and the suspension, revocation, or restriction of licenses to engage in the practice of pharmacy;
    9. license and regulate the training, qualifications, and employment of pharmacy interns and pharmacy technicians;
    10. issue licenses to persons engaged in the manufacture and distribution of drugs and related devices;
    11. establish and maintain a controlled substance prescription database as provided in AS 17.30.200 ;
    12. establish standards for the independent administration by a pharmacist of vaccines and related emergency medications under AS 08.80.168 , including the completion of an immunization training program approved by the board;
    13. establish standards for the independent dispensing by a pharmacist of an opioid overdose drug under AS 17.20.085 , including the completion of an opioid overdose training program approved by the board;
    14. require that a licensed pharmacist register with the controlled substance prescription database under AS 17.30.200 (n);
    15. establish the qualifications and duties of the executive administrator and delegate authority to the executive administrator that is necessary to conduct board business;
    16. license and inspect the facilities of wholesale drug distributors, third-party logistics providers, and outsourcing facilities located outside the state under AS 08.80.159 .
  3. The board shall post and maintain a link to the United States Food and Drug Administration’s list of all currently approved interchangeable biological products on the board’s Internet website.
  4. The minimum specifications for facilities, equipment, personnel, and procedures for the compounding, storage, and dispensing of drugs established under (b)(7) of this section must be consistent with the requirements of secs. 201 — 208, P.L. 113-54 (Drug Supply Chain Security Act).

History. (§ 4 ch 194 SLA 1955; am § 1 ch 72 SLA 1969; am § 9 ch 69 SLA 1970; am § 1 ch 206 SLA 1972; am § 1 ch 187 SLA 1976; am §§ 4, 21 ch 166 SLA 1980; am § 2 ch 146 SLA 1986; am § 18 ch 9 SLA 1994; am § 4 ch 45 SLA 1996; am § 1 ch 84 SLA 2008; am § 1 ch 16 SLA 2015; am § 1 ch 2 SLA 2016; am § 12 ch 25 SLA 2016; am § 29 ch 2 SSSLA 2017; am § 1 ch 58 SLA 2018; am § 1 ch 66 SLA 2018; am §§ 2, 3 ch 66 SLA 2018)

Revisor's notes. — Paragraph (b)(14) was enacted as (b)(13); renumbered in 2017.

Subsection (d) was enacted as (c); relettered in 2018.

Administrative Code. —

For licensing, registration, and permit requirements, see 12 AAC 52, art. 1.

For personnel, see 12 AAC 52, art. 2.

For license renewal and continuing education requirements, see 12 AAC 52, art. 3.

For guidelines for pharmacies and pharmacists, see 12 AAC 52, art. 4.

For pharmacy practice standards, see 12 AAC 52, art. 5.

For wholesale drug distributors and facilities, see 12 AAC 52, art. 6.

For institutional pharmacies, see 12 AAC 52, art. 7.

For drug rooms and facilities without a pharmacy, see 12 AAC 52, art. 8.

For disciplinary guidelines, see 12 AAC 52, art. 9.

Effect of amendments. —

The 2015 amendment, effective August 9, 2015, added (b)(12), and made a related change.

The first 2016 amendment, effective March 15, 2016, added (b)(13).

The second 2016 amendment, effective July 17, 2016, added (b)(13) [now (b)(14)].

The 2017 amendment, in (b)(14), deleted "who has a federal drug enforcement administration registration number". Although the 2017 amendment was to have taken effect July 17, 2017, under § 51, ch. 2, SSSLA 2017, the governor did not sign the bill until July 25, 2017, and so under AS 01.10.070(d) the actual effective date of the 2017 amendment was July 26, 2017.

The 2018 amendment, effective July 25, 2018, added (b)(15), and made a related change.

The 2018 amendment, effective July 1, 2019, added (b)(16) and (d), and made a related change.

Editor's notes. —

The delayed repeal of paragraph (b)(13) [now (b)(14)] of this section by sec. 52, ch. 25, SLA 2016, which was to take effect July 1, 2021, was repealed by sec. 47, ch. 2, SSSLA 2017.

Sec. 08.80.040. Duties of the board. [Repealed, § 28 ch 45 SLA 1996.]

Sec. 08.80.045. Nonprescription drugs.

  1. Except as provided in (b) of this section the board may not regulate the sale of patent or nonprescription drugs that are prepackaged for use by the consumer, are in their original, unbroken packaging, and are labeled in accordance with requirements of the federal government.
  2. The board may regulate the sale and distribution of patent or nonprescription drugs under AS 44.62.250 when the regulation is required by an emergency to protect the public health and safety.

History. (§ 7 ch 166 SLA 1980)

Sec. 08.80.050. Applicability of Administrative Procedure Act.

The board shall comply with AS 44.62 (Administrative Procedure Act).

History. (§ 2 (ch 2) ch 143 SLA 1959)

Sec. 08.80.060. Meetings of the board.

The board shall meet at least three times each year at the call of the president for the transaction of business properly before it. The president shall also call the board into session when requested in writing by at least two members. Meetings may be held telephonically.

History. (§ 6 ch 194 SLA 1955; am § 5 ch 45 SLA 1996)

Sec. 08.80.070. Quorum.

Four members constitute a quorum for the transaction of business. However, when the board meets for the purpose of examining applications for licensure, three members of the board constitute a quorum.

History. (§ 6 ch 194 SLA 1955; am § 27 ch 102 SLA 1976; am § 6 ch 45 SLA 1996)

Notes to Decisions

For constitutionality of ch. 102, SLA 1976, see Plumley v. George E. Hale, M.D., Inc., 594 P.2d 497 (Alaska 1979).

Sec. 08.80.080. Expenses of members.

Members of the board are entitled to reimbursement for actual travel expenses incidental to the discharge of their duties and, while in the performance of their duties, are entitled to the per diem expenses allowed by law.

History. (§ 7 ch 194 SLA 1955)

Cross references. —

For per diem and travel expenses, see AS 39.20.180 .

Sec. 08.80.090. Disposition of fees. [Repealed, § 54 ch 37 SLA 1985.]

Sec. 08.80.100. Board secretary as certifying officer. [Repealed, § 3 ch 59 SLA 1966.]

Sec. 08.80.105. Removal of board members.

A member of the board may be removed from office by the governor for cause.

History. (§ 8 ch 166 SLA 1980; am § 5 ch 30 SLA 1992)

Cross references. —

For other grounds for removal, see AS 08.01.020 .

Article 2. Licensing and Registration.

Collateral references. —

25 Am. Jur. 2d, Drugs, Narcotics, and Poisons, §§ 69, 72, 75, 76.

28 C.J.S. Supp., Drugs and Narcotics, §§ 31, 32.

Sec. 08.80.110. Qualifications for licensure by examination.

An applicant for licensure as a pharmacist shall

  1. be fluent in the reading, writing, and speaking of the English language;
  2. furnish the board with at least two affidavits from reputable citizens that the applicant has known for at least one year attesting to the applicant’s good moral character;
  3. be a graduate of a college in a degree program approved by the board;
  4. pass an examination or examinations given by the board or acceptable to the board under the score transfer process administered by the National Association of Boards of Pharmacy;
  5. have completed internship training or another program that has been approved by the board or demonstrated to the board’s satisfaction that the applicant has experience in the practice of pharmacy that meets or exceeds the minimum internship requirements of the board.

History. (§ 8 ch 194 SLA 1955; am § 1 ch 24 SLA 1968; am § 2 ch 72 SLA 1969; am §§ 3, 4 ch 206 SLA 1972; am § 16 ch 127 SLA 1974; am §§ 9, 10 ch 166 SLA 1980; am § 4 ch 50 SLA 1989; am §§ 1, 2 ch 70 SLA 1992; am § 7 ch 45 SLA 1996)

Administrative Code. —

For licensing, registration, and permit requirements, see 12 AAC 52, art. 1.

For personnel, see 12 AAC 52, art. 2.

Notes to Decisions

Cited in

Hicklin v. Orbeck, 565 P.2d 159 (Alaska 1977).

Sec. 08.80.115. Registration of pregraduate and postgraduate intern pharmacist. [Repealed, § 40 ch 177 SLA 1978.]

Sec. 08.80.116. Internship and other training programs.

  1. An applicant for licensure by examination shall obtain practical experience in the practice of pharmacy concurrent with or after college attendance, or both, under terms and conditions the board shall determine.
  2. The board shall establish licensure requirements for interns and standards for internship or other training programs that are necessary to qualify an applicant for the licensure examination and shall also determine the qualifications of preceptors used in practical experience programs.

History. (§ 8 ch 45 SLA 1996)

Administrative Code. —

For licensing, registration, and permit requirements, see 12 AAC 52, art. 1.

For personnel, see 12 AAC 52, art. 2.

Sec. 08.80.117. Malpractice insurance. [Repealed, § 7 ch 94 SLA 1980; § 21 ch 166 SLA 1980.]

Sec. 08.80.120. Grading and content of examination.

The examination or examinations shall be prepared to measure the competence of the applicant to engage in the practice of pharmacy. The board may employ, cooperate, and contract with an organization or consultant in the preparation and grading of an examination, but shall retain sole discretion and responsibility for determining which applicants have successfully passed the examinations.

History. (§ 89 ch 194 SLA 1955; am § 2 ch 24 SLA 1968; am § 6 ch 206 SLA 1972; am § 1 ch 50 SLA 1974; am § 11 ch 23 SLA 1995; am § 9 ch 45 SLA 1996)

Administrative Code. —

For licensing, registration, and permit requirements, see 12 AAC 52, art. 1.

Sec. 08.80.130. Reexamination. [Repealed, § 28 ch 45 SLA 1996.]

Sec. 08.80.140. License by credentials. [Repealed, § 28 ch 45 SLA 1996.]

Sec. 08.80.145. Reciprocity; license transfer.

If another jurisdiction allows licensure in that jurisdiction of a pharmacist licensed in this state under conditions similar to those in this section, the board may license as a pharmacist in this state a person licensed as a pharmacist in the other jurisdiction if the person

  1. submits a written application to the board on a form required by the board;
  2. is at least 18 years of age;
  3. is of good moral character;
  4. possesses at the time of the request for licensure as a pharmacist in this state the qualifications necessary to be eligible for licensure in this state;
  5. has engaged in the practice of pharmacy for at least one year or has met the internship requirements of this state within the one-year period immediately before applying for a license under this section;
  6. presents proof satisfactory to the board that the person is currently licensed as a pharmacist in the other jurisdiction and does not currently have a pharmacist license suspended, revoked, or otherwise restricted except for failure to apply for renewal or failure to obtain the required continuing education credits;
  7. has passed an examination approved by the board that tests the person’s knowledge of Alaska laws relating to pharmacies and pharmacists and the regulations adopted under those laws; and
  8. pays all required fees.

History. (§ 10 ch 45 SLA 1996)

Administrative Code. —

For licensing, registration, and permit requirements, see 12 AAC 52, art. 1.

Sec. 08.80.147. Renewal of licensure.

If a pharmacist fails to apply for renewal of a license within five years from the expiration of the license, the person must pass an examination for license renewal, except that a person who has continually practiced pharmacy in another state under a license issued by the authority of that state may renew an expired license in this state upon fulfillment of the requirements that may be established by the board.

History. (§ 10 ch 45 SLA 1996)

Administrative Code. —

For license renewal and continuing education requirements, see 12 AAC 52, art. 3.

Sec. 08.80.150. Temporary license.

The board shall adopt regulations regarding the issuance of a temporary license to practice pharmacy.

History. (§ 9 ch 194 SLA 1955; am § 9 ch 206 SLA 1972; am § 13 ch 166 SLA 1980; am § 11 ch 45 SLA 1996)

Administrative Code. —

For licensing, registration, and permit requirements, see 12 AAC 52, art. 1.

Sec. 08.80.155. Emergency permit.

The board shall adopt regulations regarding the issuance of an emergency permit to practice pharmacy.

History. (§ 10 ch 206 SLA 1972; am § 14 ch 166 SLA 1980; am § 12 ch 45 SLA 1996)

Administrative Code. —

For licensing, registration, and permit requirements, see 12 AAC 52, art. 1.

Sec. 08.80.157. Licensing of facilities.

  1. A facility engaged in the practice of pharmacy or in the manufacture, production, or wholesale distribution of drugs or devices, and a pharmacy where drugs or devices are dispensed, shall be licensed by the board, and shall renew the license at intervals determined by the board. If operations are conducted at more than one location, each location shall be licensed by the board.
  2. The board may by regulation determine the licensure classifications of facilities and establish minimum standards for the facilities.
  3. The board shall establish by regulation the criteria that a facility must meet to qualify for licensure in each classification. The board may issue licenses with varying restrictions to facilities when the board considers it necessary to protect the public interest.
  4. The board may deny or refuse to renew a license if it determines that the granting or renewing of the license would not be in the public interest.
  5. Licenses issued by the board are not transferable or assignable.
  6. The board shall specify by regulation the minimum standards for responsibility of a facility or pharmacy that has employees or personnel engaged in the practice of pharmacy or engaged in the manufacture, wholesale distribution, production, or use of drugs or devices in the conduct of its business.
  7. A licensed facility shall report to the board
    1. permanent closing;
    2. change of ownership; management, location, or pharmacist-in-charge of a pharmacy;
    3. theft or loss of drugs or devices as defined by regulations of the board;
    4. conviction of an employee of violation of a state or federal drug law;
    5. disasters, accidents, theft, destruction, or loss relating to records required to be maintained by state or federal law;
    6. occurrences of significant adverse drug reactions as defined by regulations of the board;
    7. other matters and occurrences the board may require by regulation.
  8. The board may suspend, revoke, deny, or refuse to renew the license of a facility or pharmacy on the following grounds:
    1. the finding by the board of violations of a federal, state, or local law relating to the practice of pharmacy, drug samples, wholesale or retail drug or device distribution, or distribution of controlled substances;
    2. a felony conviction under federal, state, or local law of an owner of the facility or pharmacy or of an employee of the facility or pharmacy;
    3. the furnishing of false or fraudulent material in an application made in connection with drug or device manufacturing or distribution;
    4. suspension or revocation by federal, state, or local government of a license currently or previously held by the applicant for the manufacture or distribution of drugs or devices, including controlled substances;
    5. obtaining remuneration by fraud, misrepresentation, or deception;
    6. dealing with drugs or devices that are known or should have been known to be stolen drugs or devices;
    7. dispensing or distributing drugs or devices directly to patients by a wholesale drug distributor other than a pharmacy;
    8. violation of this chapter or a regulation adopted under this chapter.
  9. The board’s regulations under (b) — (d) and (f) of this section may not establish more stringent licensing requirements for the facilities governed by  AS 08.80.390 than are set out in  AS 08.80.390 .
  10. This section does not apply to the offices of physicians, osteopaths, podiatrists, physician assistants, advanced nurse practitioners, dentists, veterinarians, dispensing opticians, or optometrists.
  11. This section applies to wholesale drug distributors, third-party logistics providers, and outsourcing facilities located outside the state under  AS 08.80.159 .

History. (§ 15 ch 166 SLA 1980; am § 13 ch 45 SLA 1996; am § 4 ch 66 SLA 2018)

Administrative Code. —

For licensing, registration, and permit requirements, see 12 AAC 52, art. 1.

For personnel, see 12 AAC 52, art. 2.

For license renewal and continuing education requirements, see 12 AAC 52, art. 3.

For guidelines for pharmacies and pharmacists, see 12 AAC 52, art. 4.

For pharmacy practice standards, see 12 AAC 52, art. 5.

For wholesale drug distributors and facilities, see 12 AAC 52, art. 6.

For institutional pharmacies, see 12 AAC 52, art. 7.

For drug rooms and facilities without a pharmacy, see 12 AAC 52, art. 8.

Effect of amendments. —

The 2018 amendment, effective July 1, 2019, added (k).

Sec. 08.80.158. Registration of pharmacies located outside of state.

  1. A pharmacy located outside of the state that regularly ships, mails, or delivers prescription drugs to consumers in the state shall register with the board.
  2. A pharmacy registering with the board under (a) of this section shall furnish to the board annually
    1. the location, names, and titles of all principal corporate officers and of all pharmacists who are dispensing prescription drugs to residents of the state;
    2. a copy of a current valid license, permit, or registration to conduct operations in the jurisdiction in which it is located, and a copy of the most recent report resulting from an inspection of the pharmacy by the regulatory or licensing agency of the jurisdiction in which the pharmacy is located;
    3. a sworn statement indicating that the pharmacy complies with all lawful directions and requests for information from the regulatory or licensing authority of the jurisdiction in which the pharmacy is licensed; and
    4. proof satisfactory to the board that the pharmacy maintains its records of prescription drugs dispensed to persons in the state so that the records are readily retrievable from the records of other prescription drugs dispensed by the pharmacy.
  3. A pharmacy subject to this section shall, during its regular hours of operation, provide a toll-free telephone service to facilitate communication between persons in the state and a pharmacist at the pharmacy who has access to records concerning the dispensing of prescription drugs to persons in the state. The toll-free number and the hours that the service is available shall be disclosed on a label affixed to each container of drugs dispensed to persons in the state. The telephone service shall be available at least 40 hours a week and at least six days a week.
  4. The board may, after a hearing, deny, revoke, or suspend the registration of a pharmacy located outside of the state and subject to this section if the pharmacy fails to comply with the requirements of this section, AS 17.20.080 17.20.135 , or AS 17.30.020 17.30.080 , or if the license, permit, or registration of the pharmacy is denied, revoked, or suspended by the licensing or regulatory agency of the jurisdiction in which the pharmacy is located.
  5. A pharmacy located outside of the state that is subject to this section but is not registered with the board under this section may not ship, mail, or deliver prescription drugs into the state and may not advertise its services in the state.
  6. A pharmacy subject to this section shall appoint a registered agent in the state who is empowered to accept, on behalf of the pharmacy, process, notice, and demand required or permitted by law to be served upon the pharmacy. If the pharmacy fails to appoint an agent under this subsection, if the registered agent cannot with reasonable diligence be found at the registered office, or if the registration of the pharmacy is suspended or revoked, the commissioner of commerce, community, and economic development is an agent upon whom process, notice, or demand may be served. Service is made upon the commissioner in the same manner as provided for corporations under AS 10.06.175(b) , except that for the purposes of AS 10.06.175(b)(2)(A) , the address shall be the last registered address of the pharmacy as shown by the records of the board.
  7. The board shall by regulation define “regularly” for this section.

History. (§ 1 ch 56 SLA 1992)

Revisor’s notes. —

In 1999, “commissioner of commerce and economic development” was changed to “commissioner of community and economic development” in (f) of this section in accordance with § 88, ch. 58, SLA 1999.

In 2004, “commissioner of community and economic development” was changed to “commissioner of commerce, community, and economic development” in (f) of this section, in accordance with § 3, ch. 47, SLA 2004.

Administrative Code. —

For licensing, registration, and permit requirements, see 12 AAC 52, art. 1.

Sec. 08.80.159. Licensing and inspection of facilities outside of state.

  1. Before shipping, mailing, or delivering prescription drugs to a licensee in the state or advertising in the state, a wholesale drug distributor, third-party logistics provider, or an outsourcing facility that is located outside the state shall
    1. obtain a license under AS 08.80.157 ;
    2. appoint an agent on whom process can be served in the state; and
    3. authorize inspection of the facility by a designee of the board under (c) of this section.
  2. In addition to the requirements of (a) of this section, an outsourcing facility shall
    1. register as an outsourcing facility with the United States Food and Drug Administration; and
    2. comply with the requirements of 21 U.S.C. 353b (Drug Quality and Security Act).
  3. Upon application by a wholesale drug distributor, third-party logistics provider, or an outsourcing facility for a license under this section, the board may
    1. require an inspection of the applicant’s facility located outside the state; and
    2. approve a designee to conduct the inspection.
  4. The board shall adopt regulations necessary to implement this section.

History. (§ 5 ch 66 SLA 2018)

Effective dates. —

Section 19, ch. 66, SLA 2018 makes this section effective July 1, 2019.

Sec. 08.80.160. Fees.

The Department of Commerce, Community, and Economic Development shall set fees under AS 08.01.065 for the following:

  1. examination;
  2. reexamination;
  3. investigation for licensing by license transfer;
  4. pharmacist license;
  5. temporary license;
  6. pharmacy technician license;
  7. pharmacy intern license;
  8. emergency permit;
  9. license amendment or replacement;
  10. registration or licensure of a facility classified under AS 08.80.157(b) .

History. (§ 10(a) ch 194 SLA 1955; am § 4 ch 24 SLA 1968; am § 11 ch 206 SLA 1972; am §§ 16, 21 ch 166 SLA 1980; am § 45 ch 37 SLA 1985; am § 2 ch 56 SLA 1992; am § 14 ch 45 SLA 1996)

Revisor’s notes. —

In 1999, “Department of Commerce and Economic Development” was changed to “Department of Community and Economic Development” in this section in accordance with § 88, ch. 58, SLA 1999.

In 2004, “Department of Community and Economic Development” was changed to “Department of Commerce, Community, and Economic Development” in this section, in accordance with § 3, ch. 47, SLA 2004.

Administrative Code. —

For occupational licensing fees, see 12 AAC 2, art. 2.

For licensing, registration, and permit requirements, see 12 AAC 52, art. 1.

Sec. 08.80.165. Continuing education requirements.

The board shall establish requirements for continuing education in pharmacy that must be satisfied before a license issued under this chapter may be renewed.

History. (§ 15 ch 45 SLA 1996)

Administrative Code. —

For license renewal and continuing education requirements, see 12 AAC 52, art. 3.

Sec. 08.80.168. Administration of vaccines and related emergency medications.

  1. A pharmacist may independently administer a vaccine and related emergency medication if the pharmacist has completed an immunization training program approved by the board and otherwise complies with the standards established by the board under  AS 08.80.030(b) .
  2. A pharmacist may independently dispense an opioid overdose drug if the pharmacist has completed an opioid overdose drug training program approved by the board and otherwise complies with the standards established by the board under  AS 08.80.030(b) .
  3. In this section,
    1. “opioid overdose drug” has the meaning given in AS 17.20.085 ;
    2. “related emergency medication” includes an epinephrine injection or other medication for the treatment of a severe allergic reaction to a vaccine.

History. (§ 2 ch 16 SLA 2015; am §§ 2, 3 ch 2 SLA 2016)

Revisor's notes. --

Subsections (b) and (c) were enacted as (c) and (b); relettered in 2018.

Effect of amendments. —

The 2016 amendment, effective March 15, 2016, in (b), added (b)(1), and made a related change; added (c).

Effective dates. —

Section 2, ch. 16, SLA 2015, which enacted this section, took effect on August 9, 2015.

Secs. 08.80.170 — 08.80.210. Fees. [Repealed, § 7 ch 24 SLA 1968.]

Sec. 08.80.220. Prescription department required for issuance of license. [Repealed, § 28 ch 45 SLA 1996.]

Sec. 08.80.230. Sanitary conditions required for issuance of license. [Repealed, § 28 ch 45 SLA 1996.]

Sec. 08.80.240. Form and display of registration certificate and license. [Repealed, § 28 ch 45 SLA 1996.]

Secs. 08.80.250 — 08.80.260. Renewal of lapsed registration; ground for refusing or revoking a license. [Repealed, § 21 ch 166 SLA 1980.]

Sec. 08.80.261. Disciplinary sanctions.

  1. The board may deny a license to an applicant or, after a hearing, impose a disciplinary sanction authorized under AS 08.01.075 on a person licensed under this chapter when the board finds that the applicant or licensee, as applicable,
    1. secured or attempted to secure a license through deceit, fraud, or intentional misrepresentation;
    2. engaged in deceit, fraud, or intentional misrepresentation in the course of providing professional services or engaging in professional activities;
    3. advertised professional services in a false or misleading manner;
    4. has been convicted of a felony or has been convicted of another crime that affects the applicant’s or licensee’s ability to practice competently and safely;
    5. intentionally or negligently engaged in or permitted the performance of patient care by persons under the applicant’s or licensee’s supervision that does not conform to minimum professional standards regardless of whether actual injury to the patient occurred;
    6. failed to comply with this chapter, with a regulation adopted under this chapter, or with an order of the board;
    7. is incapable of engaging in the practice of pharmacy with reasonable skill, competence, and safety for the public because of
      1. professional incompetence;
      2. failure to keep informed of or use current professional theories or practices;
      3. addiction or severe dependency on alcohol or a drug that impairs the applicant’s or licensee’s ability to practice safely;
      4. physical or mental disability; or
      5. other factors determined by the board;
    8. engaged in conduct involving moral turpitude or gross immorality;
    9. made a controlled substance available to a person except upon prescription issued by a person licensed to prescribe controlled substances;
    10. was convicted of selling federal legend drugs without the prescription of a person licensed to prescribe federal legend drugs;
    11. violated state or federal laws or regulations pertaining to drugs or pharmacies;
    12. failed to report relevant information to the board about a pharmacist or pharmacy intern that the applicant or licensee knew or suspected was incapable of engaging in the practice of pharmacy with reasonable skill, competence, and safety to the public;
    13. aided another person to engage in the practice of pharmacy or to use the title of “pharmacist” or “pharmacy intern” without a license; or
    14. engaged in unprofessional conduct, as defined in regulations of the board.
  2. The board may place under seal all drugs that are owned by or in the possession, custody, or control of a licensee at the time a license is suspended or revoked or at the time the board refuses to renew a license. Except for perishable items, the drugs may not be disposed of until the licensee has exhausted administrative and judicial remedies relating to the licensing action. Perishable items may be sold upon order of the court with the proceeds to be deposited with the court. The board shall notify the Department of Health and Social Services about drugs placed under seal under this subsection.

History. (§ 17 ch 166 SLA 1980; am § 9 ch 59 SLA 1982; am §§ 16, 17 ch 45 SLA 1996; am § 1 ch 140 SLA 2003)

Revisor’s notes. —

Enacted as AS 08.80.260. Renumbered in 1980.

Cross references. —

For disciplinary powers of board, see AS 08.01.075 .

Administrative Code. —

For license renewal and continuing education requirements, see 12 AAC 52, art. 3.

For wholesale drug distributors and facilities, see 12 AAC 52, art. 6.

For disciplinary guidelines, see 12 AAC 52, art. 9.

Collateral references. —

Revocation or suspension of license or permit to practice pharmacy or operate drugstore because of improper sale or distribution of narcotic or stimulant drugs, 17 ALR3d 1408.

Revocation or suspension of license for wrongful or excessive prescription of drugs, 22 ALR4th 668.

Sec. 08.80.265. Limits or conditions on license; discipline. [Repealed, § 21 ch 166 SLA 1980.]

Sec. 08.80.266. Disciplinary sanctions. [Repealed, § 49 ch 94 SLA 1987. For current law, see AS 08.01.075.]

Sec. 08.80.270. Executive administrator of the board.

  1. The board shall employ an executive administrator to carry out the duties established under (b) of this section. The executive administrator is the principal executive officer of the board. The executive administrator is in the partially exempt service under AS 39.25.120 and is entitled to receive a monthly salary equal to a step in Range 23 on the salary schedule set out in AS 39.27.011(a) .
  2. The executive administrator shall
    1. perform duties associated with the licensing and regulation of licensees under this chapter as prescribed by the board; and
    2. serve as a liaison to the legislative and executive branches of state government, the media, and other state pharmacy boards.

History. (§ 6 ch 66 SLA 2018)

Effective dates. —

Section 18, ch. 66, SLA 2018 makes this section effective July 25, 2018, in accordance with AS 01.10.070(c) .

Article 3. Duties of Licensed Pharmacists.

Secs. 08.80.270 — 08.80.290. Report of employees and goods sold; affixing labels. [Repealed, § 28 ch 45 SLA 1996.]

Sec. 08.80.294. Information about equivalent generic drugs and interchangeable biological products.

  1. In addition to other information that may be required under state or federal laws or regulations, a pharmacist, when dispensing a brand-name prescription drug order that is
    1. not a biological product, shall include the generic drug name that is an equivalent drug product for the drug dispensed;
    2. a biological product, shall include the dispensed product’s
      1. proprietary name, if available; or
      2. proper name.
  2. The generic drug name or proprietary or proper biological product name required under (a) of this section shall be placed directly on the container’s label near the brand name.
  3. In this section,
    1. “proper name” means a name that reflects scientific characteristics of the product such as chemical structure and pharmacological properties;
    2. “proprietary name” means a name that is trademarked and registered for private use.

History. (§ 1 ch 123 SLA 2004; am §§ 2, 3 ch 58 SLA 2018)

Effect of amendments. —

The 2018 amendment, effective January 1, 2019, in (a), added “not a biological product,” at the beginning of (a)(1), added (a)(2), and made related changes; in (b), inserted “or proprietary or proper biological product name” following “generic drug name”; added (c).

Sec. 08.80.295. Substitution of equivalent drug products or interchangeable biological products.

  1. Unless the prescription indicates that it is to be dispensed only as written, the pharmacist may, with the consent of the patient, substitute an equivalent drug product or interchangeable biological product.
  2. A pharmacist who substitutes an equivalent drug product or interchangeable biological product in compliance with this section and applicable regulations incurs no greater liability in filling the prescription than would be incurred in filling the prescription by dispensing the prescribed name brand product.
  3. Except as provided in (d) of this section, if an interchangeable biological product exists for a biological product prescribed to a patient, the dispensing pharmacist or the pharmacist’s designee shall communicate to the prescribing practitioner information regarding the biological product provided to the patient, including the name and manufacturer of the biological product. The communication must be provided within three business days after dispensing the biological product as follows:
    1. by making an entry that is electronically accessible to the prescribing practitioner through
      1. an interoperable electronic medical records system;
      2. an electronic prescribing technology;
      3. a pharmacy benefit management system; or
      4. a pharmacy record; or
    2. if the pharmacist or the pharmacist’s designee is unable to make an entry through one of the means provided under (1) of this subsection, by facsimile transmission, telephone communication, electronic mail transmission, or transmission by other prevailing means, to the prescribing practitioner.
  4. The dispensing pharmacist or the pharmacist’s designee is not required to communicate information under (c) of this section if the dispensed biological product is a refill of a prescription and is the same as the biological product that was dispensed on the previous filling of the prescription.
  5. Entry into an electronic records system as described under (c)(1) of this section is presumed to provide notice to the prescribing practitioner.
  6. A pharmacist shall maintain a record of a dispensed biological product for a minimum of two years after the date of the dispensing.
  7. In this section, “designee” means an agent or employee of the dispensing pharmacist whom the dispensing pharmacist has authorized to communicate the information required under (c) of this section.

History. (§ 15 ch 206 SLA 1972; am § 2 ch 187 SLA 1976; am § 8 ch 94 SLA 1980; am § 31 ch 6 SLA 1984; am §§ 3, 4, 22 ch 146 SLA 1986; am § 18 ch 45 SLA 1996; am §§ 4, 5 ch 58 SLA 2018)

Administrative Code. —

For pharmacy practice standards, see 12 AAC 52, art. 5.

Effect of amendments. —

The 2018 amendment, effective January 1, 2019, in (a) and (b), inserted “or interchangeable biological product” following “drug product”; added (c) — (g).

Sec. 08.80.297. Prescription prices available to consumer.

  1. A pharmacist shall disclose the price of filling any prescription when requested by the consumer.
  2. No contract or agreement may prohibit a pharmacy, pharmacist, or pharmacy benefits manager from informing a patient of a less costly alternative for a prescription drug or medical device or supply, which may include the amount the patient would pay without the use of a health care plan.
  3. A pharmacist or person acting at the direction of a pharmacist shall notify the patient if a known less costly alternative for a prescription drug or medical device or supply is available, which may include the amount the patient would pay without the use of a health care plan.
  4. In this section,
    1. “health care plan” means a policy, contract, benefit, or agreement that provides, delivers, arranges for, pays for, or reimburses any of the costs of health care services under
      1. a health care insurance plan as defined under AS 21.54.500 ;
      2. a governmental or employee welfare benefit plan under 29 U.S.C. 1001 — 1191 (Employee Retirement Income Security Act of 1974);
      3. a plan offered under AS 39.30.090 or 39.30.091 ;
      4. a federal governmental plan as defined under AS 21.54.500 ;
      5. the Medicaid or Medicare program; or
      6. a self-insured employer benefit plan;
    2. “pharmacy benefits manager” has the meaning given in AS 21.27.955 .

History. (§ 3 ch 187 SLA 1976; am §§ 1, 2 ch 100 SLA 2018)

Cross references. —

For provision providing that the 2018 amendment to subsection (b) “applies to contracts entered into or renewed on or after September 5, 2018”, see sec. 6(b), ch. 100, SLA 2018, in the 2018 Temporary and Special Acts.

Effect of amendments. —

The 2018 amendment, effective September 5, 2018, added (b).

The 2018 amendment, effective July 1, 2019, added (c) and (d).

Sec. 08.80.300 Record of prescriptions. [Repealed, § 28 ch 45 SLA 1996.]

Sec. 08.80.310 Record of sales. [Repealed § 28 ch 45 SLA 1996.]

Sec. 08.80.315. Confidentiality of records.

Information maintained by a pharmacist in the patient’s records or that is communicated to the patient as part of patient counseling is confidential and may be released only to

  1. the patient or as the patient directs;
  2. a practitioner or pharmacist when, in the pharmacist’s professional judgment, release is necessary to protect the patient’s health and well-being; and
  3. other persons or governmental agencies authorized by law to receive confidential information.

History. (§ 19 ch 45 SLA 1996)

Administrative Code. —

For guidelines for pharmacies and pharmacists, see 12 AAC 52, art. 4.

For disciplinary guidelines, see 12 AAC 52, art. 9.

Sec. 08.80.320. Pharmacist required. [Repealed, § 28 ch 45 SLA 1996.]

Sec. 08.80.330. Licensed pharmacist appointed as “pharmacist-in-charge”.

  1. Each pharmacy shall have a pharmacist-in-charge. Whenever an applicable law or regulation requires or prohibits action by a pharmacy, responsibility shall be that of the owner and the pharmacist-in-charge, whether the owner is a sole proprietor, partnership, association, corporation, or otherwise. The pharmacist-in-charge shall ensure compliance with all laws and regulations governing the operation of the pharmacy. A licensed pharmacist appointed as pharmacist-in-charge of a pharmacy shall immediately advise the board of that appointment.
  2. A license may not be issued to a pharmacy unless there is a licensed registered pharmacist-in-charge whose name appears on the face of the license.

History. (§ 11(g) ch 194 SLA 1955; am § 18 ch 206 SLA 1972; am § 20 ch 45 SLA 1996)

Administrative Code. —

For licensing, registration, and permit requirements, see 12 AAC 52, art. 1.

For personnel, see 12 AAC 52, art. 2.

Sec. 08.80.335. Prescription for an opioid; voluntary request for lesser quantity.

  1. A pharmacist filling a prescription for an opioid that is a schedule II or III controlled substance under federal law may, at the request of the individual for whom the prescription is written, dispense the prescribed opioid in a lesser quantity than prescribed.
  2. Nothing in this section shall be construed to prevent substitution of an equivalent drug under AS 08.80.295 .

History. (§ 30 ch 2 SSSLA 2017)

Revisor’s notes. —

Enacted as AS 08.80.345; renumbered in 2017.

Effective dates. —

Section 30, ch. 2, SSSLA 2017, which enacted this section, took effect July 26, 2017.

Secs. 08.80.340 — 08.80.370. Requirements for handling drugs; general prohibitions. [Repealed, § 28 ch 45 SLA 1996.]

Article 4. Unlawful Acts.

Collateral references. —

25 Am. Jur. 2d, Drugs, Narcotics, and Poisons, §§ 69, 76.

28 C.J.S. Supp., Drugs and Narcotics, §§ 42-44.

Sec. 08.80.380. Issuance of shopkeepers permits. [Repealed, § 21 ch 166 SLA 1980. For current law, see AS 08.80.045.]

Sec. 08.80.390. Pharmacists required in hospitals and clinics.

  1. A hospital, clinic, nursing home, infirmary, or related facility that provides outpatient dispensing of drugs for outpatient treatment shall have a licensed pharmacist in charge of the dispensary, except that prescriptions may be compounded and dispensed by or under the supervision of the prescribing physician.
  2. The board shall issue a license to a hospital drug room, nursing home drug room, or related facility that dispenses drugs from bulk supply for inpatient treatment, providing the facility employs a licensed pharmacist on a continual or consultant basis.

History. (§ 12 ch 194 SLA 1955; am § 23 ch 206 SLA 1972; am § 29 ch 13 SLA 2019)

Administrative Code. —

For licensing, registration, and permit requirements, see 12 AAC 52, art. 1.

For institutional pharmacies, see 12 AAC 52, art. 7.

For drug rooms and facilities without a pharmacy, see 12 AAC 52, art. 8.

Effect of amendments. —

The 2019 amendment, effective October 17, 2019, in (a), substituted “provides outpatient dispensing of drugs” for “dispenses drugs”.

Sec. 08.80.400. Other licensees not affected.

This chapter does not affect the practice of medicine by a licensed medical doctor and does not limit a licensed medical doctor, osteopath, podiatrist, physician assistant, advanced practice registered nurse, dentist, veterinarian, dispensing optician, or optometrist in supplying a patient with any medicinal preparation or article within the scope of the person’s license.

History. (§ 12 ch 194 SLA 1955; am § 21 ch 45 SLA 1996; am § 23 ch 33 SLA 2016)

Effect of amendments. —

The 2016 amendment, effective July 7, 2016, substituted “practice registered nurse” for “nurse practitioner” following “advanced”.

Sec. 08.80.410. Use of term “pharmacist” prohibited.

A person may not assume or use the title “pharmacist,” or any variation of the title, or hold out to be a pharmacist, without being licensed.

History. (§ 13(a) ch 194 SLA 1955; am § 22 ch 45 SLA 1996)

Cross references. —

For professional designation requirements for licensed pharmacists, see AS 08.02.010 .

Administrative Code. —

For personnel, see 12 AAC 52, art. 2.

Sec. 08.80.420. Certain advertising prohibited.

  1. A person may not use or exhibit the title “pharmacist,” “assistant pharmacist,” or “druggist,” or the descriptive term “pharmacy,” “drug store,” “drug sundries,” or other similar title or term containing the word “drug,” in any business premises, or in an advertisement through the media of press, or publication, or by radio or television, unless the business has a licensed pharmacist in regular and continuous employment.
  2. [Repealed by § 21 ch 166 SLA 1980.]

History. (§ 13(b) ch 194 SLA 1955; am § 24 ch 206 SLA 1972; am § 21 ch 166 SLA 1980)

Sec. 08.80.430. Use of pharmacy symbols prohibited.

A person may not display in a place of business the characteristic pharmacy symbol of “Rx” in any form unless the business has a pharmacist licensed under this chapter.

History. (§ 13(c) ch 194 SLA 1955; am § 25 ch 206 SLA 1972; am § 23 ch 45 SLA 1996)

Sec. 08.80.440. Denial of examination or license. [Repealed, § 28 ch 45 SLA 1996.]

Sec. 08.80.450. Disciplinary action.

The board may consider a complaint based upon the alleged violation of any provision of this chapter and may, by a majority vote of a quorum, dismiss the complaint, reprimand a licensee, or take other punitive action as the nature of the facts warrant. Orders issued by the board shall be in writing, signed by a majority and filed with the secretary of the board. The accused shall receive an authenticated copy of the order.

History. (§ 17 ch 194 SLA 1955)

Cross references. —

For disciplinary powers of board, see AS 08.01.075 .

Administrative Code. —

For disciplinary guidelines, see 12 AAC 52, art. 9.

Sec. 08.80.460. Penalties.

  1. Except for a violation of AS 08.80.297 , a person who violates a provision of this chapter is guilty of a class B misdemeanor.
  2. A person who violates the provisions of AS 08.80.295 or 08.80.297 may be punished by a civil fine in an amount established by the board in a schedule or schedules establishing the amount of civil fine for a particular violation. The schedule or schedules shall be adopted by the board by regulation. Any civil fine imposed under this section may be appealed in the manner provided for appeals in AS 44.62 (Administrative Procedure Act).

History. (§ 19 ch 194 SLA 1955; am § 26 ch 206 SLA 1972; am § 4 ch 187 SLA 1976; am § 19 ch 166 SLA 1980; am § 3 ch 100 SLA 2018; am § 4 ch 100 SLA 2018)

Revisor's notes. —

Section 2, ch. 45, SLA 1989 conditionally amended (b) of this section effective January 1, 1990, “unless by that date the director of the division of occupational licensing has certified to the revisor of statutes that the Board of Pharmacy has adopted regulations establishing the schedule of civil fines required under AS 08.80.460(b) .” The director did make such certification by that date, so the amendment by § 2, ch. 45, SLA 1989 did not take effect.

Cross references. —

For sentences for misdemeanors, see AS 12.55.035 and 12.55.135 .

Administrative Code. —

For disciplinary guidelines, see 12 AAC 52, art. 9.

Effect of amendments. —

The 2018 amendment, effective September 5, 2018, in (a), added “Except for a violation of AS 08.80.297 ,” at the beginning, and made a related change.

The 2018 amendment, effective July 1, 2019, in the first sentence of (b), added “or 08.80.297 ” following “AS 08.80.295 ” and replaced “is punishable” with “may be punished”.

Article 5. General Provisions.

Sec. 08.80.470. Construction.

Nothing in this chapter amends, modifies, repeals or otherwise changes any provision of AS 11.71, AS 17.20 (Alaska Food, Drug, and Cosmetic Act), or AS 17.30.

History. (§ 20 ch 194 SLA 1974; am § 8 ch 45 SLA 1982)

Sec. 08.80.475. Federal facilities not affected.

This chapter does not apply to the safe storage, preservation, dispensing, or control of drugs in a federally operated hospital or institution.

History. (§ 1 ch 49 SLA 1974)

Sec. 08.80.480. Definitions.

In this chapter, unless the context otherwise requires,

  1. “administer” means the direct application of a drug to the body of a patient or research subject by injection, inhalation, ingestion, or other means;
  2. “biological product” means a product that is applicable to the prevention, treatment, or cure of a disease or condition of human beings, and is a virus, therapeutic serum, toxin, antitoxin, vaccine, blood, blood component or derivative, allergenic product, protein other than a chemically synthesized polypeptide, or analogous product, or arsphenamine or derivative of arsphenamine or any other trivalent organic arsenic compound;
  3. “board” means the Board of Pharmacy;
  4. “compounding” means the preparation, mixing, assembling, packaging, or labeling of a drug or device (A) as the result of a practitioner’s prescription drug order or initiative based on the relationship of the practitioner, patient, and pharmacist in the course of professional practice or (B) for the purpose of, or as an incident to, research, teaching, or chemical analysis and not for sale or dispensing; “compounding” also includes the preparation of drugs or devices in anticipation of prescription drug orders based on routine, regularly observed prescribing patterns;
  5. “controlled substance” has the meaning given in AS 11.71.900 ;
  6. “deliver” or “delivery” means the actual, constructive, or attempted transfer of a drug or device from one person to another, whether or not for consideration;
  7. “device” means an instrument, apparatus, implement, machine, contrivance, implant, or other similar or related article, including a component part or accessory, that is required under federal law to bear the label “Caution: Federal or state law requires dispensing by or on the order of a physician”;
  8. “dispense” or “dispensing” means the preparation and delivery of a drug or device to a patient or patient’s agent under a lawful order of a practitioner in a suitable container appropriately labeled for subsequent administration to, or use by, a patient;
  9. “distribute” means the delivery of a drug or device other than by administering or dispensing;
  10. “drug” means an article recognized as a drug in an official compendium, or supplement to an official compendium; an article intended for use in the diagnosis, cure, mitigation, treatment, or prevention of disease in man or animal; an article other than food, intended to affect the structure or function of the body of man or animal; and an article intended for use as a component of an article specified in this paragraph but does not include devices or their components, parts, or accessories;
  11. “drug regimen review” includes evaluation of the prescription drug order and patient record for
    1. known allergies;
    2. rational therapy-contraindications;
    3. reasonable dose and route of administration;
    4. reasonable directions for use;
    5. duplication of therapy;
    6. drug-drug, drug-food, and drug-disease interactions;
    7. adverse drug reactions; and
    8. proper utilization, including over- or under-utilization, and optimum therapeutic outcomes;
  12. “equivalent drug product” means a drug product that has the same established name, active ingredients, strength or concentration, dosage form, and route of administration and that is formulated to contain the same amount of active ingredients in the same dosage form and to meet the same compendia or other applicable standards for strength, quality, purity, and identity, but that may differ in characteristics such as shape, scoring configuration, packaging, excipients including colors, flavors, preservatives, and expiration time;
  13. “interchangeable biological product” means a biological product that the United States Food and Drug Administration has determined
    1. meets the standards for interchangeability under 42 U.S.C. 262(k)(4); or
    2. is therapeutically equivalent to another biological product under the most recent edition or supplement of the United States Food and Drug Administration’s Approved Drug Products with Therapeutic Equivalence Evaluations;
  14. “intern” means an individual who is
    1. currently licensed by this state to engage in the practice of pharmacy while under the personal supervision of a pharmacist and is satisfactorily progressing toward meeting the requirements for licensure as a pharmacist; or
    2. a graduate from a college of pharmacy who is currently licensed by the board for the purpose of obtaining practical experience as a requirement for licensure as a pharmacist;
  15. “labeling” means the process of preparing and affixing a label to a drug container, exclusive, however, of the labeling by a manufacturer, packer, or distributor of a nonprescription drug or commercially packed legend drug or device;
  16. “legend drug” means a prescription drug;
  17. “manufacturing” means the production, preparation, propagation, conversion, or processing of a drug or device, either directly or indirectly, by extraction from a substance of natural origin or independently by means of chemical or biological synthesis, and includes packaging or repackaging of a substance or labeling or relabeling of its container, and the promotion and marketing of drugs or devices; “manufacturing” also includes the preparation and promotion of commercially available products from bulk compounds for resale by pharmacies, practitioners, or other persons;
  18. “nonprescription drug” means a nonnarcotic medicine or drug that may be sold without a prescription and that is prepackaged for use by the consumer and labeled in accordance with the requirements of the statutes and regulations of the state and the federal government;
  19. “outpatient dispensing” means dispensing drugs for administration outside of the hospital pharmacy’s control;
  20. “outsourcing facility” means a facility at one geographic location or address that is engaged in the compounding of sterile drugs for a facility at another geographic location;
  21. “owner” means the owner of a place of business for wholesaling, retailing, compounding, or dispensing drugs, medicines, or poisons;
  22. “patient counseling” means the communication by the pharmacist of information, as defined in the regulations of the board, to the patient or care giver in order to improve therapy by ensuring proper use of drugs and devices;
  23. “person” has the meaning given in AS 01.10.060 and also includes a governmental agency;
  24. “pharmaceutical care” is the provision of drug therapy and other pharmaceutical patient care services intended to achieve outcomes related to the cure or prevention of a disease, elimination or reduction of a patient’s symptoms, or arresting or slowing of a disease process as defined in regulations of the board;
  25. “pharmacist” means an individual currently licensed by this state to engage in the practice of pharmacy;
  26. “pharmacist-in-charge” means a pharmacist who accepts responsibility for operation of a pharmacy in a manner that complies with laws and regulations applicable to the practice of pharmacy and the distribution of drugs and who is personally in charge of the pharmacy and the pharmacy’s personnel;
  27. “pharmacy” means a place in this state where drugs are dispensed and pharmaceutical care is provided and a place outside of this state that is subject to licensure or registration under AS 08.80.157(b) ;
  28. “pharmacy located outside of the state” means a pharmacy that prepares or mixes prescription drugs outside of the state, regardless of the location at which those drugs may be shipped, mailed, or delivered to the consumer;
  29. “pharmacy technician” means a supportive staff member who works under the immediate supervision of a pharmacist;
  30. “practice of pharmacy” means the interpretation, evaluation, and dispensing of prescription drug orders in the patient’s best interest; participation in drug and device selection, drug administration, drug regimen reviews, and drug or drug-related research; provision of patient counseling and the provision of those acts or services necessary to provide pharmaceutical care; the administration of vaccines and related emergency medication; the independent dispensing of opioid overdose drugs; the responsibility for compounding and labeling of drugs and devices except labeling by a manufacturer, repackager, or distributor of nonprescription drugs and commercially packaged legend drugs and devices; proper and safe storage of drugs and devices; and maintenance of proper records for them;
  31. “practitioner” means an individual currently licensed, registered, or otherwise authorized by the jurisdiction in which the individual practices to prescribe and administer drugs in the course of professional practice;
  32. “preceptor” means an individual who is currently licensed by the board, meets the qualifications as a preceptor under the regulations of the board, and participates in the instructional training of pharmacy interns;
  33. “prescription drug” means a drug that, under federal law, before being dispensed or delivered, is required to be labeled with either of the following statements: (A) “Caution: Federal law prohibits dispensing without prescription”; (B) “Caution: Federal law restricts this drug to use by, or on the order of, a licensed veterinarian”; or a drug that is required by an applicable federal or state law or regulation to be dispensed only under a prescription drug order or is restricted to use by practitioners only;
  34. “prescription drug order” means a lawful order of a practitioner for a drug or device for a specific patient;
  35. “significant adverse drug reaction” means a drug-related incident that may result in serious harm, injury, or death to the patient;
  36. “substitute” means to dispense, without the prescriber’s expressed authorization,
    1. an equivalent drug product in place of the prescribed drug; or
    2. an interchangeable biological product in place of the prescribed biological product;
  37. “third-party logistics provider” means an entity that provides or coordinates warehousing or other logistics services for a product in interstate commerce on behalf of a manufacturer, wholesale distributor, or dispenser of the product, and that does not take ownership of the product or have responsibility to direct the sale or disposition of the product;
  38. “wholesale” means sale by a manufacturer, wholesale dealer, distributor, or jobber to a person who sells, or intends to sell, directly to the user;
  39. “wholesale drug distributor” means anyone engaged in wholesale distribution of drugs, including manufacturers; repackagers; own-label distributors; private label distributors; jobbers; brokers; warehouses, including manufacturers’ and distributors’ warehouses; chain drug warehouses; wholesale drug warehouses; independent wholesale drug traders; and retail pharmacies that conduct wholesale distributions.

History. (§ 2 ch 194 SLA 1955; am §§ 27 — 29 ch 206 SLA 1972; am § 11 ch 53 SLA 1973; am §§ 20, 21 ch 166 SLA 1980; am § 9 ch 45 SLA 1982; am §§ 6, 7, 22 ch 146 SLA 1986; am § 6 ch 50 SLA 1989; am § 3 ch 56 SLA 1992; am § 4 ch 70 SLA 1992; am §§ 24 — 28 ch 45 SLA 1996; am § 3 ch 16 SLA 2015; am § 4 ch 2 SLA 2016; am §§ 6, 7 ch 58 SLA 2018; am § 7 ch 66 SLA 2018; am §§ 30, 103 ch 13 SLA 2019)

Revisor's notes. —

Reorganized in 1992. Reorganized again in 1996 to alphabetize new terms originally enacted as paragraphs (21) — (46) and to reflect the repeal of former paragraphs.

The definitions in this section were renumbered in 1992, 1996, 2018, and 2019 to maintain alphabetical order.

Administrative Code. —

For occupational licensing fees, see 12 AAC 2, art. 2.

For personnel, see 12 AAC 52, art. 2.

For pharmacy practice standards, see 12 AAC 52, art. 5.

For wholesale drug distributors and facilities, see 12 AAC 52, art. 6.

For drug rooms and facilities without a pharmacy, see 12 AAC 52, art. 8.

Effect of amendments. —

The 2015 amendment, effective August 9, 2015, in (27) [now (30)], inserted “the administration of vaccines and related emergency medication;” following “services necessary to provide pharmaceutical care;”, and made a stylistic change.

The 2016 amendment, effective March 15, 2016, in (27) [now (30)], inserted “the independent dispensing of opioid overdose drugs;” following “emergency medication;” and made a stylistic change.

The 2018 amendment, effective January 1, 2019, in (34) [now (37)], substituted “'substitute'” for “'substitution'” in the introductory language, added (34)(B) [now (37)(B)], and made related changes; added (37) [now (2)] and (38) [now (13)].

The 2018 amendment, effective July 1, 2019, added (37) [now (20)] and (38) [now (37)].

The 2019 amendment, effective October 17, 2019, repealed (35), and in (40) [now (39)], deleted “but not limited to” following “including”.

Sec. 08.80.490. Short title.

This chapter may be known as the Pharmacy Act.

History. (§ 1 ch 194 SLA 1955)

Chapter 84. Physical Therapists and Occupational Therapists.

Collateral references. —

61 Am. Jur. 2d, Physicians, Surgeons and Other Healers, § 75.

Article 1. State Physical Therapy and Occupational Therapy Board.

Administrative Code. —

For state physical therapy and occupational therapy board, see 12 AAC 54.

For physical therapy licensure by examination, see 12 AAC 54, art. 1.

Sec. 08.84.010. Creation and membership of board.

  1. There is created the State Physical Therapy and Occupational Therapy Board, which consists of seven members.  The membership consists of one physician licensed to practice medicine in the state, three physical therapists licensed in the state or two physical therapists and a physical therapy assistant licensed in the state, two occupational therapists licensed in the state or an occupational therapist and occupational therapy assistant licensed in the state, and one lay person with no direct financial interest in the health care industry. Members of the board shall be United States citizens domiciled in the state.
  2. The board shall control all matters pertaining to the licensing of physical therapists, physical therapy assistants, occupational therapists, and occupational therapy assistants and the practice of physical therapy and the practice of occupational therapy.  The board shall
    1. pass upon the qualifications of applicants;
    2. provide for the examination of applicants;
    3. issue temporary permits and licenses to persons qualified under this chapter;
    4. suspend, revoke, or refuse to issue or renew a license under AS 08.84.120 ;
    5. keep a current register listing the name, business address, date, and number of the license of each person who is licensed to practice under this chapter;
    6. adopt regulations under AS 44.62 (Administrative Procedure Act) necessary to carry out the purposes of this chapter including regulations establishing qualifications for licensure and renewal of licensure under this chapter.

History. (§ 15 ch 74 SLA 1957; am § 8 ch 49 SLA 1969; am § 1 ch 71 SLA 1974; am § 1 ch 208 SLA 1975; am § 2 ch 43 SLA 1977; am § 1 ch 55 SLA 1980; am § 4 ch 2 FSSLA 1987; am §§ 40, 41 ch 94 SLA 1987; am § 19 ch 6 SLA 1998)

Revisor’s notes. —

Former paragraph (b)(7) was renumbered as (b)(6) in 1998 to reflect the 1998 repeal of former paragraph (b)(6).

Cross references. —

For appointment and terms, see AS 08.01.035 .

Administrative Code. —

For physical therapy licensure by examination, see 12 AAC 54, art. 1.

For physical therapy licensure by credentials, see 12 AAC 54, art. 2.

For physical therapy license renewal and continuing competency requirements, see 12 AAC 54, art. 3.

For physical therapy standards of practice, see 12 AAC 54, art. 4.

For occupational therapy licensure, see 12 AAC 54, art. 5.

For occupational therapy license renewal and continuing competency requirements, see 12 AAC 54, art. 6.

For occupational therapy standards of practice, see 12 AAC 54, art. 7.

Sec. 08.84.020. Applicability of Administrative Procedure Act.

The board shall comply with AS 44.62 (Administrative Procedure Act).

History. (§ 2 (ch 2) ch 143 SLA 1959)

Article 2. Licensing.

Administrative Code. —

For physical therapy licensure by credentials, see 12 AAC 54, art. 2.

For occupational therapy licensure, see 12 AAC 54, art. 5.

Sec. 08.84.030. Qualifications for licensing.

  1. To be eligible for licensure by the board as a physical therapist or physical therapy assistant, an applicant, unless a graduate of a foreign school of physical therapy located outside the United States, shall
    1. have graduated from a school of physical therapy approved by the Council on Medical Education and Hospitals of the American Medical Association, or the American Physical Therapy Association;
    2. pass to the satisfaction of the board an examination prepared by a national testing service approved by the board to determine the applicant’s fitness for practice as a physical therapist or physical therapy assistant, or be entitled to licensure without examination as provided in AS 08.84.060 ;
    3. meet qualifications for licensure established in regulations adopted by the board under AS 08.84.010(b) .
  2. To be eligible for licensure by the board as an occupational therapist or occupational therapy assistant, an applicant, unless a graduate of a foreign school of occupational therapy located outside the United States, shall
    1. have successfully completed a curriculum of occupational therapy approved by the Committee of Allied Health Education and Accreditation of the American Medical Association or the American Occupational Therapy Association;
    2. submit proof of successful completion and supervised field work approved by the board
      1. for an occupational therapist, a minimum of six months of supervised field work;
      2. for an occupational therapy assistant, a minimum of two months of supervised field work;
    3. pass, to the satisfaction of the board, an examination prepared by a national testing service approved by the board or an examination recognized by the American Occupational Therapy Association to determine the applicant’s fitness for practice as an occupational therapist or an occupational therapy assistant, or be entitled to licensure without examination under AS 08.84.060 ; and
    4. meet qualifications for licensure established in regulations adopted by the board under AS 08.84.010(b) .

History. (§ 3 ch 74 SLA 1957; am §§ 1, 8 ch 49 SLA 1969; am §§ 1, 2 ch 26 SLA 1970; am § 25 ch 245 SLA 1970; am § 2 ch 71 SLA 1974; am § 2 ch 208 SLA 1975; am § 2 ch 55 SLA 1980; am § 5 ch 2 FSSLA 1987; am § 7 ch 50 SLA 1989; am § 2 ch 47 SLA 1997)

Administrative Code. —

For physical therapy licensure by examination, see 12 AAC 54, art. 1.

For physical therapy licensure by credentials, see 12 AAC 54, art. 2.

For occupational therapy licensure, see 12 AAC 54, art. 5.

For occupational therapy standards of practice, see 12 AAC 54, art. 7.

Sec. 08.84.032. Foreign-trained applicants.

  1. To be eligible for licensure by the board as a physical therapist or physical therapy assistant, an applicant who is a graduate of a school of physical therapy that is located outside of the United States shall
    1. have completed, to the satisfaction of the board, a resident course of study and professional instruction equivalent to that provided by a school approved by the Council on Medical Education and Hospitals of the American Medical Association or the American Physical Therapy Association, and furnish documentary evidence of compliance with this paragraph, translated, if necessary, into the English language by a person verifying the accuracy of the translations;
    2. have completed, to the satisfaction of the board, an internship under the continuous direction and immediate supervision of a physical therapist in an institution that ordinarily provides physical therapy and is approved by the board, for that period of time specified by the board, and furnish documentary evidence of compliance with this paragraph;
    3. pass an examination recognized by the board that measures the competence of the applicant in the English language;
    4. have met applicable requirements under the federal Immigration and Nationality Act (8 U.S.C. 1101 et seq.), unless a United States citizen;
    5. pass the examination administered by the board under AS 08.84.030(a)(2) ; and
    6. pay the fee required under AS 08.84.050 .
  2. To be eligible for licensure by the board as an occupational therapist or occupational therapy assistant, an applicant who is a graduate of a school of occupational therapy that is located outside of the United States shall
    1. have completed, to the satisfaction of the board, a resident course of study and professional instruction equivalent to that provided by a curriculum approved by the Committee of Allied Health Education and Accreditation of the American Medical Association or the American Occupational Therapy Association, and have furnished documentary evidence of compliance with this paragraph, translated, if necessary, into the English language by a person verifying the accuracy of the translations;
    2. have completed, to the satisfaction of the board, supervised field work equivalent to that required under AS 08.84.030 (b);
    3. pass an examination recognized by the board that measures the competence of the applicant in the English language;
    4. have met applicable requirements under 8 U.S.C. 1101 — 1503 (Immigration and Nationality Act) unless a United States citizen;
    5. pass an examination administered or approved by the board under AS 08.84.030 ; and
    6. pay the fee required under AS 08.84.050 .

History. (§ 3 ch 55 SLA 1980; am § 46 ch 37 SLA 1985; am § 6 ch 2 FSSLA 1987; am § 3 ch 47 SLA 1997)

Revisor's notes. —

A reference to AS 08.84.030 (a)(2) was substituted for a reference to AS 08.84.030 (3) in (a)(5) of this section in 1990 to correct manifest errors of omission in ch. 2, FSSLA 1987 and ch. 50, SLA 1989.

Administrative Code. —

For physical therapy licensure by examination, see 12 AAC 54, art. 1.

For physical therapy licensure by credentials, see 12 AAC 54, art. 2.

For occupational therapy licensure, see 12 AAC 54, art. 5.

Editor's notes. --

In 1994, the American Medical Association replaced the “Committee of Allied Health Education and Accreditation of the American Medical Association” with the “Commission on Accreditation of Allied Health Education Programs”.

Sec. 08.84.035. Malpractice insurance. [Repealed, § 40 ch 177 SLA 1978.]

Sec. 08.84.040. Application for license.

To be licensed under this chapter to practice physical therapy or occupational therapy, an applicant shall apply to the board on a form prescribed by the board. An applicant shall include in the application evidence under oath that the applicant possesses the qualifications required by AS 08.84.030 or 08.84.032 .

History. (§ 4 ch 74 SLA 1957; am § 3 ch 71 SLA 1974; am § 4 ch 55 SLA 1980; am § 7 ch 2 FSSLA 1987)

Administrative Code. —

For physical therapy licensure by examination, see 12 AAC 54, art. 1.

For physical therapy licensure by credentials, see 12 AAC 54, art. 2.

Sec. 08.84.050. Fees.

The Department of Commerce, Community, and Economic Development shall set fees under AS 08.01.065 for the following:

  1. application;
  2. license by examination;
  3. license by acceptance of credentials;
  4. renewal;
  5. temporary permit;
  6. limited permit.

History. (§ 4 ch 74 SLA 1957; am § 2 ch 49 SLA 1969; am § 3 ch 26 SLA 1970; am § 5 ch 55 SLA 1980; am § 47 ch 37 SLA 1985; am § 8 ch 2 FSSLA 1987)

Revisor’s notes. —

In 1999, “Department of Commerce and Economic Development” was changed to “Department of Community and Economic Development” in this section in accordance with § 88, ch. 58, SLA 1999.

In 2004, “Department of Community and Economic Development” was changed to “Department of Commerce, Community, and Economic Development” in this section, in accordance with § 3, ch. 47, SLA 2004.

Administrative Code. —

For occupational licensing fees, see 12 AAC 2, art. 2.

Sec. 08.84.060. Licensure by acceptance of credentials.

The board may license without examination an applicant who is a physical therapist, physical therapy assistant, occupational therapist, or occupational therapy assistant licensed under the laws of another state, if the requirements for licensure in that state, were, at the date of the applicant’s licensure, substantially equal to the requirements in this state.

History. (§ 6 ch 74 SLA 1957; am § 4 ch 26 SLA 1970; am § 4 ch 71 SLA 1974; am § 6 ch 55 SLA 1980; am § 9 ch 2 FSSLA 1987)

Administrative Code. —

For physical therapy licensure by credentials, see 12 AAC 54, art. 2.

For occupational therapy licensure, see 12 AAC 54, art. 5.

Sec. 08.84.065. Temporary permit.

  1. The board may issue a nonrenewable temporary permit to an applicant for licensure by acceptance of credentials or by examination who
    1. meets the requirements of
      1. AS 08.84.030(a)(1) or (b)(1); or
      2. AS 08.84.032(a)(2) and (4) or (b)(2) and (4); and
    2. pays the required fee.
  2. A temporary permit issued to an applicant for licensure by acceptance of credentials is valid for eight months or until the board considers the applicant’s application for acceptance of credentials, whichever occurs first.
  3. A temporary permit issued to an applicant for licensure as a physical therapist or physical therapy assistant by examination is valid for eight months or until the results of the first examination for which the applicant is scheduled are published, whichever occurs first.  If the applicant fails to take the first examination for which the applicant is scheduled the applicant’s temporary permit lapses on the day of the examination.
  4. A temporary permit issued to an applicant who is a graduate of a foreign school of physical therapy or occupational therapy located outside the United States is valid until the results of the first examination for which the applicant is scheduled are published following completion of the internship required under AS 08.84.032 .
  5. A temporary permit issued to an applicant for licensure as an occupational therapist or occupational therapy assistant by examination is valid for eight months or until the results of the examination for which the applicant is scheduled are published, whichever occurs first. If the applicant fails to take an examination for which the applicant is scheduled the applicant’s temporary permit lapses on the day of the examination.

History. (§ 5 ch 26 SLA 1970; am § 5 ch 71 SLA 1974; am § 3 ch 208 SLA 1975; am § 7 ch 55 SLA 1980; am §§ 10 — 12 ch 2 FSSLA 1987; am § 9 ch 21 SLA 1991; am § 4 ch 47 SLA 1997)

Cross references. —

For temporary courtesy licenses, see AS 08.01.062 .

Administrative Code. —

For physical therapy licensure by examination, see 12 AAC 54, art. 1.

For occupational therapy licensure, see 12 AAC 54, art. 5.

For occupational therapy standards of practice, see 12 AAC 54, art. 7.

Sec. 08.84.070. Registration fee. [Repealed, § 8 ch 49 SLA 1969.]

Sec. 08.84.075. Limited permit.

  1. The board may issue a limited permit to a person to practice occupational therapy in the state as a visiting, nonresident occupational therapist or occupational therapy assistant, if the person
    1. applies on the form provided by the board;
    2. has not previously been denied occupational therapy licensure in the state;
    3. is licensed to practice occupational therapy in another state or satisfies the requirements for certification by the American Occupational Therapy Association;
    4. provides proof satisfactory to the board that the person will not practice in the state for more than 120 days in the calendar year for which the permit is issued; and
    5. pays the fee required under AS 08.84.050 .
  2. The board may issue a limited permit to a person to practice physical therapy in the state as a visiting, nonresident physical therapist or physical therapy assistant, if the person
    1. applies on the form provided by the board;
    2. has not previously been denied physical therapy licensure in the state;
    3. is licensed to practice physical therapy in another state;
    4. provides proof satisfactory to the board that the person will not practice in the state for more than 120 days in the calendar year for which the permit is issued; and
    5. pays the fee required under AS 08.84.050 .
  3. A limited permit is valid for a period not exceeding 120 days in a calendar year.
  4. A person may not receive more than three limited permits to practice occupational therapy or physical therapy during the person’s lifetime.

History. (§ 13 ch 2 FSSLA 1987)

Sec. 08.84.080. Examinations.

The board shall examine applicants for licensure under this chapter at the times and places it determines.

History. (§ 7 ch 74 SLA 1957; am § 3 ch 49 SLA 1969; am § 6 ch 26 SLA 1970; am § 6 ch 71 SLA 1974; am § 8 ch 55 SLA 1980; am § 14 ch 2 FSSLA 1987)

Administrative Code. —

For physical therapy licensure by examination, see 12 AAC 54, art. 1.

Sec. 08.84.090. Licensure.

The board shall license an applicant who meets the qualifications for licensure under this chapter. It shall issue a license certificate to each person licensed. A license certificate is prima facie evidence of the right of the person to hold out as a licensed physical therapist, licensed physical therapy assistant, licensed occupational therapist, or licensed occupational therapy assistant.

History. (§ 8 ch 74 SLA 1957; am § 7 ch 71 SLA 1974; am § 9 ch 55 SLA 1980; am § 15 ch 2 FSSLA 1987)

Revisor’s notes. —

The word “licensed” was inserted ahead of “occupational therapist” and “occupational therapy assistant” in 1991 to correct a manifest error in § 15, ch. 2, FSSLA 1987.

Cross references. —

For professional designation requirements for physical therapists and occupational therapists licensed under this chapter, see AS 08.02.010 .

Sec. 08.84.100. Renewal of license.

  1. [Repealed, § 49 ch 94 SLA 1987.]
  2. If a license remains lapsed for more than three years, the board may require the applicant to submit proof, satisfactory to the board, of continued competency.
  3. A license may not be renewed unless the applicant submits proof of continued competence to practice physical therapy or occupational therapy in a manner established by the board in regulations adopted under AS 08.84.010(b) .

History. (§ 9 ch 74 SLA 1957; am § 4 ch 49 SLA 1969; am § 8 ch 71 SLA 1974; am § 4 ch 208 SLA 1975; am § 54 ch 218 SLA 1976; am § 10 ch 55 SLA 1980; am § 48 ch 37 SLA 1985; am § 16 ch 2 FSSLA 1987; am §§ 42, 49 ch 94 SLA 1987; am § 3 ch 40 SLA 1989)

Cross references. —

For license duration and further provisions relating to renewal, see AS 08.01.100 .

Administrative Code. —

For physical therapy license renewal and continuing competency requirements, see 12 AAC 54, art. 3.

For occupational therapy license renewal and continuing competency requirements, see 12 AAC 54, art. 6.

Sec. 08.84.110. Renewal fee. [Repealed, § 8 ch 49 SLA 1969.]

Sec. 08.84.120. Refusal, revocation, and suspension of license.

  1. The board may refuse to license an applicant, may refuse to renew the license of a person, and may suspend or revoke the license of a person who
    1. has obtained or attempted to obtain a license by fraud or material misrepresentation;
    2. uses drugs or alcohol in a manner that affects the person’s ability to practice physical therapy or occupational therapy competently and safely;
    3. has been convicted of a state or federal felony or other crime that affects the person’s ability to practice competently and safely;
    4. is guilty, in the judgment of the board, of gross negligence or malpractice or has engaged in conduct contrary to the recognized standards of ethics of the physical therapy profession or the occupational therapy profession;
    5. has continued to practice physical therapy or occupational therapy after becoming unfit due to physical or mental disability;
    6. has failed to refer a patient to another qualified professional when the patient’s condition is beyond the training or ability of the person;
    7. as a physical therapy assistant, has attempted to practice physical therapy that has not been initiated, supervised, and terminated by a licensed physical therapist; or
    8. as an occupational therapy assistant, has attempted to practice occupational therapy that has not been supervised by a licensed occupational therapist.
  2. The refusal or suspension of a license may be modified or rescinded if the person has been rehabilitated to the satisfaction of the board.
  3. The board may not impose disciplinary sanctions on a licensee for the evaluation, diagnosis, or treatment of a person through audio, video, or data communications when physically separated from the person if the licensee
    1. or another licensed health care provider is available to provide follow-up care;
    2. requests that the person consent to sending a copy of all records of the encounter to a primary care provider if the licensee is not the person’s primary care provider and, if the person consents, the licensee sends the records to the person’s primary care provider; and
    3. meets the requirements established by the board in regulation.
  4. The board shall adopt regulations restricting the evaluation, diagnosis, supervision, and treatment of a person as authorized under (c) of this section by establishing standards of care, including standards for training, confidentiality, supervision, practice, and related issues.

History. (§ 10 ch 74 SLA 1957; am § 5 ch 49 SLA 1969; am § 9 ch 71 SLA 1974; am § 11 ch 55 SLA 1980; am § 2 ch 46 SLA 1986; am § 17 ch 2 FSSLA 1987; am § 13 ch 25 SLA 2016)

Revisor’s notes. —

In 2001, in (a)(3) of this section, “affects” was substituted for “effects” to correct a manifest error in ch. 46, SLA 1986.

Administrative Code. —

For occupational therapy licensure, see 12 AAC 54, art. 5.

Effect of amendments. —

The 2016 amendment, effective September 19, 2016, added (c) and (d).

Notes to Decisions

Cited in

Leege v. Martin, 379 P.2d 447 (Alaska 1963).

Article 3. Unlawful Acts.

Administrative Code. —

For physical therapy license renewal and continuing competency requirements, see 12 AAC 54 art. 3.

For physical therapy standards of practice, see 12 AAC 54, art. 4.

For occupational therapy standards of practice, see 12 AAC 54, art. 7.

Sec. 08.84.130. False claim of license prohibited.

  1. A person not licensed as a physical therapist, or whose license is suspended or revoked, or whose license is lapsed, who uses in connection with the person’s name the words or letters “L.P.T.”, “Licensed Physical Therapist,” or other letters, words, or insignia indicating or implying that the person is a licensed physical therapist, or who in any way, orally, or in writing, directly or by implication, holds out as a licensed physical therapist is guilty of a class B misdemeanor.
  2. A person not licensed as a physical therapy assistant, or whose license is suspended or revoked, or whose license is lapsed, who in any way, orally, or in writing, directly or by implication, holds out as a licensed physical therapy assistant is guilty of a class B misdemeanor.
  3. A person not licensed as an occupational therapist, or whose license is suspended or revoked, or whose license is lapsed, who uses in connection with the person’s name the words “Licensed Occupational Therapist,” or other letters, words, or insignia indicating or implying that the person is a licensed occupational therapist, or who orally or in writing, directly or by implication, holds out as a licensed occupational therapist is guilty of a class B misdemeanor.
  4. A person not licensed as an occupational therapy assistant, or whose license is suspended or revoked, or whose license is lapsed, who orally or in writing, directly or by implication, holds out as a licensed occupational therapy assistant is guilty of a class B misdemeanor.

History. (§ 11 ch 74 SLA 1957; am § 10 ch 71 SLA 1974; am § 12 ch 55 SLA 1980; am § 3 ch 46 SLA 1986; am § 18 ch 2 FSSLA 1987)

Cross references. —

For sentences for misdemeanors, see AS 12.55.035 and 12.55.135 .

Sec. 08.84.140. Penalty for fraud in obtaining license.

A person who wilfully makes a false oath or affirmation or who obtains or attempts to obtain a license by a fraudulent representation is guilty of a class B misdemeanor.

History. (§ 12 ch 74 SLA 1957; am § 13 ch 55 SLA 1980; am § 4 ch 46 SLA 1986)

Cross references. —

For sentences for misdemeanors, see AS 12.55.035 and 12.55.135 .

Sec. 08.84.150. License required; exceptions.

  1. It is unlawful for a person to practice physical therapy without being licensed under this chapter unless the person is
    1. a student in an accredited physical therapy program;
    2. a graduate of a foreign school of physical therapy fulfilling the internship requirement of AS 08.84.032 , and then only unless under the continuous direction and immediate supervision of a physical therapist; or
    3. issued a limited permit under AS 08.84.075 .
  2. A person may not provide services that the person describes as occupational therapy without being licensed under this chapter unless the person is
    1. a student in an accredited occupational therapy program or in a supervised field work program;
    2. a graduate of a foreign school of occupational therapy fulfilling the internship requirement of AS 08.84.032 , and then only unless under the continuous direction and immediate supervision of an occupational therapist;
    3. an occupational therapist or occupational therapy assistant employed by the United States government while in the discharge of official duties;
    4. granted a limited permit under AS 08.84.075 ;
    5. licensed under this title and uses occupational therapy skills in the practice of the profession for which the license is issued; or
    6. employed as a teacher or teacher’s aide by an educational institution and is required to use occupational therapy skills during the course of employment, if
      1. the occupational therapy skills are used under a program implemented by the employer and developed by a licensed occupational therapist;
      2. the employer maintains direct supervision of the person’s use of occupational therapy skills; and
      3. the person does not represent to
        1. be an occupational therapist or occupational therapy assistant; and
        2. practice occupational therapy.

History. (§ 14 ch 74 SLA 1957; am § 6 ch 49 SLA 1969; am § 14 ch 55 SLA 1980; am §§ 19, 20 ch 2 FSSLA 1987; am § 1 ch 74 SLA 1988; am § 5 ch 47 SLA 1997)

Administrative Code. —

For physical therapy standards of practice, see 12 AAC 54, art. 4.

For occupational therapy standards of practice, see 12 AAC 54, art. 7.

Sec. 08.84.160. Scope of authorized practice.

This chapter does not authorize a person to practice medicine, osteopathy, chiropractic, or other method of healing, but only to practice physical therapy or occupational therapy.

History. (§ 13 ch 74 SLA 1957; am § 7 ch 49 SLA 1969; am § 15 ch 55 SLA 1980; am § 5 ch 46 SLA 1986; am § 21 ch 2 FSSLA 1987)

Sec. 08.84.170. Penalty. [Repealed, § 7 ch 46 SLA 1986.]

Sec. 08.84.180. Investigation.

The board shall request appropriate authorities to conduct investigations of every supposed violation of this chapter coming to its notice and shall report all cases that in the judgment of the board warrant prosecution to the proper law enforcement officials.

History. (§ 17 ch 74 SLA 1957; am § 16 ch 55 SLA 1980)

Cross references. —

For investigative powers of Department of Commerce and Economic Development, see AS 08.01.087 .

Sec. 08.84.185. Limits or conditions on license; discipline. [Repealed, § 49 ch 94 SLA 1987. For current law, see AS 08.01.075.]

Article 4. General Provisions.

Sec. 08.84.190. Definitions.

In this chapter, unless the context otherwise requires,

  1. “board” means the State Physical Therapy and Occupational Therapy Board;
  2. “occupational therapist” means a person who practices occupational therapy;
  3. “occupational therapy” means, for compensation, the use of purposeful activity, evaluation, treatment, and consultation with human beings whose ability to cope with the tasks of daily living are threatened with, or impaired by developmental deficits, learning disabilities, aging, poverty, cultural differences, physical injury or illness, or psychological and social disabilities to maximize independence, prevent disability, and maintain health; “occupational therapy” includes
    1. developing daily living, play, leisure, social, and developmental skills;
    2. facilitating perceptual-motor and sensory intergrative functioning;
    3. enhancing functional performance, prevocational skills, and work capabilities using specifically designed exercises, therapeutic activities and measures, manual intervention, and appliances;
    4. design, fabrication, and application of splints or selective adaptive equipment;
    5. administering and interpreting standardized and nonstandardized assessments, including sensory, manual muscle, and range of motion assessments, necessary for planning effective treatment; and
    6. adapting environments for the disabled;
  4. “occupational therapy assistant” means a person who assists in the practice of occupational therapy under the supervision of an occupational therapist;
  5. “physical therapist” means a person who practices physical therapy;
  6. “physical therapy” means the examination, treatment and instruction of human beings to detect, assess, prevent, correct, alleviate and limit physical disability, bodily malfunction, pain from injury, disease and other bodily or mental conditions and includes the administration, interpretation and evaluation of tests and measurements of bodily functions and structures; the planning, administration, evaluation and modification of treatment and instruction including the use of physical measures, activities and devices for preventive and therapeutic purposes; the provision of consultative, educational and other advisory services for the purpose of reducing the incidence and severity of physical disability, bodily malfunction and pain; “physical therapy” does not include the use of roentgen rays and radioactive materials for diagnosis and therapeutic purposes, the use of electricity for surgical purposes, and the diagnosis of disease;
  7. “physical therapy assistant” means a person who assists in the practice of physical therapy or portions of it as initiated, supervised, and terminated by a licensed physical therapist; a physical therapy assistant’s responsibilities do not include testing or evaluation.

History. (§ 2 ch 74 SLA 1957; am § 11 ch 71 SLA 1974; am § 17 ch 55 SLA 1980; am §§ 23, 24 ch 2 FSSLA 1987; am § 2 ch 74 SLA 1988; am § 4 ch 40 SLA 1989)

Revisor’s notes. —

Reorganized in 1987 to alphabetize the defined terms.

Administrative Code. —

For occupational therapy standards of practice, see 12 AAC 54, art. 7.

Sec. 08.84.200. Short title.

This chapter may be cited as the Physical Therapists and Occupational Therapists Practice Act.

History. (§ 1 ch 74 SLA 1957; am § 25 ch 2 FSSLA 1987)

Chapter 86. Psychologists and Psychological Associates.

Administrative Code. —

For board of psychologist and psychological associate examiners, see 12 AAC 60.

Collateral references. —

61 Am. Jur. 2d, Physicians, Surgeons and Other Healers, § 11.

Article 1. Board of Psychologist and Psychological Associate Examiners.

Sec. 08.86.010. Creation and membership of board.

There is created a Board of Psychologist and Psychological Associate Examiners. It consists of three licensed psychologists, a licensed psychological associate, and one person who has no direct financial interest in the health care industry.

History. (§ 1 ch 136 SLA 1967; am § 1 ch 65 SLA 1973; am § 30 ch 102 SLA 1976; am § 2 ch 58 SLA 1980; am § 2 ch 79 SLA 1987)

Sec. 08.86.020. Appointment and term of office. [Repealed, § 49 ch 94 SLA 1987. For current law, see AS 08.01.035.]

Sec. 08.86.025. Removal of board members. [Repealed, § 49 ch 94 SLA 1987. For current law, see AS 08.01.020.]

Sec. 08.86.030. Board meetings.

The board shall hold at least three meetings annually. The board may hold special meetings at the call of the chairman or of a majority of the board members.

History. (§ 1 ch 136 SLA 1967; am § 5 ch 58 SLA 1980)

Sec. 08.86.040. Assistants.

The board may employ assistants to prepare and grade examinations and to investigate alleged violations of this chapter.

History. (§ 1 ch 136 SLA 1967)

Sec. 08.86.050. Transportation and per diem. [Repealed, § 1 ch 42 SLA 1977.]

Article 2. Administration of Board Affairs.

Sec. 08.86.070. Duties of the board.

The board shall

  1. establish objective examination requirements for persons who apply for a license to practice psychology in the state;
  2. examine, or cause to be examined, eligible license applicants;
  3. approve the issuance of licenses to qualified applicants;
  4. adopt regulations establishing standards for the practice of psychology;
  5. impose disciplinary sanctions as authorized by this chapter;
  6. adopt regulations requiring proof of continued competency for license renewal;
  7. review, when requested by the department, the quality and availability of psychological services in the state;
  8. compile information for submission to the department on the practice of psychology by psychologists and psychological associates in the state.

History. (§ 1 ch 136 SLA 1967; am §§ 2, 3 ch 65 SLA 1973; am § 34 ch 177 SLA 1978; am §§ 6, 7, 24 ch 58 SLA 1980; am § 2 ch 29 SLA 1983; am § 1 ch 63 SLA 1986; am § 19 ch 6 SLA 1998)

Revisor’s notes. —

Former paragraphs (8) and (9) were renumbered as (7) and (8), respectively, in 1998 to reflect the 1998 repeal of former paragraph (7).

Administrative Code. —

For applications, see 12 AAC 60, art. 1.

For experience and education, see 12 AAC 60, art. 2.

For examinations, see 12 AAC 60, art. 3.

For rules of professional conduct, see 12 AAC 60, art. 4.

For reinstatement of professional privileges after discipline, see 12 AAC 60, art. 5.

For continuing education, see 12 AAC 60, art. 6.

Sec. 08.86.075. Power to order examinations.

The board may order a licensed psychologist or licensed psychological associate to submit to a reasonable physical or mental examination if the board has credible evidence sufficient to conclude that the psychologist’s or psychological associate’s physical or mental capacity to practice safely is at issue.

History. (§ 1 ch 51 SLA 1996)

Cross references. —

For suspension of license of person who refuses to submit to examination ordered under this section, see AS 08.86.204(b) .

Sec. 08.86.080. Board regulations.

The board shall adopt regulations to carry out the purposes of this chapter.

History. (§ 1 ch 136 SLA 1967)

Administrative Code. —

For applications, see 12 AAC 60, art. 1.

For experience and education, see 12 AAC 60, art. 2.

For examinations, see 12 AAC 60, art. 3.

For rules of professional conduct, see 12 AAC 60, art. 4.

For reinstatement of professional privileges after discipline, see 12 AAC 60, art. 5.

Notes to Decisions

Cited in

Allred v. State, 554 P.2d 411 (Alaska 1976).

Sec. 08.86.090. Administrative duties of the department.

The department shall furnish administrative services for the board.

History. (§ 1 ch 136 SLA 1967)

Sec. 08.86.100. Applicability of the Administrative Procedure Act.

AS 44.62 (Administrative Procedure Act) applies to regulations and proceedings under this chapter.

History. (§ 1 ch 136 SLA 1967)

Article 3. Licensing of Psychologists.

Administrative Code. —

For experience and education, see 12 AAC 60, art. 2.

For examinations, see 12 AAC 60, art. 3.

Sec. 08.86.120. Entitlement to licensure. [Repealed, § 9 ch 63 SLA 1986.]

Sec. 08.86.125. Malpractice insurance. [Repealed, § 40 ch 177 SLA 1978.]

Sec. 08.86.130. Licensing requirements.

  1. The board shall issue a psychologist license to a person who
    1. holds an earned doctorate degree, from an academic institution whose program of graduate study for a doctorate degree in psychology meets the criteria established by the board by regulation, in
      1. clinical psychology;
      2. counseling psychology; or
      3. education in a field of specialization considered equivalent by the board;
    2. has not engaged in dishonorable conduct related to the practice of counseling or psychometry;
    3. has one year of post doctoral supervised experience approved by the board; and
    4. takes and passes the objective examination developed or approved by the board.
  2. The board may not deny recognition as an accredited or approved academic institution to an educational institution solely because its program has not been accredited by a professional organization of psychologists.

History. (§ 1 ch 136 SLA 1967; am § 8 ch 58 SLA 1980; am § 2 ch 63 SLA 1986; am § 2 ch 51 SLA 1996)

Administrative Code. —

For applications, see 12 AAC 60, art. 1.

For experience and education, see 12 AAC 60, art. 2.

Notes to Decisions

Applied in

Allred v. State, 554 P.2d 411 (Alaska 1976).

Cited in

Handley v. State, 615 P.2d 627 (Alaska 1980); Gilbert v. Sperbeck, 126 P.3d 1057 (Alaska 2005).

Sec. 08.86.135. Temporary license.

The board may issue a temporary license to a person who meets the requirements of AS 08.86.130(a)(1) and (2). A temporary license issued under this section is valid only for the time period identified in the person’s plan for the purpose of obtaining supervised experience to meet the requirements of AS 08.86.130(a)(3) .

History. (§ 1 ch 38 SLA 1970; am § 3 ch 63 SLA 1986; am § 3 ch 51 SLA 1996)

Administrative Code. —

For occupational licensing fees, see 12 AAC 2, art. 2.

For applications, see 12 AAC 60, art. 1.

Sec. 08.86.140. Fees.

  1. The department shall set fees under AS 08.01.065 for the following:
    1. application;
    2. examination;
    3. credential review;
    4. initial license;
    5. license renewal.
  2. [Repealed, § 49 ch 94 SLA 1987.]

History. (§ 1 ch 136 SLA 1967; am § 2 ch 38 SLA 1970; am § 9 ch 58 SLA 1980; am § 49 ch 37 SLA 1985; am § 49 ch 94 SLA 1987)

Cross references. —

For license duration and renewal, see AS 08.01.100 .

Administrative Code. —

For occupational licensing fees, see 12 AAC 2, art. 2.

For applications, see 12 AAC 60, art. 1.

Sec. 08.86.150. License by credentials.

A person who is licensed or certified as a psychologist by a licensing authority other than the state is entitled to be licensed in the state without examination if the person applies on the proper application form, submits proof of continued competence as required by regulation of the board, pays the credential review fee, and the person

  1. holds a doctoral degree with primary emphasis on psychology that satisfies the requirements of AS 08.86.130 and the examination and qualification requirements for the person’s out-of-state license or certificate were essentially similar to or higher than the examination and qualification requirements for licensure under this chapter;
  2. is a diplomate in good standing of the American Board of Professional Psychology; or
  3. is certified or registered with a credentialing organization in psychology approved by the board in regulation and with requirements essentially similar to or higher than the requirements for licensure under this chapter.

History. (§ 1 ch 136 SLA 1967; am § 10 ch 58 SLA 1980; am § 3 ch 29 SLA 1983; am § 4 ch 63 SLA 1986; am § 7 ch 36 SLA 2005)

Cross references. —

For temporary courtesy licenses, see AS 08.01.062 .

Administrative Code. —

For applications, see 12 AAC 60, art. 1.

Notes to Decisions

Quoted in

Martha S. v. State, 268 P.3d 1066 (Alaska 2012).

Article 4. Licensing of Psychological Associates.

Administrative Code. —

For experience and education, see 12 AAC 60, art. 2.

For examinations, see 12 AAC 60, art. 3.

Sec. 08.86.160. Licensing requirements.

  1. The board shall issue a psychological associate license to a person who
    1. holds an earned master’s degree from an academic institution whose program of graduate study for a master’s degree in psychology meets the criteria established by the board by regulation in
      1. clinical psychology;
      2. counseling psychology; or
      3. education in a field of specialization considered equivalent by the board;
    2. has not engaged in dishonorable conduct related to the practice of counseling or psychometry;
    3. has two years of post master’s supervised experience approved by the board; and
    4. takes and passes the objective examination developed or approved by the board for psychological associates.
  2. The board may not deny recognition as an accredited or approved academic institution to an educational institution solely because its program has not been accredited by a professional organization of psychologists.

History. (§ 5 ch 65 SLA 1973; am § 4 ch 51 SLA 1996)

Administrative Code. —

For applications, see 12 AAC 60, art. 1.

For experience and education, see 12 AAC 60, art. 2.

Notes to Decisions

Applied in

Allred v. State, 554 P.2d 411 (Alaska 1976).

Sec. 08.86.162. Qualifications for associates’ examination.

A person is entitled to take a psychological associate examination if the board finds that the person

  1. has not engaged in dishonorable conduct related to the practice of counseling or psychometry;
  2. holds a master’s degree with primary emphasis on psychology from an academic institution whose program of graduate study for a master’s degree in psychology meets the criteria established by the board by regulation, with the equivalent of at least 48 semester credit hours of graduate course work directly related to a specialized area of psychology in which licensure is requested, including a practicum; and
  3. has the recommendation of an immediate supervisor if a licensed psychologist, or two licensed psychologists who hold doctoral degrees.

History. (§ 5 ch 65 SLA 1973; am §§ 11, 12, 21 ch 58 SLA 1980; am § 5 ch 63 SLA 1986; am § 2 ch 21 SLA 1992; am § 11 ch 51 SLA 1996; am § 1 ch 26 SLA 2010)

Revisor’s notes. —

The definition of “supervised experience” in former (3) of this section was enacted as an amendment to AS 08.86.230 (11). Renumbered in 1980.

Administrative Code. —

For applications, see 12 AAC 60, art. 1.

For experience and education, see 12 AAC 60, art. 2.

For examinations, see 12 AAC 60, art. 3.

Notes to Decisions

Applied in

Allred v. State, 554 P.2d 411 (Alaska 1976).

Sec. 08.86.164. Scope of practice by associate.

  1. A psychological associate shall be licensed to provide psychological services within the nature and extent of the psychological associate’s training and experience as defined in regulation.
  2. [Repealed, § 11 ch 51 SLA 1996.]
  3. [Repealed, § 11 ch 51 SLA 1996.]
  4. [Repealed, § 11 ch 51 SLA 1996.]
  5. [Repealed, § 11 ch 51 SLA 1996.]

History. (§ 13 ch 58 SLA 1980; am § 6 ch 63 SLA 1986; am §§ 5, 11 ch 51 SLA 1996)

Administrative Code. —

For rules of professional conduct, see 12 AAC 60, art. 4.

Sec. 08.86.166. Temporary license.

The board may issue a temporary license to a person who meets the requirements of AS 08.86.160(a)(1) , (2), and (4). A temporary license issued under this section is valid only for the time period identified in the person’s plan for the purpose of obtaining supervised experience to meet the requirement of AS 08.86.160(a)(3) .

History. (§ 6 ch 51 SLA 1996)

Administrative Code. —

For applications, see 12 AAC 60, art. 1.

Article 5. Prohibitions and Penalties.

Administrative Code. —

For rules of professional conduct, see 12 AAC 60, art. 4.

Sec. 08.86.170. Use of title.

  1. Unless licensed under this chapter, a person may not use the title “psychologist” or a title, designation, or device indicating or tending to indicate that the person is a psychologist or practices psychology.
  2. Unless licensed under this chapter, a person may not use the title “psychological associate” or a title, designation, or device indicating or tending to indicate that the person is a psychological associate or practices counseling or psychometrics.

History. (§ 1 ch 136 SLA 1967; am § 6 ch 65 SLA 1973)

Cross references. —

For professional designation requirements for psychologists, see AS 08.02.010 .

Notes to Decisions

Applied in

Allred v. State, 554 P.2d 411 (Alaska 1976).

Quoted in

Martha S. v. State, 268 P.3d 1066 (Alaska 2012).

Sec. 08.86.180. Practice of psychology.

  1. Unless licensed under this chapter, a person may not practice psychology or hold out publicly as a psychologist or as practicing psychology. A person holds out as a psychologist by using a title or description of services incorporating the words “psychology,” “psychological,” “psychologist,” “psychometry,” “psychotherapy,” “psychotherapeutic,” “psychotherapist,” “psychoanalysis,” or “psychoanalyst” or when holding out publicly to be trained, experienced, or qualified to render services in the field of psychology.
  2. This section does not apply to
    1. a person employed as a school psychologist, if the school district maintains appropriate supervision of psychological activities and professional conduct, and if the person is performing the psychological activities as part of the duties for which the person was employed, is performing the activities solely within the facilities of the school district in which the person is employed or under the supervision of the school district, and does not render or offer to render psychological services to the public for compensation in addition to the salary the person receives from the school district;
    2. an officer or employee of the United States government practicing psychology while in the discharge of the officer’s or employee’s official duties;
    3. a student, intern, or resident in psychology pursuing a course of study approved by the board as qualifying training and experience for a psychologist, if that person’s activities constitute a part of that person’s supervised course of study and that person is designated by titles such as “psychology intern” or “psychology trainee”;
    4. a qualified member of another profession, in doing work of a psychological nature consistent with that person’s training and consistent with the code of ethics of that person’s profession, if the person does not hold out to the public by a title or description of services incorporating the words “psychology,” “psychological,” “psychologist,” “psychometry,” “psychotherapy,” “psychotherapeutic,” “psychotherapist,” “psychoanalysis,” or “psychoanalyst” or represent to be trained, experienced, or qualified to render services in the field of psychology; or
    5. a physician engaged in the normal practice of medicine for which the physician is licensed under AS 08.64.
  3. Nothing in this chapter authorizes a person licensed as a psychologist to engage in the practice of medicine, as defined by the laws of the state.
  4. Nothing in this section prohibits a licensed clinical social worker, a licensed marital and family therapist, or a licensed professional counselor from holding out to the public by a title or description of services incorporating the words “psychoanalysis,” “psychoanalyst,” “psychotherapy,” “psychotherapist,” or “psychotherapeutic.”

History. (§ 1 ch 136 SLA 1967; am § 10 ch 69 SLA 1970; am §§ 7, 15 ch 65 SLA 1973; am §§ 14, 15 ch 58 SLA 1980; am §§ 4, 5 ch 29 SLA 1983; am § 1 ch 77 SLA 2006; am § 2 ch 26 SLA 2010; am § 5 ch 8 SLA 2011)

Notes to Decisions

Quoted in

Martha S. v. State, 268 P.3d 1066 (Alaska 2012).

Collateral references. —

Validity of legislation regulating, licensing, or prescribing for certification of psychologists, 81 ALR2d 791.

Sec. 08.86.185. Practice of counseling and psychometrics. [Repealed, § 24 ch 58 SLA 1980. For current law, see AS 08.86.180.]

Sec. 08.86.190. Name under which person practices.

  1. A licensed psychologist may practice psychology only under that person’s own name.
  2. A licensed psychological associate may practice counseling or psychometry only under that person’s own name.

History. (§ 1 ch 136 SLA 1967; am § 9 ch 64 SLA 1973)

Notes to Decisions

Applied in

Allred v. State, 554 P.2d 411 (Alaska 1976).

Sec. 08.86.200. Confidentiality of communication.

  1. A psychologist or psychological associate may not reveal to another person a communication made to the psychologist or psychological associate by a client about a matter concerning which the client has employed the psychologist or psychological associate in a professional capacity. This section does not apply to
    1. a case conference with other mental health professionals or with physicians and surgeons;
    2. a case in which the client in writing authorized the psychologist or psychological associate to reveal a communication;
    3. a case where an immediate threat of serious physical harm to an identifiable victim is communicated to a psychologist or psychological associate by a client;
    4. disclosures of confidential communications required under Rule 504, Alaska Rules of Evidence; or
    5. proceedings conducted by the board or the department where the disclosure of confidential communications is necessary to defend against charges that the psychologist or psychological associate has violated provisions of this chapter; information obtained by the board or department under this paragraph is confidential and is not a public record for purposes of AS 40.25.110 40.25.140 .
  2. Notwithstanding (a) of this section, a psychologist or psychological associate shall report to the appropriate authority incidents of child abuse or neglect as required by AS 47.17.020 , incidents of abuse of a vulnerable adult as required by AS 47.24.010 , and incidents of abuse of disabled persons disclosed to the psychologist or psychological associate by a client. In this subsection “disabled person” means a person who has a physical or mental disability or a physical or mental impairment, as defined in AS 18.80.300 .

History. (§ 1 ch 136 SLA 1967; am § 10 ch 65 SLA 1973; am § 7 ch 63 SLA 1986; am §§ 1, 2 ch 102 SLA 1988; am § 1 ch 129 SLA 1994; am § 7 ch 51 SLA 1996)

Revisor’s notes. —

In 2000, “AS 40.25.110 40.25.140 ” was substituted for “AS 09.25.110 — 09.25.140 ” to reflect the 2000 renumbering of AS 09.25.110 — 09.25.140 .

Notes to Decisions

Enactment as “anti-gossip” measure. —

For case discussing enactment of this section as an “anti-gossip” measure rather than as creation of a statutory privilege in criminal cases, see Allred v. State, 554 P.2d 411 (Alaska 1976).

Assertion of insanity defense waives privilege. —

The psychotherapist-patient privilege is waived by the assertion of a defense of insanity as to communications which are relevant to that defense. Post v. State, 580 P.2d 304 (Alaska 1978).

Nontestimonial report given by minister. —

Nontestimonial report of sexual abuse given to authorities by a minister-certified counselor did not amount to a violation of the psychotherapist-patient or communications-with-clergy privileges. Walstad v. State, 818 P.2d 695 (Alaska Ct. App. 1991).

Cited in

Falcon v. Alaska Pub. Offices Comm'n, 570 P.2d 469 (Alaska 1977); Leigh v. Alaska Children's Servs., 467 P.3d 222 (Alaska 2020).

Sec. 08.86.204. Grounds for imposition of disciplinary sanctions.

  1. After a hearing, the board may impose a disciplinary sanction on a person licensed under this chapter when the board finds that the licensee
    1. secured a license through deceit, fraud, or intentional misrepresentation;
    2. engaged in deceit, fraud, or intentional misrepresentation in the course of providing professional services or engaging in professional activities;
    3. advertised professional services in a false or misleading manner;
    4. has been convicted of a felony or other crime that affects the licensee’s ability to continue to practice competently and safely;
    5. intentionally or negligently engaged in or permitted the performance of patient care by persons under the licensee’s supervision that does not conform to minimum professional standards regardless of whether actual injury to the patient occurred;
    6. failed to comply with this chapter, with a regulation adopted under this chapter, or with an order of the board;
    7. continued to practice after becoming unfit due to
      1. professional incompetence;
      2. failure to keep informed of current professional practices;
      3. addiction or severe dependency on alcohol or other drugs which impairs the ability to practice safely;
      4. physical or mental disability or a combination of physical and mental disabilities;
    8. engaged in sexual misconduct with a patient during the course of therapy, either within or outside the treatment setting, or within two years after therapy or counseling with the patient has terminated; in this paragraph, “sexual misconduct” includes sexual contact, as defined in regulations adopted under this chapter, or attempted sexual contact, regardless of the patient’s or former patient’s consent or lack of consent.
  2. The board may summarily suspend the license of a licensee who refuses to submit to a physical or mental examination under AS 08.86.075 . A person whose license is suspended under this subsection is entitled to a hearing conducted by the office of administrative hearings (AS 44.64.010 ) within seven days after the effective date of the order. If, after the hearing, the board upholds the suspension, the licensee may appeal the suspension to a court of competent jurisdiction.
  3. The board may not impose disciplinary sanctions on a licensee for the evaluation, diagnosis, or treatment of a person through audio, video, or data communications when physically separated from the person if
    1. the licensee or another licensed health care provider is available to provide follow-up care;
    2. the licensee requests that the person consent to sending a copy of all records of the encounter to a primary care provider if the licensee is not the person’s primary care provider and, if the person consents, the licensee sends the records to the person’s primary care provider; and
    3. the licensee meets the requirements established by the board in regulation.
  4. The board shall adopt regulations restricting the evaluation, diagnosis, supervision, and treatment of a person as authorized under (c) of this section by establishing standards of care, including standards for training, confidentiality, supervision, practice, and related issues.

History. (§ 16 ch 58 SLA 1980; am §§ 8, 9 ch 51 SLA 1996; am § 20 ch 163 SLA 2004; am § 14 ch 25 SLA 2016)

Cross references. —

For disciplinary powers of board, see AS 08.01.075 .

Effect of amendments. —

The 2016 amendment, effective September 19, 2016, added (c) and (d).

Notes to Decisions

Cited in

Gilbert v. Sperbeck, 126 P.3d 1057 (Alaska 2005).

Sec. 08.86.206. Disciplinary sanctions. [Repealed, § 49 ch 94 SLA 1987. For current law, see AS 08.01.075.]

Sec. 08.86.210. Penalty.

A person who violates this chapter is guilty of a class B misdemeanor.

History. (§ 1 ch 136 SLA 1967; am § 11 ch 65 SLA 1973; am § 17 ch 58 SLA 1980)

Cross references. —

For sentences for misdemeanors, see AS 12.55.035 and 12.55.135 .

Administrative Code. —

For rules of professional conduct, see 12 AAC 60, art. 4.

Notes to Decisions

Cited in

Allred v. State, 554 P.2d 411 (Alaska 1976).

Sec. 08.86.220. Limits or conditions on license; discipline.

  1. Upon a finding that by reason of demonstrated problems of competence, experience, education, or health the authority to practice psychology or as a psychological associate under this chapter should be limited or conditioned or the practitioner disciplined, the board may reprimand, censure, place on probation, restrict practice by time, specialty, procedure or facility, require additional education or training, or revoke or suspend a license.
  2. AS 44.62 (Administrative Procedure Act) applies to any action taken by the board under this section.

History. (§ 32 ch 102 SLA 1976)

Notes to Decisions

For constitutionality of ch. 102, SLA 1976, see Plumley v. George E. Hale, M.D., Inc., 594 P.2d 497 (Alaska 1979).

Article 6. General Provisions.

Sec. 08.86.230. Definitions.

In this chapter,

  1. “board” means the Board of Psychologist and Psychological Associate Examiners;
  2. “department” means the Department of Commerce, Community, and Economic Development;
  3. “psychological associate” means a person licensed under this chapter who renders psychological services and complies with AS 08.86.164 ;
  4. “psychologist” means a person who practices psychology;
  5. “to practice psychology” means to render or offer to render for a fee to individuals, groups, organizations, or the public for the diagnosis, prevention, treatment, or amelioration of psychological problems and emotional and mental disorders of individuals or groups or for conducting research on human behavior, a psychological service involving the application of psychological principles, methods, and procedures of understanding, predicting, and influencing behavior, including
    1. the principles pertaining to learning, perception, motivation, emotions, and interpersonal relationships;
    2. the methods and procedures of interviewing, counseling, psychotherapy, biofeedback, behavior modification, and hypnosis;
    3. constructing, administering and interpreting tests of mental abilities, aptitudes, interests, attitudes, personality characteristics, emotions, and motivations.

History. (§ 1 ch 136 SLA 1967; am §§ 12, 13 ch 65 SLA 1973; am § 55 ch 218 SLA 1976; am §§ 18 — 20, 22, 24 ch 58 SLA 1980; am § 6 ch 29 SLA 1983; am § 9 ch 63 SLA 1986; am § 10 ch 51 SLA 1996; am § 103 ch 13 SLA 2019)

Revisor's notes. —

Reorganized in 1987 and 2019 to alphabetize the defined terms.

In 1999, “Department of Commerce and Economic Development” was changed to “Department of Community and Economic Development” in this section in accordance with § 88, ch. 58, SLA 1999.

In 2004, “Department of Community and Economic Development” was changed to “Department of Commerce, Community, and Economic Development” in this section, in accordance with § 3, ch. 47, SLA 2004.

Effect of amendments. —

The 2019 amendment, effective October 17, 2019, repealed former (3), defining “private agency”.

Notes to Decisions

Applied in

Allred v. State, 554 P.2d 411 (Alaska 1976).

Chapter 87. Real Estate Appraisers.

Administrative Code. —

For board of certified real estate appraisers, see 12 AAC 70.

Article 1. Board of Certified Real Estate Appraisers.

Sec. 08.87.010. Board created.

There is created in the Department of Commerce, Community, and Economic Development the Board of Certified Real Estate Appraisers. The board is composed of five members appointed by the governor. At least one member shall be a person certified under this chapter as a general real estate appraiser, at least one member shall be a person certified under this chapter as a residential real estate appraiser, at least one member shall be an executive in a mortgage banking entity, and at least one member shall represent the public. The board shall elect a chair from among its membership.

History. (§ 1 ch 177 SLA 1990; am § 2 ch 10 SLA 2005)

Revisor’s notes. —

In 1999, “Department of Commerce and Economic Development” was changed to “Department of Community and Economic Development” in this section in accordance with § 88, ch. 58, SLA 1999.

In 2004, “Department of Community and Economic Development” was changed to “Department of Commerce, Community, and Economic Development” in this section, in accordance with § 3, ch. 47, SLA 2004.

Cross references. —

For qualifications of members of initial board, see § 5, ch. 177, SLA 1990 in the Temporary and Special Acts.

Administrative Code. —

For board of certified real estate appraisers, see 12 AAC 70.

Sec. 08.87.020. Powers and duties of board.

  1. In addition to the powers and duties conferred on the board by  AS 08.01, the board shall
    1. establish the examination specifications for certification as a general real estate appraiser, as a residential real estate appraiser, and as an institutional real estate appraiser;
    2. adopt rules of professional conduct to establish and maintain a high standard of integrity in the real estate appraisal profession;
    3. adopt regulations necessary to carry out the purposes of this chapter, including regulations
      1. necessary to comply with the requirements of
        1. 12 U.S.C. 3331 — 3355 (Title XI, Financial Institutions Reform, Recovery, and Enforcement Act of 1989), as amended by 12 U.S.C. 5301 — 5641 (Dodd-Frank Wall Street Reform and Consumer Protection Act); the regulations adopted by the board under  AS 08.87.110 , 08.87.120 , 08.87.135 , 08.87.220 , and 08.87.310 may not be more stringent than the corresponding minimum requirements for receiving approval of the state’s program of certification of real estate appraisers  and registration of real estate appraisal management companies under  12 U.S.C. 3331 — 3355 or other federal law ; and
        2. 15 U.S.C. 1639e (Truth in Lending Act);
      2. establishing registration procedures and standards for a real estate appraisal management company; and
      3. establishing the standards for the real estate appraisal management company’s appraiser panel, including panel size and member qualifications; and
    4. report relevant information regarding a real estate appraisal management company’s operations, including a disciplinary action under this chapter or a violation of state or federal law, to the Appraisal Subcommittee established under 12 U.S.C. 3310.
  2. The board may
    1. examine the records of a real estate appraisal management company operating in the state;
    2. require a real estate appraisal management company to submit reports, information, and documents to the board;
    3. investigate alleged violations of this chapter;
    4. conduct background investigations as provided in  AS 08.87.135(c) .

History. (§ 1 ch 177 SLA 1990; am § 1 ch 42 SLA 1992; am § 2 ch 88 SLA 1994; am § 2 ch 42 SLA 2014; am §§ 3, 4 ch 67 SLA 2018)

Cross references. —

For applicability of the 2014 changes to this section, see sec. 10(b), ch. 42, SLA 2014 in the 2014 Temporary and Special Acts.

For provision relating to the applicability of the 2018 amendment to this section, see sec. 8(a), ch. 67, SLA 2018, in the 2018 Temporary and Special Acts.

Administrative Code. —

For application and examination requirements, see 12 AAC 70, art. 1.

For continuing education requirements, see 12 AAC 70, art. 2.

Effect of amendments. —

The 2014 amendment, effective June 19, 2014, in (3), inserted “, as amended by 12 U.S.C. 5301 — 5641 (Dodd-Frank Wall Street Reform and Consumer Protection Act)” preceding “; the regulations adopted by the board”.

The 2018 amendment, effective January 1, 2019, in (a), in (a)(3)(A)(i), substituted “12 U.S.C. 3331 – 3355” for “12 U.S.C. 3331 – 3352” at the beginning, inserted “08.87.135, 08.87.220,” in the list of Alaska citations, substituted “appraisers and registration of real estate appraisal management companies under 13 U.S.C. 3331 – 3355” for “appraisers under 12 U.S.C. 3331 – 3351”, added (a)(3)(A)(ii), added (a)(3)(B) and (C), added (a)(4), and made related changes; added (b).

Article 2. Certification.

Sec. 08.87.100. Certificate required.

A person is guilty of a class B misdemeanor who

  1. does not hold a certificate issued by the board, whose certificate is suspended or revoked, or whose certificate has lapsed or terminated, and holds out as a certified real estate appraiser in any way, orally or in writing, directly or by implication;
  2. is certified as a residential real estate appraiser and holds out as certified to appraise real estate other than
    1. residential real property of four or fewer units; or
    2. residential real property of 12 or fewer units when a net income capitalization analysis is not required by the terms of the appraisal assignment and a secondary mortgage market form is used; or
  3. is certified as an institutional real estate appraiser and
    1. holds out as certified to appraise real estate other than
      1. residential real property of four or fewer units having a transaction value of less than $1,000,000; or
      2. commercial property having a transaction value of less than $250,000;
    2. holds out as performing real estate appraisal services for a fee or for the public at large;
    3. accepts a fee for real estate appraisal services other than for services conducted as a full-time employee of a financial institution with offices in the state and other than a salary received as a full-time employee of the financial institution; or
    4. performs a real estate appraisal for other than the portfolio of the financial institution for which the person is employed.

History. (§ 1 ch 177 SLA 1990; am § 2 ch 42 SLA 1992)

Sec. 08.87.110. General, residential, and institutional real estate appraiser certificates.

  1. The board shall issue a general real estate appraiser certificate to a person who presents evidence satisfactory to the board that the person
    1. has successfully completed classroom instruction in subjects related to real estate appraisal, as required by the board in regulation, from an appraisal organization or academic institution approved by the board;
    2. has successfully completed classroom instruction related to standards of professional practice as a real estate appraiser, as required by the board in regulation;
    3. successfully completes an examination prescribed by the board;
    4. has not been convicted of a crime involving moral turpitude; and
    5. has paid the required fees.
  2. The board shall issue a residential real estate appraiser certificate to a person who presents evidence satisfactory to the board that the person
    1. meets the requirements of (a)(2) — (5) of this section; and
    2. has successfully completed classroom instruction in subjects related to residential real estate appraisal, as required by the board in regulation, from an appraisal organization or academic institution approved by the board.
  3. Notwithstanding (a) and (b) of this section, the board shall issue a general real estate appraiser or residential real estate appraiser certificate to a person who does not reside in this state and who
    1. applies on the form required by the department;
    2. pays the required fee; and
    3. holds a valid certificate or license from a state whose requirements for real estate appraiser certification or licensing
      1. meet or exceed the appraiser certification standards in this chapter; and
      2. comply with 12 U.S.C. 3331 — 3351 (Title XI, Financial Institutions Reform, Recovery, and Enforcement Act of 1989), as amended by 12 U.S.C. 5301 — 5641 (Dodd-Frank Wall Street Reform and Consumer Protection Act).
  4. A certificate may be issued to a natural person only.  A certified real estate appraiser may sign an appraisal report on behalf of a corporation, partnership, firm, or group practice.
  5. The board shall issue an institutional real estate appraiser certificate to a person who presents evidence satisfactory to the board that the person meets the educational and testing requirements of 12 U.S.C. 3331 — 3351 (Title XI, Financial Institutions Reform, Recovery, and Enforcement Act of 1989), as amended by 12 U.S.C. 5301 — 5641 (Dodd-Frank Wall Street Reform and Consumer Protection Act) and as implemented by the board, and that the person is a full-time employee of a financial institution with offices in the state. A person receiving certification under this subsection may perform an appraisal only
    1. for and as an employee of a financial institution with offices in the state;
    2. for the financial institution’s own portfolio; and
    3. of
      1. commercial property with a transaction value of less than $250,000; or
      2. residential property of four or fewer units having a transaction value of less than $1,000,000.
  6. A certificate issued under (e) of this section terminates when the person certified leaves the full-time employment of the financial institution with offices in the state for whom the person was employed when the certificate was issued.
  7. A person certified under (e) of this section as an institutional real estate appraiser may not perform real estate appraisal services for the general public or for a fee other than the salary the person receives as a full-time employee of a financial institution with offices in the state.
  8. Notwithstanding (a) — (c) of this section, the board may issue a general or residential real estate appraiser certificate to a person who does not meet the requirements of (a) — (c) of this section and who
    1. applies on a form required by the department;
    2. pays the required fee; and
    3. successfully completes the National Uniform Licensing and Certification Examination issued or endorsed by the Appraiser Qualifications Board of the Appraisal Foundation, has previous real estate appraiser experience acceptable to the board, or successfully completes courses approved by the board.

History. (§ 1 ch 177 SLA 1990; am §§ 3, 4 ch 42 SLA 1992; am §§ 3 — 5 ch 88 SLA 1994; am §§ 3 — 5 ch 42 SLA 2014)

Cross references. —

For provision relating to the applicability of subsection (h), see sec. 10(b), ch. 42, SLA 2018, in the 2018 Temporary and Special Acts.

Administrative Code. —

For occupational licensing fees, see 12 AAC 2, art. 2.

For application and examination requirements, see 12 AAC 70, art. 1.

Effect of amendments. —

The 2014 amendment, effective June 19, 2014, in (e), inserted “, as amended by 12 U.S.C. 5301 - 5641 (Dodd-Frank Wall Street Reform and Consumer Protection Act) and” preceding “as implemented by the board”, and made a stylistic change; added (h).

Sec. 08.87.120. Continuing education requirements for renewal of certificate.

  1. The board may not renew a certificate issued under this chapter unless the person applying for renewal presents evidence satisfactory to the board that the person has, within the two years preceding the application for renewal, attended classroom instruction, as required by the board in regulation, in courses or seminars that have received the approval of the board.
  2. The board may grant credit toward some or all of the requirements of (a) of this section to a person who has
    1. successfully completed a program of study determined by the board to be equivalent for continuing education purposes to a course or seminar approved by the board for continuing education credit; or
    2. participated, other than as a student, in educational programs that related to real estate analysis or real property appraisal theory, practice, or technique, including teaching, program development, and preparation of textbooks, monographs, articles, and other instructional materials.
  3. The board shall adopt regulations on continuing education to ensure that persons applying for renewal of certificates have thorough knowledge of current theories, practices, and techniques of real estate analysis and appraisal.  The regulations must provide for
    1. procedures for the sponsor of a course or seminar to apply for board approval for continuing education credit; the regulations must require the sponsor to show that claimed attendance at a course or seminar can be verified; and
    2. procedures for evaluating equivalency claims for applicants for certificate renewal under (b) of this section.
  4. In considering whether to approve courses and seminars under this section, the board shall give special consideration to courses, seminars, and other appraisal education programs developed by or under the auspices of organizations or associations of professional real estate appraisers that are utilized by those organizations or associations for the purposes of awarding real estate appraisal designations or of indicating compliance with the continuing education requirements of the organizations or associations.
  5. An amendment or repeal of a regulation adopted by the board under this section may not operate to deprive a person holding a certificate under this chapter of credit toward renewal of the person’s certificate for a course of instruction or seminar that had been completed by the person before the amendment or repeal of the regulation.

History. (§ 1 ch 177 SLA 1990; am § 6 ch 88 SLA 1994; am § 31 ch 13 SLA 2019)

Administrative Code. —

For occupational licensing fees, see 12 AAC 2, art. 2.

For application and examination requirements, see 12 AAC 70, art. 1.

For continuing education requirements, see 12 AAC 70, art. 2.

Effect of amendments. —

The 2019 amendment, effective October 17, 2019, in (e), substituted “this section may” for “this section shall”.

Article 3. Real Estate Appraisal Management Companies.

History. (§ 5 ch 67 SLA 2018)

Sec. 08.87.130. Registration required.

  1. A person shall register as a real estate appraisal management company with the board to perform appraisal management services if the person
    1. provides an appraisal management service
      1. to a creditor or secondary mortgage market participant, including an affiliate; and
      2. in connection with valuing a borrower’s principal dwelling as security for a consumer credit transaction or incorporating consumer credit transactions into a securitization; and
    2. oversees an appraiser panel.
  2. A person is guilty of a class B misdemeanor if the person engages in business as or holds out as a real estate appraisal management company, or performs or attempts to perform appraisal management services, at a time when the
    1. person does not hold a registration issued by the board; or
    2. registration issued by the board to the person is suspended, revoked, lapsed, or surrendered.

History. (§ 5 ch 67 SLA 2018)

Cross references. —

For provision limiting the authority of the Department of Commerce, Community, and Economic Development and the Board of Certified Real Estate Appraisers to enforce the registration requirement of this section, see sec. 8(b), ch. 67, SLA 2018, in the 2018 Temporary and Special Acts.

For provision relating to the applicability of this section, see sec. 8(a), ch. 67, SLA 2018, in the 2018 Temporary and Special Acts.

Effective dates. —

Section 11, ch. 67, SLA 2018 makes this section effective January 1, 2019.

Sec. 08.87.135. Requirements for registration of real estate appraisal management companies.

  1. The board shall register a real estate appraisal management company operating in the state if the company applies on a form approved by the board, pays the fee required under  AS 08.01.065 , and presents evidence satisfactory to the board that the company
    1. has designated a controlling person who will be the main point of contact between the board and the company and who meets the requirements under (b) of this section;
    2. has, if the company is not a corporation that is domiciled in this state, filed with the department a written consent to service of process on a resident of this state for any court action arising from an activity regulated under this chapter or 12 U.S.C. 3331 — 3355 and provided the name and contact information for the company’s agent for service of process in this state;
    3. requires a real estate appraiser to comply with the Uniform Standards of Professional Appraisal Practice adopted by the Appraisal Standards Board of the Appraisal Foundation when completing appraisals at the company’s request;
    4. engages only appraisers who are certified under this chapter;
    5. has a process to verify that a person who is assigned to serve on an appraiser panel of the company
      1. is certified under this chapter and maintains a certification in good standing; and
      2. is qualified to conduct federally related transactions under federal law; in this subparagraph, “federally related transaction” means a real estate related transaction that involves an insured depository institution regulated by the United States Comptroller of the Currency, the Board of Governors of the Federal Reserve System, the Federal Deposit Insurance Corporation, or the National Credit Union Administration and requires the services of a real estate appraiser under the interagency appraisal rules;
    6. conducts appraisals independently and free from inappropriate influence and coercion as required under 12 U.S.C. 3353;
    7. is not directly or indirectly owned in whole or in part by a person that has had a certificate to act as a real estate appraiser denied, cancelled, suspended, revoked, put on probation, or surrendered in lieu of a pending revocation in any state unless the person has later had a certificate to act as a real estate appraiser granted or reinstated by the same state;
    8. has posted a surety bond in an amount required by the board, not to exceed $50,000; and
    9. is owned by persons who meet the requirements under (c) of this section.
  2. A controlling person designated under (a) of this section
    1. must be actively certified in a state as a real estate appraiser at all times that the person is designated as a controlling person;
    2. may not have had a certificate to act as a real estate appraiser denied, cancelled, suspended, revoked, put on probation, or surrendered in lieu of a pending revocation in any state unless the person has later had the certificate to act as a real estate appraiser granted or reinstated; and
    3. must be of good moral character.
  3. A person who owns at least 10 percent of a real estate appraisal management company required to be registered under this chapter must be of good moral character as determined by the board and shall submit to a background investigation conducted by the board.
  4. The board shall provide a copy of a registration under this section to the Appraisal Subcommittee established under 12 U.S.C. 3310 on a form approved by the subcommittee.
  5. A registration under this section is valid for two years and may be renewed upon proof of continued compliance with the requirements under (a) — (c) of this section.

History. (§ 5 ch 67 SLA 2018)

Cross references. —

For provision relating to the applicability of this section, see sec. 8(a), ch. 67, SLA 2018, in the 2018 Temporary and Special Acts.

Effective dates. —

Section 11, ch. 67, SLA 2018 makes this section effective January 1, 2019.

Sec. 08.87.140. Mandatory reporting.

A real estate appraisal management company or a controlling person, employee, director, officer, or agent of a real estate appraisal management company that has reasonable cause to believe that a real estate appraiser has failed to comply with the Uniform Standards of Professional Appraisal Practice as adopted under 12 U.S.C. 3339 in a manner that materially affects a valuation appraisal shall report the noncompliance to the board and to the Appraisal Subcommittee established under 12 U.S.C. 3310.

History. (§ 5 ch 67 SLA 2018)

Cross references. —

For provision relating to the applicability of this section, see sec. 8(a), ch. 67, SLA 2018, in the 2018 Temporary and Special Acts.

Effective dates. —

Section 11, ch. 67, SLA 2018 makes this section effective January 1, 2019.

Sec. 08.87.145. Statement of fees.

  1. When reporting to a borrower, an appraisal management company shall separately state the fees
    1. paid to an appraiser for the completion of an appraisal; and
    2. charged to the borrower for appraisal management services by the appraisal management company.
  2. An appraisal management company may not include any fees for appraisal services listed in (a)(1) of this section as charges for an appraisal management service listed in (a)(2) of this section.

History. (§ 5 ch 67 SLA 2018)

Revisor's notes. —

Enacted as AS 08.87.142; renumbered in 2018.

Cross references. —

For provision relating to the applicability of this section, see sec. 8(a), ch. 67, SLA 2018, in the 2018 Temporary and Special Acts.

Effective dates. —

Section 11, ch. 67, SLA 2018 makes this section effective January 1, 2019.

Sec. 08.87.150. Retention of records and inspection.

A registered real estate appraisal management company or a real estate appraisal management company that has applied for registration shall allow the board to inspect and shall retain, for not less than the later of either five years after the date a file is submitted to the company or two years after final disposition of a related judicial proceeding,

  1. copies of all records related to requests for the company’s appraisal management services and the real estate appraisers who perform the appraisals;
  2. a written record of all substantive communications between a real estate appraisal management company registered under this chapter and a real estate appraiser relating to an appraisal or participation in an appraiser panel.

History. (§ 5 ch 67 SLA 2018)

Revisor's notes. —

Enacted as AS 08.87.145 ; renumbered in 2018.

Cross references. —

For provision relating to the applicability of this section, see sec. 8(a), ch. 67, SLA 2018, in the 2018 Temporary and Special Acts.

Effective dates. —

Section 11, ch. 67, SLA 2018 makes this section effective January 1, 2019.

Sec. 08.87.155. Reporting requirements for federally regulated real estate appraisal management companies.

  1. A real estate appraisal management company that is owned and controlled by an insured depository institution as defined in 12 U.S.C. 1813 and regulated by the United States Comptroller of the Currency, the Board of Governors of the Federal Reserve System, or the Federal Deposit Insurance Corporation, shall annually submit to the board information that the board is required to submit to the Appraisal Subcommittee established under 12 U.S.C. 3310, including a
    1. report of intent to operate in the state; and
    2. disclosure of whether the company is directly or indirectly owned in whole or in part by any person that has had a certificate to act as a real estate appraiser denied, cancelled, suspended, revoked, put on probation, or surrendered in lieu of a pending revocation in any state.
  2. If a person has had disciplinary action taken against the person under (a)(2) of this section, the board shall collect information related to whether the certificate to act as a real estate appraiser was denied, cancelled, suspended, revoked, put on probation, or surrendered in lieu of a pending revocation for a substantive cause and whether the person has later had the certificate to act as a real estate appraiser reinstated by the same state.

History. (§ 5 ch 67 SLA 2018)

Revisor's notes. —

Enacted as AS 08.87.150 ; renumbered in 2018.

Cross references. —

For provision relating to the applicability of this section, see sec. 8(a), ch. 67, SLA 2018, in the 2018 Temporary and Special Acts.

Effective dates. —

Section 11, ch. 67, SLA 2018 makes this section effective January 1, 2019.

Sec. 08.87.160. Exemptions.

AS 08.87.130 08.87.150 , 08.87.215 , and 08.87.220 do not apply to a

  1. person who is employed by a department or division of an entity that provides appraisal management services only to that entity;
  2. real estate appraisal management company that is
    1. owned and controlled by an insured depository institution; and
    2. regulated by the Consumer Financial Protection Bureau, the Federal Housing Finance Agency, the Board of Governors of the Federal Reserve System, the Federal Deposit Insurance Corporation, the United States Comptroller of the Currency, or the National Credit Union Administration; or
  3. real estate appraiser who enters into an agreement with another real estate appraiser for the performance of an appraisal that upon completion results in a report signed by both the real estate appraiser who completed the appraisal and the real estate appraiser who requested completion of the appraisal.

History. (§ 5 ch 67 SLA 2018)

Revisor's notes. —

Enacted as AS 08.87.155 ; renumbered in 2018.

Cross references. —

For provision relating to the applicability of this section, see sec. 8(a), ch. 67, SLA 2018, in the 2018 Temporary and Special Acts.

Effective dates. —

Section 11, ch. 67, SLA 2018 makes this section effective January 1, 2019.

Article 4. Prohibited Practices and Disciplinary Proceedings.

Sec. 08.87.200. Prohibited practices.

A certified real estate appraiser may not

  1. act negligently or incompetently or fail without good cause to exercise reasonable diligence in developing an appraisal, preparing an appraisal report, or communicating an appraisal;
  2. wilfully disregard or violate a provision of this chapter or of a regulation adopted by the board under this chapter;
  3. fail to comply with the Uniform Standards of Professional Appraisal Practice adopted by the Appraisal Standards Board of the Appraisal Foundation;
  4. accept a fee for an appraisal assignment that is contingent upon the appraiser reporting a predetermined estimate, analysis, or opinion or upon the opinion, conclusion, or valuation reached, or upon the consequences resulting from the appraisal assignment;
  5. knowingly make a false statement, submit false information, or fail to provide complete information in response to a question in an application for certification or for renewal of a certificate; or
  6. violate the confidential nature of government records to which the person gains access through retention as an appraiser by the government agency.

History. (§ 1 ch 177 SLA 1990)

Notes to Decisions

Evidence against appraiser held insufficient. —

Sanctions against a real estate appraiser for negligence were not supported by the evidence where the expert witness for the state neither viewed the appraised properties at issue nor presented supporting citations for his statements regarding the standards and practices of real estate appraisers in Alaska. State v. Wold, 278 P.3d 266 (Alaska 2012).

Sec. 08.87.210. Disciplinary proceedings.

The board may exercise its disciplinary powers under AS 08.01.075 if, after hearing, the board finds a certified real estate appraiser has

  1. violated a provision of this chapter or a regulation adopted by the board under this chapter;
  2. been convicted of a crime that involves moral turpitude; or
  3. committed, while acting as a real estate appraiser, an act or omission involving dishonesty, fraud, or misrepresentation with the intent to benefit the appraiser or another person or to injure another person.

History. (§ 1 ch 177 SLA 1990)

Notes to Decisions

Suspension proper. —

Trial court did not err in affirming the board’s suspension of the appaiser’s license after he was convicted of theft as there was a presumed logical nexus between a crime of moral turpitude and the ability to satisfy the profession’s ethical standards. Wendte v. State, 70 P.3d 1089 (Alaska 2003).

Sec. 08.87.215. Prohibited practices; real estate appraisal management companies.

  1. A real estate appraisal management company may not, while registered in the state, retain or enter into a business relationship with an employee, contractor, or agent whose certificate to act as a real estate appraiser is denied, cancelled, suspended, revoked, put on probation, or surrendered in lieu of a pending revocation in any state unless the employee, contractor, or agent has later had a certificate to act as a real estate appraiser granted or reinstated by the same state.
  2. A real estate appraisal management company or a controlling person, employee, director, officer, or agent of a real estate appraisal management company may not
    1. seek to influence a real estate appraiser through intimidation, coercion, extortion, or bribery;
    2. condition payment of an appraisal fee on a real estate appraiser’s opinion, conclusion, or valuation;
    3. request that a real estate appraiser report a predetermined opinion, conclusion, or valuation;
    4. alter, amend, or change an appraisal report submitted by a real estate appraiser without the real estate appraiser’s written consent;
    5. require a real estate appraiser to sign an indemnification agreement for a claim that does not arise from a service performed by the real estate appraiser;
    6. prohibit an appraiser from recording in the body of the report submitted by the appraiser to the appraisal management company the fee that the appraiser was paid by the company for the performance of the appraisal;
    7. prohibit lawful communication between a real estate appraiser and any other person who the real estate appraiser determines possesses information relevant to the appraisal;
    8. engage in an act or practice with intent to impair a real estate appraiser’s independence, objectivity, and impartiality;
    9. knowingly make a false statement, submit false information, or fail to provide complete information in response to a question in an application for registration or renewal of a registration; or
    10. violate this chapter or a regulation adopted under this chapter.

History. (§ 6 ch 67 SLA 2018)

Cross references. —

For provision relating to the applicability of this section, see sec. 8(a), ch. 67, SLA 2018, in the 2018 Temporary and Special Acts.

Effective dates. —

Section 11, ch. 67, SLA 2018 makes this section effective January 1, 2019.

Sec. 08.87.220. Disciplinary proceedings; real estate appraisal management companies.

The board may take disciplinary action under AS 08.01.075 or suspend or revoke a registration of a real estate appraisal management company if it finds that the

  1. company or a controlling person, employee, director, officer, or agent of a real estate appraisal management company has violated a provision of this chapter or a regulation adopted by the board under this chapter;
  2. company or a controlling person of the company has had a certificate to act as a real estate appraiser or a registration as a real estate appraisal management company denied, cancelled, suspended, revoked, put on probation, or surrendered in lieu of a pending revocation in any state;
  3. company fails to comply with the Uniform Standards of Professional Appraisal Practice under 12 U.S.C. 3339;
  4. company performs appraisal management services in a manner that causes injury or loss to the public;
  5. company has ceased to operate in the state as a real estate appraisal management company; or
  6. company used fraud, deception, misrepresentation, or bribery in securing a registration under this chapter.

History. (§ 6 ch 67 SLA 2018)

Cross references. —

For provision relating to the applicability of this section, see sec. 8(a), ch. 67, SLA 2018, in the 2018 Temporary and Special Acts.

Effective dates. —

Section 11, ch. 67, SLA 2018 makes this section effective January 1, 2019.

Article 5. General Provisions.

Sec. 08.87.300. Retention of records.

  1. A certified real estate appraiser shall retain copies of all written contracts engaging the appraiser’s services for real property appraisal work, and all reports and supporting data assembled and formulated by the appraiser in preparing the reports, for at least five years after the date of the contract engaging the appraiser’s services, five years after the date of the submittal of the appraisal reports to the client, or at least two years after the final disposition of litigation in which the appraiser provided testimony related to the engagement, whichever is longer.
  2. [Repealed, § 9 ch 42 SLA 2014.]
  3. All records that a certified appraiser must maintain under (a) of this section shall be made available to the board or department for inspection and copying upon reasonable notice to the appraiser.

History. (§ 1 ch 177 SLA 1990; am §§ 6, 9 ch 42 SLA 2014)

Cross references. —

For provision relating to the applicability of the 2014 changes to subsection (a) to certain records, see sec. 10(a), ch. 42, SLA 2014.

Effect of amendments. —

The 2014 amendment, effective June 19, 2014, in (a), deleted “for not less than three years” following “A certified real estate appraiser shall retain” and added the language beginning “, for at least five years after the date of the contract” to the end of the subsection; repealed (b).

Sec. 08.87.310. Trainee appraiser; supervisory appraiser.

The board may establish requirements for trainee appraisers and supervisory appraisers. The board shall ensure that the requirements conform with 12 U.S.C. 3345.

History. (§ 1 ch 177 SLA 1990; am § 7 ch 88 SLA 1994; am § 7 ch 42 SLA 2014)

Cross references. —

For applicability of the 2014 changes to this section, see sec. 10(b), ch. 42, SLA 2014 in the 2014 Temporary and Special Acts.

Administrative Code. —

For occupational licensing fees, see 12 AAC 2, art. 2.

For application and examination requirements, see 12 AAC 70, art. 1.

Effect of amendments. —

The 2014 amendment, effective June 19, 2014, rewrote the section, which read, “(a) A person engaged in the practice of real estate appraisal who is employed by or under the direct supervision of a certified real estate appraiser may become a registered trainee by submitting proof to the board that the person has successfully completed the number of classroom hours required by the board in regulation of courses in subjects related to real estate appraisal from an appraisal organization or academic institution approved by the board. (b) A registered trainee may prepare or assist in the preparation of an appraisal report issued by a certified real estate appraiser if the report is also signed by the certified real estate appraiser and if the certified real estate appraiser accepts full responsibility for the report.”

Sec. 08.87.320. Actions by uncertified real estate appraisers prohibited.

A person may not bring an action in a court of this state for compensation for an act done or service rendered as a certified real estate appraiser if the person did not hold a certificate under this chapter at the time that the person performed the act or service or offered to perform the act or service.

History. (§ 1 ch 177 SLA 1990)

Sec. 08.87.330. Exemptions.

This chapter does not apply to a person who appraises real estate as part of the tax assessment process of a municipality.

History. (§ 1 ch 177 SLA 1990)

Sec. 08.87.340. Appraisals by uncertified appraisers permitted.

Nothing in this chapter precludes a person who is not certified as a real estate appraiser from appraising real estate for compensation if the person does not hold out to be a certified appraiser and if appraisal by a certified appraiser is not required by federal law.

History. (§ 1 ch 177 SLA 1990)

Sec. 08.87.900. Definitions.

In this chapter,

  1. “analysis assignment” means an analysis, opinion, or conclusion prepared by a real estate appraiser that relates to the nature, quality, or utility of certified real estate or real property;
  2. “appraisal” means an analysis, opinion, or conclusion prepared by a real estate appraiser relating to the nature, quality, value, energy efficiency, or utility of specified interests in, or aspects of, identified real estate, and includes a valuation appraisal, an analysis assignment, and a review assignment;
  3. “appraisal assignment” means an engagement for which an appraiser is employed or retained to act, or would be perceived by third parties or the public as acting, as a disinterested person rendering an unbiased analysis, opinion, or conclusion relating to the nature, quality, value, or utility of specified interests in, or aspects of, identified real estate;
  4. “appraisal management services” includes the performance of any of the following functions on behalf of a lender, financial institution, or other person:
    1. administration of an appraiser panel;
    2. recruitment, retention, or selection of real estate appraisers for the performance of appraisal services;
    3. contracting with real estate appraisers to perform appraisals;
    4. review of a completed appraisal before the delivery of the appraisal or review assignment to the person that ordered the appraisal;
  5. “appraiser panel” means a group of licensed or certified real estate appraisers who perform appraisals as independent contractors for a real estate appraisal management company;
  6. “appraisal report” means any communication, written or oral, of an appraisal;
  7. “board” means the Board of Certified Real Estate Appraisers;
  8. “borrower” means a person who applies for a mortgage loan;
  9. “company” means a real estate appraisal management company required to register under AS 08.87.130 that performs appraisal management services;
  10. “controlling person” means a person who
    1. owns more than 10 percent of a real estate appraisal management company;
    2. is an officer or director of a real estate appraisal management company;
    3. is employed and authorized by a real estate appraisal management company to enter into a contractual relationship with another person for the performance of appraisal management services or with a real estate appraiser to perform an appraisal; or
    4. has the authority to direct the management or policies of a real estate appraisal management company;
  11. “department” means the Department of Commerce, Community, and Economic Development;
  12. “general real estate appraiser” means a real estate appraiser certified to appraise all types of real property;
  13. “institutional real estate appraiser” means a real estate appraiser employed full-time by a financial institution with offices in the state;
  14. “principal dwelling” means a residential structure or mobile home that contains one to four units but does not include a vacation or second home unless the borrower buys or builds a new dwelling that will become the primary location that the borrower inhabits within a year after the purchase or completion of construction;
  15. “real estate” means an identified parcel or tract of land, including improvements, but excluding subsurface natural resource values;
  16. “real property” means one or more defined interests, benefits, and rights inherent in the ownership of real estate;
  17. “residential real estate appraiser” means a real estate appraiser certified to appraise residential real property, subject to the limitations of AS 08.87.100 (2);
  18. “review assignment” means an analysis, opinion, or conclusion prepared by a real estate appraiser that forms an opinion as to the adequacy and appropriateness of a valuation appraisal or an analysis assignment;
  19. “valuation appraisal” means an analysis, opinion, or conclusion prepared by a real estate appraiser that estimates the value of an identified parcel of real estate, or identified real property at a particular time.

History. (§ 1 ch 177 SLA 1990; am § 5 ch 42 SLA 1992; am § 7 ch 67 SLA 2018)

Revisor's notes. —

Reorganized in 1992 and 2018 to maintain alphabetical order.

In 1999, “Department of Commerce and Economic Development” was changed to “Department of Community and Economic Development” in this section in accordance with § 88, ch. 58, SLA 1999.

In 2004, “Department of Community and Economic Development” was changed to “Department of Commerce, Community, and Economic Development” in this section, in accordance with § 3, ch. 47, SLA 2004.

Cross references. —

For provision relating to the applicability of the 2018 amendments to this section, see sec. 8(a), ch. 67, SLA 2018, in the 2018 Temporary and Special Acts.

Effect of amendments. —

The 2018 amendment, effective January 1, 2019, added (14) [now (4)], (15) [now (5)], (16) — (18) [now (8) — (10)], and (19) [now (14)].

Chapter 88. Real Estate Brokers and Other Licensees.

Administrative Code. —

For real estate commission, see 12 AAC 64.

Collateral references. —

Rohan, Goldstein and Bobis, Real Estate Brokerage Law and Practice (Matthew Bender).

12 Am. Jur. 2d, Brokers, §§ 6-36.

12 C.J.S., Brokers, §§ 14-24.

Necessity of having real estate broker’s license in order to recover commission as affected by fact that business sold includes real property, 82 ALR3d 1139.

Article 1. Real Estate Commission.

Administrative Code. —

For real estate commission, see 12 AAC 64.

Sec. 08.88.010. [Repealed, § 3 ch 95 SLA 1964.]

Sec. 08.88.011. Creation and membership of commission.

There is created a Real Estate Commission. It consists of seven members.

History. (§ 1 ch 95 SLA 1964; am § 9 ch 258 SLA 1976)

Sec. 08.88.020. [Repealed, § 3 ch 95 SLA 1964.]

Sec. 08.88.021. Appointment and term of office. [Repealed, § 49 ch 94 SLA 1987. For current law, see AS 08.01.035.]

Sec. 08.88.026. Terms of office. [Repealed, § 20 ch 80 SLA 1996. For current law, see AS 39.05.053.]

Sec. 08.88.030. [Repealed, § 3 ch 95 SLA 1964.]

Sec. 08.88.031. Executive secretary of commission.

The department shall, after consultation with the commission, employ a person, who is not a member of the commission, to serve as executive secretary for the commission. The executive secretary shall perform duties as assigned by the commission and may use the title “executive administrator” when performing the duties.

History. (§ 1 ch 95 SLA 1964; am § 1 ch 28 SLA 1974; am § 56 ch 218 SLA 1976; am § 1 ch 167 SLA 1980; am § 5 ch 74 SLA 1987; am § 1 ch 47 SLA 1999)

Sec. 08.88.034. Investigator of the commission. [Repealed, § 9 ch 74 SLA 1987.]

Sec. 08.88.037. Investigation and injunction.

  1. The commission may request the department to conduct investigations to determine whether a person has violated a provision of this chapter or a regulation adopted under it, or to secure information useful in the administration of this chapter.
  2. If it appears to the department that a person has engaged in or is about to engage in an act or practice in violation of a provision of this chapter or a regulation adopted under it and that action is warranted in the public interest, the department shall notify all commission members by telephone or facsimile of a proposed order or action, and, if a majority of the members of the commission approve, the department may
    1. after reasonable notice of and an opportunity for a hearing is given to the person, issue an order directing the person to stop the act or practice; the department may issue a temporary order before a hearing is held; a temporary order remains in effect until a final order affirming, modifying, or reversing the temporary order is issued or until 15 days have elapsed after the person receives the notice and has not requested a hearing; a temporary order becomes final if the person to whom the notice is addressed does not request a hearing within 15 days after receiving the notice; if a hearing is requested, a hearing shall be conducted by a hearing officer within 30 days; the commission shall issue a final order within 10 days after the hearing;
    2. bring an action in superior court to enjoin the act or practice and to enforce compliance with this chapter, a regulation adopted under it, or an order issued under it;
    3. examine or have examined the books and records of a person whose business activities require licensure under this chapter and the department may require the person to pay the reasonable costs of the examination; and
    4. issue subpoenas for the attendance of witnesses, and the production of books, records, and other documents.

History. (§ 2 ch 167 SLA 1980; am § 6 ch 74 SLA 1987; am § 6 ch 30 SLA 1992; am § 32 ch 13 SLA 2019)

Cross references. —

For investigations on the department’s own motion, see AS 08.01.087 .

Administrative Code. —

For prohibited conduct, see 12 AAC 64, art. 4.

Effect of amendments. —

The 2019 amendment, effective October 17, 2019, in the introductory language in (b), deleted “, telegraph,” following “commission members by telephone”.

Sec. 08.88.040. [Repealed, § 3 ch 95 SLA 1964.]

Sec. 08.88.041. Qualifications of commission members.

  1. Five members of the commission must be real estate brokers or associate brokers who have been licensed real estate brokers or licensed associate brokers in the state for at least three years before appointment. Two members of the commission must be public members in accordance with AS 08.01.025 .
  2. Of the five members of the commission who must be real estate brokers or associate brokers, one member shall be from the First Judicial District, one shall be from the Second Judicial District, one shall be from the Third Judicial District, one shall be from the Fourth Judicial District and one shall be from the state at large.  However, if no licensed real estate broker or licensed associate broker is eligible or available for appointment from the Second Judicial District, then two licensed real estate brokers or licensed associate brokers shall be appointed from the state at large.

History. (§ 1 ch 95 SLA 1964; am § 1 ch 130 SLA 1966; am § 1 ch 14 SLA 1972; am § 10 ch 258 SLA 1976; am § 3 ch 167 SLA 1980; am § 6 ch 32 SLA 1997; am § 33 ch 13 SLA 2019)

Effect of amendments. —

The 2019 amendment, effective October 17, 2019, in the first sentence of (a), substituted “the state” for “Alaska”.

Sec. 08.88.050. [Repealed, § 3 ch 95 SLA 1964.]

Sec. 08.88.051. Commission meetings and officers.

  1. The commission shall hold a regular annual meeting.  It may hold a special meeting at the call of the chairman or at the request of three commission members.
  2. At least two judicial districts shall be represented and at least a majority of the commission members shall be present in order to conduct business.
  3. The commission shall elect its officers at the first meeting of each fiscal year.

History. (§ 1 ch 95 SLA 1964; am § 2 ch 130 SLA 1966; am § 11 ch 258 SLA 1976; am § 2 ch 45 SLA 1998)

Administrative Code. —

For examinations, see 12 AAC 64, art. 1.

Sec. 08.88.060. [Repealed, § 3 ch 95 SLA 1964.]

Sec. 08.88.061. Assistants.

Notwithstanding contrary provisions of AS 08.01.050 , the commission may assign or designate assistants to

  1. issue licenses to applicants who meet the qualifications for licensure established under this chapter;
  2. prepare questions on examinations;
  3. administer and grade examinations;
  4. certify courses required under this chapter;
  5. approve instructors to teach courses required under this chapter; and
  6. negotiate terms for payment of fines and other money due under this chapter.

History. (§ 1 ch 95 SLA 1964; am § 57 ch 218 SLA 1976; am § 4 ch 167 SLA 1980; am § 7 ch 74 SLA 1987; am § 3 ch 45 SLA 1998)

Administrative Code. —

For real estate education standards, see 12 AAC 64, art. 7.

Sec. 08.88.070. [Repealed, § 3 ch 95 SLA 1964.]

Sec. 08.88.071. Duties and powers of the commission; grounds for disciplinary sanctions.

  1. The commission shall
    1. determine whether applicants meet requirements for licenses under this chapter and issue licenses to those who qualify;
    2. prepare and grade examinations;
    3. after hearing, have the authority to suspend or revoke the license of a licensee or impose other disciplinary sanctions authorized under AS 08.01.075 on a licensee who
      1. with respect to a real estate transaction
        1. made a substantial misrepresentation;
        2. made a false promise likely to influence, persuade, or induce;
        3. in the case of a real estate broker, pursued a flagrant course of misrepresentation or made a false promise through another real estate licensee;
        4. has engaged in conduct that is fraudulent or dishonest;
        5. violates AS 08.88.391 ;
        6. violates AS 08.88.396 ;
      2. procures a license by deceiving the commission, or aids another to do so;
      3. has engaged in conduct of which the commission did not have knowledge at the time the licensee was licensed demonstrating the licensee’s unfitness to engage in the business for which the licensee is licensed;
      4. knowingly authorizes, directs, connives at, or aids in publishing, distributing, or circulating a material false statement or misrepresentation concerning the licensee’s business or concerning real estate offered for sale, rent, or lease, or managed in the course of the licensee’s business in this or any other state or concerning the management of an association in the course of a licensee’s business in this or another state;
      5. if a real estate broker, wilfully violates AS 08.88.171(d) or 08.88.291 ;
      6. if an associate real estate broker, claims to be a real estate broker, or, if a real estate salesperson, claims to be a real estate broker or associate real estate broker;
      7. if a real estate broker, employs an unlicensed person to perform activities for which a real estate license is required;
      8. if an employed real estate licensee of a real estate broker, fails immediately to turn money or other property collected in a real estate transaction over to the employing real estate broker; or
      9. fails to carry and maintain errors and omissions insurance with terms and conditions established by the commission under AS 08.88.172 ;
    4. prosecute, through the Department of Law, violations of the provisions of this chapter or lawful regulations adopted under this chapter;
    5. release for publication in a newspaper of general circulation in the locale of the offending person’s principal office registered with the commission notice of disciplinary action taken by the commission against a person licensed under this chapter;
    6. issue a temporary permit to the personal representative of the estate of a deceased real estate broker or to another person designated by the commission with the approval of the personal representative of the estate in order to secure proper administration in concluding the affairs of the decedent broker’s real estate business;
    7. issue a temporary permit to a licensee designated by the commission for the purpose of securing proper administration, temporarily managing, or concluding the affairs of the real estate business of a broker if
      1. an investigation produces substantial evidence that the broker has misappropriated trust funds;
      2. the real estate license of the broker is suspended; or
      3. the broker is incapacitated because of a traumatic event or medical condition, as defined in regulations adopted by the commission;
    8. issue a temporary permit to the personal representative of a legally incompetent real estate broker or to another person designated by the commission with the approval of the personal representative of the broker in order to secure proper administration in temporarily managing the real estate business of the broker;
    9. establish and periodically revise the form of the seller’s property disclosure statement required by AS 34.70.010 ;
    10. have the authority to levy civil fines as established in this chapter;
    11. revoke the license of a broker, associate broker, or real estate salesperson who is convicted of a felony or other crime committed while licensed under this chapter that, in the judgment of the commission, affects the ability of that person to practice as a broker, associate broker, or real estate salesperson competently and safely or who is convicted of forgery, theft, extortion, conspiracy to defraud creditors, or fraud; notwithstanding AS 08.88.171 , a person whose license is revoked under this paragraph is not qualified to obtain or renew a license under AS 08.88.171 (a) — (c) until seven years have elapsed since the person completed the sentence imposed for the conviction.
  2. When an award is made from the real estate recovery fund under this chapter, the commission may suspend the license of the real estate licensee whose actions formed the basis of the award. A suspension ordered under this subsection shall be lifted if the licensee reaches an agreement with the commission on terms and conditions for the repayment to the real estate recovery fund of the money awarded to the claimant and if the licensee satisfies the requirements of AS 08.88.095 . The suspension shall be reimposed if the licensee violates the terms of a repayment agreement entered into under this subsection.
  3. For the purposes of (a)(3) of this section, the conduct of an employee is attributable to a real estate broker if the real estate broker has actual knowledge that the employee is going to engage in the conduct and agrees to the conduct, either actively or by remaining silent, or ratifies the conduct after it is engaged in.
  4. The commission may investigate a violation of a provision of AS 08.88.600 08.88.695 by a real estate licensee and take administrative action under (a)(3) of this section if the commission has reason to believe that a violation has occurred.

History. (§ 1 ch 95 SLA 1964; am §§ 2, 3 ch 28 SLA 1974; am § 3 ch 143 SLA 1974; am §§ 5, 6 ch 167 SLA 1980; am § 2 ch 96 SLA 1982; am § 1 ch 150 SLA 1984; am § 2 ch 115 SLA 1992; am § 4 ch 45 SLA 1998; am § 1 ch 128 SLA 2003; am § 2 ch 105 SLA 2004; am § 1 ch 74 SLA 2005; am § 1 ch 51 SLA 2007; am §§ 1, 2 ch 113 SLA 2008; am § 1 ch 54 SLA 2009; am § 1 ch 37 SLA 2012)

Revisor’s notes. —

In 1984, in the second sentence of subsection (b), following “lifted if,” the phrase “the commission and” was deleted, and following “salesman,” “reaches” was substituted for “reach” to correct a manifest error. Subsection (c) was formerly AS 08.88.371 . Renumbered in 1987.

Cross references. —

For other disciplinary powers of the commission, see AS 08.01.075 .

Administrative Code. —

For licensing, see 12 AAC 64, art. 2.

For place of business, see 12 AAC 64, art. 3.

For prohibited conduct, see 12 AAC 64, art. 4.

For trust accounts, see 12 AAC 64, art. 5.

For surety fund claims, see 12 AAC 64, art. 6.

For property management, see 12 AAC 64, art. 9.

Editor’s notes. —

Under § 2, ch. 54, SLA 2009, the 2009 amendment of paragraph (a)(11) [formerly (a)(10)] of this section “applies to criminal convictions for offenses occurring before, on, or after October 7, 2009.”

Notes to Decisions

Cited in

Wendte v. State, 70 P.3d 1089 (Alaska 2003); Studley v. Alaska Pub. Offices Comm'n, 389 P.3d 18 (Alaska 2017).

Collateral references. —

Suspension or revocation of real-estate broker’s license on ground of discrimination, 42 ALR3d 1099.

Revocation or suspension of real-estate broker’s license for violation of statutes or regulations prohibiting use of unlicensed personnel in carrying out duties, 68 ALR3d 530.

Revocation or suspension of license for conduct not connected with business as broker, 22 ALR4th 136.

Sec. 08.88.080. [Repealed, § 3 ch 95 SLA 1964.]

Sec. 08.88.081. Commission regulations.

The commission shall adopt regulations necessary to carry out the purposes of this chapter.

History. (§ 1 ch 95 SLA 1964; am § 7 ch 167 SLA 1980; am § 1 ch 105 SLA 1990)

Administrative Code. —

For examinations, see 12 AAC 64, art. 1.

For licensing, see 12 AAC 64, art. 2.

For place of business, see 12 AAC 64, art. 3.

For prohibited conduct, see 12 AAC 64, art. 4.

For trust accounts, see 12 AAC 64, art. 5.

For surety fund claims, see 12 AAC 64, art. 6.

For real estate education standards, see 12 AAC 64, art. 7.

For continuing education requirements, see 12 AAC 64, art. 8.

For property management, see 12 AAC 64, art. 9.

Notes to Decisions

Quoted in

Warner v. State, 819 P.2d 28 (Alaska 1991).

Cited in

Studley v. Alaska Pub. Offices Comm'n, 389 P.3d 18 (Alaska 2017).

Sec. 08.88.090. [Repealed, § 3 ch 95 SLA 1964.]

Sec. 08.88.091. Education of applicants and licensees.

  1. The commission may conduct and assist in conducting real estate clinics, meetings, courses, or institutes.  The commission may
    1. assist libraries and educational institutions in sponsoring studies and programs; and
    2. publish informational materials for the purpose of raising the standards of the real estate business and the competency of licensees.
  2. An applicant for licensure under AS 08.88.171(c) must complete 40 hours of education approved by the commission before the person may be licensed under that subsection.
  3. An applicant for licensure under AS 08.88.171(a) or (b) shall complete 30 hours of education approved by the commission before the person may be licensed under either of those subsections.
  4. A person who is licensed under this chapter must complete 20 hours of continuing education approved by the commission before the person’s license may be renewed. The commission may not establish limits that prevent a person from satisfying this continuing education requirement within a two-day period.
  5. Except for a course described in (f)(1) or (3) of this section, in order for an educational course to be recognized for credit under this section, AS 08.88.095 , or 08.88.098 , the course outline and the instructor of the course shall have been approved by the commission or the commission’s designee before the course is conducted. A course outline or instructor is considered approved if the commission or the commission’s designee does not disapprove the outline or instructor within 45 days after the date on which complete application was made for approval. Each approved contact hour of a submitted course outline constitutes one credit hour of education under (d) of this section, AS 08.88.095 , or 08.88.098 . The fee for continuing education course certification under AS 08.88.221 and for course certification under AS 08.88.221 to satisfy the educational requirements of AS 08.88.095 and 08.88.098 must be based on the hours approved for credit, not on the hours submitted.
  6. The commission shall establish by regulation the educational and continuing educational requirements for licenses issued by the commission. The regulations for continuing education requirements and for educational requirements under AS 08.88.095 and 08.88.098 must allow the following types of courses to qualify for the appropriate number of credit hours, as determined by the commission:
    1. courses that are developed by national organizations, as identified for the purpose of this paragraph in the commission’s regulations, that are delivered by nationally certified instructors and that are required in order to earn professional designations from a national organization in specialized areas of licensed real estate practice; notwithstanding other provisions of this chapter, the commission may not charge a fee for these courses;
    2. technology courses directly related to real estate practice that are designed to enhance the skills and performance of a real estate licensee; and
    3. courses offered by an accredited college or university as part of a real estate curriculum that are available for at least one quarter-hour or one-half semester-hour of academic credit; the commission may not charge a fee for these courses.
  7. The commission shall establish core curricula for continuing education in the following areas: real estate sales, property management, community association management, and commercial sales. A licensee shall complete at least one of the four core curricula during each biennial licensing period as part of the licensee’s continuing education.

History. (§ 1 ch 95 SLA 1964; am § 8 ch 167 SLA 1980; am § 2 ch 105 SLA 1990; am §§ 5 — 7 ch 45 SLA 1998; am §§ 2, 3 ch 74 SLA 2005; am § 2 ch 51 SLA 2007; am § 1 ch 39 SLA 2016)

Administrative Code. —

For licensing, see 12 AAC 64, art. 2.

For real estate education standards, see 12 AAC 64, art. 7.

For continuing education requirements, see 12 AAC 64, art. 8.

Effect of amendments. —

The 2016 amendment, effective January 1, 2017, in (c), substituted “shall” for “must” and “30 hours” for “15 hours”.

Editor's notes. —

Under sec. 5(a), ch. 39, SLA 2016, the 2016 amendment to subsection (c) "applies to applications for a real estate broker license under AS 08.88.171(a) or (b) submitted on or after January 1, 2017."

Sec. 08.88.095. Educational requirements after initial license.

  1. In addition to the continuing educational requirements of AS 08.88.091 (d), within one year after the date that the commission issues an initial license under this chapter, the licensee shall complete 30 hours of education approved by the commission under AS 08.88.091 .
  2. On the document representing an initial license, the commission shall include clear and prominent language stating that the license is subject to the licensee’s completion of the educational requirements within one year after the date of the issuance of the license.
  3. Within 30 days after the end of the one-year period, the licensee shall submit, on a form provided by the commission, a certification that the licensee has completed the educational requirements.
  4. After a licensee submits the completed form under (c) of this section and pays the required fee, the commission shall issue a new license document to the licensee that does not contain the language required by (b) of this section.
  5. If a licensee fails to complete the educational requirements within the one-year period or to provide the certification required by (c) of this section, the license automatically lapses 30 days after the end of the one-year period. However, the commission may reinstate the license under AS 08.88.241 .
  6. Notwithstanding the other provisions of this section, an individual who is issued an initial license as a real estate broker is not required to satisfy the educational requirements for that initial license if, immediately before the issuance, the individual is licensed as an associate real estate broker under this chapter.
  7. In this section, “educational requirements” means the educational requirements of (a) of this section.

History. (§ 4 ch 74 SLA 2005; am § 3 ch 51 SLA 2007)

Administrative Code. —

For licensing, see 12 AAC 64, art. 2.

For real estate education standards, see 12 AAC 64, art. 7.

Sec. 08.88.098. Educational requirements after suspension.

  1. In addition to the continuing educational requirements of AS 08.88.091(d) and the educational requirements of AS 08.88.095(a) , if the commission suspends a license under AS 08.01.075 , the licensee shall complete the education required by the commission before the commission may reinstate the suspended license.
  2. After completing the educational requirements of (a) of this section, the licensee shall submit, on a form provided by the commission, a certification that the licensee has completed the educational requirements.
  3. The educational requirements of (a) of this section are in addition to any other conditions that the commission sets for reinstating a suspended license under this chapter.

History. (§ 4 ch 74 SLA 2005)

Sec. 08.88.100. [Repealed, § 3 ch 95 SLA 1964.]

Sec. 08.88.101. Administrative duties of the commission. [Repealed, § 9 ch 74 SLA 1987.]

Sec. 08.88.110. [Repealed, § 3 ch 95 SLA 1964.]

Sec. 08.88.111. Commission regulations. [Repealed, § 55 ch 45 SLA 1998.]

Sec. 08.88.120. [Repealed, § 3 ch 95 SLA 1964.]

Sec. 08.88.121. Sale of register. [Repealed, § 9 ch 74 SLA 1987.]

Sec. 08.88.130. [Repealed, § 3 ch 95 SLA 1964.]

Sec. 08.88.131. Applicability of the Administrative Procedure Act.

AS 44.62 (Administrative Procedure Act) applies to regulations and proceedings under this chapter.

History. (§ 1 ch 95 SLA 1964)

Sec. 08.88.140. [Repealed, § 3 ch 95 SLA 1964.]

Sec. 08.88.141. Compensation.

A commission member is entitled to transportation expenses and per diem allowances specified in AS 39.20.180 .

History. (§ 1 ch 95 SLA 1964)

Secs. 08.88.150 — 08.88.160. [Repealed, § 3 ch 95 SLA 1964.]

Article 2. Licensing.

Administrative Code. —

For licensing, see 12 AAC 64, art. 2.

Collateral references. —

12 Am. Jur. 2d, Brokers, §§ 13, 21 et seq.

12 C.J.S., Brokers, §§ 6-24.

Sec. 08.88.161. License required.

Unless licensed as a real estate broker, associate real estate broker, or real estate salesperson in this state, a person may not, except as otherwise provided in this chapter,

  1. sell, exchange, rent, lease, auction, or purchase real estate;
  2. list real estate for sale, exchange, rent, lease, auction, or purchase;
  3. collect rent for the use of real estate or collect fees for property management;
  4. practice, or negotiate for a contract to practice, property management;
  5. collect fees for community association management;
  6. practice, or negotiate for a contract to practice, community association management;
  7. as a business, buy, sell, or deal in
    1. options in real estate; or
    2. options in improvements to real estate;
  8. assist in or direct the procuring of prospective buyers and sellers of real estate, communicate with prospective buyers and sellers of real estate, or assist in the negotiation of a transaction that results or is calculated to result in the sale, exchange, rent, lease, auction, or purchase of real estate;
  9. accept or pay a fee for the performance of any of the activities listed in this section except as otherwise specifically provided in this chapter;
  10. hold out to the public as being engaged in the business of doing any of the things listed in this section; or
  11. attempt or offer to do any of the things listed in this section.

History. (§ 1 ch 95 SLA 1964; am § 1 ch 108 SLA 1970; am § 4 ch 28 SLA 1974; am § 8 ch 45 SLA 1998)

Cross references. —

For legality of activities under AS 18.80 in aid of housing for minority groups, see AS 18.80.215 .

Administrative Code. —

For licensing, see 12 AAC 64, art. 2.

For prohibited conduct, see 12 AAC 64, art. 4.

Notes to Decisions

Quoted in

Gaudiane v. Lundgren, 723 P.2d 1267 (Alaska 1986).

Sec. 08.88.165. Conduct of auctions.

Notwithstanding AS 08.88.161 , a person who is not licensed under this chapter may conduct an auction of real estate if

  1. the person has completed an auctioneering program at a school certified by an agency of this or another state, and the program included a course on real estate sales; and
  2. a real estate broker licensed under this chapter or an associate real estate broker licensed under this chapter supervises and is present during the auction.

History. (§ 1 ch 133 SLA 1996)

Sec. 08.88.167. Civil penalty for unlicensed or unauthorized practice.

  1. In addition to penalties prescribed by any other provision of law, if a person engages or offers to engage in an activity for which a license is required under AS 08.88.161 without being licensed or authorized to engage in the activity in accordance with the provisions of this chapter, the commission may enter an order levying a civil penalty.
  2. A civil penalty levied under this section may not exceed $5,000, or the amount of gain realized plus $5,000, whichever is greater, for each offense. In levying a civil penalty, the commission shall set the amount of the penalty imposed under this section after taking into account the seriousness of the violation, the economic benefit resulting from the violation, the history of violations, and other facts the commission considers relevant.
  3. Before entering an order under (a) of this section, the commission shall send the person written notice of the proposed order that grants the person a 30-day period during which the person may request a hearing on the record.
  4. In connection with proceedings under (a) — (c) of this section, the commission may issue subpoenas to compel the attendance and testimony of witnesses and the disclosure of evidence and may request the department to bring an action to enforce a subpoena.
  5. A person aggrieved by the levy of a civil penalty under this section may file an appeal with the superior court for judicial review of the penalty under AS 44.62.560 .
  6. If a person fails to pay a civil penalty within 30 days after entry of an order under (a) of this section, or within 10 days after the court enters a final judgment in favor of the commission of an order stayed pending an appeal under (e) of this section, the commission may initiate other action to recover the amount of the penalty.
  7. An action to enforce an order under this section may be combined with an action for an injunction under AS 08.88.037 .

History. (§ 9 ch 45 SLA 1998)

Sec. 08.88.170. [Repealed, § 3 ch 95 SLA 1964.]

Sec. 08.88.171. Eligibility for license.

  1. A natural person qualifies for a real estate broker license if the person passes the brokers examination, applies for a license within six months after passing the examination, furnishes satisfactory proof of successful completion of the education requirements of AS 08.88.091 , has had at least 36 months of active and continuous experience as a real estate licensee within the 60 months immediately preceding application for the broker license, is not under indictment for or seven years have elapsed since the person has completed a sentence imposed upon conviction of a felony or other crime that, in the judgment of the commission, affects the person’s ability to practice as a real estate broker competently and safely or upon conviction of forgery, theft, extortion, conspiracy to defraud creditors, or fraud, and is an owner of a real estate business or employed as a real estate broker by a foreign or domestic corporation, partnership, limited partnership, or limited liability company. Unless the broker fails to satisfy the educational requirements of AS 08.88.095 or renew the license, or the broker’s license is suspended or revoked, the broker’s license continues in effect as long as the broker’s license is active. If the broker stops being an owner of a real estate business or stops being employed as a real estate broker by a foreign or domestic corporation, partnership, limited partnership, or limited liability company, the broker’s license is suspended from the time the broker stops until the broker satisfies the educational requirements of AS 08.88.098 and
    1. again becomes an owner of a real estate business or is again employed as a real estate broker by a foreign or domestic corporation, partnership, limited partnership, or limited liability company; or
    2. is employed by another broker as an associate broker, in which case the real estate broker license shall be returned to the commission by the broker, and the commission shall issue the broker an associate real estate broker license.
  2. A natural person qualifies for an associate real estate broker license if the person passes the brokers examination, applies for the license within six months after passing the examination, submits satisfactory proof of successful completion of the education requirements of AS 08.88.091 , has had at least 36 months of active and continuous experience as a real estate licensee within the 60 months immediately preceding application for the license, furnishes satisfactory proof that errors and omissions insurance required under AS 08.88.172 has been obtained, is not under indictment for or seven years have elapsed since the person has completed a sentence imposed upon conviction of a felony or other crime that, in the judgment of the commission, affects the person’s ability to practice as an associate real estate broker competently and safely or upon conviction of forgery, theft, extortion, conspiracy to defraud creditors, or fraud, and is employed by a licensed real estate broker as an associate real estate broker. Unless the associate broker fails to satisfy the educational requirements of AS 08.88.095 or renew the license, or the associate broker’s license is suspended or revoked, the associate broker’s license continues in effect as long as the associate broker is employed by a licensed real estate broker as an associate broker. If the associate broker stops being employed by a licensed real estate broker, the associate broker’s license is suspended from the time the associate broker stops until the associate broker satisfies the educational requirements of AS 08.88.098 and
    1. again is employed by a real estate broker as an associate broker; or
    2. becomes an owner of a real estate business or is employed as a real estate broker by a foreign or domestic corporation, partnership, limited partnership, or limited liability company, in which case the associate broker’s license shall be returned to the commission by the associate broker, and the commission shall issue the licensee a broker’s license.
  3. A natural person qualifies for a real estate salesperson license if the person passes the real estate salesperson examination, applies for the license within six months after passing the examination, submits satisfactory proof of successful completion of the education requirements of AS 08.88.091 , is at least 19 years of age, furnishes satisfactory proof that errors and omissions insurance required under AS 08.88.172 has been obtained, is not under indictment for a felony or other crime that, in the judgment of the commission, affects the individual’s ability to practice as a real estate salesperson competently and safely or under indictment for forgery, theft, extortion, conspiracy to defraud creditors, or fraud, or, if convicted of such an offense, seven years have elapsed since the person completed the sentence imposed upon conviction. Unless the salesperson fails to satisfy the educational requirements of AS 08.88.095 or renew the license, or the real estate salesperson’s license is suspended or revoked, a real estate salesperson’s license continues in effect.
  4. A real estate licensee shall promptly inform the commission of a change in business association that affects the status of the licensee’s license under this section.
  5. Notwithstanding (a) — (d) of this section, a natural person qualifies for a limited license to practice community association management under (f) of this section if the person
    1. applies by January 1, 1999;
    2. pays the required fees;
    3. demonstrates to the commission’s satisfaction that the person has engaged in the practice of community association management for at least 24 months before January 1, 1999; and
    4. meets other requirements that may be established by the commission in its regulations for issuance of a license under this subsection.
  6. A person who qualifies under (e) of this section shall be issued an associate broker license if, at the time of issuance, the person is employed by a broker. A person who qualifies under (e) of this section shall be issued a broker license if, at the time of issuance, the person is the owner of a community association management business or is employed as a community association manager by a foreign or domestic corporation, partnership, limited partnership, or limited liability company. After initial issuance of a license to a person under this subsection, the person is subject to the same requirements that exist for other brokers and associate brokers licensed under this chapter. However, notwithstanding other provisions of this chapter, under a license issued under this subsection, a person may practice only community association management and does not qualify as a broker or associate broker for purposes of AS 08.88.161 (1) — (4), (7), or (8) or 08.88.165 (2). A person issued a limited license to practice community association management under this section may not use the terms “salesperson,” “broker,” or “associate broker” for any business purpose unless the person is also licensed appropriately under other provisions of this chapter.

History. (§ 1 ch 95 SLA 1964; am § 3 ch 130 SLA 1966; am § 1 ch 55 SLA 1969; am §§ 5 — 7 ch 28 SLA 1974; am §§ 12 — 15 ch 167 SLA 1980; am § 7 ch 67 SLA 1983; am §§ 3 — 5 ch 105 SLA 1990; am §§ 10, 11 ch 45 SLA 1998; am §§ 5 — 7 ch 74 SLA 2005; am §§ 4 — 6 ch 51 SLA 2007; am §§ 3, 4 ch 113 SLA 2008; am §§ 2, 3 ch 39 SLA 2016)

Administrative Code. —

For examinations, see 12 AAC 64, art. 1.

For licensing, see 12 AAC 64, art. 2.

For place of business, see 12 AAC 64, art. 3.

Effect of amendments. —

The 2016 amendment, effective January 1, 2018, in (a) and (b), substituted “36 months” for “24 months” and “60 months” for “36 months”.

Editor's notes. —

Under sec. 5(b), ch. 39, SLA 2016, the 2016 amendments to subsections (a) and (b), effective on January 1, 2018, “apply to applications for a real estate broker license under AS 08.88.171(a) or (b) or 08.88.241(b) submitted on or after January 1, 2018.”

Notes to Decisions

Relationship between brokers and salespersons. —

The Alaska statutory system governing real estate brokers and salespersons implies that the relationship is one of employer and employee. Calvo v. Calhoon, 559 P.2d 111 (Alaska 1977).

Applied in

Black v. Dahl, 625 P.2d 876 (Alaska 1981).

Collateral references. —

Real estate broker, 39 ALR2d 606.

Licensed real estate broker’s right to compensation as affected by lack of license on the part of partners, coadventurers, employees, or other associates, 8 ALR3d 523.

Procurement of real estate broker’s license subsequent to execution of contract for services as entitling broker to compensation for service, 80 ALR3d 318.

Necessity of having real estate broker’s license in order to recover commission as affected by fact that business sold includes real property, 82 ALR3d 1139.

Right of attorney, as such, to act or become licensed to act as real-estate broker, 23 ALR4th 230.

Sec. 08.88.172. Errors and omissions insurance.

  1. A person licensed as a real estate broker, associate real estate broker, or real estate salesperson shall, as a condition of licensing, carry and maintain errors and omissions insurance to cover activities for which licensing is required under AS 08.88.161 .
  2. The department shall establish by regulation the terms and conditions of the errors and omissions insurance required by this section, including
    1. coverage requirements;
    2. limits of coverage;
    3. the maximum amount of premium to be charged licensees under a master errors and omissions policy under (d) of this section; and
    4. the method for adjusting these amounts based on the Consumer Price Index.
  3. A licensee may obtain the errors and omissions insurance required by (a) of this section by
    1. obtaining a master insurance policy that may be made available to licensees by the commission; or
    2. independently obtaining errors and omissions insurance that complies with the requirements established under (b) of this section.
  4. The commission may
    1. solicit bids for a master errors and omissions insurance policy for licensees that meets the minimum terms and conditions established under (b) of this section using a competitive sealed bid process under AS 36.30 (State Procurement Code); and
    2. charge a licensee a reasonable administration fee to recover costs incurred in connection with the solicitation made under (1) of this subsection.
  5. [Repealed, § 4 ch 39 SLA 2016.]
  6. A licensee seeking to obtain or renew a license shall certify to the commission that errors and omissions insurance has been obtained. A licensee who elects to independently obtain errors and omissions insurance shall provide a certificate of coverage with the application to obtain or renew a license.

History. (§ 5 ch 113 SLA 2008; am § 4 ch 39 SLA 2016)

Effect of amendments. —

The 2016 amendment, effective January 1, 2018, repealed (e).

Sec. 08.88.173. Fidelity bond for community association managers.

  1. If the board of directors of a community association allows a broker to exercise control over community association fees or other community association funds, the broker must provide evidence to the commission that the broker is covered by a blanket fidelity insurance bond. The bond may be in the name of the broker with the association as an additional insured or in the name of the association with the broker as an additional insured. The bond must cover the maximum funds that will be within the control of the community association manager at any time while the bond is in force. The commission may grant an exemption from the bonding requirement of this subsection if the commission determines that the community association manager has equivalent comparable coverage or that coverage is unavailable. The commission may adopt regulations to implement this subsection, including regulations concerning the minimum coverage and terms of coverage that are required and proof of bond and the granting of exemptions.
  2. If a loss covered by the fidelity bond required under this section is also reimbursable from the real estate recovery fund, the owners’ association that suffered the loss may not recover under the bond until the association has obtained a final judgment, final arbitration award, or settlement agreement and filed a claim for an award under AS 08.88.460 .

History. (§ 12 ch 45 SLA 1998; am § 6 ch 113 SLA 2008)

Sec. 08.88.175. Limitations on community association managers.

A licensee may not, within the practice of community association management, exercise control over the

  1. reserves or investment accounts of a community association;
  2. operating account of a community association unless
    1. allowed under a contract that has been approved by the association’s board of directors; and
    2. duplicate financial statements concerning the account are sent by the institution holding the account to the licensee and the association’s board of directors at separate addresses.

History. (§ 12 ch 45 SLA 1998)

Sec. 08.88.180. [Repealed, § 3 ch 95 SLA 1964.]

Sec. 08.88.181. Content and purpose of examination.

  1. The real estate examinations may include questions on real estate business ethics and standards; arithmetic and accounting; elementary principles of land economics and appraisal; the general principles in state statutes relating to deeds, mortgages, real estate contracts, subdivisions, common interest communities, legal descriptions, building restrictions, real estate licensee relationships, agency law, brokerage, disclosure requirements, trust accounting requirements, and landlord and tenant law; property management ethics and standards; community association management operations, ethics, and standards; and the general provisions of this chapter and of the regulations of the commission.
  2. The real estate salesperson examination covers the same subjects as the real estate broker examination, but is less difficult.
  3. The only purpose of an examination under this chapter is to disqualify those whose lack of ability to participate in real estate transactions would create a serious risk of serious financial loss to members of the public.

History. (§ 1 ch 95 SLA 1964; am § 2 ch 55 SLA 1969; am § 16 ch 167 SLA 1980; am § 13 ch 45 SLA 1998; am § 2 ch 128 SLA 2003)

Revisor’s notes. —

In 1998, “salesman” was changed to “salesperson” in subsection (b) pursuant to § 58, ch. 45, SLA 1998.

Administrative Code. —

For licensing, see 12 AAC 64, art. 2.

Sec. 08.88.190. [Repealed, § 3 ch 95 SLA 1964.]

Sec. 08.88.191. Administration of examination.

  1. The commission shall offer written examinations at periodic intervals but at least once a year.
  2. If the commission authorizes the department to contract with a national testing service to prepare, administer, and grade examinations,
    1. the commission or its designee shall review the examination and approve its contents;
    2. application for an examination may be transmitted by the applicant directly to the national testing service; payment of an examination fee shall be made by the applicant directly to the national testing service’s designated representative before the examination is taken by the applicant.
  3. An applicant who fails the written examination may request that the examination be reevaluated.  The commission shall provide by regulation for a system of reevaluating examinations on request of an applicant who fails the examination.  The system provided by the commission may provide for reevaluation by the testing service or by any other person.

History. (§ 1 ch 95 SLA 1964; am § 2 ch 108 SLA 1970; am §§ 1, 2 ch 24 SLA 1972; am § 8 ch 28 SLA 1974; am § 17 ch 167 SLA 1980; am § 8 ch 74 SLA 1987; am § 14 ch 45 SLA 1998)

Administrative Code. —

For examinations, see 12 AAC 64, art. 1.

For licensing, see 12 AAC 64, art. 2.

Sec. 08.88.200. [Repealed, § 3 ch 95 SLA 1964.]

Sec. 08.88.201. Reexamination.

A person who fails an examination may apply for a subsequent examination, but shall pay the application fee with each application.

History. (§ 1 ch 95 SLA 1964; am § 32 ch 6 SLA 1984; am § 15 ch 45 SLA 1998)

Sec. 08.88.210. [Repealed, § 3 ch 95 SLA 1964.]

Sec. 08.88.211. Qualification for examination. [Repealed, § 42 ch 167 SLA 1980. For current law, see AS 08.88.171.]

Sec. 08.88.220. [Repealed, § 3 ch 95 SLA 1964.]

Sec. 08.88.221. Fees.

The Department of Commerce, Community, and Economic Development shall set fees under AS 08.01.065 for a real estate broker, associate broker, or salesperson licensee or applicant for the following:

  1. examination;
  2. initial license;
  3. renewal of an active license;
  4. renewal of an inactive license;
  5. amending or transferring a license;
  6. publications offered by the commission;
  7. seminars offered by the commission;
  8. reinstatement of a lapsed license;
  9. changes to registered office information;
  10. course certification and recertification;
  11. instructor approval and renewal of approval; and
  12. issuance of a new license document under AS 08.88.095(d) .

History. (§ 1 ch 95 SLA 1964; am § 2 ch 31 SLA 1968; am §§ 12, 13 ch 28 SLA 1974; am §§ 18, 19 ch 167 SLA 1980; am §§ 3, 4, 7 ch 96 SLA 1982; am § 50 ch 37 SLA 1985; am § 5 ch 138 SLA 1986; am § 16 ch 45 SLA 1998; am § 8 ch 74 SLA 2005)

Revisor’s notes. —

In 1999, “Department of Commerce and Economic Development” was changed to “Department of Community and Economic Development” in this section in accordance with § 88, ch. 58, SLA 1999.

In 2004, “Department of Community and Economic Development” was changed to “Department of Commerce, Community, and Economic Development” in this section, in accordance with § 3, ch. 47, SLA 2004.

Cross references. —

For provisions prescribing the applicability of the 2005 addition of paragraph (12) to initial licenses, licenses issued after revocation, and suspended licenses, for action on the license occurring on or after January 1, 2006, see § 14, ch. 74, SLA 2005, in the 2005 Temporary and Special Acts.

Administrative Code. —

For occupational licensing fees, see 12 AAC 2, art. 2.

Sec. 08.88.230. [Repealed, § 3 ch 95 SLA 1964.]

Sec. 08.88.231. Deposit in general fund. [Repealed, § 9 ch 74 SLA 1987.]

Sec. 08.88.240. [Repealed, § 3 ch 95 SLA 1964.]

Sec. 08.88.241. Reinstatement of lapsed license.

  1. A person whose real estate license has lapsed less than 24 months is eligible for reinstatement of the license if the person provides the required application, license fees, proof of continuing education as required by AS 08.88.091 for licensing periods during which the license was inactive or lapsed, proof of completion of the educational requirements under AS 08.88.095(a) , if applicable, and any fee required under AS 08.88.221 (12).
  2. A real estate licensee whose license has been lapsed for more than 24 months is not eligible for reinstatement of the license and is eligible for the license only by meeting the qualifications applicable to initial licensure under AS 08.88.171 .

History. (§ 1 ch 95 SLA 1964; am § 5 ch 130 SLA 1966; am § 3 ch 31 SLA 1968; am § 6 ch 94 SLA 1968; am § 6 ch 108 SLA 1970; am § 21 ch 167 SLA 1980; am § 17 ch 45 SLA 1998; am § 9 ch 74 SLA 2005)

Sec. 08.88.250. [Repealed, § 3 ch 95 SLA 1964.]

Sec. 08.88.251. Inactive license.

  1. A real estate licensee who intends to become inactive shall return to the commission the person’s license certificate and a completed inactivation form provided by the commission along with any applicable fees. The commission shall issue the person an inactive license certificate. A real estate licensee whose license lapses under AS 08.88.095(e) is not eligible for an inactive license under this subsection unless the license is reinstated under AS 08.88.241 .
  2. An inactive licensee may not attempt or offer to do any of the activities listed in AS 08.88.161 , but may receive commissions or other payments from the broker who previously contracted with or employed the licensee for services performed while actively licensed.
  3. A person who has an inactive license certificate under (a) of this section may reactivate the license by applying for an active license and paying the required fees. A person is eligible for change from an inactive to an active status under this subsection only if the person has been in inactive status for less than 24 months. If the person has been in inactive status for 24 months or for more than 24 months, the person is required to meet the requirements for initial licensure in order to be licensed under this chapter again.
  4. A licensee may, subject to the approval of the commission, renew an inactive license for 24 months from the anniversary date of the issuance of the initial inactive license certificate under (a) of this section.
  5. An active license that has been converted from inactive status under (c) of this section shall be issued for the remainder of the current 24-month period of the inactive license.

History. (§ 1 ch 95 SLA 1964; am § 4 ch 31 SLA 1968; am § 7 ch 108 SLA 1970; am §§ 22 — 24 ch 167 SLA 1980; am § 6 ch 105 SLA 1990; am § 2 ch 133 SLA 1996; am § 18 ch 45 SLA 1998; am § 6 ch 106 SLA 2004; am § 10 ch 74 SLA 2005)

Administrative Code. —

For licensing, see 12 AAC 64, art. 2.

Sec. 08.88.260. [Repealed, § 3 ch 95 SLA 1964.]

Sec. 08.88.261. Out-of-state licenses. [Repealed, § 7 ch 105 SLA 1990.]

Article 3. Miscellaneous Provisions.

Sec. 08.88.263. License by endorsement.

A person who holds a valid active real estate license issued by another state shall be granted an equivalent Alaska real estate license if that person

  1. passes the portion of the real estate examination which examines on state law;
  2. meets the requirements of AS 08.88.171 ; and
  3. satisfies the educational requirements under AS 08.88.095(a) if the person has not held the license issued by the other state for one year or more.

History. (§ 25 ch 167 SLA 1980; am § 34 ch 6 SLA 1984; am § 11 ch 74 SLA 2005)

Administrative Code. —

For licensing, see 12 AAC 64, art. 2.

Secs. 08.88.270 — 08.88.280. [Repealed, § 3 ch 95 SLA 1964.]

Sec. 08.88.281. Real estate recovery fund.

Before issuing a license to an applicant under this chapter, the commission shall ensure that the applicant has complied with the provisions of AS 08.88.455 and is covered by the real estate recovery fund established in AS 08.88.450 .

History. (§ 1 ch 95 SLA 1964; am § 1 ch 54 SLA 1968; am § 2 ch 143 SLA 1974; am § 7 ch 32 SLA 1997; am § 19 ch 45 SLA 1998; am § 7 ch 113 SLA 2008)

Sec. 08.88.290. [Repealed, § 3 ch 95 SLA 1964.]

Sec. 08.88.291. Location; contact information.

  1. A person licensed as a real estate broker shall, by registering with the commission, inform the commission of the person’s principal office and of any branch offices of the person’s real estate business and include in the information the names of the real estate licensees who are employed at each office. A real estate licensee may do real estate business only through a principal office or from a branch office registered by the broker by whom the licensee is employed. Failure of a real estate broker to maintain a place of business in the state or to inform the commission of its location and the names and addresses of all real estate licensees employed at each location by the broker is grounds for the suspension or revocation of the broker’s license.
  2. Each licensee under this chapter is responsible for ensuring that the commission has current contact information for the licensee for two years after the lapse, expiration, surrender, suspension, or revocation of the license.
  3. In addition to the information provided under (a) of this section, a licensee shall provide the commission with a current mailing address and, if active, the address of the broker employing the licensee.
  4. The commission shall mail all notices pertaining to a license or recovery fund action taken under this chapter or a regulation adopted under this chapter to the current address or addresses of a licensee obtained under this section. Proof of notice provided under this subsection satisfies due process notice requirements.

History. (§ 1 ch 95 SLA 1964; am § 14 ch 28 SLA 1974; am § 26 ch 167 SLA 1980; am § 20 ch 45 SLA 1998; am § 7 ch 106 SLA 2004; am §§ 8, 9 ch 113 SLA 2008)

Administrative Code. —

For licensing, see 12 AAC 64, art. 2.

For place of business, see 12 AAC 64, art. 3.

Sec. 08.88.300. [Repealed, § 3 ch 95 SLA 1964.]

Sec. 08.88.301. Change of location.

Before a real estate broker changes the location of the broker’s principal office or of a branch office, the broker shall notify the commission of the new address and any other office changes on a form provided by the commission and pay the applicable fees.

History. (§ 1 ch 95 SLA 1964; am § 15 ch 28 SLA 1974; am § 27 ch 167 SLA 1980; am § 21 ch 45 SLA 1998)

Sec. 08.88.305. Multiple business operations.

A person licensed as a real estate broker may own, operate, or be employed by multiple corporations, partnerships, or other business organizations engaging in activities for which a license is required under this chapter, provided that each business organization is registered with the commission, and that the principal offices of all of the business organizations share a single physical address.

History. (§ 7 ch 51 SLA 2007)

Sec. 08.88.310. [Repealed, § 3 ch 95 SLA 1964.]

Sec. 08.88.311. Branch offices.

  1. A branch office shall be under the direct supervision of a real estate associate broker whose principal place of business is that office and who is licensed under this chapter. An associate broker may serve in the capacity of direct supervisor at only one office.
  2. A branch office shall bear and be advertised only in the name of the principal office but may also indicate that it is a branch office.

History. (§ 1 ch 95 SLA 1964; am § 8 ch 108 SLA 1970; am § 16 ch 28 SLA 1974; am § 1 ch 174 SLA 1976; am § 22 ch 45 SLA 1998)

Administrative Code. —

For licensing, see 12 AAC 64, art. 2.

For place of business, see 12 AAC 64, art. 3.

Sec. 08.88.320. [Repealed, § 3 ch 95 SLA 1964.]

Sec. 08.88.321. Possession and display of license certificates.

  1. The license certificate of a real estate broker shall be displayed in the broker’s principal office.
  2. The license certificate of each licensee working in the broker’s principal office shall be displayed in that office.
  3. The license certificate of the designated associate broker who is in charge of a branch office and the certificate of each licensee working in a branch office shall be displayed in the branch office indicated as the office of the licensees’ employment in the registration required under AS 08.88.291 .
  4. Certificates displayed under this section must be displayed where they are available for public clients and customers to verify the current active status of licensees working in the office.

History. (§ 1 ch 95 SLA 1964; am § 23 ch 45 SLA 1998)

Administrative Code. —

For place of business, see 12 AAC 64, art. 3.

Sec. 08.88.330. [Repealed, § 3 ch 95 SLA 1964.]

Sec. 08.88.331. Making of transactions.

An active real estate salesperson or associate real estate broker may perform activities for which a real estate license is required only through the real estate broker who employs or contracts with the licensee. All money or other proceeds collected in trust and related to a real estate transaction shall immediately be turned over to the broker or the broker’s authorized representative.

History. (§ 1 ch 95 SLA 1964; am § 24 ch 45 SLA 1998)

Administrative Code. —

For place of business, see 12 AAC 64, art. 3.

For trust accounts, see 12 AAC 64, art. 5.

For property management, see 12 AAC 64, art. 9.

Notes to Decisions

Relationship between brokers and salespersons. —

The Alaska statutory system governing real estate brokers and salespersons implies that the relationship is one of employer and employee. Calvo v. Calhoon, 559 P.2d 111 (Alaska 1977).

Applied in

Huff v. State, 598 P.2d 928 (Alaska 1979).

Sec. 08.88.340. [Repealed, § 3 ch 95 SLA 1964.]

Sec. 08.88.341. Listings or management contracts.

All real estate listings or management contracts must be in writing and must be signed by the broker or associated licensee of the broker and by the client or an authorized representative of the client for whose benefit the real estate licensee will act. All real estate exclusive listings or management contracts must have a definite expiration date that may be renewed or extended only by a written agreement signed by the client or the client’s authorized representative.

History. (§ 1 ch 95 SLA 1964; am § 25 ch 45 SLA 1998)

Notes to Decisions

Purpose of section. —

The purpose of this section, which requires a written listing, was not to relieve agents of their fiduciary obligations, but rather to protect the public from the fraudulent acts of dishonest agents. Black v. Dahl, 625 P.2d 876 (Alaska 1981).

Enforcement of oral agreement. —

Although a real estate agent cannot enforce an oral agreement, a client can. Black v. Dahl, 625 P.2d 876 (Alaska 1981).

Despite the absence of a written listing, a fiduciary duty is established between a real estate agent and a client by their oral agreement. Black v. Dahl, 625 P.2d 876 (Alaska 1981).

As to waiver of requirement of written expiration date in real estate listings, see Valkama v. Harris, 575 P.2d 789 (Alaska 1978).

Cited in

Hausam v. Wodrich, 574 P.2d 805 (Alaska 1978).

Sec. 08.88.350. [Repealed, § 3 ch 95 SLA 1964.]

Sec. 08.88.351. Accounts; records of transactions.

  1. A real estate broker shall
    1. keep a complete record, for three years, of all real estate transactions in which the broker or employed licensees of the broker engaged;
    2. provide upon request to any principal in a transaction an accounting for all money or other property collected or held in the course of each transaction;
    3. keep a separate trust account in a bank into which the broker shall deposit all earnest money deposits, purchase money, security deposits, contingency funds, collected rental money, rental receipts, or other money collected in trust until it is appropriate for the broker to distribute the money to the proper persons;
    4. if authorized by the board of directors of a community association to collect, control, or disburse association funds, keep a separate account in a financial institution for the funds;
    5. make available to the commission, on request, account records and all other documents that the commission may require in order to conduct an investigation or to audit an account required under this section;
    6. if records are delivered to a partnership, corporation, or business entity other than another licensed broker upon termination of employment, ensure by contract the maintenance and availability of those records for a minimum of three years in accordance with this section.
  2. A real estate licensee
    1. shall keep, for a minimum of three years, a complete record of all real estate transactions in which the licensee was a principal;
    2. who maintains records concerning management or sale of the licensee’s own properties or the licensee’s client properties separate from the broker’s file, shall retain those records for a minimum of three years;
    3. shall make available to the commission, on request, records and other documents that the commission may require to conduct an investigation;
    4. shall promptly deposit community association funds or proceeds from periodic community association assessments into either a community association reserve account or a community association operating account; if, at any time, the community association operating account contains more money than is estimated to be needed for budgeted expenditures for the subsequent three months, the licensee shall transfer the excess funds to the community association reserve account as soon as practicable;
    5. may not commingle funds of a community association with funds of another community association or with the licensee’s funds.
  3. For the purposes of this section, the three-year requirement for records maintenance begins at the initiation of a transaction and continues, as applicable, until three years after the date
    1. a listing agreement ends;
    2. a sales transaction closes or otherwise ends;
    3. a management contract ends; or
    4. another contractual or fiduciary obligation ends.

History. (§ 1 ch 95 SLA 1964; am § 17 ch 28 SLA 1974; am §§ 26, 27 ch 45 SLA 1998)

Administrative Code. —

For place of business, see 12 AAC 64, art. 3.

For prohibited conduct, see 12 AAC 64, art. 4.

For trust accounts, see 12 AAC 64, art. 5.

For property management, see 12 AAC 64, art. 9.

Notes to Decisions

Applied in

Huff v. State, 598 P.2d 928 (Alaska 1979).

Sec. 08.88.360. [Repealed, § 3 ch 95 SLA 1964.]

Sec. 08.88.361. When commission is earned.

A commission is earned when the real estate broker fulfills the terms of a written personal services contract.

History. (§ 1 ch 95 SLA 1964; am § 28 ch 167 SLA 1980)

Notes to Decisions

Applied in

Valkama v. Harris, 575 P.2d 789 (Alaska 1978); Drake v. Hosley, 713 P.2d 1203 (Alaska 1986).

Quoted in

Huff v. State, 598 P.2d 928 (Alaska 1979); Hazell v. Richards, 659 P.2d 575 (Alaska 1983).

Cited in

Hausam v. Wodrich, 574 P.2d 805 (Alaska 1978).

Sec. 08.88.370. [Repealed, § 3 ch 95 SLA 1964.]

Sec. 08.88.371. [Renumbered as AS 08.88.071(c).]

Sec. 08.88.380. [Repealed, § 3 ch 95 SLA 1964.]

Sec. 08.88.381. Signs.

A real estate broker shall maintain a sign at each of the broker’s registered real estate offices prominently showing the name of the real estate business as registered with the commission. The required size, content, and location of signs under this section may be determined by the commission under regulations. The regulations must allow signs in offices located on premises with more restrictive sign requirements than would otherwise be applicable under the commission’s regulations to be considered to be in compliance with the regulations if the signs meet the requirements of the premises and the licensee submits a copy of the sign requirements of the premises to the commission.

History. (§ 1 ch 95 SLA 1964; am § 28 ch 45 SLA 1998)

Administrative Code. —

For place of business, see 12 AAC 64, art. 3.

Sec. 08.88.390. [Repealed, § 3 ch 95 SLA 1964.]

Sec. 08.88.391. Conflict of interest.

  1. A real estate licensee who has a conflict of interest relating to a real estate transaction shall disclose that conflict of interest to the persons adversely affected by the conflict or their real estate licensees and confirm the conflict of interest in writing to the persons adversely affected by the conflict or their real estate licensees involved in the transaction as soon as possible after the conflict is identified. The licensee must also verbally advise the person of the conflict, and begin any written statement of the conflict of interest with these words, underlined and written in bold: “Disclosure of Conflict of Interest.”
  2. The failure of a licensee to disclose a conflict of interest as required under this section does not give rise to a cause of action by a private person. However, the commission may, under AS 08.88.071 , impose a disciplinary sanction for violation of this section.
  3. In this section, “conflict of interest” is when a licensee
    1. has a present ownership or leasehold interest in the property that is the subject of a transaction;
    2. is whole or part owner of a business interest in the property being marketed or considered for purchase or lease;
    3. represents a relative, as defined in AS 08.88.900(a)(19) , or a person with whom the licensee has a financial relationship if the relative or person has a present financial interest in the property being marketed or considered for purchase or lease;
    4. receives compensation from someone other than a party to the contract or another party having a financial interest in the transaction; or
    5. receives compensation for community association management while simultaneously engaged as a property manager for a unit within the community association.

History. (§ 1 ch 95 SLA 1964; am §§ 29, 30 ch 45 SLA 1998; am § 3 ch 105 SLA 2004; am § 10 ch 113 SLA 2008)

Revisor’s notes. —

In 2002, in (c)(3) of this section, “AS 08.88.900 (a)(19)” was substituted for “AS 08.88.900 (19)” in order to reflect the 1998 addition of AS 08.88.900(b) .

Administrative Code. —

For property management, see 12 AAC 64, art. 9.

Sec. 08.88.396. Licensee relationships, disclosures, and activity before January 1, 2005.

  1. A person licensed under this chapter shall, when acting as a real estate licensee for a prospective seller or lessor of real estate,
    1. disclose in writing the licensee’s agency relationship with the seller or lessor to each prospective buyer or lessee at the time that the licensee begins to provide specific assistance to locate or acquire real estate for the buyer or lessee, and obtain from each prospective buyer or lessee a signed acknowledgment that the buyer or lessee is aware of the agency relationship between the licensee and the seller or lessor; and
    2. include in the purchase agreement a statement of the agency relationship between the licensee and the seller or lessor.
  2. A person licensed under this chapter shall, when acting as a real estate licensee for a prospective buyer or lessee of real estate,
    1. disclose the licensee’s relationship with the buyer or lessee to a prospective seller or lessor of real estate, or to the seller’s or lessor’s real estate licensee, at the time of the initial contact between the licensee and the prospective seller or lessor, or the seller’s or lessor’s real estate licensee, and confirm the relationship in writing as soon as possible after the initial contact;
    2. include in the purchase agreement a statement of the agency relationship between the licensee and the buyer or lessee;
    3. if the prospective seller or lessor has an unexpired exclusive listing contract for a property, present all offers to purchase that property through the seller’s or lessor’s real estate licensee; and
    4. disclose in writing to all parties to a transaction when the licensee’s compensation as real estate licensee for the buyer or lessee is to be paid by anyone other than the buyer or lessee being represented by the licensee.
  3. A person licensed under this chapter may act as a real estate licensee for both a prospective seller or lessor and a prospective buyer or lessee of real estate only after the licensee informs both the seller or lessor and the buyer or lessee of the dual agency representation and obtains written consent to the dual agency representation from both principals.
  4. When a change occurs during a transaction that makes a prior written disclosure required by this section incomplete, misleading, or inaccurate, the licensee shall make a revised disclosure, in writing, to all parties to the transaction as soon as possible. The revised disclosure must include the date of the revision and shall be acknowledged in writing by all the parties. However, until the nature of the licensee’s relationship with a party is completely established, a revised disclosure is not required under this subsection if the licensee obtains from the party a written preauthorized consent to changes before the changes occur.
  5. In a civil action for the failure of a licensee to comply with the provisions of this section, the plaintiff’s remedy is limited to the recovery of actual damages. This subsection does not limit a person’s ability to take any other action or pursue any other remedy to which the person may be entitled under other law.
  6. This section applies only to acts that occur before January 1, 2005.

History. (§ 1 ch 113 SLA 1990; am § 31 ch 45 SLA 1998; am §§ 3, 4 ch 128 SLA 2003; am § 4 ch 105 SLA 2004)

Editor’s notes. —

Under § 5(a), ch. 128, SLA 2003, the provisions of the 2003 amendments of this section apply to a real estate transaction that occurs before, on, or after June 29, 2003. Under § 5(b), ch. 128, SLA 2003, subsection (e) also applies to an action pending in a court in the state in which a final judgment has not been rendered before June 29, 2003.

Notes to Decisions

Quoted in

Yoon v. Alaska Real Estate Comm'n, 17 P.3d 779 (Alaska 2001).

Sec. 08.88.398. Licensed assistants.

A licensed real estate salesperson or licensed associate real estate broker may act as a licensed assistant to another licensed salesperson or associate real estate broker only if

  1. the licensed assistant and the salesperson or associate broker are both employed by the same broker;
  2. the licensed assistant is not employed to perform activities requiring licensure under this chapter for more than one licensed real estate broker;
  3. the employment arrangement between the licensed assistant and the salesperson or associate real estate broker is in writing and conforms to the applicable state and federal regulations regarding employment;
  4. the employment of the licensed assistant is approved in writing by the broker who employs both the salesperson or associate real estate broker and the licensed assistant;
  5. the salesperson or associate real estate broker who employs the licensed assistant agrees to be responsible for paying the licensed assistant’s wages and appropriate taxes and completing the appropriate state and federal tax forms; and
  6. the broker of the salesperson or associate real estate broker who employs the licensed assistant agrees to be liable for the actions of the licensed assistant.

History. (§ 32 ch 45 SLA 1998; am § 2 ch 37 SLA 2012)

Sec. 08.88.400. [Repealed, § 3 ch 95 SLA 1964.]

Sec. 08.88.401. Prohibited conduct; penalties.

  1. A person licensed under this chapter may not falsely represent to
    1. have been awarded a degree or other designation;
    2. be a member or an affiliate of a professional organization; or
    3. be a member of a franchise or other business association.
  2. A person
    1. who is not a real estate broker licensed in this state may not accept a fee or a commission for performance of an act for which a license is required by this chapter except that a real estate broker validly licensed in another state may accept a fee or commission or a portion of a fee or commission for assisting a real estate broker licensed in this state in the performance of an act for which a license is required by this chapter;
    2. who is an associate broker or a real estate salesperson licensed in this state may accept a fee or commission for performance of an act for which a license is required by this chapter only from the licensee’s employing broker, except that the wages of a person who is engaged as a licensed assistant under AS 08.88.398 may be accepted by the person from the assistant’s employer.
  3. A person licensed under this chapter may not knowingly make, authorize, direct, or aid in the publication of a false statement or misrepresentation concerning land or a subdivision or other real estate offered for sale, lease, or rent or concerning an association being managed.
  4. A person licensed under this chapter may not knowingly pay any part of a fee, commission, or other compensation received by the licensee in buying, selling, exchanging, leasing, auctioning, or renting real estate to
    1. a person who is not licensed under this chapter, except as provided in (e) of this section;
    2. another licensee, except through the licensee’s responsible broker; or
    3. another licensee knowing that the other licensee intends to pay all or a portion of that which is received to a person who is not licensed under this chapter.
  5. The prohibition of (d)(1) of this section does not prohibit
    1. payments by a licensee to a person licensed to perform real estate activities in another jurisdiction if the other person has assisted the licensee in the performance of an act for which a license is required by this chapter;
    2. payments from a real estate licensee to a principal as part of the resolution of a dispute regarding the terms of a transaction or regarding the property transferred; or
    3. contributions from a licensee to a charitable organization and advertisement of the licensee’s intent to make the charitable donation.
  6. A person may not
    1. use or attempt to use a license issued under this chapter that was issued to another person;
    2. give false or forged evidence to the commission or to a representative of the commission in an attempt to obtain a license;
    3. impersonate an applicant under this chapter;
    4. knowingly use or attempt to use an expired, suspended, revoked, or nonexistent license; or
    5. falsely claim to be licensed and authorized to practice under this chapter.
  7. A person who violates this section or AS 08.88.161 is guilty of a class A misdemeanor.

History. (§ 1 ch 95 SLA 1964; am § 6 ch 130 SLA 1966; am § 18 ch 28 SLA 1974; am § 4 ch 143 SLA 1974; am § 5 ch 96 SLA 1982; am § 2 ch 113 SLA 1990; am §§ 33, 34 ch 45 SLA 1998; am § 5 ch 105 SLA 2004; am § 3 ch 37 SLA 2012)

Revisor’s notes. —

Subsections (d)-(f) were enacted as (e)-(g), respectively. Relettered in 1998, at which time former subsection (d) was relettered as (g) and internal references were conformed in (d)(1) and (e).

Cross references. —

For sentences for misdemeanors, see AS 12.55.035 and 12.55.135 .

Administrative Code. —

For prohibited conduct, see 12 AAC 64, art. 4.

For trust accounts, see 12 AAC 64, art. 5.

Sec. 08.88.403. Review of transactions.

A real estate broker may contract with and pay an attorney or associate broker to assist the broker to review a real estate transaction before the transaction closes.

History. (§ 12 ch 74 SLA 2005)

Sec. 08.88.405. Preparation of documents.

Notwithstanding AS 08.08, a person licensed as a real estate broker, associate real estate broker, or real estate salesperson under this chapter may prepare real property contracts, earnest money agreements, leases, and other documents related to real property if the documents are prepared by the person in the course of the person’s work as a licensed real estate broker, associate real estate broker, or real estate salesperson under this chapter.

History. (§ 1 ch 100 SLA 1996)

Secs. 08.88.410 — 08.88.420. [Repealed, § 3 ch 95 SLA 1964.]

Sec. 08.88.421. [Renumbered as AS 08.88.900.]

Sec. 08.88.430. [Repealed, § 3 ch 95 SLA 1964.]

Sec. 08.88.431. [Renumbered as AS 08.88.990.]

Sec. 08.88.440. [Repealed, § 3 ch 95 SLA 1964.]

Article 4. Real Estate Recovery Fund.

Collateral references. —

12 Am. Jur. 2d, Brokers, §§ 30-36.

12 C.J.S., Brokers, §§ 8-13.

Sec. 08.88.450. Real estate recovery fund.

  1. The real estate recovery fund is established in the general fund to carry out the purposes of AS 08.88.450 08.88.495 . The fund is composed of payments made by real estate licensees under AS 08.88.455 , filing fees retained under AS 08.88.460 , income earned on investment of the money in the fund, and money deposited in the fund under (c) of this section. Money in the fund does not lapse. The commission may make payments from the fund for awards from the fund under AS 08.88.450 08.88.495 , for hearing and legal expenses directly related to fund operations and claims, and for real estate educational purposes.
  2. The Department of Commerce, Community, and Economic Development shall provide the commission every three months with a statement of the activities of, balances in, interest earned on, and interest returned to the real estate recovery fund.
  3. If money from the real estate recovery fund is expended to prepare, print, manufacture, sponsor, produce, or otherwise provide an item or a service to a member of the public, to a real estate licensee, to a potential real estate licensee, or to another person, any money paid by the person to the commission, either directly or through an agent or contractor of the commission, to receive the item or service shall be deposited in the fund. In this subsection, “an item or a service” includes an information pamphlet, an examination preparation packet, an educational course, the certification of a real estate education course, and the approval of a real estate education instructor.

History. (§ 1 ch 143 SLA 1974; am § 34 ch 167 SLA 1980; am § 2 ch 150 SLA 1984; am § 35 ch 45 SLA 1998; am §§ 2, 3 ch 47 SLA 1999; am § 11 ch 113 SLA 2008)

Revisor’s notes. —

Formerly AS 45.85.010. Renumbered in 1982. Former AS 08.88.450 was repealed by § 3, ch. 95, SLA 1964. In 1998, “AS 08.88.450 08.88.495 ” was substituted for “AS 08.88.450 — 08.88.500 ” to correct a manifest error in ch. 14, SLA 1987.

In 1999, “Department of Community and Economic Development” was substituted for “Department of Commerce and Economic Development” in order to reconcile chs. 47 and 58, SLA 1999.

In 2004, “Department of Community and Economic Development” was changed to “Department of Commerce, Community, and Economic Development” in this section, in accordance with § 3, ch. 47, SLA 2004.

Opinions of attorney general. —

Information regarding whether a licensee has honored a request for reimbursement to the surety fund is of the same sensitive nature as his loan payment history and is protected by the right to privacy provided in Alaska Const., art. I, § 22. February 7, 1986 Op. Att’y Gen.

Notes to Decisions

Cited in

Yoon v. Alaska Real Estate Comm'n, 17 P.3d 779 (Alaska 2001).

Sec. 08.88.455. Payments by real estate licensees.

  1. A real estate licensee, when applying for or renewing a real estate license, in lieu of obtaining a corporate surety bond, shall pay to the commission, in addition to the license fee, a recovery fund fee not to exceed $125. After each two-year licensing cycle, if the commission finds that the average balance in the recovery fund during the two-year licensing cycle was less than $250,000 or more than $500,000, the commission shall by regulation adjust the recovery fund fees so that the average balance of the recovery fund during the next two-year licensing cycle is anticipated to be an amount that is not less than $250,000 or more than $500,000. In this subsection, “average balance” means the average balance after taking into account anticipated expenditures for awards from the fund and legal expenses directly related to fund operations, and for real estate educational purposes.
  2. All fees collected under this section shall be paid at least once a month by the department into the general fund. These payments shall be credited to the real estate recovery fund.

History. (§ 1 ch 143 SLA 1974; am § 35 ch 167 SLA 1980; am § 3 ch 150 SLA 1984; am § 36 ch 45 SLA 1998; am § 4 ch 47 SLA 1999; am § 12 ch 113 SLA 2008)

Revisor’s notes. —

Formerly AS 45.85.020. Renumbered in 1982. Former AS 08.88.455 was repealed by § 3, ch. 95, SLA 1964.

Administrative Code. —

For licensing, see 12 AAC 64, art. 2.

Notes to Decisions

Rulemaking authority. —

The surety fund statutes do not confer a broad grant of rulemaking authority. Warner v. State, 819 P.2d 28 (Alaska 1991).

Commission regulation establishing a one-year deadline for filing a claim was void and had no force of law because it was not promulgated pursuant to a legislative grant of authority. Warner v. State, 819 P.2d 28 (Alaska 1991).

Sec. 08.88.460. Claim for payment.

  1. Subject to (e) of this section, a person seeking an award from the recovery fund for a loss suffered in a real estate transaction as a result of fraud, an intentional tort, deceit, or the conversion of trust funds or the conversion of community association accounts under the control of a community association manager on the part of a person licensed under this chapter shall
    1. obtain a final judgment from a court of competent jurisdiction, a final arbitration award, or a settlement agreement with a licensee that involves a person committing fraud, an intentional tort, deceit, the conversion of trust funds, or the conversion of community association accounts;
    2. submit an affidavit describing the efforts made to collect the final judgment, final arbitration award, or settlement agreement stating that the person has used due diligence to collect the amount due, stating that the judgment, arbitration award, or settlement agreement is uncollectable using reasonable efforts, and that the conduct that is the subject of the judgment, arbitration award, or settlement agreement involved an activity for which a person must obtain a license under AS 08.88.161 ;
    3. make a claim to the commission for an award from the recovery fund on a form furnished by the commission; in order to be eligible for an award by the commission, the claim form must be filed within two years after the date a judgment, arbitration award, or settlement agreement that is the basis for the award from the recovery fund is no longer subject to appeal; the form must be executed under penalty of unsworn falsification in the second degree and must include
      1. the name and address of each real estate licensee involved;
      2. a copy of the final judgment, final arbitration award, or settlement agreement;
      3. a copy of the affidavit asserting due diligence but lack of success in collecting the entire amount due;
      4. the amount of the final judgment, final arbitration award, or settlement agreement that remains unpaid;
      5. the name and address of the claimant; and
      6. a general statement of facts relative to the claim.
  2. The commission shall send a copy of a claim filed under (a) of this section to each real estate licensee named in (a)(3) of this section.
  3. [Repealed, § 24 ch 113 SLA 2008.]
  4. A claimant under this section shall pay a filing fee of $250 to the commission at the time the claim is filed. The filing fee shall be refunded if the
    1. commission makes an award to the claimant from the real estate recovery fund; or
    2. claimant withdraws the claim.
  5. If the claim is for a loss incurred as a result of acts or omissions occurring in the course of the licensee’s practice of community association management, only the owners’ association for which the real estate licensee practices community association management may file a claim under this section.

History. (§ 36 ch 167 SLA 1980; am § 4 ch 150 SLA 1984; am § 10 ch 21 SLA 1991; am §§ 37, 38 ch 45 SLA 1998; am §§ 21, 22 ch 163 SLA 2004; am § 5 ch 42 SLA 2006; am §§ 13 — 15, 24 ch 113 SLA 2008)

Revisor’s notes. —

Formerly AS 45.85.031. Renumbered in 1982. Former AS 08.88.460 was repealed by § 3, ch. 95, SLA 1964.

Cross references. —

For the crime of unsworn falsification in the second degree, see AS 11.56.210 .

Administrative Code. —

For surety fund claims, see 12 AAC 64, art. 6.

For property management, see 12 AAC 64, art. 9.

Notes to Decisions

Joinder of licensee. —

Subsection (c) allows the licensee the option of transfer to small claims court. This option clearly contemplates joinder of the licensee as a party. Warner v. State, 819 P.2d 28 (Alaska 1991).

Innocent misrepresentation not within section. —

Innocent misrepresentations are not within the ambit of the term “misrepresentation” as that term is used in this section. State, Real Estate Comm'n v. Johnston, 682 P.2d 383 (Alaska 1984).

Evidence insufficient to support denial of claim. —

The Real Estate Commission erred in denying a seller’s claim for reimbursement when it failed to address the question, raised by the seller, of the refundability of an advance down payment. Thus, remand was necessary for a determination of this issue. Knedlik v. Dept. of Commerce & Economic Dev., 803 P.2d 400 (Alaska 1990).

Fraudulent misrepresentation by listing agent. —

Evidence was sufficient to support the Alaska Real Estate Commission’s finding of fraudulent misrepresentation, where the listing agent misrepresented the home’s availability by: (1) Inaccurately describing the home as an “active listing;” (2) prematurely telling the buyer that the originally-accepted offer had been rescinded; and (3) incorrectly assuring the buyer that her own offer had been accepted and that the house was hers, and the listing agent knew the representations were untrue or unfounded when he made them, or expected that the buyer would rely on them. Lightle v. State, 146 P.3d 980 (Alaska 2006).

Regulation creating filing deadline invalidated. —

Commission regulation establishing a one-year deadline for filing a claim was void and had no force of law because it was not promulgated pursuant to a legislative grant of authority. Warner v. State, 819 P.2d 28 (Alaska 1991).

Sec. 08.88.465. Consideration of application.

  1. If the commission receives a claim for an award from the recovery fund that complies with the requirements of AS 08.88.450 08.88.495 , the commission shall make an award from the recovery fund in an amount not to exceed $15,000. Not more than $15,000 may be paid for each transaction, regardless of the number of persons injured or the number of parcels of real estate involved in the transaction.
  2. [Repealed, § 24 ch 113 SLA 2008.]
  3. [Repealed, § 24 ch 113 SLA 2008.]
  4. [Repealed, § 24 ch 113 SLA 2008.]
  5. [Repealed, § 24 ch 113 SLA 2008.]
  6. [Repealed, § 24 ch 113 SLA 2008.]

History. (§ 36 ch 167 SLA 1980; am § 5 ch 150 SLA 1984; am §§ 39 — 41 ch 45 SLA 1998; am §§ 16, 24 ch 113 SLA 2008)

Revisor’s notes. —

Formerly AS 45.85.041. Renumbered in 1982.

Administrative Code. —

For surety fund claims, see 12 AAC 64, art. 6.

Notes to Decisions

Cited in

Warner v. State, 819 P.2d 28 (Alaska 1991).

Sec. 08.88.470. Findings and payment. [Repealed, § 24 ch 113 SLA 2008.]

Sec. 08.88.472. Fund operations; charges against fund.

  1. The commission may charge the real estate recovery fund for expenses related to fund operations. The commission shall deposit into the real estate recovery fund amounts recovered for these expenses from the licensee under AS 08.88.071(b) or from other parties under AS 08.88.490 .
  2. [Repealed, § 24 ch 113 SLA 2008.]
  3. [Repealed, § 24 ch 113 SLA 2008.]
  4. If the salary of an employee is entirely or partially paid for from money in the real estate recovery fund, the employee may perform administrative duties for the commission in addition to any duties the employee performs that are related to the real estate recovery fund. AS 08.88.910 does not apply to this subsection.

History. (§ 6 ch 96 SLA 1982; am § 43 ch 45 SLA 1998; am §§ 5, 6 ch 47 SLA 1999; am § 23 ch 163 SLA 2004; am §§ 17, 18, 24 ch 113 SLA 2008)

Sec. 08.88.474. Payment of small claims judgment. [Repealed, § 24 ch 113 SLA 2008.]

Sec. 08.88.475. Maximum liability.

  1. The maximum liability of the real estate recovery fund may not exceed $50,000 for any one real estate licensee.
  2. If the $50,000 liability of the fund as provided in (a) of this section is insufficient to pay in full the valid claims of all persons who have obtained a final judgment, final arbitration award, or settlement agreement involving an individual licensee and have filed claims for an award from the recovery fund, the $50,000 shall be distributed among the claimants in the ratio that their individual claims bear to the aggregate of valid claims, or in another manner that the commission considers equitable. Distribution shall be among the persons entitled to share in the recovery without regard to the order in which their claims were filed.

History. (§ 1 ch 143 SLA 1974; am § 11 ch 59 SLA 1982; am § 45 ch 45 SLA 1998; am § 19 ch 113 SLA 2008)

Revisor’s notes. —

Formerly AS 45.85.060. Renumbered in 1982.

Notes to Decisions

Quoted in

Warner v. State, 819 P.2d 28 (Alaska 1991).

Sec. 08.88.480. Order of claim payment.

If the money deposited in the real estate recovery fund is insufficient at a given time to satisfy a legally authorized claim against the fund, the commission shall, when sufficient money has been deposited in the fund and appropriated, satisfy unpaid claims in the order that the claims were originally filed, plus accumulated interest at the rate of eight percent a year.

History. (§ 1 ch 143 SLA 1974; am § 37 ch 167 SLA 1980; am § 20 ch 113 SLA 2008)

Revisor’s notes. —

Formerly AS 45.85.070. Renumbered in 1982. Former AS 08.88.480 was repealed by § 3, ch. 95, SLA 1964.

Sec. 08.88.485. False claims or documents.

A person who files with the commission a notice, statement, or other document required under this chapter that contains a wilful material misstatement of fact, is guilty of a misdemeanor and is punishable by imprisonment for a period of not more than one year, or a fine of not more than $1,000, or by both.

History. (§ 1 ch 143 SLA 1974; am § 38 ch 167 SLA 1980)

Revisor’s notes. —

Formerly AS 45.85.080. Renumbered in 1982.

Sec. 08.88.490. Right to subrogation.

When the commission has paid to a claimant from the real estate recovery fund the sum awarded by the commission, the commission shall be subrogated to all of the rights of the claimant to the amount paid, and the claimant shall assign all right, title, and interest in that portion of the claim to the commission. Money collected by the commission on the claim shall be deposited to the real estate recovery fund.

History. (§ 1 ch 143 SLA 1980; am § 39 ch 167 SLA 1980; am § 46 ch 45 SLA 1998; am § 21 ch 113 SLA 2008)

Revisor’s notes. —

Formerly AS 45.85.090. Renumbered in 1982. Former AS 08.88.490 was repealed by § 3, ch. 95, SLA 1964.

Notes to Decisions

Cited in

Warner v. State, 819 P.2d 28 (Alaska 1991).

Sec. 08.88.495. Disciplinary action.

Repayment in full of all obligations to the real estate recovery fund does not nullify or modify the effect of disciplinary proceedings brought under the provisions of this chapter.

History. (§ 1 ch 143 SLA 1974; am § 22 ch 113 SLA 2008)

Revisor’s notes. —

Formerly AS 45.85.110. Renumbered in 1982.

Sec. 08.88.500. Definition. [Repealed, § 14 ch 14 SLA 1987; former AS 08.88.500 was repealed by § 3, ch. 95, SLA 1964.]

Secs. 08.88.510, 08.88.520. [Repealed, § 3 ch 95 SLA 1964.]

Article 5. License Relationships and Duties.

Cross references. —

For statement of legislative purpose and intent applicable to AS 08.88.600 08.88.695 , see sec. 1, ch. 105, SLA 2004, in the 2004 Temporary and Special Acts.

Sec. 08.88.600. Licensee relationships.

  1. A real estate licensee who provides real estate services to one party in a real estate transaction represents only that party unless the parties to the transaction agree otherwise in writing.
  2. A real estate licensee may not provide real estate services to more than one party in the same real estate transaction, except that
    1. a licensee may represent one party to the transaction while providing specific assistance to an unrepresented party to the transaction;
    2. a licensee may act as a neutral licensee under (c) of this section;
    3. a licensee may also, with the written consent of the parties, be a party to the transaction; or
    4. the parties to the transaction may agree otherwise in writing, except as provided by AS 08.88.625 .
  3. A real estate licensee may provide specific assistance to both the seller and buyer, or both the lessor and lessee, in the same real estate transaction as a neutral licensee if the licensee complies with AS 08.88.610 .
  4. A real estate licensee who works for a real estate broker may represent or provide specific assistance to a person in a real estate transaction even if the broker or another licensee who is working for the broker represents or provides specific assistance to another person in the same transaction. The broker shall designate which licensee, including the broker, is the designated licensee for the seller or lessor and which licensee, including the broker, is the designated licensee for the buyer or lessee.

History. (§ 6 ch 105 SLA 2004)

Administrative Code. —

For place of business, see 12 AAC 64, art. 3.

Sec. 08.88.605. Additional licensee relationship provisions.

  1. A real estate licensee may provide real estate services to a party in separate real estate transactions under different licensee relationships if the licensee complies with AS 08.88.600 08.88.695 when establishing the relationship for each transaction.
  2. The authorization under (a) of this section includes acting as a real estate licensee for a party in one real estate transaction and at the same time not representing that party in a different real estate transaction involving that party.

History. (§ 6 ch 105 SLA 2004)

Sec. 08.88.610. Authorization of neutral licensee relationship.

  1. Before a real estate licensee begins acting as a neutral licensee, the real estate licensee may obtain preauthorization from a person to act as a neutral licensee in the person’s real estate transaction by obtaining the written consent of the person.
  2. If preauthorization is not obtained under (a) of this section, when a buyer or lessee expresses an interest to the licensee in acquiring or leasing real estate and the licensee is representing the seller or lessor of the property, the licensee shall obtain written consent to act as a neutral licensee before the licensee shows the real estate.
  3. A written consent under this section must be provided on a separate form, may not be contained in another writing, and must be entitled “Waiver of Right To Be Represented.”

History. (§ 6 ch 105 SLA 2004)

Administrative Code. —

For place of business, see 12 AAC 64, art. 3.

Sec. 08.88.615. Duties owed by licensee in all licensee relationships.

  1. Unless additional duties are agreed to in a written document signed by the person, and regardless of the type of licensee relationship in which the real estate licensee is acting, a real estate licensee owes the following duties to each person to whom the licensee provides specific assistance:
    1. the exercise of reasonable skill and care;
    2. honest and good faith dealing;
    3. the presentation of all written offers, written notices, and other written communications to and from the person in a timely manner regardless of whether the real estate is subject to an existing contract for sale or lease or the person is already a party to an existing contract to buy or lease real estate;
    4. except as provided in (b) of this section, the disclosure of all material information known by the licensee regarding the physical condition of real estate if the information substantially adversely affects the real estate or a person’s ability to perform the person’s obligations in the real estate transaction or if the information would materially impair or defeat the purpose of the real estate transaction;
    5. accounting in a timely manner for all money and other property received from or on behalf of the person;
    6. before the licensee provides specific assistance to the person, or when entering into a contract with the person to provide specific assistance, providing a copy of the pamphlet established under AS 08.88.685(b)(2) and produced under AS 08.88.685(c) that outlines the duties of the types of licensee relationships identified under AS 08.88.600 ;
    7. before the licensee provides specific assistance to the person, obtaining from the person a document signed by the person that discloses the licensee’s relationship with the person;
    8. in addition to the document provided under (7) of this subsection, providing to the person when the person signs an offer in a real estate transaction handled by the licensee a written statement that states whether the licensee represents the buyer, represents the seller, represents the lessee, represents the lessor, or provides specific assistance to both the buyer and the seller or both the lessee and the lessor as a neutral licensee; the statement must be contained in a separate paragraph entitled “Licensee Relationships” in the contract between the buyer and seller or the lessee and lessor, or in a separate document entitled “Licensee Relationships.”
  2. The disclosure requirements of (a)(4) of this section may not be construed to imply a duty to
    1. investigate a matter that
      1. the licensee has not agreed to investigate; or
      2. is not known by the seller, prospective buyer, lessor, prospective lessee, or licensee; or
    2. disclose, unless otherwise provided by law, events that have occurred on the real estate that might affect whether a person wants to buy or lease the real estate.
  3. Notwithstanding (b)(2) of this section, before a buyer makes or accepts an offer in a real estate transaction, a real estate licensee shall disclose to the buyer that a murder or suicide occurred on the real property that is the subject of the real estate transaction if
    1. the murder or suicide occurred within one year before the date that the licensee first showed the real estate to the buyer; and
    2. the licensee is aware that the murder or suicide occurred on the real estate.

History. (§ 6 ch 105 SLA 2004)

Administrative Code. —

For property management, see 12 AAC 64, art. 9.

Sec. 08.88.620. Duties owed by licensee representing a person.

Unless additional duties are agreed to in a written document signed by the person represented by the licensee, a real estate licensee who represents the person owes the person the following duties in addition to the other duties imposed by AS 08.88.615 :

  1. not taking action that the licensee knows is adverse or detrimental to the interest of the represented person in a real estate transaction;
  2. disclosure of a conflict of interest to the represented person in a timely manner;
  3. advising the represented person to obtain expert advice on a matter that relates to the real estate transaction that is beyond the licensee’s expertise;
  4. not disclosing confidential information from or about the represented person without written consent, except under a subpoena or another court order, even after termination of the licensee’s relationship with the represented person;
  5. if the represented person is a seller or a lessor, unless otherwise agreed to in writing, making a good faith and continuous effort to find a buyer or lessee for the real estate of the seller or lessor, except that a licensee is not required to seek additional offers to buy or lease the real estate while the real estate is subject to an existing contract for sale or lease; and
  6. if the represented party is a buyer or a lessee, unless otherwise agreed to in writing, making a good faith and continuous effort to find real estate for the buyer or lessee, except that a licensee is not obligated to
    1. seek additional real estate to buy or lease for the buyer or lessee while the buyer or lessee is a party to an existing contract to buy or lease real estate; or
    2. show to the buyer or lessee real estate for which there is not a written agreement to pay compensation to the licensee.

History. (§ 6 ch 105 SLA 2004)

Notes to Decisions

Real estate broker not entitled to a candidate reporting exemption. —

Self-employed real estate broker who ran as a candidate for local elective office was not entitled to a blanket exemption from Alaska's financial disclosure requirements because the broker did not demonstrate that the required information regarding the identity of the broker's clients and the income earned from them was uniformly confidential, that the disclosure was uniformly prohibited by law, or that the disclosures would have violated the clients' constitutional privacy rights. Studley v. Alaska Pub. Offices Comm'n, 389 P.3d 18 (Alaska 2017).

Sec. 08.88.625. Waiver of duties.

A real estate licensee or a person to whom a licensee provides specific assistance may not waive the duties identified under AS 08.88.615 and 08.88.620 , except as otherwise allowed under AS 08.88.620 (5) and (6).

History. (§ 6 ch 105 SLA 2004)

Sec. 08.88.630. Duties not owed by licensee.

Unless agreed otherwise, a real estate licensee does not owe a duty to a person with whom the licensee has established a licensee relationship to

  1. conduct an independent inspection of the real estate that is the subject of the licensee relationship;
  2. conduct an independent investigation of a person’s financial condition; or
  3. independently verify the accuracy or completeness of a statement made by a party to a real estate transaction or by a person reasonably believed by the licensee to be reliable.

History. (§ 6 ch 105 SLA 2004)

Sec. 08.88.635. Acts not amounting to adverse or detrimental acts or conflicts of interest.

  1. If a licensee shows real estate not owned or leased by the seller or lessor to prospective buyers or lessees or lists competing properties for sale or lease, this activity does not by itself constitute action that is adverse or detrimental to the seller or lessor or create a conflict of interest under AS 08.88.391 .
  2. The representation of more than one seller or lessor by the same licensee or by different licensees working for the same real estate broker in competing transactions involving the same buyer or lessee does not by itself constitute action that is adverse or detrimental to the sellers or lessors or create a conflict of interest under AS 08.88.391 .
  3. If a licensee shows real estate in which the buyer or lessee is interested to other prospective buyers or lessees, this activity does not by itself constitute action that is adverse or detrimental to the buyer or lessee or create a conflict of interest under AS 08.88.391 .
  4. The representation of more than one buyer or lessee by the same licensee or by different licensees working for the same real estate broker in competing transactions involving the same seller or lessor does not by itself constitute action that is adverse or detrimental to the sellers or lessors or create a conflict of interest under AS 08.88.391 .
  5. Acting as a neutral licensee in compliance with AS 08.88.600 08.88.695 does not by itself constitute action that is adverse or detrimental to a seller, lessor, buyer, or lessee or create a conflict of interest under AS 08.88.391 .
  6. A real estate licensee who discloses confidential information to the licensee’s broker for the purpose of seeking advice or assistance for the benefit of the person to whom the licensee is providing specific assistance does not breach the licensee’s duty of confidentiality to the person, but the licensee’s broker has a duty to maintain the confidentiality of the information.

History. (§ 6 ch 105 SLA 2004)

Sec. 08.88.640. Designated licensee relationship.

  1. Unless the broker is the designated licensee, the relationship, including the duties, obligations, and responsibilities of the relationship, established between a person and a designated real estate licensee does not extend to the real estate broker for whom the designated licensee is working, to another real estate licensee who works for the same real estate broker, or to an owner of the business that employs the real estate broker. The extent or limitations of the relationship between the broker with the designated licensee shall be disclosed to the parties to a real estate transaction.
  2. A real estate broker may have a different designated licensee working for a seller or lessor and for the buyer or lessee in the same real estate transaction. Having a different designated licensee working for a seller or lessor and for the buyer or lessee in the same real estate transaction does not create dual agency or a conflict of interest for the real estate broker or for a licensee employed by the same real estate broker.
  3. A designated real estate licensee may represent or provide specific assistance to a person who is a seller or lessor in one real estate transaction while representing or providing specific assistance to the person as a buyer or lessee in another real estate transaction.
  4. Unless the broker is the designated licensee, when a designated licensee represents or provides specific assistance as a designated licensee to a person in a real estate transaction, the knowledge received by the designated licensee while representing or providing specific assistance to the person is not imputed to the real estate broker for whom the designated licensee works, to another real estate licensee employed by or under contract to the broker, or to an owner of the business that employs the real estate broker.
  5. This section may not be construed to limit the responsibility of a real estate broker, or of an owner of a business that employs the real estate broker, to supervise designated licensees who work for the broker or who work for the business that employs the broker, or to shield the broker or business from vicarious liability for the acts of the designated licensees.

History. (§ 6 ch 105 SLA 2004)

Sec. 08.88.645. Duties of neutral licensee.

  1. Unless additional duties are agreed to in a written document signed by the neutral licensee and the seller, buyer, lessor, or lessee, the duties of a neutral licensee are limited to the duties established for real estate licensees under AS 08.88.615 and the following duties:
    1. not to take action that the neutral licensee knows is adverse or detrimental to the interest of the persons to whom the neutral licensee provides services in the real estate transaction;
    2. to disclose a conflict of interest in a timely manner to all parties to whom the licensee provides specific assistance;
    3. to advise all parties to whom the licensee provides specific assistance for the transaction to obtain expert advice on a matter relating to the transaction that is beyond the expertise of the neutral licensee;
    4. not to disclose without written consent confidential information from or about any of the parties to whom the licensee is providing specific assistance to another party to whom the licensee is providing specific assistance in the transaction, except under a subpoena or another court order, even after the relationship with the party terminates;
    5. not to disclose without the consent of the person to whom the information relates
      1. that the buyer or lessee is willing to pay more than the price offered for the real estate;
      2. that the seller or lessor is willing to accept less than the asking price for the real estate; or
      3. that the seller, buyer, lessor, or lessee will agree to financing terms other than those terms offered.
  2. A neutral licensee does not violate the duties of a neutral licensee if, with written consent, the neutral licensee engages in the following conduct in a good faith effort to assist in reaching final agreement in a real estate transaction:
    1. analyzing, providing information on, or reporting on the merits of the transaction to each party;
    2. discussing the price, terms, or conditions that each party would or should offer or accept; or
    3. suggesting compromises in the parties’ respective bargaining positions.

History. (§ 6 ch 105 SLA 2004)

Sec. 08.88.650. No imputation of knowledge resulting from neutral licensee relationship.

In a neutral licensee relationship, the knowledge or information of the licensee about one client is not imputed to other clients or to other licensees who work for the same real estate broker.

History. (§ 6 ch 105 SLA 2004)

Sec. 08.88.655. Compensation.

  1. A real estate broker may be compensated by any party to a real estate transaction, by a third party, or by one or more of the parties to the transaction splitting or sharing the compensation.
  2. The payment of compensation to a real estate broker may not be construed to establish a relationship between the broker and the party who pays the compensation.
  3. If a real estate licensee provides specific assistance or enters into a personal services contract to act as a real estate licensee for a person, or if a seller and buyer, or a lessor and lessee, enter into a contract to sell, buy, or lease real estate, the real estate licensee shall disclose which party the licensee anticipates will be paying compensation to the real estate brokers in the real estate transaction.
  4. A real estate licensee shall include in a contract to sell, buy, or lease real estate a statement indicating which party is paying compensation to the real estate brokers in the real estate transaction.

History. (§ 6 ch 105 SLA 2004)

Sec. 08.88.660. Duration of relationship.

  1. A licensee relationship with a buyer, lessee, seller, or lessor begins when the licensee represents or provides specific assistance to the buyer, lessee, seller, or lessor and continues until the earliest of the following events occurs:
    1. the licensee completes the representation or specific assistance;
    2. the relationship term agreed on by the buyer, lessee, seller, or lessor terminates;
    3. the licensee and the parties to the relationship terminate the relationship by mutual agreement; or
    4. a party to the relationship terminates the relationship by giving notice to the other party.
  2. The termination of a relationship under (a)(3) or (4) of this section only terminates the licensee relationship and does not affect other contractual rights of the parties to the licensee relationship.
  3. Except as otherwise agreed to in writing, a licensee does not owe a further duty to a buyer, lessee, seller, or lessor after termination of the licensee relationship, except for the duties of accounting for all money and other property received during the relationship and not disclosing confidential information.

History. (§ 6 ch 105 SLA 2004)

Administrative Code. —

For property management, see 12 AAC 64, art. 9.

Sec. 08.88.665. Vicarious liability.

A seller, buyer, lessor, or lessee is not liable for an act, error, or omission of a real estate licensee that arises out of the licensee relationship,

  1. unless the seller, buyer, lessor, or lessee participated in or authorized the act, error, or omission and then only to the extent of the participation or authorization; or
  2. except to the extent that the seller, buyer, lessor, or lessee benefited from the act, error, or omission, and a court determines that it is highly probable that the person claiming damages for the act, error, or omission would be unable to enforce a judgment against the licensee.

History. (§ 6 ch 105 SLA 2004)

Sec. 08.88.670. Imputed knowledge and notice.

  1. Unless otherwise agreed to in writing, a seller, buyer, lessor, or lessee is not considered to have knowledge or notice of a fact known by a real estate licensee of the seller, buyer, lessor, or lessee unless the fact is actually known by the seller, buyer, lessor, or lessee.
  2. Unless otherwise agreed to in writing, a real estate licensee does not have knowledge or notice of a fact that is not actually known by the licensee.

History. (§ 6 ch 105 SLA 2004)

Sec. 08.88.675. Common law abrogated.

The common law of agency related to real estate licensee relationships in real estate transactions is expressly abrogated to the extent inconsistent with AS 08.88.600 08.88.695 .

History. (§ 6 ch 105 SLA 2004)

Sec. 08.88.680. Causes of action.

  1. A person may not bring an action against a neutral licensee for making a disclosure that is required or permitted under this chapter.
  2. In a civil action for the failure of a licensee to comply with the provisions of AS 08.88.600 08.88.695 , the plaintiff’s remedy is limited to the recovery of actual damages. This subsection does not limit a person’s ability to take any other action or pursue any other remedy to which the person may be entitled under other law.

History. (§ 6 ch 105 SLA 2004)

Sec. 08.88.685. Policies, guidelines, and requirements.

  1. A broker shall adopt written policies and procedures available to the commission and to members of the public on request that
    1. require real estate licensees to comply with all real estate laws;
    2. require real estate licensees to act fairly and honestly in all dealings;
    3. require real estate licensees to notify the broker or a broker designee of any legal dispute or allegation of wrongdoing from a seller, buyer, lessor, or lessee;
    4. require real estate licensees to maintain regular communication with the broker or a broker designee; and
    5. identify and describe the relationships in which the broker and the real estate licensees who work for the broker may engage with a seller, buyer, lessor, or lessee.
  2. The commission shall adopt regulations that establish
    1. guidelines to assist a broker to adopt the written policy required by (a) of this section;
    2. the contents and format of the pamphlet to be provided by a licensee under AS 08.88.615(a)(6) ; and
    3. requirements for a broker’s supervision of the real estate licensees who work for the broker.
  3. Based on the content and format for the pamphlets established under (b)(2) of this section, a real estate broker shall produce and pay the costs to produce the actual pamphlets to be provided by licensees in the broker’s business under AS 08.88.615(a)(6) .

History. (§ 6 ch 105 SLA 2004; am § 8 ch 51 SLA 2007)

Administrative Code. —

For place of business, see 12 AAC 64, art. 3.

Notes to Decisions

Cited in

Studley v. Alaska Pub. Offices Comm'n, 389 P.3d 18 (Alaska 2017).

Sec. 08.88.690. Exemptions.

A real estate licensee is exempt from the signature requirements of AS 08.88.600 08.88.695 when the licensee provides specific assistance to

  1. a corporation that issues publicly traded securities;
  2. a business that has a net worth in the previous calendar year of $2,000,000 or more, if the business requests the exemption from the licensee; or
  3. a governmental agency; in this paragraph, “governmental agency” means a department, division, public agency, political subdivision, or other public instrumentality of the state or federal government, including the University of Alaska, the Alaska Railroad Corporation, the Alaska Housing Finance Corporation, the Alaska Industrial Development and Export Authority, and other public corporations.

History. (§ 6 ch 105 SLA 2004)

Sec. 08.88.695. Definitions for AS 08.88.600 — 08.88.695.

In AS 08.88.600 08.88.695 ,

  1. “compensation” includes a commission;
  2. “confidential information” means information from or concerning a person that
    1. the licensee acquired during the course of the licensee’s relationship as a licensee with the person;
    2. the person reasonably expects to be kept confidential;
    3. the person has not disclosed or authorized to be disclosed to a third party;
    4. would, if disclosed, operate to the detriment of the person; and
    5. the person is not obligated to disclose to the other party in a real estate transaction;
  3. “designated licensee” means
    1. a real estate licensee who works for a real estate broker and represents or provides specific assistance to a person in a real estate transaction when another licensee who is working for the same broker represents or provides specific assistance to an unrepresented person in the same transaction; or
    2. a real estate broker who represents or provides specific assistance to a person in a real estate transaction when another licensee who is working for the broker represents or provides specific assistance to another person in the same transaction;
  4. “neutral licensee” means a real estate licensee who
    1. provides specific assistance to both the buyer and the seller, or both the lessor and the lessee, in a real estate transaction; and
    2. does not represent either party;
  5. “personal services contract” includes a listing, a fee agreement between brokers and sellers, buyers, lessors, or lessees, a management contract with property owners, or any other agreement by which a broker agrees to perform a duty with respect to real estate for an agreed upon fee or commission;
  6. “real estate services” means services related to a real estate transaction;
  7. “represent” means to provide real estate services to a person if the services are not limited to specific assistance;
  8. “specific assistance”
    1. means
      1. asking questions regarding confidential information for a real estate transaction;
      2. showing pieces of real estate selected for a buyer’s or lessee’s specific needs or desires;
      3. preparing a written offer for a real estate transaction; or
      4. entering into a personal services contract;
    2. does not include
      1. hosting an open house;
      2. casual conversation regarding real estate;
      3. receiving calls or electronic inquiries from the licensee’s signs, advertisements, or Internet site;
      4. providing information regarding a piece of real estate;
      5. setting an initial appointment to show a piece of real estate;
      6. receiving unsolicited information from a buyer or lessee before or after disclosure of a real estate relationship.

History. (§ 6 ch 105 SLA 2004)

Notes to Decisions

Real estate broker not entitled to a candidate reporting exemption. —

Self-employed real estate broker who ran as a candidate for local elective office was not entitled to a blanket exemption from Alaska's financial disclosure requirements because the broker did not demonstrate that the required information regarding the identity of the broker's clients and the income earned from them was uniformly confidential, that the disclosure was uniformly prohibited by law, or that the disclosures would have violated the clients' constitutional privacy rights. Studley v. Alaska Pub. Offices Comm'n, 389 P.3d 18 (Alaska 2017).

Article 6. General Provisions.

Sec. 08.88.900. Exceptions.

  1. Except as provided in (b) of this section, this chapter does not apply to
    1. a person who is not licensed under this chapter who manages or makes a real estate transaction with respect to real estate the person owns or is seeking to own so long as the compensation the person receives does not include any portion of the commission or other compensation paid to a real estate licensee in the transaction;
    2. an attorney-in-fact under a power of attorney authorizing the consummation of a specific real estate transaction; an attorney-in-fact may not act as such under this paragraph for more than two transactions in a calendar year;
    3. a lawyer performing duties as a lawyer;
    4. a public official in the conduct of official duties;
    5. a person acting as receiver, trustee, administrator, executor, or guardian;
    6. a person acting under court order;
    7. a person acting under the authority of a will or trust instrument;
    8. a person dealing in mineral rights transactions;
    9. an employee of a domestic or foreign corporation, general or limited partnership, or limited liability company when performing an act described in AS 08.88.161 incidental to the regular course of business when the act relates to the management, sale, or other disposition of real estate owned by the foreign or domestic corporation, general or limited partnership or limited liability company; the exemption under this paragraph does not apply to a person employed by a foreign or domestic corporation, partnership, limited partnership, or limited liability company who performs an act described in AS 08.88.161 either
      1. as a vocation; or
      2. for compensation if the amount of the compensation is dependent upon or directly related to the value of the real estate with respect to which the act is performed;
    10. a person performing duties as a resident manager;
    11. a bookkeeper or accountant performing bookkeeping or accounting functions;
    12. a secretary or receptionist in a real estate office accepting rent or association fees and providing a written receipt for the rent or fees when a tenant or community association member delivers the rent or fees to the real estate office;
    13. tradesmen or vendors of services performing maintenance and repair functions;
    14. an employee of a real estate firm or of a property owner delivering or accepting a real estate contract or application, or a related amendment, to or from another person;
    15. an individual assisting in the performance of real estate activities only by carrying out administrative, clerical, or maintenance tasks;
    16. the management of a total of four or fewer residential units by a natural person for other persons;
    17. community association management for property organized under AS 34.07 or AS 34.08 by a resident owner of a unit in the property if the owner is a member of a self-managed community association for the property;
    18. community association management by a developer of property organized under AS 34.07 or AS 34.08 during the period that the developer retains control of at least 51 percent of the property;
    19. an attorney-in-fact who, for a relative, acts under a power of attorney that authorizes the consummation of a specific real estate transaction; in this paragraph, “relative” means a spouse or a great grandparent, grandparent, parent, uncle, aunt, sibling, child, nephew, niece, grandchild, or great grandchild by the whole or half blood or by marriage but does not include a relative who is only related through a step relationship, such as a stepbrother or the child of a stepbrother, except that “relative” includes a stepchild;
    20. a mobile home dealer; or
    21. the management by a natural person of property for another person without a fee other than the reimbursement of expenses.
  2. Notwithstanding that, under this section, a person is exempt from this chapter, AS 08.88.401(d)(1) prohibits a licensee from knowingly paying to that person any part of a fee, commission, or other compensation received by the licensee in buying, selling, exchanging, leasing, auctioning, or renting real estate.

History. (§ 1 ch 95 SLA 1964; am § 1 ch 38 SLA 1969; am § 19 ch 28 SLA 1974; am §§ 29 — 31 ch 167 SLA 1980; am § 14 ch 37 SLA 1986; am § 3 ch 133 SLA 1996; am §§ 47, 48 ch 45 SLA 1998; am § 1 ch 72 SLA 1999)

Revisor’s notes. —

Formerly AS 08.88.421 . Renumbered in 1987.

In 1998, the reference to “AS 08.88.401(d)(1) ” in subsection (b) was substituted for “AS 08.88.401(e)(1) ” to reflect the 1998 relettering of AS 08.88.401(d) — (g).

In 2010, under AS 01.05.031(b) , the revisor of statutes substituted “attorney-in-fact” for “attorney in fact” in this section.

Administrative Code. —

For licensing, see 12 AAC 64, art. 2.

Notes to Decisions

Ownership exception. —

A bankrupt fell within the ownership exception to the licensure laws where the bankruptcy court granted a petition to abandon burdensome property, which restored title to the property to the bankrupt nunc pro tunc. Gaudiane v. Lundgren, 723 P.2d 1267 (Alaska 1986).

A real estate license is not required to rent or sell one's own property. Adams v. State, 467 P.3d 1053 (Alaska 2020).

Sec. 08.88.910. Application to independent contractors.

The provisions of this chapter that apply to employment relationships and employees also apply to contracting relationships and independent contractors.

History. (§ 49 ch 45 SLA 1998)

Sec. 08.88.990. Definitions.

In this chapter,

  1. “commission” means the Real Estate Commission except where the context indicates that “commission” refers to a fee paid for personal services;
  2. “community association management” means an activity undertaken for an owners’ association with regard to property organized under either AS 34.07 or AS 34.08 under an agreement in exchange for a fee, commission, or other valuable consideration, including the following activities: preparing budgets and other financial documents, collecting, controlling, or disbursing funds, obtaining insurance for the association, contracting for maintenance and repair to association property, and supervising the day-to-day operations of the association under the direction of the association’s board of directors;
  3. “community association operating account” means an account in a financial institution maintained in the name of a specific community association that contains money used for day-to-day operation and not for other uses;
  4. “community association reserve account” means an account in a financial institution maintained in the name of a specific community association that contains money reserved for the expected replacement cost of improvements within the community association or for other future uses;
  5. “final arbitration award” means an arbitration award for which there is no further right to appeal;
  6. “final judgment” means a judgment for which there is no further right to appeal;
  7. “initial license”
    1. means the first
      1. real estate broker license that the commission issues to a person, even if the person previously received an associate real estate broker license or real estate salesperson license under this chapter;
      2. associate real estate broker license that the commission issues to a person, even if the person previously received a real estate broker license or a real estate salesperson license under this chapter;
      3. real estate salesperson license under this chapter that the commission issues to a person, even if the person previously received a real estate broker license or an associate real estate broker license under this chapter;
      4. issuance of a license to an individual after the individual’s license has been revoked under AS 08.01.075 ;
    2. does not include the reinstatement of a license under AS 08.88.241(b) ;
  8. “knowingly” has the meaning given in AS 11.81.900(a) ;
  9. “lease” includes a lease that is a part of another transaction;
  10. “property management” is an activity undertaken for another with regard to real property under an agreement in exchange for a fee, commission, or other valuable consideration, including the following activities: marketing, leasing, contracting for physical, administrative, or financial maintenance, performance of overall management of real property, and the supervision of these actions;
  11. “real estate” means an interest or estate in land, corporeal or incorporeal, except that it does not include a unit in a hotel, motel, boarding house, rooming house, or other transient lodging facility, or a unit in a warehouse, mini-storage facility, or other facility the function of which is limited to warehousing purposes;
  12. “real estate licensee” is a person who holds a license under this chapter; the term includes a broker unless the context clearly excludes brokers;
  13. “real estate transaction”
    1. in sales, means the transfer or attempted transfer of an interest in a unit of real property, an act conducted as a result of or in pursuit of a contract to transfer an interest in a unit of real property, or an act conducted in an attempt to obtain a contract to market real property;
    2. in property management, means the lease or rental of a unit of real property, including collection of rent from a tenant of a unit of rented or leased real property, an attempt to rent or lease a unit of real property, an attempt to collect rent from a tenant of rented or leased real property, or an act conducted as a result of or in pursuit of a contract to manage a unit of leased or rented real property;
    3. in community association management, means the collection or attempted collection of dues from a unit owner or an activity conducted as a result of or in pursuit of a contract with a community association to manage the affairs of a community association;
  14. “resident manager” means a person who resides on rented or leased real property or on contiguous property owned by the same owner, manages the property for the benefit of another person, and is either employed by the owner of the real estate or employed by, or under contract with, a real estate licensee.

History. (§ 1 ch 95 SLA 1964; am § 58 ch 218 SLA 1976; am §§ 32, 42 ch 167 SLA 1980; am §§ 50 — 53 ch 45 SLA 1998; am § 13 ch 74 SLA 2005; am § 23 ch 113 SLA 2008)

Revisor’s notes. —

Formerly AS 08.88.431 . Renumbered in 1987 and 1998. Also reorganized in 1987, 2005, and 2008 to alphabetize the defined terms.

Notes to Decisions

To determine whether particular transaction is sale or lease, the court must consider, in addition to pertinent documents, whether the purchase option price is nominal, the extent to which the lessee acquires an equity interest in the property, whether the “option” is unconditional, the past practices of the parties and the actual terms of the agreement. McGee Steel Co. v. State, 723 P.2d 611 (Alaska 1986).

Chapter 92. Concert Promoters.

Sec. 08.92.010. Registration required.

A person may not engage in the business of promoting concerts in the state without a valid promoter’s certificate of registration issued by the department. To remain valid, a certificate of registration must be renewed on a date set by the department.

History. (§ 1 ch 114 SLA 1977; am § 13 ch 81 SLA 1984; am § 44 ch 94 SLA 1987)

Cross references. —

For certificate duration and further provisions relating to renewal, see AS 08.01.100 .

Sec. 08.92.020. Fees.

  1. An applicant for a promoter’s certificate of registration shall pay an original registration fee established by regulations adopted under AS 08.01.065 .
  2. The fee for the renewal of a registration certificate is also established by regulations adopted under AS 08.01.065 .

History. (§ 1 ch 114 SLA 1977; am § 14 ch 81 SLA 1984; am § 51 ch 37 SLA 1985; am § 45 ch 94 SLA 1987)

Administrative Code. —

For occupational licensing fees, see 12 AAC 2, art. 2.

Sec. 08.92.030. Bond or cash deposit required.

A promoter of concerts shall, at the time of applying for a certificate of registration, file with the department a surety bond or an equivalent cash deposit in the amount of $5,000. As an alternative to the bond or cash deposit, a promoter may deposit in a trust account in a bank, savings and loan association, or licensed escrow agent, 50 percent of the advance ticket receipts accumulated for each concert promoted, and provide the department with the number and location of the trust or escrow account. The bond, cash deposit, or account shall be conditioned upon the promoter providing ticket refunds within 10 days after the scheduled date of a concert which is cancelled due to any cause. The state, on behalf of a ticket holder, or a ticket holder directly, may bring an action on the bond, cash deposit, or account.

History. (§ 1 ch 114 SLA 1977)

Sec. 08.92.035. Refund caption required.

Tickets for concerts subject to the provisions of this chapter shall be printed with the name and business address of the promoter and the following caption:

“In the event of concert cancellation, refunds will be available at the above location between the hours of 9:00 a.m. and 5:00 p.m. for a period of 10 days after the scheduled date of the concert.”

History. (§ 1 ch 114 SLA 1977)

Sec. 08.92.040. Denial, revocation, and suspension of registration.

  1. The department may refuse to issue, or may suspend or revoke, a certificate of registration for failure to comply with a provision of this chapter or of a regulation adopted under it.  If a bonding company cancels the bond of a promoter, the promoter’s certificate of registration shall be revoked.  A promoter whose certificate has been revoked may again obtain registration by complying with the requirements of this chapter.
  2. Proceedings under this chapter are governed by AS 44.62 (Administrative Procedure Act).
  3. If the department determines that a person is acting as a promoter in violation of this chapter, the department may order the person to stop the violation. Upon receipt of the order, the person affected has the right to be heard and to present proof to the office of administrative hearings (AS 44.64.010 ) that the violation has not occurred. Upon application made by the recipient of the order, the office of administrative hearings may schedule a hearing at the earliest possible time. After the hearing, the department may affirm, modify, or set aside the order.

History. (§ 1 ch 114 SLA 1977; am § 24 ch 163 SLA 2004)

Sec. 08.92.050. Injunction.

The attorney general may institute an action in the superior court to enjoin a violation of this chapter.

History. (§ 1 ch 114 SLA 1977)

Sec. 08.92.060. Violations.

  1. A person who violates AS 08.92.010 is guilty of a misdemeanor and upon conviction is punishable by a fine of not more than $5,000, or by imprisonment for not more than one year, or by both.
  2. Retention of ticket receipts after the 10th day following the scheduled date of a concert that has been cancelled is presumed to be fraud against ticket purchasers.  A promoter who fails to refund the purchase price of a ticket to a concert which has been cancelled and retains the ticket receipts after the 10th day following the scheduled concert that has been cancelled is guilty of
    1. a misdemeanor, if ticket receipts retained are $1,000 or less, and upon conviction is punishable by a fine of not more than $5,000, or by imprisonment for not more than one year, or by both;
    2. a felony, if ticket receipts retained are more than $1,000, and upon conviction is punishable by a fine of not more than $10,000, or by imprisonment for not more than five years, or by both.

History. (§ 1 ch 114 SLA 1977)

Sec. 08.92.070. Exemption.

The provisions of this chapter do not apply to concerts promoted, organized, or produced

  1. by a nonprofit corporation, society or group that has qualified for nonprofit status under § 501(c)(3) of the Internal Revenue Code (26 U.S.C. 501(c)(3));
  2. by a promoter for presentation within a municipality having a population of less than 10,000 persons.

History. (§ 1 ch 114 SLA 1977)

Sec. 08.92.080. Regulations.

The department may adopt regulations in accordance with AS 44.62 (Administrative Procedure Act) as necessary to administer and enforce this chapter.

History. (§ 1 ch 114 SLA 1977)

Administrative Code. —

For occupational licensing fees, see 12 AAC 2, art. 2.

Sec. 08.92.090. Definitions.

In this chapter,

  1. “concert” means a live, staged musical performance, comedy act, or other specialty act featuring any number of performers for which a ticket is sold in advance for purposes of profit by a concert promoter; the term does not include dramatic performances;
  2. “department” means the Department of Commerce, Community, and Economic Development;
  3. “promoter” means a person who contracts for and arranges a concert for purposes of profit whether engaged full time or part time in the business of booking or hiring concerts.

History. (§ 1 ch 114 SLA 1977)

Revisor’s notes. —

In 1999, “Department of Commerce and Economic Development” was changed to “Department of Community and Economic Development” in this section in accordance with § 88, ch. 58, SLA 1999.

In 2004, “Department of Community and Economic Development” was changed to “Department of Commerce, Community, and Economic Development” in this section, in accordance with § 3, ch. 47, SLA 2004.

Chapter 95. Social Workers.

Cross references. —

For statement of legislative purpose in connection with the enactment of this chapter, see sec. 1, ch. 126, SLA 1988 in the Temporary and Special Acts.

Administrative Code. —

For board of social work examiners, see 12 AAC 18.

Collateral references. —

Social worker malpractice, 58 ALR4th 977.

Article 1. Board of Social Work Examiners.

Administrative Code. —

For board of social work examiners, see 12 AAC 18.

Sec. 08.95.010. Creation and membership of the board.

  1. There is created the Board of Social Work Examiners composed of five members, as follows: one member licensed under this chapter as a baccalaureate social worker; one member licensed under this chapter as a master social worker; two members licensed under this chapter as clinical social workers; and one public member who has never been licensed under this chapter. At least one of the licensed members must be a person who is not an employee of a federal, state, or local government.
  2. Members of the board shall elect a member of the board as chair. The chair serves for a term of one year.

History. (§ 2 ch 126 SLA 1988; am § 5 ch 118 SLA 1998; am § 2 ch 43 SLA 2018)

Effect of amendments. —

The 2018 amendment, effective June 30, 2018, in (a), deleted “or of a private nonprofit organization that is exempt from federal income tax” at the end.

Sec. 08.95.020. Board meetings.

The board shall hold at least two meetings each year. The board may hold additional meetings at the call of the chair or of a majority of the board members.

History. (§ 2 ch 126 SLA 1988; am § 6 ch 118 SLA 1998)

Sec. 08.95.030. Duties.

The board shall

  1. issue licenses to qualified applicants;
  2. adopt regulations
    1. requiring that continuing education requirements be satisfied before a license is renewed;
    2. establishing a code of professional ethics that a licensee must observe;
    3. establishing standards of practice for social work performed by a licensee; and
    4. establishing standards for supervisors and for supervision that is required for licensure under AS 08.95.110(a) ;
  3. adopt regulations necessary to carry out the duties and purpose of this chapter.

History. (§ 2 ch 126 SLA 1988; am § 19 ch 6 SLA 1998; am § 7 ch 118 SLA 1998)

Administrative Code. —

For occupational licensing fees, see 12 AAC 2, art. 2.

For application and employment requirements, see 12 AAC 18, art. 1.

For license renewal and continuing education, see 12 AAC 18, art. 2.

Sec. 08.95.040. Continuing education requirement.

  1. The board shall adopt continuing education requirements for persons licensed under this chapter. Continuing education requirements that must be satisfied before the first biennial renewal of a person’s license must include a minimum of 45 hours of education or training with a minimum of three hours in professional ethics, six hours in substance abuse, and six hours in cross-cultural education that includes issues relating to Alaska Natives. After the first biennial renewal of a license, continuing education requirements for that person’s license renewal must include three hours in professional ethics, six hours in substance abuse, and six hours in cross-cultural education, three hours of which must include issues relating to Alaska Natives.
  2. The board shall appoint three persons licensed under this chapter to serve as a continuing education committee. The committee shall advise the board on matters related to continuing education for clinical social workers. One person appointed to the committee must be familiar with social problems in the rural areas of the state.

History. (§ 2 ch 126 SLA 1988; am § 8 ch 118 SLA 1998)

Administrative Code. —

For license renewal and continuing education, see 12 AAC 18, art. 2.

Sec. 08.95.050. Disciplinary sanctions.

  1. The board may impose a disciplinary sanction under AS 08.01.075 if it finds that a licensee
    1. secured a license through deceit, fraud, or intentional misrepresentation;
    2. engaged in deceit, fraud, or intentional misrepresentation in the course of providing professional services or in the course of professional activities;
    3. advertised professional services in a false or misleading manner;
    4. violated this chapter, a regulation adopted under this chapter, or an order issued by the board;
    5. is the subject of a disciplinary sanction or other adverse licensing action in another jurisdiction relating to a social work license;
    6. failed to report to the board that the licensee is or was the subject of a disciplinary proceeding or other adverse licensing action in another jurisdiction relating to a social work license;
    7. has been convicted of a felony or has been convicted of a misdemeanor that reflects on the licensee’s ability to practice competently and professionally;
    8. intentionally or negligently engaged in, or permitted persons under the licensee’s supervision to engage in, client care that did not conform to minimum professional standards or to the standards of practice adopted by the board regardless of whether actual injury to the client occurred;
    9. continued to practice after becoming unfit due to
      1. professional incompetence;
      2. failure to keep informed of current professional practices;
      3. addiction to or severe dependency on alcohol or other drugs that impairs the ability to practice safely; or
      4. physical or mental disability;
    10. engaged in lewd, immoral, or unethical conduct in connection with the delivery of professional services to clients; or
    11. while licensed to practice clinical social work, engaged in sexual contact with a person during the time period that the person was a client or within two years after termination of the licensee’s professional relationship with the client.
  2. The board may not impose disciplinary sanctions on a licensee for the evaluation, diagnosis, or treatment of a person through audio, video, or data communications when physically separated from the person if
    1. the licensee or another licensed health care provider is available to provide follow-up care;
    2. the licensee requests that the person consent to sending a copy of all records of the encounter to a primary care provider if the licensee is not the person’s primary care provider and, if the person consents, the licensee sends the records to the person’s primary care provider; and
    3. the licensee meets the requirements established by the board in regulation.
  3. The board shall adopt regulations restricting the evaluation, diagnosis, supervision, and treatment of a person as authorized under (b) of this section by establishing standards of care, including standards for training, confidentiality, supervision, practice, and related issues.

History. (§ 9 ch 118 SLA 1998; am § 15 ch 25 SLA 2016)

Effect of amendments. —

The 2016 amendment, effective September 19, 2016, added (b) and (c).

Article 2. Licensing.

Administrative Code. —

For license renewal and continuing education, see 12 AAC 18, art. 2.

Sec. 08.95.100. License required.

  1. A person who practices clinical social work without obtaining a license under this chapter to practice clinical social work is guilty of a class B misdemeanor unless the person is
    1. licensed under a provision of this title that is outside this chapter, is practicing within the scope of that license, and is not representing to the public by title or description of service as being engaged in the practice of clinical social work; or
    2. practicing clinical social work as a student in a social work program approved by the board.
  2. A person is guilty of a class B misdemeanor if the person is not licensed
    1. under this chapter and uses the title “social worker” unless the person is exempt from licensure under AS 08.95.911 ;
    2. as a clinical social worker under this chapter or has a clinical social worker license that is suspended, revoked, or lapsed, and the person
      1. uses in connection with the person’s name the words or letters “L.C.S.W.,” “Licensed Clinical Social Worker,” or other letters, words, or insignia indicating or implying that the person is a licensed clinical social worker; or
      2. in any way, orally or in writing, directly or by implication, holds out as a licensed clinical social worker;
    3. as a master social worker under this chapter or has a master social worker license that is suspended, revoked, or lapsed, and the person
      1. uses in connection with the person’s name the words or letters “L.M.S.W.,” “Licensed Master Social Worker,” or other letters, words, or insignia indicating or implying that the person is a licensed master social worker; or
      2. in any way, orally or in writing, directly or by implication, holds out as being a licensed master social worker; or
    4. as a baccalaureate social worker under this chapter or has a baccalaureate social worker license that is suspended, revoked, or lapsed, and the person
      1. uses in connection with the person’s name the words or letters “L.B.S.W.,” “Licensed Baccalaureate Social Worker,” or other letters, words, or insignia indicating or implying that the person is a licensed baccalaureate social worker; or
      2. in any way, orally or in writing, directly or by implication, holds out as being a licensed baccalaureate social worker.
  3. [Repealed, § 26 ch 118 SLA 1998.]

History. (§ 2 ch 126 SLA 1988; am §§ 10, 11, 26 ch 118 SLA 1998)

Cross references. —

For penalties for misdemeanors, see AS 12.55.035 and 12.55.135 .

Sec. 08.95.110. License requirements.

  1. The board shall issue a license to practice clinical social work to a person who
    1. has received a master’s degree or a doctoral degree in social work from a college or university approved by the board;
    2. has completed, within the 10 years before application for licensure and under the supervision of a licensed clinical social worker, licensed psychologist, or licensed psychiatrist either
      1. a minimum of two years of continuous full-time employment in postgraduate clinical social work; or
      2. a minimum of 3,000 hours of less than full-time employment in a period of not less than two years in postgraduate clinical social work;
    3. is of good moral character;
    4. is in good professional standing and is fit to practice social work as determined by the board;
    5. has provided three professional references that are acceptable to the board, including, if the applicant
      1. was previously employed to practice social work, one reference from a person who was the applicant’s employer while practicing social work unless the applicant demonstrates to the satisfaction of the board that the applicant is unable to satisfy the requirement of this subparagraph through no fault of the applicant; and
      2. is currently employed to practice social work, a reference from the applicant’s current employer;
    6. has satisfactorily completed the examination given by the board for clinical social worker licensing; and
    7. has paid required fees.
  2. The board shall issue a license authorizing use of the title “master social worker” to a person who
    1. satisfies the requirements of (a)(1), (3) — (5), and (7) of this section; and
    2. has satisfactorily completed the examination given by the board for master social worker licensing.
  3. The board shall issue a license authorizing use of the title “baccalaureate social worker” to a person who
    1. satisfies the requirements of (a)(3) — (5) and (7) of this section;
    2. has received a bachelor’s degree in social work from a college or university approved by the board; and
    3. has satisfactorily completed the examination given by the board for baccalaureate social worker licensing.

History. (§ 2 ch 126 SLA 1988; am §§ 12, 13 ch 118 SLA 1998)

Cross references. —

For transitional licensing provisions valid until July 1, 2000, see § 28, ch. 118, SLA 1998 in the 1998 Temporary and Special Acts.

Administrative Code. —

For occupational licensing fees, see 12 AAC 2, art. 2.

For application and employment requirements, see 12 AAC 18, art. 1.

Sec. 08.95.120. Licensing by credentials.

  1. The board shall issue a license to practice clinical social work if the applicant
    1. holds a current license to practice clinical social work in another jurisdiction that, at the time of original issuance of the license, had requirements for licensure equal to or more stringent than those of this state;
    2. is not the subject of an unresolved complaint or disciplinary action before a regulatory authority or a professional social work association;
    3. has provided three professional references that are acceptable to the board, including, if the applicant
      1. was previously employed to practice social work, one reference from a person who was the applicant’s employer while practicing social work unless the applicant demonstrates to the satisfaction of the board that the applicant is unable to satisfy the requirement of this subparagraph through no fault of the applicant; and
      2. is currently employed to practice social work, a reference from the applicant’s current employer;
    4. has not had a license to practice clinical social work revoked, suspended, or surrendered in lieu of disciplinary action in this state or another jurisdiction;
    5. has submitted proof of continued competency satisfactory to the board; and
    6. has paid required fees.
  2. The board shall issue a license to use the title “master social worker” or “baccalaureate social worker,” as applicable, to an applicant who
    1. holds a current similar license from another jurisdiction that, at the time of original issuance of the license, had requirements for the license that were equal to or more stringent than those of this state;
    2. is not the subject of an unresolved complaint or disciplinary action before a regulatory authority or a professional social work association;
    3. has provided three professional references that are acceptable to the board, including, if the applicant
      1. was previously employed to practice social work, one reference from a person who was the applicant’s employer while practicing social work unless the applicant demonstrates to the satisfaction of the board that the applicant is unable to satisfy the requirement of this subparagraph through no fault of the applicant; and
      2. is currently employed to practice social work, a reference from the applicant’s current employer;
    4. has not had a license to practice social work or to use the title “social worker” revoked, suspended, or surrendered in lieu of disciplinary action in this state or another jurisdiction;
    5. has submitted proof of continued competency satisfactory to the board; and
    6. has paid required fees.

History. (§ 2 ch 126 SLA 1988; am §§ 14, 15 ch 118 SLA 1998)

Administrative Code. —

For occupational licensing fees, see 12 AAC 2, art. 2.

For application and employment requirements, see 12 AAC 18, art. 1.

Sec. 08.95.125. Temporary license to practice social work.

  1. On receipt of a completed application for a social worker license, a request for a temporary license, and payment of the application fee and temporary license fee determined under AS 08.01.065(c) , the board, a member of the board, or an employee of the department designated by the board may issue a temporary license
    1. to use the title “master social worker” to an individual who
      1. satisfies the requirements of AS 08.95.110(a)(1) and (3); or
      2. satisfies the requirements of AS 08.95.120(a)(2) and (4) and provides a photocopy, together with a sworn statement as to the copy’s veracity, of the applicant’s current license as a master social worker in another jurisdiction;
    2. to use the title “baccalaureate social worker” to an individual who
      1. satisfies the requirements of AS 08.95.110(a)(3) and (c)(2); or
      2. satisfies the requirements of AS 08.95.120(a)(2) and (4) and provides a photocopy, together with a sworn statement as to the copy’s veracity, of the applicant’s current license as a baccalaureate social worker in another jurisdiction.
  2. A temporary license provided to an applicant under (a)(1)(A) or (a)(2)(A) of this section is valid for one year and is valid notwithstanding the applicant’s failure to satisfactorily complete the examination required under AS 08.95.110(a)(6) during the period that the license is valid.
  3. A temporary license issued under (a)(1)(B) or (a)(2)(B) of this section is valid for one year.
  4. An individual’s temporary license becomes invalid, notwithstanding (b) and (c) of this section, if the individual’s application for a permanent license under AS 08.95.110 or 08.95.120 is rejected by the board. The temporary license becomes invalid on the date of board action rejecting the license application.
  5. The board
    1. may impose by regulation additional limitations that it determines appropriate on a temporary license issued under this section;
    2. may not, under this section, issue more than one temporary license to an applicant;
    3. may not renew a temporary license.

History. (§ 1 ch 37 SLA 2000)

Cross references. —

For temporary courtesy license, see AS 08.01.062 .

Sec. 08.95.130. Display of license.

A person licensed under this chapter shall display the license in a conspicuous place where the licensee practices.

History. (§ 2 ch 126 SLA 1988)

Article 3. General Provisions.

Sec. 08.95.900. Confidentiality of communication.

  1. A licensed social worker, and the social worker’s employees or other persons who have access to the social worker’s records, may not reveal to another person a communication made to the licensee by a client about a matter concerning which the client has employed the licensee in a professional capacity. This section does not apply to
    1. a case conference with other licensed social workers or with other licensed practitioners of the healing arts;
    2. the release of information which the client in writing authorized the licensee to reveal;
    3. information released to the board as part of a disciplinary or other proceeding by the board;
    4. information revealed as part of the discovery of evidence related to a court proceeding or introduced in evidence in a court proceeding;
    5. communications relevant to the physical, mental, or emotional condition of the client in a proceeding in which the condition of the client is an element of the claim or defense of the client, of a party claiming through or under the client, or of a person raising the client’s condition as an element of the person’s own case, or of a person claiming as a beneficiary of the client through a contract to which the client is or was a party; or, after the client’s death, in a proceeding in which a party puts the condition of the client in issue;
    6. a communication to a potential victim or to law enforcement officers where a threat of imminent serious physical harm to an identified victim has been made by a client; or
    7. a communication that indicates that another licensed practitioner of the healing arts has committed an act of unprofessional or unlawful conduct in the provision of health or mental health services if the communication is disclosed by the social worker only to the licensing board with jurisdiction over the type of person who allegedly committed the unprofessional or unlawful conduct and the disclosure is made in good faith.
  2. Notwithstanding (a) of this section, a licensed social worker shall report incidents of child abuse or neglect as required by AS 47.17.020 and incidents of harm to vulnerable adults as required by AS 47.24.010 .
  3. Information obtained by the board under (a)(3) and (7) of this section is confidential and is not a public record for the purposes of AS 40.25.110 40.25.140 .

History. (§ 2 ch 126 SLA 1988; am §§ 16, 17 ch 118 SLA 1998)

Revisor’s notes. —

In 2000, “AS 40.25.110 40.25.140 ” was substituted for “AS 09.25.110 — 09.25.140 ” to reflect the 2000 renumbering of AS 09.25.110 — 09.25.140 .

Sec. 08.95.905. Immunity relating to certain reports.

A person licensed under this chapter who, in good faith and without malice, discloses to the appropriate licensing board that another licensed practitioner of the healing arts has allegedly committed an act of unprofessional or unlawful conduct in the provision of health or mental health services is immune from civil liability arising out of the disclosure.

History. (§ 18 ch 118 SLA 1998)

Sec. 08.95.910. Exemptions. [Repealed, § 27 ch 118 SLA 1998.]

Sec. 08.95.911. Exemption.

  1. Notwithstanding AS 08.95.100(b)(1) , a person who, on June 30, 2001, was employed or providing services under the title “social worker” may, without obtaining a license under this chapter, continue to use the title “social worker” while the person is employed by the same employer or, if self-employed, while providing the same scope of services, as on June 30, 2001.
  2. The exemption under (a) of this section does not authorize use of the title “social worker” outside the context of the person’s employment or self-employment, as applicable.
  3. For purposes of this section, a person who is employed by
    1. the federal government is not considered to have changed employers if the person begins employment with a different agency of the federal government;
    2. the state is not considered to have changed employers if the person begins employment with a different agency of the state;
    3. a municipality is not considered to have changed employers if the person begins employment with a different agency of the municipality.

History. (§ 19 ch 118 SLA 1998; am § 2 ch 37 SLA 2000)

Sec. 08.95.920. Unified occupation. [Repealed, § 9 ch 36 SLA 2005.]

Sec. 08.95.990. Definitions.

In this chapter,

  1. “board” means the Board of Social Work Examiners;
  2. “clinical social work” means the diagnosis of psychiatric disorders and the use of techniques of applied psychotherapy of a nonmedical nature while practicing social work;
  3. “clinical social worker” means a person who practices clinical social work;
  4. “department” means the Department of Commerce, Community, and Economic Development;
  5. “practitioner of the healing arts” has the meaning given in AS 47.17.290 ;
  6. “social work” means a service in which a special knowledge of social resources, human capabilities, and the part that unconscious motivation plays in determining behavior is directed, through the application of social work principles and methods, at helping individuals to achieve more adequate, satisfying, and productive social adjustments;
  7. “social work principles and methods” include counseling of a nonmedical nature to assist in the treatment of mental and emotional conditions of individuals, families, and groups; providing information and referral services; providing or arranging for the provision of social services; explaining and interpreting the psychosocial aspects in the situations of individuals, families, or groups; helping communities to organize, provide, or improve social and health services; and doing research related to social work.

History. (§ 2 ch 126 SLA 1988; am §§ 20 — 23 ch 118 SLA 1998)

Revisor’s notes. —

Paragraphs (2) and (5) were enacted as (6) and (7), respectively. Renumbered in 1998, at which time former paragraph (2) was renumbered as (6) and former paragraph (5) was renumbered as (7).

In 1999, “Department of Commerce and Economic Development” was changed to “Department of Community and Economic Development” in this section in accordance with § 88, ch. 58, SLA 1999.

In 2004, “Department of Community and Economic Development” was changed to “Department of Commerce, Community, and Economic Development” in this section, in accordance with § 3, ch. 47, SLA 2004.

Chapter 98. Veterinarians.

Administrative Code. —

For board of veterinary examiners, see 12 AAC 68.

Collateral references. —

78 Am. Jur. 2d, Veterinarians, §§ 1-5.

Validity, construction, and effect of statutes or regulations governing practice of veterinary medicine, 8 ALR4th 223.

Veterinarian’s liability for malpractice, 71 ALR4th 811.

Article 1. Board of Veterinary Examiners.

Administrative Code. —

For board of veterinary examiners, see 12 AAC 68.

Sec. 08.98.010. Creation and membership of the board.

There is created the Board of Veterinary Examiners composed of five members appointed by the governor and approved by the legislature. Four members shall be licensed veterinarians who have been in active practice in the state for at least five years preceding appointment and one shall be a public member. A person may not serve on the board who is, or was during the two years immediately preceding appointment, a member of a faculty, board of trustees, or advisory board of a veterinary school.

History. (§ 1 ch 91 SLA 1963; am § 1 ch 94 SLA 1966; am § 2 ch 130 SLA 1980)

Sec. 08.98.020. Term of office. [Repealed, § 49 ch 94 SLA 1987. For current law, see AS 08.01.035.]

Sec. 08.98.025. Removal of board members. [Repealed, § 49 ch 94 SLA 1987. For current law, see AS 08.01.020.]

Sec. 08.98.030. Executive secretary of board. [Repealed, § 16 ch 130 SLA 1980.]

Sec. 08.98.040. Board meetings.

The board shall hold at least three meetings each year. The board may hold special meetings at the call of the chairman or of a majority of the members. A majority of board members constitutes a quorum and a majority vote of those present is the decision of the board.

History. (§ 1 ch 91 SLA 1963; am § 5 ch 130 SLA 1980; am § 12 ch 59 SLA 1982)

Sec. 08.98.050. Powers and duties of the board.

  1. The board shall
    1. establish examination requirements for eligible applicants for licensure to practice veterinary medicine;
    2. examine, or cause to be examined, eligible applicants for licensure or registration;
    3. approve the issuance of licenses and student permits to qualified applicants;
    4. establish standards for the practice of veterinary medicine by regulation;
    5. conduct disciplinary proceedings in accordance with this chapter;
    6. adopt regulations requiring proof of continued competency before a license is renewed;
    7. as requested by the department, monitor the standards and availability of veterinary services provided in the state and report its findings to the department;
    8. collect, or cause to be collected, data concerning the practice of veterinary technology by veterinary technicians in the state and submit the data to the department for maintenance;
    9. establish, by regulation, educational and training requirements for
      1. the issuance of student permits; and
      2. the delegation of duties by veterinarians licensed under this chapter to veterinary technicians;
    10. require that a licensee who has a federal Drug Enforcement Administration registration number register with the controlled substance prescription database under AS 17.30.200(n) ;
    11. identify resources and develop educational materials to assist licensees to identify an animal owner who may be at risk for abusing or misusing an opioid.
  2. The board may
    1. establish examination and registration requirements for veterinary technicians;
    2. adopt regulations or do any act necessary to carry out its duties under this chapter.

History. (§ 1 ch 91 SLA 1963; am § 2 ch 94 SLA 1966; am § 1 ch 54 SLA 1967; am § 6 ch 130 SLA 1980; am § 1 ch 57 SLA 1981; am § 19 ch 6 SLA 1998; am § 1 ch 108 SLA 2008; am § 31 ch 2 SSSLA 2017)

Revisor’s notes. —

Former paragraphs (a)(8)-(10) were renumbered as (a)(7)-(9), respectively, in 1998 to reflect the 1998 repeal of former paragraph (a)(7).

Administrative Code. —

For veterinary licensing and examination, see 12 AAC 68, art. 1.

For standards of practice, see 12 AAC 68, art. 2.

For continuing competency, see 12 AAC 68, art. 3.

For veterinary technicians, see 12 AAC 68, art. 4.

Effect of amendments. —

The 2017 amendment, effective July 26, 2017, in (a), added (10) and (11) and made a related change.

Legislative history reports. —

For governor's transmittal letter for ch. 2, SSSLA 2017 (HB 159), which added paragraphs (a)(10) and (11) to this section, see 2017 House Journal 408 — 410.

Sec. 08.98.060. Board regulations. [Repealed, § 16 ch 130 SLA 1980. For current law, see AS 08.98.050.]

Sec. 08.98.070. Duties of the department.

The department shall furnish the board with administrative services, including renting space for holding examinations, printing and mailing licenses and student permits, sending notices, before December 1 of each year, that licenses must be renewed, collecting fees and issuing receipts, keeping a current register of licensees, employing secretarial assistants, replying to routine requests for information, printing forms and informational bulletins, typing all matter to be reproduced, maintaining records and completed examinations, and keeping records of receipts and disbursements.

History. (§ 1 ch 91 SLA 1963; am § 3 ch 94 SLA 1966; am § 2 ch 108 SLA 2008)

Sec. 08.98.080. Department regulations.

The department shall adopt procedural regulations necessary to carry out the duties imposed on it by AS 08.98.070 .

History. (§ 1 ch 91 SLA 1963))

Administrative Code. —

For veterinary licensing and examination, see 12 AAC 68, art. 1.

For continuing competency, see 12 AAC 68, art. 3.

For veterinary technicians, see 12 AAC 68, art. 4.

Sec. 08.98.090. Applicability of the Administrative Procedure Act.

AS 44.62 (Administrative Procedure Act) applies to regulations and proceedings under this chapter.

History. (§ 1 ch 91 SLA 1963)

Sec. 08.98.100. Compensation.

Members of the board are entitled to per diem allowances and transportation expenses allowed by law and paid members of other state examining boards.

History. (§ 1 ch 91 SLA 1963)

Cross references. —

For per diem and travel expenses, see AS 39.20.180 .

Article 2. Licensing.

Administrative Code. —

For veterinary licensing and examination, see 12 AAC 68, art. 1.

Collateral references. —

78 Am. Jur. 2d, Veterinarians, §§ 3, 4.

Sec. 08.98.120. License required; prohibitions; penalty.

  1. A person may not practice veterinary medicine, surgery, or dentistry unless the person is licensed as a veterinarian under this chapter or has a temporary permit issued under AS 08.98.186 , except that a person may perform functions authorized by
    1. regulation of the board if the person is licensed as a veterinary technician; or
    2. a permit issued under AS 08.02.050 if the person is employed by an agency that has a permit issued under AS 08.02.050 .
  2. A person may not
    1. present or attempt to use a license or permit that was issued under this chapter to another person, either directly or by impersonation;
    2. secure or attempt to secure a license or permit under this chapter through deceit, fraud, or intentional misrepresentation;
    3. use or attempt to use an expired or revoked license or permit knowing of the license’s or permit’s status; or
    4. falsely claim to be licensed or to hold a permit under this chapter.
  3. Violation of this section is a misdemeanor punishable by a fine of not more than $10,000 or by imprisonment for not more than one year, or by both.

History. (§ 1 ch 91 SLA 1963; am § 7 ch 130 SLA 1980; am §§ 1, 2 ch 128 SLA 1996; am § 3 ch 62 SLA 2002)

Administrative Code. —

For veterinary technicians, see 12 AAC 68, art. 4.

Sec. 08.98.125. Exemptions.

This chapter does not apply to the following:

  1. a veterinary medical officer in the military service in the discharge of official duties or as an employee in the federal or state government performing veterinary medical services within the scope of the person’s official duties;
  2. a veterinarian who is licensed in another state or country, or a person whose expertise a veterinarian licensed in this state believes would benefit an animal, and who provides only consultation to a veterinarian licensed in this state; in this paragraph, “consultation” means advice or assistance provided in person, telephonically, electronically, or by any other method of communication from a veterinarian or other person whose expertise, in the opinion of the veterinarian, would benefit the animal; and
  3. a veterinarian licensed and residing in another state who provides assistance, as requested by and under the supervision of a veterinarian licensed in this state, for the purpose of providing skills not otherwise available in this state in conducting research or other practice of veterinary medicine on captive or free-ranging wildlife; however, that assistance is limited to not more than three events in a calendar year for not more than a total of 60 days in the year and may not be on a regular or recurring basis, as defined by the board.

History. (§ 3 ch 108 SLA 2008)

Sec. 08.98.130. Examination. [Repealed, § 16 ch 130 SLA 1980.]

Sec. 08.98.140. Content of examination. [Repealed, § 6 ch 5 SLA 1998.]

Sec. 08.98.150. Administration of examination.

The board shall offer examinations at least once a year. Examinations shall be so administered that, whenever possible, one who grades a written examination does not know the identity of the examinee whose test is being graded.

History. (§ 1 ch 91 SLA 1963; am § 4 ch 94 SLA 1966)

Sec. 08.98.160. Reexamination.

A person who fails an examination may apply for a subsequent examination, but shall pay the examination fee each time the person applies.

History. (§ 1 ch 91 SLA 1963)

Sec. 08.98.165. Qualification for license.

  1. An applicant is qualified to receive a license as a veterinarian who
    1. is a graduate of an accredited veterinary school or who has successfully completed the Educational Commission for Foreign Veterinary Graduates certification process;
    2. has, within the 60 months preceding application for the license, passed a national examination for veterinarians approved by the board;
    3. has passed the written examination of the state on specific Alaska issues of veterinary practice;
    4. is in good standing, as defined by the board in regulations; and
    5. has paid required fees.
  2. [Repealed, § 6 ch 5 SLA 1998.]

History. (§ 9 ch 130 SLA 1980; am § 4 ch 128 SLA 1996; am §§ 2, 6 ch 5 SLA 1998)

Administrative Code. —

For veterinary licensing and examination, see 12 AAC 68, art. 1.

Sec. 08.98.167. Qualification for technician license.

The board shall adopt regulations under which a person may qualify to be licensed as a veterinary technician.

History. (§ 5 ch 128 SLA 1996)

Administrative Code. —

For veterinary technicians, see 12 AAC 68, art. 4.

Sec. 08.98.170. Qualification for examination. [Repealed, § 16 ch 130 SLA 1980. For current law, see AS 08.98.165.]

Sec. 08.98.180. Temporary license.

A person who meets the requirements of AS 08.98.165(a)(1) , (4), and (5) is entitled to be temporarily licensed after applying for examination if the person works under the supervision of a licensed veterinarian. A license issued under this section is valid until the results of the examinations are published. A person may not receive more than one temporary license. An application for a temporary license must be signed by the supervising veterinarian and accompanied by the temporary license fee required under AS 08.98.190 .

History. (§ 1 ch 91 SLA 1963; am § 7 ch 94 SLA 1966; am § 10 ch 130 SLA 1980; am § 2 ch 57 SLA 1981; am § 52 ch 37 SLA 1985; am § 3 ch 5 SLA 1998)

Administrative Code. —

For veterinary licensing and examination, see 12 AAC 68, art. 1.

Sec. 08.98.184. Licensure by credentials.

The board shall approve the issuance of a license to an applicant who holds a valid license to practice veterinary medicine in another state, territory, or country if the applicant

  1. has graduated from an accredited school of veterinary medicine or has successfully completed the Educational Commission for Foreign Veterinary Graduates certification process;
  2. has been engaged in the active practice of veterinary medicine for at least five of the seven years before filing the application;
  3. has passed the written examination of the state on specific Alaska issues of veterinary practice;
  4. is in good standing, as defined by the board in regulations; and
  5. has paid required fees.

History. (§ 11 ch 130 SLA 1980; am § 6 ch 128 SLA 1996; am § 4 ch 5 SLA 1998)

Administrative Code. —

For veterinary licensing and examination, see 12 AAC 68, art. 1.

Sec. 08.98.186. Temporary permit.

A person licensed to practice veterinary medicine in another state who meets the requirements of AS 08.98.165(a)(1) , (4), and (5) may be granted a temporary permit to conduct the practice of a person licensed in the state who is absent from practice. An application shall be signed by the person who is or will be absent from practice and by the applicant. A temporary permit is valid for no longer than 60 days after issuance but may be renewed.

History. (§ 11 ch 130 SLA 1980; am § 5 ch 5 SLA 1998)

Cross references. —

For temporary courtesy license, see AS 08.01.062 .

Administrative Code. —

For veterinary licensing and examination, see 12 AAC 68, art. 1.

Sec. 08.98.188. Student permit.

  1. The board may approve the issuance of a student permit to a student enrolled in and in good standing at an accredited college of veterinary medicine who has completed three years of study and is participating in an externship program as part of the college’s educational curriculum.
  2. A student permit is valid for not longer than one year and may not extend beyond the student’s graduation.
  3. A holder of a student permit is subject to the following limitations:
    1. assistance in diagnosis and surgery must be under the immediate supervision of a veterinarian licensed in this state;
    2. assistance in treatment must be under the direct or indirect supervision of a veterinarian licensed in this state;
    3. not more than one student permit holder at a time may be under the direct supervision of a veterinarian licensed in this state; and
    4. a veterinary practice may not retain more than two student permit holders at a time.
  4. The board shall establish requirements for student permits by regulation.
  5. A person holding a permit under this section is not subject to provisions of this chapter other than this section.
  6. In this section,
    1. “direct supervision” means the supervising veterinarian is on the premises where the animal is being treated and is quickly and easily available;
    2. “immediate supervision” means the supervising veterinarian is in the immediate area and within audible and visual range of the animal patient and the person treating the patient;
    3. “indirect supervision” means the supervising veterinarian does not need to be on the premises but has given either written or oral instructions for the treatment of the animal;
    4. “veterinary practice” means a business that provides veterinary services.

History. (§ 4 ch 108 SLA 2008)

Sec. 08.98.190. Fees.

The department shall set fees under AS 08.01.065 for the following:

  1. application;
  2. examination;
  3. investigation of credentials;
  4. license;
  5. license renewal;
  6. temporary license;
  7. temporary permit.

History. (§ 1 ch 91 SLA 1963; am § 1 ch 53 SLA 1968; am § 12 ch 130 SLA 1980; am § 53 ch 37 SLA 1985)

Administrative Code. —

For occupational licensing fees, see 12 AAC 2, art. 2.

For veterinary licensing and examination, see 12 AAC 68, art. 1.

Sec. 08.98.200. Reinstatement of lapsed license.

A person whose license has lapsed is entitled to have the license reinstated without taking an examination unless the license has remained lapsed more than five years.

History. (§ 1 ch 91 SLA 1963; am § 2 ch 53 SLA 1968)

Administrative Code. —

For veterinary licensing and examination, see 12 AAC 68, art. 1.

Sec. 08.98.210. Out-of-state veterinarian. [Repealed, § 16 ch 130 SLA 1980. For current law, see AS 08.98.184 and 08.98.186.]

Article 3. Enforcement.

Sec. 08.98.230. Injunction. [Repealed, § 16 ch 130 SLA 1980. For current law, see AS 08.98.235.]

Sec. 08.98.235. Grounds for imposition of disciplinary sanctions.

After a hearing, the board may impose a disciplinary sanction on a person licensed under this chapter when the board finds that the person

  1. secured a license through deceit, fraud, or intentional misrepresentation;
  2. engaged in deceit, fraud, or intentional misrepresentation in the course of providing professional services or engaging in professional activities;
  3. advertised professional services in a false or misleading manner;
  4. has been convicted of a felony or other crime which affects the person’s ability to continue to practice competently and safely;
  5. intentionally or negligently engaged in or permitted the performance of animal care by the person’s supervisees which does not conform to minimum professional standards regardless of whether actual injury to the animal occurred;
  6. failed to comply with this chapter, with a regulation adopted under this chapter, or with an order of the board;
  7. continued to practice after becoming unfit due to
    1. professional incompetence;
    2. addiction or severe dependency on alcohol or other drugs which impairs the person’s ability to practice safely;
    3. physical or mental disability;
  8. engaged in lewd or immoral conduct in connection with the delivery of professional service;
  9. prescribed or dispensed an opioid in excess of the maximum dosage authorized under AS 08.98.245 ;
  10. procured, sold, prescribed, or dispensed drugs in violation of a law, regardless of whether there has been a criminal action.

History. (§ 13 ch 130 SLA 1980; am § 32 ch 2 SSSLA 2017)

Cross references. —

For disciplinary powers of board, see AS 08.01.075 .

Administrative Code. —

For standards of practice, see 12 AAC 68, art. 2.

For veterinary technicians, see 12 AAC 68, art. 4.

Effect of amendments. —

The 2017 amendment, effective July 26, 2017, added (9) and (10), and made a related change.

Sec. 08.98.240. Disciplinary sanctions. [Repealed, § 49 ch 94 SLA 1987. For current law, see AS 08.01.075.]

Sec. 08.98.245. Maximum dosage for opioid prescriptions.

  1. A veterinarian may not issue an initial prescription for an opioid that exceeds a seven- day supply to the owner of an animal patient for outpatient use.
  2. Notwithstanding (a) of this section, a veterinarian may issue a prescription for an opioid that exceeds a seven-day supply to the owner of an animal if the veterinarian determines that more than a seven-day supply of an opioid is necessary
    1. to treat the animal’s medical condition or for chronic pain management; the veterinarian may write a prescription for an opioid for the quantity needed to treat the animal’s medical condition or chronic pain; the veterinarian shall document in the animal’s medical record the condition triggering the prescription of an opioid in a quantity that exceeds a seven-day supply and indicate that a nonopioid alternative was not appropriate to address the medical condition; or
    2. for an owner who is unable to access a veterinarian or pharmacist within the time necessary for a refill of the seven-day supply because of a logistical or travel barrier; the veterinarian may write a prescription for an opioid for the quantity needed to treat the animal for the time that the owner is unable to access a veterinarian or pharmacist; the veterinarian shall document in the animal’s medical record the reason for the prescription of an opioid in a quantity that exceeds a seven-day supply and indicate that a nonopioid alternative was not appropriate to address the medical condition.

History. (§ 33 ch 2 SSSLA 2017)

Cross references. —

For a statement of legislative intent regarding this section, see sec. 1, ch. 2, SSSLA 2017 in the 2017 Temporary and Special Acts.

Effective dates. —

Section 33, ch. 2, SSSLA 2017, which enacted this section, took effect on July 26, 2017.

Article 4. General Provisions.

Sec. 08.98.250. Definitions.

In this chapter,

  1. “accredited veterinary school” means a veterinary college or division of a university or college that offers the degree of Doctor of Veterinary Medicine, or its equivalent as determined by the board, and conforms to the standards required for accreditation by the American Veterinary Medical Association;
  2. “animal” means any animal other than a human being including mammals, birds, fish, and reptiles, wild or domestic, living or dead;
  3. “board” means the Board of Veterinary Examiners;
  4. “department” means the Department of Commerce, Community, and Economic Development;
  5. “opioid” includes the opium and opiate substances and opium and opiate derivatives listed in AS 11.71.140 and 11.71.160 ;
  6. “practice of veterinary medicine”
    1. means for compensation to
      1. diagnose, treat, correct, change, relieve, or prevent animal disease, deformity, defect, injury, or other physical or mental condition, including the prescription or administration of a drug, biologic apparatus, anesthetic, or other therapeutic or diagnostic substance;
      2. use a manual or mechanical procedure for testing for pregnancy or correcting sterility or infertility; or
      3. render advice or recommendation with regard to any matter listed in (i) or (ii) of this subparagraph;
    2. means to represent, directly or indirectly, publicly or privately, an ability or willingness to do any act in (A) of this paragraph for compensation;
    3. means to use a description, title, abbreviation, or letters in a manner or under circumstances tending to induce the belief that the person using it or them is qualified or licensed to do any act in (A) of this paragraph whether or not for compensation;
    4. does not include, whether or not for compensation,
      1. practices related to artificial insemination and the use of a title, abbreviation, or letters in a manner which induces the belief that the person using them is qualified to perform artificial insemination;
      2. the practices of a farrier done in the performance of the farrier’s profession;
      3. standard practices commonly performed on farm or domestic animals in the course of routine farming or animal husbandry, when performed by an owner or the owner’s employee unless ownership of the animal is transferred for the purpose of avoiding application of this chapter or the primary purpose of hiring the employee is to avoid application of this chapter;
  7. “veterinary technician” means a person who performs functions delegated by a veterinarian licensed under this chapter.

History. (§ 1 ch 91 SLA 1963; am § 60 ch 218 SLA 1976; am §§ 14, 26 ch 130 SLA 1980; am § 7 ch 128 SLA 1996; am § 34 ch 13 SLA 2019)

Revisor's notes. —

Reorganized in 1991 and 2019 to alphabetize the defined terms.

In 1999, “Department of Commerce and Economic Development” was changed to “Department of Community and Economic Development” in this section in accordance with § 88, ch. 58, SLA 1999.

In 2004, “Department of Community and Economic Development” was changed to “Department of Commerce, Community, and Economic Development” in this section, in accordance with § 3, ch. 47, SLA 2004.

Effect of amendments. —

The 2019 amendment, effective October 17, 2019, added (7) [now (5)].

Chapter 99. Board of Welding Examiners.

Secs. 08.99.010 — 08.99.100. Board of Welding Examiners. [Repealed, § 35 ch 6 SLA 1984.]

Sec. 08.99.110. [Renumbered as AS 18.60.850.]

Sec. 08.99.120. Penalty. [Repealed, § 35 ch 6 SLA 1984.]